Sankaran Moitra Vs. Sadhna
Das & Anr [2006] Insc 146 (24 March 2006)
Y.K. Sabharwal
& P.K. Balasubramanyan
[ARISING
SPECIAL LEAVE PETITION (CRIMINAL) NO. 3347 OF 2003] P.K. BALASUBRAMANYAN, J.
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Leave granted.
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The husband of Respondent No.1
herein, met with his end on 10.5.2001. On 12.5.2001, Respondent No.1
(hereinafter referred to as the 'complainant') filed a complaint before the
Deputy Commissioner of Police that she had come to know from the members of the
public that while her husband was coming from Beliaghata
Subhas Sarobar he was
beaten to death by the police. She stated that she wanted the post-mortem
examination of her innocent husband Robindranath Das to be held in the presence of a Magistrate and video
recording of the portions of the body of her husband whereon it had been hit by
the police. She demanded stern punishment for the murderer of her husband. On
28.5.2001, she filed a complaint in the court of the Chief Judicial Magistrate,
Alipore in respect of offences, punishable according
to her under Sections 302, 201, 109 read with Section 120-B of the Indian Penal
Code. In the complaint, she stated that she was a house-wife and, that her husband Robindranath Das, was a businessman and a social worker. The antecedents
of her husband were above board and he always acted on the right side of the
law. He was also an active supporter of a particular political party. On
10.5.2001, the General Election to the Assembly in West Bengal was held. Her husband was in-charge
of giving food packets to the polling agents of a contesting political party in
the booth in C.I.T. office situated at Subhas Sarobar (Beliaghata Lake). When her husband did not turn up
for lunch, before she left for casting her vote, she asked her brother to
summon her husband for lunch. She was returning at about 1415 hours after
casting her vote. While she was returning, a Tata
Sumo Car came along, being driven at speed and in that car she found a local
resident Anath sitting. When she reached the vicinity
of Vivekananada Club, she found there assembled, a
crowd of local people. When she enquired what had happened, one of those
assembled said that the police had severely assaulted her husband with lathi in the lake, her husband had became unconscious, and
he had been taken to the doctor in a Tata Sumo Car.
On further enquiry, she was told that her husband was assaulted for no reason
by the police with lathis on his head near the C.I.T.
office at the Lake instigated by the "Bara Babu" of Phoolbagan Thana and Moitra Babu, previous "Barababu" of Beliaghata Thana at about 1400 hrs.
Subsequently,
she came to learn from various persons of the locality including her brother
and her brother-in-law that her husband was talking near the outer gate of the
C.I.T. office area at Subhas Sarobar
with Mr. S.K. Kundu, the 'Barababu'
of Phoolbagan Police station at about 1400 hours. At
that point of time, the previous officer-in- charge of Beliaghata
Police Station, at the time of the complaint, the Assistant Commissioner of
E.S.D.(Eastern Suburban Division), Calcutta came there
by a police jeep and after talking with the Officer in charge, Phoolbagan Police Station ordered the beating up of her
husband and accordingly the Officer in charge, Phoolbagan
Police Station instigated the police constables who were accompanying them to
beat her husband and to kill him. Thereupon, a constable, namely, Sudhir Sikdar assaulted her
husband with a lathi and her husband tried to run
away to save his life but the police personnel chased him. Her husband fell
down in the water at the edge of the lake. He requested the chasing police
personnel not to assault him and he told them that he did not know how to swim.
In spite of repeated requests and begging for his life by her husband, the
police constable Sudhir Sikdar
struck successive blows on the head of her husband, and other different
portions of his body with a lathi, as a result of
which her husband became unconscious and fell in the lake. Then the police
personnel left the place. Her brother and brother-in-law, with the help of
others who were eye-witnesses to the incident pulled out her husband from the
water. Thereafter, Anath a local person, with the
help of others removed her husband in an unconscious state to the nearby Divine
Nursing Home where the doctor declared him dead.
The
people seeing the atrocities of the police personnel in attacking an innocent person, became agitated. After a considerable lapse of time,
the body of her husband was removed by the police from the Nursing Home.
According the complainant, the accused persons had no legal authority to kill
her husband, an innocent person, without any provocation from his end. Hence
the accused, in collusion with each other and having a common intention and in
pursuance of a conspiracy hatched up among themselves,
have committed an offence punishable under Sections 302, 120-B, 109 read with
Section 34 of the Indian Penal Code. They were guilty of violating of the
provisions of law and they were liable for exemplary punishment.
Accused
Nos.1 and 2 further abetted the murderous assault on the victim by accused No.3
by instigating him openly to assault and kill her husband. The accused persons
had taken advantage of their uniforms and had murdered her husband in a planned
manner and hence were guilty of murder. She feels, from the available
circumstances, that the death of her husband was the result of a deep rooted
conspiracy and to fulfill the vested interest of some interested persons, which
would be revealed at the time of trial. She therefore prayed that the learned
Magistrate be pleased to take cognizance and issue process against the accused
persons and after their appearance pass necessary orders in accordance with
law. She arrayed the Assistant Commissioner Sankaran Moitra as Accused No.1, S.M. Kundu,
Officer-in-charge, Phoolbagan Police Station,
Calcutta as Accused No. 2 and Sudhir Sikdar, a police constable attached to Phoolbagan
Police Station, Calcutta as Accused No.3.
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On 31.5.2001, the Chief Judicial
Magistrate, Alipore took the statements of the
complainant and the witnesses produced by her which included her brother and
her brother-in-law and issued process to the accused. The Chief Judicial
Magistrate thus took cognizance of the offence. On 16.6.2001, the Chief
Judicial Magistrate issued a warrant for the arrest of accused no.1. On
30.6.2001, accused no.1, the then Assistant Commissioner of Police, moved an
application under Section 210 of the Code of Criminal Procedure. Therein, after
referring to the complaint filed by the complainant, he submitted that on the
self same matter on the written complaint of the complainant made on 12.5.2001,
a case had been registered in the Phoolbagan Police
Station as Case No. 112 of 2001 under Section 304 of the India Penal Code. The
complainant had filed the said complaint addressed to the Deputy Commissioner
of Police, Eastern Division, Calcutta on 11.5.2001 basing upon which the case
was registered on 12.5.2001.
Thereafter,
one Fax message was sent addressed to the Joint Commissioner of Police,
Calcutta concerning the death of Robindranath Das, wherein the place of occurrence was mentioned as Beliaghata Lake and himself and two other persons above
mentioned as the assailants with a prayer that a case be registered under
Section 302, 506(II) and 114 of the India Penal Code, with a further prayer
that the Fax message be treated as "First Information Report". That
Fax was sent by a brother of the deceased. On the self-same incident under an
order of Superiors, a case has been registered on 12.5.2001.
The
complaint was filed before the Magistrate on 28.5.2001 by the informant in the Phoolbagan Police Station case. An investigation by Police
was in progress in relation to the offence which is the subject matter of the
enquiry held by the Chief Judicial Magistrate. In view of this, he prayed that
the proceedings in the enquiry held by the Chief Judicial Magistrate be stayed
and a report on the matter from the Officer-in-charge of Phoolbagan
Police Station be called for. By a separate application, he also prayed that
the application under Section 210 of the Code of Criminal Procedure may be
directed to be put up immediately for orders. The Chief Judicial Magistrate
ordered that the application under Section 210 of the Code of Criminal
Procedure be put up on 10.7.2001.
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Meanwhile, accused No. 1 had filed
an application for anticipatory bail before the High Court of Calcutta. On
20.6.2003, the High Court refused anticipatory bail. Accused No. 1 approached
this Court challenging the order refusing anticipatory bail. This Court by order
dated 28.7.2003 rejected the Petition for Special Leave to Appeal stating that
there was no merit in it.
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Accused No. 1, meanwhile, filed a
Petition under Section 482 of the Code of Criminal Procedure before the High
Court seeking a quashing of the complaint on the ground that the Chief Judicial
Magistrate had no jurisdiction to entertain the complaint since the condition
precedent for entertaining the complaint, a sanction under Section 197(1) of
the Code of Criminal Procedure, had not been obtained. In that application,
after referring to the proceedings before the Magistrate, he pleaded that he
had filed an application on 30.6.2001 under Section 210 of the Code of Criminal
Procedure before the Chief Judicial Magistrate seeking a stay of the proceedings
in view of the pending investigation into the earlier complaint. But the
Magistrate without passing any order thereon had kept it pending with a
direction to serve copy on the other side. He submitted that the learned
Magistrate had erred in issuing a warrant of arrest at the first instance
without complying with the provisions of the Code of Criminal Procedure. An
opportunity ought to have been given to him to appear before court by issuing
summons at the first instance. In a case instituted on the basis of a complaint
in terms of the provisions of Sections 61 and 62 of the Code of Criminal
Procedure and by not adverting to these provisions, the Magistrate had acted
contrary to law. He submitted that the incident was not as described by the
complainant. He then stated as follows:
"It
is stated that on 10.5.2001 at about 1410 hrs on getting an information of some
disturbance at the Polling Station at C.I.T. Office. Subhas Sarobar,
the Petitioner No.2 along with Police Force reached the spot and found violence
inside and around the polling premises between the supporters of C.P.I. (M) and
T.M.G. On reaching there, they tried to separate both the groups from
each other to prevent serious cognizable offence as the mob ware in agitated
condition over the issue of proxy voting, both Jamming etc. and there was every
likelihood of a serious rioting. The purpose of the Police Personnel's being
present at the spot was to control the mob free and fair election. In the
meantime the petitioner also arrived at the spot and the agitated mob started
throwing brick bats and bomb indiscriminately aiming towards the Police force.
The Police stepped into action and chased the unruly mob when a group dispersed
towards two opposite directions. It is therefore learnt that one/two persons
while retreating at random jumped in Subhas Sarobar Lake and as result of which they might sustain
injuries on their persons and out of aforesaid persons the victim Robindranath Das Topi was one of them.
That
on the basis of the aforesaid incident a case was started by the Police Sumo to
being Phoolbagan Police Station Case No. 111 dated
10.5.2001 against 20/30 persons including Robindranath
Das under Section 148/149/336 of the India Penal Code
and Section 3 and 5 of Explosive Substance Act.
That the
Petitioner submits that initially the opposite Party No.1 lodged an information
against some unknown Police Personnel as stated above but subsequently at the
instance of some designing and interested persons implicated the Petitioner
falsely in the present complaint case by introducing false, concocted and after
thought story which was filed before the learned Court below 18 days after the
alleged incident.
That
the petitioner states that the learned Magistrate erred in taking cognizance on
the basis of the aforesaid complaint in absence of Sanction for prosecution
under Section 197 of the Code of Criminal Procedure as the petitioner being the
Public servant being appointed by the Government of West Bengal and not
removable from his office save by all with the sanction of the Government and
for any purported act in discharge of his official duty cognizance without
previous sanction is bad in the eye of law and liable to be set aside for the
ends of justice.
That
the petitioner submits that the learned Magistrate totally overlooked the
provisions of Section 197 of the Code of Criminal Procedure i.e. no Court shall
take cognizance of any offence alleged to have been made by a Public Servant in
discharge of his official duty without the previous sanction from the
Government and as such the order taking cognizance in absence of sanction
mandatory is unsustainable in law as also all other consequential orders are
also unsustainable in law."
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The High Court by order dated
11.7.2003 dismissed the application. It overruled the contention of the accused
based on Section 197 of the Code of Criminal Procedure thus:
"In
its considered view Section 197 Cr.P.C. has got no
manner of application in the present case. Under Section 197 Cr. P.C. sanction
is required only if the public servant was, at the time of commission of
offence, 'employed in connection with the affairs of the Union or of a State' and he was 'not
removable from his office save by or with the sanction of the Government.' The
bar under Section 197 Cr.P.C. cannot be raised by a
public servant if he is removable by some authority without the sanction of the
Government.
Committing
an offence can never be a part of an official duty. Where there is no necessary
connection between the act and the performance of the duties of a public
servant, section 197 Cr.P.C. will not be attracted.
Beating a person to death by a police officer cannot be regarded as having been
committed by a public servant within the scope of his official duties."
After referring to the some of the decisions cited, the Court further stated:
"Committing
of an offence of murder can never be a part of an official duty. Where there is
no necessary connection between the act and the performance of the duties of a
public servant, Section 197 of the Code will not be attracted. Merciless
beating by a police officer causing death of a person can never be said to be
an act in discharge of his official duty." The Court stated that since
from the statement of the doctor who conducted the post-mortem examination it
appeared that the victim had suffered as many as six serious injuries and in
the opinion of the doctor, the death was due to the injuries to the head
inflicted on the deceased, it was justified in the view it had taken. The
learned Judge wound up by stating that it was not a fit case for interference
by the High Court and if the Court interferes with the proceedings on any of
the grounds urged by the accused, people will lose their confidence in the
administration of justice. The High Court directed the Magistrate to proceed
with the matter with utmost expedition and in accordance with law.
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Accused No.1 challenged this order
before this Court by way of this Petition for Special Leave to Appeal. In the
Petition for Special Leave, Accused No. 1, the appellant, also referred to the
warrant of arrest pending against him and prayed for a stay of further
proceedings. On 22.8.2003, this Court while issuing notice also stayed further
proceedings before the Chief Judicial Magistrate, pending further orders. It
appears that, as of now, neither accused No.1 has been arrested nor the
investigation completed. Learned counsel appearing on behalf of the State of
West Bengal could only say that the
investigation has not been completed. Learned counsel for the complaint, on the
other hand, submitted that the attitude adopted was one of helping the accused
since they were police officers. What is relevant for our purpose is to notice
that investigations into the two crimes registered, namely, Case No. 111 under
Sections 148, 149, 336 IPC read with Sections 3 and 5 of Explosive Substances
Act and Case No. 112, registered on the complaint made by the complainant
herein on 11.5.2001, have not been completed.
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It is true that at the time the
complaint was made before the Chief Judicial Magistrate by the complainant on
28.5.2001, there would have been no material before him about the investigation
pending on the two cases registered in the Phoolbagan
Police Station as Case Nos. 111 and 112. The Magistrate took cognizance of the
complaint filed before him after recording the statements of witnesses on
31.5.2001 and issued process and also issued warrant for arrest of the
appellant on 16.6.2001. Therefore, at that stage, it is possible, as contended
by the learned counsel for the complainant, that there was no occasion for the
Chief Judicial Magistrate to consider the applicability of Section 197 of the
Code of Criminal Procedure. The occasion had not arisen. In this context,
learned counsel for the complainant submitted that the contention sought to be
raised by the appellant based on Section 197 of the Code of Criminal Procedure
need not be decided at this stage and it may be open to the appellant to raise
that objection after he has appeared and while raising his defenses. Learned
counsel relied on the observations of the Emperor [1939 FCR 159]. He relied on
the passage:
"As
the consent of the Governor, provided for in that Section, is a condition
precedent to the institution of proceedings against a public servant, the
necessity for such consent cannot be made to depend upon the case which the
accused or the defendant may put forward after the proceedings had been
instituted, but must be determined with reference to the nature of the
allegations made against the public servant, in the suit or criminal
proceeding. If these allegations cannot be held to relate to "any act done
or purporting to be done in the execution of his duty" by the defendant or
the accused "as a servant of the Crown," the consent of the
authorities would, prima facie, not be necessary for the institution of the
proceedings. If, in the course of the trial, all that could be proved should be
found to relate only to what he did or purported to do "in the execution
of his duty," the proceedings would fail on the merits, unless the Court
was satisfied that the acts complained of were not done in good faith:
S.270(2). Even otherwise, the proceedings would fail for want of the consent of
the Governor, if the evidence established only official acts. As the Appellate Court
has not pronounced any opinion on the evidence, we are not in a position to say
whether on the facts proved, the proceedings could be held to fail on either of
the above grounds" Learned counsel further relied on the decision in H.H.
B. Gill and decision in 1947 F.C. 9 to point out that there was no difference
between Section 270 of the Government of India Act dealt with by Varadachariar, J. and Section 197 (1) of the Code. He also
pointed out that the Privy Council had approved the view expressed by Simonds speaking for the Privy Council stated:
"In
the consideration of S.197 much assistance is to be derived from the judgment
of the Federal Court in 1939 F.C.R. 159, and in particular from the careful
analysis of previous authorities which is to be found in the opinion of Varadachariar J. Their Lordships, while admitting the
cogency of the argument that in the circumstances prevailing in India a large
measure of protection from harassing proceedings may be necessary for public
officials cannot accede to the view that the relevant words have the scope that
has in some cases been given to them. A public servant can only be said to act
or to purport to act in the discharge of his official duty, if his act is such
as to lie within the scope of his official duty.
Thus a
Judge neither acts nor purports to act as a Judge in receiving a bribe, though
the judgment which he delivers may be such an act: nor does a Government
medical officer act or purport to act as a public servant in picking the pocket
of a patient whom he is examining, though the examination itself may be such an
act. The test may well be whether the public servant, if challenged, can
reasonably claim that, what he does, he does in virtue
of his office."
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We find that even if we were accept
the submission of learned counsel for the complainant that the stage is not
reached for considering whether sanction under Section 197(1) of the Code of
Criminal Procedure is required in the present case or not, it would only be
postponing the consideration of that question. As we have noticed earlier, in
his application filed before the Chief Judicial Magistrate invoking Section 210
of the Code of Criminal Procedure and praying for a stay of further
proceedings, the appellant, has pleaded that the act was done by him in
performance of his duty and in the application filed under Section 482 of the
Code of Criminal Procedure before the High Court in addition to reiterating
that the alleged offence was committed by him in the course of performance of
his duty, he had also invoked Section 197(1) of the Code of Criminal Procedure
and had pleaded that the proceedings cannot go on and would be without
jurisdiction for want of sanction under Section 197(1) of the Code of Criminal
Procedure. Of course, the High Court has taken the view that the complaint
would not attract Section 197(1) of the Code and that was the reason for
rejecting the prayer of the appellant to quash the proceedings as being without
jurisdiction for want of sanction. Learned counsel for the complainant has made
a submission that the whole investigation was being delayed and the whole
process was being delayed in view of the fact that the accused involved were
police personnel and the State was more interested in protecting them than in
having justice done. When we take note of this submission, postponing a
decision on the applicability or otherwise of Section 197(1) of the Code can
only lead to the proceedings being dragged on in the trial Court and a decision
by this Court, here and now, would be more appropriate in the circumstances of
the case especially when the accused involved are police personnel and the
nature of the complaint made is kept in mind.
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We may first try and understand the
scope of Section 197 and the object of it. This Court in Shreekantiah
Ramayya the scope of Section 197 thus:
"Now
it is obvious that if Section 197 of the Code of Criminal Procedure is
construed too narrowly it can never be applied, for of course it is no part of
an official's duty to commit an offence and never can be. But it is not the
duty we have to examine so much as the act, because an official act can be
performed in the discharge of official duty as well as in dereliction of it.
The section has content and its language must be given meaning. What it says is
---- "when any public servant . is accused of any offence alleged to have been committed by
him while acting or purporting to act in the discharge of his official duty"
We have therefore first to concentrate on the word "offence".
Now an
offence seldom consists of a single act. It is usually composed of several
elements and, as a rule, a whole series of acts must
be proved before it can be established. In the present case, the elements
alleged against the second accused are, first, that there was an "entrustment"
and/or "dominion"; second, that the entrustment and/or dominion was
"in his capacity as a public servant"; third, that there was a
"disposal"; and fourth, that the disposal was "dishonest".
Now it is evident that the entrustment and/or dominion here were in an official
capacity, and it is equally evident that there could in this case be no
disposal, lawful or otherwise, save by an act done or purporting to be done in
an official capacity. Therefore, the act complained of, namely the disposal,
could not have been done in any other way. If it was innocent, it was an
official act; if dishonest, it was the dishonest doing of an official act, but
in either event the act was official because the second accused could not
dispose of the goods save by the doing of an official act, namely officially
permitting their disposal; and that he did. He actually permitted their release
and purported to do it in an official capacity, and apart from the fact that he
did not pretend to act privately, there was no other way
in which he could have done it. Therefore, whatever the intention or motive
behind the act may have been, the physical part of it remained unaltered, so if
it was official in the one case it was equally official in the other, and the
only difference would lie in the intention with which it was done: in the one
event, it would be done in the discharge of an official duty and in the other,
in the purported discharge of it." This Court therefore held in that case
that Section 197 of the Code of Criminal Procedure applied and sanction was
necessary and since there was none, the trial was vitiated from the start. (1)
SCR 1302] this Court after referring to the decisions of the Federal Court and
the Privy Council referred to earlier and some other decisions summed up the
position thus:
"The
result of the authorities may thus be summed up: It is not every offence
committed by a public servant that requires sanction for prosecution under
section 197(1) of the Code of Criminal Procedure; nor even every act done by
him while he is actually engaged in the performance of his official duties; but
if the act complained of is directly concerned with his official duties so
that, if questioned, it could be claimed to have been done by virtue of the
office, then sanction would be necessary; and that would be so, irrespective of
whether it was, in fact, a proper discharge of his duties, because that would
really be a matter of defence on the merits, which
would have to be investigated at the trial, and could not arise at the stage of
the grant of sanction, which must precede the institution of the
prosecution." After noticing the facts of that case, their Lordships
stated:
"In
our judgment, even when the charge is one of misappropriation by a public
servant, whether sanction is required under Section 197(1) will depend upon the
facts of each case. If the acts complained of are so integrally connected with
the duties attaching to the office as to be inseparable from them, then
sanction under Section 197(1) would be necessary; but if there was no necessary
connection between them and the performance of those duties, the official
status furnishing only the occasion or opportunity for the acts, then no
sanction would be required." Their Lordship then quoted with approval the
observations in the Bombay (supra).
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A Constitution Bench of this Court
had occasion to consider the scope of Section 197 of the Code of Criminal
Procedure that Section 197 of the Code of Criminal Procedure was not violative of the fundamental rights conferred on a citizen
under Article 14 of the Constitution of India, this Court observed:
"Public
servants have to be protected from harassment in the discharge of official
duties while ordinary citizens not so engaged do not require this safeguard. It
was argued that Section 197, Criminal Procedure Code vested an absolutely
arbitrary power in the government to grant or withhold sanction at their sweet
will and pleasure, and the legislature did not lay down or even indicate any
guiding principles to control the exercise of the discretion. There is no
question of any discrimination between one person and another in the matter of
taking proceedings against a public servant for an act done or purporting to be
done by the public servant in the discharge of his duties. No one can take such
proceedings without such sanction." On the test to be adopted for finding
out whether Section 197 of the Code was attracted or not and to ascertain the
scope and meaning of that Section, their Lordships stated:
"Slightly
differing tests have been laid down in the decided cases to ascertain the scope
and the meaning of the relevant words occurring in Section 197 of the Code;
"any offence alleged to have been committed by him while
acting or purporting to act in the discharge of his official duty". But
the difference is only in language and not in substance. The offence alleged to
have been committed must have something to do, or must be related in some
manner, with the discharge of official duty. No question of sanction can arise
under Section 197, unless the act complained of is an offence; the only point
to determine is whether it was committed in the discharge of official duty.
There must be a reasonable connection between the act and the official duty. It
does not matter even if the act exceeds what is strictly necessary for the
discharge of the duty, as this question will arise only at a later stage when
the trial proceeds on the merit. What we must find out is whether the act and
the official duty are so inter-related that one can postulate reasonably that
it was done by the accused in the performance of the official duty, though
possibly in excess of the needs and requirements of the situation." After
referring to the earlier decisions of the Federal Court, Privy Council and that
of this Court, their Lordships summed up the position thus :
"The
result of the foregoing discussion is this: There must be a reasonable
connection between the act and the discharge of official duty; the act must
bear such relation to the duty that the accused could lay a reasonable, but not
a pretended or fanciful claim, that he did it in the course of the performance
of his duty." Their Lordships then proceeded to consider the stage at
which the need for sanction under Section 197 (1) of the Code had to be considered.
Their Lordships stated:
"The
question may arise at any stage of the proceedings. The complaint may not
disclose that the act constituting the offence was done or purported to be done
in the discharge of official duty; but facts subsequently coming to light on a
police or judicial inquiry or even in the course of the prosecution evidence at
the trial, may establish the necessity for sanction. Whether sanction is
necessary or not may have to be determined from stage to stage. The necessity
may reveal itself in the course of the progress of the case."
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In the light of the above decision
it does not appear to be necessary to multiply authorities. But we may notice
some of them SCC 701], this Court held:
"While
the law is well settled the difficulty really arises in applying the law to the
fact to any particular case. The intention behind the section is to prevent
public servants from being unnecessarily harassed. The section is not
restricted only to cases of anything purported to be done in good faith, for a
person who ostensibly acts in execution of his duty still purports so to act,
although he may have dishonest intention. Nor is it confined to cases where the
act, which constitutes the offence, is the official duty of the official
concerned. Such an interpretation would involve a contradiction in terms,
because an offence can never be an official duty. The offence should have been
committed when an act is done in the execution of duty or when an act purports
to be done in execution of duty. The test appears to be not that the offence is
capable of being committed only by a public servant and not by anyone else, but
that it is committed by a public servant in an act done or purporting to be
done in the execution of duty. The section cannot be confined to only such acts
as are done by a public servant directly in pursuance of his public office,
though in excess of the duty or under a mistaken belief as to the existence of
such duty. Nor need the act constituting the offence be so inseparably connected
with the official duty as to form part and parcel of the same transaction. What
is necessary is that the offence must be in respect of and act done or
purported to be done in the discharge of an official duty. It does not apply to
acts done purely in a private capacity by a public servant.
Expressions
such as the "capacity in which the act is performed", "cloak of
office" and "professed exercise of the office" may not always be
appropriate to described or delimit the scope of section. An act merely because
it was done negligently does not cease to be one done or purporting to be done
in execution of a duty." held:
"In
sum, the sine qua non for the applicability of this section is that the offence
charged, be it one of commission or omission, must be
one which has been committed by the public servant either in his official
capacity or under colour of the office held by
him." 663], this Court stated that it was necessary to protect the public
servants in the discharge of their duties. They must be made immune from being
harassed in criminal proceedings and prosecution, and that is the rationale
behind Section 196 and Section 197 of the Code. But it is equally important to
emphasize that rights of the citizens should be protected and no excesses
should be permitted. Protection of public officers and public servants
functioning in discharge of their official duties and protection of private
citizens have to be balanced in each case by finding out as to what extent and
how far is a public servant working in discharge of his duties or purported
discharge of his duties, and whether the public servant has exceeded his limit.
In Others [(2006) 1 SCC 557], this Court after
referring to the earlier decisions on the question stated:
"The
Section has, thus, to be construed strictly, while determining its
applicability to any act or omission in the course of service. Its operation
has to be limited to those duties which are discharged in the course of duty.
But once any act or omission has been found to have been committed by a public
servant in the discharge of his duty then it must be given liberal and wide
construction so far its official nature is concerned."
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Learned counsel for the complainant
argued that want of sanction under Section 197(1) of the Code did not affect
the jurisdiction of the Court to proceed, but it was only one of the defences available to the accused and the accused can raise
the defence at the appropriate time. We are not in a
position to accept this submission. Section 197(1), its opening words and the
object sought to be achieved by it, and the decisions of this Court earlier
cited, clearly indicate that a prosecution hit by that provision cannot be
launched without the sanction contemplated. It is a condition precedent, as it were , for a successful prosecution of a public servant when
the provision is attracted, though the question may arise necessarily not at
the inception, but even at a subsequent stage. We cannot therefore accede to
the request to postpone a decision on this question.
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Coming to the facts of this case,
the question is whether the appellant was acting in his official capacity while
the alleged offence was committed or was performing a duty in his capacity as a
police officer which led to the offence complained of. That it was the day of
election to the State Assembly, that the appellant was in uniform; that the
appellant traveled in an official jeep to the spot, near a polling booth and
the offence was committed while he was on the spot, may not by themselves
attract Section 197 (1) of the Code. But, as can be seen from the facts
disclosed in the counter affidavit filed on behalf of the State based on the
entries in the General Diary of the Phoolbagan Police
Station, it emerges that on the election day information was received in the
Police Station at 1400 hours of some disturbance at a polling booth, that it
took a violent turn and clashes between the supporters of two political parties
was imminent. It was then that the appellant reached the site of the incident
in his official vehicle. It is seen that a case had been registered on the
basis of the incidents that took place and a report in this behalf had also
been sent to the superiors by the Station House Officer. It is also seen and it
is supported by the witnesses examined by the Chief Judicial Magistrate while
taking cognizance of the offence that the appellant on reaching the spot had a
discussion with the Officer-in-charge who was stationed at the spot and
thereafter a lathi charge took place or there was an
attack on the husband of the complainant and he met with his death. Obviously,
it was part of the duty of the appellant to prevent any breach of law and
maintain order on the polling day or to prevent the blocking of voters or
prevent what has come to be known as booth capturing. It therefore emerges that
the act was done while the officer was performing his duty. That the incident
took place near a polling booth on an election day has also to be taken note
of. The complainant no doubt has a case that it was a case of the deceased
being picked and chosen for illtreatment and he was
beaten up by a police constable at the instance of the appellant and the
Officer-in- charge of the Phoolbagan Police Station
and at their behest. If that complaint were true it will certainly make the
action, an offence, leading to further consequences. It is also true as pointed
out by the learned counsel for the complainant that the entries in the General
Diary remain to be proved. But still, it would be an offence committed during
the course of the performance of his duty by the appellant and it would attract
Section 197 of the Code. Going by the principle, stated by the Constitution
Bench in Matajog Dobey
(supra), it has to be held that a sanction under Section 197 (1) of the Code of
Criminal Procedure is necessary in this case.
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We may in this context notice the
decision in Rizwan Ahmed Javed
Shaikh & Ors. v. Jammal
Patel & Ors. [(2001) 5 SCC 7). This Court was dealing with officers who
were brought within the protective umbrella of Section 197 of the Code by a
notification issued under Section 197(3) thereof. Cognizance had been taken of
an offence under Sections 220 and 342 of the Indian Penal Code and Sections 147
and 148 of the Bombay Police Act. The gravamen of the
charge was the failure on the part of the accused police officers to produce
the complainants before a magistrate within 24 hrs. of
their arrest for alleged offences under the Indian Penal Code. The police
officers having claimed the protection of Section 197(1) of the Code, this Court
after referring to the earlier decisions held" "The real test to be
applied to attract the applicability of Section 197(3) is whether the act which
is done by a public officer and is alleged to constitute an offence was done by
the public officer whilst acting in his official capacity though what he did
was neither his duty nor his right to do as such public officer. The act
complained of may be in exercise of the duty or in the absence of such duty or
in dereliction of the duty, if the act complained of is done while acting as a
public officer and in the course of the same transaction in which the official
duty was performed or purported to be performed, the public officer would be
protected." Going by the above test it has to be held that Section 197(1)
of the Code is attracted to this case.
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The High Court has stated that
killing of a person by use of excessive force could never be performance of
duty. It may be correct so far as it goes. But the question is whether that act
was done in the performance of duty or in purported performance of duty. If it
was done in performance of duty or purported performance of duty Section 197(1)
of the Code cannot be by-passed by reasoning that killing a man could never be
done in an official capacity and consequently Section 197(1) of the Code could
not be attracted. Such a reasoning would be against
the ratio of the decisions of this Court referred to earlier. The other reason
given by the High Court that if the High Court were to
interfere on the ground of want of sanction, people will lose faith in the
judicial process, cannot also be a ground to dispense with a statutory
requirement or protection. Public trust in the institution can be maintained by
entertaining causes coming within its jurisdiction, by performing the duties
entrusted to it diligently, in accordance with law and the established
procedure and without delay.
Dispensing
with of jurisdictional or statutory requirements which may ultimately affect
the adjudication itself, will itself result in people losing faith in the
system. So, the reason in that behalf given by the High Court cannot be
sufficient to enable it to get over the jurisdictional requirement of a
sanction under Section 197(1) of the Code of Criminal Procedure. We are
therefore satisfied that the High Court was in error in holding that sanction
under Section 197(1) was not needed in this case. We hold that such sanction
was necessary and for want of sanction the prosecution must be quashed at this
stage. It is not for us now to answer the submission of learned counsel for the
complainant that this is an eminently fit case for grant of such sanction.
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We thus allow this appeal and
setting aside the order of the High Court quash the complaint only on the
ground of want of sanction under Section 197(1) of the Code of Criminal
Procedure.
The
observations herein, however, shall not prejudice the rights of the complainant
in any prosecution after the requirements of Section 197(1) of the Code of
Criminal Procedure are complied with.
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