Khazia
Mohammed Muzammil Vs. State of Karnataka & ANR. [2010] INSC 487 (8 July
2010)
Judgment
IVIL
APPELLATE JURISDICTION CIVIL APPEAL No. 596 of 2007 Khazia Mohammed Muzammil
...Appellant Versus The State of Karnataka & Anr. ...Respondents
Swatanter
Kumar, J.
1.
The appellant, who was a practicing advocate, was appointed as
District Judge under the Karnataka Judicial Services 1 (Recruitment) Rules 1983
(for short `the 1983 Rules') vide Notification No. DPAR 37 SHC 96 dated
9.5.1996. In furtherance to this notification letter of appointment dated 14th
May 1996 was issued where after the appellant joined the service on 15th May,
1996.
However,
vide order dated 20th of May, 1996, the appellant was transferred and posted as
1st Additional City Civil & Sessions Judge, Bangalore City. It is the case
of the appellant that he performed his duties with utmost diligence and had an
excellent track record. His rate of disposal of the cases was very good. The
High Court had scrutinized his performance and neither any adverse remarks were
communicated to him nor any memo or show-cause notice was served upon him
during the entire period of his service. Initially in 2 terms of the
notification/letter of appointment, he was appointed on probation for two years.
According to the appellant, he had completed the probation period successfully
and there was no specific communication issued to him by the authority
extending his probation period. Thus, the appellant would be deemed to be a
confirmed judge as per the rules. A Sub-Committee of the Hon'ble Judges
constituted by the High Court had recommended to the Full Court in its meetings
held on 11th Feburary, 1999 and 15th October, 1999 for discharge of the
appellant from service. It appear that in October 1999, the Registrar General
of the High Court addressed a communication to the Chief Secretary of the State
seeking the discharge of the appellant in terms of Rule 6 (1) Kerala Civil
Service 3 (Probation) Rules, 1977 on the ground that appellant was not
`suitable for the post'. Pursuant to this recommendation, the Government issued
a notification on 24th March, 2000 discharging the appellant from service.
According to the appellant, the notification dated 24th March, 2000 was
arbitrary, contrary to rules and was unsustainable in law. The appellant had
put in 3 years 10 months and 10 days in service as on that date and therefore
the appellant was entitled to confirmation. Aggrieved from the said
notification dated 24th March, 2000, the appellant filed the Writ Petition in
the High Court of Karnataka, Bangalore which came to be registered as Writ
Petition No. 11965/2000 and raised various issues including the legal
submissions referable to the relevant rules. The 4 High Court vide its judgment
dated 9th July, 2004 dismissed the Writ Petition holding that the notification
dated 24th March, 2000 did not suffer from any error or illegality & no
interference was called for. It will be useful to reproduce the reasoning given
by the High Court which reads as follows:- " A bare reading of Rule 3
makes it clear that the period of probation shall be fixed as per the rules of
recruitment specially made for any service and also that the minimum period of
probation shall be two years. Rule 4 deals with the extension of reduction of period
of probation. Rule 5 deals with declaration of satisfactory completion of
probationary period.
Sub-rule
(1) (b) of Rule 5 states that the if the appointing authority decides that the
probationer is not suitable to hold the post, it 5 may discharge him from
service, if the probationary period if not extended. Rule 5(2) makes it clear
that there has to be an order declaring the probationer to have completed the
probationary period and if there is a delay in issuing such an order, the
probationer will not be deemed to have completed the probationary period. Rule
6(1) provides for discharge of a probationer during the probationary period
under the circumstances like the grounds arising out of the conditions, if any,
imposed in the rules or in the order of appointment or unsuitability to hold
the post.
Rule 7
states that when a probationer, whether during or at the end of probation
period, is terminated for any misconduct, the termination shall be in
accordance with Karnataka Civil Services (Classifications, Control and Appeal)
Rules, 1957 (for short `the 1957 Rules') 6 In the instant case, the petitioner,
who was appointed on probation, though he had worked for 3 years 10 months and
10 days, was not found suitable to hold the post and no order has been passed
that he has satisfactory completed the probationary period. Under the
circumstances, the argument that Rule 6 (1) of KCSRs cannot be invoked and the
petitioner's case falls under Rule 7 of the KCSRs is not sustainable. It is
seen that the petitioner has not been removed on misconduct pending probation.
So the argument that Rule 7 of the KCSRs has not been considered by this Court
and the decisions referred to above are not applicable, it not acceptable in
the facts of the given case as Rule 7 deals with termination for misconduct
during or at the end of probation period, whereas as stated in the present case
on hand, the probationer has been discharged from his services as he is found
unsuitable to hold the post and there is 7 no violation of the provisions of
the 1957 Rules."
2.
Aggrieved from the judgment of the High Court, the appellant has
preferred the present appeal to this Court under Article 136 of the
Constitution of India. The challenge to the judgment of the High Court as well
as notification, dated 24th of March 2000, is on the ground that the appellant
could not have remained probationer beyond the period of probation. He had held
the office for a period of more than 3 years. After this period, the appellant
will be deemed to have been confirmed and thus his discharge from service is
contrary to the rules. A confirmed employee cannot be discharged as 8
probationer and if there is anything against the appellant, the department i.e.
High Court/Government, on that plea ought to have conducted departmental
enquiry in accordance with rules. Further, it is contended that the action of
the High Court and the State Government is arbitrary and without any basis. The
service record of the appellant was excellent and there was nothing on the
record to justify that the appellant had become `unsuitable for the post'. On
the contrary, the submission on behalf of the respondents is that there cannot
be a deemed confirmation. The High Court, in exercise of its power of
superintendence as well as under the rules found that the appellant was
entirely unsuitable for his retention in service. The service record of the
appellant is also such that it does not justify his 9 retention in service
being a person under surveillance of Police prior to joining the service. The
appellant, being a probationer, has rightly been discharged from service and
the Writ Petition has rightly been dismissed by the High Court for valid
reasons and judgment of the High Court does not call for any interference.
Before we proceed to discuss the merit or otherwise of the rival contention
raised before us, at the very outset, we may refer to the impugned notification
which reads as under:
"CONFIRM
EDIT OF KARNATAKA No. PPAR 69 SHO 99. ... Karnataka Government Secretariat,
Vidhan Soudha, Bangalore, 10 Dated 24.3.2000 NOTIFICATION In exercise of the
powers conferred by Rule 6 (1) of the Karnataka Civil Services (Probation)
Rules, 1977, I, V.S. RAMA DEVI, Governor of Karnataka, hereby order that Sri.
Kazia
Mohammed Muzzammil, Ist Additional City Civil and Sessions Judge, Bangalore
City be discharged from service with immediate effect as he is unsuitable to
hold the post of District Judge.
Sd/-
(V.S. RANA DEVI) GOVERNOR OF KARNATAKA BY ORDER AND IN THE NAME OF THE GOVERNOR
OF KARNATAKA, 11 (V.R. TLKAL) UNDER SECRETARY TO THE GOVERNMENT DEPARTMENT OF
PERSONNEL AND ADMINISTRATIVE REFORMS (SERVICES .3) xxx xxx xxx xxx
3.
The bare reading of the above impugned notification shows that it
is ex-facie not stigmatic. It simply discharges the appellant from service as
having been found unsuitable to hold the post of District Judge. Until and
unless, the appellant is able to show circumstances supported by cogent
material on record that this order is stigmatic and is intended to over reach
the process of law provided under the rules, there is no occasion for this
Court to interfere on 12 facts. As far as law is concerned, the question raised
is with regard to the applicability of the concept of `deemed confirmation', to
the present case under the service jurisprudence.
4.
We may also notice that conduct of the appellant, who is a
Judicial Officer, belonging to the Higher Judicial Services of the State is
matter of some concern. Contradictory statements have been made in the Writ
Petition before the High Court, memorandum of appeal before this Court and even
in the rejoinder and further affidavit filed before this Court. Strangely, the
High Court has neither contested this case nor pursued it in its correct
perspective. As it appears, even appearance on behalf of the High Court was not
entered upon. Despite specific orders of this Court the High Court 13 had
failed to produce the records and even no responsible officer was present. This
attitude of the respondents in this court compelled the Bench to pass an order
dated 20th May, 2010 which reads as under:- "This case was heard at some
length yesterday and was part-heard for today. At the very outset, we must
notice that from the record before us, ex-facie, it appears that the appellant
before this Court has sworn the false and/or incorrect affidavits. In order to
demonstrate our above observation, we must refer to the following details which
have been given by the appellant in various affidavits and/or pleadings of the
present case, which are as follows:
Date Age
Page (s) 14 29.3.2000 46 28/37 23.2.2001 46 51 20.9.2004 50 18 14.10.2006 54 52
22.10.2009 57 4/5 (Appln. for Early Hearing) 30.6.2010 60 -
------------------------------------------------------------- 9.5.1996 Joined
Service E 20.3.2000 WP 34 15.5.95 ) 25.3.2000 ) Counter Affidavit 44 By the
High Court As would be evident that if one of the dates given by the appellant
is taken to be correct, he would superannuate on 30th June, 2010, and if
another date is taken, he would be only 57 years of age as on 22nd October, 15
2009. Besides this, he had joined service as per the letter of appointment of
9th may, 1996, but at page 34 of the paper book, he claimed to have joined
service on 15th May, 1995, which on the face of it, is not a correct statement
of facts. We further note that the case of the appellant is that during the
period of his service, no adverse entries had been made in his service record,
which has been seriously disputed by the respondents who state that even
complaints were received against the appellant.
With some
amount of anguish, we must also notice that the High Court appears to be
callous about the whole matter. The reply filed on behalf of the High Court
does not specifically dispute any of the averments made by the appellant. The
reply besides being vague, is intended to benefit the appellant, which is
entirely uncalled for. It has become necessary for us to know the correct 16
position of facts before we dwell upon legal submissions raised on behalf of
the appellant.
This
Court vide its order dated 28th April, 2006, had expressed certain doubts and
directed that the records should be produced before the Court and records
should be made available before this Court at the time of hearing. Despite the
fact that this case has been on Board for this entire week and was heard for
considerable time yesterday and was part-heard for today, still records are not
available. We are unable to appreciate this attitude of the High Court towards
this case, pending in the highest Court of the land. We may also notice that
yesterday some papers had been shown to us showing that the name of the
appellant was placed in the "rowdy" list of the police maintained by
the concerned police station and his local activities were being watched. The
appellant has filed the writ petition praying for quashing and deletion of his
name from the said list. This fact does 17 not find mention either in the reply
filed by the appellant before the High Court. Learned counsel for the appellant
submitted that this event was subsequent to the filing of the writ petition.
Whatever be the merit or otherwise of that Writ Petition, we fail to understand
why this fact was not taken note of and brought to the notice of the High Court
when the police gave a verification report about the appellant which was
monitored prior to the appointment of the Higher Judicial Services of the
State.
We find
that we are unable to appreciate the conduct of the appellant as well as that
of the High Court in the present proceedings and in our view certain directions
need to be issued in this regard. Before we issue any such orders or consider
the conduct of either of them in accordance with law, we consider it
appropriate to require the appellant to file an affidavit explaining the
above-mentioned events. The High Court is also at liberty to file affidavit, if
any, but the Registrar General of 18 the High Court shall be present in Court
with complete records. We are compelled to pass such directions but are left
with no alternative in view of the conduct of the parties in the present
appeal.
List for
further hearing on 28th may, 2010.
Copy of
this order be sent to the Registrar General of the High Court of Karnataka by
the Registry."
5.
Besides the conduct of the parties which is reflected in our above
order, it is also very important to notice another facet of this case. It is
not in dispute that the appellant had filed a Writ Petition 19 being Writ No.
WP No. 16244 of 2000 in the High Court praying for issuance of mandamus to the
Superintendent of Police, Karwar to strike off the entries against the name of
the appellant, in the `rowdy and goonda register' prior to his selection as the
District Judge, maintained by the concerned Police Station. The Police has
sought to justify before the Court the inclusion of the appellant's name in the
list and for the reasons declared in the reply affidavit filed by the State in
that case. The stand of the Government in that case was that while keeping in
view the antecedents and past activities of the appellant, his name was entered
in the Form No. 100 being the Communal Goonda Sheet on 8th January, 1993 under
order No. 9/93 dated 2.1.1993 of the then Superintenent of Police, Uttaraka 20
Kannada. The appellant was General Secretary of an organization called
Majlis-Isa-o-Tanzim and was in the habit of harbouring criminals, who were
involved in serious crimes like murder and communal riots etc. There was a
specific charge against the appellant for his delivering provocative communal
speeches, which contributed to aggravate communal disturbance in Bhatkal in the
year 1993. He was president of the Bar Association, Bhatkal and still used to
provoke young people in that institution. Nineteen people were killed and many
injured in a group clash. With this background under Rules 65 and 66 of State
Interchange Manual the name of the appellant was inducted on the sheet of
Register of Rowdies maintained by the Karnataka Police in Form No. 100 in terms
of Rule 21 1059 of the Karnataka Police Manual which is normally treated as
confidential. Keeping all these averments in mind and the judgment of the
Supreme Court, the High Court vide its order dated 3rd of November 2000
dismissed the Writ Petition and declined to declare the entries as being
without basis or arbitrary. The ancillary but an important issue that flows
from these facts is as to how and what the Police Verification Report was
submitted to the Government/High Court before the appellant was permitted to
join his duties as an Additional District Judge? Normally, the person, with
such antecedents, will hardly be permitted to join service of the Government
and, particularly, the post of a Judge. The High Court on the administrative
side also appears to have dealt with the matter 22 in a very casual manner. The
averments made in the Writ Petition 16244 of 2000, if it were true, it was a
matter of serious concern for the High Court as he was being appointed as an
Additional District and Sessions Judge and would have remained as such for a
number of years. It was expected of the Government as well as the High Court to
have the character verification report before the appointment letter was
issued. The cumulative effect of the conduct of the appellant in making
incorrect averments in the Court proceedings as well as the fact that his name
was in the `Rowdie list' of the concerned Police Station are specific grounds
for the Courts not to exercise its discretionary and inherent jurisdiction
under Articles 136 and 226 of the Constitution of India in favour of the
appellant. These 23 reasons have to be given definite significance,
particularly when the High Court has declined to quash the entries against the
appellant and inclusion of his name in the `Rowdie list'. Another aspect of
this case, to which our attention has been invited, is that for the first time,
the High Court has filed the detailed affidavit in this Court after passing of
the order dated 20th May, 2010. We failed to understand why appropriate and
detailed affidavit was not even filed before the Court. During the course of hearing,
we have also called for the original Confidential Reports of the appellant,
copies whereof have been filed. The Confidential Reports, which could have been
recorded in the case of the appellant as per the rules and regulations, or
resolutions of the Full Court of High Court of 24 Karnataka, will be for the
years 1996-97, 1997-98 and 1998-99.
There is
only one Confidential Report on record for the year 1997 wherein the appellant
has been graded as `Satisfactory'. This falsifies his claim that he had outstanding
service record in regard to disposal of cases and other service related
matters.
6.
With some regret and anxiety, we must notice that for all the
remaining years no Confidential Report of this officer, and in fact, many
others, as the record now reflects, have been recorded by the High Court. We
are unable to overlook this aspect, as it is just not a simplicitor question of
writing the Confidential Report of a given officer but adversely affects the
administration of justice on the one hand and dilutes the constitutional power
& functions of 25 Superintendence of the High court, on the other. A note
was put up by the Registrar General before the then Hon'ble Acting Chief
Justice that Confidential Report was put up before Hon'ble Chief Justice for recording
remarks but that were not recorded and orders were being obtained now in that
behalf. However, even thereafter no confidential remarks were recorded. We may
also notice that reference was made to the resolution of the Full Court passed
in its meeting dated 15th March,1988 which has been referred to in the office
note, reads as under:- "Resolved that Judicial Officers Annual
Confidential Reports shall be recorded in the Proforma at Annexure - `A' for
the period from 1.1.1988 onwards."
7.
Even thereafter, the records were submitted to the concerned Judge
of the High court and no Confidential Reports were recorded.
All this
demonstrates not a very healthy state of affairs in relation to the recording
of Confidential Reports of the officers in the Judicial Services of the State
of Karnataka. The Confidential Report of an officer is a proper document, which
is expected to be prepared in accordance with the Rules and practice of the
Court, to form the basis while considering the officer for promotion to higher
post and all other service related matters, in future. Non-writing of the
Confidential Reports is bound to have unfair results. It affect the morale of
the members of the service. The timely written Confidential 27 Reports would
help in putting an officer at notice, if he is expected to improve in
discharging of his duties and in the present days where 25% (now 10%) of the
vacancies in Higher Judicial Service cadre are expected to be filled, from out
of turn promotions after holding of written examination and interview. Highly
competitive standard of service discipline and values are expected to be
maintained by the Judicial Officers as that alone can help them for better
advancement of their service career. In such circumstances, the significance of
proper Superintendence of the High Court over the Judicial Officers has a much
greater significance than what it was in the past years. In fact, in our view,
it is mandatory that such Confidential Reports 28 should be elaborate and
written timely to avoid any prejudice to the Administration as well as to the
officer concerned.
8.
We do express a pious hope that Hon'ble Chief Justice of the
Karnataka High Court would examine this aspect and take corrective steps. We
also do hope that appropriate decisions of the High Court are in place to
ensure writing of Annual Confidential Reports in a comprehensive manner at
regular intervals and timely. It is a matter which should invite the attention
of all concerned without any further delay. We direct the Registry to send a
copy of this Judgment to Hon'ble Chief Justice of the Karnataka High Court to
invite his kind attention to these aspects.
9.
Having discussed in some elaboration the conduct of the appellant
as well as his antecedents, now we proceed to examine the merits of the legal
controversy raised in the present case on behalf of the appellant in relation
to `deemed confirmation'. The `deemed confirmation' is an aspect which is known
to the service jurisprudence now for a considerable time. Both the views have
been taken by the Court. Firstly, there can be `deemed confirmation' after an
employee has completed the maximum probation period provided under the Rules
where after, his entitlement and conditions of service are placed at parity
with the confirmed employee.
Secondly,
that there would be no `deemed confirmation' and at best after completion of
maximum probation period provided under the 30 Rules governing the employee,
the employee becomes eligible for being confirmed in his post. His period of
probation remains in force till written document of successful completion of probation
is issued by the Competent Authority. Having examined the various judgments
cited at the bar, including that of all larger Benches, it is not possible for
this Bench to state which of the view is correct enunciation of law or
otherwise. We are of the considered opinion, as to what view has to be taken,
would depend upon the facts of a given case and the relevant Rules in force. It
will be cumulative effect of these two basics that would determine application
of the principle of law to the facts of that case. Thus, it will be necessary
for us to refer to this legal contention in some elucidation. According to the
appellant the 31 language of Rule 3 of 1977 Rules provides that the probation
period can not be extended beyond 3 years and upon expiry of such period the
appellant would be deemed to have been confirmed. To substantiate this
contention, the appellant relied upon Rules 3 and 4 of 1977 Rules and Entry 2
of schedule under Rule 2 of 1983 Rules which provide that there shall be two
year probation during which period, the officer was to undergo such training,
as may be specified by the High Court of Karnataka. Therefore, the submission
is that once the maximum period of probation provided under these Rules has
expired the officer will stand automatically confirmed and thus is incapable of
being discharged under Rule 5(B) of the 1977 Rules.
We shall
now proceed to discuss the judgments which have been 32 relied upon by the
appellant in support of his contentions. On merits these judgments are hardly
applicable to the facts of the present case. While examining the cited
judgments this Court has to keep in mind the specific rules relating to alleged
automatic confirmation of the appellant and the fact that the appellant failed
to satisfactorily complete the period of probation or extended period of
probation in terms of Rule 5(B) of the 1977 Rules. The 1983 Rules ought to be
read in conjunction with the 1977 Rules as they have duly been adopted by the
High Court. The 1977 Rules are specific Rules on the subject in question while
1983 Rules are general Rules and in any case there is no conflict between the
two as they seek to achieve 33 the same object in relation to probation and
effects thereof in relation to different matters.
10.
Not only the Rules but even the principles of service
jurisprudence fully recognizes the status of employee as probationer and a
confirmed employee. Probationer in terms of Rule 2 (ii) of 1977 Rules means a
Government servant on probation. Rules 3 to 6 are the relevant Rules which
specifically deal with the period of probation, extension or reduction of
period of probation, satisfactorily completion of the probation period and
discharge of a probationer during the period of probation. The relevant Rules
read as under:
"3.
Period of Probation:- The period of probation shall be as may be provided for
in 34 the Rules of recruitment specially made for any service or post, which
shall not be less than two year, excluding the period if any, during which the
probationer was on extraordinary leave.
4.
Extension or reduction of period:- (1) The period of probation may, for reason
to be recorded, in writing, be extended- (i) by the Governor or the Government
by such period as he or it deems fit;
(ii) by
any other appointing authority by such period not exceeding half the prescribed
period of probation;
Provided
that if within the prescribed or extended period of probation, a probationer
has appeared for any examination or tests required to be passed during the
period of probation and the results thereof are not known before the expiry of
such period, then the period of probation shall be deemed to have been extended
until the publication of 35 the results of such examinations or tests or of the
first of them in which he fails to pass.
(2) The
Government may, by order, reduce the period of probation of a probationer by
such period not exceeding the period during which he discharged the duties of
the post to which he was appointed or of a post the duties of which are in the
opinion of the Government, similar (and) equivalent to those of such post.
5.
Declaration of satisfactory completion of probation etc.:- (1) At the end of
the prescribed or as the case may be the reduced or extended period of
probation the appointing authority shall consider the suitability of the
probationer to hold the post to which he was appointed, and- (a) if it decides
that the probationer is suitable to hold the post to which he was appointed and
has passed the special examinations or test, if any, required to be passed
during the period of probation it shall, as soon as 36 possible, issue an order
declaring the probationer to have satisfactorily completed his probation and
such an order shall have effect from the date of expiry of the prescribed,
reduced or extended period of probation;
(b) if
the appointing authority decides that the probationer is not suitable to hold
the post to which he was appointed or has not passed the special examinations
or special tests. If any, required to be passed during the period of probation,
it shall, unless the period of probation is extended under Rule 4, by order,
discharge him from service.
(2) A
probationer shall not be considered to have satisfactorily completed the
probation unless a specific order to that effect is passed. Any delay in the
issue of an order under sub-Rules (1) shall not entitle the probationer to be
deemed to have satisfactorily completed his probation.
37 Note:-
In this Rules and Rules 6'discharge' in the case of a probationer appointed
from another service or post, means reversion to that service or post.
6.
Discharge of a probationer during the period of probation:- (1) Notwithstanding
anything in Rules 5, the appointing authority may, at any time during the
period of probation, discharge from service a probationer on grounds arising
out of the conditions, if any, imposed by the Rules or in the order of
appointment, or on account of his unsuitability for the service of post; but
the order of discharge except when passed by the Government shall not be given
effect to till it has been submitted to and confirmed by the next higher
authority.
(2) An
order discharging a probationer under this Rule shall indicate the grounds for
the discharge but no formal proceedings under the Karnataka Civil Services
(Classification, 38 Control and Appeal) Rules, 1957, shall be necessary.
11.
Now, let us analyze these Rules. No doubt Rule 3 states that the
period of probation shall be, as may be, provided for in the Rules of
recruitment specially made for any service or post, which shall not be less
than two years (emphasis supplied). Out of which period extraordinary leave
will have to be excluded. Thus the Rules contemplate that every service provide
Rules relating to probation.
But the
probation period should not be less than two years. The emphasis of the Rules
is that minimum period of probation has to be two years. The period of
probation can be extended for reason to be recorded by the Competent Authority
by such period not exceeding 39 half of the prescribed period of probation.
Interestingly, to this Rule the framers of the Rules have introduced proviso,
which gives discretion to the Authorities and, in fact, introduced deemed
extension in the event of the probationer has appeared for any exam or result
thereof has not been declared within the period of probation and extended
period. The Rule, therefore, contemplates deemed extension of probation period
where the Authorities have not passed any order for extending or declining to
extend the period of probation provided the circumstances stated therein are
satisfied.
12.
The purpose of any probation is to ensure that before the employee
attains the status of confirmed regular employee, he 40 should satisfactorily
perform his duties and functions to enable the Authorities to pass appropriate
orders. In other words, the scheme of probation is to judge the ability,
suitability and performance of an officer under probation. Once these
ingredients are satisfied the Competent Authority may confirm the employee
under Rule 5 of the 1977 Rules. Rule 5(2) places an obligation upon the
Authority that at the end of the prescribed period of probation, the Authority
shall consider the suitability of the probationer to the post to which he is
appointed and take a conscious decision whether he is suitable to hold the post
and issue an order declaring that the probationer has satisfactorily competed
his period or pass an order extending the period of probation etc. Rule 5(b)
empowers the Authority that in the 41 event it is of the view that the period
of probation has not been satisfactorily completed or has not passed the
special examinations, it may discharge him from service unless the period of
probation is extended. Rule 5(2) has been coveted with negative language. It
specifically prescribes that a probationer shall not be considered to have
satisfactorily completed the probation unless a specific order to that effect
is passed. This Rule further clarifies that if there is a delay in issuance of
an order under sub-Rule (1), it shall not entitle the probationer to be deemed
to have satisfactorily completed his probation. In other words, the framers of
the Rules have introduced a double restriction to the concept of automatic
confirmation or deemed satisfactorily completion of the probation period.
Firstly, the 42 specific order is required to be issued in that regard and
secondly, delay in issuance of such orders does not tilt the balance in favour
of the employee. Rule 6 (1) states that the Competent Authority may, at any
time, during the period of probation, discharge from service, a probationer on
grounds arising out of the conditions, if any, imposed by the Rules or in the
order of appointment, or on account of his unsuitability for the service of
post. However, the said order of discharge would take effect only after it is
confirmed by the next higher authority. Rule 6(2) specifically excludes the
application or holding of formal proceedings under the Karnataka Civil Services
(Classification, Control and Appeal) Rules 1957. It says that such course will
not be necessary. In light of this statutory provision, let us 43 also examine
the probation period referred to under item No. 2 of Rule 2 of 1983 Rules. Rule
states that probation period will be of 2 years and further mandates during that
period of probation, the officer must undergo a training, as may be specified
by the High Court. This itself has been indicated under the head `minimum
qualifications'. It, therefore, clearly shows that it is not the provision
dealing with the probation period, extension and discharge of a probationer
during that period but is primarily relatable to the minimum qualifications,
which are to be essentially satisfied by the officer concerned before he takes
over his appointment as a regular judge. The reference to the probation period
has to be examined and interpreted with reference to and in conjunction with
1977 Rules 44 which are the primary Rules dealing with probation. These Rules
have admittedly been adopted by the High Court. Under the 1983 Rules, the
emphasis is on performance and training during the period of probation. In
other words, the primary purpose of these Rules is only to ensure that the
concerned officer undergoes training during the period of probation. While the
significance under the 1983 Rules is on training, under 1977 Rules, all matters
relating to probation are specifically dealt with. It would not be permissible
to read the relevant part of 1983 Rules to say that it mandates that probation
period shall be only for two years and not more. If that was to be accepted,
all provisions under Rules 3 to 6 of 1977 Rules will become redundant and
ineffective. In fact, it would frustrate the very 45 purpose of framing the
1977 Rules. What will be the period of probation, the circumstances under which
it can be extended or reduces and discharge of the Probationer Officer in the
event of unsuitability etc. are only dealt with under the 1977 Rules. The 1983
Rules would have to be read harmoniously with 1977 Rules to achieve the real
purpose of proper and timely training of Judicial Officers on the one hand and
appropriate control over the matters relating to probation of the officers on
the other. That, in fact, is the precise reason as to why 1983 Rules do not
deal specifically with any of the aspects of probation. In view of this
discussion the contention of the appellants has to be rejected.
13.
Having referred to the specific Rules on the subject and the
entire scheme under the relevant provisions relating to different aspects of
probation, let us examine the law and the pronouncements of this Court in some
detail. We have already noticed that two views are prevalent. Primarily, the
Court has taken the diametrical opposite view. One which accepts the
application of the deemed confirmation after the expiry of the prescribed
period of probation, while other taking the view that it will not be
appropriate to apply the concept of deemed confirmation to the officers on
probation as that is not the intent of law. In our opinion, the rules and regulations
governing a particular service are bound to have greater impact on determining
such question and that is the precise reason 47 that we have discussed Rules 3
to 6 of 1977 Rules in the earlier part of the judgment. What view out of the
two views indicated above should be followed in the facts of the present case
can be fairly stated only after we have discussed the earlier judgment of the
larger as well as equi benches on this aspect. Let us, at the very outset,
refer to the Constitution Bench Judgment of this Court in the case of State of
Punjab v. Dharam Singh, [AIR 1968 SC 1210] In that case the Court was concerned
with Rule 6(3) of the Punjab Educational Service (Provincialised Cadre) Class
III Rules, 1961 which fixed certain period beyond which the probation period
cannot be extended and an employee appointed or promoted to a post on probation
is allowed to continue in that post after completion of the maximum 48 period
of probation. The view taken by the Court was that there would be confirmation
of the employee in the post by implication. We may refer to the following
paragraphs of the judgment of this Court:
"8.
The initial period of probation of the respondents ended on October 1, 1958. By
allowing the respondents to continue in their posts thereafter without any
express order of confirmation, the competent authority must be taken to have
extended the period of probation up to October 1, 1960 by implication. But
under the proviso to Rule 6(3), the probationary period could not extend beyond
October 1, 1960. In view of the proviso to Rule 6(3), it is not possible to
presume that the competent authority extended the probationary period after
October 1, 1960, or that thereafter the respondents continued to hold their
posts as probationers.
9. Immediately
upon completion of the extended period of probation on October 1, 1960, the
appointing authority could dispense with the services of the respondents if
their work or conduct during the period of probation was in the opinion of the
authority unsatisfactory. Instead of dispensing with their services on
completion of the extended period of probation, the authority continued them in
their posts until sometime in 1963, and allowed them to draw annual increments
of salary including the increment which fell due on October 1, 1962. The rules
did not require them to pass any test or to fulfil any other condition before
confirmation. There was no compelling reason for dispensing with their services
and re-employing them as temporary employees on October 1, 1960, and the High
Court rightly refused to draw the inference that they were so discharged from
services and re-employed. In these circumstances, the High Court rightly held
that the respondents 50 must be deemed to have been confirmed in their posts. Though
the appointing authority did not pass formal orders of confirmation in writing,
it should be presumed to have passed orders of confirmation by so allowing them
to continue in their posts after October 1, 1960.
After
such confirmation, the authority had no power to dispense with their services
under Rule 6(3) on the ground that their work or conduct during the period of
probation was unsatisfactory. It follows that on the dates of the impugned
orders, the respondents had the right to hold their posts. The impugned orders
deprived them of this right and amounted to removal from service by way of
punishment. The removal from service could not be made without following the
procedure laid down in the Punjab Civil Services (Punishment and Appeal) Rules,
1952 and without conforming to the constitutional requirements of Article 311
of the Constitution. As the procedure laid down in 51 the Punjab Civil Services
(Punishment and Appeal) Rules, 1952 was not followed and as the constitutional
protection of Article 311 was violated, the impugned orders were rightly set
aside by the High Court."
Seven
Judge Bench of this Court, in the case of Shamsher vs. State of Punjab [(1974)
2 SCC 834], was concerned primarily, with the question whether termination
during probation could be viewed as a punitive action in some case or always
has to be as discharge simplicitor during the said period. The Court expressed
the view that no abstract proposition can be laid down that where the services
of a probationer are terminated without saying anything more in the order of
termination, it can never amount to punishment. In the facts 52 and
circumstances of the case if the probationer is discharged on the ground of
insufficiecy or for similar reasons without a proper enquiry and without his
getting a reasonable opportunity to show cause against his discharge it may in
a given case amount to removal from service within Article 311 (2) of the
Constitution of India. But while dealing with this principle question the Bench
even discussed, at some length, whether a probationer can automatically be
confirmed on the expiry of period of probation. The Court considered the
earlier judgment of this Court in Dharam Singh's case (supra) discussing the
case of appellant, who had completed his initial period of two years' probation
on 11th November, 1967 and the maximum period of three years' probation on 11th
November, 1968 and by reason of the 53 fact that he continued in service after
the expiry of the maximum period of probation he became confirmed, was the
contention raised before the Bench. In that case the relevant Rule 7 (1)
provided that every subordinate Judge, in the first instance, be appointed on
probation for two years but this period may be extended from time to time
expressly or impliedly so that the total period of probation does not exceed
three years. Explanation to Rule 5 (1) further provided that period of
probation shall be deemed to have been extended if a Subordinate Judge is not
confirmed on the expiry of his period of probation. The appellant had also
placed reliance on Dharam Singh' case (supra) to contend that the only view
possible was that he 54 would be deemed to have been confirmed. However, on the
facts of the case before the Bench the Court held as under:
"Any
confirmation by implication is negatived in the present case because before the
completion of three years the High Court found prima facie that the work as
well as the conduct of the appellant was unsatisfactory and a notice was given
to the appellant on October 4, 1968 to show cause as to why his services should
not be terminated.
Furthermore,
Rule 9 shows that the employment of a probationer can be proposed to be
terminated whether during or at the end of the period of probation. This
indicates that where the notice is given at the end of the probation the period
of probation gets extended till the inquiry proceedings commenced by the notice
under Rule 9 come to an end. In this background the explanation to Rule 7(1)
shows that the period of probation shall be deemed to have been extended
impliedly if a Subordinate Judge is not confirmed on the expiry of this period
of 55 probation. This implied extension where a Subordinate Judge is not
confirmed on the expiry of the period of probation is not found in Dharam
Singh's case. (AIR 1968 SC 1210) This explanation in the present case does not
mean that the implied extension of the probationary period is only between two
and three years. The explanation on the contrary means that the provision
regarding the maximum period of probation for three years is directory and not
mandatory unlike in Dharam Singh case and that a probationer is not in fact
confirmed till an order of confirmation is made.
In this
context reference may be made to the proviso to Rule 7(3). The proviso to the
rule states that the completion of the maximum period of three years' probation
would not confer on him the right to be confirmed till there is a permanent
vacancy in the cadre.
Rule 7(3)
states that an express order of confirmation is necessary. The proviso to Rule
7(3) is in the negative form that the completion of the maximum period of three
years would not confer a right of confirmation till there is a permanent
vacancy in the cadre.
The
period of probation is therefore extended by implication until the proceedings
56 commenced against a probationer like the appellant are concluded to enable
the Government to decide whether a probationer should be confirmed or his
services should be terminated. No confirmation by implication can arise in the
present case in the facts and circumstances as also by the meaning and
operation of Rules 7(1) and 7(3) as aforesaid.
It is
necessary at this stage to refer to the second proviso to Rule 7(3) which came
into existence on November 19, 1970. That proviso of course does not apply to
the facts of the present case. That proviso states that if the report of the
High Court regarding the unsatisfactory work or conduct of the probationer is
made to the Governor before the expiry of the maximum period of probation,
further proceedings in the matter may be taken and orders passed by the
Governor of Punjab dispensing with his services or reverting him to his
substantive post even after the expiry of the maximum period of probation. The
second proviso makes explicit which is implicit in Rule 7(1) and Rule 7(3) that
the period of probation gets extended till the proceedings commenced by 57 the
notice come to an end either by confirmation or discharge of the probationer.
In the
present case, no confirmation by implication can arise by reason of the notice
to show cause given on October 4, 1968 the enquiry by the Director of Vigilance
to enquire into allegations and the operation of Rule 7 of the Service Rules
that the probation shall be extended impliedly if a Subordinate Judge is not
confirmed before the expiry of the period of probation. Inasmuch as Ishwar
Chand Agarwal was not confirmed at the end of the period of probation
confirmation by implication is nullified."
14.
Before we discuss the subsequent judgment to these landmark
judgments of this Court it will be quite appropriate to notice that the
divergent views by different Benches of this Court and, more so, by different
High Courts have been the subject matter of concern and have been noticed again
by different Benches of this Court. In 58 the case of Dayaram Dayal vs. State
of M.P. [(1997) 7 SCC 443].
The Court
specifically noticed the two line of rulings pronounced by this Court in its
different judgments. At the cost of some repetition, we may notice that one
line of judgments held that mere continuation of service beyond the period of
probation does not amount to confirmation unless it was so specifically
provided. The other line, though in very few cases, but, has been taken by this
Court is that where there is provision in the Rules for initial probation and
extension thereof, a maximum period of such extension is also provided beyond
which it is not permissible to extend probation.
However,
the Bench dealing with the case of Dayaram Dayal's case (supra) did demonstrate
that there was not any serious conflict 59 between the two sets of decisions
and it depends on the conditions contained in the order of appointment and the
relevant rules applicable. Though the Bench in that case held that there was confirmation
of the employee and while setting aside the order of termination, granted
liberty to hold departmental enquiry in accordance with law. In order to
analyze the reasoning recorded by the Bench we may refer to the following
paragraphs as they would throw proper insight into the discussion:
"9.
The other line of cases are those where while there is a provision in the rules
for initial probation and extension thereof, a maximum period for such
extension is also provided beyond which it is not permissible to extend
probation. A question as to its effect arose before the Constitution Bench in
State of Punjab v. Dharam Singh [AIR 1968 SC 1210].
60 The
relevant rule there provided initially for a one-year probation and then for
extension thereof subject to a maximum of three years.
The
petitioner in that case was on probation from 1-10-1957 for one year and was
continued beyond the extended period of three years (in all four years) and
terminated in 1963 without any departmental inquiry. A Constitution Bench of
this Court referred Sukhbans Singh v. State of Punjab [AIR 1962 SC 1711], G.S.
Ramaswamy v. Inspector General of Police [AIR 1966 SC 175] and State of U.P. v.
Akbar Ali Khan [AIR1966 SC 1842] cases and distinguished the same as cases
where the rules did not provide for a maximum period of probation but that if
the rule, as in the case before them provided for a maximum, then that was an
implication that the officer was not in the position of a probationer after the
expiry of the maximum period. The presumption of his continuing as a
probationer was negatived by the fixation of a maximum time-limit for the
extension of probation. The termination after expiry of four years, that is
after the maximum period for which probation could be extended, was held to be
invalid. This view has been consistently followed in Om Parkash Maurya v. U.P. 61
Coop. Sugar Factories' Federation [(1986) Supp. SCC 95]; M.K. Agarwal v. Gurgaon
Gramin Bank [{1987) Supp SCC 643] and State of Gujarat v. Akhilesh C. Bhargav
[(1987) 4 SCC 482] which are all cases in which a maximum period for extension
of probation was prescribed and termination after expiry of the said period was
held to be invalid inasmuch as the officer must be deemed to have been
confirmed.
10. The
decision of the Constitution Bench in State of Punjab v. Dharam Singh [AIR 1968
SC 1210] was accepted by the seven-Judge Bench in Samsher Singh v. State of
Punjab [(1974) 2 SCC 831]. However it was distinguished on account of a further
special provision in the relevant rules applicable in Samsher Singh case. The
rule there provided for an initial period of 2 years of probation and for a
further period of one year as the maximum. One of the officers, Ishwar Chand
Agarwal in that case completed the initial period of 2 years on 11-11-1967 and
the maximum on 11-11-1968, and after completion of total 3 years his services
were terminated on 15-12-1969. But still Dharam 62 Singh case was not applied
because the Rules contained a special provision for continuation of the probation
even beyond the maximum of 3 years. The Explanation to Rule 7(1) stated (see p.
852) that the period of probation shall be deemed extended if a Subordinate
Judge is not confirmed on the expiry of his period of probation. The Court held
(p. 853) that this provision applied to the extended period of probation. It
observed:
(SCC para
71) "71. ... This explanation in the present case does not mean that the
implied extension of the probationary period is only between two and three
years. The explanation on the contrary means that the provision regarding the
maximum period of probation for three years is directory and not mandatory
unlike in Dharam Singh case and that a probationer is not in fact confirmed
till an order of confirmation is made.
(emphasis
supplied)"
63 Thus
Samsher Singh case while it accepted Dharam Singh case is still not covered by
that case because of the special Explanation which clearly deemed the probation
as continuing beyond the maximum period of probation as long as no confirmation
order was passed.
11.
Similarly, the case in Municipal Corpn. v. Ashok Kumar Misra [(1991) 3 SCC 325
accepted Dharam Singh case and the cases which followed it but distinguished
that line of cases on account of another special provision in the rules. There
the relevant rule provided for a maximum of one year for the extended period of
probation but there was a Note under Rule 8(2) of the Madhya Pradesh Government
Servants General Conditions of Service Rules, 1961. Rule 8(2) of the Rules and
the Note read:
"8.
(2) The appointing authority may, for sufficient reasons, extend the period of
probation by a further period not exceeding one year.
Note.--A
probationer whose period of probation is not extended under this sub-rule, 64
but who has neither been confirmed nor discharged from service at the end of
the period of probation shall be deemed to have been continued in service,
subject to the condition of his service being terminable on the expiry of a
notice of one calendar month given in writing by either side."
It was
held by this Court as follows: (SCC p. 328, para 4) "4. ... Under the Note
to sub-rule (2) if the probationer is neither confirmed nor discharged from
service at the end of the period of probation, he shall be deemed to have been
continued in service as probationer subject to the condition of his service
being terminated on the expiry of a notice of one calendar month given in
writing by either side." The consequence of the Note was explained further
as follows: (pp. 328-29) "As per sub-rule (6), on passing the prescribed
departmental examination and on successful completion of the period of
probation, the probationer shall be confirmed 65 in the service or post to
which he has been appointed. Then he becomes an approved probationer. Therefore,
after the expiry of the period of probation and before its confirmation, he
would be deemed to have been continued in service as a probationer.
Confirmation
of probation would be subject to satisfactory completion of the probation and
to pass in the prescribed examinations. Expiry of the period of probation,
therefore, does not entitle him with a right of deemed confirmation. The rule
contemplates to pass an express order of confirmation in that regard. By issue
of notice of one calendar month in writing by either side, the tenure could be
put to an end, which was done in this case."
(emphasis
supplied) It is clear that the Court distinguished Dharam Singh, Om Parkash
Maurya, M.K. Agarwal, and Akhilesh Bhargava because of the Note under Rule
8(2), even though the rule itself provided a maximum of one year for extension
of probation.
12. Thus,
even though the maximum period for extension could lead to an indication that
the officer is deemed to be confirmed, still special provisions in such rules
could negative such an intention.
13. It
is, therefore, clear that the present case is one where the rule has prescribed
an initial period of probation and then for the extension of probation subject
to a maximum, and therefore the case squarely falls within the second line of
cases, namely, Dharam Singh case and the provision for a maximum is an
indication of an intention not to treat the officer as being under probation
after the expiry of the maximum period of probation. It is also significant
that in the case before us the effect of the rule fixing a maximum period of
probation is not whittled down by any other provision in the rules such as the
one contained in Samsher Singh case or in Ashok Kumar Misra case. Though a plea
was raised that termination of service could be effected by serving one month's
notice or paying salary in lieu thereof, there is no such provision in the
order of appointment nor was 67 any rule relied upon for supporting such a
contention."
15.
Similar view was also taken by another Bench of this Court in the
case of Karnataka State Road Transport Corporation vs. S. Manjunath [(2000) 5
SCC 250]. In that case the employees had claimed that after the expiry of
prescribed period of probation they would be deemed to be confirmed employees
and their services were not liable to be terminated simplicitor. Regulation 11
(8), which was pressed into service by the Corporation, provided that a person
should not be considered to have satisfactorily completed the period of
probation unless specific order to that effect is made and the delay in
issuance of certificate would not entitle the person to be deemed 68 to have
satisfactorily completed the period of probation. This Court, while noticing
that Rule 11(8) was applicable to promotees alone because of the expression of
`officiating' having been used, the appellants, before the Court were direct
recruits, therefore, covered under Regulation 11 (1) which provides that the
probation period shall be for two years extendable by one year and that the
period of probation shall not be further extended. In this view of the matter
and while referring to the case of Dharam Singh (supra) and Wasim Beg vs. State
of U.P. [(1998) 3 SCC 321] the Court further noticed that the two view theory
expressed in the case of Dayaram (supra) was further extended in the case of
Wasim Beg (supra) and after discussing the entire gamut of law such cases were
classified into 69 three categories. After detailed discussion on the subject
the Court held as under:
"10.
This Court had an occasion to review, analyse critically and clarify the
principles on an exhaustive consideration of the entire case-law in two recent
decisions reported in Dayaram Dayalv. State of M.P. [(1997) 7 SCC 443] and
Wasim Beg v. State of U.P.
[(1998) 3
SCC 321]. One line of cases has held that if in the rule or order of
appointment, a period of probation is specified and a power to extend probation
is also conferred and the officer is allowed to continue beyond the prescribed
period of probation, he cannot be deemed to be confirmed and there is no bar on
the power of termination of the officer after the expiry of the initial or
extended period of probation. This is because at the end of probation he
becomes merely qualified or eligible for substantive permanent appointment. The
other line of cases are those where even though there is a provision in the
rules for initial probation and extension 70 thereof, a maximum period for such
extension is also provided beyond which it is not permissible to extend
probation. The Constitution Bench which dealt with the case reported in State
of Punjab v. Dharam Singh[AIR 1968 SC 1210] while distinguishing the other line
of cases held that the presumption about continuation, beyond the period of
probation, as a probationer stood negatived by the fixation of a maximum time-
limit for the extension of probation.
Consequently,
in such cases the termination after expiry of the maximum period up to which
probation could be extended was held to be invalid, inasmuch as the officer
concerned must be deemed to have been confirmed.
11. The
principles laid down in Dharam Singh case though were accepted in another
Constitution Bench of a larger composition in the case reported in Samsher
Singh v. State of Punjab [(1974)2SCC831] the special provisions contained in
the relevant Rules taken up for consideration therein were held to indicate an
intention not to treat the officer as deemed to have been confirmed, in the 71
light of the specific stipulation that the period of probation shall be deemed
to be extended if the officer concerned was not confirmed on the expiry of his period
of probation. Despite the indication of a maximum period of probation, the
implied extension was held to render the maximum period of probation a
directory one and not mandatory. Hence, it was held that a probationer in such
class of cases is not to be considered confirmed, till an order of confirmation
is actually made. The further question for consideration in such category of
cases where the maximum period of probation has been fixed would be, as to
whether there are anything else in the rules which had the effect of whittling
down the right to deemed confirmation on account of the prescription of a
maximum period of probation beyond which there is an embargo upon further
extension being made, and such stipulation was found wanting in Dayaram Dayal
case.
xxx xxx
xxx 72
14. As
indicated by us, the Regulation deals with two different categories of cases --
one about the "probation" of an appointee other than by way of
promotion and the other relating to "officiation" of a person
appointed on promotion. The similarity of purpose and identity of object apart,
of such provision, there is an obvious difference and positive distinction
disclosed in the manner they have to be actually dealt with. The deliberate use
of two different phraseology "probation" and "officiation"
cannot be so lightly ignored obliterating the substantial variation in the
method of handling such categories of persons envisaged by the Regulations. The
mere fact that a reference is made to sub- regulation (3) also in the later
part of sub- regulation (8) of the Regulation could not be used to apply all
the provisions relating to the category of appointees on
"officiation" to the other category of appointees on
"probation".
The
stipulation in sub-regulation (8) of the Regulation when making the passing of
an order, a condition precedent for satisfactory completion specifically refers
only to the completion of "period of officiation". Similarly,
notwithstanding a reference made to sub- regulation (3) along side
sub-regulation (4), in 73 stipulating the consequences of any delay in making
an order declaring satisfactory completion, the reference is confined only to
deemed satisfaction and completion of "the period of officiation",
and not of probation.
Sub-regulation
(9) of the Regulation insofar as it provides for confirmation as a sequel to
declaration, only deals with a promotee to a temporary post and not of the
other category.
While
dealing with the termination of a candidate, not found suitable for the post,
sub-regulation (3) of the Regulation envisages such termination being made at
any time "within the period of probation", and not at any time after
the completion of such maximum period of probation. Consequently, the cases on
hand also would fall within the category of cases dealt with in Dayaram Dayal
case and Wasim Beg case and the services of the respondents could not be put an
end to except by means of departmental disciplinary proceedings, after
following the mandatory requirements of law. Therefore, the High Court cannot be
faulted for interfering with the orders of termination of the services of the
respondents."
74
Therefore, the appeals referred by the Corporation came to be dismissed as the
employee had attained the status of confirmed employee.
16.
Now let us examine the other view where the Courts have declined
to accept the contention that the employees were entitled to automatic
confirmation after expiry of the probation period. In the case of High Court of
Madhya Pradesh vs. Satya Narayan Jhavar [(2001) 7 SCC 161] a three Judge Bench
of this Court reiterated the three line of cases while referring to Rule 24(1)
which provided maximum period of probation, examined the question of
confirmation of such a probationer depending upon his fitness for such
confirmation and his passing of the departmental examination by the 75 higher
standards. Thus declined to accept the principle of automatic or deemed
confirmation the Court held as under:
"11.
The question of deemed confirmation in service jurisprudence, which is
dependent upon the language of the relevant service rules, has been the
subject-matter of consideration before this Court, times without number in
various decisions and there are three lines of cases on this point. One line of
cases is where in the service rules or in the letter of appointment a period of
probation is specified and power to extend the same is also conferred upon the
authority without prescribing any maximum period of probation and if the
officer is continued beyond the prescribed or extended period, he cannot be
deemed to be confirmed. In such cases there is no bar against termination at
any point of time after expiry of the period of probation.
The other
line of cases is that where while there is a provision in the rules for initial
probation and extension thereof, a maximum period for such extension is also
provided beyond which it is not permissible to extend probation. The inference
in such cases is that 76 the officer concerned is deemed to have been confirmed
upon expiry of the maximum period of probation in case before its expiry the
order of termination has not been passed. The last line of cases is where,
though under the rules maximum period of probation is prescribed, but the same
requires a specific act on the part of the employer by issuing an order of
confirmation and of passing a test for the purposes of confirmation. In such
cases, even if the maximum period of probation has expired and neither any
order of confirmation has been passed nor has the person concerned passed the
requisite test, he cannot be deemed to have been confirmed merely because the
said period has expired.
xxx xxx
xxx xxx 35 In the case on hand, correctness of the interpretation given by this
Court to Rule 24 of the Rules in the case of Dayaram Dayal v. State of M.P.
[(1997) 7 SCC 443] is the bone of contention. In the aforesaid case, no doubt,
this Court has held that a maximum period of probation having been provided
under sub- 77 rule (1) of Rule 24, if a probationer's service is not terminated
and he is allowed to continue thereafter it will be a case of deemed
confirmation and the sheet anchor of the aforesaid conclusion is the
Constitution Bench decision of this Court in the case of State of Punjab v.
Dharam Singh [AIR 1968 SC 1210]. But, in our considered opinion in the case of
Dayaram Dayal. Rule 24 of the Rules has not been interpreted in its proper
perspective. A plain reading of different sub- rules of Rule 24 would indicate
that every candidate appointed to the cadre will go for initial training for
six months whereafter he would be appointed on probation for a period of 2
years and the said period of probation would be extended for a further period
not exceeding 2 years. Thus, under sub-rule (1) of Rule 24 a maximum period of
4 years' probation has been provided. The aforesaid sub-rule also stipulates
that at the end of the probation period the appointee could be confirmed
subject to his fitness for confirmation and to his having passed the
departmental examination, as may be prescribed. In the very sub-rule,
therefore, while a maximum period of probation has been indicated, yet the
question of confirmation of such a probationer is dependent upon his fitness
for such confirmation and his passing of the departmental examination by the
higher 78 standard, as prescribed. It necessarily stipulates that the question
of confirmation can be considered at the end of the period of probation, and on
such consideration if the probationer is found suitable by the appointing
authority and he is found to have passed the prescribed departmental
examination then the appointing authority may issue an order of confirmation.
It is too well settled that an order of confirmation is a positive act on the
part of the employer which the employer is required to pass in accordance with the
Rules governing the question of confirmation subject to a finding that the
probationer is in fact fit for confirmation. This being the position under
sub-rule (1) of Rule 24, it is difficult for us to accept the proposition,
broadly laid down in the case of Dayaram Dayal and to hold that since a maximum
period of probation has been provided thereunder, at the end of that period the
probationer must be held to be deemed to be confirmed on the basis of the
judgment of this Court in the case of Dharam Singh."
17.
This view was followed by another two Judge Bench of this Court in
a subsequent judgment relating to judicial officers in 79 Registrar, High Court
of Gujarat vs. C.G. Sharma [(2005) 1 SCC 132] holding that termination was
proper, no opportunity ought need to be granted because it was a matter of pure
subjective satisfaction relating to overall performance. Referring to Rule 5(4)
of Gujarat Judicial Service Recruitment Rules, 1961 the Court held as under:
"26.
A large number of authorities were cited before us by both the parties.
However, it is not necessary to go into the details of all those cases for the
simple reason that sub- rule (4) of Rule 5 of the Rules is in pari materia with
the Rule which was under consideration in the case of State of Maharashtra v.
Veerappa R Saboji [(1979) 4 SCC 466] and we find that even if the period of two
years expires and the probationer is allowed to continue after a period of two
years, automatic confirmation cannot be claimed as a matter of right because in
terms of the Rules, work has to be satisfactory which is a prerequisite or
precondition for confirmation and, therefore, even if the probationer is
allowed to continue beyond the period of two years as mentioned 80 in the Rule,
there is no question of deemed confirmation. The language of the Rule itself
excludes any chance of giving deemed or automatic confirmation because the
confirmation is to be ordered if there is a vacancy and if the work is found to
be satisfactory. There is no question of confirmation and, therefore, deemed
confirmation, in the light of the language of this Rule, is ruled out. We are,
therefore, of the opinion that the argument advanced by learned counsel for the
respondent on this aspect has no merits and no leg to stand. The learned Single
Judge and the learned Judges of the Division Bench have rightly come to the
conclusion that there is no automatic confirmation on the expiry of the period
of two years and on the expiry of the said period of two years, the
confirmation order can be passed only if there is vacancy and the work is found
to be satisfactory. The Rule also does not say that the two years' period of
probation, as mentioned in the Rule, is the maximum period of probation and the
probation cannot be extended beyond the period of two years. We are, therefore,
of the opinion that there is no question of automatic or deemed confirmation,
as contended by the learned counsel for the respondent. We, therefore, answer
this issue in the negative and against the respondent.
81 xxx
xxx xxx xxx
43. But
the facts and circumstances in the case on hand are entirely different and the
administrative side of the High Court and the Full Court were right in taking
the decision to terminate the services of the respondent, rightly so, on the
basis of the records placed before them. We are also satisfied, after perusing
the confidential reports and other relevant vigilance files, etc. that the
respondent is not entitled to continue as a judicial officer. The order of
termination is termination simpliciter and not punitive in nature and,
therefore, no opportunity needs to be given to the respondent herein. Since the
overall performance of the respondent was found to be unsatisfactory by the
High Court during the period of probation, it was decided by the High Court
that the services of the respondent during the period of probation of the
respondent be terminated because of his unsuitability for the post. In this
view of the matter, order of termination simpliciter cannot be said to be
violative of Articles 14, 16 and 82 311 of the Constitution. The law on the
point is crystallised that the probationer remains a probationer unless he has
been confirmed on the basis of the work evaluation. Under the relevant Rules
under which the respondent was appointed as a Civil Judge, there is no
provision for automatic or deemed confirmation and/or deemed appointment on
regular establishment or post, and in that view of the matter, the contentions
of the respondent that the respondent's services were deemed to have been
continued on the expiry of the probation period, are misconceived."
18.
On a clear analysis of the above enunciated law, particularly, the
Seven Judge Bench judgment of this Court in the case of Samsher Singh (supra)
and three Judge Bench judgments, which are certainly the larger Benches and are
binding on us, the Courts 83 have taken the view with reference to the facts
and relevant Rules involved in those cases that the principle of `automatic' or
`deemed confirmation' would not be attracted. The pith and substance of the
stated principles of law is that it will be the facts and the Rules, which will
have to be examined by the Courts as a condition precedent to the application
of the dictum stated in any of the line of the cases afore noticed. There can
be cases where the Rules require a definite act on the part of the employer
before officer on probation can be confirmed. In other words, there may a Rule
or Regulation requiring the competent authority to examine the suitability of
the probationer and then upon recording its satisfaction issue an order of
confirmation. Where the Rules are of this nature the question of 84 automatic
confirmation would not even arise. Of course, every authority is expected to
act properly and expeditiously. It cannot and ought not to keep issuance of
such order in abeyance without any reason or justification. While there could
be some other cases where the Rules do not contemplate issuance of such a
specific order in writing but merely require that there will not be any automatic
confirmation or some acts, other than issuance of specific orders, are required
to be performed by the parties, even in those cases it is difficult to attract
the application of this doctrine. However, there will be cases where not only
such specific Rules, as noticed above, are absent but the Rules specifically
prohibit extension of the period of probation or even specifically provide that
upon expiry of that period 85 he shall attain the status of a temporary or a
confirmed employee.
In such
cases, again, two situations would rise: one, that he would attain the status
of an employee being eligible for confirmation and second, that actually he
will attain the status of a confirmed employee. The Courts have repeatedly held
that it may not be possible to prescribe a straight jacket formulae of
universal implementation for all cases involving such questions. It will always
depend upon the facts of a case and the relevant Rules applicable to that
service.
19.
Reverting back to the Rules of the present case it is clear that
Rule 3, unlike other Rules which have been referred in different cases,
contains negative command that the period of probation 86 shall not be less
than two years. This period could be extended by the competent authority for
half of the period of probation by a specific order. But on satisfactory
completion of the probation period, the authorities shall have to consider
suitability of the probationer to hold the post to which he was appointed. If
he is found to be suitable then as soon as possible order is to be issued in
terms of Rule 5(1)(a). On the other hand, if he is found to be unsuitable or
has not passed the requisite examination and unless an order of extension of
probation period is passed by the competent authority in exercise of its power
under Rule 4, then it shall discharge the probationer from service in terms of
Rule 5 (1)(b). At this juncture Entry 2 of schedule under Rule 2 of 1983 Rules
would 87 come into play as it is a mandatory requirement that the probationer
should complete his judicial training. Unless such training was completed no
certificate of satisfactory completion of probation period could be issued.
Obviously, power is vested with the appropriate authority to extend the
probation period and in alternative to discharge him from service. The option
is to be exercised by the authorities but emphasis has been applied by the
framers on the expression `as soon as possible' they should pass the order and
not keep the matters in abeyance for indefinite period or for years together.
The language of Rule 5(2) is a clear indication of the intent of the framers
that the concept of deeming confirmation could not be attracted in the present
case. This Rule is preceded by the powers 88 vested with the authorities under
Rules 4 and 5(1) respectively. This Rule mandates that a probationer shall not
be deemed to have satisfactorily completed the probation unless a specific
order to that effect is passed. The Rule does not stop at that but further more
specifically states that any delay in issuance of order shall not entitle the
probationer to be deemed to have satisfactorily completed his probation. Thus,
use of unambiguous language clearly demonstrates that the fiction of deeming
confirmation, if permitted to operate, it would entirely frustrate the very
purpose of these Rules.
On the
ground of unsuitability, despite what is contained in Rule 5, the competent
authority is empowered to discharge the probationer at any time on account of
his unsuitability for the service post. That 89 discharge has to be simplicitor
without causing a stigma upon the concerned probationer. In our view, it is
difficult for the Court to bring the present case within the class of cases,
where `deemed confirmation' or principle of `automatic confirmation' can be
judiciously applied. The 1977 Rules are quite different to the Rules in some of
the other mentioned cases. The 1977 Rules do not contain any provision which
places a ceiling to the maximum period of probation, for example, the probation
period shall not be extended beyond a period of two years. On the contrary, a
clear distinction is visible in these Rules as it is stated that probation
period shall not be less than two years and can be extended by the authority by
such period not exceeding half the period. The negative expression is for 90
half the period and not the maximum period totally to be put together by adding
to the initial period of probation and to extended period.
Even if,
for the sake of argument, we assume that this period is of three years, then in
view of the language of Rules 5 (1) and 5(2) there cannot be automatic
confirmation, a definite act on the part of the authority is contemplated. The
act is not a mere formality but a mandatory requirement which has to be
completed by due application of mind. The suitability or unsuitability, as the
case may be, has to be recorded by the authority after due application of mind
and once it comes to such a decision the other requirement is that a specific
order in that behalf has to be issued and unless such an order is issued it
will be presumed that there shall not be 91 satisfactorily completion of
probation period. The Rules, being specific and admitting no ambiguity , must
be construed on their plain language to mean that the concept of `deemed
confirmation' or `automatic confirmation' cannot be applied in the present
case.
20.
Another aspect, which would further substantiate the view that we
have expressed, is that proviso to Rule 4 shows that where during the period of
probation the results of an examination have not been declared which the
probationer was required to take, in that event the period of probation shall
be deemed to have extended till completion of the act i.e. declaration of
result. Applying this analogy to the provisions of Rule 5 unless certificate is
issued by the competent authority the probation period would be expected to
have 92 been extended as it is a statutory condition precedent to successful
completion of the period of probation and confirmation of the probationer in
terms of this Rule.
21.
In the present case, the appellant was appointed to the post vide
letter dated 9/10th May, 1996 and he reported for his duty on 15th May, 1996.
He was on probation for a period of two years.
Thereafter,
as it appears from the record, no letter of extension of probation or order
stating that the appellant has completed the period of probation successfully
in terms of Rule 5(1) was ever issued. Rule 5 (2), therefore, would come into
play and till the issuance of such an order and certificate of satisfactorily
completion of probation period, the appellant cannot claim to be a confirmed 93
employee by virtue of principle of automatic or deemed confirmation.
His
services were terminated vide order dated 24th March, 2000. It was discharge
from service simplicitor without causing any stigma on the appellant. We have
already discussed in some detail the conduct of the appellant as well as the
fact that even prior to his selection as a member of the Higher Judicial
Services of State of Karnataka, his name had been placed for surveillance on
the of Police Station, Karwar. The original service record of the appellant
also does not reflect that he was an officer of outstanding caliber or had done
extraordinary judicial work. He is an officer who is not aware of his date of
birth and mentioned his age as per his convenience. In these circumstances, we
do not feel that, it is a 94 case where in exercise of jurisdiction of this
Court under Article 136 of the Constitution of India, we should interfere with
the judgment of the High Court as the same does not suffer from any factual or
legal infirmity.
22.
Before we part with this file, it is required of this Court to
notice and declare that the concerned authorities have failed to act
expeditiously and in accordance with the spirit of the relevant Rules.
Rule 5
(2) of 1977 Rules has used the expression `as soon as possible' which clearly
shows the intent of the rule framers explicitly implying urgency and in any
case applicability of the concept of reasonable time which would help in
minimizing the litigation arising from such similar cases. May be, strictly
speaking, this may not be 95 true in the case of the appellant but generally
every step should be taken which would avoid bias or arbitrariness in
administrative matters, no matter, which is the authority concerned including
the Haryana State Electricity Board (1988) Supp. SCC 669] this Court had the
occasion to notice that due to delay in recording satisfactory completion of
probation period where juniors were promoted, the action of the authority was
arbitrary and it resulted in infliction of even double punishment. The Court
held as under:
"While
there is some necessity for appointing a person in government service on
probation for a particular period, there may not be any need for confirmation
of that officer after the completion of the probationary period. If 96 during
the period a government servant is found to be unsuitable, his services may be
terminated. On the other hand, if he is found to be suitable, he would be
allowed to continue in service. The archaic rule of confirmation, still in
force, gives a scope to the executive authorities to act arbitrarily or mala fide
giving rise to unnecessary litigations. It is high time that the Government and
other authorities should think over the matter and relieve the government
servants of becoming victims of arbitrary actions."
We
reiterate this principle with respect and approval and hope that all the
authorities concerned should take care that timely actions are taken in comity
to the Rules governing the service and every attempt is made to avoid
prejudicial results against the employee/probationer. It is expected of the Courts
to pass orders 97 which would help in minimizing the litigation arising from
such similar cases. Timely action by the authority concerned would ensure
implementation of rule of fair play on the one hand and serve greater ends of
justice on the other. It would also boost the element of greater understanding
and improving the employer employee relationship in all branches of the States
and its instrumentalities.
The
Courts, while pronouncing judgments, should also take into consideration the
issuance of direction which would remove the very cause of litigation. Boni
judicis est causes litium dirimere.
23.
It will be really unfortunate that a person, who is involved in
the process of judicial dispensation, is dealt with in a manner that for years
neither his confidential reports are written nor the competent 98 authority
issues an order of satisfactory completion of probation period or otherwise.
Another very important aspect is that in the present days of high competition
and absolute integrity and even to satisfy the requirements of out of turn
promotions by competition it is expected of the High Court to inform the
concerned judicial officer as of his draw backs so as to provide him a fair
opportunity to improve.
We
certainly notice it with some sense of regret that the High Court has not
maintained the expected standards of proper administration.
There is
a constitutional obligation on the High Court to ensure that the members of the
judicial services of the State are treated appropriately, with dignity and
without undue delay. They are the face of the judiciary inasmuch as a common
man, primarily, comes in 99 contact with these members of the judicial
hierarchy. It is a matter of concern, as we are of the considered view, that
timely action on behalf of the High Court would have avoided this uncalled for
litigation as it would have been a matter of great doubt whether the appellant
could at all be inducted into the service in face of the admitted position that
the name of the appellant was stated to be on the rowdy list at the relevant
time.
24.
Although for the reasons afore recorded we find no merit in this
appeal and dismiss the same. While dismissing the appeal we feel constrained to
issue the following directions:
1. The
judgment of this Court shall be placed before the Hon'ble the Chief Justice of
Karnataka High Court for appropriate action. We do 100 express a pious hope
that steps will be taken to ensure timely recording of the confidential reports
of the judicial officers by appropriate authority (which in terms of Chapter VI
with particular reference to the provisions of Article 235 of the Constitution
is the High Court) and in an elaborate format depicting performance of the
judicial officers in all relevant fields, so as to ensure that every judicial
officer in the State will not be denied what is due to him in accordance with
law and on the basis of his performance;
2. We
direct the Secretary of the Union of India, Ministry of Personnel, Public
Grievances and Pension as well as all the Chief Secretaries of the States to
issue appropriate guidelines, in the light 101 of this judgment, within eight
weeks from the date of the pronouncement of this judgment;
3. We
further direct that all the High Courts would ensure that `police verification reports',
conducted in accordance with law, are received by the concerned authority
before an order of appointment/posting in the State Judicial Service is issued
by the said authority.
With the
above directions, the appeal is dismissed. However, the parties are left to
bear their own costs.
.........................................J. [ DR. B.S. CHAUHAN ]
.........................................J. [ SWATANTER KUMAR ]
New Delhi
July 8, 2010.
Back
Pages: 1 2