Arvinder Singh Bains Vs. State of Punjab & Ors [2006] Insc 340
(24 May 2006)
Dr.
Ar. Lakshmanan & Lokeshwar Singh Panta Dr. Ar. Lakshmanan, J.
Respondent
Nos. 6 and 7 - Khushi Ram and Gurpal Singh Bhatti are impleaded as parties in I.A.No.
3 as per order dated 18.05.2006.
The
appellant - Arvinder Singh Bains filed the above appeal against the final
judgment and order dated 12.12.2000 passed by the High Court for the States of
Punjab and Haryana at Chandigarh in LPA No. 1705/2000 whereby the
High Court has dismissed the LPA filed by him.
BACKGROUND
FACTS:
ADVERTISEMENT
OF THE YEAR 1976
State
Government issued an advertisement in the year 1976 for 10 vacancies in the
cadre of PCS Officers. The 1976- Rules were enforced w.e.f. 02.12.1976. As per
the case of the State Government itself requisition for 10 posts meant for
direct recruits (Register-B) were sent to Punjab Public Service Commission.
ADVERTISEMENT
OF THE YEAR 1980:
State
Government issued an advertisement in the year 1980 for direct recruitment to
the PCS. With respect to the said advertisement, State Government had issued a
corrigendum, inter alia, relaxing the age of recruitment to PCS.
With
regard to the 1980 advertisement, competitive examinations were held for direct
recruitment. Selection was to be made by the Punjab Public Service Commission.
A list
of candidates selected by the Commission by way of direct recruitment was
notified. This included the name of the petitioner and respondent No.3 Dipinder
Singh. Promotees from other Registers (other than Register-B) were appointed as
PCS in 1984-85. The appellant had applied pursuant to the above-mentioned
advertisement of 1980-82. The appellant and others were selected by the Punjab
Public Service Commission joined as PCS Officers on the basis of competitive
examination.
It is
to be noticed that these vacancies had occurred in the interregnum 1978 to
1982. These vacancies were filled up only in the year 1986. According to the
appellant, had these vacancies been filled up timely, direct recruits coming in
through Register-B would have found higher places in the impugned seniority
list.
During
the interregnum 1978 to 1986 appointment to the service took place from other
Registers. In the meantime, the promotee candidates were brought in as PCS
officers.
According
to the appellant, delay on the part of the Government to appoint direct
candidates could not result in appellant losing seniority to these promotee
candidates. On 24.08.1988, tentative seniority list of candidates who had been
selected and appointed by direct recruitment (via Register-B) was prepared and
circulated. The appellant represented against the above tentative seniority
list and submitted that Rule 21 has to be read with Rule 18 of the 1976-Rules
and thereby seniority is governed by the order of vacancies mentioned in Rule
18 of the 1976-Rules. On 01.07.1994, a final seniority list of Register-B
candidates was prepared without assigning their places in the consolidated
seniority of the cadre. The final seniority list of Register-B candidates was
also circulated.
PROCEEDINGS
BEFORE THE HIGH COURT:
The
appellant and respondent No.3 - Dipinder Singh filed writ petition No. 16516 of
1995 before the High Court.
SUBMISSION
IN THE WRIT PETITION:
The
appellant contended that Rule 21 which governs seniority refers to Rule 18 and
Rule 18 provided for the filling up of the slab of 100 vacancies. Rule 21 reads
thus:
-
"Seniority of the members of
the Service.- The seniority of officers appointed to the Service shall be
determined in accordance with the order of their appointment to the Service;
provided that
-
if the order of
appointment of any candidate is cancelled under the provisions of rule 20 and
such candidate is subsequently appointed to the Service, the order of
appointment for the purpose of this rule shall be determined by the date of
such subsequent appointment;
-
if any officer
appointed to the Service fails to qualify himself for substantive permanent
appointment within the prescribed period of probation, the Government may determine
whether the date of his appointment for purpose of this rule shall be postponed
by a period not exceeding the period by which such officer's substantive
permanent appointment is delayed beyond the prescribed period of probation;
-
the persons
appointed as a result of earlier selection from a Register shall be senior to
those appointed as a result of subsequent selection from the same
Register." It was submitted that seniority list be governed by order of
their appointment and order of their appointment was provided for in Rule 18 of
the 1976-Rules. It was thus contended that seniority would be governed by the
serial number of the vacancy and not the date of appointment. Rule 18 reads as
follows:-
-
"Appointment of accepted
candidates to the service. The Government shall make appointments to the
Service in pursuance of rule 7 from amongst the candidates entered on the
various Registers in a slab of 100 vacancies as follows:-
-
the first
vacancy and thereafter every alternative vacancy shall be filled from amongst
candidates borne on Register'B'.
-
the 2nd, 8th,
14th, 20th, 26th, 32nd, 38th, 44th, 50th, 56th, 62nd, 68th, 74th, 80th, 86th,
92nd, 96th and 100th vacancy shall be filled from amongst the candidates borne
on Register A-I;
-
the 4th, 10th,
16th, 22nd, 28th, 34th, 40th, 46th, 52nd, 58th, 64th, 70th, 76th, 82nd, 88th
and 98th vacancy shall be filled from amongst candidates borne on Register
A-II.
-
The 12th, 30th,
42nd, 54th, 66th, 78th and 90th vacancy shall be filled from amongst the Excise
and Taxation Officers accepted as candidates on Register A-III;
-
The 18th, 36th,
60th and 84th vacancy shall be filled from amongst the District Development and
Panchayat Officers or Block Development and Panchayat Officers accepted as
candidates on Register A-III; and
-
The 6th, 24th,
48th, 72nd and 94th vacancy shall be filled from amongst the candidates on
Register 'C':" The State Government and respondent Nos. 1 and 2 filed
written statement to the above statement.
STAND
OF THE STATE:
A
perusal of rule 18 makes it abundantly clear that the rotation system provided
in this rule is in fact meant for recruitment to the Service from various
sources and to ensure prescribed representation of candidates drawn from
various sources. The words "vacancy" and "filled" occurring
in this rule are important and therefore, worth noticing.
A
perusal of various rules of the 1976 Rules reveals that these rules do not,
implicitly or explicitly, permit application of rota system provided in rule 18
thereof, for the purpose of determining seniority which is governed by rule 21
alone. If seniority of the members of service is determined in accordance with
rule 18, rule 20 and 21 will become redundant." It was submitted that Rule
20 of 1976-Rules had operated in a completely different filed and that Rule 20
of the 1976- Rules was concerned with the case of a candidate whose appointment
had been cancelled and so subsequently appointed. It is only in such an
eventuality that the date of such subsequent appointment has been made
relevant. It was also contended that Rules 18 specifically refers to
appointment to Service and Rule 21 cannot be interpreted by ignoring Rule 7 and
Rule 18.
In
another written statement filed before the High Court with regard to the other
Registers, the date of such appointments were 19.11.1994 and 20.11.1994. These
were appointments from 2 different Registers made on given as 19.11.1994 and
20.11.1994. To explain the seniority positions allocated to these candidates,
it was stated that:
"Therefore,
it is clear that even for this appointment, seniority has been determined as
per Rule 21. Inter-jection was only a via-media adopted by the State Government
in view of the fact that the rules are totally silent as to what would happen
if persons from two registers are issued orders of appointment on the same
date." Khushi Ram and Gurpal Singh Bhatti who were respondent Nos. 3
& 4 in the writ petition and now respondent Nos. 6 & 7 in this appeal
filed written statement before the High Court. They contended that the appellants
and their batch mates will have to remain junior to respondent Nos. 6 & 7,
they having been appointed 2 years after the appointment of the answering
respondents and, therefore, they would remain junior to them for the purpose of
seniority and selection/promotion to the post of IAS cadre.
The
learned single Judge on 08.12.1999 dismissed the writ petition filed by the
appellant. The High Court was of the opinion that there was nothing in the
Rules from which it could be inferred that candidates from the various services
were required to be selected simultaneously. In this respect, the learned
Single Judge of the High Court recorded that:
"In
this context, it is important to bear in mind that Rule 18 earmarks the
vacancies to be filled from among the candidates entered in the various
Registers, but there is nothing in the language of the said rule or the scheme
of Rules 7,8,9 to 11,12 to 14 and 15 from which it can be inferred that
selection for entering the names of the accepted candidates in the various
Registers should be made simultaneously." And Moreover, as the scheme of
the 1976 Rules does not envisage simultaneous selection of the candidates for
entering their names in different Registers." It is submitted that a joint
reading of Rules 7,12,18 and 21 of the 1976-Rules leads to the conclusion that
the 1976- Rules contemplate simultaneous appointment. All Officers from various
sources i.e. (from various Registers) whose name had been entered in the said
Registers as accepted candidates were to be considered for appointment
simultaneously/contemporaneous.
The
other finding of the learned Single Judge was that seniority could not be
linked to the year of the vacancy. In this respect, it was recorded that:-
"The plaint language of Rule 21 speaks of, determination of seniority of
members of the service in accordance with the order of their appointment and
not as per the roster points enumerated in Rule 18. The expression in
accordance with the order of their appointment to the Service refers to the
point of time when the officers are appointed and not the slots allotted to
them under Rule 18. In other words, those appointed earlier in point of time
will rank senior to the others who are appointed subsequently irrespective of
the Register from which they are appointed." Aggrieved by the order passed
by the learned Single Judge the appellant preferred LPA No. 1705 of 2000 before
the Division Bench.
The
Division Bench dismissed the LPA filed by the appellant by observing:-
"Heard.
In our
view there is no provision made for determination of seniority in accordance
with order or appointment on rotation of vacancies based upon quota of
reservation for direct recruitment and promotion under the Punjab Civil
Services (Executive Branch) (Class I) Rules, 1976. Rule 18 provides for
appointment to the Service on availability of vacancies in a slab of 100
vacancies. Rotation of vacancies, it is pertinent of note, is not based on any
quota of reservation for direct recruitment and promotion respectively fixed in
the rules. This read with Rule 21 for determination of seniority cannot be
construed as rota-quota rule. We concur with the judgment of the learned Single
Judge and find no reason to interfere with it. Dismissed in limine."
Aggrieved by the order of dismissal in LPA, the appellant preferred the above
special leave petition. The delay was condoned. Leave was granted on
03.09.2001. This Court made it clear that any action taken will be subject to
the outcome of the appeal.
We
have heard Mr. L.N. Rao, learned senior counsel assisted by Mr. Prem Malhotra
for appellants and Mrs. Kawaljit Kochar, learned counsel and Ms. Kanchan Kaur Dhodi
for respondent No.3 and Mr. M.N.Krishnamani for respondent No.5 and Mr. Ashok
Panda for respondent Nos. 6 and 7.
Mr. L.N.Rao,
learned senior counsel, made the following submissions:-
-
That the
Division Bench which dismissed the LPA filed by the appellant has not even
addressed itself to the real controversy which is evident upon a reading of the
order passed by the Division Bench.
The submission
of the appellant was that seniority under Rule 21 is to be governed by the
'order of appointment' to the service as provided for in Rule 18 of the
1976-Rules which further refers to Rule 7. This point has not been addressed to
by the Bench;
-
Learned Single
Judge held that it was not incumbent upon the Government to hold simultaneous
selection with regard to the various sources i.e. from the various registers.
It is submitted that reading of Rules 7, 8, 12, 14, 18 & 21 demonstrates
that the 1976-Rules clearly envisage simultaneous/contemporaneous appointment
from the various sources, namely, the various registers;
-
That
simultaneous/contemporaneous appointment from various sources is contemplated
by the Rules to give adequate representation to the various categories of
employees. So also, to grant appropriate seniority to the various categories of
officers.
-
The Government
has not explained the reasons for delay in recruitment. On account of delay by
the Government in making selection of direct recruits from Register-B, such
direct recruits could not lose their seniority.
-
That Rule 21 of
the 1976-Rules was the Rule governing seniority which contemplated seniority in
'order of their appointment' and this order of appointment was as stipulated in
Rule 18;
-
Learned single
Judge rejected the contention of the appellant on the reasoning that acceptance
of the contention of the appellant would result in Rule 20 being rendered
redundant. Rule 20 of the 1976-Rules reads thus:
-
"If a candidate on appointment to
a particular post, is unable, for any reason other than the orders of the
Government, to join his appointment within one month from the date of receipt
of the orders of appointment, the Government may remove his name from the
Register or may cancel the orders of appointment, and if he is subsequently
appointed, may assign to him seniority in accordance with the date of the
revised orders of appointment."
-
that the scope
and ambit of Rule 20 is completely different and was in no way rendered
redundant and is meant for another eventuality which may arise.
-
The State
Government in their written statement had admitted that from two other sources,
orders of appointment had been issued on 19.11.1994 and 20.11.1994 and
thereafter, the stand of the State Government was :- "Therefore, it is
clear that even for this appointment, seniority has been determined as per Rule
21. Inter- jection was only a via-media adopted by the State Government in view
of the fact that the rules are totally silent as to what would happen if
persons from two registers are issued orders of appointment on the same
date."
-
that the State
Government had itself done interjection in the matter of assignment of
seniority. The stand of the State Government itself was that interjection had
been done as a via- media. The State Government had not assigned seniority
purely on the basis of the date of appointment. Thus, the stand of the State
Government was conflicting at various places.
-
That Rule 24(5)
of the 1976-Rules reads thus:
-
"The year
of allotment of an officer appointed to the Service from Register B shall be
the year in which he is appointed and the year of allotment of an officer
appointed from other Registers shall be the same as that of the officers
appointed to the Service from Register B against their corresponding quota of
vacancies." The above Rule clearly contemplates simultaneous appointment
of PCS Officers from various Registers.
Moreover,
the reference point is the direct recruitment from Register-B. Others appointed
from other Registers are given year of allotment as Officers appointed in
service from Register-B against their corresponding vacancy. Mr. Rao submitted
that the above Rule also demonstrates linkage between year of allotment and the
vacancies.
-
That the
Government at times may not make selection from a particular source on account
of unexplained reasons. For such inaction of the Government in making selection
from a particular source, appellant from Register-B could not be made to suffer
loss of seniority vis-`-vis other sources from which recruitment had been made.
-
that PCS is a
feeder cadre for appointment to IAS. Seniority in PCS would govern entry into
IAS service. On account of delay of the Government in making selection of
direct recruit candidates, their seniority has been permanently depressed vis-`-vis
other sources of recruitment in PCS service. If this is allowed to continue,
direct recruit candidates would invariably face disadvantage.
-
As is well known
selection by direct recruitment takes longer time to finalise than promotion
and direct recruitment involves a process of detailed selection through PCS. It
is, therefore, contended that in fact the process of selection of direct
recruit candidates should start earlier in point of time than the process of
selection of candidates from other sources. Therefore, it is submitted that
this is the mode to ensure obedience to the letter and spirit of the 1976-Rules
which Rules contemplates simultaneous/contemporaneous appointment from the
various sources, namely, the various registers.
So
much so Rule 24(5) of 1976-Rules contemplates allocation of year of allotment
to a direct recruit as a reference point for grant of year of allocation to
candidates recruited from other sources. Under these circumstances, Mr. Rao
prayed that the final judgment and order dated 12.12.2000 passed by the High
Court in LPA No. 1705 of 2000 be set aside and relief prayed for by the
appellant is granted.
Respondent
Nos. 1 & 2 State of Punjab filed counter affidavit in this appeal. It is
submitted that after the disposal of the LPA Nos. 851/1982, 843/1982 by the
High Court, the seniority of Maninder Singh and H.S. Bains and 4 other affected
persons figuring in between them was re-determined by the Government vide its
order dated 15.11.1986 and that the seniority of all other PCS officers
appointed to the service through various registers which stood duly determined
under the 1930 Rules i.e. in accordance with Rule 20 read with Rule 17 was kept
in tact without effecting any change thereto. It is further stated in para 6 of
the counter affidavit that in the light of the above noted factual position as
also the legal advise obtained by the legal remembrancer on the 09.12.1982 and
reiterated thereafter, the State Government decided to deviate from the long
established practice and switched over to the determination of seniority in
accordance with the date of appointment/orders of appointment/act of actual
appointment in terms of the provisions of Rule 21 alone of the 1976 rules. It
is also stated in para (d) of 5 of the counter that the post of direct
recruitment to be filled up on the basis of PCS (Executive Branch) and other
allied services examination were duly advertised by the Commission vide
advertisement dated 01.05.1982 and that the competitive examination was held by
the Commission March, 1984 and after taking viva-voce, the Commission made its
recommendation in June, 1985 whereafter appointment of candidates of Register-B
were made in March, 1986. Learned senior counsel for the State of Punjab reiterated the contentions raised
in the counter affidavit at the time of arguments.
Separate
counter affidavits were filed on behalf of respondent Nos. 3 & 4 Mr. R.L.
Mehta and Mr. G.R.Bansal.
Ms. Kaur
Dhodi, learned counsel reiterated the submission made in their counter
affidavit at the time of hearing. It is submitted that the relief as prayed for
i.e. fixation of seniority according to the roaster prescribed under Rule 18
could not have been claimed by the appellant as the statutory rules Rule 21
specifically provided for determination of seniority in accordance with the
order of their appointment to service.
According
to them, there was no challenge to Rule 21 and as such in the absence of any
challenge the relief as sought for by the appellant with regard to the
determination of seniority other than as provided under Rule 21 could not be
granted to the appellant. It is further submitted that the appellant had been
appointed to the PCS (Executive Branch) by way of direct recruitment on 26.04.1986
and that the writ petition was filed in the year 1995 questioning the delayed
direct recruitment and seeking seniority on the basis of the roaster provided
under Rule 18. The appellant having accepted his date of appointment thus was estopped
by his act and conduct to allege that the appellant is entitled to be treated
as a member of PCS with reference to a fictional/deemed date i.e. the date of
accrual of vacancy and not from the date of actual appointment against the said
vacancy.
Mr. M.N.Krishnamani
appeared on behalf of respondent No.5 Dipinder Singh. He has adopted the
argument of Mr. L.N.Rao. He placed strong reliance on two judgments of this
Court reported in Direct Recruit Class II Engineering Officers' Association vs.
State of Maharashtra and Others, (1990) 2 SCC 715 and Gonal Bihimappa vs. State
of Karnataka and Others, 1987 (Supp.) SCC 207.
Mr. Ashok
Panda, learned senior counsel appeared on behalf of Shri Khushi Ram and Shir
B.S. Bhatti respondent Nos. 6 & 7. He invited our attention to the written
statement filed on their behalf as respondent Nos. 3 & 4 in writ petition
No. 16516/1995 in the High Court. He reiterated the averments made in the
written statement and also cited Ajit Kumar Rath vs. State of Orissa and
Others, (1999) 9 SCC 596 at 602 paras 13 & 14, Dr. Chandra Prakash and
Others vs. State of U.P. and Another, (2002) 10 SCC 710 at 726 paras 41 &
42 and Suraj Parkash Gupta and Others vs. State of J&K and Others, (2000) 7
SCC 561 at 599 para 4.
Mr.
Panda invited our attention to the relevant rules and submitted that no legal
right has accrued to the appellants to invoking extraordinary writ jurisdiction
of the High Court, and, therefore, the writ petition is liable to be dismissed.
He denied that the appellants are entitled to be given seniority on the basis
of alleged roaster system and against the vacancies of 1978 for the years 1978
and 1979. They were not the members of service. According to Mr. Panda that the
direct recruits gets seniority from the date they were actually appointed
although the vacancies existed in the earlier years and the promotees got
seniority from the date when they were fitted within their quota. It is the
case of Mr. Panda that the answering respondents and other members of service
appointed from Registers A1, A2, A3 and Register-C cannot be considered to have
been promoted in the strict sense of definition for promotion as their method
of appointment is not in the nature of promotion but his appointment by way of
nomination on the basis of their outstanding merits in their respective cadres
of service and the answering respondents and other members of service appointed
from Registers A1, A2, A3 and Register-C have been appointed against their own
quota of vacancies and, therefore, their seniority cannot be shifted back in
the garb of alleged roaster theory. It is further contended that so far as the
question of existence of vacancies in the earlier years is concerned, the
vacancies in the case of other registers also were available in the years of
1978, 1979, 1980, 1981 and 1982 and, therefore, the position regarding
existence of vacancies in different years is the same as is in the case of
candidates of Register-B. Therefore, it is submitted the appellant is not
entitled to be given seniority from the date prior to their date/year of
appointment in the garb of availability of vacancies in the earlier years as
the respondents and the members of service appointed from other registers have
been appointed against the vacancies of their respective quota and, therefore,
their seniority cannot be shifted back. Concluding his arguments, Mr. Panda
submitted and in view of the position explained the appellants and their batch
mates will have to remain junior to the answering respondents, they having been
appointed 2 years after the appointment of the answering respondents and,
therefore, they would remain junior to the answering respondent for the purpose
of seniority and selection/promotion to the post of IAS cadre. Concluding his
arguments Mr. Panda submitted that the prayer in the writ petition and in this
appeal is not legally tenable and, therefore, this appeal is liable to be
dismissed.
We
have carefully and thoughtfully considered the rival submissions made by the
respective parties through their learned counsel. We have also perused the
entire pleadings, counter affidavits filed before the High Court and also of
this Court and the judgments rendered by the learned single Judge and of the
Division Bench.
The
following questions of law arise for consideration by this Court:-
-
Whether a
reading of Rules 7, 8, 12, 14, 18, 21 of the Punjab Civil Services (Executive
Branch) (Class I) Rules, 1976, does not lead to the conclusion that
simultaneous/contemporaneous appointment is envisaged by the 1976 Rule from the
various sources i.e. from the various Registers?
-
Whether the
Division Bench of the High Court could have dismissed the LPA of the Petitioner
without addressing itself to the real controversy at hand?
-
Whether the
Division Bench of the High Court was correct in concluding that there was no
provision for determining seniority on the basis of rotation of vacancies?
-
Whether the
Division Bench of the High Court was correct in considering quota when rota
alone (and not quota) is provided for in the 1976-Rules?
-
Whether the mere
reading of Rules 7, 18 and 21 was not sufficient to conclude that seniority was
on rotation of vacancy and not post?
-
Whether on
account of delay on the part of the State Government in making appointment of
the Petitioner from Register-B, Petitioner could have been denied seniority?
The issue in this case relates to the inter-relation between Rules 18 and 21 of
the PCS (EB) (Class I) Rules, 1976.
Rule 7
lays down that appointment to the service shall be made from amongst Accepted
Candidates whose names have been duly entered in the registers of the Accepted
Candidates.
Rule 8
details the various registers of Accepted Candidates.
A-1:- Teshildars
\\\ A-11:- Ministerial Employees of the State Government (Class II&III)
A-III:- ETOs/BODs/DDPOs B:- Direct Recruits C:- Other Govt Servants Rules 9,
10, 11 & 15 lay down the procedure for selection of in-service candidates.
Rules
12, 13 & 14 lay down the procedure for selection of direct recruits
(Competitive Exam).
Rule
18 clearly lays down the rotation (on a 100 point roster) on the basis of which
the various Accepted Candidates from different registers (as laid down in Rule
7 Supra) are to be appointed to the service.
Rule
21 which relates to seniority mandates that seniority of officers shall be determined
in accordance with the order of their appointment.
The
appellants are direct recruits (1986 batch) to the PCS and the dispute is
regarding their seniority vis-`-vis recruits from other sources (1984 batch).
Both these batches arose out of posts of 1978 to 1982 as per requisitions sent
by the Government to PPSC. In the said requisitions, it was mentioned by the
Government that 50%of posts are meant for Direct Recruits (Register-B) and
remaining 50% are meant for promotees/inservice candidates (Registers A-1,A-II,A-III
and C). (Vide communication dated 24.9.1982 the Punjab Government made a
specific request to the Punjab Public Service Commission to make its
recommendations against total number of vacancies intimated to it). The PPSC
made consolidated recommendations in respect of 40 (For in- service/nominated
candidates +40 (Direct recruits) on two different dates to the Government.
Accordingly, the candidates of Registers A-1, A-II, A-III and C were appointed
in November and December, 1984 whereas the candidates of Register-B were
appointed in March, 1986. This was admitted in the counter affidavit of the
Government.
The
appellant is not seeking any ante dated promotion.
The
case of the appellant is that the inter-se seniority of 80 officers (40 Direct
Recruits +40 Promotees) should be fixed by applying roster provided for in Rule
18 of PCS (EB) Rules, 1976 by reading Rules 18 and 21 together.
Joint
reading of Rules 7 and 18 envisages that appointments are to be made when the
names have been entered in all the Registers.
Actual
appointment is by virtue of Rule 18 only which says that first and thereafter
every alternative vacancy shall be filled up by RegisterB candidates. In other
words, the first officer to be appointed has to be from RegisterB. This
position is also fortified by Rule 24(5)-(Un-amended), the plain reading of
which reveals that reference point is once again candidate from Register-B. In para
5(1) of counter affidavit, Government has also admitted that direct recruits
have precedence over others. Such precedence has to be reflected in the matter
of seniority also. Even otherwise the direct recruits can never be senior to promotees
if date of appointment is made the sole criterion in determining the seniority
as their process of selection is always lengthier than the promotees. It is in
view of this, and to rule out any discrimination/arbitrariness that the Roster
under Rule 18 has been prescribed which has to be read with Rule 21 in
determining the seniority. Making date of joining as the basis of determining
seniority would have led to discretion in the hands of the Government and there
would have been a possibility of misuse. It is to avoid this that a Roster has
been prescribed in the Rules for fixing seniority.
This
Court held that it is mandatory to apply Rota
and Quota in determining seniority where the same is provided for under the
rules as held by this Court in Mervyn Coutindo & Ors. at page 604 and 605
(5 Judges), "This brings us back to the circular of 1959, and the main
question in that connection is the meaning to be assigned to the words
"seniority determined accordingly", in the explanation to principle 6
relating to relative seniority of direct recruits and promotees. As we read
these words, their plain meaning is that seniority as between direct recruits
and promotees should be determined in accordance with the roster, which has
also been specified, namely, one promotee followed by one direct recruit and so
on.
Where
therefore recruitment to a cadre is from two sources, namely, direct recruits
and promotees and rotational system is in force, seniority has to be fixed as
provided in the explanation by alternately fixing a promotee and a direct
recruit in the seniority list. We do not see any violation of the principle of
equality of opportunity enshrined in Art. 16(1) by following the rotational
system of fixing seniority in a cadre half of which consists of direct recruits
and the other half of promotees, and the rotational system by itself working in
this way cannot be said to deny equality of opportunity in government service.."
M. Subba Reddy and Another vs. A.P. State Road Transport Corporation and
Others, (2004) 6 SCC 729 at 741 (3 Judges) "Regulation 34 applies to posts
reserved only to be filled by direct recruits. Reading Item 3 of Annexure 'A'
(Section B) with Regulation 34, it is clear that filling up of the posts
reserved for direct recruits by departmental promotees has to be on temporary
basis under Regulation 30 and as soon as eligible candidates from direct
recruits' quota become available, they are to replace the temporary promotees.
In the
present case, the appellant promotees were promoted to the posts of ATMs/AMEs
temporarily under Regulation 30 as there were no direct recruits available.
They
were promoted subject to being reverted to substantive posts on approved
candidates becoming available. Regulation 34(6) states that the revertees shall
subsequently be considered for repromotion against the quota of vacancies
reserved for promotees. Therefore, one has to read Regulation 3 of the Service
Regulations with Regulations 30 and 34 of the Recruitment Regulations. It is
only when such revertees are repromoted as per Regulation 34, they can be
deemed to have been appointed to the posts of ATM or AME. Therefore, when the
appellants were tentatively appointed to the post of ATMs/AMEs originally for
want of direct recruits and to the posts reserved for direct recruits, it
cannot be said that they were first appointed to that category within the
meaning of Regulation 3 of the Service Regulations.
Therefore,
seniority had to be fixed between the direct recruits and the promotees
strictly in accordance with the quota provided for in Item 3 of Annexure 'A'
(Section B).
The
appellants were promoted temporarily under Regulation 30 which provides for ad
hoc promotions while Regulation 34 ensures induction of qualified direct
recruits. But for Regulation 34, candidates from feeder posts would be
temporarily promoted to the slots reserved for direct recruits and on their regularisation,
the quota prescribed for direct recruits will be defeated. Regulation 34 has
been enacted to protect quota prescribed for direct recruits.
On
reading Regulation 3 of the Service Regulations with Regulations 30 and 34 of
the Recruitment Regulations, it becomes clear that neither the date of
promotion nor the date of selection is the criterion for fixation of seniority.
The fixation of seniority under the said regulations depends upon the number of
vacancies falling in a particular category. Therefore, rota rule is inbuilt in
the quota prescribed for direct recruits and for promotees in terms of Item 3
of Annexure 'A' (Section B) to the Recruitment Regulations. In the present
case, the said regulations prescribe a quota of 1:1, which leads to rota for
confirmation. In the circumstances, there is no merit in the appellants'
argument that Item 3(1) of Annexure 'A' (Section B) prescribes only quota and
not rota and that the said item was not for determination of seniority. " Prafulla
Kumar Das and Others vs. State of Orissa and Others, (2003) 11 SCC 614 at 626 (5 Judges) "The submission
that the principle of year of allotment must be regarded as unworkable is quite
apart, of course, from the argument that the principle of year of allotment is
in and of itself unreasonable and, therefore, bad in law. Ordinarily, and as a
matter of course, we are of the considered opinion, in line with Roshan Lal Tandon
v. Union of India, AIR 1967 SC 1889 and other decisions of this Court, that it
is the length of actual service that must be the determining factor in matters
of promotion and consequential seniority. However, this Court has subsequently
carved out a distinct exception to this general rule by virtue of its decision
in Direct Recruit Class II Engg. Officers' Assn. case (1990) 2 SCC 715 by
stating that where the seniority and the vested rights of the many have through
years of accustomed practice become dependent upon the existence of a rule,
this rule, if injurious to the rights of a few, would not be trifled with,
unless it is unworkable or manifestly arbitrary or egregious. " It has
been admitted in the preliminary submissions made in the counter affidavit by
the State Government that there is no material difference between 1930 and
1976, Punjab Civil Service (E.B.) rules and that so long as the 1930 rules
remained in force the seniority of members was determined by applying ROTA rule
i.e. expression "order of appointment" was always read and
interpreted as rotation/order/sequence of slots enumerated for various
registers. This could be seen from the Preliminary Submission No.3 in the
counter affidavit filed on behalf of respondent Nos. 1 & 2 (pages 136-137)
That as a result of a decision by Punjab and Haryana High Court which was
applicable only to the concerned parties it was decided by the Government to
fix seniority of only the concerned parties keeping in view the date of
appointment.
However,
the seniority of other officers was determined only by applying ROTA rule.
It has
also been mentioned/admitted that in view of the above position and in view of
legal advice by the Legal Remembrancer in Dec.1982 the Government decided to
deviate from the long established practice of applying ROTA rule and started
determining seniority from the date of appointment and that there was no other
specific reason to follow the new procedure for the determination of seniority
of officers in the Service in the face of provisions of the 1930 and 1976 Rules
being identical. It has been held by this Court that it is not justified for
the Government to deviate from the long established without any specific
reason. In this context, we may usefully refer to the decisions of this Court
in Direct Recruit Class II Engineering Officers' Association vs. State of Maharashtra
and Others, (1990) 2 SCC 715 (5 Judges) This Court held as under:
-
"Mr. Tarkunde is right that the
rules fixing the quota of the appointees from two sources are meant to be
followed. But if it becomes impracticable to act upon it, it is no use
insisting that the authorities must continue to give effect to it. There is no
sense in asking the performance of something which has become impossible. Of
course, the Government, before departing from the rule, must make every effort
to respect it, and only when it ceases to be feasible to enforce it, that it
has to be ignored. Mr. Tarkunde is right when he says that in such a situation
the rule should be appropriately amended, so that the scope for unnecessary
controversy is eliminated. But, merely for the reason that this step is not
taken promptly, the quota rule, the performance of which has been rendered
impossible, cannot be treated to continue as operative and binding. The
unavoidable situation brings about its natural demise, and there is no meaning
in pretending that it is still vibrant with life. In such a situation if
appointments from one source are made in excess of the quota, but in a regular
manner and after following the prescribed procedure, there is no reason to push
down the appointees below the recruits from the other source who are inducted
in the Service subsequently. The later appointees may have been young students
still prosecuting their studies when the appointments from the other source
takes place -- and it is claimed on behalf of the respondents that this is the
position with respect to many of the direct recruits in the present case --
and, it will be highly inequitable and arbitrary to treat them as senior.
Further, in cases where the rules themselves permit the Government to relax the
provisions fixing the ratio, the position for the appointees is still better;
and a mere deviation there from would raise a presumption in favour of the
exercise of the power of relaxation. There would be still a third consideration
relevant in this context: namely, what is the conclusion to be drawn from
deliberate continuous refusal to follow an executive instruction fixing the
quota. The inference would be that the executive instruction has ceased to
remain operative. In all these cases, the matter would however be subject to
the scrutiny of the Court on the ground of mala fide exercise of power. All the
three circumstances mentioned above which are capable of neutralising the rigours
of the quota rule are present in the cases before us, and the principle of
seniority being dependent on continuous officiation cannot be held to have been
defeated by reason of the ratio fixed by the 1960 Rules." 47. To sum up,
we hold that:
-
Once an
incumbent is appointed to a post according to rule, his seniority has to be
counted from the date of his appointment and not according to the date of his
confirmation. The corollary of the above rule is that where the initial
appointment is only ad hoc and not according to rules and made as a stop-gap
arrangement, the officiation in such post cannot be taken into account for
considering the seniority.
-
If the initial
appointment is not made by following the procedure laid down by the rules but
the appointee continues in the post uninterruptedly till the regularisation of
his service in accordance with the rules, the period of officiating service
will be counted.
-
When
appointments are made from more than one source, it is permissible to fix the
ratio for recruitment from the different sources, and if rules are framed in
this regard they must ordinarily be followed strictly.
-
If it becomes
impossible to adhere to, the existing quota rule, it should be substituted by
an appropriate rule to meet the needs of the situation.
In
case, however, the quota rule is not followed continuously for a number of
years because it was impossible to do so the inference is irresistible that the
quota rule had broken down.
-
Where the quota
rule has broken down and the appointments are made from one source in excess of
the quota, but are made after following the procedure prescribed by the rules
for the appointment, the appointees should not be pushed down below the
appointees from the other source inducted in the service at a later date.
-
Where the rules
permit the authorities to relax the provisions relating to the quota,
ordinarily a presumption should be raised, that there was such relaxation when
there is a deviation from the quota rule.
-
The quota for
recruitment from the different sources may be prescribed by executive
instructions, if the rules are silent on the subject.
-
If the quota
rule is prescribed by an executive instruction, and is not followed
continuously for a number of years, the inference is that the executive
instruction has ceased to remain operative.
-
The posts held
by the permanent Deputy Engineers as well as the officiating Deputy Engineers
under the State of Maharashtra belonged to the single cadre of Deputy
Engineers.
-
The decision
dealing with important questions concerning a particular service given after
careful consideration should be respected rather than scrutinised for finding
out any possible error. It is not in the interest of Service to unsettle a
settled position".
Prafulla
Kumar Das and Others vs. State of Orissa and Others, (2003) 11 SCC 614 at 626 (5 Judges) (already referred to in
paragraphs supra).
In
reply to para 5 (B&C), the Government has admitted that recruitment to the
Service cannot be made from one particular Register/source in isolation by
ignoring other Registers. On the same analogy, the seniority of officers from one
Register cannot be finalized by ignoring other Registers.
Even
Rule 21 envisage a joint/composite seniority list of all the Registers.
However, in the present case this has not been done.
Composite
seniority list of officers appointed in 1984 and those appointed in 1986 was
never issued in spite of the fact that the officers were appointed as a result
of requisitions sent by the Government in the year 1982 for the vacancies of
years 1978, 1979, 1980, 1981 and 1982 as mentioned in para 1 above. The seniority
of promotee officers was finalized vide order dated 18.03.1993 (issued on
19.03.1993) and that of Direct Recruits vide order dated 1.7.1994 (issued on
16.08.1994). These facts were admitted by the Government in para 9 of the
written statement filed in CWP No. 16516 of 1995 (page 74 of the Paper Book).
Surprisingly in the seniority list of Direct Recruits there is no mention of
name of any of the promotee officers in spite of the fact that a joint
requisition of promotees and Direct Recruits was sent in the year 1982, the
break-up of which has been shown in para 5(D) of the counter affidavit of the
Government (Pages 140-141 of the Paper Book) and as such a Joint/composite
seniority in respect of Direct Recruits and Promotees was required to be
issued. Only a small note has been given at the bottom of the seniority list
dated 1.7.1994 in respect of Direct Recruits which reads as under:- "The
above officers will rank junior to one Shri Bhagwant Singh, PCS whose name
figures at Sr. No. 73 in the Quarterly Gradation and Distribution List of the
officers PCS (Executive Branch) corrected upto 1st July, 1994.
(Copy
of Seniority list is annexed herewith)." Neither any explanation was given
as to how name of Shri Bhagwant Singh find mention at Sr. No. 73 of the Gradation
List nor the Direct Recruits were given any opportunity to file any objection
in respect of final seniority list of promotees as there was no mention of
seniority list dated 18.03.1993 in respect of promotees. The only reference
that was given was with regard to Sr.No.73 of the Gradation List of 1st July,
1994 thus giving an indication that Gradation List in fact is Seniority List.
It is
submitted in this appeal that the ambit of Rule 20 is completely different and
is in no way rendered redundant. This interpretation has not been contested or
denied by the Government in the written statement.
It may
be pertinent to say that legislature has used the term "date" where
there was clear intention to refer to "date".
Had
there been an intention of the legislature to say that the seniority shall be
determined from the date of appointment/order they would have used the term
"date" in Rule 21 as has been done in Rule 20. Even in Rule 21
proviso (a) the term 'date' has been used in an eventuality where the
legislature has an intention to make the 'date' relevant.
Had
the date of appointment been the sole criterion for fixing seniority there
would have been no need for proviso (a) to Rule 21 as any appointment after
cancellation of original appointment will always be treated as original/first
appointment.
If the
term "in accordance with the order of their appointment" in Rule 21
actually means "in accordance with the date of their appointment"
there is no need for proviso (a) to Rule 21.
It has
also been admitted by the Government in reply to para 5 (G) in the written
statement that if officers from different Registers happen to be appointed on
the same date there is no escape from the situation that for determining
seniority the ROTA as prescribed under Rule 18 is to be applied. It has been
said by the State Government in the written statement that the Rules are silent
about the seniority of the officers appointed on the same day. If 'order of
appointment' mentioned in Rule 21 means 'the date of appointment' and is the
sole criterion for fixing seniority then why the said Rule does not provide for
the determination of seniority of those appointed from different Registers on
the same date. The legislature could not have left it to the discretion of the
Government to use Rule 18 by default for determination of seniority i.e. to use
Rule for fixing seniority in those cases when the orders of appointments of
officers from different Registers are issued on the same date.
There
is once again deviation by the Government from its stand that date of
appointment is the basis for determining the seniority. The perusal of Sr. Nos.
186, 187 and 188 on page 57 of the Gradation List of 1st January, 2006, reveals that Government has once again reverted to
applying Roster in the determination of seniority. Officer at Sr. No. 188 with
appointment date of 9th
June, 2004 has been
shown junior to ones at Sr. Nos. 186 and 187 whose appointment dates are 23rd June, 2004 and 1st July, 2004 respectively. Similar situation can be seen at Sr. Nos. 189
and 191 on page 58 and at Sr. Nos. 203 and 204 on page 59.
That
by getting appointment orders ahead of Direct Recruits the promotees had
already enjoyed more perks than the Direct Recruits by way of pay etc. This
became possible because the selection process of promotees was shorter as
compared with that of Direct Recruits. The injustice to Direct Recruits cannot
be compounded by relegating them in matter of seniority also by placing the promotees
enblock above the Direct Recruits especially when both of them (promotees and
Direct Recruits) were selected against same requisition sent by the Government
to the Punjab Public Service Commission.
It is
also pertinent to notice that Mr. Khushi Ram who has been impleaded as
respondent in the present case had himself filed a Civil Writ Petition No. 8957
of 1993 in the Punjab and Haryana High Court in which he had himself made the
following prayer:-
-
" issue a
writ mandamus directing respondent no.1 to fix the seniority of PCS Executive
Branch Officers as per Rota quota system as laid down in Rule 18 read with Rule
21 of the Rules and also to fix the seniority of respondent Nos. 4 and 5 below
the name of the petitioner in view of Rule 21-C of the Rules." While
granting leave on 03.09.2001 this Court passed the following order:-
"Learned
counsel has brought to our notice Rule 24(5) and submitted that this Rule
clearly indicated that there was a quota and therefore principle of rota and
quota should have applied.
Leave
granted.
Any
action taken will be subject to the outcome of the appeal." In Gonal Bihimappa
vs. State of Karnataka and Others, 1987 (Supp) SCC 207 (2
Judges) this Court held as under:
-
It is a well
settled position in law that where recruitment is from two sources to a
service, a quota rule can be applied fixing the limits of recruitment from the
two sources. (H.C. Sharma vs. MCD, (1983) 3 SCR 372)
-
Badami case 1976
(1) SCR 815 referred to several authorities of the court and clearly drew out
the judicial consensus on the point in issue by concluding that the quota rule
had to be strictly enforced and it was not open to the authorities to meddle
with it on the ground of administrative exigencies.
-
The scheme in
force relating to the services for fixing inter se seniority takes into account
the filling up of the vacancies in the service from the two sources on the
basis of the quota and, therefore, fixation of inter se seniority in the
Gradation List has to be worked out on the basis of quota.
-
In a
precedent-bound judicial system binding authorities have got to be respected
and the procedure for developing the law has to be one of evolution. It is not
necessary for disposal of these matters before us to go into that aspect except
noticing the existence of distortion in the field. The rationalisation of the
view in a way known to law is perhaps to be attempted some day in future. In
the present batch of cases the law being clear and particularly the mandate in
the rule being that when recruitment takes place the promotee has to make room
for the direct recruit, every promotee in such a situation would not be
entitled to claim any further benefit than the advantage of being in a
promotional post not due to him but yet filled by him the absence of a direct
recruit. One aspect which we consider relevant to bear in mind is that the
promoted officer has got the advantage of having been promoted before it became
his due and is not being made to lose his promotional position.
The
dispute is confined to one of seniority only. The advantage received by the promotee
before his chance opened should be balanced against his forfeiture of claim to
seniority.
If the
matter is looked at from that angle there would be no scope for heart-burning
or at any rate dissatisfaction is expected to be reduced so far as the promotees
are concerned." This Court in Devendra Prasad Sharma vs. State of Mizoram and Others, (1997) 4 SCC 422 (2
Judges) held as under:
"In
the matter of fixation of the inter se seniority under Rule 25(iii), the
relative seniority of direct recruits and of promotees has to be determined
according to the rotation of vacancies between direct recruits and promotees
which shall be based on the quotas of vacancies reserved for direct recruitment
and promotion under Rule 5. The Division Bench has pointed out in the impugned
order the position as under:
"Clause
(ii) of Rule 25 quoted above clearly stipulated that the seniority of the
Service appointed at the initial constitution of the Service shall be
determined by the Administrator in consultation with the Board. Since all the
respondents have been appointed as members of the Service at the initial
constitution of Service their seniority has to be determined by the
Administrator in accordance with the said rules." We shall now scan the
three judgments cited by Mr. Ashok Panda.
-
Ajit Kumar Rath
vs. State of Orissa and Others, (1999) 9 SCC 596 at 602 paras 13 & 14, (2
Judges) "It was also contended on behalf of the respondents before the
Tribunal, and is also reiterated here, that the respondents are entitled to
reckon their seniority from 1970 to 1971 as they were appointed against the
vacancies of those years. It is pointed out that the advertisement in 1970-71
for direct recruitment on the posts of Assistant Engineer was issued by the
Public Service Commission on 6-12-1971 and the result was thereafter published
which indicated that all the respondents had been selected. They were also
directed to appear before the Medical Board. The order of appointment was,
however, passed on 3-1-1972. The respondents, therefore, claim
seniority with effect from 1970 and 1971 on the ground that they were appointed
against the vacancies of 1970 and 1971. They claim that their seniority may be
ante-dated.
This
plea is wholly unfounded and is liable to be rejected as without substance and
merit. The law on this question has already been explained by this Court in Jagdish
Ch. Patnaik v. State of Orissa (1998) 4 SCC 456 and it was categorically held
that the appointment does not relate back to the date of vacancy."
-
Suraj Parkash
Gupta and Others vs. State of J&K and Others, (2000) 7 SCC 561 at 599 (2
Judges) "Point 4 Direct recruits cannot claim appointment from date of
vacancy in quota before their selection."
-
Dr. Chandra Prakash
and Others vs. State of U.P. and Another, (2002) 10 SCC 710 at
726 (3 Judges) paras 41 & 42 "As far as the question of seniority is
concerned, Rule 18 of the 1945 Rules reads as follows:
"Seniority.-
Seniority
in the service shall be determined by the date of the order of appointment in a
substantive vacancy provided that if two or more candidates are appointed on
the same date their seniority shall be determined according to the order in
which their names are mentioned in the order of appointment." Thus even
under the Medical Services Rules, 1945, the determination of seniority under
those Rules was from the date of appointment against a substantive vacancy. It
is clear that in accordance with the Rules, and as held by the High Court in Mathur
case appointment could be temporary or permanent. But where the appointment is
against a substantive vacancy, the year of appointment was determinative in
fixing, seniority under the Rules. On this basis, calculations of the writ
petitioners' seniority from the date of their initial appointment cannot be
said to be incorrect.
Furthermore,
it has not been disputed that the writ petitioners have been continuing to
serve and had till 1983 enjoyed all the benefits of regular service since their
initial appointments like the writ petitioners in Mathur case. As held in Rudra
Kumar Sain v. Union of India, 2000 (8) SCC 25 at p.45, para 20:
-
"In service jurisprudence, a
person who possesses the requisite qualification for being appointed to a
particular post and then he is appointed with the approval and consultation of the
appropriate authority and continues in the post for a fairly long period, then
such an appointment cannot be held to be 'stopgap or fortuitous or purely ad
hoc'".
These
judgments, in our opinion, are not only distinguishable on facts but also on
law. In the above cases, issues with regard to year of vacancy and seniority in
accordance with the date of appointment was in question. The argument advanced
by counsel for the contesting respondents has no merits and substance. The
action of the authorities is based on the mis- interpretation of the provisions
of Rule 21 of 1976-Rules and is, therefore, liable to be set aside. The action
of the authorities is also contrary to the Register prescribed for purpose of
appointment to the PCS. The mandate of the roster is that unless his
appointment in the order prescribed under Rule 18, the appointment is invalid.
Consequently, the order of appointment must be deemed to be the order
prescribed in Rule 18 of the 1976-Rules. The action of the respondents in
determining the seniority list without reference to the order consequence of
appointment is wholly unsustainable in law and is liable to be set aside. This
apart, the term order of appointment is also being mis-interpreted by the
authorities and is being confined to individual order of appointments issued to
individual members of service whereas the term of appointment refers only to
the order/consequence prescribed under Rule 18. Further, from a perusal of Rule
21 it would be manifestly clear that if it is to be interpreted in the manner
in which it is presently being done, namely, to determine the seniority on the
basis of the order of appointment i.e. the date on which the order of
appointment is issued, the same must necessarily relate to inter se seniority
of individual sources of recruitment. This procedure was adopted in preparing
the seniority list confined to Register-B. Action of the authorities in
determining seniority of all the members of the PCS (EB) with reference to
their date of appointment and not with reference to the order by which they
were required to be appointed under Rule 18 is mis-interpretation of Rule 21 of
1976-Rules and is liable to be set aside.
We
have also referred to the decisions rendered by this Court. This Court said rota
and quota must necessarily be reflected in the seniority list and any seniority
list prepared in violation of rota and quota is bound to be negated. The action
of the respondents in determining the seniority is clearly in total dis-regard
of rota-quota prescribed in Rule 18 of the 1976- Rules. The action is,
therefore, clearly contrary to the law laid down by this Court. Thus, we hold:
-
that the action
of the State is contrary to the 1976- Rules;
-
the seniority
under the 1976-Rules must be based on a collective interpretation of Rule 18
and Rule 21 of the 1976-Rules;
-
the action of
the authorities is negation of Rule 18 of the 1976-Rules in determining the
seniority by the impugned order. Since the action is contrary to law laid down
by this Court, we have no hesitation in allowing the appeal and grant the
relief as prayed for by the appellant.
We,
therefore, issue a writ of mandamus directing the respondents to prepare the
seniority list of the appellants who belong to the PCS (EB) in accordance with
Rule 18 and read with Rule 21 of the 1976-Rules by fixing seniority according
to the roaster prescribed under Rule 18 of the 1976-Rules. Fresh seniority list
should be drawn within three months.
We
further direct the respondents to grant all the consequential benefits in the
nature of scale of pay, promotion etc. to the IAS, arrears of salary etc. which
they remained deprived due to negligence of the respondent State.
In the
result, the Civil Appeal No. 6373 of 2001 is allowed.
However,
we order no costs.
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