Indian Medical
Association Vs. Union of India & Ors
Indian Medical
Association Vs. Army College of Medical Sciences & Ors.
Ashima Mutneja Vs. Guru
Gobind Singh Indraprastha University & Ors
Rachit Gupta &
Ors. Vs. Guru Gobind Singh Indraprastha University & ANR.
Ashima Mutneja Vs. Guru
Gobind Singh Indraprastha University & ANR.
JUDGEMENT
B.SUDERSHAN REDDY,J:
1.
Where
the mind is without fear and the head is held high Where knowledge is free Where
the world has not broken up into fragments By narrow domestic walls Where words
come out from the depth of truth Where tireless striving stretches its arms
towards perfection Where the clear stream of reason has not lost its way Onto
the dreary desert sand of dead habit Where the mind is led forward by thee Into
ever-widening thought and action Into that heaven of freedom, my Father, let my
country awake. - Poet Laureate, Rabindranath Tagore
2.
The
vexed question of access to education has hounded India from times immemorial.
The futile pleadings of an Ekalavya for a teacher, that could not even be
suppressed in the recesses of our cultural consciousness, to the modern day
demands for exclusion from portals of knowledge of the "others",
deemed to be unfit even if lip service of acknowledgement is paid that such "unfitness"
may be due to no fault of theirs but is rather on account of their social, economic
and cultural circumstances, gouges our very national soul. Even as higher levels
of knowledge becomes vital for survival, and its technologies become capable of
empowering those who belong to groups, that historically and in the present
have been excluded from the liberating prowess of knowledge, this country seems
to witness, as in the past, a resurgence in demands that knowledge be parceled
out, through tight fisted notions of excellence, and concepts of merit that pander
to the early advantages of already empowered groups.
3.
For
much of our history, most of our people were told that they were excluded, for no
fault of theirs in this and here, but on account of some past mistakes. Hope
was restricted to the duty that was supposed to attach itself to station
ascribed by a cruel fate, cast as cosmic justice. This order that parceled
knowledge, by grades of ascribed status, chiefly of birth and of circumstances
beyond the control of the young, weakened this country. It weakened our country
because it reduced the pool of those who were to receive higher levels of knowledge
to only a small portion of the upper crust.
This in turn weakened
our method of knowing and creating new knowledge - knowledge of the deductive
kind was extolled primarily for its elegance, and its practical significance derided,
and soon enough turned into metaphysics of mysticism that palliated the
deprived with paens of a next life. This weakened our ability to apply
knowledge to practical affairs of all segments of population, and effectively shut
off the feed back loop that practice by users could have provided, so that new
knowledge could be generated. Our practical knowledge ossified, and deductive
knowledge became ever more ready to justify the worth of the high and the
mighty, for such justification brought status to the peddlers of mysticism and enabled
the high and the mighty to evade questions of accountability to the masses.
4.
It
was that truth that our national poet spoke about when he prayed that knowledge
would be free. It was that truth that the makers of modern India, those great souls,
who could see the causes for past events, and foresee the needs of the future,
tried to inscribe in our Constitution. It is not any wonder that our first
Prime Minister in the excitement of the first seconds of freedom from foreign
rule spoke about our "tryst with destiny" to the Constituent
Assembly, and yet in the same breath also added "now the time comes when we
shall redeem our pledge, not wholly or in full measure, but very substantially."
As Amartya Sen points out those were heady times, of promises made and of hope
kindled1. And we, as a nation, promised ourselves that our huddled masses,
condemned to rot in squalor, ignorance and powerlessness on account of the incessant
exploitation by the elites, and on account of enforced hierarchies of social stature
and worth, will never again acknowledge as a teacher, a person who will say that
he will teach only members of this group, and not that group.
To each and every group,
and to each and every individual in those groups, we promised that never again would
we allow social circumstances of the groups they belonged to be a factor in our
assessment of their social worth. We gave our people the hope that we, the
upper crust of India will change, and that their patience and tolerance of our inhumanity,
over many millennia in the past and for a few decades more into the future,
will soon be rewarded by our humanization. 1 The Argumentative Indian -
Writings on Indian History, Culture and Identity, Picador (2006) History says,
Don't hope On this side of the grave, But then, once in a lifetime The
longed-for tidal wave Of justice can rise up, And hope and history rhyme.
5.
We
formed our nation-state to make sure that hope and history, as an actuality of
experience of our people - all of our people, belonging to all of the groups
into which they belonged to - would indeed rhyme. That is what our Constitution
promises. And that is the motive force that informs the basic structure of our
Constitution. Our fealty to that motive force is as sacred a promise that we as
a nation have ever made to ourselves. Every other commitment can be assessed only
on the touchstone of that motive force that balances hope and actuality of
history, with hope progressively, and rapidly, being transcribed into actuality
of real equality.
6.
In
contrast to the above, a strange interpretation has been pressed upon us in
this instant matter. On the one hand it is contended that the State has to be
denied the power to achieve an egalitarian social order and promote social
justice with respect to deprived segments of the population, by imposing reservations
on private unaided educational institutions, on the ground that this Court has held
that private non-minority unaided educational institutions cannot be compelled to
select students of lower 2 Seamus Heaney, The Cure at Troy: A Version of
Sophocles' Philoctetes, (London Faber and Faber, 1991); cited in Sen, Amartya,
The Idea of Justice (Allen Lane, 2009). merit as defined by marks secured in an
entrance test, notwithstanding the fact that the State may have come to a rational
conclusion that such underachievement is on account of social, economic or
cultural deprivations and consequent denial of admissions to institutions of higher
education deleterious to national interest and welfare.
On the other hand it is
contended that private unaided non-minority educational institutions, established
by virtue of citizens claimed right to the charitable occupation, "education",
an essential ingredient of which is the unfettered right to choose who to
admit, may define their own classes of students to select, notwithstanding the
fact that there may be other students who have taken the same entrance test and
scored more marks. It would appear that we have now entered a strange terrain of
twilight constitutionalism, wherein constitutionally mandated goals of
egalitarianism and social justice are set aside, the State is eviscerated of its
powers to effectuate social transformation, even though inequality is endemic
and human suffering is widely extant particularly amongst traditionally deprived
segments of the population, and yet private educational institutions can form their
own exclusive communes for the imparting of knowledge to youngsters, and exclude
all others, despite the recognized historical truth that it is such rules of
exclusion have undermined our national capacity in the past.
7.
The
main issues that present themselves to us in these matters before us relate to
the following: (1) Can the executive abrogate a legislatively mandated and specified
social justice program in the field of education? (2) Do private non-minority unaided
professional educational institutions have the right to pre define a social group
and admit into their institutions from only those social groups and exclude all
other students the opportunity of being considered for admission into such educational
institutions? It is against the background of the ark of hope that our
Constitution is, that we have to answer the above questions. II Facts of the
Case: The Private Non-Minority Unaided Professional Educational Institution
8.
The
private educational institution, started and managed by the Army Welfare Education
Society ("AWES"), named Army College of Medical Sciences
("ACMS"), located in the National Capital Territory of Delhi
("NCT of Delhi"), seeks to admit only students who are wards or children
of current and former army personnel and widows of army personnel (henceforth, we
will be referring this entire group as "wards of army personnel" for
ease of use).
9.
AWES,
it is stated, is a charitable trust that has been set up to cater to the educational
needs of wards of Army personnel, both current and former, and widows of Army
personnel. It is stated that the operation of its educational institutions is
funded purely from regimental funds, which have been recognized to be private
funds and not that of the Indian Army. AWES was given on lease, an extent of a
little over 25 acres of land in the NCT of Delhi under the control and
possession of Ministry of Defence in order to enable it to start ACMS, and meet
the regulatory requirement regarding extent of land that a private medical
college ought to have for its college campus. In addition, ACMS has also been
provided the facility of using the Army Hospital in NCT of Delhi, both for its
scholars to fulfill the necessary clinical training at such an hospital, and also
to fulfill the regulatory requirement that a medical college possess access to
a general hospital of sufficient number of beds as assurance of availability of
facilities to meet the curricular requirements.
10.
It
is also stated that the wards of army personnel suffer from extensive
disadvantages that children of the regular civilian population do not face. It is
of course well recognized that army personnel are, by the very nature of their
job, deputed to serve in various inhospitable terrains, or in regions with
scant facilities. Such assignments imply non-availability of proper educational
facilities for their wards in large periods of the critical growing periods of
the children. Further, in order to facilitate the education of the children, personnel
of army are also compelled to maintain dual homes, where the member of the army
personnel is in one place, and his family resides in another place. This places
tremendous economic hardships, which could be conceived as also imposing hardships
in being able to secure any special coaching or training for the children.
Further, the absence of the father figure could also imply a certain imbalance
in family lives. All these contribute to lowered educational attainments of
wards of army personnel, relative to the civilian population, and hence lowered
performance in qualifying examinations for various educational institutes at the
college level, particularly the professional colleges. It is also contended that
the seats reserved for Defence personnel, at college level, also do not satisfy
the needs of children and army wards because of paucity of total seats and
stringent domicile requirements enacted by State legislatures. The admission policy
of the private non-minority unaided professional educational institution.
11.
ACMS,
in the year 2008, began to admit students. It sought to do this by a set of
rules framed by itself, and which may be briefly stated as follows: (a) That
only those students who have the relevant qualifying high school education and who
have taken the common entrance test conducted by appropriate authorities for admission
to medical colleges in the NCT of Delhi, and have secured the minimal
qualifying marks in such a test, shall be eligible to apply to ACMS; (b) Of the
students satisfying (a) above, only those who are wards or children of former and
current army personnel and widows of army personnel (including those who have died
in service) shall be eligible for admission; (c) that within the group of students
satisfying conditions (a) and (b) above, admission based on strict inter-se
ranking, based on marks secured in the common entrance test shall be followed
for admitting students; and (d) there shall not be any distinction whatsoever, on
the basis of social, economic or cultural background amongst the group
comprising the wards of army personnel. The relevant laws of the affiliating university
and the State Government applicable to private unaided non-minority professional
educational institutions.
12.
At
this preliminary stage it would appear that the admission policy of ACMS to
have been undertaken in the teeth of two different sets of laws which are
applicable: (a) the State act, "Guru Gobind Singh Indraprastha University
Act, 1998" ("GGSIU Act 1998") that led to the establishment of the
university granting affiliation to ACMS, the Guru Gobind Singh Indraprastha University
("GGSIU"), and the various ordinances promulgated by the Board of
Management ("BoM") of GGSIU; and (b) the "The Delhi Professional
Colleges or Institutions (Prohibition of Capitation Fee, Regulation of Admission,
Fixation of Non-Exploitative Fee And Other Measures to Ensure Equity And Excellence)
Act, 2007 ("Delhi Act 80 of 2007").
The relevant portions
of the applicable laws are reproduced below. Section 6 of GGSIU Act, 1998
provides as follows: "(1) The University shall be open to persons of
either sex and of whatever race, creed, caste or class, and it shall not be lawful
for the University to adopt or impose on any person any test whatsoever of
religious belief or profession or political opinion in order to entitle him to
be appointed as a teacher of the University or to hold any office therein or to
be admitted as a student of the University, or to graduate thereat, or to enjoy
or exercise any privilege thereof; (2) Nothing in this section shall be deemed
to prevent the University from making any special provision for the appointment
or admission of women or of persons belonging to the weaker sections of the society,
and in particular, of persons belonging to the Scheduled Castes and the
Scheduled Tribes."
13.
The
Board of Management of GGSIU, pursuant to Sections 27 and 6(2) of GGSIU Act, 1998,
enacted Ordinance 30; vide Board of Management Resolution No. 31.5 dated August
25, 2006, entitled Reservation Policy for the Self-Financing Private
Institutions affiliated with the Guru Gobind Singh Indraprastha University. The
said Ordinance 30 states that "for making special provisions for the
advancement of weaker sections of the society, and in particular of persons belonging
to the Scheduled Castes and Scheduled Tribes" certain percentage of seats
shall be reserved by every affiliated college. The reservations were as follows:
(i) Scheduled Castes (15%); (ii) Scheduled Tribes (0.5%); (iii) Defence Category
(5%); (iv) Physically Handicapped (3%); and (v) Supernumerary Seats for Kashmiri
Migrants (one seat). The said reservations, it is explicitly acknowledged were being
provided for pursuant to Clause 5 of Article 15 of the Constitution, which was
inserted by Constitution (Ninety Third Amendment) Act, 2005, which became effective
on 20-1-2006. Ordinance 30 of GGSIU also specifically left out educational
institutions that are owned by minorities from being subject to the reservations
policy enunciated by it.
14.
In
addition to the above, as is the norm in rest of the Country wherein
educational institutions are subjected to the laws of the legislature with territorial
jurisdiction in which such educational institutions are located, ACMS is also
subject to the laws of the NCT of Delhi, the territorial jurisdiction in which ACMS
is located. In particular the applicable laws would be as cited below. The
preamble of Delhi Act 80 of 2007 states that it is: "An Act to provide for
prohibition of capitation fee, regulation of Admission, fixation of non-exploitative
fee, allotment of seats to Scheduled Castes, Scheduled Tribes and other socially
and economically backward classes and other measures to ensure equity and excellence
in professional education in the National Capital Territory of Delhi and for
matters connected therewith or incidental thereto". Section 2 of Delhi Act
80 of 2007 provides that:
"The provisions of
this Act shall apply to - (a) Unaided institutions affiliated to a University
imparting education in degree, diploma and certificate courses." Section
12 of Delhi Act 80 of 2007 provides that: "Allocation and Reservation of
Seats: (1) In every institution, except the minority institution - (a) subject
to the provisions of this Act; ten percent of the total seats in an unaided institution
shall be allocated as management seats; (b) eighty five percent of the total seats,
except the management seats, shall be allocated for Delhi students and the
remaining fifteen percent seats for the outside Delhi students or such other
allocation as the Government may make by notification in the official Gazette,
direct; (c) supernumerary seats for non-resident Indians and any other category
shall be as may be prescribed. (2)
In the seats mentioned
in sub-section (1), an institution shall reserve- (a) seventeen percent seats
for the candidate belonging to the Scheduled Castes category, one percent seats
for the candidates belonging to the Scheduled Tribes category and such
percentage of seats, for any other category including other Backward Classes as
may be prescribed; (b) for seats not mentioned as allocated for Delhi students
in sub-section (1), fifteen percent seats for candidates belonging to the Scheduled
Caste category, seven and a half percent seats for the candidates belonging to the
Scheduled Tribes category and such percentage of seats, for any other category
as may be prescribed. (c) Subject to clause (a) and clause (b) above, three percent
seats for persons with disabilities as provided in the Persons with Disabilities
(Equal Opportunities Protection of Rights and Full Participation) Act, 1995 (1 of
1996) and such percentage of seats for the wards of defence personnel an any other
category, as may be prescribed."
15.
Further,
Delhi Act 80 of 2007 also provides in Section 13 that all institutions "shall,
subject to the provisions of this Act, make admission through a common entrance
test to be conducted by the designated agency, in such manner, as may be
prescribed", and in Section 14 that any "admission made in contravention
of the provisions of this Act, or the rules made thereunder, shall be
void."
16.
However,
ACMS based its admission policy on certain exemptions granted by the Government
of Delhi exempting ACMS' admissions from the operation of provisions of Delhi
Act 80 of 2007 with respect to allocations, as between Delhi and non-Delhi students,
reservations as mandated in Sub-section (2) of Section 12, and the requirement
that all admissions, in such reserved categories and with respect to remaining
seats, be based on inter-se merit as determined by marks secured in the common entrance
test. Such exemptions it is claimed have been granted in exercise of powers
allegedly provided in Clause (b) of Sub-section (1) of Section 12 of the Delhi
Act 80 of 2007. The said exemption specifically allowed ACMS to admit only
wards of army personnel in accordance with ACMS's admission policy earlier noted
herein. One of the peculiar aspects of the granted exemption seems to be that ACMS
is mentioned to be the "Army" in the notification.
17.
The
admission policy of ACMS was challenged in a slew of writ petitions. The writ
petitioners, students who otherwise would be eligible to be considered for admission
to ACMS, and Indian Medical Association, challenged the above admission policy in
writ petitions filed in the Delhi High Court inter-alia contending that: (1)
TMA Pai Foundation v. State of Karnataka3, as further explained in P.A. Inamdar
v. State of Maharashtra4, specifically mandated that all admissions to private unaided
non-minority professional institutions be only based on merit, which is to be taken
as inter-se ranking of all the students who have taken the common entrance test;
(2) even according to the rules and regulations of GGSIU or the Delhi Act 80 of
2007, they would have secured an admission in ACMS if it had followed the
principle of inter-se ranking, based on marks secured in the common entrance
test, of all the students applying to ACMS if ACMS had not proscribed all
non-wards of army personnel from applying; and (3) in fact ACMS is an aided
educational institution, in as much as it has received massive aid from the State,
in the form of expensive land and access to Army Base Hospital in Delhi to meet
the curricular requirements of clinical training in a general hospital that is
required by every medical college, per regulations of the Medical Council of
India.
18.
In
this regard, the defence of ACMS, and its parent society, AWES, in the High Court
has been that the exemptions granted to it by the 3 (2002) 8 SCC 481 4 (2005) 6
SCC 537 Government of Delhi were lawful, and hence they were well within the
law in admitting students only from the wards of army personnel as identified by
its admission policy. Further ACMS, and AWES, also claim that in any event the
ratio of TMA Pai, as further explained by P.A. Inamdar, is that, contrary to what
the writ petitioners were claiming, they have an unfettered right, under Article
19(1)(g), to choose its own pre-defined "source" of students.
Further, ACMS and AWES
claim that in as much as such a choice is not a "reservation" per se,
but only choice of "source" as rightly recognized by TMA Pai (supra),
and P.A. Inamdar (supra), and further because such a source is only being delineated
on the basis of occupation and not on the basis of religion, race, caste, sex or
place of birth or any of them, and inter-se ranking within the
"source" is based on qualifying marks in the common entrance test,
and the admission policy is otherwise transparent, fair and non-exploitative the
admission policy of ACMS ought to be upheld. In addition, it is also submitted
that in as much as wards of army personnel suffer educational disadvantages, in
comparison with the civilian population, and this affects the morale of army personnel,
it would be in the national interest to allow ACMS and AWES to effectuate such
admissions.
Further, it is also
claimed that such a right has been recognized previously by the courts in
India. Further, with respect to it being an unaided educational institution, it
was argued that ACMS is run purely out of regimental funds that have been held
to be private funds, and 19 not belonging to the Indian Army. Moreover, it is also
claimed that the lease granted to it by the Army and the Ministry of Defense, in
whose possession the public land, was for an initial period of thirty years, extendable
to ninety nine years, to which effect the Ministry of Defense has "in
principle" agreed to. Moreover, the access to Base Hospital of the Army in
NCT of Delhi was only for a temporary period, and that an exclusive hospital
for ACMS would soon be built. To this extent it was submitted that ACMS is not
an "aided institution" under Delhi Act 80 of 2007 as its day to day
funds are met through fees and regimental funds.
Further, it was also submitted
that MCI has accepted the temporary arrangements with respect to hospital
facilities, and has granted a conditional permission, which could be revoked if
ACMS fails to meet the requirement of having its own hospital as required by
regulations.
19.
It
appears that neither the writ petitioners nor ACMS and AWES sought to challenge
the Constitutional validity of Delhi Act 80 of 2007 or of Ordinance 30 of
GGSIU. It would appear that both parties proceeded under the assumption that Delhi
Act 80 of 2007 and Ordinance 30 of GGSIU would be applicable but for exemptions
granted by Government of Delhi. This train of thought seems to have also affected
the decisions of the learned Single Judge and the Division Bench of the High Court
of Delhi, which decisions we broadly summarise below.
The learned single
judge found that the claimed power to exempt, by the Government of Delhi, under
clause (b) of Sub-section (1) of Section 12 of Delhi Act 80 of 2007 to be
applicable as regards only the 15% of seats remaining after the seats allocated
to management quota. Thereupon, using various rationale, including the
judgments of this Court in TMA Pai, P.A. Inamdar, and Islamic Academy of Education
v State of Karnataka5, engaged in an astonishing sequence of logic that twisted
and turned, and finally found that 79% of the seats could be filled by wards of
Army personnel, and the remaining 21% by students belonging to the general category.
The legislatively mandated allotment of seats for various reserved categories, including
but not limited to Scheduled Castes and Scheduled Tribes, was completely
ignored.
On appeal by both sides,
the Division Bench embarked upon a different mode of reasoning. In the first
instance it held that the enactment of Delhi Act 80 of 2007, implies that Ordinance
30 of GGSIU has lost its relevance. Further, analyzing Section 12 of Delhi Act 80
of 2007, the Division Bench found that there is nothing in it that prohibits ACMS
and AWES to admit only wards of army personnel in all its seats, the Division Bench
upheld the admission policy of ACMS. In this regard, the Division Bench also
over-ruled the finding of learned Single Judge that the ratio of 5 (2003) 6 SCC
697 21 TMA Pai (supra)as explained in P.A. Inamdar(supra), implied that ACMS needs
to admit a "sprinkling" of students from the general category. It is
against the judgment of the Division Bench that appeals by way of special leave
petitions have been filed. III The Submissions of the Appellants:
20.
The
learned Counsel for Appellants, Dr. Aman Hingorani, submitted that ACMS is not
an unaided institution, and further it is also posited that ACMS and its parent
society be construed to be an "instrumentality of the State" under
Article 12. To this effect the following facts were pointed out: (i) that a little
over 25 acres extent of expensive land has been given on lease by Ministry of
Defence, Union of India, in the Cantonment of Delhi; access has been provided
to the Base Hospital; and further that affairs of AWES and of ACMS are substantially
and wholly managed by regular officers of the Indian Army and headed by the
Chief of Army Staff; and (ii) that regulations of Medical Council of India
("MCI") do not permit grant of permission for setting up of medical
colleges unless the Society setting up such a college owns such land and has
its own hospital of requisite number of beds, and further that the permission
was granted by MCI on the ground 22 that ACMS was in fact a governmental
entity.
It was contended that
in such an event, the admissions to ACMS ought to be on the same principles followed
by the Armed Forces Medical College, Pune. It is also contended that even if
ACMS be deemed to not be an instrumentality of the State, it could not be
construed as an unaided institution, on account of the massive aid by Ministry of
Defence, merely because its day to day expenses are taken care of by fees from
students and regimental funds. The implication pressed by Dr. Hingorani was that,
in such a case Delhi Act 80 of 2007 would not be applicable at all, as it is
intended to be applicable to unaided private professional institutions, and
furthermore the exemptions granted by the Government of Delhi from the operation
of Delhi Act 80 of 2007, and relied on by ACMS and AWES, in making the
admissions in the manner it has would also not be applicable. The applicable law,
consequently, would be Ordinance 30 of GGSIU, which provides that an upper limit
on reservations to be 5% for wards of defense personnel.
21.
The
learned Counsel for the Appellants also contended that, even if ACMS were deemed
to be both a private and an unaided professional institution, the exemption
granted by Delhi Government in allowing ACMS to admit only wards of Army
personnel to 100% of its seats is ultra vires. In this regard it was pointed
out that sub-section (2) of Section 12 of Delhi Act 80 of 2007 vide clause (a) provides
for specified reservations for Scheduled Castes and Scheduled Tribes, and
further, through rules enacted pursuant to Section 23(g), the Government of Delhi
has fixed the percentage of reservations for wards of Defence personnel, as
enabled by clause (c) of Sub-section (2) of Section 12, at 5%.
It was contended that
there is no provision in Delhi Act 80 of 2007 that allows Government of Delhi to
grant the exemption from the operation of the requirement of merit based admissions,
i.e., ranking based on marks secured in the common entrance test, from within
the entire class of students who have qualified in the common entrance test and
from the operation of the reservations as provided therein. Further, it was
also pointed out that the power being claimed, vide clause (b) of Sub-section 1
of Section 12 of Delhi Act 80 of 2007, by Government of Delhi to grant such an
exemption is only the power to vary the percentage of allocable seats as between
Delhi and non-Delhi students, and not to allocate all the seats in ACMS to wards
of Army personnel. Moreover, it was also contended that in as much as private unaided
educational institutions are essentially rendering services that the State
ought to be rendering, and wherein such services are "public services,"
admitting only wards of Army personnel in all the seats in ACMS would be a
violation of Article 14 and Article 15.
22.
In
this regard, it was also argued by Dr. Hingorani that even reservations cannot be
to the extent of 100%, in as much as such 24 reservations would amount to a violation
of Article 14, and in any event any reservations with respect of
constitutionally permissible classes would need statutory or executive provision.
In the event, the permission granted by Government of Delhi to allow ACMS to admit
only wards of Army personnel amounts to a super-reservation and violates
Article 14.
23.
It
was also argued by the learned Counsel that the grant of permission to ACMS, to
admit only wards of Army personnel, without regard to the claim of those
students who have secured more marks would be a violation of the ratio of TMA
Pai, as explained in Islamic Academy, and P.A. Inamdar. The learned counsel
submitted that the Constitution Bench in Islamic Academy, in the course of
interpreting Para 68 of the TMA Pai judgment, held that the percentage of seats
that the management of an educational institution can fill up, could never be
100%. In this regard, it was also contended that this Court, in P.A. Inamdar, was
only trying to ascertain whether, after TMA Pai, the State could impose its own
reservation policy on private unaided professional colleges.
It was submitted by
the learned Counsel, that while P.A. Inamdar has held that imposition of reservations
by the State would be an unreasonable restriction when imposed on non-minority private
unaided educational institutions, it cannot be said that P.A. Inamdar stands
for the proposition that private non-minority private unaided professional educational
institutions could select students from a pre-defined group from within the entire
general category, thereby disregarding the students in the general category who
have received higher marks. Apart from that, the holding in Islamic Academy
that a quota that can be filled up by the management at its sole discretion could
never be to the extent of 100%, has not been overruled by P.A. Inamdar.
Consequently, it must be taken that the ratio in Islamic Academy holds the
field with regard to such questions.
It was also further contended
that this Court in P.A. Inamdar has held that professional colleges stand on an
entirely different footing, and that the requirement that admissions strictly be
on the basis of merit, as determined by marks in a common entrance test, in
fact takes precedence over other considerations including the rights of managements
of professional unaided non-minority colleges to select students according to their
choice.
24.
The
learned Counsel while conceding that wards of Army personnel may form a constitutionally
permissible class entitled to horizontal reservations under Article 15(1);
nevertheless, relying on D.N. Chanchala v. State of Mysore6 it was argued that
such a horizontal reservation ought to be kept at the least level possible, so
that it does not whittle competitive selection in the general category
completely. In this regard it was pointed out that horizontal reservations, even
for 18.49 million disabled, forming 6 (1971) 2 SCC 293 26 1.8% of India's population,
is only 3%. In any event, wards of Army personnel already enjoy a wide variety
of preferential treatments, including reservations across the country, as a part
of reservations provided to wards of all Defence personnel.
In the instant case 5%
reservations are provided for wards of Defence personnel, under Ordinance 30 of
GGSIU, and also pursuant to the rules of Delhi Government, pursuant to Section 23(g)
of Delhi Act 80 of 2007 and the power granted by the enabling provisions in clause
(c) of Sub-section (2) of Section 12. To grant an exemption in favour of ACMS, in
contravention of specific statutory provisions, and to the exclusion of all other
constitutional claimants to special treatment, as also the claim of general
students to equality, would violate the discipline imposed by Articles 14 and
15 of the Constitution. The Submissions of the Respondents:
25.
Learned
Senior Counsel, Mr. K.K. Venugopal, and Mr. Jaideep Gupta, appearing for the
Respondents, dispute the contentions of the Appellants that ACMS is an
instrumentality of the State, and also further dispute that ACMS is an aided
institution. Pointing to the fact that AWES is a charitable trust, set up
purely with the object of promoting the welfare of wards of Army personnel, and
the fact that only regimental funds are used in day to day affairs of ACMS, it
was contended that AWES and ACMS ought not to be treated as an instrumentality
of the State. It was also further contended that in both the decisions of the
High Courts, by the learned Single Judge and the Division Bench, ACMS has been
found to be an unaided educational institution, per the definition of such
institutions in Delhi Act 80 of 2007, and hence ought not to be disturbed.
Further, it was also submitted that ACMS conducted its admissions on the basis of
exemptions granted by Government of Delhi, and as such meet the statutory
requirements also.
26.
Learned
Senior Counsel, Mr. K.K. Venugopal submitted that admissions being effectuated by
ACMS ought to be recognized as being based purely on inter-se merit i.e., marks
received in common entrance test by wards of Army personnel and that no reservations
of seats were being made on the basis of caste, race, religion, residence/domicile,
backwardness or any such criteria. Tracing the history of the law as applicable
to reservations and admissions to colleges, in case law from Unnikrishnan J.P.
v. State of A.P.7, through TMA Pai, Islamic Academy, to finally P.A. Inamdar,
he submitted that P.A. Inamdar holds the field, in as much as it over-ruled
parts of Islamic Academy, and explained the eleven judge bench decision of this
court in TMA Pai. His main contention was that this court in P.A. Inamdar has
found that a private unaided non-minority educational institution is entitled, under
sub-clause (g) of clause (1) of Article 19, to the same rights as a private unaided
minority institution under Clause (1) of Article 30: i.e., in as much as
minorities have the right 7 (1993) 1 SCC 645 to choose students entirely from a
"source" of their choice, non-minorities should also have the same
right to be able to pre-define a source from the general pool and admit qualified
students only from such a pre-defined source.
In particular he relied
on paras 127 and 137 of P.A. Inamdar. Specifically he relied on the following
observation in para 127: "Nowhere in Pai Foundation either in the majority
or in the minority opinion, have we found any justification for imposing seat-sharing
quota by the State on unaided private professional educational institutions and
reservation policy of the State or State quota or management seats." The learned
Senior Counsel submitted that according to P.A. Inamdar only a consensual agreement
can be arrived at between private unaided professional institutions regarding seat
sharing, and the State could not unilaterally demand any such sharing. In this
regard, the learned Senior Counsel was equating the demand by the Appellants that
the State should permit admissions to professional unaided non-minority
professional colleges only on the basis of marks secured in the common entrance
test to a demand by the State of a "quota" of seats by the State for imposition
of reservations or for that matter any other purpose. Further, given the issues
faced by Army personnel, it was submitted that a larger public interest is involved
in the armed forces personnel having comfort and security that their wards can get
a fair opportunity for securing admissions into professional colleges.
27.
The
learned Senior Counsel, Mr. Jaideep Gupta contended that the right to set up
educational institutions, whether minority or non-minority, pursuant to
sub-clause (g) of clause (1) of Article 19, includes the right to admit
students of their choice from a "source" within the general pool, so long
as the procedure adopted is transparent, fair and non-exploitative. As far as
merit is concerned, it would then be that so long as inter se merit within that
"source" is concerned, the State ought not to have the power to insist
that as far as non-minority educational institutions only select students from
the entire general pool on the basis of marks secured on the common entrance test.
He also contended that the admission policy of ACMS, in choosing to admit eligible
wards of Army personnel in all of its seats, is an instance of selecting a
"source" and not a reservation at all.
To this extent he
also submitted that where a particular class is a source of admission, the principles
relating to reservations would not apply to the same where, the class itself is
well defined and rational. The learned Senior Counsel, Mr. Jaideep Gupta submitted
that this Court in P.A. Inamdar, interpreting TMA Pai, has held that the
essential ingredients of freedom of management of private non-minority unaided educational
institutions include the right to admit students and recruit staff, and determine
the quantum of fee to be charged, and that they cannot be regulated, either with
respect to minority or non-minority educational institutions.
In 30 addition he also
submitted that Clause (5) of Article 15, inserted by the 93rd Constitutional
(Amendment) Act, 2005, in so far that it enables special provisions by the State
with respect to admission of Scheduled Castes, Scheduled Tribes and Socially and
Educationally Backward Classes in private non-minority unaided institutions, would
be unconstitutional and violative of the basic structure of the Constitution.
In particular he relied on the sole opinion of Bhandari J., in Ashoka Kumar
Thakur v. Union of India8 that enabling provisions of clause (5) of Article 15,
in so far as they relate to private non-minority unaided educational
institutions, to be violative of basic structure of the Constitution, and argued
that we adopt the same rationale and conclusions. IV
28.
Based
on the facts, the decision of the High Court, the applicable laws, the
affidavits of the Medical Council of India & Government of Delhi and the submissions
made before us by the Counsel appearing for the parties, we now turn to frame the
questions to be answered. It would appear that there are two sets of issues that
need to be addressed. The first would be a preliminary set of issues, wherein
the question of whether ACMS is an instrumentality of the State or an aided institution
or an unaided institution would have to be answered, so that we could then determine
which laws would be applicable. As argued by the learned 8 (2008) 6 SCC 1 31 Counsel
for Appellants, the Delhi Act 80 of 2007 would be applicable with respect to the
matters on hand, if ACMS is an unaided non-minority educational institution. If
that be the status of ACMS, then we'd have to next consider whether the exemptions
granted by the Delhi Government are valid.
29.
It
is also noted that at no stage of the proceedings, whether before the High Court
or in this court, have the Respondents challenged the constitutional validity of
Delhi Act 80 of 2007, and specifically the allocations and reservations as
mandated by Section 12 therein. The said Act was enacted, after the 93rd Constitutional
(Amendment) Act, 2005 inserted clause (5) of Article 15 into the Constitution.
Both the Title and the Preamble of Delhi Act 80 of 2007 specifically state that
it was an Act to ensure equity for Scheduled Caste, Scheduled Tribes and other weaker
segments of the population. Consequently, clause (5) of Article 15's enabling
provisions with respect to making "special provisions" in regard to admission
of Scheduled Castes, Scheduled Tribes, and Socially and Educationally Backward Classes
to private unaided non-minority educational institutions would extend a
protective umbrella with regard to allocations and reservations in Section 12 of
Delhi Act 80 of 2007. If we find below that it is Delhi Act 80 of 2007 which is
applicable, and further find that the exemptions granted by Delhi Government to
be invalid, then 32 provisions of Delhi Act 80 of 2007 with respect to
reservations would have to apply with the full force that they were intended to
be.
30.
Only
thereafter, would it be logical to proceed to examine whether the interpretations
urged by the Appellants, or the Respondents, with regard to decisions of this Court
in TMA Pai, P.A. Inamdar, and Islamic Academy, that would apply with respect to
seats that are unaffected by reservations specified in sub-section (2) of Section
12 and allocation of seats, as between Delhi and non-Delhi students, specified in
sub-section (1) of Section 12 of the said Act. It is to be noted that the said Act
specifically mandates that all admissions to ACMS would have to be made in accordance
with merit of students, based on marks secured in the common entrance test.
With respect to those
students covered by various categories such as Scheduled Castes, Scheduled Tribes
and other constitutionally permissible classes, as delineated in Sub-section (2)
of Section 12, and as applicable with respect to categories described in Sub- section
(1) of Section 12, the rule of inter-se merit, based on marks secured in common
entrance test by students falling into each category, would apply. That would also
mean, then, that with respect to seats not covered by provisions of Sub-section
(2) of Section 12, they would have to be filled in accordance with rule of merit
based on marks secured by general category of students not covered by
Sub-section (2) of Section 12. If however, the interpretation of the ratio of
decision by this Court in TMA Pai, as further explained in P.A. Inamdar pressed
by the learned Senior Counsel appearing for the Respondents turns out to be the
correct one, then we would have to hold that ACMS has the right to fill all of
the seats in ACMS not covered by sub-section (2) of Section 12 with wards of
Army personnel who have qualified in the appropriate common entrance test.
31.
In
light of the above, we frame the following specific questions: Preliminary: 1.
Is ACMS an instrumentality of the State or an aided institution? 2. If the answer
to Question 1 above is no, then whether the exemptions granted by Delhi
Government are valid? Substantial: 3. If the answers to both questions 1 and 2
above are no, whether ACMS can admit only wards of Army personnel to the seats not
covered by reservations mandated by Delhi Act 80 of 2007, without any regard to
the merit of other Delhi or non-Delhi students who may have secured higher
marks in the appropriate common entrance test? V Analysis Preliminary
Questions: Question 1:
32.
Is
ACMS an instrumentality of the State or an aided institution? We note that with
respect to the issues of whether ACMS is an instrumentality of the State, and whether
ACMS is an aided or unaided institution, that at both stages of proceedings in the
High Court, the conclusion reached was that Respondents were neither an
instrumentality of the State, nor could ACMS be held to be an aided educational
institution. Such determinations always present issues of fact and of law. We are
disinclined to over-rule the findings of the High Court in this regard, which also
corresponds to the decisions of the learned Single Judge. We are also disinclined
to go into the said issues primarily because we do not believe that the fact that
ACMS is deemed to be an unaided non-minority educational institution would have
a bearing on the relief being sought by the Appellants.
33.
In
this light, we also opine that the Division Bench was correct in holding that Ordinance
30 of GGSIU to be inapplicable in this case on account of enactment of Delhi
Act 80 of 2007. This is so, because Delhi Act 80 of 2007 is a later enactment,
much more general, containing a complete code covering the entire terrain of
admissions of students to professional unaided non-minority institutions affiliated
to all universities in NCT of Delhi, including GGSIU, with specific provisions
therein regarding allocation of seats between Delhi and non-Delhi students, and
reservations applicable in terms of those students falling within constitutionally
permissible classes. However, the expression used by the Division Bench, that Ordinance
30 has "lost its relevance": to the extent that it may suggest a loss
of general relevance is not correct.
Considerable care ought
to be exercised in delineating the applicability of unrepealed sections of a previous
statute, even if they conflict with the provisions of a later statute with
respect to some specific terrain of activities. After all, Ordinance 30 of GGSIU
may be applicable with respect to many other situations, not involving the terrain
covered by Delhi Act 80 of 2007. In this regard it would be appropriate to cite
the words of Mudholkar J., judgment in Municipal Council, Palai v. T.J.
Joseph9: "It is undoubtedly true that the legislature can exercise the
power of repeal by implication. But it is equally well-settled that there is a presumption
against an implied repeal. Upon the assumption that the legislation enacts laws
with complete knowledge of all existing laws pertaining to the same subject the
failure to add a repealing clause indicates that the intent was not to repeal
existing legislation. This 9 1963 AIR 1561 = (1964) 2 SCR 87 36 presumption
will be rebutted if the provisions of the new Act are so inconsistent with the old
ones that the two cannot stand together." Question 2:
34.
In
light of the fact that we have decided to proceed on the basis that ACMS is a private
non-minority unaided professional institution, we now turn to the issue of the validity
of the exemptions granted by Delhi Government from the operation of Delhi Act 80
of 2007. By permitting ACMS to allocate all its seats to wards of Army
personnel, albeit ones who had taken and qualified the common entrance test,
the Delhi Government effectively suspended the operation of the provisions of
the Act with regard to selection of students solely on merit from the general
category, and also the provisions that mandated allotment and reservation of
seats to various constitutionally permissible classes, including but not
limited to Scheduled Classes and Scheduled Tribes.
35.
At
the very beginning of this portion of this judgment, we wish to make an
observation based on the text of both the Cabinet Decision, and the Notification
of Government of Delhi, on which reliance is placed by ACMS and AWES to admit
only students of Army personnel. The texts state that an approval was being
granted, in the case of Cabinet Decision, and that permission was being granted,
in the case of the Notifications, that hundred percent seats in ACMS may be
allocated for "admission towards of Army personnel" as per the policy
"followed by" the Indian Army. First question that arises is as to
how wards of Army personnel could be deemed to be "Army personnel"? Did
ACMS and AWES apply for permission of admittance of personnel of the Indian
Army and then turn around and use the exemption granted to admit "wards of
Army personnel"? Or is it the case that the Government of Delhi did not apply
its mind at all, or that applied its mind in the absence of relevant facts? We
are perturbed by the degree of casualness, evident from above, with which
exemptions from the operation of vital aspects of a law enacted by the legislature
seemed to have been undertaken. In any event, we will proceed on the assumption
that the Government of Delhi intended that the exemption be granted with respect
to "wards of Army personnel" as opposed to "Army personnel"
and examine whether the exemptions granted are valid or not.
36.
We
find that the High Court has erred in its interpretation of Sub- section (1) of
Section 12, and indeed the very thrust of Delhi Act 80 of 2007. One of the cardinal
principles of interpretation is to look for the purpose that the Act seeks to achieve,
and in this regard what is also crucial is the relationship of each clause or sub-clause
to the other. The strict lexicographical arrangement of sub-clauses, one after the
other, 38 ought not to be taken to mean that the one following is of lesser importance.
37.
Reading
Section 12 of Delhi Act of 2007 synoptically, we find that Sub-section (2) of
Section 12 pervades the entire space of how seats are to be allocated. In fact,
the preamble to the Act, states that it is being enacted to provide for "allotment"
of seats to "Scheduled Castes, Scheduled Tribes ........ and other
measures to ensure equity and excellence in professional education in the
National Capital Territory of Delhi" (emph. Supp.). Consequently, it must
be read that sub-section (2) of Section 12 is one of the primary sections of the
Act and that it would act upon the provisions of Sub-section (1) of Section 12.
Sub-section (2) of Section 12 provides that with respect to seats in sub-section
(1) of Section 12, an institution shall reserve as provided for in sub-sections
(a), (b) and (c) of sub-section (2) of Section 12 that follow. Clearly the
phrase "[I]
In the seats mentioned
in sub-section (1)" at the beginning of sub-section (2) of Section 12 reveals
the intent of the legislature that the specific reservations provided for
Scheduled Castes and Scheduled Tribes and other provisions that may be made
with respect to other weaker segments and other permissible categories of classes,
shall be applied with respect to each and every category of seats identified in
sub-section (1) of Section 12. Looking at sub-section (2) of Section 12
closely, this would mean that 39 not only are reservation of seats, for instance
with respect to Scheduled Castes and Scheduled Tribes, to be made with respect
to Delhi students, non-Delhi students, and also with respect to all students admitted
under the management quota.
38.
Instead
of appreciating the primordial importance of sub-section (2) of Section 12 of the
Delhi Act 80 of 2007, the Division Bench finds that there is "nothing in
Section 12 of the Delhi Act 80 of 2007 which prohibits the appellants from making
100% allocation in favour of army/ex-army personnel and war widows". If indeed
that be so, and ACMS admits all wards of army personnel from outside Delhi, then
what exactly is the status of reservations that have been specifically mandated
in sub-section (2) of Section 12 of the Act by the legislature of NCT of Delhi
with respect to Scheduled Castes and Scheduled Tribes and any other Backward
Classes and other constitutionally permissible classes?
Logically in
accordance with the interpretation of the Division Bench, the benefits intended
to be provided to students belonging to various weaker segments and thereby achieve
greater social welfare through achievement of broader goals of social justice by
the legislature would be obliterated. This would be tantamount to grant of
powers to set at nought a policy specifically enacted by the legislature, thereby
turning on its head, as it were, every known principle of our constitutional
law.
39.
Furthermore,
by permitting ACMS to admit only students of wards of army personnel,
notwithstanding the fact there could be others who have taken the common
entrance test, and have secured more marks than the wards of Army personnel, the
exemptions granted by Delhi Government also set at naught the legislative
intent to ensure excellence by mandating that all admissions be made on the
basis of inter-se merit within each of the categories of students. The general category
would comprise of all students who have taken the common entrance test, and
other wise satisfy the conditions of sub-section (1) of Section 12 of the Delhi
Act 80 of 2007, after the seats reserved pursuant to sub-section (2) of Section
12 are reserved i.e., allocated for the described constitutionally permissible categories
therein.
The said Act clearly specifies
that its objective is to achieve excellence, and one of the methods specified
to achieve the same is of admitting students on the basis of inter-se merit in each
of the categories specified in Section 12. The grant of permission to ACMS to admit
students who may have scored lower marks than others, both within the general
category and also in the reserved categories, results in defeat of the aims, objects
and purposes of the Act, and the entire fabric and scheme of the Act gets frustrated.
Nowhere in the Act do we find any powers granted to the government to not
implement the Act. Nor does the Act state anywhere that the Government of Delhi
could suspend the implementation of the provisions with respect to reservations
for weaker segments, and also simultaneously give the merit of the students
scoring higher marks than wards of Army personnel a go by. To put it pithily,
there is no power conferred on Government of Delhi to grant any exemption in favour
of any institution from the operation of any of the provisions of the Act.
40.
The
Government of Delhi in its affidavit claims that its powers to provide such
exemptions also flow from Article 162 of the Constitution. In relevant part Article
162 states "[S]ubject to the provisions of this Constitution the executive
power of a State shall extend to the matters to which the Legislature of the
State has power to make law." We simply fail to see how a Government that
claims to be functioning in accordance with the Constitution of India, in which
democracy has been deemed to be a basic feature of the Constitution, can claim
the power under Article 162 to set at nought a declared, specified and mandated
policy legislated by the legislature. In a constitutional democracy, with a parliamentary
form of government, the executive may initiate a policy in a legislative bill to
be enacted by the legislature or in the absence of legislative action in a particular
field, enact policy that may be akin to law.
However, the executive
has to be answerable to the legislature. That is why it has been stated in no
uncertain terms, that while we do not follow a strict separation 42 of powers
as in the United States, executive functions have been deemed to be what remain
after legislative and judicial function have been taken away. (See Ram Jawaya Kapur
v. State of Punjab10) Further, the cited portion of Article 162 has been
interpreted by this Court to mean that the State Executive has the power to
make any regulation or order which shall have the effect of law so long as it
does not contravene any legislation by the State Legislature already covering the
field. (See State of A.P. v. Lavu11) In the instant case, the legislature of
NCT of Delhi has specifically set out a clear policy with respect to
reservations for Scheduled Castes and Scheduled Tribes and other weaker
sections of the population. The duty of the executive is to implement that
policy, and not to abrogate it.
41.
The
Government of Delhi also seeks to claim legitimacy of the decision by the Cabinet
of Delhi and the Notification by Lieutenant Governor granting ACMS permission
to admit 100% of the seats to wards of army personnel to the text of sub-section
(b) of sub-section (1) of Section 12. The interpretation of the said
sub-section sought to be pressed upon us is as follows: That the first part of
said sub-section ought to be read as "eighty five percent of the total seats
except the management seats, shall be allocated for Delhi students and the
remaining 15% percent of seats for outside Delhi students", followed by an
"or", and then the 10 AIR 1955 SC 549: (1955) 2 SCR 225 11 (1971) 1
SCC 607 43 second part "such other allocation as the Government by
notification in the Official Gazette Direct". Such an interpretation it is
claimed gives the government the power to vary the entire allocation of seats,
and therefore the exemption granted by it to ACMS to admit only wards of Army personnel
ought to be upheld.
42.
We
simply fail to see how. At best, even if we were to accept, arguendo, the interpretation
pressed into service by the Government of Delhi, the best result that would
follow would be that Government of Delhi has been given the power to vary the
allocation of seats between Delhi and non-Delhi students, belonging to all
sections and within the broadest class of those who have taken the common
entrance test and qualified. It cannot be read to mean that a power has been
granted to Government of Delhi to create entire new classes of students from within
those eligible for admission to professional institutions by itself, and exclude
all those students who are not members of such classes, notwithstanding that
they may fall in the categories of Delhi or non- Delhi students.
43.
Further,
we also hold that such an interpretation to be strained. This is so for two
reasons. One, the fact that the word "and" is always used as a conjunction
between the first part of a sentence and the second part of a sentence, and the
word "or" is used to denote an alternative in a series of exclusive arrangements.
Consequently, we hold that the correct 44 interpretation of sub-section (b) of
Section 12(1) is as follows: first part - "Eighty five percent of the
total seats except the management seats, shall be allocated for Delhi students"
followed by the conjunction "and" and then the second part - "the
remaining fifteen percent seats for outside Delhi students or such other
allocation as the Government may by notification in Official Gazette direct."
Therefore, it can only
mean that the powers of Delhi Government are limited to the extent of varying the
percentage of seats reserved for non-Delhi students, up to a maximum of 15%. Apart
from the above grammatical construction, we are led to such an understanding
for additional reasons. This is the legislature of Delhi, that is legislating for
the denizens of NCT of Delhi, with a primary responsibility for their welfare. Further,
in as much as clause (a) of sub-section (2) of Section 12 provides that 17% of
seats be reserved for Scheduled Castes, 1% of seats be reserved for Scheduled Tribes,
and an unspecified percentage of seats be reserved for other Backward classes
who are also denizens of Delhi, the legislature of Delhi would have taken into account
the needs of Scheduled Castes and Scheduled Tribes in Delhi.
The discretion to vary
the 15% reserved for non-Delhi citizens was in all likelihood to enable the
Government of Delhi to increase the percentage of seats allocated to denizens of
Delhi, in the event a sizeable number of other backward classes of students
also need to be accommodated in the professional colleges of Delhi. By fixing a
number, 15%, for non-Delhi students, the legislature intended to set a maximal
limit on the number of non-Delhi students who could be admitted, and specified
the percentage of seats that could be allocated to Scheduled Castes, Scheduled Tribes
and other weaker sections which could be reduced in the event that Government
of Delhi needed to accommodate the special exigencies of the needs of denizens of
Delhi, including but not limited to its backward classes.
44.
The
Government of Delhi has also claimed that a distinction needs to be drawn between
"allocation" as used in sub-section (1) of Section 12 and "reservation"
as used in sub-section (2) of Section 12. The claim of Government of Delhi is
that the power to "allocate" between Delhi and non- Delhi students or
some other classes is prior to "reservation" of seats as between general
category of students, and moreover that such an allocation would mean a power
to allocate all the seats not just to non- Delhi students, but even an entirely
new class. This plea of Government of Delhi is untenable and unsustainable as
the same is not supported by any of the provisions of the Delhi Act 80 of 2007
and in fact runs counter to them. One of primary purposes of the act, the goal
that it seeks to achieve, is described in terms of "allotment" of seats
to Scheduled Castes, Scheduled Tribes and other weaker segments.
The word allot, in
its verb form, is defined by the Concise Oxford Dictionary to include the
meaning 12 Eight Edition, Oxford University Press (1990) 46 of the act to give
or apportion to, distribute officially to. Allotment is what results from such an
act i.e., an apportionment. The word "reserve" is defined to also
include the meaning of "order to be specifically retained or allocated for
a particular person", and the word "reservation" is the act or an
instance of reserving or being reserved. The word "allocate" is
defined to include the meanings of an act to assign or devote something for a purpose
or to a person. Consequently, it can only be surmised that while the words allocation
was used in the said Act in the context of apportionment of seats between Delhi
and non-Delhi students, the word "reservation" was used to mean to
allocate a certain percentage of seats, in both groups formed by eligible Delhi
and non-Delhi students, for Scheduled Castes, and Scheduled Tribes and other
weaker sections of the population and other constitutionally permissible classes.
The use of those two words,
allocation and reservation in Section 12, in as much as they overlap in their meaning,
and the fact that they together delineate the seats to be allotted to Scheduled
Castes and Scheduled Tribes and other weaker sections and constitutionally permissible
classes, implies that we cannot infer from the use of the word "allotment"
in sub-section (1) of Section 12, the kind of power claimed to vary allotment in
clause (b) of sub-section (1) of Section 12 as provided therein and thereby
also set at naught the intent of legislature of Delhi to allot seats for
Scheduled Castes, Scheduled tribes, and other weaker sections, and further, also
set at 47 naught its intent that at least 85% of seats that remain after 10% of
management seats are set aside, be allocated to students of Delhi, also be set at
naught. Consequently, the defense by Government of Delhi of the exemptions it
granted to ACMS, on the use of different words, allotment in sub-section (1) of
Section 12, and reservations in sub-section (2) of Section 12, also fails.
45.
Thus
we find that the exemption granted by the Government of Delhi allowing ACMS to
fill 100% of its seats by wards of army personnel violates the basic principles
of democratic governance, of the constitutional requirement that executive implement
the specific and mandatory policy legislated by the legislature, and violates
the provisions of Delhi Act 80 of 2007. In fact, the actions of the Government of
Delhi, for the aforesaid reasons are wholly arbitrary, without any basis in law,
and ultra vires. Section 14 of the said Act specifies that any admission made in
contravention of the provisions of the Act or the rules made there under, shall
be void, and further Section 18 provides that those making admissions in
contravention of the provisions of Delhi Act 80 of 2007 may be punished by
imprisonment up to three years or a fine up to Rupees one Crore or both. Such provisions
clearly demonstrate the intent of the legislature that its policy, as specified
in the Act, and the purposes of the Act, not be derogated from in any manner.
The said provisions of the Act 48 are mandatory in nature. The Government of
Delhi has clearly acted on the basis of a misplaced belief of its powers, under
the Act, a misunderstanding of the statutory language of the Act, and its
relevant provisions, and also in complete contravention of constitutional
principles.
46.
In
light of the above, we have to hold that Delhi Act 80 of 2007, and Section 12,
including both sub-sections (1) and (2) are clearly applicable, with respect to
admission of students to ACMS. VI Substantive Questions: Question 3:
47.
Whether
ACMS can admit only wards of Army personnel to the seats not covered by reservations
mandated by Delhi Act 80 of 2007, without any regard to the merit of other
Delhi or non-Delhi students who may have secured higher marks in common
entrance test?
48.
Having
resolved the preliminary issues in Part V above, we now turn our attention to the
issue of whether ACMS has an unfettered right to define its own source of students
with respect to all the seats remaining after setting aside the seats for categories
of students covered by sub- section (2) of Section 12, read with sub-section (1)
of Section 12 of the Act.
49.
The
main contentions of learned Senior Counsel, Mr. K.K. Venugopal and Mr. Jaideep
Gupta, have been that the ratio of TMA Pai, as explained in P.A. Inamdar, stands
for the propositions that (a) the rights of non- minority unaided educational institutions
under sub-clause (g) of Clause (1) of Article 19 are exactly the same as the rights
of minority unaided educational institutions under Clause (1) of Article 30;
and hence (b) non- minority professional educational institutions, such as ACMS,
should be deemed to have the right to define their own "source" from within
the general pool of students taking the common entrance test, so long as the classification
is not based on any of the constitutionally impermissible basis' such as religion,
race, caste, place of birth or sex. Further, it was also contended that in as
much as the admission policy thereafter proceeds in a transparent, fair and
non-exploitative manner, the admission policy of ACMS should be upheld.
Additionally it was also submitted by the learned Senior Counsel that allowing ACMS
to pursue such an admission policy would be in the national interest.
50.
At
this stage we wish to make a necessary and a primordially important observation
that has troubled us right throughout this case. The primordial premise of the
arguments by unaided educational institutions in claiming an ability to choose students
of their own choice, in case after case before this court, was on the ground
that imposition of reservations by the State would impede their right to choose
the most meritorious on the basis of marks secured in an objective test. It would
appear that, having unhorsed the right of the State to impose reservations in
favor of deprived segments of the population, even though such reservations
would be necessary to achieve the Constitutionally mandated goals of social justice
and an egalitarian order, unaided institutions are now seeking to determine their
own delimited "sources" of students to the exclusion of everybody
else.
The fine distinctions
made by learned Senior Counsel, Mr. Jaideep Gupta, that an allocation when made
by the State is reservation, as opposed to allocations made by private educational
institutions in selecting a source do not relate to the fundamental issue here:
when the state delimits, and excludes some students who have secured more
marks, to achieve goals of national importance, is sought to be projected as contrary
to Constitutional values, and impermissibly reducing national welfare by
allowing those with lesser marks to be selected into professional colleges; and
at the same time, such a delimitation by a private educational institution, is supposedly
permissible under our Constitution, and we are not then to ask what happens to that
very same national interest and welfare in selecting only those students who
have secured the highest marks in a common entrance test. We are reminded of
the story of the camel that sought to protect itself from the desert cold, and just
wanted to poke its head into the tent. It appears that the camel is now ready
to fully enter the tent, in the desert, and kick the original inhabitant out
altogether.
51.
In
any case we examine these propositions below, as we are unable to convince ourselves
that this Court would have advocated such an illogical position, particularly given
our history of exclusion of people, on various invidious grounds, from portals of
education and knowledge. Surely, in as much as this Constitution has been
brought into force, as a constitutive document of this nation, on the promise of
justice - social, economic and political, and equality - of status and opportunity,
for all citizens so that they could live with dignity and fraternal relations
amongst groups of them, it would be surprising that this Court would have
unhorsed the State to exclude anyone even though it would lead to greater social
good, because marks secured in an entrance test were sacrosanct, and yet give the
right to non-minority private educational institutions to do the same. The
knots of legal formalism, and abandonment of the values that the Constitution seeks
to protect, may lead to such a result. We cannot believe that this Court would
have arrived at such an interpretation of our Constitution, and in fact below
we find that it has not.
52.
It
would appear that both learned Senior Counsel, Mr. K.K. Venugopal and Mr.
Jaideep Gupta are relying on paragraphs 127 and 137 in P.A. Inamdar to
substantiate their claim that all that is needed by ACMS is to ensure that
their admission procedures are fair, transparent and non- exploitative. Mr. K.K.
Venugopal submits that there can be a consensual agreement between the State and
the private unaided institution, regarding seat sharing, but the State cannot
unilaterally demand any such share. Further, Mr. Jaideep Gupta claims that by
admitting only students who are wards of army personnel, on an all India basis,
what ACMS is actually doing is only defining a "source" of students
and not reserving any seats.
53.
We
cite some additional paragraphs, including the paragraphs relied on by learned Senior
Counsel from the judgment of this Court in P.A. Inamdar to test the above
propositions. In particular we cite below paras 127, 136, 137 and 138: in
extenso ( and emph. supp in cited paragraphs): "127. Nowhere in Pai
Foundation either in the majority or the minority opinion, have we found any justification
for imposing seat sharing quota by the State on unaided private professional educational
institutions and reservation of the State, or State quota seats or management
seats. 136. "Whether minority or non-minority institutions, there may be more
than one similarly situated institution imparting education in any one discipline,
in any State.
The same aspirant
seeking admission to take education in 53 any one discipline of education shall
have to purchase admission forms from several institutions and appear at several
admission tests conducted at different places on the same or different dates and
ther may be clash of dates, If the same candidate is required to appear in several
tests, he would be subjected to unnecessary and avoidable expenditure and
inconvenience. There is nothing wrong in an entrance test being held for one group
of institutions imparting same or similar education. Such institutions situated
in one State or in more than one State may join together and hold a common
entrance test or the State may itself or through an agency arrange for holding of
such test.
Out of such common
merit list the successful candidates can be identified and chosen for being
allotted to different institutions depending on the courses of study offered,
and number of seats, the kind of minority to which the institution belongs and
other relevant factors. Such an agency conducting the common entrance test ("CET"
for short) must be one enjoying utmost credibility and expertise in the matter.
This would better ensure the fulfillment of twin objects of transparency and
merit. CET is necessary in the interest of achieving the said objectives and
also for saving the student community from harassment and exploitation. Holding
of such common entrance test followed by centralized counseling or, in other words,
single window system regulating admissions does not cause any dent in the right
of the minority unaided educational institutions to admit students of their choice.
Such choice can be exercised from out of the list of successful candidates
prepared at CET without altering the order of merit inter-se of the students so
chosen." 137. Pai Foundation has held that minority unaided institutions can
legitimately claim unfettered fundamental right to choose the students to be
allowed admission and the procedure therefore subject to its being fair, transparent
and non-exploitative.
The same principle applies
to non-minority unaided institutions. There may be a single institution imparting
a particular type of education which is not being imparted by any other
institutions and having its own admission procedure fulfilling the test of being
fair, transparent and non-exploitative. All institutions imparting same or similar
professional education can join together for holding a common entrance test
satisfying the 54 above said triple tests. The State can also provide a procedure
of holding a common entrance test in the interest of securing fair and merit based
admissions and preventing maladministration. The admission procedure so adopted
by a private institution or group of institutions, if it fails to satisfy all or
any of the triple tests, indicated hereinabove, can be taken over by the State
substituting its own procedure. The second question is answered accordingly.
It needs to be
specifically stated that having regard to the larger interest and welfare of the
student community to promote merit, achieve excellence and curb malpractices, it
would be permissible to regulate admissions by providing a centralized and single-window
procedure. Such a procedure to a large extent, can secure grant of merit based admissions
on a transparent basis. Till regulations are framed, the Admission Committee can
oversee admissions so as to ensure that merit is not the casualty."
54.
By
examining paragraphs 127 and 137 in the larger context of paragraphs 135, 137
and 138, it would appear that this Court's emphasis was on the right of private
educational institutions to admit students on the basis of "merit" as
determined by marks secured in an entrance test. To this extent, the above
paragraphs would stand for the proposition that both minority and non-minority unaided
institutions have the right to admit students who have secured higher marks in
the entrance test, and not an equivalence between minority and non-minority
institutions to engraft their own "sources" or "classes" of
students from within the general pool. The rights of minority unaided
educational institutions to select students, based on merit, is with respect to
students who belong to that same minority. It 55 is not a right to define a
source as such. We turn to excavate the rights of minority unaided educational institutions,
and non-minority unaided educational institutions in the larger body of
judgment P.A. Inamdar to get a more synoptic understanding of the ratio in that
judgment.
55.
In
paragraph 124 of P.A. Inamdar it is stated that the majority did not "see
much of a difference between non-minority and minority unaided educational institutions".
That expression "much of a difference" gives the clue that there is an
actual difference between the rights of minority unaided institutions under
clause (1) of Article 30, and the rights of non- minority unaided institutions
under sub-clause (g) of Clause (1) of Article 19. We will address that issue a little
later by gleaning the differences between minority and non-minority
institutions enunciated in P.A. Inamdar. By using the expression "much of
a difference" the Court did not mean a complete absence of difference.
If the expression, by
itself, were taken out of context, it could be understood in two ways: (i) that
there is not much of a difference in terms, between the two kinds of institutions
under consideration, based on an overall quantitative assessment of all the
rights put together, with a few differences that would still have operational significance;
or that (ii) in all respects the two classes of educational institutions are more
or less the same, with the differences being minor and not leading to any operational
significance. We hold that it is in the former sense that the said expression was
used. By noticing the phrase "much of a difference" out of context it
might appear that this Court surmised that there were no substantive differences
as such, in terms of operational significance as to the groups from which the
non-minority and minority unaided educational institutions could select
students from, notice of the context, the specific issue that the Court was
dealing at that point in the judgment, leads to a different conclusion.
The issue that the
Court was dealing with was with respect to whether the State could compel
unaided educational institutions to choose students with lesser percentage of
marks in order to implement its reservation policies. The last sentence of para
124 clarifies this: "The State cannot insist on private educational institutions
which receive no aid from the State to implement the State's policy on
reservation for granting admission on lesser percentage of marks i.e., on any criterion
except merit." Minority institutions have to choose from their own minority
group who are otherwise qualified, and non- minority institutions have to choose
from the entire group who are otherwise qualified.
The modality of
choosing within those groups has to be on the basis of inter-se ranking determined
in accordance with marks secured in the common entrance test. When we look at the
following paragraph, no. 125 in P.A. Inamdar, it might also appear that the
State is not entitled to impose a state quota, whereby the private unaided institutions
are compelled to give up a share of available seats to the 57 candidates chosen
by the State, as if it was filling the seats available to be filled up at its
discretion in such private institutions. This Court made the observation that such
an act, of imposition of a quota, would be an encroachment on the freedoms granted
pursuant to Article 30(1) to minority institutions, and an unreasonable
restriction under Article 19(1)(g) read with Article 19(6) when imposed on non-minority
educational institutions.
The Court was not
suggesting that insistence, by the State, on making merit based selections
within the groups, general category for the non-minority institutions, and the specific
minority group to which the minority educational institution belonged, from which
the two kinds of institutions were expected to select students from, amounts to
an imposition of a State quota. The context of the discussion was of imposition
of reservations on private unaided non-minority educational institutions. This
is borne out by the last sentence in paragraph 125, where it is stated "[M]erely
because the resources of the State in providing professional education are limited,
private educational institutions, which intend to provide better professional education,
cannot be forced by the State to make admissions available on the basis of reservation
policy to less meritorious candidates."
56.
The
jurisprudence of TMA Pai with respect to unaided non-minority educational
institutions, as explained by P.A. Inamdar, clearly seems to be 58 that private
unaided educational institutions seek to provide better professional education,
and hence they should not be saddled with less meritorious students, i.e., those
who get lesser marks in a qualifying examination such as a common entrance test,
by imposition of reservations. With respect to minority educational institutions,
the imposition of reservations or the imposition of the duty to select non- minorities
beyond a sprinkling would be an encroachment of freedom guaranteed by clause (1)
of Article 30. With respect to non-minority unaided institutions, imposition of
reservations was deemed to be an unreasonable restriction on the freedom to engage
in the occupation of "education" pursuant to sub-clause (g) of clause
(1) of Article 19.
In as much as Clause (5)
of Article 15 is now part of the Constitution, reservations by the State for
"socially and educationally backward classes" without the creamy
layer, and for Scheduled Castes and Scheduled Tribes are now constitutionally
permissible categories of state imposition on non- minority educational
institutions. The status of constitutional permissibility removes the basis for
finding reservations to be an unreasonable restriction in the freedom to select
students only on the basis of merit with respect to all the seats in a non-minority
unaided educational institution. Consequently, the unaided non-minority educational
institutions would have to comply with the State mandated reservations, selecting
students within the specified reservation categories on the basis of inter-se merit.
59 The question then is whether with respect to the remaining seats, can the state
insist that non-minority private unaided institutions select the most meritorious
students, as determined by the marks secured in the qualifying test?
The answer to that
question is in the affirmative. As we have seen above that in paragraph 136 in
P.A. Inamdar it was held that a Common Entrance Test "would better ensure
the fulfillment of twin objectives of transparency and merit" and further
on in para 138, it stated again "[I]t needs to be specifically stated that
having regard to the larger interests and welfare of the student community to
promote merit, achieve excellence and curb malpractices, it would be
permissible to regulate admission by providing a centralized and single window procedure.
Such a procedure, can secure grant of merit-based admissions on a transparent
basis."
57.
Clearly,
the continuing concern expressed by the Seven Judge Bench in Inamdar, echoes the
concern of this Court in TMA Pai: the need to ensure merit, as determined by
the marks secured on the qualifying exam, is taken care of and thereby achieve academic
excellence. In the post clause (5) Article 15 scenario, we are looking at all the
seats that are available in the non-reserved category. Those seats have to be filled
by non-minority institutions on the basis of merit of students, i.e., ranking determined
in accordance with marks secured, in the general category, 60 comprising of the
entire set of students who have taken the qualifying examination and secured
the minimal marks.
58.
It
should be clear from the above that simply taking a few stray sentences from
here and there in P.A. Inamdar and asserting from those sentences a ratio or a categorical
holding would be an incorrect appreciation and leads to an inaccurate assessment
of what this Court actually said and meant. The judgments of this Court in TMA
Pai, Islamic Academy and in P.A. Inamdar are long, dealing with extremely complex
issues of law and fact, and diverse zones of similarities and dissimilarities between
the various types of educational institutions being considered, both by the
ownership structure - such as minority or non-minority, and aided or unaided -,
as well as by the level of education being sought to be imparted. On top of that
the issues related to whether recognition and affiliation was being sought or not.
So, before arriving at an applicable principle from within those huge
judgments, for particular cases that courts deal with, it is imperative that context
of observations be closely scrutinized, and also follow the many lines of
delineation of many different ratios and principles.
To this extent the structure
that this Court in P.A. Inamdar gleaned from the judgment of this Court in TMA Pai
provides some pathways for these complex interpretational tasks that are
imposed on courts dealing with many specific aspects of the wider universe of
facts 61 and law considered by this Court. And depending on the level of judicial
review, the nature of judicial review, the courts may also have to take a look
at the wider universe of facts and laws not taken into account by this Court in
TMA Pai, Islamic Academy and P.A. Inamdar. The majority of the questions dealt with
in TMA Pai related to minority institutions. In this regard, P.A. Inamdar,
gleans three kinds of minority institutions that were dealt with in TMA Pai: (a)
minority educational institutions, unaided nor seeking recognition or
affiliation; (b) minority educational institution asking for affiliation or recognition;
and (c) minority educational institutions receiving State aid, whether seeking
recognition and affiliation or not. To this broad classification, P.A. Inamdar finds
that TMA Pai has considered three parallel non-minority educational
institutions also: (a1) non-minority educational institutions, neither seeking aid
nor recognition or affiliation; (b1) non-minority educational institutions,
seeking recognition or affiliation but no aid; and (c1) non-minority educational
institutions receiving State aid, whether seeking recognition or affiliation or
not.
To the matrix of parallel
institutions, P.A. Inamdar also gleans from TMA Pai, another dimension on which
to differentiate educational institutions: by level of education, general collegiate
education, professional graduate level education and post-graduate level of education.
It is within this labyrinthine maze that this court sought to find similarities
and differences between minority educational institutions and non-minority educational
62 institutions. Consequently, care must be taken in interpreting P.A. Inamdar,
and a few stray sentences here and there ought not to be taken to indicate an actual
holding or ratio. In P.A. Inamdar itself, the seven judge bench cautioned that such
dependence on stray sentences would lead us astray. We have to delve into the
foundations and the architectural super-structure erected by P.A. Inamdar to eke
out the correct ratio applicable to the facts of the instant case.
59.
In
paragraph 91, of P.A. Inamdar, this Court enunciated one of the main holdings of
TMA Pai as: "the right to establish an educational institution, for charity
or for profit, being an occupation is protected by Article 19(1)(g)". In
this regard, in as much as the majority in the 11 judge bench in TMA Pai, along
with those who partly dissented and partly concurred, clearly held that
education could be an occupation under Article 19(1)(g) only when charitable in
nature, we are of the opinion, and hold, that the observation in para 91 in
P.A. Inamdar that education can be an occupation imbued with profit motive is
not the ratio of the decision. One sentence or a phrase or an expression cannot
be torn out of context and be characterized as the ratio decidendi.
60.
That
apart, a question is raised in para 91 of P.A. Inamdar. If the right to start
and operate educational institutions is a general right for all citizens, why did
the framers of the Constitution have to enact Article 30(1)? It is observed in para
91 that the "reasons are too obvious to require elaboration......" and
that it was "intended to instill confidence in minorities against any
executive or legislative encroachment on their right to establish and administer
educational institutions of their choice".
It is also further
noted in para 91 that though Article 30(1) is styled as a right, it is more in
the nature of protection for minorities. The following cited text of the
opinion in paras 91, 92 and 93 from P.A. Inamdar are critical: "91. .........
But for Article 30, an educational institution, even though based on religion
or language, could have been controlled or regulated by law enacted under clause
(6) of Article 19, and so, Article 30 was enacted as a guarantee to the
minorities that so far as the religious minorities are concerned, educational institutions
of their choice will enjoy protection from such legislation..... The minorities
being numerically less qua non-minorities, may not be able to protect their religion
or language and such cultural values and their educational institutions will be
protected under Article 30 at the stage of law making. However, merely because Article
30(1) has been enacted minority educational institutions do not become immune from
the operation of regulatory measures because the right to administer does not include
the right to maladminister. 92. As an occupation, right to impart education is a
fundamental right under Article 19(1)(g), and therefore, subject to control by
clause (6) of Article 19.
This right is available
to all citizens without drawing a distinction between minority and non-minority.
Such a right is, generally speaking subject to laws imposing reasonable
restrictions in the interest of general public. In particular laws may be enacted
on the following subjects: (i) the professional or technical qualifications necessary
for practicing any profession or carrying on 64 any occupation, trade or
business; (ii) the carrying on by State of any trade, business, industry or service
whether to the exclusion, complete or practical of citizens or otherwise. Care is
taken of minorities, religious or linguistic, by protecting their right to establish
and administer educational institutions of their choice under Article 30. To
some extent, what may be permissible by way of restriction under Article 19(6) may
fall foul of Article 30. This is the additional protection which Article 30(1)
grants to the minorities. 93.
The employment of expressions
"right to establish and administer" and "educational institutions
of their choice" in Article 30(1) gives the right a very wide amplitude. Therefore,
a minority educational institution has a right to admit students of its own
choice, it can as a matter of its own free will admit students of non- minority
community. However, non-minority students cannot be forced upon it. The only restriction
on the free will of the minority educational institutions admitting students belonging
to a non-minority community is, as spelt out by Article 30 itself, that the manner
and number of such admission should not be violative of the minority character
of the institution. 94. Aid and affiliation or recognition, both by the State, bring
in some amount of regulation as a condition of receiving grant or recognition.
The scope of such regulations,
as spelt out by a six-Judge Bench decision in Rev. Sidhajbhai case13 and a
nine-Judge Bench case in St. Xavier's14 must satisfy the following tests: (a) regulation
is reasonable and rational; (b) it is regulative of the essential character of the
institution and is conducive to making the institution an effective vehicle of education
for the minority community or other persons who resort to it; (c) it is directed
towards maintaining excellence of education and efficiency of administration so
as to prevent it from falling in standards. These tests have met the approval of
Pai Foundation." 13 Rev. Sidhajbhai Sabhai v. State of Gujarat (1963) 3
SCR 837 14 Ahemdabad St. Xavier's College Society v. State of Gujarat (1974) 1
SCC 717
61.
A
clear set of distinctions emerge between educational institutions that are
started and operated by minorities and non-minorities. The level of regulation
that the State can impose under Clause (6) of Article 19 on the freedoms
enjoyed pursuant to sub-clause (g) of Clause (1) of Article 19 by non-minority
educational institutions would be greater than what could be imposed on
minority institutions under Article 30(1) continuing to maintain minority
status by admitting mostly students of the minority to which the minority institution
claims it belongs to, except for a sprinkling of non- minority students. The
critical difference in regulation that would be higher in the case of
non-minority educational institutions is that they only select students from the
general pool, and based on merit as determined by marks secured in qualifying examinations.
The ability to choose
from a smaller group within the general pool, becomes available only to those
who are constitutionally protected under Clause (1) of Article 30. Even that ability
to choose from within the smaller group is not really a right to choose a "source".
The source is given. The source can only be the minority to which the minority
educational institution claims it belongs to. Once the choice is exercised to
be an educational institution that serves a minority, the source itself is
given by Clause (1) of Article 30 and depends on whether the group claiming to be
a minority is actually a minority or not, as determined at the State level. Neither
AWES nor ACMS, are protected by any constitutional provision that allows it to
choose to be an educational institution serving only a small class of students from
within the general pool. If indeed Army personnel now constitute a
"Socially and Educationally Backward Class", then under Clause (5) of
Article 15, it is for the State to determine the same, and provide by law, for
reservations of wards of Army personnel, in consonance with the constitutional jurisprudence
extant with regard to how a Socially and Educationally Backward Class is to be
delineated, for instance by removal of the creamy layer, and that the extent of
reservations to be provided ought not to exceed certain levels etc.
That has not happened
in this instant matter. Consequently, all of the permissible restrictions and regulations
under Clause (6) of Article 19 that non-minority institutions would be subject
to would also be applicable with respect to ACMS. These regulations would also
include a determination of how students in the non-reserved category of seats,
in the post 93rd Amendment scenario, be admitted: on the basis of merit, determined
by marks secured on the common entrance test. Maintenance of overall academic standards,
which apparently can be properly achieved only if high importance is placed on
admitting students on the basis of ranking determined by marks secured in
entrance tests, is necessarily a State concern, which it may relax only in respect
of those groups that it is constitutionally permitted to relax for.
In the case of minority
educational institutions, that relaxation is on account of Clause (1) 67 of Article
30 provided minority educational institutions are maintaining their minority status
by admitting mostly minority students except for a sprinkling of
non-minorities; and with respect to non-minority educational institutions, only
with respect to statutorily determined percentage of seats for Scheduled Caste,
Scheduled Tribes, and Socially and Educationally Backward Classes as enabled by
Clause (5) of Article 15 and other constitutionally permissible classes. With respect
to Socially and Educationally Backward Classes, such classes can be determined
only after excluding the creamy layer, as held by this Court in Ashoka Kumar
Thakur.
62.
To
the above we need to add another dimension. In P.A. Inamdar, another fine
distinction is drawn between professional and non-professional educational institutions.
We now turn to paragraphs 104 and 105 of P.A. Inamdar below: "104 Article 30(1)
speaks of "educational institutions" generally and so does Article
29(2). These articles do not draw any distinction between an educational institution
dispensing theological education or professional or non- professional
education. However, the terrain of thought as has developed through successive judicial
pronouncements, culminating in Pai Foundation is that looking at the concept of
education, in the backdrop of the constitutional provisions, professional educational
institutions constitute a class by themselves as 68 distinguished from
educational institutions imparting non- professional education. It is not necessary
for us to go deep into this aspect of the issue posed before us in as much as Pai
Foundation has classified that merit and excellence assume special significance
in the context of professional studies.
Though merit and
excellence are not anathema to non-professional education, the need for merit and
excellence therein is not of the degree as is called for in the context of
professional education. Dealing with unaided minority educational institutions,
Pai Foundation holds that Article 30 does not come in the way of the State
stepping in for the purpose of securing transparency and recognition of merit in
the matter of admissions....... However, a distinction is to be drawn between
unaided minority educational institution at the level of schools and
undergraduate colleges on the one side and institutions of higher education, in
particular those imparting professional education, on the other side. In the former,
the scope of merit-based selection is practically nil and hence may not call
for regulation. But in the case of the latter, transparency, and merit have to
be unavoidably taken care of and cannot be compromised. Those could be regulatory
measures for ensuring educational standards ........ The source of this distinction
between two types of educational institutions referred to hereinabove is to be found
in the principle that right to administer does not include a right to mal administer."
63.
What
stands out therefore, is that even though it is quite clearly and explicitly stated
that maintenance of merit as determined by marks secured in qualifying examinations
is an absolute necessity under Clause (6) of Article 19 for those enjoying the
freedoms only under sub-clause (g) of Clause (1) of Article 19, the protection of
clause (1) of Article 30 to minorities is extended to choosing those with
merit, based on marks on the qualifying examinations, amongst their own minority
group. There is no choice of "source" here. The choice is only with
respect to being a minority or a non-minority educational institution. If the
choice is exercised that the promoters wish to start a minority educational institution,
the source immediately gets affixed, by clause (1) of Article 30 and a
determination of who falls within that minority group. The educational institution
does not do that.
The State does that, following
a constitutionally mandated and permissible process. In that sense, even there it
is the State which delineates the "source" so that the protections of
Clause (1) of Article 30 indeed flow to the minorities that the State was expected
to protect. Consequently, this attempt to define an equivalence between non- minorities
and minorities, and then come up with the idea that minorities can choose or
create a "source" from within the general pool, and hence the
non-minorities should be free to also create their own "sources" has
to be deemed to be illogical, and based on a weird interpretation of the Constitution
and the reality on the ground.
The non-minority educational
institutions have the basic freedom to choose: those students who are the most meritorious
as determined on the basis of marks secured in a common entrance test with respect
to filling up the seats that are not covered by reservations for Scheduled Castes,
Scheduled Tribes, and "Socially and Educationally Backward Classes" pursuant
to clause (5) of Article 15. Consequently choice of students by non-minority educational
institutions can only be from the general pool with respect to non-reserved seats.
They cannot make further distinctions of their own accord.
64.
In
light of the above we have to conclude that non-minority private unaided professional
colleges do not have the right to choose their own "source" from within
the general pool. The equivalence between minority and non-minority unaided
institutions, apart from that distinction because of clause (1) of Article 30,
was to be on the basis that both are subject to reasonable restrictions pursuant
to clause (6) of Article 19, that neither minority nor non-minority institutions
could maladminister their educational institutions, especially professional
institutions, that affect the quality of education, and by choosing students
arbitrarily from within the sources that they are entitled to choose from. In
the case of non-minority institutions, especially professional institutions, the
"source" can only be the general pool, and selection has to be based on
inter-se ranking of students who have qualified and applying or opting to choose
to be admitted to such non-minority educational institutions.
In the case of minority
educational institutions, the "source" can be delimited to the particular
minority the institution belongs to. To hold otherwise would be illogical, even
if one were to assume that what is afforded to minority institutions is only a protection
rather than a full fledged right. The protection under clause (1) of Article 30
is granted to minority institutions so long as they maintain their minority status.
If the non-minority educational institutions could choose their own sources, minorities
which are assured equal protections as non-minorities should certainly have
that right too. The added protections to minority educational institutions
makes sense only in the event that non-minorities are restricted to choosing
from the general pool, and minorities from the delimited source of their own minority.
Otherwise Clause (1) of Article 30 would become meaningless.
65.
Consequently,
we hold that the arguments of learned Senior Counsels, Mr. K.K. Venugopal and
Mr. Jaideep Gupta that ACMS as a non- minority professional institution has the
right to delimit a source of students are unpersuasive. ACMS has only the right
to choose students from within the general pool. Further, in as much as this court
in P.A. Inamdar found the judgment in Islamic Academy to be incorrect in presuming
that there could state quotas and management quotas, we would also have to find
that the 10% management quota described in clause (a) of sub-section (1) of
Section 12 to be suspect.
66.
With
regard to the proposition that the exemptions granted to ACMS to fill up all of
its seats only with wards of army personnel on account of national interest has
also been noted by us. However, given the ratio of P.A. Inamdar, we are unable to
grant any relief on that count. We do recognize that it may indeed be the case
that army personnel, particularly those at the lower end of the hierarchy in
the army, and their families, may be suffering from great hardships. It would
indeed be, and ought to be a matter of considerable national distress if
persons who have agreed to lay down their lives, for the sake of national security,
are not extended an empathetic understanding of their needs and aspirations.
However, the ratio of
the judgments in TMA Pai, Islamic Academy and P.A. Inamdar, by larger benches of
this Court, leaves us with no options with respect to holding that ACMS may
select only those students who have scored higher marks in the common entrance
test with respect to seats remaining after taking into account reserved seats. This
is notwithstanding what we may perceive to be an odious and an inherently
unjust situation. If any special provisions need to be made to protect the
wards of Army personnel, this may possibly be done by the State, by laws protected
by Clause (5) of Article 15. The private society, of former and current army personnel
by themselves cannot unilaterally choose to do the same.
67.
Prior
to the enactment of 93rd Constitutional (Amendment) Act 2005, whereby Clause (5)
was inserted into Article 15 of our Constitution, the ratio in TMA Pai, as further
explained by P.A. Inamdar, would have foreclosed any options for the society
and this country to relax the strict requirement that all admissions be on the
basis of "merit based on marks secured in qualifying examinations."
The other option would have been for Courts to find, in the interests of justice,
to expand the "doing complete justice" jurisprudence under Article 142
to correct such instances of injustice, which raises its own problems. If we find
that every unaided educational institution can define its own source, then we run
head long into a situation wherein the entire field of higher education is carved
up into "gated communities", with each new educational institution
defining its own source in whichever manner it may choose to, as long as overt and
invidious constitutional grounds of classification are not resorted to.
How will the scholars
in those colleges interact with people from other communities, other social backgrounds,
so that they can perceive and conceive the manner in which they may have to apply
what they are learning to solve the problems in the wider social context of
India? Where would such classifications stop? Would members of the judiciary, both
higher and lower, then determine that they will start many law colleges which will
only admit wards of such members of the judiciary? Would Indian Administrative
Officers, along with some slightly lower level in the administrative rung then
have a similar right? Would the members of the police force also then get such rights?
Would NASSCOM or a group of software companies say that they want to start software
engineering colleges that will open their portals only to those who belong to
NASSCOM? Where will this stop?
How will this nation
take the burden of such walled and divided portals of knowledge? What will
become of the prayer of our national poet laureate, that knowledge be free and
where the world is not broken up into fragments of narrow domestic walls? Have
we set ourselves on the path to such divisiveness, at the very source of the
one force that could liberate us and unite us, and make us a more egalitarian
society? If we were to uphold the logic of the learned Senior Counsel appearing
for the Respondents, which we cannot under the ratio of TMA Pai, and P.A. Inamdar,
but under "complete justice jurisprudence" of Article 142, then we
would have set ourselves on a slippery slope, whereby the entire field of
higher education would comprise of "gated communes" or some new and perverse
form of caste system, where existing advantages, of occupations, social and
economic stature, would get ossified only within a small segment of the population.
Surely, fundamental rights have been granted to the citizens, to be free and build
a better society or at least refrain from 75 actions that would create further
walls of social division. VII
68.
One
last thing remains.
69.
As
we had noted earlier, the Constitutional validity of Delhi Act 80 of 2007 was
never raised, either by the Appellants or the Respondents, in any of the
proceedings earlier. For the first time, before us, the learned Senior Counsel,
Mr. Jaideep Gupta has raised the question of whether the provisions of clause (5)
of Article 15 violate the basic structure of the Constitution in so far as they
relate to enablement of the making of "special provisions", by law, with
respect to admissions of Scheduled Castes, Scheduled Tribes, and Socially and
Educationally Backward Classes into private unaided non-minority educational institutions.
This would obviously
raise an issue regarding applicability of Delhi Act 80 of 2007 in the instant matter.
We are hence, required to look at this issue too. In pressing the challenge of basic
structure doctrine against clause (5) of Article 15, the learned Senior Counsel
relied on the opinion of our learned brother Justice Dalveer Bhandari in Ashoka
Kumar Thakur, on the provisions of clause (5) of Article 15 that are applicable
with respect to private unaided non-minority educational institutions. We note
the specific text of the constitutional provisions below, and thereafter briefly
summarise the opinion of Bhandari J, which learned Senior Counsel adopts wholesale
as his submissions. Clause (5) of Article 15 states as follows: "Nothing
in this article or in sub-clause (g) of clause (1) of Article 19 shall prevent
the State from making any special provisions, by law, for the advancement of any
socially and educationally backward classes of citizens or for the Scheduled
Castes or the Scheduled tribes insofar as such special provisions relate to
their admission to educational institutions including private educational institutions,
whether aided or unaided by the State, other than the minority educational
institutions referred to in clause (1) of Article 30."
70.
In
Ashoka Kumar Thakur, apart from Bhandari J., the other four learned judges did not
evaluate the issue of whether the provisions in clause (5) of Article 15, as
applicable to unaided non-minority educational institutions, violate the basic
structure of the Constitution. This was on the grounds that no unaided educational
institutions were before this Court. The majority, including Bhandari J., held
that the same provisions in so far as they relate to governmental and private aided
institutions to be valid and not in violation of the basic structure. However, Bhandari
J., opined that in as much as reservations would be imminent, pursuant to
clause (5) of Article 15, the same ought to be tested because the content of
freedoms enunciated by this Court, in TMA Pai, and P.A. Inamdar, were likely to
be destroyed.
It was granted that, even
though this Court had held in TMA Pai, as explained in P.A. Inamdar, that
imposition of reservations on non- minority unaided educational institutions to
be unreasonable restrictions under clause (6) of Article 19 on the freedoms
granted by sub-clause (g) of clause (1) of Article 19 to pursue the charitable occupation
of starting, operating, financing, working and teaching in non-minority unaided
educational institutions, the same could be subjected, by a constitutional amendment,
to the provisions of clause (5) of Article 15. Nevertheless, it was reasoned
that in as much as the freedoms of citizens to engage in the occupation of education
was under potential threat, and further because the occupation of education was
one of the activities covered by freedoms that were part of the "Golden
Triangle", as enunciated in Minerva Mills Ltd. V Union of India15, it was
posited that the details be examined as to the degree of abridgment of the
freedom of the "educators" to start, operate, manage, finance, work in
and teach in non-minority educational institutions.
71.
The
main conclusion reached was that "educators" who do not take a "paisa
of public money" ought to be free from restrictions of State imposed reservations.
Further, it was also opined that even though non-minority unaided educational institutions
would continue to exist, and educators would have their occupation, the
"greatest impact on the educator is that neither he nor his institution
will choose whom to teach", in as much as in 15 (1980) 3 SCC 625 78 "49.5%"
of the time the State would determine, through a policy of reservations, who the
educators would teach. In this regard, the test for violation of basic structure
doctrine was conducted by an impact and effects test (or what is called as a "rights
test"), claiming that the observations of I.R. Coelho v. State of Tamil Nadu16
in para 151 (ii) mandated such a test.
In the first phase,
the so called impact stage, it was determined that clause (5) of Article 15
would indeed affect the "identity" of the freedom of private citizens
to engage in the charitable occupation of starting, operating, managing,
working in, financing and teaching in non- minority unaided educational
institutions. To this extent, the observations in TMA Pai were relied on to trace
the contours of the outline of the "identity" of the freedom under
sub-clause (g) of clause (1) of Article 19. The test of violation of basic structure
doctrine was further stated to be whether the identity of the freedom of
educators in non-minority unaided educational institutions under sub-clause (g)
of clause (1) of Article 19 was "compromised" by clause (5) of
Article 15. It was also held that even if the freedom to choose students of one
educator was affected, then the identity of the freedom to engage in the said
occupation guaranteed by sub-clause (g) of clause (1) of Article 19 itself would
have been compromised, and consequently the provisions in clause (5) of Article
15 in as much as they affect non-minority unaided educational institutions would
have to be deemed to be unconstitutional and violative of the basic structure. 16
(2007) 2 SCC 1
Thereafter an
"effect" test was conducted, and by noting that imposition of reservations
would immediately (1) make academic standards suffer; (2) affect the ability of
attracting and retaining good quality faculty; (3) the incentive to establish a
first-rate unaided educational institution is made difficult; and (4)
ultimately the global reputation of educational institutions would be damaged,
it was held that freedom of "educators" in non-minority unaided
educational institutions would have been compromised and hence abrogated. Further,
it is determined that sub-clause (g) of clause (1) of Article 19 to itself be a
basic feature of the Constitution, and it is further observed that: "Given
the dramatic effect that reservations would have on educators, the unaided institutions
in which they teach, and consequently society as a whole, Article 19(1)(g) has been
more than abridged..... The identity of the Constitution is altered when unreasonable
restrictions make a fundamental right meaningless.... Imposition of reservations
on unaided institutions has abrogated Article 19(1)(g), a basic feature of the
Constitution."
72.
The
learned Senior Counsel, Mr. Jaideep Gupta, has pressed upon us to follow the same
methodology and find that clause (5) of Article 15 abrogates the basic
structure of the constitution, and consequently declare those aspects of Delhi Act
80 of 2007 that impose reservations to be unconstitutional. We state our
response very simply: we are not persuaded by the same, and for the reasons discussed
hereafter with humility and 80 utmost respect beg to differ from the view taken
by our esteemed brother Bhandari J.
73.
Clause
(5) of Article 15 is an enabling provision and inserted by the 93rd Constitutional
(Amendment) Act, 2005 by use of powers of amendment in Article 368. The 93rd
Constitutional (Amendment) Act, 2005 was in response to this Court's
explanation, in P.A. Inamdar, of the ratio in TMA Pai, that imposition of reservations
on non-minority unaided educational institutions, covered by sub-clause (g) of
clause (1) of Article 19, to be unreasonable restrictions and not covered by
clause (6) of Article 19. The purpose of the Amendment was to clarify or amend the
constitution in a manner that what was held to be unreasonable would now be reasonable
by virtue of the Constitutional status given to such measures.
The correct approach
would then be to test whether powers of amendment in Article 368 do extend to imposing
restrictions on a right, which otherwise would have been held to be
"unreasonable" on account of a judgment of this Court. Once that test
is conducted and found to be not violating the basic structure of the
Constitution, the grounds on which this Court had previously found the reservations
to be unreasonable would vanish. This is even more so, when the amendment, and
the consequent legislation, cannot and do not seem to be directed at completely
eliminating the possibility of private citizens engaging in that activity, the right
to charge appropriate fees is protected, and moreover the existing 81 jurisprudence
does not allow, normally an imposition of reservations above 50%. If we were to
be guided by the submissions in this regard by the learned Senior Counsel we
find that we would have to invert the logic of the basic structure doctrine, state
the propositions of the test in a tautological manner and consequently convince
ourselves that there is great danger to constitutional identity by virtue of legislations
that could plausibly be enacted by the State by virtue of the enabling provisions
of clause (5) of Article 15 with respect to non-minority unaided educational institutions.
We find that if we were
to do that, we would have set ourselves on the path to ineradicably alter the
identity of our Constitution, damage its very purposes and the national
project, and wipe out decades worth of jurisprudence with regard to the
importance of Directive principles of State Policy, thereby bringing back the
principles enunciated in the case of I.C. Golaknath v. State of Punjab17, that
none of the fundamental rights can be abridged or affected in any manner, which
was set aside by this Court in Keshavananda Bharati v. State of Kerala.
74.
In
this regard we also opine that if we adopt the interpretation of para 151(ii)
of I.R. Coelho that it mandates a "rights test" we would end up misinterpreting
the modality of testing a Constitutional amendment on the anvil of the basic structure
doctrine as enunciated by this Court in that 17 (1967) 2 SCR 762 18 (1973) 4
SCC 225. 82 case itself. In this regard, a basic distinction was drawn by this
Court, in I.R. Coelho, as between "rights test" and "essence of rights"
test, and it was stated in para 142 that: "There is also a difference between
the "rights test" and the "essence of rights" test. Both
form part of application of the basic structure doctrine. When in a controlled Constitution
conferring limited power of amendment, an entire chapter is made inapplicable, the
"essence of right" test as applied in M. Nagaraj Case will have no applicability.
In such a situation, to judge the validity of law, it is the "right
test" which is more appropriate."
75.
Paragraph
151(ii) in I.R. Coelho, when read by itself, may suggest that an effect and
impact test be used; however we are unable to do so because of what was stated
in para 142 of I.R. Coelho stated above. This is on account of the fact that if
we were to take the concluding answer given to a specific question, and conflating
the same to the status of a ratio applicable to all other general or specific facts,
we run the risk of not recognizing the rationale by which the Court had arrived
at the final answers. This has a deleterious effect on law. The broader
principles that are applied, in a specific manner to particular fact patterns
located in the specific questions that the courts set out to answer, would then
be obliterated, and the narrow application that the Court finds for a specific situation,
which is but an instance of the broader principle, the genus, would have taken over.
Moreover, in the preceding
paragraph 150, this 83 Court enunciated that it is the constitutional validity
of the Ninth Schedule laws which have to be adjudged by applying the
"direct impact and effect test i.e. rights test." Consequently, if we
were to just take the text of para 151 (ii) by itself as the ratio, then we would
also run the risk of not recognizing the multiple principles enunciated in the conclusion
itself. Hence, we find it necessary to cite below sub-paras (i), (ii), (iii),
(iv) and (v) of Para 151 of I.R. Coelho below (emph. supplied), and thereafter derive
the principle that is applicable in the instant matter: "(i) A law that
abrogates or abridges rights guaranteed by Part III of the Constitution may
violate the basic structure or it may not. If former is the consequence of the law,
whether by amendment of any article or by an insertion in the Ninth Schedule,
such law will have to be invalidated in exercise of judicial review power of
the Court. The validity or invalidity would be tested on the principles laid
down in this judgment. (ii) The majority judgment in Keshavananda Bharati case read
with Indira Gandhi case19 requires the validity of each new constitutional amendment
to be judged on its own merits.
The actual effect and
impact of the law on the rights guaranteed under Part III has to be taken into account
for determining whether or not it destroys basic structure, The impact test
would determine the validity of the challenge. (iii) All amendments to the
Constitution made on or after 24-4-1973 by which the Ninth Schedule is amended by
inclusion of various laws therein shall have to be tested on the touchstone of the
basic or essential features of the Constitution as reflected in Article 21 read
with Article 14, Article 19, and the principles underlying them. To put it 19
Indira Nehru Gandhi v Raj Narain, 1975 Supp SCC 1 84 differently even though an
Act is put in the Ninth Schedule, its provisions would be open to attack on the
ground that they destroy or damage the basic structure if the fundamental right
or rights taken away or abrogated pertains to or pertain to the basic
structure. (iv) Justification for conferring protection, not blanket protection,
on the laws included
in the Ninth Schedule by constitutional amendments shall be a matter of constitutional
adjudication by examining the nature and extent of infraction of a fundamental right
by a statute, sought to be constitutionally protected, and on the touchstone of
the basic structure doctrine as reflected in Article 21 read with Article 14
and Article 19 by application of the "rights test" and "essence of
the right" test taking the synoptic view of the Articles in Part III as
held in Indira Gandhi case.20 Applying the above tests to the Ninth Schedule
laws, if the infraction affects the basic structure then such law(s) will not get
the protection of the Ninth Schedule. (v) This is our answer to the question
referred to us vide order dated 14-9-1999 in I.R. Coelho v. State of T.N"
76.
It
should be pointed out that I.R. Coelho judgment was delivered to answer the question,
as pointed out in para 5, as to whether it is "permissible for the
Parliament under Article 31-B to immunize legislation from fundamental rights
by inserting them into the Ninth Schedule, and if so, what is its effect on the
power of judicial review of the Court". In para 78 of I.R. Coelho it was
noted that the "real crux of the problem is to the extent and nature of
immunity under Article 31-B can validly provide". The question of
immediate purport was whether Article 31-B provided a blanket protection such that
legislative enactments which destroy the basic 20 1975 Supp SCC 1 85 structure could
be included in the Ninth Schedule, and thereby become immune from the test of
basic structure itself.
77.
One
of the incidental questions that this Court in I.R. Coelho sought to answer was
whether, pursuant to Keshavananda, none of the fundamental rights were to be considered
to be a part of the basic structure. This was so, in the light of the opinion of
Khanna, J., in Keshavananda, which seemed to suggest that fundamental rights
were not to be treated as a part of the basic structure. However, in light of
Khanna J's, clarification in the Indira Nehru Gandhi v Raj Narain21 case, that his
opinion in Keshavananda could not be read to mean that none of the fundamental
rights could be treated as a part of basic structure, this Court in I.R. Coelho
in para 97, held that "the rights and freedoms created by the fundamental
rights chapter can be taken away or destroyed by amendment of the relevant
article, but subject to the limitation of the basic structure doctrine".
In para 98 it was
observed by this Court that "the first aspect to be borne in mind is that each
exercise of the amending power inserting laws into the Ninth Schedule entails a
complete removal of the fundamental rights chapter vis-`-vis the laws that are
added to the Ninth Schedule. Secondly, insertion in the Ninth Schedule is not controlled
by any defined criteria or standards by which the exercise of power may be evaluated.
The consequence of insertion is that it nullifies entire Part III of 21 1975
Supp SCC 1. the Constitution. There is no constitutional control on such
nullification........
The supremacy of the Constitution
mandates all constitutional bodies to comply with the provisions of the Constitution.
It also mandates a mechanism for testing the validity of legislative acts through
an independent organ viz. the judiciary." Thus, it appears that what was exercising
the collective mind of the Nine Judge Bench in I.R. Coelho was the breadth of protections
that were being sought and placed on laws included in the Ninth Schedule: from any
standards or values of the Constitution itself, including complete evisceration
of Part III and judicial review. In fact this is borne out by para 103 wherein
it was observed that "[T]he absence of guidelines for exercise of such
power means the absence of constitutional control which results in destruction of
constitutional supremacy and creation of parliamentary hegemony and absence of full
power of judicial review to determine the constitutional validity of such exercise."
78.
It
would be pertinent to note that the provisions of new clause (5) of Article 15
do not purport to take away the power of judicial review, or even access to
courts through Articles 32 or 226. Neither do the provisions of clause (5) of
Article 15 mandate that the field of higher education be taken over by the State
itself, either to the partial or total exclusion, of any private non-minority unaided
educational institutions, a power that was 87 most certainly granted under clause
(6) of Article 19, which had been inserted by the 1st Constitutional Amendment in
The purport of its provisions is that sub-clause (g) clause (1) of Article 19
should not be read to mean that if the State were to make "special
provisions" with respect to admission of Scheduled Castes, Scheduled Tribes,
and Socially and Educationally Backward Classes to non-minority unaided educational
institutions the same should not be deemed to be unreasonable.
A small portion, of one
of the activities of one particular occupation in the entire field of occupations
that are a part of the guaranteed freedoms by sub- clause (g) of clause (1) of
Article 19, is to be restricted. Further, such an amendment was necessary, as stated
in the Statement of Objects and Reasons of the Constitution (one Hundred and Fourth
Amendment) Bill 2005 (which became the 93rd Constitutional (Amendment) Act, 2005),
to promote the "educational advancement of the socially and educationally backward
classes of citizens....The Scheduled Castes and Scheduled Tribes in matters of admission
of students belonging to these categories in unaided educational institutions other
than minority educational institutions."
It was also stated that
greater access to higher education, including professional education to
students belonging to weaker segments is a matter of major concern, and that the
number of seats available in aided or State maintained institutions, particularly
in respect of professional education, was limited in comparison to those in private
88 unaided institutions. Furthermore, in as much as Article 46, a Directive Principle
of State Policy, commands that the State promote with special care the
educational and economic interests of the weaker sections of the population and
protect them from social injustice, it was stated that access to education to
be important to ensure advancement of persons belonging to Scheduled Castes,
Scheduled Tribes and the Socially and Educationally Backward Classes.
79.
In
this regard, I.R. Coelho makes some very important observations, about the
equality code and egalitarian content of fundamental rights that we opine have
a direct bearing on the issues of basic structure review of clause (5) Article
15. In particular after noting that Part III "has a key role to play in
the application" of the basic structure doctrine (para 100), the Court
went on to state para 101: "Regarding the status and stature in respect of
fundamental rights in constitutional scheme, it is to be remembered that fundamental
rights are those rights of citizens or those negative obligations of the State
which do not permit encroachment on individual liberties. The state is to deny no
one equality before the law.
The object of fundamental
rights is to foster the social revolution by creating a society egalitarian to
the extent that all citizens are to be equally free from coercion or restriction
by the State. By enacting fundamental rights and directive principles which are
negative and positive obligations of the State, the Constituent Assembly made it
the responsibility of the Government to adopt a middle path between individual liberty
and public good. Fundamental rights and directive principles have to be balanced.
The balance can be tilted in favour of the public good. The balance however cannot
be over-turned by completely overriding individual liberty. This balance is an essential
feature of the Constitution." (emph. Supp.)
80.
Further,
it was also stated in, in para 102, that in evaluating the permissibility of an
amendment, one needs to look at, as done in Waman Rao v. Union of India,22 how far
the amendment is "consistent with the original; you cannot by an amendment
transform the original into the opposite of what it is. For that purpose, a comparison
is undertaken to match the amendment with the original. Such a comparison can yield
fruitful results even in the rarefied sphere of constitutional law." In
other places, as in para 105, it is noted that "Economic growth and social
equity are two pillars of our Constitution, which are linked to the rights of an
individual (right to equal opportunity), rather than in the abstract. Some of the
rights in Part III constitute fundamentals of the Constitution like Article 21
read with Articles 14 and 15 which represent secularism etc.,
As held in Nagaraj23 egalitarian
equality exists in Article 14 read with Articles 16(4), (4-A), (4-B) and, therefore,
its wrong to suggest that equity and justice finds place only in the directive principles."
(emph. supp'd). Upon discussing various aspects such as the fact that extensive
discussions were held in Keshavananda with respect to status of property as a
fundamental 22 (1981) 2 SCC 362 23 M. Nagaraj v Union of India (2006)8 SCC 202 90
right, that in the Indira Gandhi case Chandrachud, J., posits that equality embodied
in Article 14 is part of the basic structure of the Constitution, that in
Minerva Mills it was held that Articles 14, 19 and 21 clearly form part of the
basic structure of the Constitution and cannot be abrogated, it is concluded in
para 114 that "the result of the aforesaid discussion is that since basic
structure of the constitution includes some of the fundamental rights, any law granted
Ninth Schedule protection deserves to be tested against these principles. If the
law infringes the essence of any fundamental rights, or any other aspect of the
basic structure then it will be struck down. The extent of abrogation and limit
of abridgment shall have has to be examined in each case." (emph. supp.)
81.
Consequently,
it appears that in I.R. Coelho this Court recognized that there are different
kinds of constitutional amendments. The kinds of amendments whereby laws are
placed in the Ninth Schedule only enjoy a "fictional immunity" and
they would have to be tested by using the direct impact and effect test i.e., "rights
test" or even the essence of each fundamental right that has been deemed to
be a part of the basic structure. The laws placed in the Ninth Schedule are ordinarily
enacted, and then placed in Ninth Schedule by a constitutional amendment, simpliciter,
and enjoy only a "fictional immunity" pursuant to Article 31-B. This is
in contrast to the situation where a Constitutional amendment effectuates
changes in the main provisions of the Constitution, particularly in Part III. In
such a constitutional amendment, the "essences of rights" test used
in M. Nagaraj, wherein the essences of the rights are identified across entire equality,
freedom and judicial review codes, i.e., "over- arching principles" of
such codes, and then the particular Constitutional amendment is evaluated as to
whether it completely changes the very "identity" of the entire Constitution
itself. Those "over-arching principles" are what gives the Constitution
its identity, and when they are destroyed would the identity of the
Constitution have been changed completely.
82.
This
is made very clear by what this Court in I.R. Coelho perceived to be the status
of the nature of immunity granted by Article 31-B: "Article 31-B gives
validation based on fictional immunity. In judging the validity of constitutional
amendment" i.e., the amendment that places a state law in the Ninth
Schedule "we have to be guided by the impact test." (see para 149)
"The basic structure doctrine requires the State to justify the degree of invasion
of fundamental rights..." Further on in para 150 the Court concludes
"The result of the aforesaid discussion is that the constitutional validity
of the Ninth Schedule laws can be adjudged by applying the direct impact and effect
test i.e., rights test, which means the form of an amendment is not the
relevant factor, but the consequences thereof."
83.
The
above cited paragraph lends further support to our earlier observation that
this Court in I.R. Coelho has made an essential distinction between the kinds of
constitutional amendments that are effected by placement of State laws in the Ninth
Schedule versus the kinds of constitutional amendments that change aspects of the
Constitution itself. This is further supported by the fact that in para 133 the
Court recognized that the laws placed in the Ninth Schedule do not become a part
of the main body of the Constitution, and that they become a part of Ninth Schedule
and "derive validity on account of the exercise undertaken by Parliament
to include them... This exercise has to be tested every time it is undertaken".
Secondly, it must also be noticed, that state legislatures cannot amend the
constitution.
It was conclusively
held in I.R. Coelho, in para 148, that "fictional validation based on the power
of immunity exercised by Parliament under Article 368 is not compatible with basic
structure doctrine and, therefore, the laws that are included in the Ninth Schedule
have to be examined individually for determining whether the constitutional amendments
by which they are put in the Ninth Schedule damage or destroy the basic structure
of the Constitution." This was so because post Keshavananda decision, this
Court had specified that some of the fundamental rights are also a part of the basic
structure because of their importance. Consequently, a direct impact and effect
test i.e., "rights test" and "essence of right" i.e., the
essence of the fundamental right that 93 has been affected has to be conducted
in the case of laws included in the Ninth Schedule by virtue of the constitutional
amendments, simpliciter, whereas with respect to constitutional amendments of an
article in the Constitution itself had to be tested in accordance with the essences
of rights i.e., "over-arching principles" test as enunciated in M.
Nagaraj. This is further borne out by sub-para (i) of paragraph 151 cited earlier
when read with para 142, and taking the entire judgment in I.R. Coelho into account.
84.
A
few observations are merited with regard to the very carefully crafted
principles laid down in the sub-para (i) of para 151 in I.R. Coelho. The first
point is that a law that abrogates or abridges rights guaranteed by Part III
may or may not violate the basic structure. This means that there could be laws
that could abrogate some fundamental rights in Part III, and yet may not lead
to a violation of the basic structure doctrine. The second sentence in sub-para
(i) states emphatically that if a law abrogates or abridges a fundamental right
and also violates the basic structure then it must be set aside. At this stage it
is not yet clear whether the law is a constitutional amendment exercised under Article
368 to make an amendment to the main body of the constitutional text, or the
law is an amendment that places laws in the Ninth Schedule, whereby such laws
in the Ninth Schedule do not become a part of the Constitution as such. That 94
clarification comes from the next sentence: "The validity or invalidity
would be tested on the principles laid down in this judgment". That sentence
clearly indicates that the same has to be determined in accordance with the principles
laid down in the entire judgment and not just in the conclusion. That principle
was unequivocally laid down in para 142 that had been cited earlier, which recognizes
that the test of Constitutional amendments on the anvil of the basic structure
doctrine would have to be in accordance with the test delineated in M. Nagaraj.
85.
In
light of the above discussion, we are of the opinion that it is impermissible
for us to apply the direct impact and effects test to evaluate whether clause (5)
of Article 15 provisions with respect to admissions to unaided non-minority educational
institutions violate the basic structure. By no stretch of imagination could
the provisions of Clause (5) of Article 15 be deemed to be so wide as to
eliminate an entire chapter of fundamental rights, or permit complete
evisceration of even the freedom to engage in one of the occupations of the many
occupations guaranteed by clause (g) of clause (1) of Article 19. The correct test
would be the "essences of rights" test, i.e., the "over-arching principles"
test as enunciated in M. Nagaraj24, to which we turn below. 24 (2006) 8 SCC 212
86.
In
M. Nagaraj, Kapadia J., (as he then was) speaking for the Court, recognized
that one of the cardinal principles of constitutional adjudication is that the
mode of interpretation ought to be the one that is purposive and conducive to ensure
that the constitution endures for ages to come. Eloquently, it was stated that
the "Constitution is not an ephemeral legal document embodying a set of
rules for the passing hour". In M. Nagaraj this Court recognized that fundamental
rights are not those which exist only by virtue of the State recognizing them
to be so, but rather that the Constitution transcribes them as limitations on
the power of the State. This would mean that not merely or solely are the negative
rights to be conceived as natural, given and pre-existing, but the positive
rights, which cast an obligation on the State to achieve egalitarian and social
justice objectives, that behoove to the benefit of individuals and groups would
also have to be recognized as natural, given and pre-existing.
It is also recognized
that the content of the fundamental right granted to a citizen has to be determined
by the judiciary; and variations effectuated by the State have to meet the test
of reasonableness as enunciated by this Court in Minerva Mills, which
effectively set aside the narrow construction of A.K. Gopalan v State of
Madras25 that as long as the variation and the extent of such variation of a granted
fundamental right is effectuated by "law" it could not be questioned.
However, it was also recognized that the judiciary cannot use a narrow and
pedantic exposition of the text of the fundamental 25 1950 SCR 88 96 right to
determine the contents thereof. Further, the Court in M. Nagaraj recognized that
the standard of judicial review of a constitutional amendment, on the
touchstone of the doctrine of the basic structure, is an entirely different
exercise than review of state legislation with respect to its impact on a
specific fundamental right. Analysing the rationale and mode of analysis of the
Court in S.R. Bommai v. Union of India26, it was stated, in para 23, that "it
is important to note that the recognition of a basic structure in the context
of amendment provides an insight that there are, beyond the words of particular
provisions, systematic principles underlying and connecting the provisions of the
Constitution. These principles give coherence to the Constitution and make it an
organic whole....
These principles are part
of constitutional law even if they are not expressly stated in the form of
rules. An instance is the principle of reasonableness which connects Article
14, 19 and 21. Some of these principles may be so important and fundamental, as
to qualify as "essential features" or part of the "basic
structure" of the Constitution, that is to say, they are not open to amendment.
However, it is only by linking provisions to such overarching principles that
one would be able to distinguish essential from less essential features of the Constitution."
(emphasis added). It was further specified that certain principles, such as federalism,
socialism, secularism and reasonableness "are beyond the words of a particular
26 (1994) 3 SCC 1 97 provision. They are systematic and structural principles underlying
and connecting various provisions of the Constitution."
87.
The
modality of the "essences of rights test" was enunciated in para 25
of M. Nagaraj as follows: " In order to qualify as an essential feature,
it must be first established that the said principle is a part of
constitutional law binding on the legislature. Only, thereafter, is the second step
to be taken, namely whether, whether the principle is so fundamental as to bind
even the amending power of Parliament i.e., to form a part of the basic structure.....
To sum up: in order to qualify as an essential feature, a principle is to be
first established as part of constitutional law and as such binding on the
legislature. Only then, can it be examined whether it is so fundamental as to bind
even the amending powers of Parliament i.e., to form part of the basic structure
of the Constitution.
This is the standard
of review of constitutional amendments in the context of the doctrine of the basic
structure." And further on, in para 26, the Court also recognized that the
doctrine of basic structure has emanated from the German Constitution and notes
that in that jurisprudence the overarching principle that connects, and informs
all other values is the principle of human dignity. With respect to our
Constitution it was noted that "axioms like secularism, democracy, reasonableness,
social justice, etc., are over-arching principles which provide linking factor for
the principle of fundamental rights like 98 Article 14, 19 and 21. These principles"
i.e., the over-arching principles, "are beyond the amending power of
Parliament." (emph. suppd.)
88.
From
the above we can glean that evaluation of whether a particular amendment has amended
those "over-arching principles" is the test for basic structure. It
is not the specific instances of expression of contents of a fundamental right,
as stated by the courts prior to an amendment which are to become the anvil of
the test of basic structure when the amending power is exercised and a main
element of the provisions of the Constitution is altered. Rather, the courts
have to be careful in assessing whether those over-arching principles themselves
are abrogated. By no stretch of imagination could one claim that truncation of one
of the activities that were deemed to have been one of the many essential
features of one of the occupations of the many occupations that are guaranteed by
one of clauses of the freedom code, by itself could constitute an over-arching principle,
and further that such a principle has been abrogated.
It is not the change
in the identity of any one element of the conspectus of activities of one
occupation in a plethora of occupations that itself forms a part of the many different
kinds of freedoms that leads to the violation of the basic structure doctrine; but
rather whether the over-arching principles, that connect one fundamental right to
the other that are so abrogated as to change the very identity of the Constitution
which is the true test to 99 evaluate whether a constitutional amendment has violated
the basic structure doctrine. In this regard, the Court in M. Nagaraj further
goes on to pithily state that the standard to be applied in evaluating whether an
amendment has also modified the over-arching principles, that inform each and
every fundamental right and link them, is to find whether because of such a change
we have a completely different constitution.
In particular, summarizing
the various opinions in Keshavananda Bharati27, it was stated: "To
conclude, the theory of basic structure is based on the concept of constitutional
identity. The basic structure jurisprudence is a preoccupation with constitutional
identity.... The word "amendment" postulates that the old Constitution
survives without a loss of its identity despite the change and it continues even
though it has been subjected to alteration. This is the constant theme of opinions
in the majority decision in Keshavananda Bharati. To destroy its identity is to
abrogate the basic structure of the Constitution........ The main object behind
the theory of constitutional identity is continuity and within that continuity of
identity, changes are admissible depending upon the situation and circumstances
of the day." (emphasis added, para 28).
89.
The
prevention of destruction of the "constitutional identity" is the chief
rationale in using the basic structure doctrine in instances of constitutional amendment
such as the one we are concerned with in the instant matter. Constitutional
identity, and continuance of such an identity are the primordial issues, and
the identity ought not to be destroyed. Often 27. (1973) 4 SCC 225 a problem is
encountered with issues of identity. The issue of change in identity, and debates
about it can take extremely abstract and metaphysical form as with regards to
the Ship of Theseus28 or the Theseus' Paradox.
In the classical narrative,
in the metaphysical speculations about the paradox, reference is with respect to
the ship in which Theseus, and other youth of Athens, returned from Crete
having killed a minotaur that demanded sacrifice of Greek youth every year. Because
the ship was of such importance, Athenians preserved it in the harbor for generations,
replacing its boards that had become dilapidated by new ones, where at one point
all the boards had been replaced. This apparently led to the fertile Greek
minds, prone as they were to metaphysical speculation, to ask whether the ship,
after every part had been replaced by another newer part, was indeed the same
ship or not.
For the formalists,
the identity had changed because none of the original parts were there; and in fact
the extreme amongst them claimed that the identity had changed when the first
part was itself changed. For the functionalists, the ship was identically the
same because the parts that replaced the worn out parts were of the same
quality, shape and size and performed exactly the same functions as previously specified.
In either case, both the puritanical originalists delighted in the squabble
without there being any pragmatic resolution. Plutarch: Theseus, trans. John
Dryden.
90.
Unfortunately,
we as constitutional adjudicators do not have the luxury of facile metaphysical
speculations, and imposing conclusions arrived thereupon on this country, by
ignoring the practical impact of the ship and the larger purposes that it is
supposed to serve. Indeed our ship, the Constitution, was never intended to remain
in the harbour and was intended to set sail. The narrative of our Ship of
Theseus takes a different form for us.
91.
We
liken our Constitution to the Ship of Theseus, with the difference that the ship
itself has been provided with sufficient wood, and tools to fashion new boards,
and it was to actually set sail. The Ship of our Nation, the Constitution, set sail
on its journey in 1950, on uncharted oceans of time, circumstances and
challenges. We set sail with a ship as it was then designed, nevertheless
knowing that certain features were quintessential to being a ship that could
sail such oceans; and we set sail towards a target, almost like Columbus, with the
understanding that sailing in a particular direction would get us to a particular
destination. We even promised ourselves, that notwithstanding our prior history
of bickering, of degradation of humans amongst us by ascribed status, and of economic
poverty, we would have, by the time of reaching our goal, ensured that certain invaluable
qualities, such as dignity, fraternity, security and integrity of our
nation-state, inform all aspects of social order. In fact the achievement of
those qualities was to be the goal.
The directions we
were given were that if we strive to achieve, in actual fact, JUSTICE, social, economic
and political; LIBERTY of thought, expression, belief, faith and worship; and EQUALITY
of status and opportunity; within the context of organizing our polity as a
secular, socialist and a democratic republic, and the State itself, necessarily
follows certain principles of policy, we would achieve those goals. We were enjoined
to roam the high seas until we achieved a state of acceptable achievement of
those goals, neither knowing the length of time nor the length of that journey.
In fact we also knew, that achievement of those goals was never going to be a matter
of some quantitative assessment of those goals, but always a maintenance of the
path towards, and sustaining what we may have already achieved. We also knew
that along that journey, many of the boards, and indeed even certain parts of the
main structure may appear to be or actually become a detriment to our progress.
Hence, we were also given
liberty to change some of those parts, in terms of replacing those parts with exact
same ones, or mostly similar ones, or even radically differently designed ones.
The caveat was that, if the changes were such that the destination could not be
reached, or that the motive force for powering the journey would become truncated,
or debates could not be conducted within the settled principles of civility, or
that on the course of that journey too many were actually getting pushed off
the ship, or that the changes were such that the 103 ship would turn into a
tiny raft, in which the people on the margins would necessarily get pushed into
the ocean, etc., the ship of our nation, the Constitution, would sink. If inappropriate
changes were made, the ship would sink; and if the appropriate changes were to
not be made the ship would sink. Neither wrong action, nor abstinence from action
was permissible.
92.
In
this regard, this Court, charged with the responsibility of ultimately
interpreting the design of the structure of that ship, stated thus: "[C]onstitutional
adjudication is like no other decision- making. There is a moral dimension to every
major constitutional case: the language of the text is not necessarily a controlling
factor. Our Constitution works because of its generalities; and because of the
good sense of the judges when interpreting it. It is that informed freedom of action
of judges that helps to preserve and protect our basic document of
governance." (para 30 of M. Nagaraj).
93.
Proceeding
on the rationale as enunciated in the cited paragraphs, this Court in M. Nagaraj,
then enunciated that the "theory of the basic structure is based on the principle
that a change in a thing does not involve its destruction and destruction of a
thing is a matter of substance and not of form. Therefore one has to apply the
principle of over-arching principle to be gathered from the scheme and the placement
and the structure of an article in the Constitution. For example, the placement
of Article 14 in the equality code; the placement of Article 19 in the freedom code;
the placement of Article 32 in the code giving access to the Supreme Court".
94.
Yet,
the question remains? How do we discern whether a particular aspect is a part of
the basic structure or not? In M. Nagaraj, this Court reaffirmed the working
test laid down by Chandrachud J., in Indira Nehru Gandhi: "For determining
whether a particular feature of the Constitution is a part of the basic structure,
one has to perforce to examine in each individual case the place of the
particular feature in the scheme of our Constitution, its object and purpose,
and the consequences of its denial on the integrity of the Constitution as a fundamental
instrument of country's governance."
95.
In
this regard, it was noted in M. Nagaraj that concepts like "equality",
"representative democracy" etc., are delineated over various articles.
"Basically Part III of the Constitution consists of equality code, the freedom
code and the right to move the courts. It is true that equality has several facets.
However, each case has to be seen in the context of the placement of an article
which embodies the foundational value of equality."
96.
Two
consequences follow from the above: our earlier assessment, that the test we
are to apply in instances like the addition of clause (5) to Article 15, is not
about truncation of one activity that was previously deemed by this court to be
one of the essential features of one of the many occupations that are a part of
one of the many freedoms guaranteed in the freedom code; and that we not only have
to assess the negative impact, but also the positive impact of an amendment. This
follows from the realization that while we may classify aspects important for
that ship to sail towards its goals into neat analytical categories, the ship itself,
and the nation it carries functions in accordance with the action and reaction of
each category upon other categories.
Consequently, we must
take into account the fact that the changes that are made may while truncating
one small element, may also be strengthening many other elements, and thereby strengthening
the very basic structure of the Constitution. Thus care needs to be exercised to
avoid rhetorical flourishes about the importance of one small activity that may
be truncated in order to achieve larger purposes. Obviously, some small activities
could be of primordial importance. Some rights may be important, but not of primordial
importance, and their importance has to be assessed in terms of their place in
the overall context of constitutional values, and goals.
97.
If
indeed one essential activity of the many essential ones that form the freedom
to engage in one of the occupations of the many occupations that are a part of the
many freedoms guaranteed by the Constitution, conflicts with an amendment that intends
to strengthen the process of achievement of one of the main navigational tools
and thereby the goals of the nation-state itself, should such an amendment be declared
to be unconstitutional and against the basic structure? Shouldn't one also look
at the damage that such a declaration can cause to many of the other basic features
of the Constitution, and also the loss of diverse strengths that such an amendment
is likely to impart to many other essential or basic features of our Constitution?
We opine that by not undertaking
an assessment of such factors we would almost certainly lead to erroneous judgments
that would destroy the basic structure of the Constitution. In the present
context what is involved is a judicial review of an amendment to the Constitution
that seeks to strengthen the egalitarian aspects of our social order. Consequently,
the conflict, in the instant case, has to be evaluated in terms of whether
disallowing the amendment might damage, significantly, the prospects of
promoting intrinsic and inherent parts of our equality code - the egalitarian and
social justice components - that are essential elements of our basic structure.
Such a test would give us a more nuanced appreciation of how setting aside, as violative
of the basic structure, the provisions of clause (5) of Article 15 with respect
to admissions to non-minority unaided educational institutions, would impact our
Constitution, as a fundamental instrument in country's governance.
98.
Consequently,
in evaluating whether the provisions of clause (5) of Article 15 with respect to
unaided private educational institutions violate the basic structure doctrine
the questions to carry out the test would be as follows: (1) the place of clause
(5) in Article 15 in the context of the equality code; (2) its importance with respect
to the Constitution as an instrument of governance, including the mandatory,
though not justiciable, provisions of Directive Principles of State Policy, and
the goals of ensuring dignity for all citizens, with fraternity amongst groups of
them, thereby ensuring the unity and integrity of the nation; and (3) an
assessment of the importance of the right of the educators to only admit
students based on their choice, and thereby, also possess, the consequential right
to disregard the impact of social, educational, cultural and economic disadvantages
suffered by groups and individuals in those groups, in terms of access to
higher education, and the damage that such a disregard might do to the very
purpose of the occupation, and the broader objectives of the nation that such
an occupation is to serve.
99.
It
is now a well settled principle of our constitutional jurisprudence that Article
14 does not merely aspire to provide for our citizens mere formal equality, but
also equality of status and of opportunity. The goals of the nation-state are
the securing for all of its citizens a fraternity assuring the dignity of the individual
and the unity of the nation. While Justice - 108 social, economic and political
is mentioned in only Article 38, it was also recognized that there can be no justice
without equality of status and of opportunity (See M. Nagaraj). As recognized
by Babasaheb Ambedkar, at the moment that our Constitution just set sail, that
while the first rule of the ship, in the form of formal equality, was guaranteed,
inequality in terms of access to social and economic resources was rampant and
on a massive scale, and that so long as they individually, and the social
groups they were a part of, continue to not access to social and economic resources
that affords them dignity, they would always be on the margins of the ship,
with the ever present danger of falling off that ship and thereby never
partaking of the promised goals of that ship. Babasaheb Ambedkar with great foresight
remarked that unless such more fundamental inequalities, that foster conditions
of injustice, and limit liberty of thought and of conscience, are eradicated at
the earliest, the ship itself would be torn apart.
100.In
this regard, it was recognized early on as we, as a nation-state, set sail that
while revolutionary change, using the force and might of the State, might actually
bring about the realization of that state of equality much faster. However, it was
also recognized that the violence it would unleash could potentially destroy
our nation-state itself, and the end goal may be the creation of a State that would
not be conducive for other 109 cherished values of peace, harmony,
co-existence, and a democratic set up in which reasoned and reasonable argument
and debate would inform our social, political and economic choices. Some may
say that this was a compromise, that in fact the framers of our constitution made
the wrong choice, and that we should have opted for a revolutionary mode of change,
if necessary by shedding of bloodshed of our own people. Some others argue that
we should have opted for a pure market economy, right from the beginning, so that
the inefficient governmental regulations would not have hindered our economic
progress.
However, they seldom
have answers as to when, or over what time frame could it be conceived that a
state of equality of status and opportunity, and social, economic and political
justice would inform all walks of our lives, so that each and every citizen would
be enabled to lead a life with dignity, that both promotes fraternity and also is
promoted by such a fraternity, and of active participation, to the fullest
extent of their natural talents, to participate in full measure in the making of
choices, social, political and economic. Nor do the free market proponents
answer whether the operation of the laissez-faire free markets would not lead to
a perpetuation of ever widening disparities between the haves and the have-nots.
Historical human experience militated against a trust in any such answer even
if it were given.
101.Consequently,
the State was given the responsibility to balance the exigencies of the needs, between
social justice and formal equality, between a command and control economy and a
private sector with freedom to make its choices within a regulated environment,
keeping in mind the larger needs of the nation, between the imperative to promote
economic growth, and development in its classical sense, in which the progress of
people was measured on all dimensions of human dignity. Indeed, these
imperatives of statecraft, of governance of the nation state, were even
transcribed into fundamental, though non-justiciable, Directive Principles of
State Policy. The fact that they were made non-justiciable was not to deny
their absolute essentiality, but rather that the legislatures, and the executive
under the supervision of the elected representatives, were best placed to make choices
with regard to issues of policy, while the judiciary endowed with the
responsibility of interpreting and upholding the Constitution.
An important and particular
aspect of our Constitution that should always be kept in mind is that various
aspects of social justice, and an egalitarian social order, were also inscribed,
not as exceptions to the formal content of equality but as intrinsic, vital and
necessary components of the basic equality code itself. To the extent there was
to be a conflict, on account of scarcity, it was certainly envisaged that the
State would step in to ensure an equitable distribution in a manner that would
be conducive to common good; nevertheless, if the state was to transgress beyond
a certain limit, whereby the formal content of equality was likely to be drastically
abridged or truncated, the power of judicial review was to curtail it.
However, as long as the
policy initiatives of the State were in consonance with principles of equity and
justice inherent within the equality code, and indeed even the freedom code, via
Article 21`s guarantee of the right to life, and for promotion of freedom of
expression and thought, especially to promote excellence in our debates and arguments
in the political sphere so that democratic richness could be better served, or were
framed in pursuance of the Directive Principles of State Policy, that were
based on reasonable and intelligible classifications, the courts were to have no
further place in entering the field of policy choices. The courts could of course,
also, impose positive constitutional obligations on the State, where the abnegation
of those positive and affirmative obligations, encoded within fundamental rights
itself, were so gross as to constitute a fraud on the face of the Constitution.
102.
Given
the magnitude of the task of the State, and immense human tragedies that could continue
to occur unabated or even increase, and conditions of inequalities could intensify
even further, beyond the unconscionable levels at which they already are, it can
only be surmised that the power of the State to frame policies in furtherance
of the national goals, including the goals of social justice, achievement of
human dignity of 112 all people and groups of people, improved access to better
articulation of thoughts and aspirations by individuals and groups of people in
the democratic processes and in social choices made in their communities, and equality
of status and opportunity with respect to social, economic and physical
resources i.e., all material resources that are useful for productive activities,
as granted and used within the limits of the constitutional vision and design, to
achieve such tasks to be commensurate, is indeed an essential element of governance.
Derogation of such powers, through a whittling down by judicial fiat, below the
level at which the Constitutional structure, provisions and vision provides
would necessarily be an alteration of the very identity of our Constitution.
103.In
a recent decision, GVK Industries Ltd v. ITO29 by a Constitutional Bench, it
was held: "One of the foundational elements of the concept of basic structure
is it would give the stability of purpose, and the machinery of Government to be
able to pursue the constitutional vision into indeterminate and unforeseeable future....
Our Constitution charges various organs of the State with affirmative responsibilities
of protecting the interests of, the welfare of and security of the nation. Legislative
powers are granted to enable the accomplishment of the goals of the nation.......
Consequently, it is imperative that the powers so granted to various organs of the
State are not restricted impermissibly by judicial fiat such that it leads to
inabilities 29 (2011) 4 SCC 36 113 of the organs of the State in discharging their
constitutional responsibilities. Powers that have been granted, and implied by,
and borne by the constitutional text have to be perforce admitted..."
104.To
be sure, powers granted to the State are not unlimited, and indeed our constitutional
jurisprudence specifies that Part III is one such zone of limitation. The
rigour and discipline of fundamental rights, granted to citizens are to be the
checks on the power of the State. Fundamental rights are indeed vital for the survival
of our society, and provide guarantees that protect our citizens against
totalitarianism, are conducive for full expression of human creativity, and in
fact foundational for human dignity. Further, the substance of justice is
inscribed into such fundamental rights, that are both substantive and
procedural and are available to all the citizens, along with powers granted to
the State to realize social justice and real and "in fact" equality of
status and opportunity for those who are disadvantaged. Consequently, it cannot
be taken to mean that the zone of limitation would then operate to frustrate the
obligations of the State, to achieve goals of social justice and egalitarian
order, by placing primordial importance on formal equality and freedom. Formal
rights of some power cannot become the foundation to whittle away powers that
are necessarily implied in order to achieve national goals.
The question is of
balance, and it is the act of balancing between the compulsions cast upon the
State by the moral, political and legal imperatives of the status of vast chunks
of our people in disadvantaged and deprived positions that could only be deemed
to be egregious and unconscionable by any notions of empathetic conscience, and
the imperatives that all the rest also be provided meaningful levels of
protections guaranteed by fundamental rights. It is not without reason that Fundamental
Rights and Directive Principles of State Policy along with the grant of power to
the State to achieve intrinsic egalitarian and social justice aspects inscribed
on many of the fundamental rights themselves, that have been called the twin
wheels of the chariot of national progress. In this regard it has been held in Keshavananda
that harmony between Directive Principles of State Policy and Fundamental Rights
is one of the most important of elements of the basic features or structures of
the Constitution.
105. In
this respect, the placement of clause (5) of Article 15 in the equality code, by
the 93rd Constitutional Amendment is of great significance. It clearly situates
itself within the broad egalitarian objectives of the Constitution. In this sense,
what it does is that it enlarges as opposed to truncating, an essential and
indeed a primordial feature of the equality code. Furthermore, both M. Nagaraj and
Ashoka Kumar Thakur stand for the proposition that enlargement of the
egalitarian content of the equality code ought not to necessarily be deemed as
a derogation from the formal equality guaranteed by Article 14, 15(1) or 16(1).
Achievement of such egalitarian objectives within the context of employment or of
education, in the public sector, as long as the measures do not truncate elements
of formal equality disproportionately, were deemed to be inherent parts of the
promise of real equality for all citizens.
As stated succinctly
in M. Nagaraj, it is an issue of proportionality. "Concept of proportional
equality expects the State to take affirmative action in favour of disadvantaged
sections of the society within the framework of liberal democracy" and
further that "[U]nder the Indian Constitution, while basic liberties are guaranteed
and individual initiative is encouraged, the State has got the role of ensuring
that no class prospers at the cost of other class and no person suffers because
of drawbacks which is not of his but social." With regard to distribution of
social opportunities and social benefits, Kapadia J. (as he then was) notes
that some define "social justice in terms of rights", and some others,
like Friedrich Hayek in terms of "desert" without any regard to the
relative advantages or disadvantages as between individuals, and some others, socialists,
on the basis of needs. With regard to these three different rationale, this
Court recognized that all three have to be accommodated under the equality code,
with those fulfilling the "desert based" criteria located under
formal equality zone, and those fulfilling the "need based" or the "disadvantaged
based" criteria under the zone covered by proportional equality.
To this we need to
add 116 another important point. The critical aspect of the authenticity of constitutional
claims of the disadvantaged, on whose behalf State exercises its power, is the
fact that it is social circumstances which have prevented those individuals from
performing to their full potential, and thereby compete on a level playing
field with those who might satisfy the "desert based" criteria. In fact
the very notion that unequals ought not to be treated as equals is also founded
on the notion that those with lesser or lower background opportunities could not
be expected to match the performance of those with much better opportunities.
The fact that it is the State that seeks to enhance through its policies, such rights
of disadvantaged, because it has the duty to ensure their realization, cannot be
taken to mean that every element of every individual right of the less disadvantaged
could be used to frustrate the realization of those rights.
106.A
brief historical excursus, into our constitutional jurisprudence, would also be
necessary at this stage to realize that the egalitarian conception is inbuilt in
the equality code. In M.R. Balaji v State of Mysore30, Article 15(4) was treated
as an exception to Article 15(1). However, in Devadasan v. Union of India31,
decided a year later, the Court found that reservations to appointments and
posts would not violate Article 14. Devadasan, followed the ruling of M.R. Balaji
and held that 30 AIR 1963 SC 649 31 AIR 1964 SC 179 117 excessiveness of reservations
under Article 16(4) is an issue to be recognized. Subba Rao, J, in his dissenting
opinion opined that Article 16(4) was not an exception but "preserved a
power untrammeled by the other provisions of the Article." The decisive
break came in State of Kerala v. N.M. Thomas32 in which Article 16(4) was held
to not be an exception to Article 16(1), laying down the principle that State action
in pursuit of egalitarianism cannot in principle be seen as antithetical to
broader codes of equality, but rather a means to realize true equality of status
and opportunity amongst hitherto excluded groups. This position found its resounding
acceptance in Indra Sawhney v Union of India33, in which it was held in no uncertain
terms that egalitarianism is an intrinsic element of conception of equality
under Articles 14.
107.
A
purely technical argument may be made that this Court in Indra Sawhney had
reflected upon egalitarianism in the context of Article 16(4) and public
employment, and hence ought not to be seen as a part of our constitutional
jurisprudence with respect to admissions to private unaided educational institutions.
This may be a case of splitting hairs to deny the validity of an over-arching principle.
In countless cases, involving the private sector, this Court has held that legislation
to achieve social and economic justice cannot be held to be a violation of fundamental
rights. 32 AIR 1976 SC 490 33 (1992) Supp (3) SCC 217 118 (See: State of
Karnataka v Ranganatha Reddy34) What they could be and ought to be tested on
was the anvil of reasonableness of classification, and extent of intrusion,
where the Constitution itself did not specifically provide for untrammeled
power to completely eliminate the private sector from a particular field of
activity. This Court's decisions in M. Nagaraj, and equally importantly, Ashoka
Kumar Thakur, have unequivocally held, based on Indra Sawhney, that the concept
of egalitarianism is an essential and vital element of the equality code, and
in Ashoka Kumar Thakur that principle was applied in the context of education.
The Court refused, in
Ashoka Kumar Thakur, to look at whether clause (5) of Article 15 as applied to non-minority
private unaided colleges would violate the basic structure, on the ground that no
private unaided college was before it. However, that does not mean that the principles
enunciated in Ashoka Kumar Thakur, that egalitarianism was an intrinsic part of
our equality code with respect to the field of education could be limited only
with respect to public and aided institutions.
108.We
opine that the same principles which this Court found to be applicable in
finding egalitarianism to be a part of the equality code, at the level of being
essential features informing the entire equality code, per force have to also be
applied to the context of private sector unaided educational institutions. When
we speak of egalitarianism being an 34 (1977) 4 SCC 471 essential and a necessary
component of the equality code, which is a finding that this Court arrived at in
Indra Sawhney, M. Nagaraj and in Ashoka Kumar Thakur, we cannot in the same
breath then turn around and say that the same concerns, of national purpose,
goal and objectives that inform the constitutional identity miraculously
disappear in the context of the private sector. It is indeed true that the
extent of State involvement in the field of higher education has dramatically declined
on account of its own financial position.
At least a part of the
problem of the financial situation of the State could be reasonably linked to
increasing privatization and liberalization of the economy, and one of the
essential elements of that process of privatization has been the demand of the
private sector that the State reduce its deficits, even as tax rates were cut, by
reducing its involvement in various social welfare activities. This has had an
impact on the ability of the State to invest as much as it could have in education,
including higher education. An essential understanding was that because the private
sector would expand even in areas such as higher education, the burden on the State
of providing such services would decline. The burden of the State does not
comprise merely of the burden of its financial outlays.
The burden of the
State obviously also comprises of the positive obligations imposed on it, on
account of the egalitarian component of the equality code, the directive
principles of State policy, and the national goals of achievement of an
egalitarian order and social justice for individuals and amongst groups that those
individuals are located in. If the State had clearly articulated that its goal
was to withdraw from such crucial and vital fields, such as higher education, and
that it was also not expecting the private sector to carry any of the burdens
of ensuring an egalitarian order and realize the goal of social justice in at least
some measure, then the dimensions of constitutional litigation on that front could
very well have taken a different shape, and questions about whether such actions
constitute a fraud on the face of the Constitution could certainly have gained
great salience.
109.Certainly,
the State has the power under clause (6) of Article 19, to totally or partially
exclude the participation of private sector in the field of higher education.
As TMA Pai stated, having allowed the private sector into the field of education,
including higher education, it would be unreasonable, pursuant to clause (6) of
Article 19, for the State to fix the fees and also impose reservations on private
unaided educational institutions. Nevertheless, if we take into consideration the
width of the original powers under clause (6) of Article 19, one would
necessarily have to find that the State would at least have the power to make
amendments to the Constitution to partially resurrect some of those powers that
it had possessed to control access to higher education, and achieve goals of egalitarianism
and social justice.
What the State had done
was to allow private sector to function in the field of higher education, to supplement
the role of the State in the field which has been recognized even in TMA Pai.
The power of the State to allow such participation of the private sector could
only have existed if the State had the power to devise policies based on
circumstances to promote general welfare of the country, and the larger public interest.
The same cannot be taken to mean that a constitutional amendment has occurred, in
a manner that fundamental alteration has occurred in the basic structure
itself, whereby the State is now denuded of its obligations to pursue social justice
and egalitarian ideals, inscribed as an essential part of our constitutional identity,
in those areas which the State feels that even resources in the private sector
would need to be used to achieve those goals. The argument that the policies of
liberalization, privatization and globalization (LPG) have now cut off that power
of the State are both specious, and fallacious. Such policies are only
instances of the broader powers of the State to craft policies that it deems to
serve broader public interests. One cannot, and ought not to deem that the ideologies
of LPG have now stained the entire Constitutional fabric itself, thereby
altering its very identity.
110.In
the first place, it is not a completely well accepted principle that liberalization,
privatization and globalization has led to the welfare or that it has been an
unalloyed good of everyone. As very prominent thinkers and policy specialists have
been arguing for nearly two decades, that the unthinking and extreme beliefs in
LPG have led to many deleterious impacts globally, cannot be ignored. (See the work
of Nobel Laureate, Joseph Stiglitz: Globalization and its Discontents35). Another
Nobel Laureate, Kenneth Arrow, and renowned economists such as Samuel Bowles and
Steven Durlauf have also posited that the ideological notions that all governmental
programs to achieve egalitarian goals are ineffective has fundamentally eroded
the very culture of nations, and the moral and constitutional commitments of
the policy makers to pursue such goals, with the "dismal prognosis of
immutable inequality."36 Moreover, it is also very well recognized that markets,
instead of eradicating discriminations and disadvantages, may in fact perpetuate
the same. (See Cass R. Sunstein, "Free Markets and Social Justice"37,
and also Reservation and Private Sector: Quest for Equal Opportunity and Growth,
Ed. Sukhadeo Thorat, Aryama and Prasant Negi).
The falsity of the knee
jerk beliefs that markets are necessarily efficient, and will necessarily find
optimal and just solutions for all problems, was again provided by the recent
global financial crisis. That unregulated laissez faire free markets would only
lead to massive market failures, even with respect to those aspects in which markets
are supposed to function efficiently, such as wealth generation has to be accepted
as a fundamental truth. With respect to other social values and goals, it has also
been shown that the complete evisceration of the 35 W.W. Norton and Company
(2002). 36 Meritocracy and Economic Inequality, Oxford University Press. 37
Oxford University Press (1997) 38 Rawat Publications (2005) 123 power of the State
to regulate the private sector would lead to massive redistributions of incomes,
assets and resources in favour of the few, as against the multitude, thereby generating
even greater inequalities. This would also suppress the ability of the State to
exercise moral authority, and force, to keep competing interests, spread across
groups, regions, and classes, from degenerating into a war of all against all. The
necessity of such a role for the State should not be doubted, nor its
Constitutional duty whittled down. This potential danger, and consequences, of
evisceration of the role of the State was anticipated by the farmers of our Constitution.
That is the reason why, the Preamble specifically articulates that ensuring the
dignity of human beings, and fraternity amongst groups of people, to be vital
for the integrity and security of the nation.
111.Article
38 of the Constitution mandates that "the State shall strive to promote
the welfare of the people by securing and protecting as effectively as it may a
social order in which justice, social, economic and political, shall inform all
the institutions of national life." This is a clear transcribing of a
promise made in the Preamble, to all the people of our country, and in particular
those who were socially disadvantaged, and who continue to be disadvantaged,
that justice shall inform all institutions of our national life. What does
Article 38 mean, when it talks about "institutions informing our national
life"? Clearly higher education, and more particularly professional educational
institutions imparting education in the medical, technical & engineering,
scientific, managerial and legal fields, are to be recognized as being vital to
the national well being, and determine the character of life, and social order throughout
the nation. Each and every particular educational institution is a part of a large
scale national endeavour to educate our youngsters. The word "institution"
is capable of many meanings.
It could be used in a
narrow sense; however, it is also used, for instance, to refer to a broad class
of fields of human and organizational endeavours: we talk about press and the
media as an institution, we talk about legislative field as an institution, we
talk about the executive as an institution, and indeed we talk about the judiciary,
and the organizations engaged in the act of dispensing justice, collectively as
an institution. We talk about universities, and seats of higher learning, collectively
as an institution. At this level of generality, certainly the entire field of "higher
education" is to be conceived as an institution informing our national
life. The educated youngsters coming out of the portals of our each individual college
enter into jobs that may require different degrees of discretionary judgment,
which in turn may also affect the lives of other people, including those in socially
and educationally disadvantaged groups. Consequently, we have to necessarily hold
that Article 38 necessarily includes within its conception of
"institutions informing our national life", all institutions that perform
the role of imparting higher education.
112.However,
we must hasten to add that this conception of social justice is to be found not
just in Article 38, in part IV of our constitution. The same concern for social
justice is also reflected in Clause 2 of Article 15 which states that: "No
citizen shall, on grounds only of religion, race, caste, sex, place of birth or
any of them, be subjected to any disability, liability, restriction or condition
with regard to - (a) access to shops, public restaurants, hotels and places of public
entertainment; or (b) the use of wells, tanks, bathing ghats, roads and places of
public resort maintained wholly or partly out of State funds, or dedicated to the
use of general public." Further, Clause 4 of Article 15 specifies that
"Nothing in this article or in clause (2) of Article 29 shall prevent the State
from making any special provision for the advancement of any socially and educationally
backward classes of citizens or for the Scheduled Castes and Scheduled Tribes".
113.The
purport of Article 15 (2) can be gathered from the Constituent Assembly debates.
Babasaheb Ambedkar elucidated on the same saying that "To define the word
`shop' in the most generic term one can think of is to state that `shop' is a
place where the owner is prepared to offer his service to anybody who is prepared
to go there seeking his service. .... Certainly it will include anybody who
offers his services. I am using it in a generic sense. I should like to point
out therefore that the word `shop' used here is not used in the limited sense
of permitting entry. It is used in the larger sense of requiring the services if
the terms of service are agreed to."39 In as much as education, pursuant to
TMA Pai, is an occupation under sub-clause (g) of clause (1) of Article 19, and
it is a service that is offered for a fee that takes care of all the expenses of
the educational institution in rendering that service, plus a reasonable surplus,
and is offered to all those amongst the general public, who are otherwise qualified,
then such educational institutions would also be subject to the discipline of clause
(2) of Article 15.
In this regard, the purport
of the above exposition of clause (2) of Article 15, when read in the context of
egalitarian jurisprudence inherent in Articles 14, 15, 16 and Article 38, and read
with our national aspirations of establishing a society in which Equality of
status and opportunity, and Justice, social, economic and political, would imply
that the private sector which offers such facilities ought not to be conducting
their affairs in a manner which promote existing discriminations and
disadvantages. There are two potential interpretations of the use of the word
"only" in clause (2) of Article 1540. One could be an interpretation
that suggests that the particular private establishment not discriminate on the
basis of enumerated grounds and not be worried about the consequences.
Another interpretation
could be that the private establishment not just refrain from the particular form
of overt discrimination but also ensure that the 39 Constituent Assembly
Debates - Vol. VII. 40 Mahendra P. Singh, "V.N. Shukla's Constitution of
India", 11th Ed. (Eastern Book Company, 2008) consequences of rules of access
to such private establishments do not contribute to the perpetration of the unwarranted
social disadvantages associated with the functioning of the social, cultural
and economic order. Whether sub-clause (a) of clause (2) of Article 15 is
self-executory or not is irrelevant in the context of reservations. If the
State does enact "special provisions" for the advancement of socially
and educationally backward classes, it does so in order to prevent the perpetuation
of social and educational backwardness in certain classes of people generation after
generation.
114.If
a publicly offered service follows a particular rule that achieves the same or
similar consequences as the proscribed discrimination, and tends to perpetuate
the effects of such discrimination, then it would violate the principle of
substantive equality. In the case of admissions to colleges, it is an
acknowledged fact, in both TMA Pai, and in fact even by Bhandari J., in his
opinion in Ashoka Kumar Thakur, that the test of merit, based on some qualifying
examinations or a common entrance test, actually is particularly prone to rewarding
an individual who has had access to better schools, family lives, social exposure
and means to coaching classes. This would mean that many of the youngsters, who
hail from disadvantaged backgrounds are severely handicapped in demonstrating their
actual talents.
This would be even
more so in the case of Scheduled Castes and Scheduled Tribes. Given that social
and educational, background of the 128 parents, and of general community
members, has an important bearing on how well the youngsters learn and advance,
it would only mean that complete dependence on such tests which do not discriminate
and grade, in terms of real merit relative to peers in similar circumstances,
but on the basis of so called absolute abilities, we would end up selecting more
students from better social and educational backgrounds, thereby foreclosing or
substantially truncating the possibility of individuals in such disadvantaged
groups from being able to gain access to a vital element of modern life that
grants dignity to the individuals, and thereby to the group as a whole, both in
this generation, and in future generations. In light of the specific command of
Article 38, of infusing our institutions of national life with social justice,
we hold that a proper construction of clause (2) of Article 15 would in fact be
to prohibit a complete dependence on such context (social and educational backwardness)
insensitive tests.
When viewed against this
perspective, it would have to be discerned that reservations based on social and
educational backwardness would in fact promote the selection of those who are truly
meritorious amongst each group, on account of their demonstrated ability to be
in the higher rungs of achievement within comparable situations of life's circumstances
and disadvantages. Such systems, with the same normative imperatives are used
in other countries, and in fact more economically successful countries, with a demonstrated
record of immense scientific and technical 129 achievements over the past
hundred years: for example, the United States of America. Peer group norm
referenced grading is extensively used there. The idea is simple: that given a minimal
level of achievement of competence, grading as between similarly situated and provisioned
individuals would reflect both true talents and also individual variations in behaviour
such as hard work, diligence, the ability to overcome challenges etc.
115.Even
if one were to assume that at some conceivable level, some youngsters from
Socially and Educationally Backward Classes or Scheduled castes and Scheduled Tribes
are actually relatively less proficient, at the entry point, than those
belonging to the upper crust of India, there could be other mitigating factors.
It is perfectly plausible to assume that youngsters who were socially deprived
of appropriate scholastic content in earlier years, do make it up and narrow
the gap over time.
116.In
addition, there are many other advantages that one could conceptualise that could
emanate from social redistribution, of access to higher education, including professional
education, in favour of disadvantaged groups. One talks about a knowledge
economy that requires us to continuously ensure that we push the brightest
amongst all of us to the top or be available in the labour market. However, the
supply constraints of skilled labour, including professionals, and college
educated 41 Introduction in Meritocracy and Economic Inequality, ed by Arrow,
Samuel Bowles and Steven Durlauf. graduates is also a major problem.
We start with one
perfectly reasonable assumption that undergirds all of our equality
jurisprudence: that we would find, as a matter of pure genotype, equal levels of
talent, and abilities, including those needed for scholastic abilities, in all social
groups, and other divisions such as religion or gender. This is not just a scientifically
proven fact, notwithstanding the efforts of misguided racist and junk science,
but also a veritable ontological and ethical assumption. This would mean that unless
this pool is expanded, to identify and provide opportunities for the best
performers across all those groups, we would not have exploited our human
resources as well as we could. This would in turn mean that the economic gains
that were possible if the imperfections in the supply side of the labor market had
been overcome, have been lost on account of such imperfections, and also would continue
to be lost in the future.
117.In
addition to the above, we also need to be very careful about certain arguments that
are raised in the context of reservations. These arguments suggest that reservations
would weaken India's capacity to innovate, and retain its competitive edge in the
high tech industries. It would appear that there are at least two problems associated
with this. One problem seems to be the implicit assumption that those who have 42
. Sukhadeo Thorat, Aryama and Prasant Negi ( Eds.) Quest for Equal Opportunity
and Growth (2007). benefited from reservations have not participated, and that
such students in the future will not participate, in innovative contexts. No
empirical data, which has been systematically collected, and is free of implicit
cognitive biases against reservations, to the best of our knowledge, has ever
been placed before any court of law. To the contrary, proponents of
reservations point out to the fact that certain regions of the country, which have
had reservations for nearly hundred years, in fact have witnessed an explosion of
private unaided colleges in technical & engineering, and scientific fields,
and also arguably are the regions in which high tech industry is flourishing.
The argument that academic
standards in our institutions of higher education need to be high may be valid;
nevertheless, we would also need to be careful in assessing whether any decline
in standards, if any, has been on account of students in reserved categories entering
institutions of higher education, or on account much wider systemic weaknesses in
the field of higher education, including the way our universities are managed, and
the levels of research conducted or not conducted. Without separating such
causal factors, it would be constitutionally impermissible, and indeed unethical
to lay the blame for any loss of academic standards on students in reserved
categories.
118.Setting
aside the question of whether candidates who have been enabled to secure admission
to professional colleges have participated in innovation in the high tech
context, we also address a more fundamental issue. The very notion of
innovation implicit in such arguments reveals a fundamental flaw. Innovation occurs
across diverse fields, in diverse contexts, and with respect to diverse social
needs.
Two aspects need to
be recognized in this. There is a fundamental distinction between invention and
innovation. An invention is a new technical solution to a specific technical
problem. Joseph Schumpeter43 distinguishes this from innovation, which implies productisation
of that technical solution, in the form that actually meets the needs of customers
or consumers, located across various regions, with varying degrees of
specificity. In order to be able to innovate, there is a need to ensure that
the innovation process is informed about the social needs, circumstances, and
cultural factors that could affect the effectiveness of the innovation in the
field. Within the universal class of innovations one would also find need to
innovate in a manner that meets the requirements that are specific to geographic
area, particular social group or even according to the level of prior technological
adaptation in particular facet of social or economic life of a community. Some technological
inventions, say general technologies, may not need much of user inputs, and a
one size fits all solution may be fine for most people.
However, some
innovations may need to be highly specific, and tailored to specific circumstances.
Another layer of complexity could be visualized: innovation, particularly when it
is based on specific information, that is more likely to be gained through long
years of exposure to specific crafts, Capitalism, Socialism and Democracy,
Martino Fine Books (2010). problems, social patterns etc. Such information
tends to be "sticky" - i.e., it is not easily specifiable and transferable,
is specific to people who actually have had the relevant exposure, and may need
to be addressed at the location of the problem. Further, it would also mean that
unless the putative innovator actually knows what the problems are, in a
region, or specifically to a community, he or she would not even know that the problem
really exists to begin the process of adapting technical inventions to solve
those particular problems. In as much as the innovator does not belong to such communities,
even if they are broadly aware of the problem, they may not have sufficient "sticky"
knowledge about it to innovate an appropriate product or service or solution to
effectively solve such problems. (See: Eric von Hippel, Democratizing
Innovation44)
119.Given
above, we address the issue of various innovations that may be required at the
lower levels of social strata in India. One may need to apply technology for a
particular localized problem, say in remote villages, such as a network or a web
interface that allows women to pictorially navigate certain sites to find out the
best prices for their produce. To design such a web interface, the designer would
need to know the language of the end user, as well as the particular culture, and
levels of cultural identification of the end users. Additional factors may also
be surmised such as knowledge of cultural variations, particular social mores 44
MIT Press (2006). and problems emanating from such mores.
Would a person who has
a broad exposure to emerging or new technologies, as well as the level of knowledge
that is imparted at graduate level engineering courses, and who is also more
aware of the local problems, or community specific problems be in a better position
to engage in the innovative tasks appropriate for such a situation? It is entirely
conceivable that the youngsters who have entered collegiate level courses,
based on reservations, may be more adept at adapting existing technical solutions
to particular problems because of their background. Most certainly one could
conceive of situations in which such youngsters by virtue of their social
backgrounds may be the only ones who would have the knowledge that a problem
exists, or the cultural and emotional commitment to acknowledge that such
problems also need to be addressed and solved, for both personal gain as well
as social gain.
How do we compare the
social value of such activities, which may be getting enhanced on account of youngsters
from socially and educationally backward classes and Scheduled Castes and Scheduled
Tribes being admitted to colleges, both professional and non-professional, as against
the value generated from being employed in some multi-national company? Why should
the Constitutional discourse undervalue the importance of the former? Are the lives
of people from socially disadvantaged backgrounds to be deemed to be not a constitutional
concern? The fact that the former may not be quantifiable, or in popular 135 and
elite culture not acknowledged, does not mean that they are less valuable.
120.We
can conceive tremendous gains in another respect also. Increasingly, with technological
advances, the choices made by societies with respect to which technology is chosen
for implementation, which technology is discarded, which technology is promoted
and the costs, both direct and indirect, such as environmental externalities, would
have a tremendous impact on social and economic aspects, that range from global
to local in impact. The implementation of such technologies has an impact on multiple
constitutional rights, from Article 21 to issues of hidden bias against the
lower classes.
If the people in
these socially and educationally backward classes, and in Scheduled Castes and Tribes
are to engage in these debates, about the choices being made, assess the
impacts on their own lives, and articulate, then surely they would also require
youngsters from amongst themselves who could understand the vast changes taking
place in the socio-economic organizations, on account of rapid technological changes,
and explain to them, or understand them and articulate their hopes, fears and aspirations.
This would mean that apart from Article 21 implications for the dignity of lives
of other members of such disadvantaged groups, there are also implications about
Article 19 freedoms themselves. These rights are extended to all citizens, and
one of the fundamental reasons why they are extended is to ensure that every 136
citizen is capable of engaging in a civil, reasoned, and reasonable debate about
social, economic and political choices. This would obviously deepen and enrich
the democratic processes of this country, and thereby make it more stable.
121.In
a recent judgment, this Court, has explicitly recognized that the meaning and
purport of each article of the Constitution has to be gleaned from the text of
the article, and also the meaning of that text as it may be further informed
and transformed by other provisions in the other parts of the Constitution. The
meaning and extent of a fundamental right cannot be gleaned only from the
specific text of that particular amendment; rather it needs to be gleaned from the
matrices of inter-relationships, with other fundamental rights and provisions in
other parts of the Constitution, thereby recognizing the transformations effectuated
on each other [GVK Industries Limited (supra)]. In that sense, the nature of
judicial review of a constitutional amendment, in which over-arching principles
informing all of the fundamental rights have to be gleaned and subjected to the
test of abrogation of basic structure, comprises a particular form of
constitutional interpretation in which the essences of each of those over-arching
principles has to be gleaned and an amendment to the constitution has to be
evaluated as being lawful or unlawful, in terms of implied limitations of power,
as it effects those essences.
122.In
light of the above we find that by the insertion of Clause (5) of Article 15,
the 93rd Constitutional Amendment has empowered the State to enact legislations
that may have very far reaching beneficial consequences for the nation. In point
of fact, each and every one of the beneficial consequences we have discussed as
being possible, would enhance the social justice content of the equality code, provide
for enhancements of social and economic welfare at the lower end of the social and
economic spectrum which can only behoove to the benefit of all the citizens
thereby promoting the values inherent in Article 21, promote more informed, reasoned
and reasonable debate by individuals belonging to various deprived segments of
the population in the debates and formation of public opinion about choices being
made, and the course that political and institutional constructs are taking in this
country. Consequently we find that clause (5) of Article 15 strengthens the social
fabric in which the Constitutional vision, goals and values could be better achieved
and served. Or in terms of the analogy to Ship of Theseus, Clause (5) of
Article 15 may be likened to a necessary replacement and in fact an enhancement
in the equality code, so that it makes our national ship, the Constitution, more
robust and stable.
123.At
present, statistics reveal that we just about manage to provide access to about
11% or so of the college going age group with access to 45.Devesh Kapur &
Pratap Bhanu Mehta, Morgaging the Future? Indian Higher Education (2007) higher
education. Coupled with this, the role of the State, which a lot of the disadvantaged
people feel is in the hands of the upper crust (including the creamy layer of
such groups), in higher education is increasingly dwindling in terms of seats
provided through state funding or aid. For instance nearly 85% or more of all
engineering seats are in the private sector and about 50% in the field of medicine;
and the number of aided and government colleges in other fields have just not
kept pace. If a vast majority of our youngsters, especially those belonging to disadvantaged
groups, are denied access in the higher educational institutions in the private
sector, it would mean that a vast majority of youngsters, notwithstanding a
naturally equal distribution of talent and ability, belonging to disadvantaged
groups would be left without access to higher education at all. That would constitute
a state of social emergency with a potential for conflagration that would be on
an unimaginable scale.
124.Indeed
at one level the recommendation of Bhandari J., in Ashoka Kumar Thakur that high
quality institutions catering to the primary and secondary schooling needs of socially
and educationally disadvantaged groups, and scheduled castes and scheduled
tribes have to be increased on a war footing is a sound one. This need has been
felt for a long time and yet the State, which a lot of those youngsters might
perceive to be in the hands of the upper crust, has not done enough. However,
the argument that access to excellent schooling for all our children, including
those from disadvantaged backgrounds, ought to be provided cannot be turned on
its head, and then used to deny the necessity of reservations in higher education
today. Many youngsters from such disadvantaged backgrounds, who are getting into
institutions of higher education today on account of reservations, may at best
be characterized as only being insignificantly or at best marginally less proficient
than the students in the unreserved categories at the starting point. If their social
and educational disadvantages are taken into account, it would not be unreasonable
to conclude that they may in fact be more meritorious and deserving of access
to higher education. It would be unjust to keep denying their claims for access
and justice, on promises made and unkept, and new promises that may take too long
to fulfill, even if one were to assume that they would in fact be fulfilled. Promises
are not enough to avert social catastrophes.
125.One
of the things that has exercised our minds has been that in the debates in popular
discourse of the elite in India it is assumed that imposition of reservations
on private unaided educational institutions would have a great and deleterious impact
on the freedom of educators, i.e., those who promote, operate, finance and teach
in those private unaided educational institutions, to choose their own students.
We hold that granting such a freedom would by itself be the actual problem. Our
societal hierarchy, and in fact one of the sustaining forces of caste system, and
caste like structures in even other religious groups, apart from endogamy, lack
of relative vertical and occupational mobility, has been the normative assumption
that only some amongst us, belonging to certain social groups, deserve to study
and gain the knowledge that truly provides ability to critically evaluate and attempt
to change their world. Caste system may have been many things, but it was also about
systematic exclusion from portals of knowledge. To allow that to happen again,
now, in the garb of a right of the educator to choose his/her own students, and
a formal pretense of non-discrimination while turning a blind eye to the discrimination
inherent in the system of selection for entry, which does not test real talent or
ability would tantamount to a desecration of all constitutional values.
126.The
learned Senior Counsel, also seemed to be advocating the position that we ought
to assume that TMA Pai, as explained in P.A. Inamdar, is the final word with
respect to the content of sub-clause (g) of clause (1) of Article 19 even in
the context of a basic structure review. This we hold leads us into a tautological
cul de sac. However, we believe the methodology adopted by us, as enunciated in
M. Nagaraj case, and as gleaned from our constitutional jurisprudence, would over
come such an impasse. A tautology is one in which the assumption contains all the
elements of the conclusion in a logical argument. The tautology in the basic structure
review urged upon us is this: Premise 1: Any derogation from any of the
essential features of any kind of activity guaranteed freedom under sub-clause
(g) of clause (1) of Article 19 would constitute an abrogation of the basic
structure of the Constitution; Premise 2: the freedom of unaided educational institutions
to not be subject to reservations with respect to admission of students is an
essential aspect of the freedom to pursue the occupation of starting, operating,
teaching in and managing educational institutions; and ergo, Conclusion: reservations
would necessarily destroy the basic structure of the Constitution.
127.The
power of tautological arguments is that they sound very reasonable. However,
what we should look for is not the reasonableness of the tautological arguments,
within the context of the argument itself. Rather, the structure of the
tautological arguments have to be examined with respect to the assumptions made,
and the world that has been ignored, before accepting such arguments to be
valid and persuasive.
128.In
the first place, the assumption that sub-clause (g) of clause (1) of Article 19
protections offered to private citizens, as enunciated by TMA Pai, and
elaborated by P.A. Inamdar, to be the ultimate word with respect to what the
contents of such activities are is inapposite, in the context of a Basic
Structure test. Notwithstanding the fact that it is acknowledged that the Constitution
can be amended in accordance with Article 368 to take away the basis of a judgment
of this Court, the proposed methodology would have us adopting the view that
the starting point for the evaluation of impact of clause (5) of Article 15 with
respect to the basic structure would also have to accept the views expressed by
this court in TMA Pai to be given and deemed to be immutable, as if carved in
stone.
129.In
the first place, we note that in neither of the two judgments, were features of
the protections afforded to private unaided educational institutions evaluated in
terms of the basic structure doctrine. Except for two references, in two
paragraphs in a judgment spanning 450 paragraphs in total, TMA Pai does not
speak of the basic structure doctrine at all. In paragraph 8, the said
expression is mentioned, but it is a recitation of the submissions made by one of
the litigants in the case. This shows that in fact the basic structure doctrine
was argued by opponents of reservations as one of the grounds to deem reservations
to be unconstitutional.
The Court obviously
did not proceed on that ground. Instead, it chose to do so only on the grounds of
the contents of sub-clause (g) of clause (1) of Article 19. In terms of M.
Nagaraj's ratio, what we have is a finding of this court in TMA Pai that
freedoms of private unaided educational institutions under sub-clause (g) of
clause (1) of Article 19 extends to the concept of being free from imposition of
reservations, but not an analysis or finding 143 about the status of that specific
freedom, i.e., freedom to be free from reservations, within the freedom code
itself, much less an analysis of how that freedom to be free from reservations
relates to the equality code, and constitutional identity in terms of its
institutions of governance.
Indeed, we do not even
find that this Court has engaged in an analysis of the relationship of that
right to be free from reservations in light of the powers granted to the State,
under sub-clause (ii) of clause (6) of Article 19 to even abrogate, partially or
wholly, the participation of private citizens in any of the activities
guaranteed by sub-clause (g) of clause (1) of Article 19. In as much as the
issue of the content of the freedoms of non-minority unaided institutions came
about collaterally, and were not the main issue under consideration, and
notwithstanding the fact that this Court did issue an authoritative ruling with
respect to such institutions under sub-clause (g) of clause (1) of Article 19.
We also find that
this Court did not engage in any discussion with respect to right to life under
Article 21, nor to sub- clause (a) of clause (1) of Article 19 and its impact over
all on the principles, and the actual processes, of democracy, which would
certainly include within itself the rights of people of all segments, regions and
groups to possess the appropriate level of knowledge to be able to debate, discuss
and influence social, political and economic choices of institutions. Such
choices could have a vast impact on vital aspects that inform right to life
under Article 21.
130.In
light of the above, we are unimpressed by the arguments that TMA Pai, as
explained by P.A. Inamdar also provide the appropriate content for undertaking an
"essences of rights test" i.e., an "over-arching principles"
test, as enunciated by M. Nagaraj, to assess whether a Constitutional amendment,
such as the 93rd Constitutional Amendment, violates the Basic Structure. Indeed
we are acutely aware that TMA Pai, is an eleven judge bench judgment, and P.A.
Inamdar to be a seven judge bench judgment. However, the very eloquent silence
of the two benches as to whether the contents they have read into sub-clause
(g) of clause (1) of Article 19 to constitute a basic feature of the
Constitution, is itself a clear indication that this Court, in those judgments was
not engaging in that type of analysis.
This Court, through
another constitutional bench, Islamic Academy, had also exhaustively examined
the ratio in TMA Pai, and there is not even a whisper therein that there is any
indication in TMA Pai, that the right of private unaided educational institutions
to be free from reservations would constitute a right of such magnitude that its
partial truncation would abrogate the basic structure of our Constitution and change
its very identity. What TMA Pai did was essentially to engage in a "reasonableness
standard" test based on the text of Article 19(1)(g). Nothing more.
131.This
Court, in P.A. Inamdar, warns us that "certain recitals, certain observations
and certain findings in" TMA Pai are "contradictory inter se... .... There
are several questions which have remained unanswered....". Certainly, the issue
of whether the State can impose reservations, on private non-minority unaided educational
institutions, pursuant to a Constitutional amendment, are not even raised in
TMA Pai. Moreover, while some aspects of the contents of education as an occupation
have been noted, many other aspects have not been evaluated, especially in
light of the goals of egalitarian social order, and ensuring of social justice,
richness of democratic processes and attitudes that inform them, and ultimately
dignity of vast swaths of humanity. Hence, to depend on the analysis in TMA Pai,
with regard to the constitutional status of the contents of the rights of
non-minority unaided educational institutions, in the context of a basic
structure review would not only be inapposite, but also lead the Court down the
wrong path.
132.In
light of the above, we are necessarily compelled to look at those unexamined
aspects, including the contents of the very occupation that is guaranteed by
sub-clause (g) of clause (1) of Article 19. This is imperative because a test of
a constitutional amendment on the anvil of the basic structure doctrine using
the "essences of rights" test i.e., the "over-arching 146 principles
test" is an entirely different exercise from a mere "unreasonableness
test" undertaken by this Court in TMA Pai.
133.This
Court, in TMA Pai, declared the establishment of educational institutions by
citizens to be an "occupation" as comprehended in the text of
sub-clause (g) of clause (1) of Article 19. In doing so, the Court cited approvingly,
and extensively, from Corpus Juris Secondum. In particular, the word
"occupation" is stated to be a very "comprehensive term, which includes
every species of the genus, and encompasses the incidental, as well as the main,
requirements of one's vocation, calling, or business." Consequently, it
would necessarily mean that in describing "education" as an
occupation, the Court, in TMA Pai, certainly meant that it needs to be comprehended
in its entirety, even if for the specific purposes of the questions it set out
to answer in that particular case, the Court did not deal with all such
incidental and other requirements of the calling.
134.The
Court also cited approvingly the observations of the University Education
Commission, headed by Dr. Radhakrishnan as its Chairman, and in particular the following
is very important: "Liberal Education - All education is expected to be
liberal. It should free us from the shackles of ignorance, prejudice and
unfounded belief. If we are incapable of achieving the good life, it is due to
the faults in our inward being, to the darkness in us. The process of education
is the slow conquering of this darkness. To lead us from darkness to light, to free
us from every kind of domination except that of reason, is the aim of education.(emphasis
supplied)" This obviously implies that the darkness of ignorance,
prejudice and unfounded belief, wherever it may be found, including amongst the
socially and educationally disadvantaged classes, and those who have been subjected
to grossly inhuman deprivations and unjust discriminations, such as Scheduled Castes
and Scheduled Tribes, has to be eliminated. Not just equality, but freedom itself
would lose any meaning and content, if such darkness were to pervade amongst
large swaths of our people. Certainly, in as much as the word "occupation"
comprehends within itself all incidental, as well as the main requirements of
the vocation, we ought to reasonably be able to conclude that education as an occupation
would certainly have to comprehend as one of its chief goals the tasks to which
liberal education, in so far that all education is liberal education, has to necessarily
serve.
135.Furthermore,
certain other aspects of education as an occupation also have to be taken into
account to assess the nature of content of the rights granted to
"educators" under sub-clause (g) of clause (1) of Article 19. Note should
also be made of the fact that the Court in TMA Pai has specifically characterized
the nature of the occupation to be "charitable", and in fact
specifically notes that private educational institutions have been started by educationists,
philanthropists etc. This was so because "[E]ducation is a recognized head
of charity."
136.
A
charitable activity, is also a philanthropic activity. Charity, the basis on
which the charitable activity is undertaken, such as the setting up of, managing
and operating educational institutions, is defined to include the following
meanings: giving voluntarily to those in need, an institution or an organization
for helping those in need, kindness & benevolence, tolerance in judging others
and love of one's fellow men. In a similar vein, philanthropy involves a love
of mankind46. If one were to take a synoptic view of history of mankind, one
would realize that educational institutions, as formal structures for learning,
were invariably started by the State, or by citizens who had a great love for
their fellow human beings.
In societies which
were homogenous, and not hierarchically ordered, this love extended to all its members.
The idea was that equipping as many youngsters as possible with knowledge would
strengthen the society, bring in the benefits of enlightenment that darkness, caused
by ignorance, prejudices and unfounded beliefs, denies to the individuals as well
as the society. No philanthropist, with love for mankind, would want to educate
a person who says that he or she wants to be enlightened only for personal
benefit or for using the knowledge gained to perpetuate injustices in the society
or 46 The Concise Oxford Dictionary (1990) 149 strengthen inequality. Of course
TMA Pai, by declaring that reasonable fees has to be collected, to cover
capital costs, day to day operations etc., has brought in an element of
financial viability. However, one should not then view that TMA Pai would have
intended, when it accepted that education as an occupation could only be charitable
in nature, that it would also be devoid of intrinsic and essential qualities
such as love for mankind as the motivating factors in starting educational
institutions.
137.However,
in hierarchical societies, marked by endemic inequalities, and where hierarchy had
ossified, this "love of mankind", which was the primary, and inherent,
motive of education as a charitable or a philanthropic occupation, was extended
only to individuals who belonged to the communities to which such philanthropists
belonged to. Time, knowledge, and philosophical constructs that inform our love
for mankind change. Even societies in which race was used to impose horrific
economic and social conditions on those who belonged to enslaved races, have changed.
Great universities,
such as Harvard which many decades ago did not admit students from formerly
enslaved races, or women, or those with other disadvantages, have with the
march of time recognized that the very notion of education as a philanthropic
activity would lose its motive force, and the essentiality of its purpose, of
imparting liberal education that leads people from darkness to light and that is
inner soul would be derogated from if individuals from other races, or women, or
those who face social disadvantages are also not provided access. In this regard,
many universities have also come to the view that one of their essential
purposes lies in providing higher education to ensure that in every sphere of
social action, in which choices are made that impact differentially on different
segments of the society, there be diversity of representation from all segments
of the society.
This is recognized as
necessary to enrich and strengthen democratic processes, by bringing diversity of
views and ensuring that debate occurs in a reasoned and reasonable manner,
which in turn integrates the society and polity. Knowledge has expanded by
leaps and bounds, and not all of it can be taught at the stage of secondary
school education. The ability to engage with this expanding knowledge, to auto-
didactically keep pace with such expanding frontiers, is typically provided only
at collegiate level.47 This implies that unless access is provided on a wide scale,
across all swath of the population, the debates about social, political, economic
and technological choices would be uninformed, and therefore also likely to be unreasoned
and unreasonable, thereby threatening the democratic process and social integration
that is vital for fraternity and unity of the nation threatened.
Noting the pernicious
influence of marketplace throngs that seek to subordinate the higher status of higher
education, Frank Newman, Laura Couturier and Jamie Scurry write that from
"the establishment of the first college in America in 1636, there has been
an understanding that higher education, though it clearly 47 Learning To Be:
The World of Education Today and Tomorrow - Unesco Paris 1972 151 provides private
benefits, also served community needs..... steadily expanded from preparation
of young men for leadership.... to preparation of a broad share of population
for participation in the workforce and civic life..." (See The Future of Higher
Education - Rhetoric, Reality and the Risks of the Market48).
138.Moreover,
great universities have also begun to recognize that merit cannot be assessed
purely on past performance, in exams or as revealed by grades. They recognize that
a more composite manner of evaluation ought to be implemented. For these
reasons, they look at not merely the marks secured at the qualifying level, or
aptitude tests. They also evaluate the desirability of admitting students on
the basis of recommendations of their teachers, the statements of purposes
written by prospective students, and consider many other factors such as background
experiences. For instance a demonstrated desire to undertake social service, or
being part of activities that demonstrate an acknowledgement of social
responsibility are also taken into account. There are three reasons why they do
that.
139.
One
is that grades and marks, at the secondary level may not necessarily indicate
why a youngster has scored a certain level of marks or not, thereby not being a
substantially accurate measure of ability to pursue studies at the collegiate level.
The second relates to expectations of 48 Jossey Bass, 1st Ed (2004) universities
as to how knowledge gained would be used by the wider society and its impact on
society. Those multiple other means provides them, obviously not perfectly, but
a more granulated and textured view about the background of the youngster, the
particular circumstances under which the youngster was expected to study, and
yet achieved what he or she achieved.
140.The
third is the recognition that knowledge is generated and applied in diverse
social contexts. Consequently, from a pedagogic and educational perspective, it
is felt that having a diverse student body would enable the scholars to interact,
learn about the diversities in life, and social worlds, and appreciate the diverse
points of views and needs. This obviously enhances the learning environment for
students, and is viewed as an essential component of the environment of the university
in which all students from diverse backgrounds would study.
It is viewed as a necessary
component of the "knowledge inputs" and also an essential aspect of
learning to be. We must recognize that many Indians, essentially from the upper
crust, would not have had the opportunity to study in such universities, which are
centers of great academic excellence, if those universities, educationists, and
their philanthropists who had financed such institutions had stuck to archaic notions
of inherent inequality amongst human beings, and insisted only on the demonstrated
ability to get high marks. Our students were selected because they had demonstrated
an ability to excel within the background of our current socio-economic circumstances,
and their academic accomplishments may or may not have been equivalent to what
youngsters in similar cohorts in those nations, and indeed all across the
World, actually accomplished. It was also felt that it was important for other students
in such universities to interact with Indians, learn about our ancient culture,
our lives and our circumstances, and view the knowledge they were gleaning from
text books, whether sciences, social sciences or humanities, from the perspective
of entire humanity, including India.
141.Knowledge
is the vital force that unites people. Knowledge is generated in diverse
circumstances, in the practical arenas that range from a highly technical and
clinical laboratory, to the humble farmer, or a hut dweller eking out a bare
subsistence. It is an accumulated gift of humanity to itself. The knowledge
that non-minority educational institutions seek to impart, is not knowledge that
they have created. That knowledge was shared by people who have generated such knowledge
out of love for humanity. Knowledge is shared by human beings all over the
world out of love for humanity. Knowledge was passed down from the dark and forgotten
past, out of love for humanity. To attempt to convert that knowledge into "gated
communities of exclusion" would be to sow the seeds of destruction of humanity.
Non-minority educational
institutions claim that they ought to have the right to choose only those who have
154 demonstrated a certain level of proficiency in tests, where the differences
between those who get selected and those who are discarded may be insignificant,
or do not take into account the impact of differences in social and educational
backgrounds on the performances in those tests. They also claim the right to be
free from any state based imposition of reservations, thereby denying any social
responsibility in ensuring that those who are the best within the socially and educationally
backward classes, and Scheduled Castes and Scheduled Tribes. To claim a right to
distribute it only to a few, who are selected on the basis of tests which do
not reveal the true talents spread across diverse groups, and communities in this
country, is to destroy the very foundation by which such non-minority educational
institutions are given access to knowledge.
To partake of knowledge,
from the common pool, that is a gift of humanity, including our common
ancestors, to all of humanity, and then to deny the responsibility to share it with
the best amongst youngsters who are located in diverse groups would be a
betrayal of humanity.
142.Knowledge
is also power. It empowers the individual. It also empowers the group to which
that individual belongs to, and has culturally been induced to show greater
affinity for. Consequently, the propagation of knowledge only amongst certain groups,
whether done deliberately, or done on supposed objective tests of merit that
are context and background insensitive, would lead to massive imbalances in the
level of power to understand, and articulate, amongst social groups. Let us not
deny the truth. We were a horrifically divided society. We may have progressed a
bit. Yet we remain endemically unequal, as between groups. Caste, gender, and
class still are the structural impediments to the realization of a truly egalitarian
society. The inherited social, educational, cultural, political and economic disadvantages
of vast swaths of humanity in our country are propagated across generations.
A system that predominantly
results in giving access to only certain groups would necessarily work towards sustenance
of those inequalities. This will have an immediate, and necessarily, a
deleterious impact on the quality of our social and political discourse, in our
assessment of the problems that our society confronts and which of those
problems ought to be prioritized for social action. It will also hinder the
development of abilities amongst students graduating from those gated institutions
of higher education that are vital to be able to interact with other Indians, less
fortunate than themselves and treating them with respect, and in the application
of their knowledge for the betterment of communities, and larger society around
themselves. Reservations, for socially and educationally backward classes and Scheduled
Castes and Scheduled Tribes, would ensure that students from different social, educational,
economic and cultural backgrounds get together to study, and learn about each other,
and critically assess the relevance, in the manner in which knowledge is
generated, disseminated, and applied.
This necessarily relates
to the standards and purposes for which higher education, including
professional education, is imparted. We certainly don't expect all of our
students, who graduate from our colleges to go and join the "global
society," whatever such a construct might mean. We obviously expect most
or many of them to live and work in India. To not build the right scholastic
environment, in which there is a diversity in the student body, reflecting the
diversities of India, would be a fraud that our educational institutions would be
perpetrating. Further, if one posits that national barriers are breaking down, and
that we are all a part of some amorphous "global village", based on
knowledge economy, to deny access to the best amongst various social groups in
India, would be an act that destroys their prospects of living in such a global
society. Either way, to allow that to happen by granting access to higher education
solely or mostly to the privileged segments of our population would be to invite
a cultural genocide.
143.It
is not without reason that one of the great educationists of the World, Paulo Freire,
characterized education as "Cultural Action For Freedom.49" It is an activity
that all societies, and human cultures, undertake to enable their children to be
free from ignorance, and dehumanization that necessarily inheres in such
ignorance and perpetuated in the inegalitarian social order that ignorance creates,
nourishes and sustains. Education is expected to free the youngster, from elite
49 Harvard Educational Review (2000). 157 backgrounds, that perpetuate the oppression
of those from deprived backgrounds, from the dehumanization that is implicit in
the very acceptance of a hierarchical order of superior and inferior. One of
the great dangers that a highly stratified society faces is that when the
oppressed, trained to think that hierarchy, and the power to oppress are the
natural order on account of the culture perpetrated by the oppressors, fight for
relief from oppression, that they currently face, the cry for liberation might then
turn into a liberty and a right to oppress the previous oppressor.
That process
dehumanizes them too. The task of education, as a cultural action for freedom,
is to promote the establishment of a truly humanized society. It pays to quote
Paulo Freire extensively from his work "Pedagogy of the Oppressed"50:
"While the problem of humanization has always, from an axiological
perspective, been humankind's central problem, it now takes the character of an
inescapable concern. Concern for humanization leads at once to the recognition of
dehumanization, not only as an ontological possibility but as an historical
reality.
And as an individual
perceives the extent of dehumanization, he or she may ask if humanization is a viable
possibility. Within history, in concrete, objective contexts, both humanization
and dehumanization are possibilities for a person as an uncompleted being
conscious of their incompletion..... But while humanization and dehumanization are
real alternatives, only the first is the people's vocation. This vocation is constantly
negated, yet it is affirmed by that very negation. It is thwarted by injustice,
exploitation, oppression, and the violence of the oppressors; it is affirmed by
the yearning of the oppressed for freedom and justice, and by their struggle to
recover their lost 50 Continuum, New York (30th Anniversary Edition, 2005) 158 humanity.
Dehumanization, which marks not only those whose humanity has been stolen, but also
(though in a different way) those who have stolen it, is a distortion of the vocation
of becoming more fully human......
This struggle is
possible only because dehumanization, although a concrete historical fact, is not
a given destiny but the result of an unjust order that engenders violence in the
oppressors, which in turn dehumanizes the oppressed." Elsewhere, that
great scholar continues: "Because it is a distortion of being more fully human,
sooner or later being less human leads the oppressed to struggle against those
who made them so. In order for this struggle to have meaning, the oppressed must
not, in seeking to regain their humanity (which is a way to create it) become
in turn oppressors of the oppressors, but rather restorers of the humanity of
both. "This, then, is the great humanistic and historical task of the oppressed:
to liberate themselves and their oppressors as well. The oppressors, who
oppress, exploit, and rape by virtue of their power, cannot find in this power the
strength to liberate either the oppressed or themselves. Only power that springs
from the weakness of the oppressed will sufficiently be strong to free both.
Any attempt to "soften"
the power of the oppressor in deference to the weakness of the oppressed almost
always manifests itself in the form of false generosity; indeed, the attempt never
goes beyond this. In order to have continued opportunity to express their "generosity,"
the oppressor must perpetuate injustice as well. An unjust social order must perpetuate
injustice as well. An unjust social order is the permanent fount of this "generosity,"
which is nourished by death, despair and poverty. That is why dispensers of false
generosity become desperate at the slightest threat to its source.....True
generosity consists precisely in fighting to destroy the causes which nourish false
charity."
144.Our
non-minority unaided educational institutions, including professional educational
institutions, in claiming to be engaging in a charitable occupation, and yet
claiming the right to ignore the conditions of social injustice and inequality that
have a bearing on academic accomplishments of students at a young age, which are
the indicia of oppression, would necessarily perpetuate the conditions of lack
of access to knowledge that can transform the praxis of socially and educationally
disadvantaged groups. The occupation they would be engaging in would be imbued with
"false charity." For the past two decades, this country has been in
the throes of early "amor" with the false but mesmerizing promises of
laissez faire free markets, liberalization, privatization and globalization.
The State, in the
throes of that false passion, believed that it would lead to generation of such
wealth, that it could then take on the task of providing access to higher education
to hitherto excluded classes and groups. However, that promise has turned out
to be false and a mirage. It is now apparent to the State that denial of access
to higher education, to socially and educationally backward classes, and
Scheduled Castes and Scheduled Tribes, would potentially be dangerous to the ship
of our nation, the Constitution. The 93rd Amendment, by necessitating a wider analysis
of different facets of our constitutional constructs, and the ontology that it
is based on, has revealed new dimensions of understanding our past, present, and
how we might approach the future. The verities of historical human experience, that
passing ideological passions had buried, stand forth now, in their glorious hue
of a true path to a humanized destiny. It is imperative, that our institutions
of higher learning, which are a part of our national life, be freed from this false
charity that can only lead to a dehumanized social order.
145.Our
Constitution is based on an ontology of humanism. It is based on the recognition
of the dehumanization of vast swaths of our people in a hierarchical society.
It is based on the acknowledgment of the truth that as long as endemic
inequalities remain entrenched, the cultural constructs of the inherited
notions of hierarchy and of social worth based on social status would not
disappear, and further intensify the conditions of dehumanized existence of all
human beings, irrespective of their stature. The disadvantaged are obviously brutalized
and dehumanized, by the very structure in which they are compelled to live in. If
the masses of India were to start believing, which thankfully they do not, and
hopefully will not in the future, that their dehumanized condition is
immutable, then also the ship of our constitution would have lost its way. If they
conclude, that dehumanization is the only normal order based on what some keep propagating,
and then further conclude that the only way out for them would be to violently
revolt and oppress the oppressor, the ship would sink.
146.Education
is one of the principal human activities to establish a humanized order in our country.
Its ontological specification is simple: every individual, in every group, is
worthy of being educated. In as much as certain resources, such as seats in institutions
of higher education, including professional education, are scarce, then they have
to be allocated. The allocation can only be based on the fundamental
ontological assumption that those who excel, within equal social circumstances,
should be rewarded with access to higher education. Any other formula of distribution
of such access, would be fundamentally inhuman, and violate Article 14 of our
Constitution. Given our past history of caste and gender based discrimination, and
the continuation of endemic inequalities, in social, economic and cultural spheres,
including education at all levels, giving freedom to an educator to choose who he
or she would want to teach, and teach only those who belong to socially and educationally
advanced groups, would be a curse on our constitutional project. The fact that non-minority
unaided educational institutions insist on "social disadvantages blind"
admission policies is proof that they are not recognizing the true purpose of
education as an occupation. Hence, State intervention is a categorical imperative,
both morally and within our constitutional logic.
147.In
light of the above, we hold that the claimed rights of non-minority educational
institutions to admit students of their choice, would not only be a minor right,
but if that were in fact a right, if exercised in full measure, that would be
detrimental to the true nature of education as an occupation, damage the
environment in which our students are taught the lessons of life, and imparted knowledge,
and further also damage their ability to learn to deal with the diversity of India,
and gain access to knowledge of its problems, so that they can appreciate how
they can apply their formal knowledge in concrete social realities they will
confront.
148.Consequently,
given the absolute necessity of achieving the egalitarian and social justice
goals that are implied by provisions of clause (5) of Article 15, and the
urgency of such a requirement, we hold that they are not a violation of the
basic structure, but in fact strengthen the basic structure of our constitution.
Consequently, we also find that the provisions of Delhi Act 80 of 2007, with
respect to various categories of reservations provided therein to be
constitutionally valid. VIII CONCLUSIONS:
A. The Delhi Professional
Colleges or Institutions (Prohibition of Capitation Fee, Regulation of Admission,
Fixation of Non-Exploitative Fee And Other Measures to Ensure Equity And
Excellence) Act, 2007 (Delhi Act 80 of 2007) or any provisions thereof do not
suffer from any constitutional infirmities. The validity of the Delhi Act 80 of
2007, and its provisions, are accordingly upheld.
B. The Notification dated
14-08-2008 issued by the Government of National Capital Territory of Delhi
permitting "the Army College of Medical Sciences, Delhi Cantonment, Delhi
to allocate hundred percent seats in the said college for admission towards of Army
personnel in accordance with the policy followed by the Indian Army" is
ultra vires the provisions of Delhi Act 80 of 2007 and also unconstitutional. The
same is accordingly set aside.
C. The admission procedures
devised by Army College of Medical Sciences, Delhi Cantonment, Delhi for admitting
the students in the first year MBBS course from a pre-defined source, carved
out by itself and its parent society, are illegal and ultra vires the
provisions of the Delhi Act 80 of 2007.
D. Clause (5) of Article
15 does not violate the basic structure of the Constitution. RELIEF For the
aforesaid reasons the impugned judgment of the Delhi High Court is set aside.
Consequently, the respondents
are directed to admit the Writ Petitioners into the First Year of MBBS Course
in Army College of Medical Sciences, if the Writ Petitioners still so desire,
for they have been deprived of their legitimate right of admission to the
course, for no fault of theirs, notwithstanding the rank secured by them in the
CET. It is true 164 that they have appeared at the common entrance examination held
long ago and qualified themselves to get admitted but were deprived of the same
on account of the illegal admission policy of Army College of Medical Sciences
permitted by the Government of Delhi. In the circumstances, all the respondents
are accordingly directed to ensure that the Writ Petitioners are admitted into
the First Year MBBS Course in the ensuing academic year by creating supernumerary
seats. However, we make it clear that the admissions already made by Army
College of Medical Sciences are saved and shall not be affected in any manner
whatsoever. The appeals and the writ petitions are accordingly ordered.
....................................J.
[B. SUDERSHAN REDDY]
....................................J.
[SURINDER SINGH NIJJAR]
NEW
DELHI
May
12, 2011.
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