Anil
Chandra & Ors. Vs. Radha Krishna Gaur & Ors. [2009] INSC 1560 (10
September 2009)
Judgment
RADHA
KRISHNA GAUR & ORS.
(Civil
Appeal No. 6187 of 2009) SEPTEMBER 10, 2009 [Tarun Chatterjee and V.S.
Sirpurkar, JJ.] [2009] 14 (ADDL.) S.C.R. 335 The Judgment of the Court was
delivered by TARUN CHATERJEE, J.
1.
Leave granted.
2.
These two appeals are directed against an interim order dated 4th
of December, 2007 passed in Writ Petition No. 1496(S/B) of 2007 by a Division
Bench of the High Court of Allahabad, Lucknow Bench, Lucknow whereby the High
Court directed the aforesaid writ petition to be tagged with Writ Petition No.
1389 (SB) of 2007 pending in the High Court, following the interim order passed
in the aforesaid Writ Petition No. 1389 (SB) of 2007 directing that the
seniority of the respondents as existing prior to the enforcement of the U.P.
Government Servants Seniority (3rd Amendment) Rules, 2007 shall not be
disturbed in pursuance of the Rules by way of the aforesaid impugned order.
3.
The relevant facts leading to the filing of these appeals may be
summarized as under: - In the year 1973, the Government Orders providing
reservation in the matter of promotion for the Scheduled Castes and Scheduled
Tribes were issued. Subsequently, the U.P. Jal Nigam adopted the U.P.
Government Servants Seniority Rules 1991. The aforesaid rules were notified by
the State Government vide Notification dated 20th of March, 1991 which
consisted of provisions of the aforesaid Rules of 1991. The respondent no. 2, namely,
U.P. Jal Nigam is a Statutory Corporation created under the U.P. Water Supply
and Sewerage Act, 1975 and the service conditions of the employees of the Nigam
are governed by the U.P. Jal Nigam (Public Health Branch) Service Regulations,
1978.
The aforesaid
regulations were made in exercise of power conferred on the U.P. Jal Nigam
under Sections 97(2) and 98(1) of the U.P. Water Supply and Sewerage Act, 1975
with the prior approval of the State Government.
4.
Subsequently, in the year 1994, the Uttar Pradesh Public Services
(Reservation for Schedule Caste, Schedule Tribes and other Backward Classes)
Act, 1994 was promulgated and Section 3 (7) of the said Act of 1994 says that
if on the date of the commencement of this Act, reservation was in force under
Government orders for appointment to posts to be filled up by promotion, such
Government orders shall continue to be applicable till they are modified or
revoked. Further, on 10th of October, 1994 the percentage of reservation in the
matter of Schedule Castes was enhanced from 18% to 21% by means of Government
order referring to section 3(7) of the aforesaid Act of 1994.
5.
Article 16(4-A) was introduced by an amendment of the Constitution
on 17th of June, 1995, which reads as under :- "Nothing in this article
shall prevent the State from making any provision for reservation in the
matters of promotion, with consequential seniority, to any class or class of
posts in the services under the State in favour of the scheduled castes and the
scheduled tribes which in the opinion of the State are not adequately
represented in the services under the State"
6.
Article 16(4-A) of the Constitution, which was inserted in the
Constitution on 17th of June, 1995, as noted herein earlier, was incorporated
by the Constitution (77th Amendment) Act, 1995, thereby introducing an enabling
provision for providing reservation in the matter of promotion.
7.
However, this Court in its Judgment dated 16th of November, 1992,
in the case of Indira Sawhney vs. Union of India [AIR 1993 SC 447], observed
that reservation of appointments or posts under Article 16 of the Constitution
is confined to the initial appointment and cannot extend to reservation in the
matter of promotion.
8.
Further in the year 2002, the U.P. Government Servants Seniority
(1st Amendment) Rules, 2002, were issued by which Rule 8 (A) was inserted in
the Seniority Rules, 1991 providing consequential Seniority to the scheduled
Castes and scheduled tribes from the date of their promotion and in the
meantime the validity of Article 16(4-A) of the Constitution as also the Rules
and Enactments of various states granting consequential seniority to the
scheduled castes and scheduled tribes in the matter of promotion was assailed
in a bunch of writ petitions which were filed before this Court under Article
32 of the Constitution of India and the said matters were referred to a
Constitution Bench.
9.
Further in the year 2005, the U.P. Government Servants Seniority
(2nd Amendment) Rules, 2005 were introduced by which Rule 8(A) referred to
above was omitted.
10.
On 19th of October, 2006, the aforesaid reference was decided by
the Constitution Bench in M.Nagaraj & Ors. vs. Union of India & Ors.
[(2006) 8 SCC 212] and the Constitution Bench held in that decision that the
provision contained in Article 16(4-A) of the Constitution is an enabling
provision and the State is not bound to make reservation for SCs/STs in the
matter of promotion.
However,
if they wish to exercise their discretion and make such provision, the State
has to collect quantifiable data showing backwardness of the class and
inadequacy of representation of that class in public employment in addition to
compliance of Article 335 of the Constitution of India. It is clear that even
if the State has compelling reasons, as stated above, the State will have to
see that its reservation provision does not lead to excessiveness so as to
breach the ceiling-limit of 50% or obliterate the creamy layer or extend the
reservation indefinitely.
11.
Further, after the passing of aforesaid judgment by the
Constitution Bench, the U.P. Government issued a Notification on 14th of
September, 2007 by which the U. P. Government Servants Seniority (3rd
Amendment) Rules, 2007, were issued which runs as under :
"Rule
8-A :- Entitlement of consequential seniority to a person belonging to
scheduled castes and scheduled tribes :
Notwithstanding
anything contained in Rules 6, 7 or 8 of these rules, a person belonging to the
SC or ST shall, on his promotion by virtue of rule of reservation/roster, be
entitled to consequential seniority also from 17.6.1995 in the seniority rules,
1991 and also provided for consequential seniority to the scheduled Castes and
scheduled tribes from the date of their promotion as per the Roster/rule of
reservation".
12.
After the issuance of the aforesaid notification, the State
Government vide letter dated 3rd of October, 2007 directed the various
Development Authorities including the appellants to take necessary action in
accordance with the Notification dated 14th of September, 2007 and according to
Section 92 of the U. P. Avas Evam Vikas Parishad Adhiniyam, 1965, the State
Government will have control over the Board and other Local authorities and the
State Government may give the board such directions which in its opinion are
necessary or expedient for carrying out the purpose of the Act, and it shall be
the duty of the Board to comply with such directions.
13.
On 17th of October, 2007, the State Government issued another
order, wherein it was directed that as a result of the aforesaid Amendment in
the Seniority Rules 1991, necessary amendments should be made in the Seniority
List by adopting the procedure in accordance with the seniority Rules. But
before making any such provision, it was the Constitutional obligation and duty
of the State Government to see in each case the existence of the compelling
reason, namely, backwardness, inadequacy of representation and overall
administrative inefficiency on the basis of qualified data collected but in the
present case, no such exercise has been undertaken by the State of U.P.
14.
The aforesaid Notification dated 14th of September, 2007 was
adopted vide order dated 19th October, 2007 by the Chairman of Jal Nigam and
was given immediate effect thereto. Thereafter, the U.P.Jal Nigam issued the
tentative joint seniority list of Chief Engineer Level-1, Chief Engineer
Level-II (Civil) and Superintending Engineer (Civil) and the tentative
Seniority List of the Executive Engineers of U.P. Jal Nigam dated 3rd of
November, 2007 in furtherance of the aforesaid notification dated 14th of
September, 2007.
15.
On 6th of November, 2007, the validity of the aforesaid Rule 8(A)
of Uttar Pradesh Government Servants' Seniority (3rd Amendment) Rules, 2007 was
challenged by the Engineers of the Irrigation Department by way of a Writ
Petition No. 1389 of 2007 before the High Court of Allahabad, Lucknow Bench,
Lucknow. In the said writ petition, the Division Bench of the High Court of
Allahabad, Lucknow Bench after hearing the Parties, has issued a notice to the
Advocate General of the State vide order dated 6th of November, 2007. The High
Court, in the meantime, passed an interim order by which the seniority of the
petitioners in that writ Petition and other Promoted officers, as was existing
prior to the enforcement of the aforesaid Uttar Pradesh Government Servants'
Seniority (3rd Amendment) Rules, 2007 shall not be disturbed in pursuance of
these Rules and no reversion shall be effected.
16.
Respondents who were working on the post of Superintending
Engineers, Executive Engineers and Assistant Engineers in U.P. Jal Nigam,
aggrieved by the aforesaid Seniority List, filed a Writ Petition assailing the
validity of the U. P. Government Servants Seniority (3rd Amendment) Rules,
2007, by which Rule 8-A has been inserted in the U. P. Government Servants
Seniority Rules, 1991 and by virtue of the aforesaid Rules, the Government
Servants belonging to Scheduled Castes and Scheduled Tribes would be entitled
to consequential seniority on accelerated promotion given to them through
roster/rule of reservation. In the aforesaid Writ Petition, the respondents
further assailed the validity of the Notification dated 14th of September, 2007
of the U.P. Government Servants Seniority (3rd Amendment) Rules, 2007 made
effective from 17th of June, 1995. They also challenged the order dated 19th of
October, 2007 by which the aforesaid Notification dated 14th of September, 2007
was adopted.
The respondents
also challenged the aforesaid tentative Seniority List dated 3rd of November,
2007: issued by the U.P. Jal Nigam in furtherance of the Notification.
17.
The aforesaid Writ Petition No.- 1496 (S/B) of 2007 came up for
hearing before a Division Bench of the High Court of Allahabad, Lucknow Bench,
Lucknow. The High Court directed the aforesaid Writ Petition to be tagged with
Writ Petition No. 1389 (SB) of 2007 pending in the High Court. However, the
Division Bench, following the reasons mentioned in the order passed in Writ
Petition No. 1389(S/B) of 2007, by an interim order, directed that the
seniority of the respondents as existing prior to the enforcement of the U.P.
Government Servants Seniority (3rd Amendment) Rules, 2007 shall not be
disturbed in pursuance of the Rules.
18.
Further in the meantime, some of the Executive Engineers also
filed a Writ Petition No.81/2008 thereby challenging the consequential validity
of Rule 8-A of the U.P. Government Servants Seniority (3rd Amendment) Rules,
2007. In the present writ petition, the Division Bench of the High Court,
relying upon the order passed by the High Court in the earlier writ petition
No.1389 (SB) of 2007, issued notice and granted relief and provided that the
seniority of the appellants therein as existing prior to the enforcement of the
U.P. Government Servants Seniority (3rd Amendment) Rules, 2007, shall not be
disturbed in pursuance of these rules. Subsequently, the U.P. Avas Evam Vikas
parishad, Lucknow, which was a party in the aforesaid writ petition, aggrieved
by the aforesaid interim order dated 17th of January, 2008, filed a Special
Leave Petition (c) No. 3097 of 2008 before this Court challenging the aforesaid
interim order of the High Court. This Court, vide order dated 22nd of February,
2008, granted leave and allowed the aforesaid appeal filed by the Parishad to
the extent that the interim order passed by the High Court was set aside and
requested the High Court to dispose of the writ petition preferably within two
months from the date of the communication of the order. The appellants, on
coming to know about the passing of the aforesaid order, filed an application
for impleadment and the said application was numbered as C.M. Application
No.189180 of 2008. In the said application, it was contended that the
appellants were necessary and affected parties and yet they were not arrayed as
respondents in the aforesaid writ petition. It was also contended that any
order passed in the aforesaid writ petition was going to affect the rights of the
present appellants. Accordingly, they prayed to be impleaded as respondent Nos.
4 to 8 in the array of the parties. Further on 5th of March, 2008, the
aforesaid impleadment application came up for hearing before the High Court and
the High Court on that date allowed the impleadment application filed by the
appellants.
Hence, on
3rd of April, 2008, the present special leave petition was filed.
19.
In the present case and in the facts and circumstances stated
herein earlier, we are of the view that it was the constitutional obligation of
the State, at the time of providing reservation in the matter of promotion to
identify the class or classes of posts in the service for which reservation is
required, however, neither any effort has been made to identify the class or
classes of posts for which reservation is to be provided in promotion nor any
exercise has been done to quantify the extent of reservation. Adequate
reservation does not mean proportional representation. Rule 8(A) has been
inserted mechanically without taking into consideration the prenequisites for
making such a provision as required under Article l6 (4-A) of the Constitution
of India. The ceiling-limit of 50%, the concept of creamy layer and the
compelling reasons, namely, backwardness, inadequacy of representation and
overall administrative efficiency are all constitutional requirements without
which, the structure of equality of opportunity in Article 16 would collapse.
However, in this case, as stated, the main issue concerns the "extent of
reservation" and in this regard, the State should have shown the existence
of the compelling reasons, namely, backwardness, inadequacy of representation
and overall administrative efficiency before making provision for reservation.
As observed in M. Nagaraj and Ors. vs.
Union of
India & Ors. (Supra), it has been held that the State is not bound to make
reservation for SC/ST in matter of promotions.
However,
if they wish to exercise their discretion and make such provision, the State
has to collect quantifiable data showing backwardness of the class and
inadequacy of representation of that class in public employment in addition to
compliance of Article 335 of the Constitution. It is clear that even if the
State has compelling reasons, as stated above, the State will have to see that
its reservation provision does not lead to excessiveness so as to breach the
ceiling-limit of 50% or obliterate the creamy layer or extend the reservation
indefinitely.
20.
The rules pertaining to the reservation and promotion list is
prospective in nature and thereby cannot disturb the promotion list of the
appellants by virtue of this rule further, if a rule/notification/circular
claims to be retrospective in nature, has to expressly specify, as per the
rules of interpretation of statutes in the instant petition, the appellants
have failed to establish the nature with regard to retrospective effect of the
notification/rules.
21.
In the light of the reasons above-mentioned, we are of the view
that the High Court was fully justified in granted the present interim order
and there is no infirmity in the same.
22.
Since the interim order passed by the High Court, which has not
been interfered with by us in this judgment, we make it clear that the grant of
interim order and any observation made by the High Court while granting interim
order and any observations made by us in this order shall not influence the
High Court to decide the writ petition on merits and the High Court shall not
be influenced by any of the observations made by us in this order.
23.
There is one another aspect of this matter. These appeals have
been filed, as noted herein earlier, against an interim order passed by the
High Court. It appears that the main writ petition, with which the present writ
application has been tagged by the High Court, has already been taken up for
hearing, which is already heard in part. Such being the position at this stage,
it would not be appropriate for us to interfere with the impugned order passed
by the High Court at this stage when the writ petition itself can be decided
within a very short time.
24.
Considering the importance of the present dispute between the
parties, we are of the view that the High Court shall take efforts to decide
the writ petitions at an early date and dispose of the same within six months
from the date of supply of a copy of this order to it.
25.
The appeals are thus dismissed. There will be no order as to
costs.
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