P.V. Narasimha
Rao Vs. State (CBI/SPE) [1998] INSC 229 (17 April 1998)
S.P.
Bharucha, S. Rajendra Babu Bharucha,J.
ACT:
HEAD NOTE:
WITH Crl.A.No.1209/97,1210-1212/97,
1213/97, 1214/97, 1215/97, 1216/97, 1217-18/97, 1219/97, 1220/97, 1221/97, 1222/97,186/98
& 187/98
On 26th July, 1993, a motion of no-confidence was
moved in the Lok Sabha against the minority government of P.V. Narasimha Rao.
The support of 14 member was needed to have the no-confidence motion defeated.
On 28th July, 1993, the no-confidence motion was lost, 251 members having voted
in support and 265 against. Suraj Mandal, Shibu Soren, Simon Marandi and Shailender
Mahto, members of the Lok Sabha owing allegiance to the Jharkhand Mukti Morcha
(the JMM), and Ram Lakhan Singh Yadav, Roshan Lal, Anadicharan Das, Abhay Pratap
Singh and Haji Gulam Mohammed, members of the Lok Sabha owing allegiance to the
Janata Dal, Ajit Singh group(the J.D.,A.S.), voted against the no-confidence
motion. Ajit Singh, a member of the Lok Sabha owing allegiance to the J.D,A.S.,
abstained from voting thereon.
It is
the respondents case that the abovenamed members agreed to and did receive
bribes, to the giving of which P.V. Narasimha Rao, M.P. and Prime Minister, Satish
Sharma, M.P. and Minister, Buta Singh, M.P. V.Rajeswar Rao, M.P., N.M. Ravanna,
Ram Linga Reddy, M.L.A., M.Veerappa Moily, M.L.A. and Chief Minister, State of
Karnataka, D.K.Adikeshavulu, M. Thimmogowda and Bhajan Lal, M.L.A. And Chief
Minister, State of Haryana, were parties, to vote against the
no-confidence motion. A prosecution being launched against the aforesaid
alleged bribe givers and bribe takers subsequent to the vote upon the
no-confidence motion, cognizance was taken by the Special Judge, Delhi.
The
Charge framed against P.V. Narasimha Rao reads thus:
"That
you P.V. Narasimha Rao between July and August, 1993 at Delhi and Bangalore
were party to a criminal conspiracy and agreed to or entered into an agreement
with your co-accused Capt. Satish Sharma, Buta Singh, V.Rajeshwara rao, HM Revanna,
Ramlinga Reddy, M. Veerappa Moiley, D.K. Audi Keshvalu, M. Thimmegowda, Bhajan Lal,
JMM (Jharkhand Mukti Morcha) MPs Suraj Mandal, Shibu Soren, Simon Marandi, Shailendra
Mahto (approver, since granted pardon on 8.4.97), Janta Dal (Ajit Group) MPs Ajit
Singh Ram Lakhan Singh Yadav, Ram Sharan Yadav, Roshan Lal, Anadi Chran Das, Abhay
Pratap Singh , Haji Ghulam Mohd, Khan and late G.C. Munda to defeat the no-
confidence motion moved on 26.7.93 against the then Congress (I) Govt. headed
by you by illegal means viz. To offer or cause to offer and pay gratification
other than the legal remuneration to your co- accused persons namely J.M.M. and
Janta Dal (A) MPs named above as a motive or reward for their helping in
defeating the said no confidence motion moved by the opposition parties and in
pursuance of the said agreement you paid or caused to pay several lacs of
rupees to the above referred JMM and Janta Dal (A) MPs who obtained or
attempted to obtain the same in the manner stated above and thereby you have
committed an offence punishable u/S 120 B IPC r/w Sections 7,12 and 13(2) r/w
13 (2) r/w 13(i)(d) of the PC Act 1988 and within my cognizance.
Secondly
you P.V. Narasimha Rao in pursuance of the aforesaid criminal conspiracy during
the aforesaid period and at the aforesaid places abetted the commission of
offence punishable u/S 7 of P.C. Act by above referred JMM and Janta Dal (A)
MPs and thereby you have committed an offence punishable u/S 12 of the P.C. Act
and within my cognizance." Similarly charges were framed against the
alleged bribe givers.
The
charge framed against Suraj Mandal of the J.M.M. reads thus:
"Firstly
you between July and August, 1993 at Delhi and Bangalore were party to a criminal conspiracy
and agreed to or enter into an agreement with your co-accused P.V. Narasimha Rao,
Capt. Satish Sharma, Buta Singh, V.Rajeshwara Rao, H.M. Revanna, Ramlinga
Reddy, M.Veerappa Moiley, D.K. Audi Keshvalu. M, Thimmegowda, Bhajan Lal, JMM (Jharkhand
Mukti MOrcha) MPs Shibu Soren. Simon Marandi, Shailendra Mehto (Approver, since
granted pardon on 8.4.97), Janta Dal (Ajit Group) MPs, Ajit Singh, Ram Lakhan
Singh Yadav. Roshan Lal, Anadi Chran Dass, Abhey Partap Singh, Haji Ghulam Mohd.
Khan and late G.C. Munda to defeat the no confidence motion moved against the then
Congress (I) Government headed by accused Shri P.V.Narasimha Rao on 26.793 by
illegal means viz. To obtain or agree to obtain gratification other than legal
remunerations from your above named accused persons other than JMM and Janta Dal
(A) MPs as a motive or reward for defeating the no confidence motion and in
pursuance thereof above named accused persons other than JMM and Janta Dal (A)
passed on several lacs of rupees to you or your other co-accused namely JMM and
Janta Dal (A) MPs which amounts were persons and thereby you have committed an
offence punishable u/s 120B r/w Sections 7,12,13(2) r/w section 134(i)(d) of
the P.C. Act and within my cognizance.
Secondly,
that you being a public servant while functioning in your capacity of Member of
Parliament (10th Lok Sabha) during the aforesaid period and at the aforesaid
places in pursuance of the aforesaid conspiracy demanded and accepted from your
co-accused other than JMM & JD(A) MPs mentioned above a sum of Rs.280 lacs
for yourself and other JMM MPs named above other than your legal remuneration
as a motive or reward for defeating above referred no confidence motion moved
against the then Govt. of Congress (I) headed by your co-accused Shri P.V. Narasimha
Rao and thereby you have committed an offence punishable u/S 7 the P.C. Act and
within my cognizance.
Thirdly,
you during the aforesaid period and at the aforesaid places being a public
servant while functioning in your aforesaid capacity of Member of Parliament by
corrupt or illegal means and by abusing your position as a said public servant
obtained for yourself or your other co- accused i.e. JMM MPs named above the
pecuniary advantage to the extent of Rs.280 lacs and thereby committed an
offence punishable u/S 13(2) read with Section 13(i)(d) of P.C. Act and within
my cognizance.
Fourthly,
that you during the pendency of investigation of present case while writ
petition No.789/96 was pending disposal in Hon'ble High Court between February
to April, 1996 at Delhi, Ranchi and other places intentionally caused to bring
false evidence into existence by fabricating or causing to fabricate the
documents or records i. e. books of accounts, proceeding books, etc. of JMM
Central Office. Ranchi for the purpose of being used in
any stage of judicial proceedings and thereby committed an offence u/S 193 IPC
and within my cognizance.
Similar
charges were framed against the other alleged bribe takers of the J.M.M Similar
charges were also framed against the alleged bribe takers of the J.D., A.S.,
except that there was no charge against them under Section 193 of the Indian
Penal Code. Shailender Mahto of the J.M.M., it may be mentioned, later turned
approver and was pardoned.
The
persons sought to be charged as aforesaid filed petitions in the High Court at
Delhi Seeking to quash the charges. By the judgment and order which is under
challenge, the High Court dismissed the petitions. Hence, these appeals. The
appeals were heard by a bench of three learned judges and then referred to a
Constitution Bench, broadly put, is that, by virtue of the provisions of
Article 105, they are immune from the prosecution and that, in any event, they
cannot be prosecuted under the Prevention of Corruption Act, 1998.
Privilege.
Article
105 of the Constitution reads thus:
"105.
Powers, privileges, etc., of the House of Parliament and of the members and
committees thereof. - (1) Subject to the provisions of this Constitution and to
the rules and standing order regulating the procedure of Parliament, there
shall be freedom of speech in Parliament.
(2) NO
Member of Parliament shall be liable to any proceedings in any court in respect
of anything said or any vote given by him in Parliament or any committee
thereof, and no person shall be so liable in respect of the publication by or
under the authority of either House of Parliament of any report, papers, votes
or proceedings.
(3) In
other respects, the powers, privileges and immunities of each House of
Parliament, and of the members and the committees of each House. shall be such
as may from time to time be defined by Parliament by law, and until so defined
shall be those of that House and of its members and committees immediately
before the coming into force of section 15 of the Constitution (Forty-fourth
Amendment ) Act, 1978.
(4)
The provisions of clauses (1), (2) and (3) shall apply in relation to persons
who by virtue of this constitution to take part in the proceedings of, a House
of Parliament or any committee thereof as they apply in relation to members of
the Parliament." Mr. P.P.. Rao addressed us on behalf of P.V. Narasimha Rao,
Mr. D.D. Thakur on behalf of Satish Sharma, Mr. Kapil Sibal on behalf of Bhajan
Lal and Dr.Surat Singh on behalf of some of the J.D., A.S. M.Ps. All of them
relied upon sub article (2) OF Article 105. Only Mr. P.P. Rao, learned counsel
for P.V. Narasimha Rao, relied, in addition, upon sub article(3) thereof.
Article
105(2).
By
reason of Sub-article (1) of Article 105, members of Parliament enjoy freedom
of speech subject only to the provisions of the Constitution and the rules and
standing orders regulating the procedure of Parliament. That express provision
is made for freedom of speech in Parliament in sub-article (1) of article 105
suggests that this freedom is independent of the freedom of speech conferred by
Article 19 and unrestricted by the exceptions contained therein.
This
is recognition of the fact that members need to be free of all constraints in
the matter of what they say in Parliament if they are effectively to represent
their constituencies in its deliberations. Sub-article (2) of Article 105 puts
negatively what sub-article (1) states affirmatively.
Both
sub-articles must be read together to deter mine their content. By reason of
the first part of sub-article (2) no member is answerable in a court of law or
any similar tribunal for what he has said in Parliament. This again is
recognition of the fact that a member needs the freedom to say what he thinks
is right in Parliament undeterred by the fear of being proceeded against. A
vote, whether cast by voice or gesture or the aid of a machine, is treated as
an extension of speech or a substitute for speech and is given the protection
that the spoken word has. Two comments need to be made in regard to the plain
language of the first part of sub-article (2). First, what has protection is
what has been said and a vote that has been cast, not something that might have
been said but was not, or a vote that might have been cast but was not.
Secondly, the protection is broad, being "in respect of". It is so
given to secure the freedom of speech in Parliament that sub-article (1)
provides for. It is necessary, given the role members of Parliament must perform
. The protection is absolute against court proceedings that have a nexus with
what has been said, or a vote that has been cast in Parliament. The second part
of sub-article (2) provides that no person shall be liable to any proceedings
in any court in respect of the publication of any report, papers, votes or
proceedings if the publication is by or under the authority of either House of
Parliament. A person who publishes a report or papers or votes or proceedings
by or under the authority of Parliament is thereby given protection in the same
broad terms against liability to proceedings in any court connected with such
publication. The constitution having dealt with the all - important privilege
of members of Parliament to speak and vote therein as they deem fir, freed of
the fear of attracting legal proceedings concerning what they say or how they
vote, provides for other powers, privileges and immunities is sub-article (3).
Till defined by Parliament by enactment, they are such as were enjoyed before
the Constitution came into force; that is to say, they are such as were enjoyed
by the House of Commons just before 26th January, 1950. For it to be
established that any power, privilege or immunity exists under sub-article (3),
it must be shown that power, privilege or immunity had been recognised as
inhering in the House of Commons at the commencement of the Constitution. So
important was the freedom to speak and vote in Parliament thought to be that it
was expressly provided for, not left to be gathered, as other powers,
privileges and immunities were, from the House of Commons. In so far as the
immunity that attaches to what is spoken in Parliament and to a vote given
therein is concerned, provision is made in sub-article (2); it is only in other
respects that sub-article (3) applies. For the sake of completeness, though we
are not here concerned with it, we must add that sub-article (4) gives the
protection of the Sub-articles that preceded it to all who have the right to
address the House, for example, the Attorney General.
The
provisions of Article 105 and of Article 194, which is in the same terms but
deals with the privileges of Legislative Assemblies, have been examined by this
Court in the past. In the case of Pandit M.S.M. Sharma v.Shri Sri Krishna Sinha
And Others, [1959] Supp.1 S.C.R. 806, a portion of the speech made by a member
of a Legislative Assembly had been expunged by the orders of the Speaker.
Nonetheless,
the speech was published in its entirety in a newspaper of which the petitioner
was the editor. He was called upon to show cause why action should not be taken
against him for breach of privilege of the Legislative Assembly and he
challenged the notice by a petition under Article 32. S.R. Das, C.J., speaking
for the majority on the Constitution Bench which heard the writ petition,
observed that Parliamentary privilege in England was defined in May's Parliamentary
practice as "the sum of the peculiar rights enjoyed by each House
collectively as a constituent part of the High Court of Parliament, and by
members of each House individually, without which they could not discharge
their functions, and which exceed those possessed by other bodies
individuals". The privileges of the House of Commons, as distinct from
those of the House of Lords, were defined as "the sum of the fundamental
rights of the House and of its individual members as against the prerogatives
of the Crown, the authority of the ordinary courts of law and the special
rights of the House of Lords". The privileges of the House of Commons
included the freedom of speech, which had been claimed in 1554. This comprised
the right of the House to provide for the due composition of its own body, the
right to regulate its own proceedings, the right to exclude stranger, the right
to prohibit publication of its debates and the right to enforce observation of
its privileges by fine, imprisonment and expulsion. For deliberative bodies
like the House of Lords and Commons, this Court said, "freedom of speech
is of the utmost importance. A full and free debate is of the essence of
Parliamentary democracy." The argument that the whole of article 194 was
subject to Article 19(1)(a) overlooked the provisions of article 194(2). The
right conferred on a citizen under Article 19(1)(a) could be restricted by a
law which fell within sub- article 2 of that Article and he could be made
liable in a court of law for breach of such law, but Article 194(2)
categorically laid down that no member of the legislature was to be made liable
to any proceedings in any court in respect of anything said or any vote given
by him in the Legislature or in committees thereof and that no person would be
liable in respect of the publication by or under the authority of the House of
such a Legislature of any report, paper or proceedings. The provisions of
Article 194(2), therefore, indicated that the freedom of speech referred to in
sub-article (1) thereof was different from the freedom of speech and expression
guaranteed under Article 19(1)(a) and could not be cut down in any way by any
law contemplated by article 19(2). A law made by Parliament in pursuance of the
earlier part of Article 105(3) or by a State Legislature in pursuance of the
earlier part of Article 194(3) was not law made in exercise of constituent
power but law made in exercise of ordinary legislative power under Article 246
read with the relevant entries.
Consequently,
if such a law took away or abridged any of the fundamental rights, it would
contravene the peremptory provisions of Article 13(2) and would be void to the
extent of such contravention. It might well be that that was reason why
Parliament and the State Legislatures had not made laws defining their powers,
privileges or immunities conferred by the latter part of Articles 105 and 194
were repugnant to the fundamental rights, they would be void to the extent of
such repugnancy. It could not be overlooked that the provisions of Articles
105(3) and 194(3) were constitutional law and not ordinary law made by
Parliament or the State Legislatures and therefore, they were as supreme as the
provisions of part II of the Constitution. Further, quite conceivably, the
Constitution makers, not knowing what powers, privileges and immunities
Parliament or the State Legislatures might claim, though fir not to take any
risk and made such laws subject to the provisions of Article 13; but that,
knowing and being satisfied with the reasonableness of the powers, privileges
and immunities of the House of Commons at the commencement of the Constitution,
they did not, in their wisdom, think fit to make such powers, privileges and
immunities subject to the fundamental right conferred by Article 19(1)(a).
The
case of Dr. Satish Chandra Ghosh V.Hari Sadhan Mukherjee, [1961] 3 S.C.R. 486,
dealt with an appellant who was a member of a Legislative Assembly. He had
given notice of his intention to put certain questions in the Assembly.
The
questions being disallowed by the Speaker, he had published them in a journal
in his constituency. The first respondent, whose conduct was the subject-matter
of the questions, filed a complaint under the Indian Penal Code against the
appellant and the printer and publisher of the journal. The appellant pleaded
privilege and immunity under Article 194 of the Constitution as a bar to
criminal prosecution. The claim of absolute privilege was disallowed by this
Court. It was said, with reference to the law in England in respect of the
privileges and immunities of the House of Commons, that there was no absolute
privilege attaching to the publication of extracts from proceedings in the
House. So far as a member of the House of Commons was concerned, he had an
absolute privilege in respect of what he had spoken within the four walls of
the House, but there was only a qualified privilege in his favour even in
respect of what he had himself said in the House if he caused the same to be
published in the public press. The legal position, which was undisputed, was
that unless the appellant could make out an absolute privilege in his favour in
respect of the publication which was the subject-matter of the charge, the
prosecution against him could not be quashed. He having no such absolute
privilege, it was held that "he must take his trial and enter upon his defence,
such as he may have." Special Reference No.1 of 1964,[1965] 1 S.C.R. 412
known more commonly as Keshav Singh's case or the Privileges case, deals
extensively with the scope of the privileges of legislative bodies. The
Presidential Reference was made in the following circumstances: The Legislative
Assembly of the State of Uttar Pradesh committed one Keshav Singh, not one of
its members, to prison for contempt. The warrant it issued was a general
warrant, in that it did not set out the facts which had been found to be
contumacious. Keshav Singh moved a petition under Article 226 challenging his
committal and he prayed for bail. Two learned judges of the Lucknow Bench of
the High Court ordered that Keshav Singh be released on bail pending the
decision on the writ petition.
The
Legislative Assembly passed a resolution requiring the production in custody
before it of Keshav Singh, the advocate who had appeared for him and the two
judges who has granted him bail. The judges and the advocate filed writ
petitions before the High Court at Allahabad. A Full Bench of the High Court
admitted their petitions and ordered the stay of the execution of the
Assembly's resolution. The Legislative Assembly modified its earlier resolution
so that the two judges were now asked to appear before the House and offer an
explanation. The President thereupon made the Special Reference. Briefly put,
the questions he asked were : whether the Lucknow Bench could have entertained Keshav
Singh's writ petition and released him on bail; whether the judges who
entertained the petition and granted bail and Keshav Singh and his advocate had
committed contempt of the Assembly; whether the Assembly was competent to
require the production of the judges and the advocate before it in custody or
to call for their explanation; whether the Full Bench of the High Court have
entertained the writ petitions of the two judges and the advocate and could
have stayed the implementation of the resolution of the Assembly; and whether a
judge who entered or dealt with a petition challenging any order of a
Legislature imposing penalty or issuing process against the petitioner for its
contempt or for infringement of its privileges and immunities committed
contempt of the Legislature and whether the Legislature was competent to take
proceedings against the judge in the exercise of its powers, privileges and
immunities. The adjectival clause "regulating the procedure of the Legislature"
in Article 194(1) governed, it was held, both the proceeding clauses relating
to "the provisions of the Constitution" and "the rules and
standing orders." Therefore, Article 194(1) conferred on legislators
specifically the right of freedom of speech subject to the limitation
prescribed by its first part. By making this sub- article subject only to the
specified provisions of the Constitution, the Constitution-makers wanted to
make it clear that they thought it necessary to confer on the legislators
freedom of speech separately and, in a sense, independently of Article 19(1)(a).
It was legitimate to conclude that Article 19(1)(a) was not one of the
provisions of the Constitution which controlled the first part of Article
194(1). Having conferred freedom of speech on the legislators, Article 194(2)
emphasized the fact that the freedom was intended to be absolute and
unfettered.
Similar
freedom was guaranteed to the legislators in respect of the votes they might
give in the legislature or any committee thereof. "In other words". this
Court said, "even if a legislator exercises his right of freedom of speech
in violation, say, of Article , he would not be liable for any action in any
court.
Similarly,
if the legislator by his speech or vote is alleged to have violated any of the
fundamental rights guaranteed by Part III of the Constitution in the
Legislative Assembly, he would not be answerable for the said contravention in
any court. If the impugned speech amounts o libel or becomes actionable or
indictable under any other provision of the law, immunity has been conferred on
him from any action in any court by this clause .... ....
....
It is plain that the Constitution-makers attached so much importance to the
necessity of absolute freedom in debates within the legislative chambers that
they thought it necessary to confer complete immunity on the legislators from
any action in any court in respect of their speeches in the legislative
chambers in the wide terms prescribed by clause (2). Thus, clause (1) confers
freedom of speech on the legislators within the legislative chambers and clause
(2) makes it plain that the freedom is literally absolute and unfettered."
Referring to Article 194(3), this Court said that it was well-known that out of
a large number of privileges and powers which the House of Commons claimed
during the days of its bitter struggle for recognition, some were given up in
course of time and some faded out by desuetude. Accordingly, in every case
where a power was claimed, it was necessary to enquire whether it was an
existing power at the relevant time. It had also to appear that the power was
not only claimed by the House of Commons "but was recognised by the
English courts. It would obviously be idle to contend that if a particular
power which is claimed by the House was claimed by the House of Commons but was
not recognised by the English courts, it would still be upheld under the latter
part of clause (3) only on the ground that it was in fact claimed by the House
of Commons." In India, this Court said, the dominant characteristic of the
British Constitution could not be claimed. The supremacy of the Constitution
was protected by an independent judicial body which was the interpreter of the
scheme of distribution of powers. It was difficult for this Court to accept the
argument that the result of the provisions contained in the latter part of
Article 194(3) was intended to be to confer on the State Legislatures in India
the status of a superior Court of Record. It was essential to bear in mind the
fact that the status of a superior Court of Record which was accorded to the
House of Commons was based on historical facts. It was a fact of English
history that Parliament had been discharging judicial functions and the House
of Lords still continued to be the highest court of law in the country. The
Legislative Assemblies in India never discharged any judicial functions and
their historical and constitutional background did not support the claim that
they could be regarded as Courts of Record in any sense. The very basis on
which English courts agreed to treat a general warrant issued by the House of
Commons the footing that it was a warrant issued by a superior Court of Record
was absent in the case of a general warrant issued by a State Legislature in India.
In the
case of T.K.Jain v. N.S. Reddy [1971]1 S.C.R. 612, it was contended that the
immunity granted by Article 105(2) was with reference to the business of
Parliament and not in regard to something which was something utterly
irrelevant. This Court said:
"The
article means what it says in language which could not be plainer. The article
confers immunity inter alia in respect of anything said ....... in Parliament.
The word "anything is of the widest import and is equivalent to
'everything'. The only limitation arises from the words 'in Parliament' which
means during the sitting of Parliament and in the course of the business of
Parliament. We are concerned only with speeches in Lok Sabha. Once it was
proved that Parliament was sitting and its business was being transacted,
anything said during the course of that business was immune from proceedings in
any court. This immunity is not only complete but is as it should be. It is of
the essence of parliamentary system of Government that people's representatives
should be free to express themselves without fear of legal consequences. What
they say is only subject to the discipline of the rules of Parliament, the good
sense of the members and the control of proceedings by the Speaker. The courts
have no say in the matter and should really have none." The last of the
cases to which reference need be made is State of Karnataka v. Union of India
& Another, [1978] 2 S.C.R. 1. It was there held that the Constitution
vested only legislative power in Parliament and in the State Legislatures. A
House of Parliament or State Legislature could not try anyone or any case
directly, as a Court of Justice could. It could proceed quasi-judicially in
cases of contempts of its authority and take up motions concerning its privileges
and immunities because, in doing so, it sought removal of obstructions to the
due performance of its legislative functions. If any question of jurisdiction
arose, it had to be decided by the courts in appropriate proceedings. Beg, J.
added, "For example, the jurisdiction to try a criminal offence, such as
murder, committed even within a house vests in ordinary criminal courts and not
in a House of Parliament or in a State Legislature".
In Tolaram
Relummal and anr. vs. The State of Bombay, 1995 (1) S.C.R. 158, this Court
construed the words "in respect of" occurring in Section 18(1) of the
Bombay Rent Restriction Act, 1947, the relevant portion of which read thus:
"If
any landlord either himself or through any person acting or purporting to act
on his behalf........receives any fine, premium or other like sum or deposit or
any consideration, other than the standard rent..........in respect of the
grant, renewal or continuance of a lease of any premises........such landlord
or person shall be punished.......".
The
High Court had observed that the expression "in respect of" was very
comprehensive but this Court took the view that it had laid undue emphasis
thereon. This Court said, "Giving the words "in respect of"
their widest meaning, viz, "relating to" or "with reference
to", it is plain that this relationship must be predicated of the grant,
renewal or continuance of a lease, and unless a lease comes into existence
simultaneously or near about the time that the money is received, it cannot be
said that the receipt was "in respect of" the grant of a
lease.............It is difficult to hold that any relationship of landlord and
tenant comes into existence on the execution of an agreement executory in
nature or that the expression "premium" can be appositely used in
connection with the receipt of money on the occasion of the execution of such
an agreement. It may well be that if a lease actually comes into existence then
any receipt of money which has a nexus with that lease may fall within the
mischief of section 18(1), but it is unnecessary to express any final opinion
on the question as in the present case admittedly no lease ever came into
existence and the relationship of landlord and tenant was never created between
the parties.:" The learned Attorney General submitted that the words
"in respect of" had not always received a board meaning, and he cited
the judgment of this Court in State of Madras vs. M/s. Swastik Tobacco Factory,
Vedaranyam, 1966 (3) S.C.R. 79. A provision of the Madras General Sales Tax (Turnover
and Assessment) Rules, 1939, which stated that, "the excise duty, if any,
paid by the dealer to the Central Government in respect of the goods sold by
him,...." would be deducted from the gross turnover of a dealer for the
purposes of determining the net turnover, was under consideration. The Court
noted that the words "in respect of" had been considered by the House
of Lords in Inland Revenue Commissioners vs. Courts & Co., [1963] 2 All.
E.R.722,
and it had observed that "the phrase denoted some imprecise kind of nexus
between the property and the estate duty".In Asher v. Seaford Court
Estates Ltd., L.R. [1950] A.C. 508, the House of Lords had held that the
expression "in respect of" in the Increase of Rent and Mortgage
Interest (Restrictions) Act, 1920, must be read as equivalent to
"attribute". The Privy Council in Bicber, Ltd. V. Commissioners of
Income-tax,[1962] 3 All. E.R.. 294, had observed that these words could mean
more than "consisting of" or "namely". This Court said,
"It may be accepted that the said expression received a wide
interpretation, having regard to the object of the provisions and the setting
in which the said words appeared. On the other hand, Indian tax laws use the
expression 'in respect of' as synonymous with the expression 'on'." In the
provision under consideration the expression "in respect of the
goods" was held to mean "on the goods".
This
Court drew a distinction in the above case between the use of the expression
"in respect of" in taxing statutes in India and its use elsewhere. In
the context of its use in the Constitution and having regard to the object
which is intended to be secured by Article 105(2), we think that the broad
interpretation thereof is the most appropriate. It is thus that this Court has
already interpreted the provision.
The
Attorney General submitted that a proceeding in court founded on the allegation
that a member of Parliament had received a bribe to vote in a particular way
was not a proceeding in respect of a vote that he had given and that, therefore,
the member did not enjoy immunity from the proceeding by reason of Article
105(2) did not cover criminal proceedings. It had been held by the courts of
the United States of America, Canada, Australia and, recently, England, he
said, that a legislator could be proceeded against for corruption. The Attorney
General relied upon the decisions and reports in this behalf to which we shall refer.The
Attorney General submitted that the immunity given by Article 105(2) should be
interpreted in the light of the times in which we live and, so interpreting it,
should exclude from its coverage corrupt legislators.
In Bradlaugh
v. Gossett, 12 Q.B.D.271, the plaintiff Bradlaugh had been elected to the House
of Commons. He required the Speaker to call him to the table to take the oath.
By reason of what had transpired on a earlier occation, the Speaker declined to
do so and the House resolved that the Serjeant-at-Arms should exclude Bradlaugh
until "he shall engage not further to disturb the proceedings of the House".
Bradlaugh prayed for an injunction against the Serjeant-at-Arms restraining him
from carrying out the resolution. The suit was dismissed. Lord Coleridge, C.J.
said, "What is said or done within the walls of Parliament cannot be
inquired into in a court of law...........The jurisdiction of the Houses over
their own members, their right to impose discipline within their walls, is
absolute and exclusive. To use the words of Lord Ellenborough, "They would
sink into utter contempt and inefficiency without it."' He added,
"The Houses of Parliament cannot act by themselves in a body : they must
act by officers; and the Serjeant-at-arms is the legal and recognised officer
of the House of Commons to execute its orders. I entertain no doubt that the
House had a right to decide on the subject-matter, have decided it, and have
ordered their officer to give effect to their decision. He is protected by
their decision. They have ordered him to do what they have a right to order,
and he has obeyed them.........If injustice has been done, it is injustice for
which the Courts of law afford no remedy." Stephen, J., concurring, said
that the House of Commons was not subject to the control of Her Majesty's
Courts in its administration of that part of the statute law which had relation
to its own internal proceedings, and that the use of such actual force as was
necessary to carry into effect such a resolution as the one before the court
was justifiable. In support, the learned Judge quoted Blackstone, who had said,
"The whole of the law and custom of Parliament has its original from this
one maxim, 'that whatever matter arises concerning either House of Parliament
ought to be examined, discussed, and adjudged in that House to which it
relates, and not elsewhere." This principle had been re- stated by the
judges who decided Stockdale v. Hansard, 9 Ad. & E.I. Lord Denman had said,
"Whatever is dome within the walls of either assembly must pass without
question in any other place." Littledale, J., had said, "It is said
the House of Commons is the sole judge of its own privileges; and so I admit as
far as the proceedings in the House and some other things are concerned." Patteson,
J., had said, "Beyond all dispute, it is necessary that the proceedings of
each House of Parliament should be entirely free and unshackled, that whatever
is said or done in either House should not be liable to examination
elsewhere." And Coleridge, J., had said, "That the House should have
exclusive jurisdiction to regulate the course of its own proceedings, and
animadvert upon any conduct there in violation of its rules or derogation from
its dignity, stands upon the clearest grounds of necessity." It seemed to
follow that the House of Commons had the exclusive power of interpreting the
Parliamentary Oaths Act, so far as the regulation of its own proceedings within
its own walls was concerned: and that, even if that interpretation was
erroneous , the court had no power to interfere with it "directly or
indirectly". It was in regard to a possible case as to the effect of an
order by the House of Commons to put a member to death or to inflict upon him
bodily harm that the learned Judge said, "I know of no authority for the
proposition that an ordinary crime committed in the House of Commons would be
withdrawn from the ordinary course of criminal justice". Referring to the
old case of Sir John Eliot, Denzil Hollis, and Others, the learned Judge said,
"This case is the great leading authority, memorable on many grounds, for
the proposition that nothing said in parliament by a member as such, can be
treated as an offence by the ordinary Courts".
In the
case of Church of Scientology of California vs. Johnson Smith, (1972) ALL E.R. 378, the defendant, a member of
Parliament, was sued for libel allegedly published in a television programme.
He pleaded fair comment and privilege.
The
plaintiffs countered by alleging malice, to prove which they sought to bring on
record as evidence extracts from Hansard. The trial judge declined to permit
them to do so.
In his
ruling he said, "I am quite satisfied that in these proceedings it is not
open to either party to go directly, or indirectly, into any question of the
motives or intentions, of the defendant or Mr. Hordern or the then Minister of
Health or any other member of Parliament in anything they said or did in the
House." The report of the Royal Commission on Standards of Conduct in
Public Life, chaired by Lord Salmon, was presented in July 1976. It says,
"307. Only Parliament can decide what conduct constitutes a breach of privilege
or a contempt of Parliament. In cases that are adjudged to be 'contempts', the
House may exercise its penal jurisdiction to punish the offenders. The main
penal sanctions available to the House are reprimand and committal to the
custody of the Serjeant at Arms or to prisons. These sanctions apply both to
Members and strangers. In addition, a Member may be suspended from the House or
expelled. The House of Commons possesses no power to impose a fine.
"308.
Whilst the theoretical power of the House to commit a person into custody
undoubtedly exists, nobody has been committed to prison for contempt of
Parliament for a hundred years or so, and it is most unlikely that Parliament
would use this power in modern conditions." The Report states (in para
307), "it is in the light of the foregoing paragraphs that we note the
fact that neither the statutory nor the common law applies to the bribery or
attempted bribery of a Member of Parliament in respect of his Parliamentary
activities". The Report speaks (in para 309) of "the historical
circumstances in which the ordinary criminal law has not applied to bribery in
respect of proceedings in Parliament". It finds (in para 310) that
"the briber of a Member of Parliament would be immune from effective
punitive sanctions of the kind that can be inflicted under the criminal law.
Public obloquy is unlikely to be an effective sanction against such a person
and accordingly we consider that there is a strong case for bringing such
malpractices within the criminal law". It reiterates that "the
bribery of a Member of Parliament acting in his Parliamentary capacity does not
constitute an offence known to the criminal law........". The conclusion
of the Report on the point is contained in para 311:
"Membership
of Parliament is a great honour and carries with it a special duty to maintain
the highest standards of probity, and this duty has almost invariably been
strictly observed.
Nevertheless
in view of our report as a whole, and especially in the light of the points set
out in the foregoing paragraph, we recommend that Parliament should consider
bringing corruption, bribery and attempted bribery of a Member of Parliament
acting in his Parliamentary capacity within the ambit of the criminal
law".
In Prebble
v. Television New Zealand Ltd., (1994) 3 All E.R. 407, the Privy Council
considered Article 9 of the Bill of Rights (1688), which applies by reason of
incorporation in New Zealand. It reads thus:
"That
the freedom of speech and debates or proceedings in parliament ought not to be
impeached or questioned in any court or place out of Parliament." The
defendant, a New Zealand television company, aired a programme in which it was
alleged that the plaintiff, Prebble, then a Minister in the New Zealand
Government, had conspired with certain businessman and public officials to give
the businessmen an unfair opportunity to obtain certain state-owned assets
which were being privatised on unduly favourable terms in return for donations
to his political party, and he had thereafter arranged for incriminating
documents and computer files to be destroyed. The plaintiff having brought an
action for libel, the defendant company pleaded justification, alleging that
the plaintiff and other ministers had made statements in the House of
Representatives which had been misleading and that the conspiracy had been
implemented by introducing and passing legislation in the House. The plaintiff
applied to strike out these particulars on the ground that parliamentary
privilege was infringed. The trial judge upheld the claim to immunity, as did
the Court of Appeal. The privileges Committee of the House of Representatives
having held that the House had no power to waive the privileges protected by
Article 9, the plaintiff appealed to the Privy Council also upheld the claim to
immunity. Lord Browne-Wilkinson, speaking for the Board, said that if Article 9
was looked at alone, the question was whether it would infringe that Article to
suggest that the statements that were made in the House were improper or that
the legislation was procured in pursuance of the alleged conspiracy, as
constituting impeachment or questioning of the freedom of speech of Parliament.
In addition to Article 9 itself, there was a long line of authority which
supported a wider principle, of which Article 9 was merely one manifestation,
namely, that the courts and Parliament were both astute to recognise their
respective constitutional roles. So far as the courts were concerned, they
would not allow any challenge to be made to what was said or done within the
walls of Parliament in performance of its legislative functions and protection
of its established privileges. The basic concept that underlay Article 9,
namely , the need to ensure so far as possible that a member of the legislature
and witnesses before a committee of the House spoke freely "without fear
that what they say will later be held against them in the courts. The important
public interest protected by such privilege is to ensure that the member or
witness at the time he speaks is not inhibited from stating fully and freely
what he has to say. If there were any exceptions which permitted his statements
to be questioned subsequently, at the time when he speaks in Parliament he
would not know whether or not there would subsequently be a challenge to what
he is saying. Therefore he would not have the confidence the privilege is
designed to protect." The privilege protected by Article 9 was the
privilege of Parliament itself. The actions of an individual member of
Parliament, even if he had an individual privilege of his own, could not
determine whether or not the privilege of Parliament was to apply. The wider
principle that had been encapsulated by Blackstone prevented the courts from
adjudicating on "issues arising in or concerning the House, viz whether or
not a member has misled the House or acted from improper motives. The decision
of an individual member cannot override that collective privilege of the House
to be the sole judge of such matters". Cases such as the one before the
Privy Council illustrated how public policy, or human rights, issues could
conflict. There were "three such issues in play in these cases: first, the
need to ensure that the legislature can exercise its powers freely on behalf of
its electors, with access to all relevant information; second, the need to
protect freedom of speech generally; third, the interests of justice in
ensuring that all relevant evidence is available to the courts. Their Lordships
are of the view that the law has been long settled that, of these three public
interests, the first must prevail." Very recently, in the case of R. vs.
Currie, it was alleged against Harry Greenway, a Member of Parliament, that he
had accepted a bribe from Plasser, Jurasek and Brooks as a reward for using his
influences as a Member of Parliament in respect of Jurasek's application for
British nationality.
The
indictment of the four was sought to be quashed on the basis that the bribery
of a Member of Parliament was not a crime and that, in any event, the court had
no jurisdiction for only Parliament could try a member for bribery, the matter
being covered by Parliamentary privilege. The trial judge, Buckley, J. did not
agree. He quoted the Salmon Commission Report. He also noted that Lord Salmon,
speaking in the debates of the House of Lords, had said, after referring to the
immunity enjoyed by Members of Parliament from being prosecuted under the
criminal law if they took bribes, that, "at Common Law you cannot be
convicted of bribery and corruption unless you are a holder of an office, and
most of us are not the holders of an office". Viscount Dilhorne had
agreed. Buckley, J. could not accept that a question of such great importance
could turn on semantics.
In his
view, "To hold that the existence of a Common Law crime of bribing a
Member of Parliament depends upon the meaning to be given to the word
"office" in this context, as opposed to looking at the principle
involved, would not be calculated to commend the Criminal Law to the public it
should serve." Buckley, J. noted what had been said by James Martin, C.J.
in R.V. White, 13 SCR (NSW), 332, which case concerned the attempted bribery of
a Member of Parliament in New South Wales, "........a legislator who
suffers his votes to be influenced by a bribe does that which is calculated to
sap the utility of representative institutions at their foundations. it would
be a reproach to the Common Law if the offer to, or the acceptance of, a bribe
by such a person were not an offence". Faucett, j., agreeing with the
Chief Justice, had said, "The principle is, that any person who holds a
public office or public employment of trust, if he accepts a bribe to abuse his
trust - in other words, if he corruptly abuses his trust - is guilty of an
offence at Common Law; and the person who gives the bribe is guilty of an
offence at Common Law". The same view had been taken in Canada in R V.
Bunting, 1885 Ontario Reports 524; that was a case of a conspiracy to bring
about a change in the Government of the Province of Ontario by bribing members
of the Legislature to vote against the Government. R.V..Boston,(1923) 33 Commonwealth Law Reports
386, was also a case where similar arguments had been advanced and turned down,
and Buckley, J.quoted this "memorable sentence "from the judgment of
Higgins, J.:" A member is the watch-dog of the public; and Cerberus must
not be seduced from vigilance by a sop." Based upon these judgments,
Buckley, J., was satisfied that "the undoubted common law offence of
bribery is not artificially limited by reference to any particular shade of
meaning of the word 'office'. The underlying reason or principle is concerned
with the corruption of those who undertake a duty, in the proper discharge of
which the public is interested." The learned Judge then considered the question
of parliamentary privilege and noted Article 9 of the Bill of Rights, 1688,
which has already been quoted. The learned judge quoted Lord Salmon, speaking
in the House of Lords, thus: "To my mind equality before the law is one of
the pillars of freedom. To say that immunity from criminal proceedings against
anyone who tries to bribe a Member of Parliament and any Member of Parliament
who accepts the bribe, stems from the Bill of Rights is possibly a serious
mistake". After quoting the Bill of Rights, Lord Salmon had continued :
"Now this is a charter for freedom of speech in the House it is not a
charter for corruption. To my mind, the Bill of Rights, for which no one has
more respect that I have, has no more to do with the topic which we are
discussing than the Merchandise Markets Act. The crime of corruption is
complete when the bribe is offered or given or solicited or taken."
Buckley, J., commented, "It is important to note that which Lord Salmon
pointed out, namely, that corruption is complete when the bribe is offered or
given, solicited or taken. If, as is alleged here, a bribe is given and taken
by a Member of Parliament, to use his position dishonestly, that is to favour
the briber as opposed to acting independently and on the merits, the crime is
complete. It owns nothing to any speech, debate or proceedings in Parliament.
Proof of the element of corruption in the transaction is another and quite
separate consideration. Privilege might well prevent any inquiry by a court
into Parliamentary debates or proceedings. See : The Church Of Scientology v.
Johnson-Smith, 1972, 1 KB 522.
However,
it is not a necessary ingredient of the crime that the bribe worked."
Referring to the case of Ex parte Wason, to which we shall make more detailed
reference later, Buckley, J., observed that the substance of the proposed
indictment there was that certain parties had conspired to make false
statements in the House of Lords and Cockburn, C.J., had held "that the
making of false statements in either House of Parliament could not be the
subject of criminal or civil proceedings and nor could not be the subject of
criminal or civil proceedings and nor could a conspiracy to do so". It
seemed clear to the learned judge that the court had Article 9 of the Bill of
Rights well in mind. "The only candidate", he said, "for the
unlawful act or means was the very act which was not subject to the criminal
law". He added that he could not see that the reasoning of Ex parte Wason,
assuming the decision to be correct, would apply to alleged bribery for the
proof of which no reference to going on in Parliament would be necessary. This
approach, he found, happened to be in line with several United States
authorities on their "Speech or Debate Clause" which, for all
practical purposes, was the same as Article 9. That a Member of Parliament
against whom there was a prima facie case of corruption should be immune from
prosecution in the courts of law was to Buckley, J.'s mind an unacceptable
proposition "at the present time". He did not believe it to be the
law. The Committee of Privileges of the House was "not well equipped to
conduct an enquiry into such a cases nor is it an appropriate or experienced
body to pass sentence .................. The courts and legislatures have over
the years built up a formidable body of law and codes of practice t achieve
fair treatment of suspects and persons ultimately charged and brought to trial
Again,
unless it is to be assumed that his peers would lean in his favour why should a
Member be deprived of a jury and an experienced judge to consider his guilt or
innocence and, if appropriate, sentence? Why should the public be similarly
deprived." The prosecution went ahead against the other accused but the
charge was not established. The member of Parliament was., therefore, also
acquitted.
The
Law Commission in England very recently published a Consultation Paper (No.145)
entitled "Legislating the Criminal Code - Corruption". It refers to
the Salmon Commission Report, the report of the Nolan Committee on the
Standards of Conduct in Public Life and recent judgments (to one of which we
shall advert). It states, "Whether Members of Parliament are subject to
the criminal law of corruption, and more particularly whether they should be,
are both contentious issues currently to the fore in public debate.
As to
the latter, on the one hand it has been said of Members of Parliament that 'Few
are in a higher position of trust or have a duty to discharge in which the
public have a greater interest', and they should arguably therefore be subject
to the criminal law. On the other hand, they are sui generis, in that, although
they have be benefit of Parliamentary privilege, which protects them against
criminal liability for things said in Parliamentary proceedings, they are, in
consequence, subject to the jurisdiction in Parliament".
Halbury's
Laws of England, Fourth Edition, in dealing with Members of Parliament under
the subject of "Criminal Law, Evidence and Procedure" (in Volume 11, para
37), sets out the law succintly:
"37.
Members of Parliament. Except in relation to anything said in debate, a member
of the House of Lords or of the House of Commons is subject to the ordinary
course of criminal justice the privileges of Parliament do not apply to
criminal matters." Before we deal with the judgment of the United States
Supreme Court in United States v. Daniel B. Brewster, 33 L. Ed. 2d 507, which
lends support to the learned Attorney General's submissions, we should set out
the speech or debate clause in the Constitution of the United States and refer
to the United States Supreme Court judgment in United States v. Thomas F.
Johnson, 15 L. Ed. 2d 681, to which the latter judgment makes copious
reference.
Article
1, Section 6 of the United States Constitution contains the speech or debate
clause. Referring to United States Senators and Representatives, it says : (F)
or any Speech or Debate in either House, they shall not be questioned in any
other Place".
Thomas
F. Johnson was convicted by a United States Distinct Court for violating a
federal conflict of interest statute and for conspiring to defraud the United
States.
Evidence
was admitted and argument was permitted at the trial that related to the
authorship, content and motivation of a speech which the Congressman had
allegedly made on the floor of the House of Representatives in pursuance of a
conspiracy designed to give assistance, in return for compensation, to certain
savings and loan associations which had been indicated on mail fraud charges.
The conviction had been set aside by the Court of Appeals on the ground that
the allegations in regard to the conspiracy to make the speech were barred by
the speech or debate Clause. Finding that the evidence that had been adduced
upon the unconstitutional aspects of the conspiracy count had infected the
entire prosecution, the Court of Appeals had ordered a new trial on the other
counts. The Supreme Court , in further appeal, held that the prosecution on the
conspiracy charge, being dependent upon an intensive inquiry with respect to
the speech on the floor of the House, violated the speech or debate clause
warranting the grant of a new trial on the conspiracy count, with all elements
offensive to the speech or debate clause eliminated. The earlier cases, it
said, indicated that the legislative privilege had to be read broadly to
effectuate its purpose.
Neither
of those cases, however, had dealt with criminal prosecution based upon the
allegation that a member of Congress had abused his position by conspiring to
give a particular speech in return for remuneration from private interests.
However reprehensible such conduct might be, the speech or debate clause
extended at least so far as to prevent it from being made the basis of a
criminal charge against a member of Congress of conspiracy to defraud the
United States by impeding the due discharge of Government functions. The
essence of such a charge in the context was that the Congressman's conduct was
improperly motivated, and that was precisely what the speech or debate clause
generally foreclosed from executive and judicial inquiry.
The
Government argued that the clause was meant to prevent only prosecutions based
upon the "content" of speech, such as libel actions, but not those
founded on "the antecedent unlawful conduct of accepting or agreeing to
accept a bribe". Th language of the Constitution was framed in the
broadest terms. The broader thrust of the privilege had been indicated by Ex parte
Wason, which dealt specifically with an alleged criminal conspiracy. Government
had also contended that the speech or debate clause was not violated because
the gravamen of the charge was the alleged conspiracy, not the speech, and
because the defendant, not the prosecution, had introduced the speech. Whatever
room the Constitution might allow for such factors in the context of a
different kind of prosecution, they could not serve to save the Government's
case under the conspiracy charge. It was undisputed that the Congressman had
centered upon the questions of who first decided that a speech was desirable,
who prepared it, and what the Congressman's motives were for making it. The
indictment itself focused with particularity upon motives underlying the making
of the speech and upon its contents. The prosecution under a general criminal
statute dependent on such inquiries necessarily, contravened the speech or dabate
clause. The court added that its decision did not touch a prosecution which,
though, as here, it was founded on a criminal statute of general application,
did not draw in question the legislative acts of a Congressman or his motives
for performing them. The court expressly left open for consideration the case
of a prosecution, which though it might entail an inquiry into legislative acts
or motivations, was founded upon a narrowly drawn statute passed by Congress in
the exercise of its legislative power to regulate the conduct of its members.
Daniel
B. Brewster was a United States Senator. He had been charged with accepting
bribes in exchange for promises related to official acts while a Congressman.
The charge was that he had violated the terms of a narrowly drawn statute.
The
Senator moved to dismiss the indictment before the trial began on the ground
that he was immune from prosecution for any alleged act of bribery because of
the speech or debate clause. The District Court upheld the claim of immunity.
The Government preferred a direct appeal to the Supreme Court. Burger, C.J.,
spoke for 6 members of the court. Brennan, J. and White, J. delivered
dissenting opinions, with which Douglas, J., joined. The charges were that the
Senator, while such and a member of the Senate Committee on Post Office and
Civil Service, "directly and indirectly, corruptly asked, solicited,
sought, accepted, received and agreed to receive sums.........in return for
being influenced in his performance of official acts in respect to his action,
vote and decision on postage rate legislation which might at any time be
pending before him in his official capacity........." The other charge was
in respect of official acts performed by him in respect to his action, vote and
decision on postage rate legislation which had been pending before him in his
official capacity.
Burger,
C.J. took the view that the immunities of the speech or debate clause were not
written into the Constitution simply for the personal or private benefit of
members of Congress, but to protect the integrity of the legislative process by
insuring the independence of individual legislators. Although the speech or
debate clause's historic roots were in English history, it had to be
interpreted in the light of the American constitutional scheme of government
rather than the English parliamentary system. It had to be borne in mind that
the English system differed in that Parliament in England was the supreme
authority, not a coordinate branch. The speech or debate privilege was designed
to preserve legislative independence, not supremacy. The courts' task ,
therefore, was to apply the clause in such a way as to insure the independence
of the legislature without altering the historic balance of the three co-equal
branches of Government. Referring to the cause of Johnson(ibid). Burger, C.J.,
said that it unanimously held that a member of Congress could be prosecuted
under a criminal statute provided that the Government's case did not rely on
legislative acts or the motivation for legislative acts. A legislative act had
consistently been defined as an act generally done in Congress in relation to
the business before it. The speech or debate clause prohibited inquiry only
into those things generally said or done in the House or the Senate in the
performance of official duties and into the motivation for those acts. Counsel
on behalf of the Senator had argued that the court in Johnson had expressed a
broader test for the coverage of the speech or debate clause. He had urged that
the court had held that the clause protected from executive or judicial inquiry
all conductg" related to the due functioning of the legislative
process." Burger, C.J., said that the quoted words did appear in the
Johnson opinion, but they were taken out of context. In context, they reflected
a quite different meaning from that urged. In stating the speech or debated
clause did not apply to things which "in no wise related to the due functioning
of the legislative process" the court in Johnson had not implied as a
corollary that everything that "related" to the office of a member
was shielded by the clause. In Johnson it had been held that only acts
generally done in the course of the process of enacting legislation were
protected. In no case had the court ever treated the clause as protecting all
conduct relating to the legislative process. In every case thus far before the
court, the speech or debate clause had been limited to an act which was clearly
a part of the legislative process, the due functioning of the process.
The
contention on behalf of the Senator for a broader interpretation of the
privilege drew essentially on the flavor of the rhetoric and the sweep of the
language used by the courts, not on the precise words used in any prior case,
and not on the sense of those cases, fairly read. It was not sound or wise,
simply out of an abundance of caution to doubly insure legislative
independence, to extend the privilege beyond its intended scope, literal
language and history, to include all things in any way related to the
legislative process. Given such a sweeping reading, there would be few
activities in which a legislator engaged that he would be unable somehow to
"relate" to the legislative process. The speech or debate clause,
admittedly, had to be read broadly to effectuate its purpose was not "to
make members of Congress super-citizens, immune from criminal responsibility.
In its narrowest scope, the clause is a very large, albeit essential, grant of
privilege. It has enabled reckless men to slander and even destroy others with
impunity, but that was the conscious choice of the Framers".
Burger,
C.J., did not discount entirely the possibility that an abuse might occur, but
this possibility which he considered remote, had to be balanced against the
potential danger flowing from either the absence of a bribery statute
applicable to members of Congress or holding that such a statute violated the
Constitution. As he had noted at the outset of his judgment, the learned Chief
Justice said that the purpose of the speech or debate clause was to protect the
individual legislator, not simply for his own sake, but to preserve the
independence and thereby the integrity of the legislative process. Financial
abuses by way of bribes, perhaps even more than Executive power, would gravely
undermine legislative integrity and defeat the right of the public to honest
representation. Depriving the Executive of the power to investigate and
prosecute and the Judiciary of the power to punish bribery of members of
Congress was unlikely to enhance legislative independence. The speech or debate
clause was broad enough to insure the historic independence. The speech or
debate clause was broad enough to insure the historic independence of the
Legislative Branch, essential to the separation of powers, but narrow enough to
guard against the excess of those who would corrupt the process by corrupting
its members. Taking a bribe was no part of the legislative process or function;
it was not a legislative act. It was not, by any conceivable interpretation, an
act performed as a part of or even incidental to the role of a legislator. It
was not an act resulting from the nature, and in the execution, of the office.
It was not a thing said or done in the exercise of the functions of that
office. Nor was inquiry into a legislative act or the motivation for a
legislative act necessary to a prosecution under the concerned statute or the
indictment. When a bribe was taken, it did not matter whether the promise for
which the bribe was given was for the performance of a legislative act or for
use of a Congressman's influence with the Executive Branch. And an inquiry into
the purpose of a bribe did not draw in question the legislative acts of the
member or his motives for performing them. Nor did it matter if the member
defaulted on his illegal bargain. The Government, to make a prima facie case
under the indictment, need not show any act of the Senator subsequent to the
corrupt promise for payment, for it was taking the bribe, not performance of
the illicit compact, that was a criminal act.
The
learned Chief Justice said, "The only reasonable reading of the clause
consistent with its history and purpose, is that it does not prohibit inquiry
into activities that are casually or incidentally related to legislative
affairs but not a part of the legislative process itself".
Brennan,
J., dissenting, said. "I would dispel at the outset any notion that
Senator Brewster's asserted immunity strains the outer limits of the Clause.
The Court writes at length in an effort to show that 'Speech or Debate' does
not cover 'all conduct relating to the legislative process'.
........Even
assuming the validity of that conclusion, I fail to see its relevance to the
instant case. Senator Brewster is not charged with conduct merely
"relating to the legislative process," but with a crime whose proof
calls into question the very motives behind his legislative acts.
The
indictment, then, lies not at the periphery but at the very center of the
protection that this Court has said is provided a Congressman under the
Clause." The learned Judge said that there could be no doubt that the
Senator's vote on new postal rates constituted legislative activity within the
meaning of the speech or debate clause. The Senator could not be prosecuted or
called to answer for his vote in any judicial or executive proceeding. But the
Senator's immunity went beyond the vote itself and "precludes all
extra-congressional scrutiny as to how and why he cast, or would have cast, his
vote a certain way". The learned Judge quoted Frankfurter, J., speaking in
the case of Tenny v. Brandhove, 95 L. Ed. 1019, thus : "One must not
expect uncommon courage even in legislators. The privilege would be of little
value if they could be subjected to the cost and inconvenience and distractions
of a trial upon a conclusion of the pleader, or to the hazard of a judgment
against them based upon a jury's speculation as to motives. The holding of this
Court in Fletcher v Peck, 3 L. Ex. 162, 176, that it was not consonant with our
scheme of government for a court to inquire into the motives of legislators,
has remained unquestioned........... In times of political passion, dishonest
or vindictive motives are readily attributed to legislative conduct and as
readily believed. Courts are not the place for such controversies.
Self-discipline and the voters must be the ultimate reliance for discouraging
or correcting such abuses." Neither the Senator's vote nor his motives for
voting, however dishonourable, could be the subject of a civil or criminal
proceeding outside the halls of the Senate. There was nothing complicated about
this conclusion. It followed simply and inescapably from prior decisions of the
United States Supreme Court setting forth the basic elements of legislative
immunity. Yet, the majority has adopted "a wholly artificial view of the
charges before us". The indictment alleged not the mere receipt of money
in exchange for a Senator's vote and promise to vote in a certain way. Insofar
as these charges bore on votes already cast, the Government could not avoid
proving the performance of the bargained-for acts and any inquiry in this
behalf violated the speech or debate clause.
The
charges of only a corrupt promise to vote were equally repugnant to the speech
or debate clause. The majority view might be correct that only receipt of the
bribe, and not performance of the bargain, was needed to prove these counts.
But proof of an agreement to be "influenced" in the performance of
legislative acts was "by definition an inquiry into their motives, whether
or not the acts themselves or the circumstances surrounding them are questioned
at trial. Furthermore, judicial inquiry into an alleged agreement of this kind
carries with it the same dangers to legislative independence that are held to
bar accountability for official conduct itself. As our Brother White cogently
states, Bribery is most often carried out by prearrangement; if that part of
the transaction may be plucked from its context and made the basis of criminal
charges, the Speech or Debate Clause loses its force. It would be small comfort
for a Congressman to know that he cannot be prosecuted for his vote, whatever
it might be, but he can be prosecuted for an alleged agreement even if he votes
contrary to the asserted bargain'.
Thus,
even if this were an issue of first impression. I would hold that this
prosecution, being an extra- congressional inquiry into legislative acts and
motives, is barred by the Speech or Debate Clause.
What
is especially disturbing about the Court's result, however, is that this is not
an issue of first impression, but one that was settled six years ago in United
States v. Johnson, 15 L.Ed.2d 681." The learned Judge added that the
majority could not "camouflage its departure from the holding of Johnson
by referring to a collateral ruling having little relevance to the fundamental
issues of legislative privilege involved in that case. I would follow Johnson
and hold that Senator Brewster's alleged promise, like the Congressman's there,
is immune from executive or judicial inquiry". The learned judge said that
he yielded nothing to the majority "in conviction that this reprehensible
and outrageous conduct, if committed by the Senator, should not have gone
unpunished. But whether a court or only the Senate might undertake the task is
a constitutional issue of portentous significance, which must of course be
resolved uninfluenced by the magnitude of the perfidy alleged. It is no answer
that Congress assigned the task to the judiciary in enacting 18 USC 201. Our
duty is to Nation and Constitution, not Congress. We are guilty of a grave
disservice to both nation and Constitution when we permit Congress to shirk its
responsibility in favor of the courts. The Framers' judgment was that the
American people could have a Congress of independence and integrity only if
alleged misbehavior in the performance of legislative functions was accountable
solely to a Member's own House and never to the executive or judiciary. The
passing years have amply justified the wisdom of that judgment. It is the
Court's duty to enforce the letter of the Speech or Debate Clause in that
spirit. We did so in deciding Johnson. In turning its back on that decision
today, the Court arrogates to the judiciary an authority committed by the
Constitution, in Senator Brewster's case, exclusively to the Senate of the
United States. Yet the Court provides no principal justification, and I can
think of none , for its denial that United States v Johnson compels affirmance
of the District Court. The decision is only six years old and bears the
indelible imprint of the distinguished constitutional scholar who wrote the
opinion for the Court.
Johnson
surely merited a longer life".
Justice
White took substantially a similar view and part of what he said has already
been quoted.
The
judgment in Brewster was followed in United States v Henry Helstoski, 61 L. Ed.
2d 12 Brennan, J., dissenting, expressed the view that the indictment in
question should have been dismissed "since a corrupt agreement to perform
legislative acts, even if provable without reference to the acts themselves,
may not be the subject of a general conspiracy prosecution".
Broadly
interpreted, as we think it should be, Article 105(2) protects a Member of
Parliament against proceedings in court that relate to, or concern, or have a
connection or nexus with anything said, or a vote given, by him in Parliament.
The
charge against the alleged bribe takers is that they "were party to a criminal
conspiracy and agreed to or entered into an agreement with" the alleged
bribe givers "to defeat the no-confidence motion..........by illegal
means, viz., to obtain or agree to obtain gratification other than legal
remunerations" from the alleged bribe givers "as a motive or reward
for defeating the no-confidence motion and in pursuance thereof "the
alleged bribe givers "passed on several lacs of rupees" to the
alleged bribe takers, "which amounts were accepted" by then . The
stated object of the alleged conspiracy and agreement is to defeat the no-
confidence motion and the alleged bribe takers are said to have received monies
"as a motive or reward for defeating" it . The nexus between the
alleged conspiracy and bribe and the no-confidence motion is explicit. The
charge is that the alleged bribe takers the bribes to secure the defeat of the
no-confidence motion.
While
it is true that the charge against them does not refer to the votes that the
alleged bribe takers; Ajit Singh excluded, actually cast against the
no-confidence motion and that it may be established de hors those votes, as the
Attorney General argued, we do not think that we can ignore the fact that the
votes were cast and, if the facts alleged against the bribe takers are true,
that they were cast and, if the facts alleged against the bribe takers are
true, that they were cast pursuant to the alleged conspiracy and agreement. It
must then follow, given that the expression "in respect of" must
receive a broad meaning, that the alleged conspiracy and agreement has a nexus
to and were in respect of those votes and that the proposed inquiry in the
criminal proceedings is in regard to the motivation thereof.
It is
difficult to agree with the learned Attorney General that, though the words
"in respect of" must receive a broad meaning, the protection under
Article 105(2) is limited to court proceedings that impugn the speech that is
given or the vote that is cast or arise thereout or that the object of the
protection would be fully satisfied thereby.
The
object of the protection is to enable members to speak their mind in Parliament
and vote in the same way, freed of the fear of being made answerable on that
account in a court of law. It is not enough that members should be protected
against civil action and criminal proceedings, the cause of action of which is
their speech or their vote. To enable members to participate fearlessly in
Parliamentary debates, members need the wider protection of immunity against
all civil and criminal proceedings that bear a nexus to their speech or vote.
It is for that reason that member is not "liable to any proceedings in any
court in respect of anything said or any vote given by him". Article
105(2) does not say, which it would have if the learned Attorney General were
right, that a member is not liable for what he has said or how he has voted.
While imputing no such motive to the present prosecution, it is not difficult
to envisage a member who has made a speech or cast a vote that is not to the
liking of the powers that be being troubled by a prosecution alleging that he
had been party to an agreement and conspiracy to achieve a certain result in
Parliament and had been paid a bribe.
We are
acutely conscious of the seriousness of the offence that the alleged bribe takor
are said to have committed. If true, they bartered a most solemn trust
committed to them by those they represented. By reason of the lucre that they
received, they enabled a Government to survive. Even so, they are entitled to
the protection that the Constitution plainly affords them. Our sense of
indignation should not lead us to construe the Constitution narrowly, imparing
the guarantee to effective Parliamentary participation and debate.
We
draw support for the view that we take from the decision of United States
Supreme Court in Johnson and from the dissenting judgment of Brennan, J. in
Brewster.
In
Johnson, the United States Supreme Court held that the speech or debate clause
extended to prevent the allegation that a member of Congress had abused his
position by conspiring to give a particular speech in return for remuneration
from being the basis of a criminal charge of conspiracy. The essence of such a
charge was that the Congressman's conduct was improperly motivated, and that
was precisely what the speech or debate clause foreclosed from executive and
judicial inquiry. The argument that the speech or debate clause was meant to
prevent only prosecutions based upon the content of the speech, such as libel
actions, but not those founded on the antecedent unlawful conduct of accepting
or agreeing to accept a bribe was repulsed. Also repulsed was the argument that
the speech or debate clause was not violated because the gravamen of the charge
was the alleged conspiracy , not the speech. The indictment focused upon the
motive underlying the making of the speech and a prosecution under a criminal
statute dependent on such inquiry contravened the speech or debate clause. It
might be that only receipt of the bribe and not performance of the bargain was needed
to prove the charge, but proof of an agreement to be influenced in the
performance of legislative acts was "by definition an inquiry into their
motives, whether or not the acts themselves or the circumstances surrounding
them are questioned at trial. Furthermore, judicial inquiry into an alleged
agreement of this kind carries with it the same dangers to legislative
independence that are held to bar accountability for official conduct
itself". The Senator's "reprehensible and outrageous conduct",
if committed, should not have gone unpunished, but whether a court or only the
Senate "might undertake the task was a constitutional issue of portentous
significance, which must of course be resolved uninfluenced by the magnitude of
the perfidy alleged".
We
cannot but be impressed by the majority opinion in Brewster but, with respect,
are more pursuaded by the dissent. The majority opinion stated that the only
reasonable reading of the speech and debate clause was "that it does not
prohibit inquiry into activities that are casually or incidentally related to
legislative affairs but Brennan, J., dissenting in Brewster, said that Brewster
had been charged with a crime whose proof called into question the motives
behind his legislative acts. He could not only not be prosecuted or called to
answer for his vote in any judicial or executive proceeding but his immunity
went beyond the vote itself and precluded "all extra- congressional
scrutiny as to how and why he cast, or would have cast, his vote a certain way".
Neither the Senator's vote nor his motives for voting, however dishonourable,
could be the subject of a civil or criminal proceeding outside the halls of the
Senate. The charge of a corrupt promises to vote was repugnant to the speech or
debate clause. It might be that only receipt of the bribe and not performance
of the bargain was needed to prove the charge, but proof of an agreement to be
influenced in the performance of legislative acts was "by definition an
inquiry into their motives, whether or not the acts themselves or the
circumstances surrounding them are questioned at trial. Furthermore, judicial
inquiry into an alleged agreement of this land carries with it the same dangers
to legislative independence that are held to bar accountability for official conduct
itself". The Senator's "reprehensible and outrageous conduct",
if committed, should not have gone unpunished, but whether a court or only the
Senate "might undertake the task was a constitutional issue of portentous
significance, which must of course be resolved uninfluenced by the magnitude of
the perfidy alleged".
We
cannot but be impressed by the majority opinion in Brewster but, with respect,
are more pursuaded by the dissent. The majority opinion stated that the only
reasonable reading of the speech and debate clause was "that it does not
prohibit inquiry into activities that are casually or incidentally related to
legislative affairs but not a part of the legislative process itself".
Upon this construction of the speech or debate clause, it came to the
conclusion that a court could investigate whether Brewster had taken a bribe to
be influenced in the performance of official acts in respect of his action,
vote, and decision on postage rate legislation. With respect, we cannot regard
the act of taking a bribe to vote in a particular way in the legislature to be
merely "casually or incidentally related to legislative affairs". The
Library of Congress publication "The Constitution of the United States of
America, Analysis and Interpretation" says, and we respectfully agree,
"However, in United States v. Brewster, while continuing to assert that
the clause 'must be read broadly to effectuate its purpose of protecting the
independence of the Legislative Branch, 'the Court substantially reduced the
scope of the coverage of the clause".
For
the first time in England Buckley, J. ruled in R. vs. Currie that a Member of
Parliament who accepts a bribe to abuse his trust is guilty of the common law
offence of bribery. The innovation in English law needs to be tested in appeal.
We say this with respect, having regard to earlier English judgments, and we
find support in the Twenty-second edition of Erskine May's Treatise on The Law,
Privileges, Proceedings and Usage of Parliament, wherein a foot note (on p.115)
apropos the ruling read thus:
"The
court observed: 'that a Member of Parliament against whom there is a prima
facie case of corruption should be immune from prosecution in the courts of law
is to my mind an unacceptable proposition at the present time' (quoted in
Committee of Privileges. First Report, HC351- ii (1994-95) pp 161-162). The
Court seems to have had in mind, though no attempt was made to define, an area
of activity where a Member may act as such, without participating in
'proceedings in Parliament'(whether of course article IX will apply)." Our
conclusion is that the alleged bribe takers, other than Ajit Singh, have the
protection of Article 105(2) and are not answerable in a court of law for the
alleged conspiracy and agreement. The charges against them must fail. Ajit
Singh, not having cast a vote on the no- confidence motion, derives no immunity
from Article 105(2).
What
is the effect of this upon the alleged bribe givers? In the first place, the
prosecution against Ajit Singh would proceed, he not having voted on the non-
confidence motion and, therefore, not having the protection of Article 105(2).
The charge against the alleged bribe givers of conspiracy and agreement with Ajit
Singh to do an unlawful act would, therefore, proceed.
Mr. Rao
submitted that since, by reason of the provisions of Article 105(2), the
alleged bribe takers had committed no offence, the alleged bribe givers had
also committed no offence. Article 105(2) does not provide that what is
otherwise an offence is not an offence when it is committed by a member of
Parliament and has a connection with his speech or vote therein. What is
provided thereby is that member of Parliament shall not be answerable in a
court of law for something that has a nexus to his speech or vote in Parliament.
If a member of Parliament has, by his speech or vote in Parliament, committed
an offence, he enjoys , by reason of Article 105(2), immunity from prosecution therefor.
Those who have conspired with the member of Parliament in the commission of
that offence have no such immunity. They can, therefore, be prosecuted for it.
Mr.Rao
contended that for the offence that the bribe takers had allegedly committed
they would be answerable to the Lok Sabha. There was a possibility of the Lok Sabha
deciding one way upon the prosecution before it of the alleged bribe takers and
the criminal court deciding the other way upon the prosecution of the alleged
bribe givers.
A
conflict of decisions upon the same set of facts being possible, it had to be
avoided. The charge against the alleged bribe givers had, therefore, to be
quashed. There is in the contention a misconception. Article 105(2) does not
state that the member of Parliament who is not liable to civil or criminal
proceedings in Parliament. Parliament in India is not a Court of Record. It may
not exercise judicial powers or entertain judicial proceedings. The decisions
of this Court so holding have already been referred to. The alleged bribe
takers, except Ajit Singh, who are entitled to the immunity conferred by
Article 105(2) are not liable to be tried in the Lok Sabha for the offences set
out in the charges against them or any other charges, but the Lok Sabha may
proceed against them for breach of privileges or contempt. There is, therefore,
no question of two fora coming to different conclusions in respect of the same
charges.
Mr. Rao
submitted that the alleged bribe givers had breached Parliament's privilege and
been guilty of its contempt and it should be left to Parliament to deal with
them. By the same sets of acts the alleged bribe takers and the alleged bribe
givers committed offences under the criminal law and breaches of Parliament's
privileges and its contempt. From prosecution for the former, the alleged bribe
takers, Ajit Singh excluded, enjoy immunity. The alleged bribe givers do not.
The criminal prosecution against the alleged bribe givers must, therefore, go
ahead.
For
breach of Parliament's privileges and its contempt, Parliament may proceed
against the alleged bribe takers and the alleged bribe givers.
Article
105(3).
Relevant
to the submission on Article 105(3) is the judgement in Ex Parte Wason, 1869
L.R.4 QBD 573. Rigby Wason moved the Court of Queen's Bench for a rule to call
upon a metropolitan police magistrate to show cause why he should not take on
record the complaint of Wason to prosecute Earl Russell, Lord Chelmsford and
the Lord Chief Baron for conspiracy. Wason's affidavit in support of the
complaint stated that he had given to Earl Russell a petition addressed by him
to the House of Lords, which Earl Russell a petition addressed by him to the
House of Lords, which Earl Russell had promised to present. The petition
charged the Lord Chief Baron, when a Queen's Counsel, with having told a wilful
and deliberate falsehood to a committee of the House of Commons sitting as a
judicial tribunal. The petition prayed for an inquiry into the charge and, if
the charge was found true, for action against the Lord Chief Baron under the
law to remove judges. Earl Russell, Lord Chelmsford and the Lord Chief Baron
had, according to the Wason's affidavit, prevented the course of justice by
making statements, after conferring together, which they knew were not true in
order to prevent the prayer of his petition being granted; Wason alleged that
Earl Russell, Lord Chelmsford and the Lord Chief Baron had conspired and agreed
together to prevent the course of justice and injure himself. The alleged
conspiracy consisted in the fact that Earl Russell, Lord Chelmsford and the
Lord Chief Baron "did agree to deceive the House of Lords by stating that
the charge of falsehood contained in my petition was false, and that I was a
calumniator; when Earl Russell, Lord Chelmsford, and the Lord Chief Baron well
knew that the charge of falsehood committed by the Lord Chief Baron, when
Queen's Counsel, was perfectly true". Wason desired "to prefer an
indictment against Earl Russell, Lord Chelmsford, and the Lord Chief Baron for
conspiracy". The magistrate had refused to take recognizance of the
complaint on the ground that no indictable offence had been disclosed by Wason's
information, whereupon Wason moved the Court Cockburn', C.J.
said,
"I entirely agree that, supposing the matter brought before the magistrate
had been matter cognizable by the criminal law, and upon which an indictment
might have been preferred, the magistrate would have had no discretion, but
would have been bound to proceed......On the other hand, I have no doubt that,
supposing the matter brought before the magistrate does not establish facts
upon which an indictment could be preferred and sustained, the magistrate has a
discretion which, if rightly exercised, we ought to uphold;
and
the question is whether the matter brought by the present applicant before the
magistrate was subject-matter for an indictment....The information then charges
that Earl Russell, Lord Chelmsford, and the Lord Chief Baron agreed to deceive
the House of Lords by stating that the charge of falsehood brought against the
Lord Chief Baron was unfounded and false, whereas they knew it to be true. Now,
inasmuch as these statements were alleged to have been for the purpose of
preventing the prayer of the petition and the statements could not have had
that effect unless made in the House of Lords, it seems to me that the fair and
legitimate inference is that the alleged conspiracy was to make, and that the
statements were made, in the House of Lords. I think, therefore, that the
magistrate, looking at this and the rest of the information, was warranted in
coming to the conclusion, that Mr. Wason charged and proposed to make the
substance of the indictment, that these three persons did conspire to deceive
the House of Lords by statements made in the House of Lords for the purpose of
frustrating the petition. Such a charge could not be maintained in a court of
law. It is clear that statements made by members of either House of Parliament
in their places in the House, though they might be untrue to their knowledge,
could not be made the foundation of civil or criminal proceedings, however
injurious they might be to the interest of a third person. And a conspiracy to
make such statements would not make the persons guilty of it amenable to the
criminal law..............". Blackburn, J. was of the same opinion.
He
said, "When the House is sitting and statements are made in either House
of Parliament, the member making them is not amenable to the criminal law. It
is quite clear that no indictment will lie for making them, nor for a
conspiracy or agreement to make them, even though the statements be false to
the knowledge of the persons making them. I entirely concur in thinking that
the information did only charge an agreement to make statements in the House of
Lords, and therefore did not charge any indictable offence". Lush, J. agreed.
He said that he could not doubt that the charge was of "a conspiracy to
deceive the House of Lords, and so frustrate the application, by means of
making false statements in the House. I am clearly of opinion that we ought not
to allow it to be doubted for a moment that the motives or intentions of
members of either House cannot be inquired into by criminal proceedings with
respect to anything they may do or say in the House".
As we
read Ex Parte Wason, the Court of Queen's Bench found that wason desired
criminal proceedings to be commenced against three members of Parliament for
conspiring to make, and making statements in Parliament which he alleged were
untrue and made to harm his cause, The Court held that criminal proceedings
could not be taken in respect of statements made by members of Parliament in
Parliament nor for conspiring to make them. ex parte Wason, therefore, does not
support Mr. Rao's submission that his client P.V. Narasimha Rao and others of
the alleged bribe givers who were members of Parliament have "immunity
from criminal proceedings in a court of law with respect to the charge of
conspiracy in connection with the voting in Parliament on the no-confidence
motion". The speech or vote of the alleged bribe giving members of
Parliament is not in issue nor, therefore, a conspiracy in this beheld. In
contrast, all the three alleged conspirators in Ex parte Wason were members of
Parliament and what was alleged against them was that they had made false
statements to Parliament in consequence of a conspiracy. If what is alleged
against members of Parliament in India is that they had made false statements to, or voted in, Parliament in
consequence of a conspiracy, they would immune from prosecution by reason of
Article 105(2) itself and no occasion would arise ton look into the privileges
enjoyed by the House of Commons under Article 105(3). To repeat what we have
said earlier, Mr. Rao is right, subject to two caveats, in saying that
Parliament has the power not only to punish its members for an offence
committed by them but also to punish others who had conspired with them to have
the offence committed: first, the actions that constitute the offence must also
constitute a breach of Parliament's privilege or its contempt; secondly, the
action that Parliament will take and the punishment it will impose is for the
breach of privilege or contempt. There is no reason to doubt that the Lok Sabha
can take action for breach of privilege or contempt against the alleged bribe
givers and against the alleged bribe takers, whether or not they were members
of Parliament, but that is not to say that the courts cannot take cognizance of
the offence of the alleged bribe givers under the criminal law.
Mr. Rao
relied upon observations in the Eighteenth Edition (197) of Erskine May's Treatise
on The Law, Privileges, Proceedings and Usage of Parliament. There is before us
the Twenty-second Edition. Part of what is contained in the earlier edition is
not find in the later edition. That May's treatise is an authoritative
statement on its subject has been recognised by this Court (Keshav Singh's
case, ibid). May's earlier edition stated, "It is sometimes said that,
since the privileges of Parliament do not extend to criminal matters, therefore
Members are amenable to the course of criminal justice for offences committed
in speech or action in the House.........It may prove to be true that things
said or done in Parliament, or some of them, are not withdrawn from the course
of criminal justice.....There is more doubt as to whether criminal acts committed
in Parliament remain within the exclusive cognizance of the House in which they
are committed.......".
Quoting
Mr. Justice Stephen in Bradlaugh v.Gosset, where the learned judge said that he
"knew of no authority for the proposition that an ordinary crime committed
in the House of Commons would be withdrawn from the ordinary course of criminal
justice", May observed that "it must be supposed that what the
learned judge had in mind was a criminal act as distinguished from criminal
speech". May went on to state, "It is probably true, as a general rule,
that a criminal act done in the House is not outside the course of criminal
justice. But this rule is not without exception, and both the rule and the
exception will be found to depend upon whether the particular act can or can
not be regarded as a proceeding in Parliament...........it would be hard to
show that a criminal act committed in the House by an individual Member was
part of the proceedings of the House......Owing to the lack of precedents there
is no means of knowing what view the courts would take of a criminal act
committed in Parliament, or whether they would distinguish action from speech
in respect of amenability to the criminal law. With regard to a crime committed
in Parliament, the House in which it was committed might claim the right to
decide whether to exercise its own jurisdiction or to hand the offender over to
the criminal courts. In taking this decision, it would no doubt be guided by
the nature of the offence, and the adequacy or inadequacy of the penalties,
somewhat lacking in flexibility, which it could inflict........In cases of
breach of privilege which are also offences at law, where the punishment which
the House has power to inflict would not be adequate to the offence, or where
for any other cause the House has thought a proceeding at law necessary, either
asa a substitute for, or in addition to, its own proceeding, the Attorney
General has been directed to prosecute the offender".
May's
Twenty-second Edition is more succinct, and this is what it says :
"Moreover,
though the Bill of Rights will adequately protect a Member as regards criminal
law in respect of anything said as part of proceedings in Parliament, there is
more doubt whether criminal acts committed in Parliament remain within the
exclusive cognizance of the House in which they are committed. In the judgment
of the House of Lords in Eliot's case (see pp 73 and 84n), it was deliberately
left an open question whether the assault on the Speaker might have been properly
heard and determined in the King's bench. The possibility that it might legally
have been so determined was admitted by one of the manager for the commo ns in
the conference with the Lords which preceded the writ of error. In Bradlaugh v.
Gosset, Mr. Justice Stephen said that he 'knew of no authority for the
proposition that an ordinary crime committed in the House of Commons would be
withdrawn from the ordinary course of criminal justice". Since he went on
immediately to refer to Eliot's case and accepted the proposition "that
nothing said in Parliament by a Member, as such, can be treated as an offence
by the ordinary courts', it must be supposed that what the learned judge had in
mind was a criminal act as distinguished from criminal speech.
In
such cases, it will be essential to determine where the alleged criminal act
stands in relation to he proceedings of the House. An officer carrying out an
order of the House is in the same position as the Members who voted the order.
In Bradlaugh v Erskine, the Deputy Serjeant at Arms was heldto be justified on
committing the assault with which he was charged, since it was committed in
Parliament, in pursuance of the order of the House, to exclude Bradlaugh from
the House. As Lord Coleridge observed, "The Houses cannot act by
themselves as a body;
they
must act committed by a Member, however, could form part of the proceedings of
the House, Apart from Eliot's case 350 years ago, no charge against a Member in
respect of an allegedly criminal act in Parliament has been brought before the
courts. Were such a situation to arise, it is possible that the House in which
the act was committed might claim the right to decide whether to exercise its
own jurisdiction. In taking this decision, it would no doubt be guided by the
nature of the offence, and the adequacy or inadequacy of the penalties,
somewhat lacking in flexibility, which it could inflict." The learned
Attorney General submitted, and the English judgments and Reports dealt with
earlier bear out the submission, that the bribery of a member of the House of
Commons, acting in his Parliamentary capacity, did not , at the time the
Constitution came into effect, constitute an offence under the English criminal
law or the common law.
Clearly,
therefore, no privilege or immunity attached in England to an allegation of
such bribery or an agreement or conspiracy in that behalf which could be
imported into India at the commencement of the Constitution under the
provisions of Article 105(3). Secondly, Article 105(@) provides for the sum
total of the privileges and immunity that attach to what is said in Parliament
and to votes given Therein. Article 105(3) are, therefore, not attached and
they do not render assistance to the alleged bribe givers.
Prevention
of Corruption Act, 1988 In consider in the case on the Prevention of Corruption
Act, 1988 (the said Act) we shall not take account of what we have already held
and write as it were, upon a clean slate. Some reference to the provisions of
the said Act is necessary at the threshold.
Section
2(b) of the said Act defines "public duty" thus:
"public
duty" means a duty in the discharge of which the State, the public or the
community at large has an interest." Section 2(c) of the said Act defines
public servant thus:
"(c)
"public servant" means (i) any person in the service or pay of the
Government or remunerated by the Government by fees or commission for the
performance of any public duty;
(ii)
any person in the service or pay of a corporation established by or under a
Central, Provincial or State Act, or an authority or a body owned or controlled
or aided by the Government or a Government company as defined in Section 617 of
the Companies Act, 1956 (1 of 1956);
(iv) any
Judge, including any person empowered by law to discharge, whether by himself
or as a member of any body of persons, any adjudicatory functions;
(v)
any person authorised by a court of justice to perform any duty, in connection
with the administration of justice, including a liquidator, receiver or
commissioner appointed by such court;
(vi) any
arbitrator or other person to whom any cause or matter has been referred for
decision or report by a court or justice or by a competent public authority;
(vii)
any person who holds an office by virtue of which he is empowered to prepare,
publish, maintain or revise an electoral roll or to conduct an election or part
of an election;
(viii)
any person who is the president, secretary or other office-bearer of a
registered cooperative society engages in agriculture, industry, trade or
banking, receiving or having received any financial aid from the Central
Government or a State Government or from any corporation established by or
under a Central Provincial or State Act, or any authority or body owned or
controlled or aided by the Government or a Government company as defined in
Section 617 of the Companies Act, 1956 (1 of 1956);
(x)
any person who is a chairman, member or employee of any Service Commission or
Board, by whatever name called, or a member of any selection committee appointed
by such Commission or Board for the conduct of any examination or making any
selection on behalf of such Commission or Board.
(xi)
any person who is a Vice- Chancellor or member of any governing body,
professor, reader, lecturer or any other teacher or employee, by whatever
designation called, of any University and any person whose services have been
availed of by a University or any other public authority in connection with
holding or conducting examinations;
(xii) any
person who is an office- bearer or an employee of an educational, scientific,
social, cultural, or other institution, in whatever manner established,
receiving or having received any financial assistance from the Central
Government or any State Government, or local or other public authority.
Explanation
1. - Persons falling under any of the above sub-clauses are public servants,
whether appointed by the Government or not.
Explanation
2. - Wherever the words "public servant" occur, they shall be
understood of every person who is in actual possession of the situation of a
public servant, whatever legal defect there may be in his right to hold that
situation." Section 19 of the said Act deals withe the previous sanction
that is necessary for prosecution for the offences mentioned therein. It read
thus:"
"19.
Previous sanction necessary for prosecution. –
(1) No
court shall take cognizance of an offence punishable under Sections 7, 10, 11,
13 and 15 alleged to have been committed by a public servant, except withe the
previous sanction,
(a) in
the case of a person who is employed in connection with the affairs of the Union and is not removable from his office save by or with
the sanction of the Central government, of that Government;
(b) in
the case of a person who is employed in connection with the affairs of a State
and is not removable from his office save by or with the sanction of the State
Government, of that Government.
(c) in
the case of any other person, of the authority competent to remove him from his
office.
(2)
Where for any reason whatsoever any doubt arises as to whether the previous
sanction as required under sub-section (1) should be given by the Central
Government or the State Government or any other authority, such sanction shall
be given by that Government or authority which would have been competent to
remove the public servant from his office oat the time when the offence was
alleged to have been committed.
(3)
Notwithstanding anything contained in the Code of Criminal Procedure, 1973 (2
of 1974), - (a) no finding, sentence or order passed by a Special Judge shall
be reversed or altered by a court in appeal, confirmation or revision on the
ground of the absence of, or any error, omission or irregularity in, the
sanction required under sub-section(1), unless in the opinion of that court, a
failure of justice has in fact been occasioned thereby;
(b) no
court shall stay the proceedings under this Act on the ground of any error,
omission or irregularity in the sanction granted by the authority , unless it
is satisfied that such error, omission or irregularity has resulted in a
failure of justice;
(c) no
court shall stay the proceedings under this Act or any other ground and no
court shall exercise the powers of revision in relation to any interlocutory
order passed in any inquiry, trial, appeal or other proceedings.
(4) In
determining under sub- section (3) whether the absence of, or any error,
omission or irregularity in, such sanction has occasioned or resulted in a
failure of justice the court shall have regard to the fact whether the
objection could and should have been raised at any earlier stage in the
proceedings.
Explanation. - For the purposes of this
section, -
(a) error
includes competency of the authority to grant sanction;
(b) a
sanction required for prosecution includes reference to any requirement that
the prosecution shall be at the instance of a specified authority or with
sanction of a specified person or any requirement of a similar nature.
Section
7, mentioned in Section 19, defined the offence of a public servant taking
gratification other than legal remuneration in respect of an official act and
the penalty therefor. Section 10 sets out the punishment for abetment by a
public servant of offences defined in Section 8 or 9.
Section
11 defines the offence of a public servant obtaining a valuable thing, without
consideration, from a person concerned in a proceeding or business transacted
by such public servant, and the penalty therefor. Section 13 defines the
offence of criminal misconduct by a public servant and the penalty therefor.
Section 15 sets out the punishment for an attempt to commit an offence under
Section 13 (1) (c) or (d).
The
offences with which the appellants are charged are those set out in Section
120(B) of the Indian Penal Code with Section 7, Section 12 Section 13(1)(d) and
Section 13(2) of the said Act. (We do not here need to deal with the offence
under Section 293 of the Indian Penal Code with which some of the accused are
charged). These provisions read thus:
"Section
120-B (of the Indian Penal Code). Punishment of criminal conspiracy. –
(1)
Whoever is a party to a criminal conspiracy to commit an offence punishable
with death, imprisonment for life or rigorous imprisonment for a term of two
years or upwards, shall, where no express provision is made in the Code for the
punishment of such a conspiracy, be punished in the same manner as if he had
abetted such offence.
(2)
Whoever is a party to a criminal conspiracy other than a criminal conspiracy to
commit an offence punishable as aforesaid shall be punished with imprisonment
of either description for a term not exceeding six months, or with fine or with
both.
Section
7 (of the said Act). Public servant taking gratification other than legal
remuneration in respect of an official act. - Whoever, being, or expecting to
be a public servant, accepts or obtains or agrees to accept or attempts to
obtain from any person for himself or for any other person, any gratification
whatever, other than legal remunerations, as a motive or reward for doing or
forbearing to do any official act or for showing or forbearing to show, in the
exercise of his official functions, favoure or disfavour to any person or for
rendering or attempting to render any service or disservice to any person, with
the Central Government or Parliament or the Legislature of any State or with
any local authority, corporation or Government company referred to in clause
(c) of Section 2, or with any public servant, whether named or other wise ,
shall be punishable with imprisonment which shall be not less than six months
but which may extend to five years and shall also be liable to fine.
Explanations. –
(a)
"Expecting to be a public servant." If a person not expecting to be
in office obtains a gratification by deceiving others into a belief that he is
about to be in office, and that he will then serve them, he may be guilty of
cheating, but he is not guilty of the offence defined in this section.
(b)
"Gratification." The word "gratification" is not restricted
to pecuniary gratifications or to gratifications estimable in money.
(c)
"Legal remuneration." The words "legal remuneration" are
not restricted to remuneration which a public servant can lawfully demand, but
include all remuneration which he is permitted by the Government or the organisation,
which he serves, to accept.
(d)
"A motive or reward for doing." A person who receives a gratification
as a motive or reward for doing what he does not intend or is not in a position
to do, or has not done, comes within this expression.
(e)
Where a public servant induces a person erroneously to believe that his
influence with the Government has obtained a title for that person and thus
induces that person to give the public servant, money or any other
gratification as a reward for this services, the public servant has committed
an offence under this section.
Section
12. Punishment for abetment of offences defined in section 7 or 11 - Whoever
abets any offence punishable under Section 7 or Section 11 whether or not that
offence is committed in consequence of that abetment, shall be punishable with
imprisonment for a term which shall be not less than six months but which may
extend to five years and shall also be liable to fine.
Section
13. Criminal misconduct by a public servant. –
(1) A
public servant is said to commit the offence of criminal misconduct, -
(a) if
he habitually accepts or obtains or agrees to accept or attempts to obtain from
any person for himself or for any other person any gratification other than
legal remuneration as a motive or reward such as is mentioned in Section 7; or
(b) if
he habitually accepts or obtains or agrees to accepts or attempts to obtain for
himself or for any other person, any valuable thing without consideration which
he knows to be inadequate from any person whom he knows to have been, or to be,
or to be likely to be concerned in any proceeding or business transacted or
about to be transacted by him, or having any connection with the official
functions of himself or of any public servant to whom he is subordinate, or from
any person whom he knows to be interested in or related to the person so to do;
or
(c) if
the dishonestly or fraudulently misappropriates or otherwise converts for his
own use any property entrusted to him or under his control as a public servant
or allows any other person so to do; or
(d) if
he, - (i) by corrupt or illegal means, obtains for himself or for any other
person any valuable thing or pecuniary advantage; or (ii) by abusing his
position as a public servant, obtains for himself or for any other person any
valuable thing or pecuniary advantage; or (iii) while holding office as a
public servant, obtains for any person any valuable thing or pecuniary
advantage without any public interest; or
(e) if
he or any person on his behalf, is in possession or has, at any time during the
period of his office, been in possession for which the public servant cannot
satisfactorily account, of pecuniary resources or property disproportionate to
his known sources of income.
Explanation. - For the purposes of this section,
"known sources of income" means income received from any lawful
source and such receipt has been intimated in accordance with the provisions of
any law, rules or orders in accordance with the provisions of any law, rules or
orders for the time being applicable to a public servant.
(2)
Any public servant who commits criminal misconduct shall be not less than one
year but which may extend to seven years and shall also be liable to
fine." The said Act replaced the Prevention of Corruption Act, 1947 (the
1947 Act). The said Act was enacted "to consolidate and amend the law
relating to the prevention of corruption and for matters connected
therewith" Its Statements of Objects and Reasons reads thus:
"Statement
of Object and Reasons –
1. The
Bill is intended to make the existing anti- corruption laws more effective by
widening their coverage and by strengthening the provisions.
2. The
Prevention of Corruption act, 1947, was amended in 1964 based on the
recommendations of the Santhanam Committee. There are provisions in Chapter IX
of the Indian Penal Code to deal with public servants and those who abet them
by way of criminal misconduct. There are also provisions in the Criminal Law
Amendment Ordinance, 1944, to enable attachment of ill-gotten wealth obtained
through corrupt means, including from transferees of such wealth. The Bill
seeks to incorporate all these provisions with modifications so as to make the
provisions more effective in combating corruption among public servants.
3. The
Bill, inter alia, envisages widening the scope of the definition of the
expression "public servant", incorporation of offences under Sections
161 to 165- A of the Indian Penal Code, enhancement of penalties provided for
these offences and incorporation of a provision that the order of the trial
court upholding the grant of sanction for prosecution would be final if it has
not already been challenged and the trial has commenced. In order to expedite
the proceedings, provisions for day-to-day trial of cases and prohibitory provisions
with regard to grant of stay and exercise of powers of revision on
interlocutory orders have also been included.
4.
Since the provisions of Sections 161 to 161-A are incorporated in the proposed
legislation with an enhanced punishment it is not necessary to retain those
sections in the Indian Penal Code. Consequently, it is proposed to delete those
sections with the necessary saving provision.
5. The
notes on clauses explain in detail the provisions of the Bill." In the
1947 Act the definition of "public servant" in the Indian Penal Code
was adopted, Section 21 whereof reads as follows:
21.
"Public servant". - The words "public servant" denote a
person falling under any of the descriptions hereinafter following, namely:
First.
- [Repealed by the Adaptation of Lawsorder,1950.]
Second.
- Every Commissioned Officer in the Military, Naval or Air Forces of India;
Third.
- every Judge including any person empowered by law to discharge, whether by
himself or as a member of anybody of persons, any adjudicatory functions;
Fourth.
- Every officer of a Court of Justice (including a liquidator, receiver or
commissioner) whose duty it is, as such officer, to investigate or report on
any matter of law or fact, or to make, authenticate, or keep any document, or
to take charge or dispose of any property, or to execute any judicial process,
or to administer any oath, or to interpret, or to preserve order in the Court,
and every person specially authorised by a court of Justice to perform any of
such duties;
Fifth.
- every juryman, assessor, or member of a panchayat assisting a Court of
Justice or public servant;
Sixth.
- Every arbitrator or other person to whom any cause or matter has been
referred for decision or report by any Court of Justice, or by any other
competent public authority;
Seventh.
- Every person who holds any office by virtue of which he is empowered to place
or keep any person in confinement;
Eighth.
- Every officer of the Government whose duty it is, as such officer, to prevent
offences, to give information of offences, to bring offenders to justice, or to
protect the public health, safety or convenience;
Ninth.
- Every officer whose duty it is, as such officer, to take, receive, keep or
expend any property on behalf of the Government, or to make any survey,
assessment or contract on behalf of the Government, or to execute any
revenue-process, or to investigate, or to report, on any matter affecting the
pecuniary interests of the Government, or to make, authenticate or keep any
document relating to the pecuniary interests of the Government, or to prevent
the infraction of any law for the protection, of the pecuniary interests of the
Government;
Tenth.
- Every officer whose duty it is, as such officer, to take, receive, keep or
expend any property, to make any survey or assessment or to levy any rate or
tax for any secular common purpose of any village, town or district, or to
make, authenticate or keep any document for the ascertaining of the rights of
the people of any village, town or district;
Eleventh.
- Every person who holds any office in virtue of which he is empowered to
prepare, publish, maintain or revise an electoral roll or to conduct an
election or part of an election;
Twelfth.
- Every person - (a) in the service or pay of the Government or remunerated by
fees or commission for the performance of any public duty by the Government;
(b) in
the service or pay of a local authority, a corporation established by or under
a Central, Provincial or State Act or a Government company as defined in
Section 617 of the Companies Act, 1956 (1 of 1956)." Section 6 of the 1947
Act dealt with the previous sanction necessary for prosecution. It read thus :
"6.
Previous sanction necessary for prosecution. - (1) No court shall take
cognizance of an offence punishable under Section 161 or Section 164 or section
165 of the Indian Penal Code (45 of 1860), or under sub-section (3A) of Section
5 of this Act, alleged to have been committed by a public servant, except with
the previous sanction.
(a) in
the case of a person who is employed in connection with the affairs of the
Union and is not removable from his office save by or with the sanction of the
Central Government, of the Central Government;
(b) in
the case of a person who is employed in connection with the affairs of a State
and is not removable from his office save by or with the sanction of the State
Government;
(c) in
the case of any other person, of the authority competent to remove him from his
office.
(2)
Where for any reason whatsoever any doubt arises whether the previous sanction
as required under sub-section (1) should be given by the Central or State
Government or any other authority, such sanction shall be given by that
Government or authority which would have been competent to remove the public
servant from his office at the time when the offence was alleged to have been
committed." It is not in dispute that the prosecutions against all the
accused have not received the previous sanction contemplated by Section 19 of
the said Act.
Mr.
P.P. Rao submitted that a Constitution Bench had in the case of R.S. Nayak v.
A.R. Antulay, 1984 (2) S.C.R. 495, held that a member of a State legislature
was not a public servant, but that the finding therein that he performed a
public duty was erroneous and required reconsideration. The expression 'public
duty' in Section 2(b) of the said Act meant a duty in the context of a interest
which could be enforced at law. A mandamus could not issue to a member of
Parliament or a member of a State legislature to perform his duty for he could
not be compelled to speak or to vote. It was permissible to refer to the speech
in Parliament of the Minister who had moved the Bill that became the said Act.
He had stated, in response to a question about the position of a member of
Parliament or a member of a Legislative Assembly , thus:
"............We
have not done anything different or contrary to the law as it stands today.
Under the law, as it stands today, the Supreme Court has held in Antulay's case
that a Member of a Legislative Assembly is not a public servant within the
meaning of Section 21 of the Indian Penal Code." That this was really the
position was supposed by the fact that two conditions had to be satisfied for
the purposes of bringing someone within the purview of the said Act, namely,
that he should be a public servant (Section 2) and there should be an authority
competent to remove him from his office (Section 19). In this behalf, reliance
was placed upon the judgement in K. Veeraswamy vs. Union of India, 1991 (3)
S.C.R. 189. The judgment of the Delhi High Court under appeal noted that it was
not disputed that there was no authority competent to remove members of
Parliament from their office. This had also been found by the Orissa High Court
in Habibullah Khan vs. State of Orissa, (1993) Cr.L.J.3604. A member of Parliament and a member of a State
legislature did not hold an office. Section 2 (c)(viii) of the said Act
postulated the existence of an office independent of the person holding it, and
that by virtue of the office, the holder was authorised or required to perform
a public duty. That a member of Parliament did not hold an office was apparent
from the Constitution. Whereas the Constitution spoke of other functionaries
holding offices, members of Parliament were said to occupy seats. The
conclusion, therefore, was inescapable that the accused could not be prosecuted
under the said Act and the charges had to be quashed. Mr. D.D. Thakur echoed
these submissions.
He
added that it was legally permissible, but morally impermissible, for a
legislator to vote in exchange for money. The clauses of Section 2(c) had to be
constructed ejusdem generis and, so read, could not cover members of Parliament
or the State legislatures. Having regard to the he fact that the Minister had
made a representation to Parliament when the Bill was being moved that it did
not cover members of Parliament and the State legislatures, it could not be
argued on behalf of the Union Government, by reason of the principle of
promissory estoppel, that the said Act covered members of Parliament and the
State legislatures. The said Act only removed the surplusage in the then
existing definition of "public servant" and had to be construed only
in that light. The inclusion of members of Parliament in the said Act was not
"clearly implicit" nor "irresistibly clear." A member of
Parliament had only privileges given to him under the Constitution; his only
obligation was to remain present for a given number of days.
Mr. Sibbal
adopted the arguments of Mr. Rao. He added that the Constitution cast no duty
or obligation upon a member of Parliament. Consequently, there was no authorisation
or requirement to perform a duty under the provisions of Section 2(c)(viii) of
the said Act. An authority competent to remove a public servant necessarily
contemplated an authority competent to appoint him. There was no authority
competent to appoint a member of Parliament and, therefore, there was no
authority which could remove him.
The
Attorney General submitted that the object behind enacting the said Act was to
widen the coverage of the anti- corruption laws, as had been stated in its
Statement of Object and Reasons. 'Public office' had been defined in Blacks Law
Dictionary (Sixth edition, pg 1082) thus, "the right, authority, and duty
created and conferred by law, by which for a given period, either fixed by law
or enduring at the pleasure of the creating power, an individual is invested
with some portion of the sovereign functions of government for the benefit of
the public. An agency for the state, the duties of which involve in their
performance the exercise of some portion of sovereign power, either great or
small." The Shorter Oxford Dictionary (page 1083) defined
"Office" thus, "A position to which certain duties are attached,
esp. a place of trust, authority or service under constituted authority."
In Antulay's case it had been held that a member of a legislative assembly
"performs public duties cast on him by the Constitution and his
electorate".
That a
member of Parliament occupied an office had been the view taken in the cases of
Bunting and Boston (referred to above). A member of
Parliament performed the sovereign function of law making and in regard to the
exchequer. He had a fundamental duty to serve. He undertook high public duties
which were inseparable from his position. A member of Parliament, therefore,
held an office. The Constitution provided the number of seats for members of
Parliament. The tenure of a member of Parliament was fixed. He received a
salary and other allowances. It was clear from the Constitution that he
performed public duties. The oath that he took referred to his obligation to
"faithfully discharge the duty" upon which he was about to enter. The
Salary, Allowances and Pension of Members of Parliament Act, 1954, specified
that a member of Parliament was entitled to receive a salary per mensem
"during the whole of his term of office" and an allowance per day
"during any period of residence on duty" . The accused, other than
D.K. Adikeshavulu and M. Thimmagowda, were, therefore, public servants within
the scope of the said Act and could be charged thereunder. Reference to the
provisions of Section 19 of the said Act and to the Minister's speech on the
Bill that became the said Act was, consequently, not called for.
The
provisions of Section 19 were attracted only when a public servant had an
authority which was competent to remove him. Where, as in the case of a member
of Parliament or a State legislature, there was no authority which was
competent to remove a public servant, the provisions of section 19 were not
attracted and a prosecution could be launched and taken cognizance of without
previous sanction.
Alternatively,
the authority to remove a member of Parliament was the President under the
provisions of Article 103 of the Constitution.
There
can be no doubt that the coverage of Section 2(c) of the said Act is far wider
than that of Section 21 of the Indian penal Code. The two provisions have only
to be looked at side by side to be sure that more people can now be called
public servants for the purposes of the anti- corruption law. There is,
therefore, no reason at all why Section 2(c) of the said Act should be
construed only in the light of the existing law and not on its own terms.
It is
for the Court to construe Section 2(c). If the Court comes to the conclusion
that members of Parliament and the State legislatures are clearly covered by
its terms, it must so hold. There is then no reason to resort to extraneous
aids of interpretation such as the speech of the Minister piloting the Bill
that became the said Act. The true interpretation of a statute does not depend
upon who urges it. The principle of promissory estoppel has no application in
this behalf. Further., if the court comes to the conclusion, based on Section
2(c) itself, that members of Parliament and the State legislators are, clearly,
public servants, no resort to the provisions of Section 19 is required in this
regard. The words "public servant" in Section 19 must then bear that
meaning that is attributed to them on the construction of the definition
thereof in Section 2(c).
A
public servant is "any person who holds an office by virtue of which he is
authorised or required to perform any public duty." Not only, therefore,
must the person hold an office but he must be authorised or required by virtue
of that office to perform a public duty. Public duty is defined by Section 2(b)
of the said Act to mean "a duty in the discharge of which the State, the
public or that community at large has an interest." In a which the State,
the public or that community at large has an interest." In a democratic
form of Government it is the member of Parliament or a State legislature who
represents the people of his constituency in the highest law making bodies at
the Centre and the State respectively. Not only is he the representative of the
people in the process of making the laws that will regulate their society, he
is their representative in deciding how the funds of the Centre and the States
shall be spent and in exercising control over the executive. It is difficult to
conceive of a duty more public than this or of a duty in which the State, the
public and the community at large would have greater interest. The submission
that this Court was in error in Antulay's case in holding that a member of a
State legislature "performs public duties cast on him by the Constitution
and his electorate" must be rejected outright. It may be - we express no
final opinion - that the duty that a member of Parliament or a State legislature
performs cannot be enforced by the issuance of a writ of mandamus but that is
not a sine qua non for a duty to be a public duty. We reject the submission, in
the light of what we have just said, that a member of Parliament has only
privileges, no duties.
Members
of Parliament and the State legislatures would do well to remember that if they
have privileges it is the better to perform their duty of effectively and
fearlessly representing their constituencies.
In Antulay's
case the question relevant for our purpose was whether a member of a
Legislative Assembly was a public servant within the meaning of that expression
in clauses 12(a),(3) and (7) of section 21 of the Indian Penal Code.
These
Clauses read thus:
21.
The words 'public servant' denote a person falling under any of the
descriptions hereinafter following, namely:
Third-
Every Judge including any person empowered by law to discharge, whether by
himself or as a member of, any body of persons, any adjudicatory functions.
Seventh
- Every person who holds any office by virtue of which he is empowered to place
or keep any person in confinement.
Twelfth
- Every person - (a) in the service or pay of the Government or remunerated by
fees or commission for the performance of any public duty by the Government."
This Court held that a member of a Legislative Assembly did not satisfy the
ingredients of these clauses and that, therefore, he was not a public servant
within the meaning of that expression in Section 21 of the Indian Penal Code.
It was in this context that this Court made the observation that we have
already quoted. Having regard to the fact that there was no clause in section
21 of the Indian Penal Code which is comparable to Section 2(c)(viii) of the
said Act, the decision in Antulay's case is of little assistance in this
context.
The
judgment of the Orissa High Court in the case of Habibulla Khan is of
assistance because it considered whether a member of a Legislative Assembly was
a public servant within the meaning of Section 2(c)(viii) of the said Act.
Paragraphs 5,7,8 and 9 of the principle judgment are relevant. ***ney read
thus:
"5.
For the aforesaid clause to be attracted, two requirements must be satisfied;
(i) an
M.L.A. must hold an office: and
(ii) he
must perform public duty by virtue of holding that office.
The
meaning of the word 'office' has been the subject-matter of various decisions
of the apex Court and Shri Rath in his written note dated 27-4-1993 has dealt
with these decisions in pages 6 to 12, in which reference has been made to what
was held in this regard in
(1) Maharaj
Shri Govindlal Jee Ranchhodlal jee v. C.I.T., Ahmedabad, 34 ITR 92 : (AIR 1959 Bom
100) (which is a judgment of Bombay High Court rendered By Chagla, C.J.);
(2) Champalal
v. State of Madhya
Pradesh, AIR 1971 MP
88, in which the definition of the word "office" given in Corpus Juris
Secundum "A position or station in which a person is employed to perform
certain duty" was noted;
(3)
Statesman v. H.R. Deb, AIR 1968 SC 1495: (1968 Lab IC 1525) which is a rendering
by a Constitution Bench stating "an office means no more than a position
to which certain duties are attached";
(4) Kanta
Kathuria v. Manikchand, AIR 1970 SC 694, in which Hidayatulla, C.J., on behalf
of self and J.K. Mitter, J., who were in minority, after referring to the
Constitution Bench decision in Stasteman's case referred to the observations of
Lord Wright in Mc Millan v. Guest, 1942 Ac 561, that the meaning of the word
'office' covered four columns of the New English Dictionary, but the one taken
as most relevant was "(a) position or place to which certain, duties are
attached, especially one of more or less public character";
whereas
Sikri, J, speaking for the majority referred to the definition given by Lord Atkin,
which was "a subsisting permanent, substantive position which had an
existence independent of the person who filled it, which went on and was filled
in succession by successive holders" by further stating that there was no
essential difference between the definitions given by Lord Wright and Lord Atkin:
and (5) Madhukar v. Jaswant, AIR 1976 SC 2283, in which the definition given in
the Stateman's case was quoted with approval.
xxx xxx
xxx
7. Shri
Das, learned Government Advocate, does not contest the submission of Shri Rath
that the word 'office' should mean, to repeat, no more than a position to which
certain duties are attached, specially of a public character". Let it be
seen as to whether the test mentioned by Sikri, J, is satisfied, which, as
already noted, is that there must be an office which exists independently of
the holder of that office. To substantiate this part of his submission, Shri Rath
has referred in his written note first to Article 168 of the Constitution which
has proved that for every State there shall be a Legislature which shall
consist of the Governor, and in case of some States, two Houses and in case of
others one House. Article 170 states that the Legislative Assembly of each
State shall consist of not more than 500 and not less than 60 members chosen by
direct election from the territorial constituencies in the State for which
purpose the State is divided into equal number of territorial constituencies.
In Article 172, duration of the Legislative Assembly has been specified to be
for five years, and Article 173 deals with the conditions of eligibility.
Reference
is than made to certain provisions of the Representation of the People Act,
1950, which has provided for total number of seats in the Legislative Assembly,
and so far as Orissa is concerned, the Second Schedule mentions that the Orissa
Legislative Assembly shall consist of 147 members.
8.
Relying on the aforesaid provisions, it is contended and rightly, by Shri Rath
that the office of the M.L.A. is created by the Constitution read with the
Representation of the People Act, 1950, whereas the actual election of M.L.As. is
supervised, directed and controlled by the provisions contained in Articles 324
to 329 of the Constitution and the provisions of the Representation of the
People Act, 1951, which brings home the distinction between "office"
and "holder of the office".
9. The
aforesaid submission appears to us to be unassailable.
We
would, therefore, accept the same by stating that an M.L.a. does hold an
office, which is one of the two necessary requirements to attract the
definition of "public servant", as given in clause (viii) of the Act.
Another requirement, as already mentioned, is performance of public duty as
holder of such office. This aspect has been dealt with by Shri Rath in
paragraph 7 of his written note wherein mention has been made about various
duties attached to the office of the M.L.A., as would appear from Chapter III
of Part VI of the Constitution - the same being, making of laws, acting
conjointly to effectively control the activities of the executive, approval of
the finance bill, etc.
Indeed,
no doubt can be entertained in this regard in view of what was stated in
paragraph 59 of Antulay's case, which is as below:- ".....it would be
rather difficult to accept an unduly wide submission that M.L.A. is not
performing any public duty. However it is unquestionable that he is not
performing any public duty either directed by the Government or for the
Government. He no doubt performs public duty cast on him by the Constitution
and his electorate. He thus discharges constitutional
functions....."" Having held that a member of a Legislative assembly
was a public servant under the said Act, the Orissa High Court went on to
consider which authority was competent to give sanction for his prosecution.
That is an aspect with which we are not immediately concerned and we shall
revert to this judgment later.
We
think that the view of the Orissa High Court that a member of a Legislative
Assembly is a public servant is correct. Judged by the test enunciated by Lord Atkin
in Mc Millan v. Guest and adopted by Sikri, J, in Kanta Kathuria's case, the
position of a member of Parliament, or of a Legislative Assembly, is
subsisting, permanent and substantive; it has an existence independent of the
person who fills it and it is filled in succession by successive holders. The
seat of each constituency is permanent and substantiative. It is filled,
ordinarily for the duration of the legislative term, by the successful
candidate in the election for the constituency. When the legislative term is
over, the seat is filled by the successful candidate at the next election.
There is, therefore, no doubt in our minds that a member of Parliament, or of a
Legislative Assembly, holds an office and that he is required and authorised
thereby to carry out a public duty. In a word, a member of Parliament, or of a
Legislative Assembly, is a public servant for the purposes of the said Act.
This
brings us to the issue of sanction under the provisions of Section 19 of the
said Act. The Section has been quoted, Sub-section (1) opens with the words
"No court shall take cognizance of an offence punishable under Sections 7,
10, 11, 13 and 15. Secondly, the person charged must be a public servant at the
point of time the court is asked to take cognizance; that is the material time
for the purposes of the Section. Thirdly, the sanction must proceed cognizance;
it must be prior sanction. Fourthly, and this from the point of view of this judgement
is most material, the Section covers all public servants. In order words, if
any public servant is charged with an offence punishable under the aforesaid
sections, the court shall not take cognizance in the absence of sanction. That
the Section applies to all public servants is also clear from the three clauses
of sub-section(1). Clause (a) says that the sanction must be of the Central
Government in the case of a public servant who is employed in connection with
the affairs of the Union and is not removable from his office save by or with
the sanction of the Central Government. Clause (b) says that the sanction must
be of a State Government in the case of a public servant who is employed in
connection with the affairs of that State and is not removable from his office
save by or with the consent of that State Government.
Clause
(c) says that the sanction in the case of any other public servant must be of
the authority competent to remove him from his office. Clause (c) is the basket
into which all public servants, other than those covered by the terms of clauses
(a) and (b), fall Upon the plain language of sub-section (1) of Section 19, analysed
above, the argument of the learned Attorney General that the provisions of
Section 19 are applicable only to a public servant who is removable from his
office by an authority competent to do so must fail.
In
support of the argument, the learned Attorney General relied upon the judgment
of this Court in S.A. Venkataraman vs. The State, 1958 S.C.R. 1040, in which,
with reference to the provisions of Section 6 of the 1947 Act, it was observed
:
"When
the provisions of s.6 of the Act are examined it is manifest that two
conditions must be fulfilled before its provisions become applicable. One is
that the offences mentioned therein must be committed by a public servant and
the other is that that person is employed in connection with the affairs of the
Union or a State and is not removable from his office save by or with the
sanction of the Central Government or the State Government or is a public
servant who is removable from his office by any other competent authority.
Both
these conditions must be present to prevent a court from taking cognizance of
an offence mentioned in the section without the previous sanction of the
Central Government or the State Government or the authority competent to remove
the public servant from his office. If either of these conditions is lacking,
the essential requirements of the section are wanting and provisions of the
section do not stand in the way of a court taking cognizance without a previous
sanction." The appellant was a public servant who had been dismissed from
service consequent upon a departmental inquiry. After his dismissal he was
charged with the offence of criminal misconduct under the 1947 Act and
convicted. The appellant contended that no court could have taken cognizance of
the charge against him because there was no prior sanction under Section 6 of
the 1947 Act. This Court found, as aforestated, that for the applicability of
Section 6 two conditions had to be fulfilled, namely, (i) the offence should
have been committed by a public servant and (ii) the public servant is
removable from his office by the Central Government or a State Government or a
competent authority. This Court held that sanction was not a pre-requisite to
the cognizance of the offence with which the appellant was charged and
conditions were not satisfied because, when cognizance of the offence was
taken, the appellant had ceased to be a public servant. That the appellant was
a public servant was not in dispute; that no sanction had been obtained was
also not in dispute. This Court was not concerned with a situation in which
there was a public servant but there was no authority competent to remove him
from his office. The observations of this Court quoted above were made in the
context of the facts of the case and relative thereto. They cannot be examined
de hors the facts and read as supporting the proposition that the provisions of
Section 19 are applicable only to a public servant who is removable from his
office by an authority competent to do so and, if there is no authority
competent to remove a public servant from his office, the embargo arising under
Section 19 is not attracted and Section 19 does not come in the way of a court
taking cognizance. In any event, we cannot, with great respect, agree that the
observations fully analyse the provisions of Section 19. We have set out above
how we read it; as we read it, it applies to all who are public servants for
the purposes of the said Act.
It is
incorrect to say that Section 19 contemplates that for every public servant
there must be an authority competent to remove him from his office and that,
therefore, the effort must be to identify that authority. But if no authority
can be identified in the case of a public servant or a particular category of
public servant, it cannot lead to the conclusion that was urged on behalf of
the accused, namely, that he is not a public servant or this is not a category
of public servant within the meaning of the said Act. We have found, based on
the language of Section 2(c)(viii) read with Section 2(b), that members of
Parliament are public servants. That finding, based upon the definition
section, must apply to the phrase 'public servant' wherever it occurs in the
said Act. It cannot change if it be found that there is no authority competent
to remove members of Parliament from office. Members of Parliament would, then,
not be liable to be prosecuted for offences under the said Act other than those
covered by sections 7, 10, 11,13 and 15.
The
Attorney General drew our attention in this context to the conclusion of the Orissa
High Court in the case of Habibullah Khan aforementioned. The Orissa High Court
found that there was no authority which could grant previous sanction, as
contemplated by Section 19 of the Act, in the case of a member of a Legislative
Assembly. Counsel, the High Court recorded, did not contend that even if there
be no person competent to give sanction for prosecuting a member of a
Legislative Assembly under the said act, nonetheless sanction for his
prosecution had to be obtained because he was a public servant. The High Court
was satisfied that although "an M.L.A. would come within the fold of the
definition of 'public servant', as given in Section 2(c) of the Act, he is not
the type of 'public servant' for whose prosecution under the Act, previous
sanction as required by Section 19 is necessary. We require realise the anomaly
of our conclusion, because though Section 19 of the Act makes no distinction
between one public servant and another for the purpose of previous sanction, we
have made so. But this is a result which we could not have truly and legally
avoided." We do not think that the view of the Orissa High Court stated
above is correct. Since Section 6 of the 1947 Act and Section 19 of the said
Act make no distinction between one public servant and another for the purpose
of previous sanction, the conclusion must be that where the Court finds that
there is no authority competent to remove a public servant, that public servant
cannot be prosecuted for offences punishable under Sections 7,10,11,13 and 15
of the said Act because there is no authority that can sanction such
prosecution.
This
Court in the case of K. Veeraswami v. Union of India and others, [1991] 3
S.C.R. 189, considered the applicability of the 1947 Act to a Judge of a High
Court or the Supreme Court. A case under the provisions of Section 5(2) read
with Section 5(1)(e) of the 1947 Act had been registered against the appellant,
the Chief Justice of a High Court, and on 28th February, 1976, an F.I.R. was filed in the Court
of Special Judge. The appellant retired on attaining the age of superannuation
on 8th April, 1976. On 15th December, 1977 , a charge sheet was filed and process was issued
for appearance of the appellant. The appellant moved the High Court to quash
the proceedings. The High Court dismissed the application but granted
certificate of fitness to appeal. This Court, by a majority, concluded that a
Judge of a High Court and the Supreme Court was a public servant within the
meaning of Section 2 if the 1947 Act. A prosecution against him could be lodged
after obtaining the sanction of the competent authority under Section 6 of the
1947 Act. For this purpose, the President of India was the authority to give
previous sanction. No criminal case could be registered against a Judge of a
High Court unless the Chief Justice of India was consulted. Such consultation
was necessary also at the stage of examining whether sanction for prosecution
should be granted, which should be guided by and in accordance with the advice
of the Chief Justice of India. Specifically, the majority view was that a
public servant could not be prosecuted for the offences specified in Section 6
of the 1947 Act unless there was prior sanction for prosecution from a
competent authority. A Judge of the superior courts squarely fell within the
purview of the 1947 Act. The second requirement under clause (c) of Section
6(1) was that for the purpose of granting sanction for his prosecution there
must be an authority and the authority must be competent to remove him. It was,
therefore, "now necessary to identify such authority......".
The
learned Attorney General laid stress upon this observation. He submitted that
the court should identify the authority competent to remove a member of
Parliament, or a State Legislature, from his office if it found such member to
be a public servant within the meaning of Section 2(c) and did not accept his
contention that the provisions of Section 19 did not apply, there being no
authority competent to remove such member from his office. In other words, it
was the alternative submission of the learned Attorney General that there was
an authority competent to remove such member from his office : in the case of a
member of Parliament it was the President and in the case of a member of a
State Legislature it was the Governor of the State. We shall address ourselves
to the submission in a moment.
The
passage in Veeraswamy's case relied upon by learned counsel for the appellants
is contained in the dissenting judgment of Verma, J.
He said
:
"Clauses
(a),(b) and (c) in sub-section (1) of Section 6 exhaustively provide for the
competent authority to grant sanction for prosecution in case of all the public
servants falling within the purview of the Act.
Admittedly,
such previous sanction is a condition precedent for taking cognizance of an
offence punishable under the Act, of a public servant who is prosecuted during
his continuance in the office. It follows that the public servant falling
within the purview of the Act must invariably fall within one of the three
clauses in sub-section (1) of Section 6. It follows that the holder of an
office, even though a 'public servant' according to the definition in the Act, who
does not fall within any of the clauses (a), (b) or (c) of sub-section (1) of
Section 6 must hold to be outside the purview of the Act since this special
enactment was not enacted to cover that category of public servants inspite or
the wide definition of 'public servant' in the Act. This is the only manner in
which these provisions of the Act can be harmonized and given full effect.
The
scheme of the Act is that a public servant who commits the offence of criminal
misconduct, as defined in the several clauses of sub-section(1) of Section 5,
can be punished in accordance with sub- section (1) of Section 5, can be
punished in accordance with sub- section (2) of Section 5, after investigation
of the offence in the manner prescribed and with the previous sanction of the
competent authority obtained under Section 6 of the act in a trial conducted
according to the prescribed procedure. The grant of previous sanction under
Section 6 being a condition precedent for the prosecution of a public servant
covered by the Act, it must follow that the holder of an office who may be a
public servant according to the wide definition of the expression in the Act
but whose category for the grant of sanction for prosecution is not envisaged
by Section 6 of the Act, is outside the purview of the Act, not intended to be
covered by the act.
This
is the only manner in which a harmonious constitution of the provisions of the
Act can be made for the purpose of achieving the object of that
enactment." We are unable, with respect, to share this view in the
dissenting judgment. It does not appear to take into reckoning the fact that
sanction is not a pre-requisite for prosecution for all offences under the
statute but is limited to those expressly specified in the sanction provision. Secondly,
the question as to whether or not a person is a public servant within the
meaning of the statute must be determined having regard to the definition of a
public servant contained in the statute. If the person is found to be a public
servant within the meaning of the definition, he must be taken to be a public
servant within the meaning of the definition, he must be taken to be a public
servant for the purposes of all provisions in the statute in which the
expression 'public servant' occurs. If therefore, a person is found to satisfy
the requirements of the definition of a public servant, he must be treated as a
public servant for the purposes of the sanction provision.
In our
opinion, it cannot be hold, as a consequence of the conclusion that there is no
authority competent to remove from office a person who falls within the
definition of public servant, that he is not a public servant within the
meaning of the statute. Where a person is found to satisfy the requirements of
the definition of a public servant, the Court must, as was said by the majority
in Veeraswami's case, attempt to identify the authority competent to remove him
from his office. The majority identified that authority in the case of a Judge
of a High Court and the Supreme Court and did not need to consider the effect
upon the prosecution of not being able to find such authority.
It is
convenient now to notice a submission made by Mr. Sibal based upon Veeraswami's
case. He urged that just as this court had there directed that no criminal
prosecution should be launched against a Judge of a High Court or the Supreme
Court without first consulting the Chief Justice of India, so we should direct
that no criminal prosecution should be launched against a member of Parliament
without first consulting the Speaker. As the majority judgment makes clear,
this direction was considered necessary to secure the independence of the
judiciary and in the light of the "apprehension that the Executive being
the largest litigant is likely to abuse the power to prosecute the
Judges." Members of Parliament do not stand in a comparable position. They
do not have to decide day after day disputes between the citizen and the
Executive. They do not need the additional protection that the Judges require
to perform their constitutional duty of decision making without fear or favour.
Before
we move on to consider the alternative submission of the Attorney General, we
must note the judgment in S.A. Venkataraman vs. The State, 1958 S.C.R. 1040,
upon which the learned Attorney General relied for his first proposition,
namely, that the provisions of Section 19 do not apply to a public servant in resect
of whom there is no authority competent to remove him from his office. The
appellant Venkatraman was a public servant. After he was dismissed from service
consequent upon a departmental inquiry, he was charged with criminal misconduct
under the 1947 Act and was convicted. The contention before this Court was that
the trial court could not have taken cognizance of the offence because no
sanction for the prosecution had been produced before it. This Court held that
no sanction for the prosecution of the appellant was required because he was
not a public servant at the time cognizance of the offence was taken. The
following passage in this Court's judgment was relied upon :
"It
was suggested that cl.
(c) in
s.6(1) refers to persons other than those mentioned in cls.
(a)
and (b). The words "is employed" are absent in this clause which
would, therefore, apply to a person who had ceased to be a public servant
though he was so at the time of the commission of the offence. Clause (c)
cannot be construed in this way. The expressions "in the case of a
person" and "in the case of any other person" must refer to a
public servant having regard to the first paragraph of the sub-section.
Clauses
(a) and (b), therefore, would cover the case of a public servant who is
employed in connection with the affairs of the Union or a State and is not
removable from his office save by or with the sanction of the Central
Government or the State Government and cl.(c) would cover the case of any other
public servant whom a competent authority could remove from his office. The
more important words in cl. (c) are "of the authority competent to remove
him from his office". A public servant who has ceased to be a public
servant is not a person removable from any office by a competent authority. Section
2 of the Act states that a public servant, for the purpose of the Act, means a
public servant as defined in s.21 of the Indian Penal Code. Under cl. (c),
therefore, any one who is a public servant at the time a court was asked to
take cognizance, but does not come within the description of a public servant
under cls. (a) and (b), is accused of an offence committed by him as a public
servant as specified in s.
6
would be entitled to rely on the provisions of that section and object to the
taking of cognizance without a previous sanction." We do not find in the
passage anything that can assist the Attorney General's submission; rather, it
is supportive of the view that we have taken and indicates that the third
clause in the sanction provision is a catch-all clause into which all public
servants who are not covered by the first two clauses fall. In the words, to
prosecute a public servant the prior sanction of the authority competent to
remove him is a must.
For
the purposes of appreciating argument that the President is the authority
competent to remove a member of Parliament from his office, Articles 101, 102
and 103 under the head "Disqualifications of Members" in Chapter II
of Part V of the Constitution need to be set out. (Similar provisions in
relation to members of State Legislatures are contained in Articles 190, 191
and 192 under the same head in Chapter III of Part VI of the Constitution.)
Articles 101, 102 and 103 read thus:
"101.
Vacation of seats, -
(1) No
person shall be a member of both Houses of Parliament and provision shall be
made by Parliament by law for the vacation by a person who is chosen a member
of both Houses of his seat in one House or the other.
(2) No
person shall be a member both of Parliament and of a House of the Legislature
of a State and if a person chosen a member both of Parliament and of a House of
the Legislature of a State, then, at the expiration of such period as may be
specified in rules made by the President, that person's seat in Parliament
shall become vacant, unless he has previously resigned his seat in the
Legislature of the State.
(3) If
a member of either House of Parliament - (a) becomes subject to any of the
disqualifications mentioned in clause (1) or clause (2) of article 102 or (b)
resigns his seat by writing under his hand addressed to the Chairman or the
Speaker as the case may be, and his resignation is accepted by the Chairman or
the Speaker, as the case may be, his seat shall thereupon become vacant:
Provided
that in the case of any resignation to in sub-clause (b), in from information
received or otherwise and after making such inquiry as he thinks fit; the
Chairman or the Speaker, as the case may be, is satisfied that such resignation
is not voluntary of genuine, he shall not accept such resignation.
(4) If
for a period of sixty days a member of either House of Parliament is without
permission of the House absent from all meetings thereof, the House may declare
his seat vacant :
Provided
that in computing the said periods of sixty days no account shall be taken of
any period during which the House is prorogued or is adjourned for more than
four consecutive days.
102.
Disqualifications for membership. –
(1) A
person shall be disqualified for being chosen as, and for being, a member of
either House of Parliament –
(a) if
he holds any offence of profit under the Government of India or the Government
of any State, other than an office declared by Parliament by law not to
disqualify its holder;
(b) if
he holds any office of profit under the Government of India or the Government
of any State, other than an office declared by Parliament by law not to
disqualify its holder;
(b) if
he is an undischarged insolvent;
(c) if
he is an undischarged insolvent;
(d) if
he is not a citizen of India, or has voluntarily acquired the
citizenship of a foreign State, or is under any acknowledgement of allegiance
or adherence to a foreign State;
(e) if
he is so disqualified by or under any law made by Parliament.
Explanation - For the purpose of this clause a
person shall not be deemed to hold an office of profit under the Government of
India or the Government of any State by reason only that he is a Minister
either for the Union or for such State.
(2)A
person shall be disqualified for being a member of either House of Parliament
if he is so disqualified under the Tenth schedule.
103.
Decision on questions as to disqualifications of members. –
(1) If
any question arises as to whether a member of either House of Parliament has
become subject to any of the disqualifications mentioned in clause (1) of
article 102, the question shall be referred for the decision of the President
and his decision shall be final.
(2)
Before giving any decision on any such question, the President shall obtain the
opinion of the Election Commission and shall act according to such opinion.
By
reason of Article 101(3)(a), the seat of a member of Parliament becomes vacant
if he becomes subject to the disqualifications mentioned in Article 102(1) and
(2).
Those
disqualifications are the holding of an office of profit under the Union or
State Government, other than an office declared by Parliament by law not to
disqualify the holder; the declaration by a competent court of unsoundness of
mind; undischarged insolvency; the citizenship of a foreign State or
acknowledgement of allegiance or adherence thereto; and disqualification under
any law made by Parliament or under the Tenth Schedule. Under the provisions of
Article 103, it is only if a question arises as to whether a member of
Parliament has become subject to any of the disqualifications aforementioned,
other than disqualification under the Tenth Schedule, that the question is referred
to the President for his decision. The President's decision is final but,
before giving it, the President has to obtain the opinion of the Election
Commission and has to act according to such opinion.
The
question for our purposes is whether, having regard to the terms of Article
101, 102 and 103, the President can be said to be the authority competent to
remove a member of Parliament from his office. It is clear from Article 101
that the seat of a member of Parliament becomes vacant immediately upon his
becoming subject to the disqualifications, mentioned in Article 102. without
more.
The
removal of a member of Parliament is occasioned by operation of law and is self
operative. Reference to the President under Article 103 is required only if a
question arises as to whether a member of Parliament has earned such
disqualification; that is to say, if it is disputed. The President would then
have to decide whether the member of Parliament had become subject to the
automatic disqualification contemplated by Article 101. His order would not
remove the member of Parliament from his seat or office but would declare that
he stood disqualified. It would operate not with effect from the date upon
which it was made but would relate back to the date upon which the
disqualification was earned. Without, therefore, having to go into the
connotation of the word "removal" in service law, it seems clear that
the President cannot be said to be the authority competent to remove a member
of Parliament from his office.
The Attorney
General submitted that the scheme of the said Act, as compared to the 1947 Act,
had undergone an important change by reason of the introduction of sub- section
(3) in Section 19. Sanction was no longer a condition precedent. A trial in the
absence of sanction was not a trial without inherent jurisdiction or a nullity.
A trial without sanction had to be upheld unless there had been a failure of
justice. This feature has a material bearing on the present case. The trial
Court had taken cognizance of the charges against the accused and the High
Court had dismissed the revision petition to quash the charges. In the Light of
Section 19(3), this Court should not interdict the charges, particularly since
a complaint filed today would not require sanction against most of the accused.
Having regard to the effect of our findings upon the accused, it is not
necessary to consider this submission.
We
have, as aforestated, reached the conclusion that members of Parliament and the
State legislatures are public servants liable to be prosecuted for offences
under the said Act but that they cannot be prosecuted for offences under
Sections 7, 10, 11 and 13 thereof because of want of an authority competent to
grant sanction thereto. We entertain the hope that Parliament will address
itself to the task of removing this lacuna with due expedition.
Conclusions.
We now
set down the effect upon the accused of our findings.
We
have held that the alleged bribe takers who voted upon the no-confidence
motion, that is, Suraj Mandal Shibu Soren, Simon Marandi, Shailender Mehto, Ram
Lakhan Sing Yadav, Roshan Lal, Anadicharan Das, Abhay Pratap Singh and Haji Gulam
Mohammed (accused nos. 3, 4, 5, 6, 16, 17, 18, 19, 20 and 21) are entitled to
the immunity conferred by Article 105(2).
D.K. Adikeshavulu
and M. Thimmogowda (accused nos.12 and 13) were at all relevant times private
persons. The trial on all charges against them must proceed.
When
cognizance of the charges against them was taken, Buta Singh and N.M. Ravanna
(accused nos. 7 and 9) were not public servants. The question of sanction for
their prosecution, does not, therefore, arise and the trial on all charges
against them must proceed.
P.V. Narasimha
Rao, Satish Sharma, V. Rajeswar Rao, Ram Linga Reddy, M. Veerappa Moily and Bhajan
Lal(accused nos.1. 2 8, 10, 11 and 14) were public servants, being either
members of Parliament or a State legislature, when cognizance of the charges
against them was taken. They are charged with substantive offences under
Section 120B of the Indian Penal Code and Section 12 of the said Act. Since no
prior sanction is required in respect of the charge under Section 12 of the
said Act, the trial on all charges against them must proceed.
Ajit
Singh (accused no.15) was a public servant, being member of Parliament, when
cognizance of the charges against him was taken. He is charged with substantive
offences under Section 120B of the Indian Penal Code and Section 7 and 13(2) of
the said Act. The trial of the charge against him under Section 120B of the
Indian Penal Code must proceed.
The
appeals shall now be placed before a bench of three learned judges for hearing,
on any other points that may be involved, and final disposal.
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