S.R. Bommai Vs. Union of India [1994] INSC 173 (11 March 1994)
Kuldip Singh (J) Kuldip Singh (J) Sawant, P.B.
Ramaswamy, K. Agrawal, S.C. (J) Yogeshwar Dayal (J) Jeevan Reddy, B.P. (J)
Pandian, S.R. (J) Pandian, S.R. (J) Ahmadi, A.M. (J)
CITATION: 1994 AIR 1918 1994 SCC (3) 1 JT 1994
(2) 215 1994 SCALE (2)37
ACT:
HEAD NOTE:
The Judgments of the Court were delivered by S.
RATNAVEL PANDIAN, J.- I have had the privilege of going through the erudite and
scholarly judgments of my learned brothers making an exhaustive and in-depth
analysis, evaluating the constitutional mechanism and exploring the whole realm
of constitutional imperatives as envisaged by the Founding Fathers of the
Indian Constitution on Central- State relations and throwing abundant light on
the controversial role of State Governors inviting President's Rule and the
mode by which the Union Cabinet and Parliament discharged their responsibility
in this regard with reference to Articles 74(2), 163, 355, 356, 357 and the
other allied constitutional provisions.
2. 1 find myself in agreement with the opinion
of P.B. Sawant, J. on his conclusions 1, 2 and 4 to 8 with which B.P. Jeevan
Reddy, J. concurs in his judgment (speaking for himself and on behalf of S.C.
Agrawal, J.) but so far as the reasoning and other conclusions are concerned, I
agree fully with the judgment of B.P. Jeevan Reddy, J. Yet I would like to give
my brief opinion on the constitutional question of substantial importance in
relation to the powers of the President to issue Proclamations under Article
356(1) of the Constitution.
3. The Indian Constitution is both a legal and
social document. It provides a machinery for the governance of the country. It
also contains the ideals expected by the nation. The political machinery
created by the Constitution is a means to the achieving of this ideal.
4. To what extent we have been successful in
achieving the constitutional ideals is a question with a wide spectrum which
needs an elaborate debate. Harking back to the question involved in this case,
the Framers of the Constitution met and were engaged for months together with
the formidable task of drafting the Constitution on the subject of Centre State relationship that would
solve all the problems pertaining thereto and frame a system which would enure
for a long time to come. During the debates and deliberations, the issues that
seemed to crop up at every point was the States' rights vis-a-vis the Central
rights.
Some of tile members seem to have expressed
their conflicting opinions and different reasoning and sentiments on every
issue influenced and inspired by the political ideology to which they were
wedded. The two spinal issues before the Constituent Assembly were
(1) what powers were to be taken away from the
States; and
(2) how could a national supreme Government be
formed without completely eviscerating the power of the State.
Those favoring the formation of a strong Central
Government insisted that the said Government should enjoy supreme power while
others supporting States' rights expostulated that view. The two sides took
turns making their representations but finally realising that all might be
lost, they reached a compromise that resolved the deadlock on the key issue and
consequently the present form of Government, more federal in structure, came
into being instead of a unitary Government.
66 established by the people of India for themselves for
their own governance and not for the governance of individual States.
Resultantly, the Constitution acts directly on the people by means of power
communicated directly from the people.
6. In regard to the Centre State relationship there are
various reports suggesting certain recommendations for the smooth relationship
of both the Governments without frequently coming into conflicts thereby
creating constitutional crisis. The reports suggesting recommendations are that
of
(1) Administrative Reforms Commission 1969;
(2) Rajmannar Committee 1969; and (3) Sarkaria
Commission 1987.
7. When the question with regard to the Centre
State relations stands thus, the publication issued by the Lok Sabha
Secretariat giving an analytical tabular form with significant details
pertaining to the President's Proclamation made under Article 356(1) of the
Constitution and under Section 51 of the Government of Union Territories Act,
1963 during the last 41 years of the Republic, that is up to 1991, indicates
the frequency of user of Article 356(1). It appears from the summary table
given in the tabular form (Appendix IV) that on 82 occasions the President's
Rule in States have been imposed by invoking or resorting to Article 356(1) and
on 13 occasions the President's Rule have been imposed in Union Territories
including erstwhile Union Territories which have become States under Section 51
of the Government of Union Territories Act, 1963. All total up to 95 times, of
which on 23 occasions the assemblies were dissolved on the advice of the Chief
Ministers/or due to their resignations. It may be recalled that on 18 occasions
the assemblies suspended were subsequently revived. The above statistics does
not include the Proclamations which are presently under challenge before us. We
may hasten to add that the Proclamations were made on different occasions on
the advice of the Council of Ministers of the Central Government belonging to
different political complexions. Some of the States, dissolved valiantly
fought, honorably bled and pathetically lost their legal battle.
8. Since my learned brothers have elaborately
dealt with the constitutional provisions relating to the issue of the
Proclamation and as I am in agreement with the reasoning given by B.P. Jeevan
Reddy, J., it is not necessary for me to make further discussion on this matter
except saying that I am of the firm opinion that the power under Article 356
should be used very sparingly and only when President is fully satisfied that a
situation has arisen where the Government of the State cannot be carried on in
accordance with the provisions of the Constitution. Otherwise, the frequent use
of this power and its exercise are likely to disturb the constitutional
balance. Further if the Proclamation is freely made, then the Chief Minister of
every State who has to discharge his constitutional functions will be in
perpetual fear of the axe of Proclamation falling on him because he will not be
sure whether he will remain in power or not and consequently he has to stand up
every 67 time from his seat without properly discharging his constitutional
obligations and achieving the desired target in the interest of the State.
9. All the matters are disposed of accordingly
with no order as to costs.
AHMADI, J.-I have had the advantage of perusing
the views expressed by my esteemed colleagues P.B. Sawant, K. Ramaswamy and
B.P. Jeevan Reddy, JJ. and while I am largely in agreement with the
'conclusions' recorded by K. Ramaswamy, J., I would like to briefly indicate
the area of my agreement.
11. In a country geographically vast, inhabited
by over 850 million people belonging to different religions, castes and creeds,
majority of them living in villages under different social orders and in abject
poverty, with a constant tug of war between the organised and the unorganised
sectors, It is not Surprising that problems crop up time and again requiring
strong and at times drastic State action to preserve the unity and integrity of
the country.
Notwithstanding- these problems arising from
time to time on account of class conflicts, religious intolerance and
socioeconomic imbalances, the fact remains that India has a reasonably stable
democracy. The resilience of our Republic to face these challenges one after
another has proved the peoples' faith in the political philosophy of socialism,
secularism and democracy enshrined in the Preamble of our Constitution. Yet,
the fact remains that the nation has had from time to time with increasing
frequency to combat upheavals occasioned on account of militancy, communal and
class conflicts, politico-religious turmoils, strikes, bandhs and the like
occurring in one corner of the country or the other, at times assuming ugly
proportions. We are a crisis-laden country; crisis situations created by both
external and internal forces necessitating drastic State action to preserve the
security, unity and integrity of the country. To deal with such extraordinarily
difficult situations exercise of emergency powers becomes an imperative. Such
emergency powers existed under the Government of India Act, 1935, vide Sections
93 and 45 of that enactment. However, when similar powers were sought to be
conferred on the President of India by the Constitution, there, was a strong
opposition from many members of the Constituent Assembly, vide Constituent
Assembly Debates on draft Articles 277 and 277-A. Dr Ambedkar pacified the
members by stating :
"In fact I share the sentiments expressed
...
that the proper thing we ought to expect is that
such articles will never be called into operation and that they would remain a
dead letter. If at all, they are brought into operation, I hope the President,
who is endowed with all these powers, will take proper precautions before
actually Suspending the administration of the provinces. I hope the first thing
he 'will do would be to issue a mere warning to a province that has erred, that
things were not happening in the way in which they were intended to happen in
the Constitution." (Constituent Assembly Debates, Vol. IX, p. 177) Dr.
Ambedkar's hope that in rarest of rare cases only there will be an occasion to
invoke the emergency provisions was soon belied as we were 68 told at the Bar
that the provisions of Article 356 of the Constitution have had to be invoked
over ninety times by now. What was, therefore, expected to be a 'dead letter'
has in fact become an oft-invoked provision. This is not the occasion to embark
on an enquiry into the circumstances leading to the utilisation of this
emergency power, but the fact remains that the President has had to invoke the
power quite frequently. This may be on account of the degradation in the
political environment of the country. Since I am not probing into the
circumstances in which the said power had to be invoked, I do not express
myself on the question whether or not there existed adequate justification for
resorting to this emergency power.
12. Although the emergency provisions found in
part XVIII of the Constitution are more or less modeled on the pattern of
similar provisions contained in the Government of India Act, 1935, the exercise
of that power under the said provisions cannot be compared with its exercise
under the Constitution for the obvious reason that they operated under totally
different conditions. Under the Government of India Act, 1935, the Governor
General and the Governor exercised as representatives of the Crown near
absolute powers, only limited powers were given to the elected Governments and
those too could be taken away if it was felt that the Government concerned
could not be carried on in accordance therewith. So also reference to the
British Joint Parliamentary Report is inapposite for the simple reason that the
situation under the Constitution is not comparable with that which formed the
basis for the Report. The power conferred on the President of India under
Article 356 has to be exercised in a wholly different political setup as
compared to that obtaining under the Government of India Act, 1935. The
constitutional philosophy of a free country is totally different from the
philosophy of a similar law introduced for the governance of a country by its
colonial masters. It is, therefore, unnecessary to examine the case- law based
on the exercise of similar powers under the Government of India Act, 1935.
Federal Character of the Constitution
13. India, as the Preamble proclaims, is a Sovereign,
Socialist, Secular, Democratic Republic. It promises liberty of thought,
expression, belief, faith and worship, besides equality of status and
opportunity. What is paramount is the unity and integrity of the nation. In
order to maintain the unity and integrity of the nation our Founding Fathers
appear to have leaned in favour of a strong Centre while distributing the
powers and functions between the Centre and the States. This becomes obvious
from even a cursory examination of the provisions of the Constitution.
There was considerable argument at the Bar on
the question whether our Constitution could be said to be 'Federal' in
character.
14. In order to understand whether our
Constitution is truly federal, it is essential to know the true concept of
federalism. Dicey calls it a political contrivance for a body of States which
desire Union but not unity.
Federalism is, therefore, a concept which unites separate States into a Union without sacrificing
their own fundamental political integrity. Separate States, 69 therefore,
desire to unite so that all the member-States may share in formulation of the
basic policies applicable to all and participate in the execution of decisions
made in pursuance of such basic policies. Thus the essence of a federation is
the existence of the Union and the States and the distribution of powers between them.
Federalism, therefore, essentially implies demarcation of powers in a federal
compact.
15. The oldest federal model in the modem world
can be said to be the Constitution of the United States of America. The American
Federation can be described as the outcome of the process of evolution, in
that, the separate States first formed into a Confederation (1781) and then
into a Federation (1789). Although the States may have their own Constitutions,
the Federal Constitution is the suprema lex and is made binding on the States.
That is because under the American Constitution, amendments to the Constitution
are required to be ratified by three-fourths of the States.
Besides under that Constitution there is a
single legislative list enumerating the powers of the Union and, therefore,
automatically the other subjects are left to the States. This is evident from
the Tenth Amendment. Of course, the responsibility to protect the States
against invasion is of the Federal Government. The States are, therefore,
prohibited from entering into any treaty, alliance, etc., with any foreign
power. The principle of dual sovereignty is carried in the judicial set-up as
well since disputes under federal laws are to be adjudicated by federal courts,
while those under State laws are to be adjudicated by State courts, subject of
course to an appeal to the Supreme Court of the United States. The
interpretation of the Constitution is by the United States Supreme Court.
16. We may now read some of the provisions of
our Constitution. States." Article 2 empowers Parliament to admit into the
Union, or establish, new
States on such terms and conditions as it thinks fit. Under Article 3
Parliament can by law form a new State by separation of territory from any
State or by uniting two or more States or parts of States or by uniting any
territory to a part of any State; increasing the area of any State; diminishing
the area of any State; altering the boundaries of any State; or altering the
name of any State. The proviso to that article requires that the Bill for the
purpose shall not be introduced in either House of Parliament except on the
recommendation of the President and unless, where the proposal contained in the
Bill affects the area, boundaries or name of any of the States, the Bill has
been referred by the President to the Legislature of that State for expressing
its views thereon.
On a conjoint reading of these articles, it
becomes clear that Parliament has the right to form new States, alter the areas
of existing States, or the name of any existing State.
Thus the Constitution permits changes in the
territorial limits of the States and does not guarantee their territorial
integrity. Even names can be changed. Under Article 2 it is left to Parliament
to determine the terms and conditions on which it may admit any area into the Union or establish new
States. In doing so, it has not to seek the concurrence of the State whose
area, boundary or name is likely to be 70 affected by the proposal. All that
the proviso to Article 3 requires is that in such cases the President shall
refer the Bill to the Legislatures of the States concerned likely to be
affected "to express their views". Once the views of the States are
known, it is left to Parliament to decide on the proposed changes. Parliament
can, therefore, without the concurrence of the State or States concerned change
the boundaries of the State or increase or diminish its area or change its
name. These provisions show that in the matter of constitution of States,
Parliament is paramount. This scheme substantially differs from the federal
set-up established in the United States of America. The American States were independent
sovereign States and the territorial boundaries of those independent States
cannot be touched by the Federal Government. It is these independent sovereign
units which together decided to form into a federation unlike in India where the States were
not independent sovereign units but they were formed by Article 1 of the
Constitution and their areas and boundaries could, therefore, be altered,
without their concurrence, by Parliament. It is well-known that since
independence, new States have been created, boundaries of existing States have
been altered, States have been renamed and individual States have been
extinguished by parliamentary legislation.
17. Our Founding Fathers did not deem it wise to
shake the basic structure of Government and in distributing the legislative
functions they, by and large, followed the pattern of the Government of India
Act, 1935. Some of the subjects of common interest were, however, transferred
to the Union List, thereby enlarging the powers of the Union to enable speedy and
planned economic development of the nation. The scheme for the distribution of
powers between the Union and the States was largely maintained except that some of the
subjects of common interest were transferred from the Provincial List to the
Union List thereby strengthening the administrative control of the Union. It is in this context
that this Court in State of W.B. v. Union of India' observed : (SCR p. 397)
"The exercise of powers, legislative and executive, in the allotted fields
is hedged in by the numerous restrictions, so that the powers of the States are
not co-ordinate with the Union and are not in many respects independent."
18. In Union of India v. H.S. Dhillon2 (SCC p.
789, para 15: AIR power was pointed out, in that, under the Government of India
Act, 1935, the residuary power was not given either to the Union Legislature or
to the provincial legislatures, but under our Constitution, by virtue of
Article 248, read with Entry 97 in List 1 of the Vllth Schedule, the residuary
power has been conferred on the Union. This arrangement substantially differs
from the scheme of distribution of powers in the United States of America where the residual
powers are with the States.
1 (1964) 1 SCR 37 1: AIR 1963 SC 1241 2 (1971) 2
SCC 779: AIR 1972 SC 1061: (1972) 2 SCR 33 71
19. The Preamble of our Constitution shows that
the people of India had resolved to constitute India into a Sovereign Secular Democratic Republic
and promised to secure to all its citizens Justice, Liberty and Equality and to
promote among them all Fraternity assuring the dignity of the individual and
the unity and integrity of the Nation. In the people of India, therefore, vests the
legal sovereignty while the political sovereignty is distributed between the Union and the States. Article
73 extends the executive power of the Union to matters with respect to which Parliament has
power to make laws and to the exercise of such rights, authority and
jurisdiction as are exercisable by the Government of India by virtue of any
treaty or agreement. The executive power which is made co-extensive with
Parliament's power to make laws shall not, save as expressly provided by the
Constitution or in any law made by Parliament, extend in any State to matters
with respect to which the Legislature of the State also has power to make laws.
Article 162 stipulates that the executive power of a State shall extend to
matters with respect to which the Legislature of the State has power to make
laws provided that in any matter with respect to which the Legislature of a
State and Parliament have power to make laws, the executive power of the State
shall be subject to, and limited by, the executive power expressly conferred by
the Constitution or by any law made by Parliament upon the Union or authorities
thereof. It may also be noticed that the executive power of every State must be
so exercised as not to impede or prejudice the exercise of the executive power
by the Union. The executive power of
the Union also extends to giving
such directions to a State as may appear to the Government of India to be
necessary for those purposes and as to the construction, maintenance of means
of communication declared to be of national or military importance and for
protection of railways. The States have to depend largely on financial
assistance from the Union.
Under the scheme of Articles 268 to 273, States
are in Certain cases allowed to collect and retain duties imposed by the Union; in other cases taxes
levied and collected by the Union are assigned to the States and in yet other cases taxes levied
and collected by the Union are shared with States. Article 275 also provides for the giving
of grants by the Union to certain States. There is, therefore, no doubt that States
depend for financial assistance upon the Union since their power to raise resources is
limited. As economic planning is a concurrent subject, every major project must
receive the sanction of the Central Government for its financial assistance
since discretionary power under Article 282 to make grants for public purposes
is vested in the Union or a State, notwithstanding that the purpose is one in
respect to which Parliament or State Legislature can make laws. It is only
after a project is finally sanctioned by the Central Government that the State
Government can execute the same which demonstrates the control that the Union
can exercise even in regard to a matter on which the State can legislate. In
addition to these controls Article 368 confers powers on Parliament to amend
the Constitution, albeit by a specified majority. The power extends to amending
matters pertaining to the executive as well as legislative powers of the States
72 if the amendments are ratified by the legislatures of not less than one-half
of the States. This provision empowers Parliament to so amend the Constitution
as to curtail the powers of the States. A strong Central Government may not find
it difficult to secure the requisite majority as well as ratification by one
half of the legislatures if one goes by past experience. These limitations
taken together indicate that the Constitution of India cannot be said to be
truly federal in character as understood by lawyers in the United States of
America.
20. In State of Rajasthan v. Union of India3
Beg, C.J., observed in (AIR) paragraph 51 as under: (SCC p. 62 1, para 56)
"A conspectus of the provisions of our Constitution will indicate that,
whatever appearance of a federal structure our Constitution may have, its
operations are certainly, judged both by the contents of power which a number
of its provisions carry with them and the use that has been made of them, more
unitary than federal." Further, in (AIR) paragraph 52, the learned Chief
Justice proceeded to add (SCC p. 622, para 57) "In a sense, therefore, the
Indian Union is federal. But, the extent of federalism in it is largely watered
down by the needs of progress and development of a country which has to be
nationally integrated, politically and economically coordinated, and socially,
intellectually and spiritually uplifted. In such a system, the States cannot
stand in the way of legitimate and comprehensively planned development of the
country in the manner directed by the Central Government." Pointing out
that national planning involves disbursement of vast amount of money collected
as taxes from citizens spread over all the States and placed at the disposal of
the Central Government for the benefit of the States, the learned Chief Justice
proceeds to observe in (AIR) paragraph 56 of the judgment : (SCC p. 623, para 6
1) "If then our Constitution creates a Central Government which is
,amphibian', in the sense that it can move either on the federal or unitary
plane, according to the needs of the situation and circumstances of a case, the
question which we are driven back to consider is whether an assessment of the
'situation' in which the Union Government should move either on the federal or
unitary plane are matters for the Union Government itself or for this Court to
consider and determine." When the Union Government issued a notification
dated May 23, 1977 constituting a Commission of Inquiry in exercise of its
power under Section 3 of the Commissions of Inquiry Act, 1952, to inquire into
certain allegations made against the Chief Minister of the State, the State of
Karnataka instituted a suit under Article 131 of the Constitution challenging
the legality and validity of the notification as unjustifiable trespass upon
the domain of State powers.
While dealing with the issues arising in that
suit 3 (1977) 3 SCC 592: AIR 1977 SC 1361: (1978) 1 SCR 1 73 State of Karnatakt
v. Union of India4-Beg C.J., once again examined the relevant provisions of the
Constitution and the Commissions of Inquiry Act, 1952, and observed in (AIR)
paragraph 33 as under: (SCC p. 645, para 34) "In our country, there is at
the top a Central or the Union Government responsible to Parliament, and there
are, below it, State Governments, responsible to the State Legislatures, each
functioning within the sphere of its own powers which are divided into two
categories, the exclusive and the concurrent. Within the exclusive sphere of
the powers of the State Legislature is local government. And, in all States
there is a system of local government in both urban and rural areas,
functioning under State enactments. Thus, we can speak of a three tier system
of Government in our country in which the Central or the Union Government comes
at the apex.......
It would thus seem that the Indian Constitution
has, in it, not only features of a pragmatic federalism which, while
distributing legislative powers and indicating the spheres of governmental
powers of State and Central Governments, is overlaid by strongly 'unitary'
features, particularly exhibited by lodging in Parliament the residuary
legislative powers, and in the Central Government the executive power of
appointing certain constitutional functionaries including High Court and Supreme
Court Judges and issuing appropriate directions to the State Governments and
even displacing the State Legislatures and the Governments in emergency
situations, vide Articles 352 to 360 of the Constitution.
21. It is common knowledge that shortly after we
constituted ourselves into a Republic, the Princely States gradually
disappeared leading to the unification of India into a single polity with
duality of governmental agencies for effective and efficient administration of
the country under central direction and, if I may say so, supervision.
The duality of governmental organs on the
Central and State levels reflect demarcation of functions in a manner as would
ensure the sovereignty and integrity of our country. The experience of
partition of the country and its aftermath had taught lessons which were too
fresh to be forgotten by our Constitution makers. It was perhaps for that
reason that our Founding Fathers thought that a strong Centre was essential to
ward off separatist tendencies and consolidate the unity and integrity of the
country.
22. A Division Bench of the Madras High Court in M.
Karunnanidhi v. Union of India5 while dealing with the contention that the
Constitution is a federal one and that the States are autonomous having
definite powers and independent rights to govern, and the Central Government
has no right to interfere in the governance of the State, observed as under :
"[T]here may be a federation of independent
States, as it is in the case of United States of America. As the name itself
denotes, it is a Union of States, either by treaty or by legislation by the
concerned 4 (1977) 4 SCC 608: AIR 1978 SC 68: (1978) 2 SCR 1 5 AIR 1977 Mad
192: (1977) 1 MLJ 182 74 States. In those cases, the federating units gave
certain powers to the federal Government and retained some. To apply the
meaning to the word 'federation' or 'autonomy' used in the context of the
American Constitution, to our Constitution will be totally misleading."
After tracing the history of the governance of the country under the British
rule till the framing of our Constitution, the Court proceeded to add is follows
:
"The feature of the Indian Constitution is
the establishment of a Government for governing the entire country. In doing
so, the Constitution prescribes the powers of the Central Government and the
powers of the State Governments and the relations between the two.
In a sense, if the word 'federation' can be used
at all, it is a federation of various States which were designated under the
Constitution for the purpose of efficient administration and governance of the
country.
The powers of the Centre and States are
demarcated under the Constitution. It is futile to suggest that the States are
independent, sovereign or autonomous units which had joined the federation
under certain conditions. No such State ever existed or acceded to the
Union."
23. Under our Constitution the state as such has
no inherent sovereign power or autonomous power which cannot be encroached upon
by the Centre. The very fact that under our Constitution, Article 3, Parliament
may by law form a new State by separation of territory from any State or by
uniting two or more States or parts of States or by uniting any territory to a
part of any State, etc., militates against the view that the States are
sovereign or autonomous bodies having definite independent rights of
governance. In fact, as pointed out earlier in certain circumstances the
Central Government can issue directions to States and in emergency conditions
assume far reaching powers affecting the States as well, and the fact that the
President has powers to take over the administration of States demolishes the
theory of an independent or autonomous existence of a State. It must also be
realised that unlike the Constitution of the United States of America which
recognises dual citizenship [Section 1(1), 14th Amendment], the Constitution of
India, Article 5, does not recognise the concept of dual citizenship. Under the
American Constitution all persons born or naturalised in the United States, and
subject to the jurisdiction thereof, are citizens of the United States and of
the State wherein they reside whereas under Article 5 of the Indian
Constitution at its commencement, every person domiciled in the territory of
India and
(a) who was born in the territory of India; or
(b) either of whose parents was born in the territory of India; or
(c) who has been ordinarily resident in the territory of India for not less than five
years immediately preceding such commencement shall be a citizen of India. Article 9 makes it
clear that if any person voluntarily acquires the citizenship of any foreign
country, he will cease to be a citizen of India. These provisions clearly negative the concept
of dual citizenship, a concept expressly recognised under the American
Constitution. The concept of citizenship assumes some importance in a
federation because in a country 75 which recognises dual citizenship, the
individual would owe allegiance both to the Federal Government as well as the
State Government but a country recognising a single citizenship does not face
complications arising from dual citizenship and by necessary implication
negatives the concept of State sovereignty.
24. Thus the significant absence of the
expressions like 'federal' or 'federation' in the constitutional vocabulary,
Parliament's powers under Articles 2 and 3 elaborated earlier, the
extraordinary powers conferred to meet emergency situations, the residuary
powers conferred by Article 248 read with Entry 97 in List 1 of the VlIth Schedule
on the Union, the power to amend the Constitution, the power to issue
directions to States, the concept of a single citizenship, the set-up of an
integrated judiciary, etc., etc., have led constitutional experts to doubt the
appropriateness of the appellation 'federal' to the Indian Constitution. Said
Prof. K.C. Wheare in his work Federal Government:
"What makes one doubt that the Constitution
of India is strictly and fully federal, however, are the powers of intervention
in the affairs of the States given by the Constitution to the Central
Government and Parliament." Thus in the United States, the sovereign States
enjoy their own separate existence which cannot be impaired;
indestructible States having constituted an
indestructible Union. In India, on the contrary, Parliament can by law form a new
State, alter the size of an existing State, alter the name of an existing
State, etc., and even curtail the power, both executive and legislative, by
amending the Constitution. That is why the Constitution of India is differently
described, more appropriately as 'quasi-federal' because it is a mixture of the
federal and unitary elements, leaning- more towards the latter but then what is
there in a name, what is important to bear in mind is the thrust and implications
of the various provisions of the Constitution bearing on the controversy in
regard to scope and ambit of the Presidential power under Article 356 and
related provisions.
Secularism under the Constitution
25. India can rightly be described as the
world's most heterogeneous society. It is a country with a rich heritage.
Several races have converged in this sub- continent. They brought with them
their own cultures, languages, religions and customs. These diversities threw
up their own problems but the early leadership showed wisdom and sagacity in
tackling them by preaching the philosophy of accommodation and tolerance. This
is the message which saints and sufis spread in olden days and which Mahatma
Gandhi and other leaders of modem times advocated to maintain national unity
and integrity. The British policy of divide and rule, aggravated by separate
electorates based on religion, had added a new dimension of mixing religion
with politics which had to be countered and which could be countered only if
the people realised the need for national unity and integrity. It was with the
weapons of secularism and non-violence that Mahatma Gandhi fought the 76 battle
for independence against the mighty colonial rulers.
As early as 1908, Gandhiji wrote in Hind Swaraj:
"India cannot cease to be one nation,
because people belonging to different religions live in it. ... In no part of
the world are one nationality and one religion synonymous terms; nor has it
ever been so in India." Gandhiji was ably assisted by leaders like Pandit
Jawaharlal Nehru, Maulana Abul Kalam Azad and others in the task of fighting a
peaceful battle for securing independence by uniting the people of India
against separatist forces. In 1945 Pandit Nehru wrote:
"I am convinced that the future government
of free India must be secular in the sense that government will not associate
itself directly with any religious faith but will give freedom to all religious
functions." And this was followed up by Gandhiji when in 1946 he wrote in
Harijan "I swear by my religion. I will die for it. But it is my personal
affair.
The State has nothing to do with it. The State
will look after your secular welfare, health, communication, foreign relations,
currency and so on, but not my religion. That is everybody's personal
concern."
26. The great statesman-philosopher Dr
Radhakrishnan said "When India is said to be a secular State, it does not
mean that we reject reality of an unseen spirit or the relevance of religion to
life or that we exalt irreligion. It does not mean that secularism itself
becomes a positive religion or that the State assumes divine prerogatives.
Though faith in the Supreme is the basic principle of the Indian tradition, the
Indian State will not identify itself with or be controlled by any particular
religion.
We hold that no one religion should be given
preferential status, or unique distinction, that no one religion should be
accorded special privileges in national life or international relations for
that would be a violation of the basic principles of democracy and contrary to
the best interests of religion and Government. This view of religious
impartiality, of comprehension and forbearance, has a prophetic role to play
within the national and international life.
No group of citizens shall arrogate to itself rights
and privileges which it denies to others. No person should suffer any form of
disability or discrimination because of his religion but all alike should be
free to share to the fullest degree in the common life.
This is the basic principle involved in the
separation of Church and State." (emphasis supplied) (Recovery of Faith,
New York, Harper Brothers 1955, p. 202)
27. Immediately after we attained independence,
the Constituent Assembly, aware of the danger of communalism, passed the
following resolution on April 3, 1948 "Whereas it is essential for the
proper functioning of democracy and growth of national unity and solidarity
that communalism should be eliminated from Indian life, this Assembly is of the
opinion that no communal Organisation which by its constitution or by exercise
of 77 discretionary power vested in any of its officers and organs admits to,
or excludes from, its membership persons on grounds of religion, race and
caste, or any of them should be permitted to engage in any activities other
than those essential for the bona fide religious, cultural, social and
educational needs of the community, and that all steps, legislative and
administrative, necessary to prevent such activities should be taken."
28. Since it was felt that separate electorates
for minorities were responsible for communal and separatist tendencies, the
Advisory Committee resolved that the system of reservation for minorities. excluding
SC/ST, should be done away with. Pursuant to the goal of secularism, the
Constituent Assembly adopted clauses 13, 14 and 15 roughly corresponding to the
present Articles 25, 26 and 27. During the debates Prime Minister Jawaharlal
Nehru declared that secularism was an ideal to be achieved and that establishment
of a Secular State was an act of faith, an
act of faith above all for the majority community because they will have to
show that they can behave towards others in a enerous, fair and just way. When
objection was sought to be voiced from certain quarters, Pandit Laxmikantha
Mitra explained :
"By Secular State, as I understand, it is meant that the State is
not going to make any discrimination whatsoever on the ground of religion or
community against any person professing any particular form of religious faith.
This means in essence that no particular religion in the State will receive any
State patronage whatsoever. The State is not going to establish, patronize or
endow any particular religion to the exclusion of or in preference to others
and that no citizen in the State will have any preferential treatment or will
be discriminated against simply on tile ground that he professed a particular
form of religion. In other words, in the affairs of the State the preferring of
any particular religion will not be taken into consideration at all. This I
consider to be the essence of a Secular State. At the same time we must be very
careful to see that in this land of ours we do not deny to anybody the right
not only to profess or practice but also propagate any particular
religion." This in brief was the notion of secularism and democracy during
the pre-independence era and immediately before we gave unto ourselves the
Constitution. We may now very briefly notice the provisions in the
Constitution.
29. Notwithstanding the fact that the words
'Socialist' and 'Secular' were added in the Preamble of the Constitution in
1976 by the 42nd Amendment, the concept of Secularism was very much embedded in
our constitutional philosophy. The term 'Secular' has advisedly not been
defined presumably because it is a very elastic term not capable of a precise
definition and perhaps best left undefined. By this amendment what was implicit
was made explicit. The Preamble itself spoke of liberty of thought, expression,
belief, faith and worship. While granting this liberty the Preamble promised
equality of status and opportunity. It also spoke of 78 promoting fraternity,
thereby assuring the dignity of the individual and the unity and integrity of
the nation. While granting to its citizens liberty of belief, faith and
worship, the Constitution abhorred discrimination on grounds of religion, etc.,
but permitted special treatment for Scheduled Castes and Tribes, vide Articles
15 and 16.
Article 25 next provided, subject to public
order, morality and health, that all persons shall be entitled to freedom of
conscience and the right to profess, practice and propagate religion. Article
26 grants to every religious denomination or any section thereof, the right to
establish and maintain institutions for religious purposes and to manage its
own affairs in matters of religion. These two articles clearly confer a right
to freedom of religion. Article 27 provides that no person shall be compelled
to pay any taxes, the proceeds whereof are specifically appropriated in payment
of expenses for the promotion or maintenance of any particular religion or
religious denomination. This is an important article which prohibits the
exercise of State's taxation power if tile proceeds thereof are intended to be
appropriated in payment of expenses for the promotion and maintenance of any
particular religion or religious denomination. That means that State's revenue
cannot be utilised for the promotion and maintenance of any religion or
religious group. Article 28 relates to attendance at religious instructions or
religious worship in certain educational institutions. Then come Articles 29
and 30 which refer to the cultural and educational rights. Article 29 inter
alia provides that no citizen will be denied admission to an educational
institution maintained wholly or partly from State funds on grounds only of
religion, etc.
Article 30 permits all minorities, whether based
on religion or language, to establish and administer educational institutions
of their choice and further prohibits the State from discriminating against
such institutions in the matter of granting and. These fundamental rights
enshrined in Articles 15, 16, and 25 to 30 leave no manner of doubt that they
form part of the basic structure of the Constitution.
Besides, by the 42nd Amendment, Part IV-A
entitled 'Fundamental Duties' was introduced which inter alia casts a duty on
every citizen to cherish and follow the noble ideals which inspired our
national struggle for freedom, to uphold and protect the sovereignty, unity and
integrity of India, to promote harmony and the spirit of common brotherhood
amongst all the people of India transcending religious, linguistic and regional
or sectional diversities, and to value and preserve the rich heritage of our
composite culture. These provisions which I have recalled briefly clearly bring
out the dual concept of secularism and democracy, the principles of
accommodation and tolerance as advocated by Gandhiji and other national
leaders. I am, therefore, in agreement with the views expressed by my learned
colleagues Sawant, Ramaswamy and Reddy, JJ., that secularism is a basic feature
of our Constitution. They have elaborately dealt with this aspect of the matter
and I can do no better than express my concurrence but I have said these few
words merely to complement their views by pointing out how this concept was
understood immediately before 79 the Constitution and till the 42nd Amendment.
By the 42nd Amendment what was implicit was made explicit. 30. After the demise
of Gandhiji national leaders like Pandit Nehru,Maulana Azad, Dr Ambedkar and
others tried their best to see that the secular character of the nation, as
bequeathed by Gandhiji, was not jeopardised. Dr Ambedkar, Chairman of the
Drafting Committee, aware of the undercurrents cautioned that India was not yet
a consolidated and integrated nation but had to become one.
This anxiety was also reflected in his speeches
in the Constituent Assembly. He was, therefore, careful while drafting the
Constitution to ensure that adequate safeguards were provided in the
Constitution to protect the secular character of the country and to keep
divisive forces in check so that the interests of religious, linguistic and
ethnic groups were not prejudiced. He carefully weaved Gandhiji's concept of
secularism and democracy into the constitutional fabric. This becomes evident
from a cursory look at the provisions of the Constitution referred to earlier.
Judicial Review and Justiciability Constitution,
the possibility of different political parties ruling at the Centre and in one
or more States cannot be ruled out. The Constitution clearly permits it.
Therefore, the mere defeat of the ruling party at the Centre cannot by itself,
without anything more, entitle the newly elected party which comes to power at
the Centre to advise the President to dissolve the Assemblies of those States
where the party in power is other than the one in power at the Centre. Merely
because a different political party is elected to power at the Centre, even if
with a thumping majority, is no ground to hold that 'a situation has arisen in
which the Government of the State cannot be carried on in accordance with the
provisions of this Constitution', which is the requirement for the exercise of
power under Article 356(1) of the Constitution. To exercise power under the
said provision and to dissolve the State Assemblies solely on the ground of a
new political party having come to power at the Centre with a sweeping majority
would, to say the least, betray intolerance on the part of the Central
Government clearly basing the exercise of power under Article 356(1) on
considerations extraneous to the said provision and, therefore, legally mala
fide. It is a matter of common knowledge that people vote for different political
parties at the Centre and in the States and, therefore, if a political party
with an ideology different from the ideology of the political party in power in
any State comes to power in the Centre, the Central Government would not be
justified in exercising power under Article 356(i) unless it is shown that the
ideology of the political party in power in the State is inconsistent with the
constitutional philosophy and, therefore, it is not possible for that party to
run the affairs of the State in accordance with the provisions of the
Constitution. It is axiomatic that no State Government can function on a
programme which is destructive of the constitutional philosophy as such
functioning can never be in accordance with the provisions of the Constitution.
But where a State 80 Government is functioning in accordance with the
provisions of the Constitution and its ideology is consistent with the
constitutional philosophy, the Central Government would not be justified in
resorting to Article 356(1) to get rid of the State Government 'solely' on the
ground that a different political party has come to power at the Centre with a
landslide victory. Such exercise of power would be clearly mala fide. The
decision of this Court in State of Rajasthan v. Union of' India3 to the extent
it is inconsistent with the above discussion, does not, in my humble view, lay
down the law correctly.
32. Since it was not disputed before us by the
learned Attorney General as well as Mr Parasaran, the learned counsel for the
Union of India, that a Proclamation issued by the President on the advice of
his Council of Ministers headed by the Prime Minister, is amenable to judicial
review, the controversy narrows down to the determination of the scope and
ambit of judicial review i.e. in other words, to the area of justiciability.
The debate at the Bar was limited to this area; the learned Attorney General as
well as Mr Parasaran contending for the view that the law laid down in the
Rajasthan case3 in this behalf was correct and did not require reconsideration
while the counsel for the State Governments concerned which were superseded by
exercise of power under Article 356(1) contending that the said decision
required reconsideration.
33. Before I deal with the said issue I may
dispose of the question whether the provision of Article 74(2) of the
Constitution permits withholding of the reasons and material forming the basis
for the ministerial advice tendered to the President. Article 74(1) ordains
that the President ,shall' act in accordance with the advice tendered by the
Council of Ministers. The proviso, however, entities him to require the Council
of Ministers to reconsider its advice if he has any doubts or reservation but
once the Council of Ministers has reconsidered the advice, he is obliged to act
in accordance therewith. Article 74(2) then provides that "the question
whether any, and if so what, advice was tendered to the President shall not be
inquired into in any Court".
What this clause bars from being inquired into
is "whether any, and if so what, advice was tendered" and nothing
beyond that. This question has been elaborately discussed by my learned
colleagues who have examined in detail its pros and cons in their judgments
and, therefore, I do not consider it necessary to traverse the same path. It
would suffice to say that since reasons would form part of the advice, the
Court would be precluded from calling for their disclosure but I agree that
Article 74(2) is no bar to the production of all the material on which the ministerial
advice was based. Of course the privilege available under the Evidence Act,
Sections 123 and 124, would stand on a different footing and can be claimed
dehors Article 74(2) of the Constitution. To the extent the decision in
Rajasthan case3 conflicts with this view, I respectfully disagree.
3 (1977) 3 SCC 592: AIR 1977 SC 1361: (1978) 1
SCR 1 81
34. That takes me to the question of the scope
and extent of judicial review i.e. the area of justiciability insofar as the
subjective satisfaction of the President under Article 356(1) of the
Constitution is concerned. Part XVIII, which deals with emergency provisions
provides for exercise of emergency powers under different situations. Article
352 provides that "if the President is satisfied" that a grave
emergency exists threatening the security of India or any part thereof, whether
by war or external aggression or armed rebellion, the President may make a
declaration to that effect specifying the area of its operation in the
Proclamation. Notwithstanding the use of the language "if the President is
satisfied" which suggests that the decision would depend on the subjective
satisfaction of the President, counsel agreed that such a decision cannot be
made the subject-matter of judicial scrutiny for the obvious reason that the
existence or otherwise of a grave emergency does not fall within the purview of
judicial scrutiny since the Courts are ill-equipped to undertake such a
delicate function. So also under Article 360 the exercise of emergency power is
dependent on the satisfaction of the President that a situation has arisen
whereby the financial stability or credit of India or any part thereof is threatened. The
decision to issue a Proclamation containing such a declaration is also based on
the subjective satisfaction of the President, i.e., Council of Ministers, but
the court would hardly be in a position to X-ray such a subjective satisfaction
for want of expertise in regard to fiscal matters. These provisions, therefore,
shed light on the extent of judicial review.
35. The marginal note of Article 356 indicates
that the power conferred by that provision is exercisable "in case of
failure of constitutional machinery in the States". While the text of the
said article does not use the same phraseology, it empowers the President, on
his being satisfied that, "a situation has arisen" in which the
Government of the State 'cannot' be carried on in accordance with the
provisions of the Constitution, i.e., on the failure of the constitutional
machinery, to take action in the manner provided in sub-clauses (a), (b) and
(c) and (sic of) clause (1) thereof. This action he must take on receipt of a
report from the Governor of the State concerned or ,otherwise', if he is
satisfied therefrom about the failure of the constitutional machinery. Article
356(i) confers extraordinary powers on the President, which he must exercise
sparingly and with great circumspection, only if he is satisfied from the
Govern's report or otherwise that a situation has arisen in which the Government
of the State cannot be carried out in accordance with the provisions of the
Constitution. The expression 'otherwise' is of very wide import and cannot be
restricted to material capable of being tested on principles relevant to
admissibility of evidence in courts of law. It would be difficult to predicate
the nature of material which may be placed before the President or which he may
have come across before taking action under Article 356(1). Besides, since the
President is not expected to record his reasons for his subjective
satisfaction, it would be equally difficult for the Court to enter 'the
political thicket' to ascertain what weighed with the President for the
exercise of power under the said provision. The test laid 82 down by this Court
in Barium Chemicals Ltd. v. Company Law Board6 and subsequent decisions for
adjudging the validity of administrative action can have no application for
testing the satisfaction of the President under Article 356. It must be
remembered that the power conferred by Article 356 is of an extraordinary
nature to be exercised in grave emergencies and, therefore, the exercise of
such power cannot be equated to the power exercised in administrative law field
and cannot, therefore, be tested by the same yardstick. Several imponderables
would enter consideration and govern the ultimate decision, which would be
based, not only on events that have preceded the decision, but would also
depend on likely consequences to follow and, therefore, it would be wholly
incorrect to view the exercise of the President's satisfaction on a par with
the satisfaction recorded by executive officers in the exercise of
administrative control. The opinion which the President would form on the basis
of the Govern's report or otherwise would be based on his political judgment
and it is difficult to evolve judicially manageable norms for scrutinising such
political decisions. It, therefore, seems to me that by the very nature of
things which would govern the decision-making under Article 356, it is difficult
to hold that the decision of the President is justiciable. To do so would be
entering the political thicket and questioning the political wisdom which the
courts of law must avoid. The temptation to delve into the President's
satisfaction may be great but the courts would be well advised to resist the
temptation for want of judicially manageable standards. Therefore, in my view,
the court cannot interdict the use of the constitutional power conferred on the
President under Article 356 unless the same is shown to be mala fide.
Before exercise of the court's jurisdiction
sufficient caution must be administered and unless a strong and cogent prima
facie case is made out, the President i. e. the Executive must not be called
upon to answer the charge. In this connection I agree with the observation of
Ramaswamy, J. I am also in agreement with Verma, J. when he says that no quia
timet action would be permissible in such cases in view of the limited scope of
judicial review in such cases.
I am, therefore, in respectful agreement with
the view expressed in the Rajasthan case3 as regards the extent of review
available in relation to a Proclamation issued under Article 356 of the
Constitution. In other words it can be challenged on the limited ground that
the action is mala fide or ultra vires Article 356 itself.
36. Applying the above test I am in agreement
with the view that the Proclamations issued and consequential action taken
against the States of Madhya Pradesh, Himachal Pradesh, Rajasthan and Karnataka
are not justiciable while the Proclamation issued in connection with Meghalaya
may be vulnerable but it is not necessary to issue any order or direction in
that behalf as the issue is no more live in view of the subsequent developments
that have taken place in that State after fresh elections. I am, therefore, in
6 1966 Supp SCR 311: AIR 1967 SC 295: (1966) 36 Comp Cas 639 3 (1977) 3 SCC
592: AIR 1977 SC 1361: (1978) 1 SCR 1 83 respectful agreement with the final
order proposed by Verma, J. and Ramaswamy, J. I may also add that I agree with
the view expressed by all the three learned colleagues on the concept of
secularism.
37. This also indicates the areas of agreement
and disagreements with the views expressed by Sawant and Reddy, JJ.
38. Before concluding, I must express my
gratitude for the excellent assistance rendered by the learned Attorney General
and all the learned counsel who appeared for the contesting parties.
VERMA, J. (for himself and Yogeshwar Dayal, J.)-
This separate opinion is occasioned by the fact that in our view the area of
justiciability is even narrower than that indicated in the elaborate opinions
prepared by our learned brethren. The purpose of this separate note is merely
to indicate the area of such difference. It is unnecessary to mention the facts
and discuss the factors which must guide the exercise of power under Article
356 which have been elaborately discussed in the other opinions. Indication of
these factors including the concept of secularism for proper exercise of the power
does not mean necessarily that the existence of these factors is justiciable.
In our view, these factors must regulate the issuance of a Proclamation under
Article 356 to ensure proper exercise of the power but the judicial scrutiny
thereof is available only in the limited area indicated hereafter, the
remaining area being amenable to scrutiny and correction only by Parliament and
the subsequent electoral verdict.
40. There is no dispute that the Proclamation
issued under Article 356 is subject to judicial review. The debate is confined
essentially to the scope of judicial review or the area of justiciability in
that sphere. It does appear that the area of justiciability is narrow in view
of the nature of that power and the wide discretion which inheres in its
exercise. This indication appears also from the requirement of approval of the
Proclamation by Parliament which is a check provided in the Constitution of
scrutiny by political process of the decision taken by the Executive.
The people's verdict in the election which follow
is intended to be the ultimate check.
41. To determine the justiciable area, we prefer
to recall and keep in view that which was said in K. Ashok Reddy v. Government
of India7 thus: (SCC pp. 315-16, paras 21-23) "21. A useful passage from
Craig's Administrative Law (Second Edn., p. 291) is as under:
'The traditional position was that the courts
would control the existence and extent of prerogative power, but not the manner
of exercise thereof. ... The traditional position has however now been modified
by the decision in the GCHQ case8. Their Lordships emphasised that the review
ability of discretionary power should be dependent upon the subject-matter
thereof, and not whether its 7 (1994) 2 SCC 303: JT (1994) 1 SC 401 8 Council (of
Civil Service Unions v. Minister for the Civil Service, (1985) AC 374: (1984) 3
All ER 935 84 prerogative power would, because of their subject-matter, be less
justiciable, with Lord Roskill compiling the broadest list of such forbidden
territory. ...'
22. In Council of Civil Service Unions v.
Minister for the Civil Service8 (GCHQ case), Lord Roskill stated thus: (AC p.
418, All ER P. 956) , But I do not think that right of challenge can be
unqualified. It must, I think, depend upon the subject-matter of the
prerogative power which is exercised. Many examples were given during the
argument of prerogative powers which as at present advised I do not think could
properly be made the subject of judicial review. Prerogative powers such as
those relating to the making of treaties, the defence of the realm, the
prerogative of mercy, the grant of honors, the dissolution of Parliament and
the appointment of ministers as well as others are not, I think, susceptible to
judicial review because their nature and subject-matter is such as not to be
amenable to the judicial process. ...'
23. The same indication of judicial
self-restraint in such matters is to be found in De Smith's Judicial Review of
Administrative Action, thus: (p. 3 2) " Judicial self-restraint was still
more marked in cases where attempts were made to impugn the exercise of
discretionary powers by alleging abuse of the discretion itself rather than
alleging nonexistence of the state of affairs on which the validity of its
exercise was predicated. Quite properly, the courts were slow to read implied
limitations into grants to wide discretionary powers which might have to be
exercised on the basis of broad considerations of national policy.' "
42. It is also useful to refer to Puhlhofer v.
Hillingdon London Borough Council9 wherein Lord Brightman with whom the other
Law Lords agreed, stated thus: (All ER p. 474) "Where the existence or
non-existence of a fact is left to the judgment and discretion of a public body
and that fact involves a broad spectrum ranging from the obvious to the
debatable to the just conceivable, it is the duty of the court to leave the
decision of that fact to the public body to whom Parliament has entrusted the
decision-making power save in a case where it is obvious that the public body,
consciously or unconsciously, are acting perversely." In our view, this
principle is equally applicable in the present case to determine the extent to
which alone a Proclamation issued under Article 356 is justiciable.
8 (1985) AC 374: (1984) 3 All ER 935 9 (1986) AC
484: (1986) 1 All ER 467 85
43. The question now is of the test applicable
to determine the situation in which the power of judicial review is capable of
exercise or, in other words, the controversy is justiciable. The deeming provision
in Article 365 is an indication that cases falling within its ambit are capable
of judicial scrutiny by application of objective standards.
The facts which attract the legal fiction that
the constitutional machinery has failed are specified and their existence is
capable of objective determination. It is, therefore, reasonable to hold that
the cases falling under Article 365 are justiciable.
44. The expression 'or otherwise' in Article 356
indicates the wide range of the materials which may be taken into account for
the formation of opinion by the President.
Obviously, the materials could consist of
several imponderables including some matter which is not strictly legal
evidence, the credibility and authenticity of which is incapable of being
tested in law courts. The ultimate opinion formed in such cases, would be
mostly a subjective political judgment. There are no judicially manageable
standards for scrutinising such materials and resolving such a controversy. By
its very nature such controversy cannot be justiciable. It would appear that
all such cases are, therefore, not justiciable.
45. It would appear that situations wherein the
failure of constitutional machinery has to be inferred subjectively from a
variety of facts and circumstances, including some imponderables and inferences
leading to a subjective political decision, judicial scrutiny of the same is
not permissible for want of judicially manageable standards.
These political decisions call for judicial
hands off envisaging correction only by a subsequent electoral verdict, unless
corrected earlier in Parliament.
46. In other words, only cases which permit
application of totally objective standards for deciding whether the
constitutional machinery has failed, are amenable to judicial review and the
remaining cases wherein there is any significant area of subjective
satisfaction dependent on some imponderables or inferences are not justiciable
because there are no judicially manageable standards for resolving that
controversy; and those cases are subject only to political scrutiny and
correction for whatever its value in the existing political scenario. This
appears to be the constitutional scheme.
47. The test for adjudging the validity of an
administrative action and the grounds of its invalidity indicated in Barium
Chemicals Ltd. v. Company Law Board& and other cases of that category have
no application for testing and invalidating a Proclamation issued under Article
356.
The test applicable has been indicated above and
the grounds of invalidity are those mentioned in State of Rajasthan v. Union of India3.
48. Article 74(2) is no bar to production of the
materials on which the ministerial advice is based, for ascertaining whether
the case falls within the justiciable area and acting on it when the
controversy, is found justiciable, 6 1966 Supp SCR 311: AIR 1967 SC 295: (1966)
36 Comp Cas 639 3 (1977) 3 SCC 592: AIR 1977 SC 1361: (1978) 1 SCR 1 86 but
that is subject to the claim of privilege under Section 123 of the Evidence
Act, 1872. This is considered at length in the opinion of Sawant, J. We,
therefore, regret our inability to concur with the different view on this point
taken in State of Rajasthan v. Union of India3 even though we agree that the decision does
not require any reconsideration on the aspect of area of justiciability and the
grounds of invalidity indicated therein.
49. In the above view, it follows that no quia
timet action would be permissible in such cases in view of the limited scope of
judicial review; and electoral verdict being the ultimate check, courts can
grant substantive relief only if the issue remains live in cases which are
justiciable. In Kihoto Hollohan v. Zachillhu10 it was stated thus: (SCC p. 711,
para 110) "In view of the limited scope of judicial review that is
available on account of the finality clause in paragraph 6 and also having
regard to the constitutional intendment and the status of the repository of the
adjudicatory power i.e. Speaker/Chairman, judicial review cannot be available
at a stage prior to the making of a decision by the Speaker/ Chairman and a
quia timet action would not be permissible. Nor would interference be
permissible at an interlocutory stage of the proceedings."
50. It is also clear that mere parliamentary
approval does not have the effect of excluding judicial review to the extent
permissible. In Sarojini Ramaswami v. Union of India11 it has been stated thus:
(SCC pp. 560-61) "72. We may, however, add that the intervention of the
parliamentary part of the process, in case a finding of guilty is made, which
according to Shri Sibal would totally exclude judicial review thereafter is a
misapprehension since limited judicial review even in that area is not in doubt
after the decision of this Court in Keshav Singhl2.
73. At this stage, a reference to the nature and
scope of judicial review as understood in similar situations is helpful. In
Administrative Law (Sixth Edition) by H.W.R. Wade, in the chapter
'Constitutional Foundations of the Powers of the Courts' under the heading 'The
Sovereignty of Parliament', the effect of Parliament's intervention is stated
thus: (at p. 29) 'There are many cases where some administrative order or
regulation is required by statute to be approved by resolutions of the Houses.
But this procedure in no way protects the order or regulation from being
condemned by the court, under the doctrine of ultra vires, if it is not
strictly in accordance with the Act. Whether the challenge is made before or
after the Houses have given their approval is immaterial.' 3 (1977) 3 SCC 592 :
AIR 1977 SC 1361: (1978) 1 SCR 1 10 1992 Supp (2) SCC 651 11 (1992) 4 SCC 506
12 special Reference No.of 1964, (1965) 1 SCR 413 : AIR 1965 SC 745 87 Later at
p. 41 1, Wade has said that 'in accordance with constitutional principle, parliamentary
approval does not affect the normal operation of judicial review'. At p. 870
while discussing 'Judicial Review', Wade indicates the position thus:
'As these cases show, judicial review is in no
way inhibited by the fact that rules or regulations have been laid before
Parliament and approved, despite the ruling of the House of Lords that the test
of unreasonableness should not then operate in its normal way.
The Court of Appeal has emphasised that in the
case of subordinate legislation such as an Order in Council approved in draft
by both Houses, "the courts would without doubt be competent to consider
whether or not the order was properly made in the sense of being intra
vires".'
74. The clear indication, therefore, is that
mere parliamentary approval of an action or even a report by an outside
authority when without such approval, the action or report is ineffective by
itself, does not have the effect of excluding judicial review on the
permissible grounds."
51. Applying this principle, only the Meghalaya
case is justiciable and that Proclamation was invalid while those relating to
Madhya Pradesh, Himachal Pradesh, Rajasthan and Karnataka are not justiciable.
There is rightly no challenge to the Proclamation relating to Uttar Pradesh.
However, in view of the subsequent elections
held in Meghalaya, that is no longer a live issue and, therefore, there is no
occasion to grant any substantial relief even in that case,
52. It is to this extent our view differs on the
question of justiciability. On this view, it is unnecessary for us to express
any opinion on the remaining matters, According to us, except to the extent indicated,
the decision in State of Rajasthan v. Union of India3 does not require reconsideration.
SAWANT, J. (on behalf of Kuldip Singh, J. and
himself)- Article 356 has a vital bearing on the democratic parliamentary form
of Government and the autonomy of the States under the federal constitution
that we have adopted.
The interpretation of the article has,
therefore, once again engaged the attention of this Court in the background of
the removal of the Governments and the dissolution of the Legislative
Assemblies in six States with which we are concerned here, on different
occasions and in different situations by the exercise of power under the
article. The crucial question that falls for consideration in all these matters
is whether the President has unfettered powers to issue Proclamation under
Article 356(1) of the Constitution.
The answer to this question depends upon the
answers to the following questions: (a) Is the Proclamation amenable to
judicial review? (b) If yes, what is the scope of the judicial review in this
respect? and (c) What is the meaning of the expression "a situation has
arisen in which the 3 (1977) 3 SCC 592: AIR 1977 SC 1361: (1978) 1 SCR 1 88
Government of the State cannot be carried on in accordance with the provisions
of this Constitution" used in Article 356(1)? 54. Article 356 reads as
follows:
"356. Provisions in case of failure of
constitutional machinery in States.- (1) If the President, on receipt of report
from the Governor of a State or otherwise, is satisfied that a situation has
arisen in which the Government of the State cannot be carried on in accordance
with the provisions of this Constitution, the President may by Proclamation-
(a) assume to himself all or any of the
functions of the Government of the State and all or any of the powers vested in
or exercisable by the Governor or anybody or authority in the State other than
the Legislature of the State;
(b) declare that the powers of the Legislature
of the State shall be exercisable by or under the authority of Parliament;
(c) make such incidental and consequential
provisions as appear to the President to be necessary or desirable for giving effect
to the objects of the Proclamation, including provisions for suspending in
whole or in part the operation of any provisions of this Constitution relating
to anybody or authority in the State :
Provided that nothing in this clause shall
authorise the President to assume to himself any of the powers vested in or
exercisable by a High Court, or to suspend in whole or in part the operation of
any provision of this Constitution relating to High Courts.
(2) Any such Proclamation may be revoked or
varied by a subsequent Proclamation.
(3) Every Proclamation issued under this article
shall be laid before each House of Parliament and shall, except where it is a
Proclamation revoking a previous Proclamation, cease to operate at the
expiration of two months unless before the expiration of that period it has
been approved by resolutions of both Houses of Parliament Provided that if any
such Proclamation (not being a Proclamation revoking a previous Proclamation)
is issued at a time when the House of the People is dissolved or the
dissolution of the House of the People takes place during the period of two
months referred to in this clause, and if a resolution approving the
Proclamation has been passed by the Council of States, but no resolution with
respect to such Proclamation has been passed by the House of the People before
the expiration of that period, the Proclamation shall cease to operate at the
expiration of thirty days from the date on which the House of the People first
sits after its reconstitution unless before the expiration of the said period
of thirty days a resolution approving the Proclamation has been also passed by
the House of the People.
89 (4) A Proclamation so approved shall, unless
revoked, cease to operate on the expiration of a period of six months from the
date of issue of the Proclamation :
Provided that if and so often as a resolution
approving the continuance in force of such a Proclamation is passed by both
Houses of Parliament, the Proclamation shall, unless revoked, continue in force
for a further period of six months from the date on which under this clause it
would otherwise have ceased to operate, but no such Proclamation shall in any
case remain in force for more than three years :
Provided further that if the dissolution of the
House of the People takes place during any such period of six months and a
resolution approving the continuance in force of such Proclamation has been
passed by the Council of States, but no resolution with respect to the
continuance in force of such Proclamation has been passed by the House of the
People during the said period, the Proclamation shall cease to operate at the
expiration of thirty days from the date on which the House of the People first
sits after its reconstitution unless before the expiration of the said period
of thirty days a resolution approving the continuance in force of the
Proclamation has been also passed by the House of the People :
Provided also that in the case of the
Proclamation issued under clause (1) on the 11th day of May 1987 with respect
to the State of Punjab, the reference in the first proviso to this clause to 'three
years' shall be construed as a reference to 'five years'.
(5) Notwithstanding anything contained in clause
(4), a resolution with respect to the continuance in force of a Proclamation
approved under clause (3) for any period beyond the expiration of one year from
the date of issue of such Proclamation shall not be passed by either House of
Parliament unless- (a) a Proclamation of Emergency is in operation, in the
whole of India or, as the case may be, in the whole or any part of the State,
at the time of the passing of such resolution, and (b) the Election Commission
certifies that the continuance in force of the Proclamation approved under
clause (3) during the period specified in such resolution is necessary on
account of difficulties in holding general elections to the Legislative
Assembly of the State concerned:
Provided that nothing in this clause shall apply
to the Proclamation issued under clause (1) on the 11th day of May 1987 with
respect to the State of Punjab."
55. Before we analyse the provisions of Article
356, it is necessary to bear in mind the context in which the article finds
place in the Constitution. The article belongs to the family of Articles 352 to
360 which have been incorporated in Part XVIII dealing with "Emergency
Provisions" as the title of the said part specifically declares.
Among the preceding articles, Article 90 352
deals with Proclamation of emergency. It states that if the President is
satisfied that a grave emergency exists whereby the security of India or of any
part of the territory thereof is threatened whether by war or external
aggression or armed rebellion, he may by Proclamation make a declaration to
that effect in respect of the whole of India or of such part of the territory
thereof as may be specified in the Proclamation. Explanation to clause (1) of
the said article states that Proclamation of emergency declaring that the
security of India or any part of the territory thereof is threatened by war or
by external aggression or by armed rebellion, may be made before the actual
occurrence of war or of any such aggression or rebellion if the President is
satisfied that there is imminent danger thereof. Clause (4) of the said article
requires that every Proclamation issued under the said article shall be laid
before each House of Parliament and shall cease to operate at the expiration of
one month, unless before the expiration of that period it has been approved by
resolutions of both Houses of Parliament. It is not necessary for our purpose
to refer to other provisions of the said article. Article 353 refers to the
effect of the Proclamation of emergency. It states that while the Proclamation
of emergency is in operation, executive power of the Union shall extend to the
giving of the directions to any State as to the manner In which the executive
power thereof is to be exercised. It further states that during the emergency
the power of Parliament to make laws with respect to any matter, shall include
power to make laws conferring powers and imposing duties or authorising the
conferring of powers and the imposition of duties upon the Union or officers
and authorities of the Union as respects that matter even if it is not enumerated
in the Union List. Article 354 gives power to the President to direct that
Articles 268 and 269 which relate to the distribution of revenue between the Union and the States shall
cease to operate during the period of emergency.
Article 358 gives power during the emergency to
suspend the provisions of Article 19 to enable the State (i.e. the Government
and Parliament of India and the Government and the Legislature of each of the
States and all local or other authorities within the territory of India or
under the control of the Government of India) to make any law or to take any
executive action which the State would be competent to make or to take but for
the provisions contained in Part III of the Constitution while the Proclamation
of emergency declaring that the security of India or any part of the territory
thereof is threatened by way or by external aggression, is in operation. Such
power, it appears, cannot be assumed by the State when the security of India is threatened by armed
rebellion and the Proclamation of emergency is issued for that purpose. Article
359 gives power to the President to declare that the right to move any court
for the enforcement of rights conferred by Part III of the Constitution except
those conferred by Articles 20 and 2 1, shall remain suspended when a
Proclamation of emergency is in operation.
56. Article 355 makes an important provision. It
casts a duty on the Union to protect States against external aggression and internal
disturbance, and to ensure that the Government of every State is carried
"in accordance 91 with the provisions of the Constitution". This
article corresponds to Article 277-A of the Draft Constitution.
Explaining the purpose of the said article to
the Constituent Assembly, Dr Ambedkar stated as follows:
"Some people might think that Article 277-A
is merely a pious declaration, that it ought not to be there. The Drafting
Committee has taken a different view and I would therefore like to explain why
it is that the Drafting Committee feels that Article 277-A ought to be there. I
think it is agreed that our Constitution, notwithstanding the many provisions
which are contained in it whereby the Centre has been given powers to override
the Provinces, nonetheless is a Federal Constitution and when we say that
Constitution is a Federal Constitution, it means this, that the Provinces are
as sovereign in their field which is left to them by the Constitution as the
Centre is in the field which is assigned to it. In other words, barring the
provisions which permit the Centre to override any legislation that may be
passed by the Provinces, the Provinces have a plenary authority to make any law
for the peace, order and good government of that Province. Now, when once the
Constitution makes the provinces sovereign and gives them plenary powers to
make any law for the peace, order and good government of the province, really
speaking, the intervention of the Centre or any other authority must be deemed
to be barred, because that would be an invasion of the sovereign authority of
the province. That is a fundamental proposition which, I think, we must accept
by reason of the fact that we have a Federal Constitution. That being so, if
the Centre is to interfere in the administration of provincial affairs, as we
propose to authorise the Centre by virtue of Articles 278 and 278-A, it must be
by and under some obligation which the Constitution imposes upon the Centre.
The invasion must not be an invasion which is wanton, arbitrary and
unauthorised by law. Therefore, in order to make it quite clear that Articles
278 and 278- A are not to be deemed as a wanton invasion by the Centre upon the
authority of the province, we propose to introduce Article 277-A. As Members
will see, Article 277-A says that it shall be the duty of the Union to protect every unit,
and also to maintain the Constitution. So far as such obligation is concerned,
it will be found that it is not our Constitution alone which is going to create
this duty and this obligation. Similar clauses appear in the American
Constitution.
They also occur in the Australian Constitution,
where the constitution, in express terms, provides that it shall be the duty of
the Central Government to protect the units or the States from external
aggression or internal commotion. All that we propose to do is to add one more
clause to the principle enunciated in the American and Australian
Constitutions, namely, that it shall also be the duty of the Union to maintain the
Constitution in the provinces as enacted by this law. There is nothing new in
this and as I said, in view of the fact that we are endowing the provinces with
plenary powers and making them sovereign within their own field, it is
necessary to provide that if any invasion of the provincial 92 field is done by
the Centre it is in virtue of this obligation. It will be an act in fulfillment
of the duty and the obligation and it cannot be treated, so far as the
Constitution is concerned, as a wanton, arbitrary, unauthorised act. That is
the reason, why we have introduced Article 277A." (Constituent Assembly
Debates, Vol. IX, p.
133)
57. Articles 278 and 278-A of the Draft
Constitution referred to above correspond to present Articles 356 and 357 of
the Constitution respectively. Thus it is clear from Article 355 that it is not
an independent source of power for interference with the functioning of the
State Government but is in the nature of justification for the measures to be
adopted under Articles 356 and 357. What is however, necessary to remember in
this connection is that while Article 355 refers to three situations, viz., (i)
external aggression, (ii ) internal disturbance, and (iii) non-carrying on of
the Government of the States, in accordance with the provisions of the
Constitution, Article 356 refers only to one situation, viz., the third one. As
against this, Article 352 which provides for Proclamation of emergency speaks
of only one situation, viz., where the security of India or any part of the
territory thereof, is threatened either by war or external aggression or armed
rebellion. The expression "internal disturbance" is certainly of
larger connotation than " armed rebellion" and includes situations
arising out of "armed rebellion" as well. In other words, while a
Proclamation of emergency can be made for internal disturbance only if it is
created by armed rebellion, neither such Proclamation can be made for internal
disturbance caused by any other situation nor a Proclamation can be issued
under Article 356 unless the internal disturbance gives rise to a situation in
which the Government of tile State cannot be carried on in accordance with the
provisions of the Constitution. A mere internal disturbance short of armed
rebellion cannot justify a Proclamation of emergency under Article 352 nor such
disturbance can justify issuance of Proclamation under Article 356(1), unless
it disables or prevents carrying on of the Government of the State in
accordance with the provisions of the Constitution. Article 360 envisages the
Proclamation of financial emergency by the President when he is satisfied that
a situation has arisen whereby the financial stability or credit of the country
or of any part of the territory thereof is threatened. It declares that such
Proclamation shall be laid before each House of Parliament and shall cease to
operate at the expiration of two months unless it is approved by the
resolutions of both Houses of Parliament. We have thus emergency provisions
contained in other articles in the same part of the Constitution.
58. The common thread running through all these
articles in Part XVIII relating to emergency provisions is that the said
provisions can be invoked only when there is an emergency and the emergency is
of the nature described therein and not of any other kind. The Proclamation of
emergency under Articles 352, 356 and 360 is further dependent on the
satisfaction of the President with regard to the existence of the relevant
conditions precedent. The duty cast on the Union under Article 355 also arises in the twin
conditions stated therein.
93
59. It is in the light of these other provisions
relating to the emergency that we have to construe the provisions of Article
356. The crucial expressions in Article 356(i) are if the President, "on
the receipt of report from the Governor of a State or otherwise" "is
satisfied" that "the situation has arisen in which the Government of
the State cannot be carried on" "in accordance with the provisions of
this Constitution". The conditions precedent to the issuance of the
Proclamation, therefore, are: (a) that the President should be satisfied either
on the basis of a report from the Governor of the State or otherwise, (b) that
in fact a situation has arisen in which the Government of the State cannot be
carried on in accordance with the provisions of the Constitution. In other
words, the President's satisfaction has to be based on objective material. That
material may be available in the report sent to him by the Governor or
otherwise or both from the report and other sources. Further, the objective
material so available must indicate that the Government of the State cannot be
carried on in accordance with the provisions of the Constitution. Thus the
existence of the objective material showing that the Government of the State
cannot be carried on in accordance with the provisions of the Constitution is a
condition precedent before the President issues the Proclamation. Once such
material is shown to exist, the satisfaction of the President based on the
material is not open to question. However, if there is no such objective
material before the President, or the material before him cannot reasonably
suggest that the Government of the State cannot be carried on in accordance
with the provisions of the Constitution, the Proclamation issued is open to
challenge.
60. It is further necessary to note that the
objective material before the President must indicate that the Government of
the State "cannot be carried on in accordance with the provisions of this
Constitution". In other words, the provisions require that the material
before the President must be sufficient to indicate that unless a Proclamation
is issued, it is not possible to carry on the affairs of the State as per the
provisions of the Constitution. It is not every situation arising in the State
but a situation which shows that the constitutional Government has become an
impossibility, which alone will entitle the President to issue the
Proclamation. These parameters of the condition precedent to the issuance of
the Proclamation indicate both the extent of and the limitations on, the power
of the judicial review of the Proclamation issued. It is not disputed before us
that the Proclamation issued under Article 356(1) is open to judicial review.
All that is contended is that the scope of the review is limited, According to us,
the language of the provisions of the article contains sufficient guidelines on
both the scope and the limitations, of the judicial review.
61. Before we examine the scope and the
limitations of the judicial review of the Proclamation issued under Article
356(1), it is necessary to deal with the contention raised by Shri Parasaran
appearing for the Union of India. He contended that there is difference in the
nature and scope of the power of judicial review in the administrative law and
the constitutional law. While in the field of administrative law, the court's
power extends to legal 94 control of public authorities in exercise of their
statutory power and therefore not only to preventing excess and abuse of power
but also to irregular exercise of power, the scope of judicial review in the
constitutional law extends only to preventing actions which are
unconstitutional or ultra vires the Constitution. The areas where the judicial
power, therefore can operate are limited and pertain to the domain where the
actions of the Executive or the legislation enacted infringe the scheme of the
division of power between the executive, the legislature and the judiciary or
the distribution of powers between the States and the Centre.
Where, there is a Bill of Rights as under our
Constitution, the areas also cover the infringements of the Fundamental Rights.
The judicial power has no scope in constitutional law beyond examining the said
infringements. He also contended that likewise, the doctrine of proportionality
or unreasonableness has no play in constitutional law and the executive action
and legislation cannot be examined and interfered with on the anvil of the said
doctrine.
62. We are afraid that this contention is too
broad to be accepted. The implication of this contention, among others, is that
even if the Constitution provides preconditions for exercise of power by the
constitutional authorities, the courts cannot examine whether the preconditions
have been satisfied. Secondly, if the powers are entrusted to a constitutional
authority for achieving a particular purpose and if the authority concerned
under the guise of attaining the said purpose, uses the powers to attain an
impermissible object, such use of power cannot be questioned. We have not been
pointed out any authority in support of these propositions. We also find that
many of the parameters of judicial review developed in the field of
administrative law are not antithetical to the field of constitutional law, and
they can equally apply to the domain covered by the constitutional law. That is
also true of the doctrine of proportionality.
63. We may now examine the principles of
judicial review evolved in the field of administrative law. As has been stated
by Lord Brightman in Chief Constable of the North Wales Police v. Evans"
"judicial review, as the words imply, is not an appeal from a decision,
but a review of the manner in which the decision was made". In other
words, judicial review is concerned with reviewing not the merits of the decision
but the decision-making process itself. Lord Diplock in Council of Civil
Service Unions v. Minister for the Civil Service8 (AC at p. 408) has enunciated
three heads of grounds upon which administrative action is subject to control
by judicial review, viz., (i) illegality, (ii) irrationality and (iii)
procedural impropriety. He has also stated there that the three grounds evolved
till then did not rule out that "further developments on a case by case
basis may not in course of time add further grounds" and has added that
"principle of proportionality" which is recognised in the
administrative law by several members of European Economic Community may be a
possible ground for judicial review for 13 (1982) 3 AlI ER 141:(1982) 1 WLR
1155 8 (1985) AC 374: (1984) 3 All ER 935 95 adoption in the future. It may be
stated here that we have already adopted the said ground both statutorily and
judicially in our labour and service jurisprudence. Lord Diplock has explained
the three heads of grounds. By "illegality" he means that the
decision-maker must understand correctly the law that regulates its decision-
making power and must give effect to it, and whether he has or has not, is a
justiciable question. By "irrationality" he means unreasonableness. A
decision may be so outrageous or in defiance of logic or of accepted moral
standards that no sensible person who had applied his mind to the question to
be decided, could have arrived at it, and it is for the judges to decide
whether a decision falls in the said category. By "procedural
impropriety" he means not only failure to observe the basic rules of
natural justice or failure to act with procedural fairness, but also failure to
observe procedural rules that are expressly laid down in the legislative instrument
by which the tribunal's jurisdiction is conferred even where such failure does
not involve any denial of natural justice. Where the decision is one which does
not alter rights or obligations enforceable in private law, but only deprives a
person of legitimate expectations, "procedural impropriety" will
normally provide the only ground on which the decision is open to judicial
review.
64. It was observed by Donaldson, L.J. in R. v.
Crown Court at Carlisle, ex p Marcus-Moore 1 4 that judicial review was capable of being
extended to meet changing circumstances, but not to the extent that it became
something different from review by developing an appellate nature. The purpose
of the remedy of judicial review is to ensure that the individual is given fair
treatment to substitute the opinion of the judiciary or of individual judges
for that of the authority constituted by law to decide the matters in issue.
In R v. Panel on Take-overs and Mergers, ex p
Guinness plc15 (LR at p. 842) he referred to the judicial review jurisdiction
as being supervisory or as 'longstep' jurisdiction. He observed that unless
that restriction on the power of the court is observed, the court will under
the guise of preventing the abuse of power be itself guilty of usurping power.
That is so whether or not there is a right of appeal against the decision on
the merits. The duty of the court is to confine itself to the question of
legality.
Its concern is with whether a decision-making
authority exceeded its powers, committed an error of law, committed a breach of
the rules of natural justice, reached a decision which no reasonable tribunal
could have reached or abused its powers.
65. Lord Roskil in Council of Civil Service
Unions v. Minister for the Civil Service8 (AC at p. 414), opined that the
phrase "principles of natural justice" "be better replaced by
speaking of a duty to act fairly. ... It is not for the courts to determine
whether a particular policy or particular decisions taken in fulfillment of
that policy are fair. They are only concerned with the 14 (1981) Times 26
(October, DC) 15 (1987) QB 815: (1989) 1 All ER 509 8 (1985) AC 374: (1984) 3
All ER 935 96 manner in which those decisions have been taken and the extent of
the duty to act fairly will vary greatly from case to case. ... Many features
will come into play including the nature of the decision and the relationship
of those involved on either side before the decision was taken".
66. In Puhlhofer v. Hillingdon London Borough
Council9 Lord Brightman stated: (AC p. 518: All ER p. 474) "Where the
existence or non-existence of a fact is left to the judgment and discretion of
a public body and that fact involves a broad spectrum ranging from the obvious
to the debatable to the just conceivable, it is the duty of the court to leave
the decision of that fact to the public body to whom Parliament has entrusted
the decision-making power save in a case where it is obvious that the public
body, consciously or unconsciously, are acting perversely."
67. In Leech V. Dy. Governor of Parkhurst
Prisonl6 Lord Oliver stated: (AC p. 583: All ER p. 512) "... the
susceptibility of a decision to the supervision of the courts must depend, in
the ultimate analysis, on the nature and consequences of the decision and not
on the personality or individual circumstances of the person called upon to
make the decision."
68. While we are on the point, it will be
instructive to refer to a decision of the Supreme Court of Pakistan on the same
subject, although the language of the provisions of the relevant articles of
the Pakistan Constitution is not couched in the same terms. In Muhammad Sharif
v. Federation of Pakistan 17 the question was whether the order of the
President dissolving the National Assembly on May 29, 1988 was in accordance with
the powers conferred on him under Article 58(2)(b) of the Constitution. Article
58(2)(b) is as follows:
"58. (2) Notwithstanding anything contained
in clause (2) of Article 48, the President may also dissolve the National
Assembly in his discretion where, in his opinion,.
(a) (b) a situation has arisen in which the
Government of the Federation cannot be carried on in accordance with the
provisions of the Constitution and an appeal to the electorate is
necessary." The provisions of Article 48(2) are as follows:
"Notwithstanding anything contained in
clause (1), the President shall act in his discretion in respect of any matter
in respect of which he is empowered by the Constitution to do so (and the
validity of anything done by the President in his discretion shall not be
called in question on any ground whatsoever)." 9 (1986) AC 484: (1986) 1
All ER 467 16 (1988) AC 533: (1988) 1 All ER 485 17 PLD (1988) Lah 725 97 The
Presidential Order read as follows:
"Whereas the objects and purposes for which
the National Assembly was elected have not been fulfilled;
And whereas the law and order in the country
have broken down to an alarming extent resulting in tragic loss of innumerable
valuable lives as well as loss of property;
And whereas the life, property, honour and
security of the citizens of Pakistan have been rendered totally unsafe and the integrity and
ideology of Pakistan have been seriously
endangered;
And whereas public morality has deteriorated to
unprecedented level;
And whereas in my opinion a situation has arisen
in which the Government of the Federation cannot be carried on in accordance
with the provisions of the Constitution and an appeal to the electorate is
necessary.
Now therefore, 1, General Muhammad Zia-ul-Haq,
President of Pakistan in exercise of the powers conferred on me by clause
(2)(b) of Article 58 of the Constitution of the Islamic Republic of Pakistan
hereby dissolve the National Assembly with immediate effect and in consequence
thereof the Cabinet also stands dissolved forthwith."
69. The main argument against the order was that
an order under the said provision is to be issued not in subjective discretion
or opinion but on objective facts in the sense that the circumstances must
exist to lead one to the conclusion that the relevant situation had arisen. As
against this, the argument of the Attorney General and other counsel supporting
the Presidential Order was that it is the subjective satisfaction of the
President and it is in his discretion and opinion to dissolve the National
Assembly.
It was also argued on their behalf that in spite
of the fact that Article 58 (2)(b) states that "notwithstanding anything
contained in clause (2) of Article 48", the President may also dissolve
the National Assembly in his discretion under Article 58(2) and when he does
exercise his discretion to dissolve the Assembly, the validity thereof cannot
be questioned on any ground whatsoever as provided for under Article 48(2).
Dealing with the first argument, the learned Chief Justice Salam stated as
follows:
"Whether it is 'subjective' or 'objective'
satisfaction of the President or it is his 'discretion' or 'opinion', this much
is quite clear that the President cannot exercise his powers under the
Constitution on wish or whim.
He has to have facts, circumstances which can
lead a person of his status to form an intelligent opinion requiring exercise
of discretion of such a grave nature that the representative of the people who
are primarily entrusted with the duty of running the affairs of the State are
removed with a stroke of the pen. His action must appear to be called for and
justifiable under the Constitution if challenged in a Court of Law. No doubt,
the Courts will be chary to interfere in his 'discretion' or formation of the
'opinion' about the 'situation' but if there be no basis or justification for
the order under the Constitution, the Courts will have to 98 perform their duty
cast on them under the Constitution. While doing so, they will not be entering
in the political arena for which appeal to electorate is provided for."
Dealing with the second argument, the learned Chief Justice held:
"If the argument be correct then the
provision 'Notwithstanding anything contained in clause (2) of Article 48'
would be rendered redundant as if it was no part of the Constitution. It is
obvious and patent that no letter or part of a provision of the Constitution
can be said to be redundant or non-existent under any principle of construction
of Constitutions.
The argument may be correct in exercise of other
discretionary powers but it cannot be employed with reference to the
dissolution of National Assembly. Blanket coverage of validity and
unquestionability of discretion under Article 48(2) was given up when it was
provided under Article 58(2) that 'Notwithstanding clause (2) of Article 48 ...
the discretion can be exercised in the given
circumstances. Specific provision will govern the situation. This will also
avoid redundancy. Courts' power whenever intended to be excluded is expressly
stated; otherwise it is presumed to be there in Courts of record. ...
Therefore, it is not quite right to contend that since it was in his
'discretion', on the basis of his 'opinion' the President could dissolve the
National Assembly. He has to have reasons which are justifiable in the eyes of
the people and supportable by law in a Court of Justice. ...
It is understandable that if the President has
any justifiable reason to exercise his 'discretion' in his 'opinion' but does
not wish to disclose, he may say so and may be believed or if called upon to
explain the reason he may take the Court in confidence without disclosing the
reason in public, may be for reason of security of State. After all patriotism
is not confined to the officeholder for the time being. He cannot simply say
like Caesar it is my will, opinion or discretion.
Nor give reasons which have no nexus to the
action, are bald, vague, general or such as can always be given and have been
given with disastrous effects. ..." Dealing with the same arguments, R.S.
Sidhwa, J. stated as follows:
"I have no doubt that both the Governments
are not compelled to disclose all the reasons they may have when dissolving the
Assemblies under Articles 58(2)(b) and 112(2)(b). If they do not choose to
disclose all the material, but only some, it is their pigeon, for the case will
be decided on a judicial scrutiny of the limited material placed before the
Court and if it happens to be totally irrelevant or extraneous, they must
suffer.
15. The main question that arises in this case
is when can it be said that a situation has arisen in which the Government of
the Federation cannot be carried on in accordance with the provisions of the
Constitution. The expression 'Government of the Federation' is not limited to
any one particular function, such as the executive, the 99 legislative, or the
judicial, but includes the whole functioning of the Federation Government in
all its ramifications."
70. We may now refer to the decisions of this
Court on the subject. In Barium Chemicals Ltd. v. Company Law Board6 the facts
were that an order was issued on behalf of the Company Law Board under Section
237(b) of the Companies Act appointing four inspectors to investigate the
affairs of the appellant-Company on the ground that the Board was of the
opinion that there were circumstances suggesting that the business of the
appellant Company was being conducted with intent to defraud its creditors,
members or any other persons and that the persons concerned in the management
of the affairs of the Company had in connection therewith, been guilty of
fraud, misfeasance and other misconduct towards the Company and its members.
The appellant-Company had filed a writ petition before the High Court
challenging the said order and one of the grounds of challenge was that there was
no material on which such order could have been made. In reply to the petition,
the Chairman of the Company Law Board filed an affidavit in which it was
contended, inter alia, that there was material on the basis of which the order
was issued and that he had himself examined this material and formed the
necessary opinion within the meaning of the said Section 237(b) before the
issue of the order and that it was not competent for the Court to go into the
question of the adequacy or otherwise of such material.
However, in the course of reply to some of the
allegations in the petition, the affidavit in paragraph 14 had also proceeded
to state the facts on the basis of which the opinion was formed. The majority
of the judges held that the circumstances disclosed in paragraph 14 of the said
affidavit must be regarded as the only material on the basis of which the Board
formed the opinion before ordering an investigation under Section 237(b) and
that the said circumstances could not reasonably suggest that the business of
the Company was being conducted to defraud the creditors, members or other
persons or that the management was guilty of fraud towards the Company and its
members. They were, therefore, extraneous to the matters mentioned in Section
237(b) and the impugned order was ultra vires the section.
Hidayatullah J., as he then was, in this
connection stated that the power under Section 237(b) is discretionary power
and the first requirement for its exercise is the honest formation of an
opinion that an investigation is necessary and the next requirement is that
there are circumstances suggesting the inferences set out in the section. An
action not based on circumstances suggesting an inference of the enumerated
kind will not be valid. Although the formation of opinion is subjective, the
existence of circumstances relevant to the inference as the sine qua non for action,
must be demonstrable. If their existence is questioned, it has to be proved at
least prima facie. It is not sufficient to assert that the circumstances exist,
and give no clue to what they are, because the circumstances must be such as to
lead to conclusions of certain definiteness. Shelat, J.
commenting on the same 6 1966 Supp SCR 31 1: AIR
1967 SC 295: (1966) 36 Comp Cas 639 100 issue, stated that although the
formation of opinion is purely subjective process and such an opinion cannot be
challenged in a court on the ground of propriety, reasonableness or
sufficiency, the authority concerned is nevertheless required to arrive at such
an opinion from circumstances suggesting what is set out in sub-clauses (i),
(ii) or (iii) of Section 237(b). The expression "circumstances
suggesting" cannot support the construction that even the existence of
circumstances is a matter of subjective opinion. It is hard to contemplate that
the legislature could have left to the subjective process both the formation of
opinion and also the existence of circumstances on which it is to be founded.
It is also not reasonable to say that the clause permitted the authority to say
that it has formed the opinion on circumstances which in its opinion exists and
which in its opinion suggest an intent to defraud or a fraudulent or unlawful
purpose. If it is shown that the circumstances do not exist or that they are
such that it is impossible for anyone to form an opinion therefrom suggestive
of the matters enumerated in Section 237(b), the opinion is challengeable on
the ground of non- application of mind or perversity or on the ground that it
was formed on collateral grounds and was beyond the scope of the statute.
71. In M.A. Rasheed v. State of Kerala18 the
facts were that the respondent-State issued a notification under Rule 114(2) of
the Defence of India Rules, 1971 imposing a total ban on the use of machinery
for defibring husks in the Districts of Trivandrum, Quilon and Alleppey. The
appellants who were owners of Small Scale Industrial Units, being affected by
the notification, challenged the same. In that connection, this Court observed
that where powers are conferred on public authorities to exercise the same when
"they are satisfied" or when "it appears to them" or when
"in their opinion" a certain state of affairs existed, or when powers
enable public authorities to take "such action as they think fit" in
relation to a subjectmatter, the courts will not readily defer to the
conclusiveness of an executive authority's opinion as to the existence of a
matter of law or fact upon which the validity of the exercise of the power is
predicated. Administrative decisions in exercise of powers conferred in
subjective terms are to be made in good faith and on relevant considerations.
The courts can inquire whether a reasonable man could have come to the decision
in question without misdirecting himself or the law or the facts in a material
respect. The standard of reasonableness to which the administrative body is
required to conform may range from the court's opinion of what is reasonable to
the criterion of what a reasonable body might have decided; and courts will
find out whether conditions precedent to the formation of the opinion have a
factual basis. But the onus of establishing unreasonableness rests upon the
person challenging the validity of the acts.
72. In State of Rajasthan v. Union of India3 Bhagwati, J.
on behalf of Gupta, J. and himself, while
dealing with the "satisfaction of the President" 18 (1974) 2 SCC 687:
(1975) 2 SCR 93 3 (1977) 3 SCC 592: AIR 1977 SC 1361: (1978) 1 SCR 1 101 prior
to the issuance of the Proclamation under Article 356(1) stated as follows: (SCR
pp. 80-83: SCC pp. 661, 662- 63, paras 149 and 150) "So long as a question
arises whether an authority under the Constitution has acted within the limits
of its power or exceeded it, it can certainly be decided by the Court.
Indeed it would be its constitutional obligation
to do so. ... This Court is the ultimate interpreter of the Constitution and to
this Court is assigned the delicate task of determining what is the power
conferred on each branch of Government, whether it is limited, and if so, what are
the limits and whether any action of that branch transgresses such limits. It
is for this Court to uphold the constitutional values and to enforce the
constitutional limitations. That is the essence of the rule of law.
We must make it clear that the constitutional
jurisdiction of this Court is confined only to saying whether the limits on the
power conferred by the Constitution have been observed or there is
transgression of such limits. Here the only limit on the power of the President
under Article 356, clause (1) is that the President should be satisfied that a
situation has arisen where the Government of the State cannot be carried on in
accordance with the provisions of the Constitution. The satisfaction of the
President is a subjective one and cannot be tested by reference to any
objective tests. It is deliberately and advisedly subjective because the matter
in respect to which he is to be satisfied is of such a nature that its decision
must necessarily be left to the executive branch of Government. There may be a
wide range of situations which may arise and their political implications and
consequences may have to be evaluated in order to decide whether the situation
is such that the Government of the State cannot be carried on in accordance with
the provisions of the Constitution. It is not a decision which can be based on
what the Supreme Court of the United States has described as 'judicially
discoverable and manageable standards'. It would largely be a political
judgment based on assessment of diverse and varied factors, fast changing
situations, potential consequences, public reaction, motivations and responses
of different classes of people and their anticipated future behaviour and a
host of other considerations, in the light of experience of public affairs and
pragmatic management of complex and often curious adjustments that go to make
up the highly sophisticated mechanism of a modem democratic government. It
cannot, therefore, by its very nature be a fit subject-matter for judicial
determination and hence it is left to the subjective satisfaction of the
Central Government which is best in a position to decide it. The court cannot
in the circumstances, go into the question of correctness or adequacy of the
facts and circumstances on which the satisfaction of the Central Government is
based. ... But one thing is certain that if the satisfaction is mala fide or is
based on wholly extraneous and irrelevant grounds, the court would have
jurisdiction to examine it, because in that 102 case there would be no
satisfaction of the President in regard to the matter on which he is required
to be satisfied. The satisfaction of the President is a condition precedent to
the exercise of power under Article 356, clause (1) and if it can be shown that
there is no satisfaction of the President at all, the exercise of the power
would be constitutionally invalid. ... It must of course be conceded that in
most cases it would be difficult, if not impossible, to challenge the exercise
of power under Article 356, clause (1) even on this limited ground, because the
facts and circumstances on which the satisfaction is based would not be known,
but where it is possible, the existence of the satisfaction can always be
challenged on the ground that it is mala fide or based on wholly extraneous and
irrelevant grounds. ... This is the narrow minimal area in which the exercise
of power under Article 356, clause (1) is subject to judicial review and apart
from it, cannot rest with the court to challenge the satisfaction of the President
that the situation contemplated in that clause exists."
73. In Kehar Singh v. Union of India19 it is
held that the President power under Article 72 of the Constitution dealing with
the grant of pardons, reprieves, respites, remissions of punishments or
suspensions, remissions or commutations of sentences of any person convicted of
any offence falls squarely within the judicial domain and can be examined by
the court by way of judicial review. However, the order of the President cannot
be subjected to judicial review on its merits except within the strict
limitations defined in Maru Rain v. Union of India2O. Those limitations are
whether the power is exercised on considerations or actions which are wholly
irrelevant, irrational, discriminatory or mala fide.
Only in these rare cases the court will examine
the exercise of the said power.
74. From these authorities, one of the
conclusions which may safely be drawn is that the exercise of power by the
President under Article 356(1) to issue Proclamation is subject to the judicial
review at least to the extent of examining whether the conditions precedent to
the issuance of the Proclamation have been satisfied or not. This examination
will necessarily involve the scrutiny as to whether there existed material for
the satisfaction of the President that a situation had arisen in which the
Government of the State could not be carried on in accordance with the
provisions of the Constitution.
Needless to emphasise that it is not any
material but material which would lead to the conclusion that the Government of
the State cannot be carried on in accordance with the provisions of the
Constitution which is relevant for the purpose. It has further to be remembered
that the article requires that the President "has to be satisfied"
that the situation in question has arisen. Hence the material in question has
to be such as would induce a reasonable man to come to the conclusion in
question. The expression used 19 (1989) 1 SCC 204: 1989 SCC (Cri) 86: 1988 Supp
3 SCR 1102 20 (1981) 1 SCC 107: 1981 SCC (Cri) 112: (1981) 1 SCR 1196 103 in
the article is "if the President ... is satisfied". The word
"satisfied" has been defined in Shorter Oxford English Dictionary
(3rd Edn. at p. 1792) :
"4. To furnish with sufficient proof or
information, to set free from doubt or uncertainty, to convince; 5. To answer
sufficiently (an objection, question); to fulfill or comply with (a request);
to solve (a doubt, difficulty); 6. To answer the requirements of (a state of
things, hypothesis, etc.); to accord with (conditions)." Hence, it is not
the personal whim, wish, view or opinion or the ipse dixit of the President dehors
the material but a legitimate inference drawn from the material placed before
him which is relevant for the purpose. In other words, the President has to be
convinced of or has to have sufficient proof of information with regard to or
has to be free from doubt or uncertainty about the state of things indicating
that the situation in question has arisen. Although, therefore, the sufficiency
or otherwise of the material cannot be questioned, the legitimacy of inference
drawn from such material is certainly open to judicial review.
75. It has also to be remembered in this
connection that the power exercised by the President under Article 356(1) is on
the advice of the Council of Ministers tendered under Article 74(1) of the
Constitution. The Council of Ministers under our system would always belong to
one or the other political party. In view of the pluralist democracy and the
federal structure that we have accepted under our Constitution, the party or
parties in power (in case of coalition Government) at the Centre and in the
States may not be the same. Hence there is a need to confine the exercise of
power under Article 356(1) strictly to the situation mentioned therein which is
a condition precedent to the said exercise. That is why the Framers of the
Constitution have taken pains to specify the situation which alone would enable
the exercise of the said power. The situation is no less than one in which
"the Government of the State cannot be carried on in accordance with the
provisions of this Constitution". A situation short of the same does not
empower the issuance of the Proclamation. The word "cannot"
emphatically connotes a situation of impasse.
In Shorter Oxford Dictionary, 3rd Edn., at page
255, the word "can" is defined as "to be able; to have power or
capacity". The word "cannot", therefore, would mean "not to
be able" or "not to have the power or capacity". In Stroud's
Judicial Dictionary, 5th Edn., the word "cannot" is defined to
include a legal inability as well as physical impossibility. Hence situations
which can be remedied or do not create an impasse, or do not disable or
interfere with the governance of the State according to the Constitution, would
not merit the issuance of the Proclamation under the article.
76. It has also to be remembered that a
situation contemplated under the article is one where the Government of the
State cannot be carried on "in accordance with the provisions of this
Constitution". The expression indeed envisages varied situations. Article
365 which is in Part XIX entitled "Miscellaneous", has contemplated
one such situation. It states that:
104 "Where any State has failed to comply
with or to give effect to any directions given in the exercise of the executive
power of the Union under any of the provisions of this Constitution, it shall
be lawful for the President to hold that a situation has arisen in which the
Government of the State cannot be carried on in accordance with the provisions
of this Constitution."
77. The failure to comply with or to give effect
to the directions given by the Union under any of the provisions of the Constitution, is of course,
not the only situation contemplated by the expression "Government of the
State cannot be carried on in accordance with the provisions of this
Constitution". Article 365 is more in the nature of a deeming provision.
However, the situations other than those mentioned in Article 365 must be such
where the governance of the State is not possible to be carried on in
accordance with the provisions of the Constitution. In this connection, we may
refer to what Dr Ambedkar had to say on the subject in the Constituent
Assembly:
"Now I come to the remarks made by my
Friend Pandit Kunzru. The first point, if I remember correctly, which was
raised by him was that the power to take over the administration when the
constitutional machinery fails is a new thing, which is not to be found in any
constitution. I beg to differ from him and I would like to draw his attention
to the article contained in the American Constitution, where the duty of the United States is definitely expressed
to be to maintain the Republican form of the Constitution. When we say that the
Constitution must be maintained in accordance with the provisions contained in
this Constitution we practically mean what the American Constitution means,
namely that the form of the constitution prescribed in this Constitution must
be maintained. Therefore, so far as that point is concerned we do not think
that the Drafting Committee has made any departure from an established
principle." (Constituent Assembly Debates, Vol. IX, pp. 175-76)
78. As pointed out earlier, more or less similar
expression occurs in Article 58(2)(b) of the Pakistani Constitution.
The expression there is that the
"Government of the Federation cannot be carried on in accordance with
provisions of the Constitution and an appeal to the electorate is
necessary". Commenting upon the said expression, Shafiur Rahman, J. in
Khaja Ahmad Tariq Rahim v. Federation of Pakistan2l (PLD at p. 664) observed:
"It is an extreme power to be exercised
where there is actual or imminent breakdown of the constitutional machinery, as
distinguished from a failure to observe a particular provision of the
Constitution. There may be occasions for the exercise of this power where there
takes place extensive, continued and pervasive failure to observe not one but
numerous, provisions of the Constitution, creating the impression that the
country is governed not so much by the Constitution but by the methods
extra-Constitutional." 21 PLD (1992) SC 646, 664 105 79. Sidhwa, J. in the
same case observed that:
"to hold that because a particular
provision of the Constitution was not complied with, the National Assembly
could be dissolved under Article 58(2)(b) of the Constitution would amount to
an abuse of power. Unless such a violation independently was so grave that a
court could come to no other conclusion but that it alone directly led to the
breakdown of the functional working of the Government, it would not constitute
a valid ground."
80. The expression and its implication have also
been the subject of elaborate discussion in the Report of the Sarkaria
Commission on Centre State relations. It will be advantageous to refer to the
relevant part of the said discussion, which is quite illuminating:
"6.3.23 In Article 356, the expression 'the
Government of the State cannot be carried on in accordance with the provisions
of the Constitution', is couched in wide terms. It is, therefore, necessary to
understand its true import and ambit. In the day-to-day administration of the
State, its various functionaries in the discharge of their multifarious
responsibilities take decisions or actions which may not, in some particular or
the other, be strictly in accord with all the provisions of the Constitution.
Should every such breach or infraction of a constitutional provision,
irrespective of its significance, extent and effect, be taken to constitute a
'failure of the constitutional machinery' within the contemplation of Article
356. In our opinion, the answer to the question must be in the negative. We
have already noted that by virtue of Article 355 it is the duty of the Union to
ensure that the Government of every State is carried on in accordance with the
provisions of the Constitution. Article 356, on the other hand, provides the
remedy when there has been an actual breakdown of the constitutional machinery
of the State. Any abuse or misuse of this drastic power damages the fabric of
the Constitution, whereas the object of this article is to enable the Union to take remedial action
consequent upon breakdown of the constitutional machinery, so that governance
of the State in accordance with the provisions of the Constitution, is
restored.
A wide literal construction of Article 356(1),
will reduce the constitutional distribution of the powers between the Union and the States to a
licence dependent on the pleasure of the Union Executive. Further it will
enable the Union Executive to cut at the root of the democratic parliamentary
form of Government in the State. It must, therefore, be rejected in favour of a
construction which will preserve that form of Government. Hence, the exercise
of the power under Article 356 must be limited to rectifying a 'failure of the
constitutional machinery in the State'. The marginal heading of Article 356
also points to the sam e construction.
6.3.24 Another point for consideration is, whether
'external aggression' or 'internal disturbance' is to be read as an
indispensable element of the situation of failure of the constitutional
machinery in a State, the existence of which is a prerequisite for the exercise
of the 106 power under Article 356. We are clear in our mind that the answer to
this question should be in the negative. On the one hand, 'external aggression'
or 'internal disturbance' may not necessarily create a situation where
Government of the State cannot be carried on in accordance with the
Constitution. On the other, a failure of the constitutional machinery in the
State may occur, without there being a situation of 'external aggression' or
'internal disturbance'.
6.4.01 A failure of constitutional machinery may
occur in a number of ways.
Factors which contribute to such a situation are
diverse and imponderable. It is, therefore, difficult to give an exhaustive
catalog of all situations which would fall within the sweep of the phrase, 'the
Government of the State cannot be carried on in accordance with the provisions
of this Constitution'. Even so, some instances of what does and what does not
constitute a constitutional failure within the contemplation of this article,
may be grouped and discussed under the following heads:
(a) Political crises.
(b) Internal subversion.
(c) Physical breakdown.
(d) Non-compliance with constitutional
directions of the Union Executive.
It is not claimed that this categorisation is
comprehensive or perfect. There can be no watertight compartmentalisation, as
many situations of constitutional failure will have elements of more than one
type. Nonetheless, it will help determine whether or not, in a given situation
it will be proper to invoke this last-resort power under Article 356."
81. The Report then goes on to discuss the
various occasions on which the political crisis, internal subversion, physical
breakdown and noncompliance with constitutional directions of the Union
Executive may or can be said to, occur. It is not necessary here to refer to
the said elaborate discussion. Suffice it to say that we are in broad agreement
with the above interpretation given in the Report, of the expression "the
Government of the State cannot be carried on in accordance with the provisions
of this Constitution", and are of the view that except in such and similar
other circumstances, the provisions of Article 356 cannot be pressed into
service.
82. It will be convenient at this stage itself,
also to illustrate the situations which may not amount to failure of the
constitutional machinery in the State inviting the Presidential power under
Article 356(1) and where the use of the said power will be improper. The
examples of such situations are given in the Report in paragraph 6.5.01. They
are:
"(i) A situation of maladministration in a
State where a duly constituted Ministry enjoying majority support in the
Assembly, is in office. Imposition of President's rule in such a situation will
be 107 extraneous to the purpose for which the power under Article 356 has been
conferred. It was made indubitably clear by the Constitution- framers that this
power is not meant to be exercised for the purpose of securing good Government.
(ii) Where a Ministry resigns or is dismissed on
losing its majority support in the Assembly and the Governor recommends,
imposition of President's rule without exploring the possibility of installing
an alternative Government enjoying such support or ordering fresh elections.
(iii)Where, despite the advice of a duly
constituted Ministry which has not been defeated on the floor of the House, the
Governor declines to dissolve the Assembly and without giving the Ministry an
opportunity to demonstrate its majority support through the 'floor test',
recommends its supersession and imposition of President's rule merely on his
subjective assessment that the Ministry no longer commands the confidence of
the Assembly.
(iv) Where Article 356 is sought to be invoked
for superseding the duly constituted Ministry and dissolving the State
Legislative Assembly on the sole ground that, in the General Elections to the
Lok Sabha, the ruling party in the State, has suffered a massive defeat.
(v) Where in a situation of 'internal
disturbance', not amounting to or verging on abdication of its governmental
powers by the State Government, all possible measures to contain the situation
by the Union in the discharge of its duty, under Article 355, have not been
exhausted.
(vi) The use of the power under Article 356 will
be improper if, in the illustrations given in the preceding paragraphs 6.4.10,
6.4.11 and 6.4.12, the President gives no prior warning or opportunity to the
State Government to correct itself. Such a warning can be dispensed with only
in cases of extreme urgency where failure on the part of the Union to take immediate
action, under Article 356, will lead to disastrous consequences.
(vii) Where in response to the prior warning or
notice or to an informal or formal direction under Articles 256, 257, etc., the
State Government either applies the corrective and thus complies with the
direction, or satisfies the Union Executive that the warning or direction was
based on incorrect facts, it shall not be proper for the President to hold that
'a situation has arisen in which the Government of the State cannot be carried
on in accordance with the provisions of this Constitution'. Hence, in such a
situation, also, Article 356 cannot be properly invoked.
(viii) The use of this power to sort out
internal differences or intra-party problems of the ruling party would not be
constitutionally correct.
(ix) This power cannot be legitimately exercised
on the sole ground of stringent financial exigencies of the State.
108 (x) This power cannot be invoked, merely on
the ground that there are serious allegations of corruption against the
Ministry.
(xi) The exercise of this power, for a purpose
extraneous or irrelevant to the one for which it has been conferred by the
Constitution, would be vitiated by legal mala fides." We have no
hesitation in concurring broadly with the above illustrative occasions where
the exercise of power under Article 356(1) would be improper and uncalled for.
83. It was contended on behalf of the Union of
India that since the Proclamation under Article 356(1) would be issued by the
President on the advice of the Council of Ministers given under Article 74(1)
of the Constitution and since clause (2) of the said article bars enquiry into
the question whether any, and if so, what advice was tendered by Ministers to
the President, judicial review of the reasons which led to the issuance of tile
Proclamation also stands barred. This contention is fallacious for reasons more
than one. In the first instance, it is based on a misconception of the purpose
of Article 74(2). As has been rightly pointed out by Shri Shanti Bhushan, the
object of Article 74(2) was not to exclude any material or documents from the
scrutiny of the courts but to provide that an order issued by or in the name of
the President could not be questioned on the ground that it was either contrary
to the advice tendered by the Ministers or was issued without obtaining any
advice from the Ministers. Its object was only to make the question whether the
President had followed the advice of the Ministers or acted contrary thereto,
non-justiciable.
What advice, if any, was tendered by the
Ministers to the President was thus to be beyond the scrutiny of the court.
84. A good deal of light on the said purpose of
the provision is thrown by its history. Identical provisions were contained in
Sections 10(4) and 51(4) of the Government of India Act, 1935. However, in the
Government of India Act, 1915, as amended by the Act of 1919 it was provided
under Section 52(3) as follows:
"In relation to the transferred subjects,
the Governor shall be guided by the advice of his Ministers, unless he sees
sufficient cause to dissent from their opinion, in which case he may require
action to be taken otherwise than in accordance with that advice:"
85. The relations of the Governor General and
the Governor with the Ministers were not regulated by the Act but were left to
be governed by an Instrument of Instructions issued by the Crown. It was
considered undesirable to define these relations in the Act or to impose an
obligation on the Governor General or Governor to be guided by the advice of
their Ministers, since such a course might convert a constitutional convention
into a rule of law and thus bring it within the cognisance of the court. Prior
to the Constitution (42nd Amendment) Act, 1976, under the constitutional convention,
the President was bound to act in accordance with the advice of 109 the Council
of Ministers (Re: Shamsher Singh v. State of Punjab22.) By the 42nd Amendment, it was
expressly so provided in Article 74(1). The object of Article 74(2) was thus
not to exclude any material or document from the scrutiny of the courts. This
is not to say that the rule of exclusion laid down in Section 123 of the Indian
Evidence Act is given a go-by. However, it only emphasises that the said rule
can be invoked in appropriate cases.
86. What is further, although Article 74(2) bars
judicial review so far as the advice given by the Ministers is concerned, it
does not bar scrutiny of the material on the basis of which the advice is
given. The courts are not interested in either the advice given by the
Ministers to the President or the reasons for such advice. The courts are,
however, justified in probing as to whether there was any material on the basis
of which the advice was given, and whether it was relevant for such advice and
the President could have acted on it. Hence when the courts undertake an
enquiry into the existence of such material, the prohibition contained in
Article 74(2) does not negate their right to know about the factual existence
of any such material. This is not to say that the Union Government cannot raise
the plea of privilege under Section 123 of the Evidence Act. As and when such
privilege against disclosure is claimed, the courts will examine such claim
within the parameters of the said section on its merits. In this connection, we
may quote Justice Mathew, who in the case of State of U. P. v. Raj Narain23
observed as follows: (SCR p. 360: SCC p. 454, para 74) "To justify a
privilege, secrecy must be indispensable to induce freedom of official communication
or efficiency in the transaction of official business and it must be further a
secrecy which has remained or would have remained inviolable but for the
compulsory disclosure. In how many transactions of official business is there
ordinarily such a secrecy? If there arises at any time a genuine instance of
such otherwise inviolate secrecy, let the necessity of maintaining it be
determined on its merits."
87. Since further the Proclamation issued under
Article 356(1) is required by clause (3) of that article to be laid before each
House of Parliament and ceases to operate on the expiration of two months
unless it has been approved by resolutions by both the Houses of Parliament
before the expiration of that period, it is evident that the question as to
whether a Proclamation should or should not have been made, has to be discussed
on the floor of each House and the two Houses would be entitled to go into the
material on the basis of which the Council of Ministers had tendered the advice
to the President for issuance of the Proclamation.
Hence the secrecy claimed in respect of the
material in question cannot remain inviolable, and the plea of non- disclosure
of the material can hardly be pressed. When the Proclamation is challenged by
making out a prima facie case with regard to its invalidity, the burden would
be on the Union Government to satisfy that 22 (1974) 2 SCC 831: 1974 SCC
(L&S) 550: (1975) 1 SCR 814 23 (1975) 4 SCC 428: (1975) 3 SCR 333 110 there
exists material which showed that the Government could not be carried on in
accordance with the provisions of the Constitution. Since such material would
be exclusively within the knowledge of the Union Government, in view of the
provisions of Section 106 of the Evidence Act, the burden of proving the existence
of such material would be on the Union Government.
88. A further question which has been raised in
this connection is whether the validity of the Proclamation issued under
Article 356(1) can be under clause (3) of Article 356. There is no reason to
make a distinction between the Proclamation so approved and a legislation
enacted by Parliament. If the Proclamation is invalid, it does not stand
validated merely because it is approved of by Parliament. The grounds for
challenging the validity of the Proclamation may be different from those
challenging the validity of a legislation. However, that does not make any
difference to the vulnerability of the Proclamation on the limited grounds
available. As has been stated by Prof. H.W.R. Wade in Administrative Law, 6th Edn.:
"There are many cases where some
administrative order or regulation is required by statute to be approved by
resolutions of the Houses. But this procedure in no way protects the order or
regulation from being condemned by the court, under the doctrine of ultra
vires, if it is not strictly in accordance with the Act. Whether the challenge
is made before or after the Houses have given their approval is immaterial. (p.
29) parliamentary approval does not affect the normal operation of judicial
review. (p. 411) As these cases show, judicial review is in no way inhibited by
the fact that rules or regulations have been laid before Parliament and
approved, despite the 'ruling of the House of Lords that the test of
unreasonableness should not then operate in its normal way.
The Court of Appeal has emphasised that in the
case of subordinate legislation such as an Order in Council approved in draft
by both Houses, 'the courts would without doubt be competent to consider
whether or not the Order was properly made in the sense of being intra
vires'." (p. 870) 89. In this connection a reference may also be made to R
v. H.M. Treasury ex p Smedley24 from which decision the learned author has
extracted the aforesaid observations.
90. We may also point out that the deletion of
clause (5) of Article 356, as it stood prior to its deletion by the
Constitution ' 44th Amendment) Act in 1978, has made no change in the legal
position that the satisfaction of the President under clause (1) of Article
356, was always judicially reviewable. The clause read as follows:
24 (1985) QB 657: (1985) 2 WLR 576 (CA) 111
"5. Notwithstanding anything in this Constitution, the satisfaction of the
President mentioned in clause (1), shall be final and conclusive and shall not
be questioned in any court on any ground."
91. On the other hand, the deletion of the
clause has reinforced the earlier legal position, viz., that notwithstanding
the existence of the clause (5), the satisfaction of the President under clause
(1) was judicially reviewable and the judicial review was not barred on account
of the presence of the clause. In this connection, we may usefully refer to the
decision of this Court in State of Rajasthan v. Union of India3 where it was unanimously
held that in spite of the said finality clause, the Presidential Proclamation
was subject to judicial review on various grounds. It was observed there as
follows: (SCR pp. 72, 82: SCC pp. 653, 663, paras 143, 150) "This is
indeed a very drastic power which, if misused or abused, can destroy the
constitutional equilibrium between the Union and the States and its potential
for harm was recognised even by the Constitution-makers.
Of course by reason of clause (5) of Article
356, the satisfaction of the President is final and conclusive and cannot be
assailed on any ground, but this immunity from attack cannot apply where the
challenge is not that the satisfaction is improper or unjustified, but that
there is no satisfaction at all. In such a case it is not the satisfaction
arrived at by the President which is challenged, but the existence of the
satisfaction itself."
92. It was accordingly held that in view of the
finality clause, the narrow area in which the exercise of power under Article
356 was subject to judicial review included the grounds where the satisfaction
is perverse or mala fide or based on wholly extraneous and irrelevant grounds
and was, therefore, no satisfaction at all.
93. In A.K. Roy v. Union of India25 (SCC p. 297: SCR p. 297)
the Court has observed that "clause (5) has been deleted by the 44th
Amendment and, therefore, any observations made in the State of Rajasthan case3 on the basis of
that clause cannot any longer hold good". These observations imply that
after the deletion of clause (5), the judicial review of the Proclamation
issued under Article 356(1) has become wider than indicated in the State Of Rajasthan case3.
94. In Kihoto Hollohan v. Zachillhu10 the Court
has observed that: (SCC p. 708, para 101) "An ouster clause confines
judicial review in respect of actions falling outside the jurisdiction of the
authority taking such action but precludes challenge to such action on the
ground of an error committed in the exercise of jurisdiction vested in the
authority because such an action cannot be said to be an action without
jurisdiction." 3 (1977) 3 SCC 592: AIR 1977 SC 1361: (1978) 1 SCR 1 25
(1982) 1 SCC 271: 1982 SCC (Cri) 152: (1982) 2 SCR 272 10 1992 Supp (2) SCC 651
112
95. Again in Union of India v. Jyoti Prakash
Mitter26 and Union of India clause restricting the scope of judicial review,
the judicial review would be confined to jurisdictional efforts only, viz.,
infirmities based on violation of constitutional mandates, mala fides, non-
compliance with rule of natural justice and perversity".
These observations are of course, in the field
of administrative law and hence a reference to the rule of natural justice has
to be viewed in that light.
96. It will be an inexcusable error to examine
the provisions of Article 356 from a pure legalistic angle and interpret their
meaning only through jurisdictional technicalities. The Constitution is
essentially a political document and provisions such as Article 356 have a
potentiality to unsettle and subvert the entire constitutional scheme. The
exercise of powers vested under such provisions needs, therefore, to be
circumscribed to maintain the fundamental constitutional balance lest the
Constitution is defaced and destroyed. This can be achieved even without
bending much less breaking the normal rules of interpretation, if the
interpretation is alive to the other equally important provisions of the
Constitution and its bearing on them. Democracy and federalism are the
essential features of our Constitution and are part of its basic structure. Any
interpretation that we may place on Article 356 must, therefore help to
preserve and not subvert their fabric. The power vested de jure in the
President but de facto in the Council of Ministers under Article 356 has all
the latent capacity to emasculate the two basic features of the Constitution
and hence it is necessary to scrutinise the material on the basis of which the
advice is given and the President forms his satisfaction more closely and
circumspectly. This can be done by the courts while confining themselves to the
acknowledged parameters of the judicial review as discussed above, viz.,
illegality, irrationality and mala fides. Such scrutiny of the material will
also be within the judicially discoverable and manageable standards.
97. We may in this connection, refer to the
principles of federalism and democracy which are embedded in our Constitution. Article
1 of the Constitution states that India shall be a Union of States. Thus the States are
constitutionally recognised units and not mere convenient administrative
divisions. Both the Union and the States have sprung from the provisions of the
Constitution. The learned author, H.M. Seervai, in his commentary
Constitutional Law of India (p. 166, 3rd Edn. _ 5.36) has summed up the federal
nature of our Constitution by observing that the federal principle is dominant
in our Constitution and the principle of federalism has not been watered down
for the following reasons:t "(a) It is no objection to our Constitution
being federal that the States were not independent States before they became
parts of a Federation. A federal situation existed, first, when the British
Parliament 26 (1971) 1 SCC 396: (1971) 3 SCR 483 27 (1985) 3 SCC 398: 1985 SCC
(L&S) 672: 1985 Supp 2 SCR 131 + Ed.: See in 4th Edn. at p. 301 s 5.34 113
adopted a federal solution in the G.I. Act, 1935, and secondly, when the
Constituent Assembly adopted a federal solution in our Constitution;
(b) Parliament's power to alter the boundaries
of States without their consent is a breach of the federal principle, but in
fact it is not Parliament which has, on its own, altered the boundaries of
States, By extra-constitutional agitation, the States have forced Parliament to
alter the boundaries of States. In practice, therefore, the federal principle
has not been violated;
(c) The allocation of the residuary power of
legislation to Parliament (i.e. the Federation) is irrelevant for determining
the federal nature of a Constitution. The U.S.
and the Australian Constitutions do not confer
the residuary power on the Federation but on the States, yet those
Constitutions are indisputably federal;
(d) External sovereignty is not relevant to the
federal nature of a Constitution, for such sovereignty must belong to the
country as a whole. But the division of internal sovereignty by a distribution
of legislative powers is an essential feature of federalism, and our
Constitution possesses that feature.
With limited exceptions, the Australian
Constitution confers overlapping legislative powers on the States and the
Commonwealth, whereas List 11, Schedule VII of our Constitution confers
exclusive powers of legislation on the States, thus emphasising the federal
nature of our Constitution;
(e) The enactment in Article 352 of the
emergency power arising from war or external aggression which threatens the
security of India merely recognises de jure what happens de facto in great
federal countries like the U.S., Canada and Australia in times of war, or
imminent threat of war, because in war, these federal countries act as though
they were unitary. The presence in our Constitution of exclusive legislative
powers conferred on the States makes it reasonable to provide that during the
emergency created by war or external aggression, the Union should have power to
legislate on topics exclusively assigned to the States and to take
corresponding executive action. The Emergency Provisions, therefore, do not
dilute the principle of Federalism, although the abuse of those provisions by
continuing the emergency when the occasion which caused it had ceased to exist
does detract from the principle of Federal Government. The amendments
introduced in Article 352 by the 44th Amendment have, to a considerable extent,
reduced the chances of such abuse. And by deleting the clauses which made the
declaration and the continuance of emergency by the President conclusive, the
44th Amendment has provided opportunity for judicial review which, it is
submitted, the courts should not lightly decline when as a matter of common
knowledge, the emergency has ceased to exist. This deletion of the conclusive
satisfaction of the President has been prompted not only by the abuse of the
Proclamation of emergency arising out of war or external aggression, but, even
more, by th e wholly unjustified Proclamation of emergency issued in 1975 to
protect the personal position of the Prime Minister;
114 (f) The power to proclaim an emergency
originally on the ground of internal disturbance, but now only on the ground of
armed rebellion, does not detract from the principle of federalism because such
a power, as we have seen exists in indisputably federal constitutions. Deb
Sadhan Roy v. State of W.B.28 has established that internal violence would ordinarily interfere
with the powers of the federal Government to enforce its own laws and to take
necessary executive action.
Consequently, such interference can be put down
with the total force of the United States, and the same position obtains in Australia;
(g) The provisions of Article 355 imposing a
duty on the Union to protect a State
against external aggression and internal disorder are not inconsistent with the
federal principle.
The war power belongs to the Union in all Federal
Governments, and therefore the defence of a State against external aggression
is essential in any Federal Government. As to internal disturbance, the
position reached in Deb case28 shows that the absence of an application by the
State does not materially affect the federal principle. Such application has
lost its importance in the United States and in Australia;
(h) Since it is of the essence of the federal
principle that both federal and State laws operate on the same individual, it
must follow that in case of conflict of a valid federal law and a valid State
law, the federal law must prevail and our Constitution so provides in Article
254, with an exception noted earlier which does not affect the present
discussion;
(i) It follows from what is stated in (g) above,
that federal laws must be implemented in the States and that the federal
executive must have power to take appropriate executive action under federal
'laws in the State, including the enforcement of those laws.
Whether this is done by setting up in each State
a parallel federal machinery of law enforcement, or by using the existing State
machinery, is a matter governed by practical expediency which does not affect
the federal principle. In the United States, a defiance of Federal law can be, and, as we
have seen, has been put down by the use of Armed Forces of the U.S. and the National Militia
of the States. This is not inconsistent with the federal principle in the United States. Our Constitution has
adopted the method of empowering the Union Government to give directions to the
States to give effect to the Union law and to prevent obstruction in the
working of the Union law. Such a power, though different in form, is in
substance the same as the power of the Federal Government in the U.S. to enforce its laws, if
necessary by force. Therefore, the power to give directions to the State
Governments does not violate the federal principle;
(j) Article 356 (read with Article 355) which
provides for the failure of constitutional machinery was based of Article 4,
Section 4 of the U.S. Constitution and Article 356, like Article 4, Section 4,
is not inconsistent with the federal principle. As stated earlier, these
provisions were meant to be the last resort, but have been gravely abused and
can therefore be 28 (1972) 1 SCC 308: 1972 SCC (Cri) 45: AIR 1972 SC 1924 115
said to affect the working of the Constitution as a Federal Government. But the
recent amendment of Article 356 by the 44th Amendment, and the submission to be
made hereafter that the doctrine of the political question does not apply in
India, show that the courts can now take a more active part in preventing a
mala fide or improper exercise of the power to impose a President's rule,
unfettered by the American doctrine of the political question;
(k) The view that unimportant matters were
assigned to the States cannot be sustained in face of the very important
subjects assigned to the States in List 11, and the same applies to taxing
powers of the States, which are made mutually exclusive of the taxing powers of
the Union so that ordinarily the States have independent source of revenue of
their own.
The legislative entries relating to taxes in
List 11 show that the sources of revenue available to the States are
substantial and would increasingly become more substantial.
In addition to the exclusive taxing powers of
the States, the States become entitled either to appropriate taxes collected by
the Union or to a share in the
taxes collected by the Union."
98. In this connection, we may also refer to
what Dr Ambedkar had to say while answering the debate in the Constituent
Assembly in the context of the very Articles 355, 356 and 357. The relevant
portion of his speech has already been reproduced above. He has emphasised
there that notwithstanding the fact that there are many provisions in the
Constitution whereunder the Centre has been given powers to override the
States, our Constitution is a federal Constitution. It means that the States
are sovereign in the field which is left to them. They have a plenary authority
to make any law for the peace, order and good Government of the State.
99. The above discussion thus shows that the
States have an independent constitutional existence and they have as important
a role to play in the political, social, educational and cultural life of the
people as the Union.
They are neither satellites nor agents of the
Centre. The fact that during emergency and in certain other eventualities their
powers are overridden or invaded by the Centre is not destructive of the
essential federal nature of our Constitution. The invasion of power in such
circumstances is not a normal feature of the Constitution.
They are exceptions and have to be resorted to
only occasionally to meet the exigencies of the special situations. The
exceptions are not a rule.
100. For our purpose, further it is really not
necessary to determine whether, in spite of the provisions of the Constitution
referred to above, our Constitution is federal, quasi-federal or unitary in
nature. It is not the theoretical label given to the Constitution but the
practical implications of the provisions of the Constitution which are of
importance to decide the question that arises in the present context, viz.,
whether the powers under Article 356(1) can be exercised by the President
arbitrarily and unmindful of its consequences to the governance in the State concerned.
So long as the States are not mere administrative units but in their own right
constitutional 116 potentates with the same paraphernalia as the Union, and
with independent Legislature and the Executive constituted by the same process
as the Union, whatever the bias in favour of the Centre, it cannot be argued
that merely because (and assuming it is correct) the Constitution is labeled
unitary or quasi-federal or a mixture of federal and unitary structure, the
President has unrestricted power of issuing Proclamation under Article 356(1).
If the Presidential powers under the said provision are subject to judicial
review within the limits discussed above, those limitations will have to be
applied strictly while scrutinising the concerned material.
101. It must further not be forgotten that in a
representive democracy in a populous country like ours when Legislatures of the
States are dissolved pursuant to the power used under Article 356(1) of the
Constitution and the elections are proposed to be held, it involves for the
public exchequer an enormous expenditure and consequently taxes the public. The
machinery and the resources of the State are diverted from other useful work.
The expenses of contesting elections which even otherwise are heavy and unaffordable
for common man are multiplied. Frequent elections consequent upon unjustified
use of Article 356(1) has thus a potentially dangerous consequence of negating
the very democratic principle by making the election-contest the exclusive
preserve of the affluent. What is further, the frequent dissolution of the
legislature, has the tendency to create disenchantment in the people with the
process of election and thus with the democratic way of life itself. History
warns us that the frustration with democracy has often in the past, led to an
invitation to fascism and dictatorship of one form or the other.
102. The Presidential power under Article 356(1)
has also to be viewed from yet another and equally important angle.
Decentralisation of power is not only valuable
administrative device to ensure closer scrutiny, accountability and efficiency,
but is also an essential part of democracy. It is for this purpose that Article
40 in Part IV of our Constitution dealing with the Directive Principles of
State Policy enjoins upon the State to take steps to organise village
panchayats and endow them with such powers and authorities as may be necessary
to enable them to function as units of self governance. The participation of
the people in the governance is a sine qua non of democracy. The democratic way
of life began by direct participation of the people in the day to day affairs
of the society. With the growth of population and the expansion of the
territorial boundaries of the State, representative democracy replaced direct
democracy and people gradually surrendered more and more of their rights of
direct participation, to their representatives.
Notwithstanding the surrender of the requisite
powers, in matters which are retained, the powers are jealously guarded and
rightly so. If it is true to say that in democracy, people are sovereign and
all power belongs primarily to the people, the retention of such power by the
people and the anxiety to exercise them is legitimate. The normal rule being
the self-govemance, according to the wishes expressed by the people, the
occasions to interfere with the self- govemance should both be rare and
demonstrably compelling.
117 103. In this connection, a very significant
and special feature of our society has to be constantly kept in mind.
Our society is, among other things,
multilingual, multi- ethnic and multi-cultural. Prior to independence,
political promises were made that the States will be formed on linguistic basis
and the ethnic and cultural identities will not only be protected but promoted.
It is in keeping with the said promises, that the States eventually have come
to be organised broadly on linguistic, ethnic and cultural basis. The people in
every State desire to fulfil their own aspirations through self-govemance within
the framework of the Constitution. Hence interference with the self- governance
also amounts to the betrayal of the people and unwarranted interference. The
betrayal of the democratic aspirations of the people is a negation of the
democratic principle which runs through our Constitution.
104. What is further and this is an equally if
not more important aspect of our Constitutional law we have adopted a pluralist
democracy. It implies, among other things, a multi-party system. Whatever the
nature of federalism, the fact remains that as stated above, as per the
provisions of the Constitution, every State is constituent political unit and
has to have an exclusive Executive and Legislature elected and constituted by
the same process as the Union Government. Under our political and electoral
system, political parties may operate at the State and national level or
exclusively at the State level. There may be different political parties in
different States and at the national level. Consequently, situations may arise,
as indeed they have, when the political parties in power in various States and
at the Centre may be different. It may also happen as has happened till date
that through political bargaining, adjustment and understanding, a State level
party may agree to elect candidates of a national level party to Parliament and
vice versa. This mosaic of variegated pattern of political life is potentially
inherent in a pluralist multi-party democracy like ours. Hence the temptation
of the political party or parties in power (in a coalition Government) to
destabilise or sack the Government in the State not run by the same political
party or parties is not rare and in fact the experience of the working of
Article 356(1) since the inception of the Constitution, shows that the State
Governments have been sacked and the Legislative Assemblies dissolved on
irrelevant, objectionable and unsound grounds. So far the power under the
provision has been used on more than 90 occasions and in almost all cases
against Governments run by political parties in opposition. If the fabric of
pluralism and pluralist democracy and the unity and integrity of the country
are to be preserved, judiciary in the circumstances is the only institution
which can act as the saviour of the system and of the nation.
105. It is for these reasons that we are unable
to agree with the view that if the ruling party in the States suffers an
overwhelming defeat in the elections to the Lok Sabha however complete the
defeat may be it will be a ground for the issue of the Proclamation under
Article 356(1). We do not read the decision in State of Rajasthan case3 to have taken
such a view.
3 (1977) 3 SCC 592: AIR 1977 SC 1361: (1978) 1
SCR 1 118 This is particularly so since it is observed in the judgment that:
(SCR pp. 84-85: SCC pp. 664-65, para 153) "Now, we have no doubt at all
that merely because the ruling party in a State suffers defeat in the elections
to the Lok Sabha or for the matter of that, in the panchayat elections, that by
itself can be no ground for saying that the Government of the State cannot be
carried on in accordance with the provisions of the Constitution. The Federal
structure under our Constitution clearly postulates that there may be one party
in power in the State and another at the Centre.
It is also not an unusual phenomenon that the
same electorate may elect a majority of members of one party to the Legislative
Assembly, while at the same time electing a majority of members of another
party to the Lok Sabha. Moreover, the Legislative Assembly, once elected, is to
continue for a specific term and mere defeat at the elections to the Lok Sabha
prior to the expiration of the term without anything more would be no ground
for its dissolution. The defeat would not necessarily in all cases indicate
that the electorate is no longer supporting the ruling party because the issues
may be different.
But even if it were indicative of a definite
shift in the opinion of the electorate, that by itself would be no ground for
dissolution, because the Constitution contemplates that ordinarily the will of
the electorate shall be expressed at the end of the term of the Legislative
Assembly and a change in the electorate's will in between would not be relevant
... the defeat of the ruling party in a State at the Lok Sabha elections cannot
by itself, without anything more, support the inference that the Government of
the State cannot be carried on in accordance with the provisions of the
Constitution. To dissolve the Legislative Assembly solely on such ground would
be an indirect exercise of the right of recall of all the members by the
President without there being any provision in the Constitution for recall even
by the electorate." There is no doubt that certain observations in the
said decision create an impression to the contrary. We have already endorsed
earlier the recommendation in the Report of the Sarkaria Commission that the
concerned ground cannot be available for invoking power under Article 356(1).
It has no relevance to the conditions precedent for invoking the said power,
viz., the breakdown of the constitutional machinery in the State.
106. Thus the federal principle, social
pluralism and pluralist democracy which form the basic structure of our
Constitution demand that the judicial review of the Proclamation issued under
Article 356(1) is not only an imperative necessity but is a stringent duty and
the exercise of power under the said provision is confined strictly for the
purpose and to the circumstances mentioned therein and for none else. It also
requires that the material on the basis of which the power is exercised is
scrutinised circumspectly. In this connection, we may refer to what Dr Ambedkar
had to say in reply to the apprehensions expressed by the other Hon'ble Members
of the Constituent Assembly, in this context which also bring out the concerns
weighing on the mind of the Hon'ble Members:
119 "In regard to the general debate which
has taken place in which it has been suggested that these articles are liable
to be abused, I may say that I do not altogether deny that there is a
possibility of these articles being abused or employed for political purposes.
But that objection applies to every part of the
Constitution which gives power to the Centre to override the Provinces. In fact
I share the sentiments expressed by my honorable Friend Mr Gupte yesterday that
the proper thing we ought to expect is that such articles will never be called
into operation and that they would remain a dead letter. If at all they are
brought into operation, I hope the President, who is endowed with thes e
powers, will take proper precautions before actually suspending the
administration of the provinces. I hope the first thing he will do would be to
issue a mere warning to a province that has erred, that things were not
happening in the way in which they were intended to happen in the Constitution.
If that warning fails, the second thing for him to do will be to order an
election allowing the people of the province to settle matters by themselves.
It is only when these two remedies fail that he
would resort to this article: It is only in those circumstances he would resort
to this article. I do not think we could then say that these articles were
imported in vain or that the President had acted wantonly." (Constituent
Assembly Debates, Vol. IX, p. 177) 107. The extract from the Report of the
Sarkaria Commission which has been reproduced in paragraph 82 above will show
that these hopes of Dr Ambedkar and other Hon'ble Members of the Constituent
Assembly have not come true.
108. The further equally important question that
arises in this context is whether the President when he issues Proclamation
under Article 356(1), would be justified in removing the Government in power or
dissolving the Legislative Assembly and thus in exercising all the powers
mentioned in sub-clauses (a), (b) and (c) of clause (1) of Article 356 whatever
the nature of the situation or the degree of the failure of the constitutional
machinery. A strong contention was raised that situations of the failure of the
constitutional machinery may be varied in nature and extent, and hence measures
to remedy the situation may differ both in kind and degree. It would be a
disproportionate and unreasonable exercise of power if the removal of
Government or dissolution of the Assembly is ordered when what the situation
required, was for example, only assumption of some functions or powers of the
Government of the State or of anybody or authority in the State under Article
356(1)(a). The excessive use of power also amounts to illegal, irrational and
mala fide exercise of power. Hence, it is urged that the doctrine of
proportionality is relevant in this context and has to be applied in such
circumstances. To appreciate the discussion on the point, it is necessary to
realise that the removal of Government and the dissolution of Assembly are
effected by the President, if he exercises powers of the Governor under
Articles 164(1) and 174(2)(b) respectively under sub-clause (a) of Article
356(1), though that is neither necessary nor obligatory while issuing the
Proclamation. In other words, the removal of the Ministry or the dissolution
120 of the Legislative Assembly is not an automatic consequence of the issuance
of the Proclamation. The exercise of the powers under sub-clauses (a), (b) and
(c) of Article 356(1) may also co-exist with a mere suspension of the political
executive and the Legislature of the State. Sub-clause (c) of Article 356(1)
makes it clear. It speaks of incidental and consequential provisions to give
effect to the objects of the Proclamation including suspension in whole or part
of the operation of any provision of the Constitution relating to anybody or
authority in the State. It has to be noted that unlike sub-clause (a), it does
not exclude the Legislature of the State. Sub-clause (b) only speaks of
exercise of the powers of the Legislature of the State by or under the
authority of Parliament. What is further, the assumption of only some of the
functions of the Government and the powers of the Governor or of anybody or
authority in the State other than the Legislature of the State under sub-
clause (a), is also conceivable with the retention of the other functions and
powers with the Government of the State and the Governor or anybody or authority
in the State. The language of sub-clause (a) is very clear on the subject. It
must be remembered in this connection that where there is a bicameral
legislature, the upper house, i.e., the Legislative Council cannot be
dissolved. Yet under sub- clause (b) of Article 356(1) its powers are
exercisable by or under the authority of Parliament. The word used there is
"Legislature" and not "Legislative Assembly".
Legislature includes both the lower house and
the upper house, i.e., the Legislative Assembly and the Legislative Council. It
has also to be noted that when the powers of the Legislature of the State are
declared to be exercisable by or under the authority of Parliament under
Article 356(1)(b), it is competent for Parliament under Article 357, to confer on
the President the power of such legislature to make laws and to authorise the
President to delegate the powers so conferred, to any other authority to be
specified by him. The authority so chosen may be the Union or officers and
authorities thereof. Legally, therefore, it is permissible under Article
356(1), firstly, only to suspend the political executive or anybody or
authority in the State and also the Legislature of the State and not to remove
or dissolve them. Secondly, it is also permissible for the President to assume
only some of the functions of the political executive or of anybody or
authority of the State other than the Legislature while neither suspending nor
removing them. The fact that some of these exercises have not been resorted to
in practice so far, does not militate against the legal position which emerges
from the clear language of Article 356(1). In this connection, we may refer to
what Dr Ambedkar had to say on the subject in the Constituent Assembly. The
relevant extract from his speech is reproduced in paragraph 106 above. Hence it
is possible for the President to use only some of the requisite powers vested
in him under Article 356(1) to meet the situation in question. He does not have
to use all the powers to meet all the situations whatever the kind and degree
of the failure of the constitutional machinery in the State. To that extent,
the contention is indeed valid. However, whether in a particular situation the
extent of powers used is proper and justifiable is a question which would
remain debatable and beyond judicially discoverable and manageable 121
standards unless the exercise of the excessive power is so palpably irrational
or mala fide as to invite judicial intervention. In fact, once the issuance of
the Proclamation is held valid, the scrutiny of the kind and degree of power
used under the Proclamation, falls in a narrower compass. There is every risk
and fear of the court undertaking upon itself the task of evaluating with fine
scales and through its own lenses the comparative merits of one rather than the
other measure. The court will thus travel unwittingly into the political arena
and subject itself more readily to the charges of encroaching upon
policy-making. The "political thicket" objection sticks more easily
in such circumstances. Although, therefore, on the language of Article 356(1),
it is legal to hold that the President may exercise only some of the powers
given to him, in practice it may not always be easy to demonstrate the
excessive use of the power.
109. An allied question which arises in this
connection is whether, notwithstanding the fact that a situation has arisen
where there is a breakdown of the constitutional machinery in the State, it is
always necessary to resort to the power of issuing Proclamation under Article
356(1). The contention is that since under Article 355, it is the duty of the
Union to ensure that the Government of every State is carried on in accordance
with the provisions of the Constitution and since further the issuance of the
Proclamation under Article 356(1) is admittedly a drastic step, there is a
corresponding obligation on the President to resort to other measures before
the step is taken under Article 356(1). This is all the more necessary
considering the principles of federal and democratic polity embedded in our
Constitution. In this connection, we may refer again to what Dr Ambedkar himself
had to say on the subject. We have quoted the relevant extract from his speech
in paragraph 77 above. He has expressed the hope there that resort to Article
356(1) would be only as a last measure and before the article is brought into
operation, the President would take proper precaution. He hoped that the first
thing the President would do would be to issue a mere warning. If the warning failed,
he would order an election and it is only when the said two remedies fail that
he would resort to the article. We must admit that we are unable to appreciate
the second measure to which Dr Ambedkar referred as a preliminary to the resort
to Article 356(1). We should have thought that the elections to the Legislative
Assembly are a last resort and if they are held, there is nothing further to be
done by exercising power under Article 356(1). We may, therefore, ignore the
said suggestion made by him. But we respectively endorse the first measure viz.
of warning to which the President should resort before rushing to exercise the
power under Article 356(1). In addition to warning, the President will always
have the power to issue the necessary directives. We are of the view that
except in situations where urgent steps are imperative and exercise of the
drastic power under the article cannot brook delay, the President should use
all other measures to restore the constitutional machinery in the State. The Sarkaria
Commission has also made recommendations in that behalf in paragraphs 6.8.01 to
6.8.04 of its Report. It is not necessary to quote them here. We endorse the
said recommendations.
122 110. The next important question to be
considered is of the nature and effect of the action to be taken by the
President pursuant to the Proclamation issued by him. The question has to be
considered with reference to three different situations. Since clause (3) of
Article 356 requires every Proclamation issued under clause (1) thereof, to be
laid before each House of Parliament and also states that it shall cease to
operate at the expiration of two months unless before the expiration of that
period it has been approved by resolutions of both Houses of Parliament, the question
which emerges is what is the legal consequence of the actions taken by the
President, (a) if the Proclamation is valid, yet, it is approved by both Houses
of Parliament;
(b) if the Proclamation is invalid and not
approved by either or both Houses of Parliament; and (c) if the Proclamation is
valid but not approved by either or both Houses of Parliament. The other
question that arises in this connection is, whether the legal consequences
differ in these three classes of cases, depending upon the nature of the action
taken by the President.
111. The Proclamation falling under classes (a)
and (b) will not make any difference to the legal status of the actions taken
by the President under them. The actions will undoubtedly be illegal. However,
the court by suitably moulding the relief, and Parliament and the State
Legislature by legislation, may validate those acts of the President which are
capable of being validated. As far as Parliament is concerned, such acts will
not include the removal of the Council of Ministers and the dissolution of the
Legislative Assembly since there is no provision in the Constitution which
gives such power to Parliament. That power is given exclusively to the Governor
under Articles 164(1) and 174(2)(b) respectively. It is this power, among
others, which the President is entitled to assume under Article 356(1)(a).
Parliament can only approve or disapprove of the removal of the Council of
Ministers and the dissolution of the Legislative Assembly under clause (3) of
that article, if such action is taken by the President.
The question then arises is whether the Council
of Ministers and the Legislative Assembly can be restored by the Court when it
declares the Proclamation invalid. There is no reason why the Council of
Ministers and the Legislative Assembly should not stand restored as a
consequence of the invalidation of the Proclamation, the same being the normal
legal effect of the invalid action. In the context of the constitutional
provisions which we have discussed and in view of the power of the judicial
review vested in the court, such a consequence is also a necessary
constitutional fall out. Unless such result is read, the power of judicial
review vested in the judiciary is rendered nugatory and meaningless. To hold
otherwise is also tantamount to holding that the Proclamation issued under
Article 356(1) is beyond the scope of judicial review. For when the validity of
the Proclamation is challenged, the court will be powerless to give relief and
would always be met with the fait accompli. Article 356 would then have to be
read as an exception to judicial review. Such an interpretation is neither
possible nor permissible. Hence the necessary consequence of the invalidation
of the Proclamation would be the restoration of the Ministry as well as the
Legislative Assembly in the State. In this connection, we may refer to the
decision of the Supreme Court of Pakistan in 123 Mian Muhammad Nawaz Sharif v.
President of Pakistan29. The Court there held that the impugned order of dissolution
of National Assembly and the dismissal of the Federal Cabinet were without
lawful authority and, therefore, of no legal effect. As a consequence of the
said declaration, the Court declared that the National Assembly, Prime Minister
and the Cabinet stood restored and entitled to function as immediately before
the impugned order was passed. The Court further declared that all steps taken
pursuant to the impugned order including the appointment of caretaker Cabinet
and caretaker Prime Minister were also of no legal effect. The Court, however,
added that all orders passed, acts done and measures taken in the meanwhile, by
the caretaker Government which had been done, taken and given effect to in
accordance with the terms of the Constitution and were required to be done or
taken for the ordinary and orderly running of the State, shall be deemed to
have been validly and legally done.
112. As regards the third class of cases where
the Proclamation is held valid but is not approved by either or both Houses of Parliament,
the consequence of the same would be the same as where the Proclamation is
revoked subsequently or is not laid before each House of Parliament before the
expiration of two months or where it is revoked after its approval by
Parliament or ceases to operate on the expiration of a period of six months
from the date of its issue, or of the further permissible period under clause
(4) of Article 356. It does not, however, appear from the provisions of Article
356 or any other provision of the Constitution, that mere nonapproval of a
valid Proclamation by Parliament or its revocation or cessation, will have the
effect either of restoring the Council of Ministers or the Legislative
Assembly. The inevitable consequence in such a situation is fresh elections and
the constitution of the new Legislative Assembly and the Ministry in the State.
The law made in exercise of the power of the Legislature of the State by
Parliament or the President or any other authority during the period the valid
Proclamation subsists before it is revoked or disapproved, or before it
expires, is protected by clause (2) of Article 357.
113. It is therefore, necessary to interpret
clauses (1) and (3) of Article 356 harmoniously since the provisions of clause
(3) are obviously meant to be a check by Parliament (which also consist of
members from the States concerned) on the powers of the President under clause
(1). The check would become meaningless and rendered ineffective if the
President takes irreversible actions while exercising his powers under
sub-clauses (a), (b) and (c) of clause (1) of the said article. The dissolution
of the Assembly by exercising the powers of the Governor under Article 174(2)(b)
will be one such irreversible action. Hence, it will have to be held that in no
case, the President shall exercise the Govern's power of dissolving the
Legislative Assembly till at least both the Houses of Parliament have approved
of the Proclamation issued by him under clause (1) of the said article. The
dissolution of the assembly prior to the approval of the Proclamation by
Parliament under clause (3) of the said article will be per se invalid. The 29
PLD (1993)SC473 124 President may, however, have the power of suspending the
Legislature under sub-clause (c) of clause (1) of the said article.
114. Our conclusion therefore firstly is that
the President has no power to dissolve the Legislative Assembly of the State by
using his power under sub-clause (a) of clause (1) of Article 356 till the
Proclamation is approved by both the Houses of Parliament under clause (3) of
the said article.
He may have power only to suspend the
Legislative Assembly under sub-clause (c) of clause (1) of the said article.
Secondly, the court may invalidate the
Proclamation whether it is approved by Parliament or not. The necessary
consequence of the invalidation of the Proclamation could be to restore the
status quo ante and, therefore, to restore the Council of Ministers and the
Legislative Assembly as they stood on the date of the issuance of the Proclamation.
The actions taken including the laws made during
the interregnum may or may not be validated either by the court or by
Parliament or by the State Legislature. It may, however, be made clear that it
is for the court to mould the relief to meet the requirements of the situation.
It is not bound in all cases to grant the relief of restoration of the
Legislative Assembly and the Ministry. The question of relief to be granted in
a particular case pertains to the discretionary jurisdiction of the court.
115. The further important question that arises
is whether the court will be justified in granting interim relief and what
would be the nature of such relief and at what stage it may be granted. The
grant of interim relief would depend upon various circumstances including the
expeditiousness with which the court is moved, the prima facie case with regard
to the invalidity of the Proclamation made out, the steps which are
contemplated to be taken pursuant to the Proclamation, etc. However, if other
conditions are satisfied, it will defeat the very purpose of the judicial
review if the requisite interim relief is denied. The least relief that can be
granted in such circumstances is an injunction restraining the holding of fresh
elections for constituting the new Legislative Assembly. There is no reason why
such a relief should be denied if a precaution is taken to hear the challenge
as expeditiously as possible taking into consideration the public interests
involved.
The possibility of a delay in the disposal of
the challenge cannot be a ground for frustrating the constitutional right and
defeating the constitutional provisions. It has, however, to be made clear that
the interlocutory relief that may be granted on such challenge is to prevent
the frustration of the constitutional remedy. It is not to prevent the
constitutional authority from exercising its powers and discharging its
functions. Hence it would be wholly impermissible either to interdict the
issuance of the Proclamation or its operation till a final verdict on its
validity is pronounced. Hence the normal rules of quia timet action have no
relevance in matters pertaining to the challenge to the Proclamation. To
conclude, the court in appropriate cases will not only be justified in
preventing holding of fresh elections but would be duty-bound to do so by
granting suitable interim relief to make effective the constitutional remedy of
judicial review and to prevent the emasculation of the Constitution.
125 116. In the light of our conclusions with
regard to the scope of the power of the President to issue Proclamation under
Article 356(1), of the parameters of judicial review and of the quia timet
action, we may now examine the facts in the individual cases before us. It has,
however, to be made clear at the outset that the facts are not being discussed
with a view to give relief prayed for, since in all cases fresh elections have
been held, new Legislative Assemblies have been elected and new Ministries have
been installed. Nor do the petitioners/appellants seek any such relief. The
facts are being discussed to find out whether the action of the President was
justified in the light of our conclusions above. The finding may serve as a
guidance for future. For the sake of convenience, we propose to deal with the
cases of the States of Karnataka, Meghalaya and Nagaland separately from those
of the States of Himachal Pradesh, Madhya Pradesh and Rajasthan.
KARNATAKA C.A. No. 3645 of 1989
117. Taking first the challange to the
Proclamation issued by the President on April 21, 1989 dismissing the
Government of Karnataka and dissolving the State Assembly, the Proclamation
does not contain any reasons and merely recites that the President is satisfied
on a consideration of the report of the Governor and other information received
by him, that the Government of the State cannot be carried on in accordance
with the provisions of the Constitution. The facts were that the Janata Party
being the majority party in the State Legislature had formed Government under
the leadership of Shri S.R. Bommai on August 30, 1988 following the
resignation on August 1, 1988 of the earlier Chief Minister, Shri Hegde who headed the
Ministry from March 1985 till his resignation. In September 1988, the Janata
Party and Lok Dal (B) merged into a new party called Janata Dal.
The Ministry was expanded on April 15, 1989 with addition of 13
members. Within two days thereafter, i.e., on April 17, 1989, one Shri K.R.
Molakery, a legislator of Janata Dal defected from the party and presented a
letter to the Governor withdrawing his support to the Ministry. On the next
day, he presented to the Governor 19 letters allegedly signed by 17 Janata Dal
legislators, one independent but associate legislator and one legislator
belonging to the Bhartiya Janata Party which was supporting the Ministry,
withdrawing their support to the Ministry. On receipt of these letters, the
Governor is said to have called the Secretary of the Legislature Department and
got the authenticity of the signatures on the said letters verified.
On April 19, 1989, the Governor sent a
report to the President stating therein that there were dissensions in the
Janata Party which had led to the resignation of Shri Hegde and even after the
formation of the new party, viz., Janata Dal, there were dissensions and
defections. In support of his case, he referred to the 19 letters received by
him. He further stated that in view of the withdrawal of the support by the
said legislators, the Chief Minister, Shri Bommai did not command a majority in
the Assembly and, hence, it was inappropriate under the Constitution, to have
the State administered by an Executive consisting of Council of Ministers which
did 126 not command the majority in the House. He also added that no other
political party was in a position to form the Government. He, therefore,
recommended to the President that he should exercise power under Article
356(1). It is not disputed that the Governor did not ascertain the view of Shri
Bommai either after the receipt of the 19 letters or before making his report
to the President. On the next day, i.e., April 20, 1989, 7 out of the 19
legislators who had allegedly written the said letters to the Governor sent
letters to him complaining that their signatures were obtained on the earlier
letters by misrepresentation and affirmed their support to the Ministry. The
State Cabinet met on the same day and decided to convene the Session of the
Assembly within a week, i.e., on April 27, 1989. The Chief Minister and his Law Minister
met the Governor the same day and informed him about the decision to summon the
Assembly Session. It is also averred in the petition that they had pointed out
to the Governor the recommendation of the Sarkaria Commission that the strength
of the Ministry should be tested on the floor of the House. The Chief Minister
also offered to prove his majority on the floor of the House even by preponing
the Assembly Session, if needed.
To the same effect, he sent a telex message to
the President. The Governor, however, sent yet another report to the President
on the same day, i. e. April 20, 1989, in particular, referring to the letters of 7 members
pledging their support to the Ministry and withdrawing their earlier letters.
He, however, opined in the report that the letters from the 7 legislators were
obtained by the Chief Minister by pressurising them and added that horse trading
was going on and atmosphere was getting vitiated. In the end, he reiterated his
opinion that the Chief Minister had lost the confidence of the majority in the
House and repeated his earlier request for action under Article 356(1). On that
very day, the President issued the Proclamation in question with the recitals
already referred to above. The Proclamation was, thereafter approved by
Parliament as required by Article 356(3). Shri Bommai and some other members of
the Council of Ministers challenged the validity of the Proclamation before the
Karnataka High Court by a writ petition on various grounds. The petition was
resisted by the Union of India, among others. A three-Judge Bench of the High
Court dismissed the petition holding, among other things, that the facts stated
in the Governor's report could not be held to be irrelevant and that the
Governor's satisfaction that no other party was in a position to form the
Government had to be accepted since his personal bona fides were not questioned
and his satisfaction was based upon reasonable assessment of all the relevant
facts. The court also held that recourse to floor-test was neither compulsory
nor obligatory and was not a prerequisite to sending the report to the
President. It was also held that the Govern's report could not be challenged on
the ground of legal mala fides since the Proclamation had to be issued on the
satisfaction of the Union Council of Ministers. The Court further relied upon
the test laid down in the State of Rajasthan case3 and held that on the basis
of the material disclosed, the satisfaction arrived at by the President could
not be faulted.
3 (1977) 3 SCC 592: AIR 1977 SC 1361: (1978) 1
SCR 1 127 118. In view of the conclusions that we have reached with regard to
the parameters of the judicial review, it is clear that the High Court had
committed an error in ignoring the most relevant fact that in view of the
conflicting letters of the 7 legislators, it was improper on the part of the
Governor to have arrogated to himself the task of holding, firstly, that the
earlier 19 letters were genuine and were written by the said legislators of
their free will and volition. He had not even cared to interview the said
legislators, but had merely got the authenticity of the signatures verified
through the Legislatures Secretariat.
Secondly, he also took upon himself the task of
deciding that the 7 out of the 19 legislators had written the subsequent
letters on account of the pressure from the Chief Minister and not out of their
free will. Again he had not cared even to interview the said legislators.
Thirdly, it is not known from where the Governor got the information that there
was horse-trading going on between the legislators. Even assuming that it was
so, the correct and the proper course for him to adopt was to await the test on
the floor of the House which test the Chief Minister had willingly undertaken
to go through on any day that the Governor chose. In fact, the State Cabinet
had itself taken an initiative to convene the meeting of the Assembly on April
27, 1989, i.e., only a week ahead of the date on which the Governor chose to
send his report to the President.
Lastly, what is important to note in connection
with this episode is that the Governor at no time asked the Chief Minister even
to produce the legislators before him who were supporting the Chief Minister,
if the Governor thought that the situation posed such grave threat to the governance
of the State that he could not await the result of the floor- test in the
House. We are of the view that this is a case where all cannons of propriety
were thrown to the wind and the undue haste made by the Governor in inviting
the President to issue the Proclamation under Article 356(1) clearly smacked of
mala fides. The Proclamation issued by the President on the basis of the said
report of the Governor and in the circumstances so obtaining, therefore,
equally suffered from mala fides. A duly constituted Ministry was dismissed on
the basis of material which was neither tested nor allowed to be tested and was
no more than the ipse dixit of the Governor. The action of the Governor was
more objectionable since as a high constitutional functionary, he was expected
to conduct himself more firmly, cautiously and circumspectly. Instead, it
appears that the Governor was in a hurry to dismiss the Ministry and dissolve
the Assembly. The Proclamation having been based on the said report and
so-called other information which is not disclosed, was therefore liable to be
struck down.
119. In this connection, it is necessary to
stress that in all cases where the support to the Ministry is claimed to have
been withdrawn by some legislators, the proper course for testing the strength
of the Ministry is holding the test on the floor of the House. That alone is
the constitutionally ordained forum for seeking openly and objectively the
claims and counterclaims in that behalf.
The assessment of the strength of the Ministry
is not a matter of private opinion of any individual, be he the Governor or the
President. It is capable of being demonstrated and ascertained publicly in the
128 House. Hence when such demonstration is possible, it is not open to bypass
it and instead depend upon the subjective satisfaction of the Governor or the
President. Such private assessment is an anathema to the democratic principle,
apart from being open to serious objections of personal mala fides. It is
possible that on some rare occasions, the floor-test may be impossible,
although it is difficult to envisage such situation. Even assuming that there
arises one, it should be obligatory on the Governor in such circumstances, to
state in writing, the reasons for not holding the floor-test. The High Court
was, therefore, wrong in holding that the floor-test was neither compulsory nor
obligatory or that it was not a prerequisite to sending the report to the
President recommending action under Article 356(1). Since we have already
referred to the recommendations of the Sarkaria Commission in this connection,
it is not necessary to repeat them here.
120. The High Court was further wrong in taking
the view that the facts stated in the Govern's report were not irrelevant when
the Governor without ascertaining either from the Chief Minister or from the 7
MLAs whether their retraction was genuine or not, proceeded to give his
unverified opinion in the matter. What was further forgotten by the High Court
was that assuming that the support was withdrawn to the Ministry by the 19 MLAS,
it was incumbent upon the Governor to ascertain whether any other Ministry
could be formed. The question of personal bona fides of the Governor is
irrelevant in such matters. What is to be ascertained is whether the Governor
had proceeded legally and explored all possibilities of ensuring a
constitutional Government in the State before reporting that the constitutional
machinery had broken down. Even if this meant installing the Government
belonging to a minority party, the Governor was duty-bound to opt for it so
long as the Government could enjoy the confidence of the House.
That is also the recommendation of the
five-member Committee of the Governors appointed by the President pursuant to
the decision taken at the Conference of Governors held in New Delhi in November 1970, and
of the Sarkaria Commission quoted above. It is also obvious that beyond the
report of the Governor, there was no other material before the President before
he issued the Proclamation. Since the "facts" stated by the Governor
in his report, as pointed out above contained his own opinion based on
unascertained material, in the circumstances, they could hardly be said to form
an objective material on which the President could have acted. The Proclamation
issued was, therefore, invalid.
121. We may on this subject refer to the
unanimous Report of the five member Committee of Governors which recommended as
follows:
"... the test of confidence in the ministry
should normally be left to a vote in the Assembly ... where the Governor is
satisfied by whatever process or means, that the ministry no longer enjoys
majority support, he should ask the Chief Minister to face the Assembly and
prove his majority within the shortest possible time. If the Chief Minister shirks
this primary responsibility and fails to comply, the Governor would be in duty
bound to initiate steps to form an alternative ministry. A Chief 129 Minister's
refusal to test his strength on the floor of the Assembly can well be
interpreted as prima facie proof of his no longer enjoying the confidence of
the legislature. If then, an alternative ministr y can be formed, which, in the
Governor's view, is able to command a majority in the Assembly, he must dismiss
the ministry in power and instal the alternative ministry in office. On the
other hand, if no such ministry is possible, the Governor will be left with no
alternative but to make a report to the President under Article 356.
As a general proposition, it may be stated that,
as far as possible, the verdict as to majority support claimed by a Chief
Minister and his Council of Ministers should be left to the legislature, and
that it is only if a responsible Government cannot be maintained without doing
violence to correct constitutional practice that the Governor should resort to
Article 356 of the Constitution.
What is important to remember is that recourse
to Article 356 should be the last resort for a Governor to seek.
the guiding principle being, as already stated,
that the constitutional machinery in the state should, as far as possible, be
maintained." MEGHALAYA T. C. Nos. 5 and 7 of 1992 122. In this case the
challenge is to the Proclamation dated October 11, 1991 issued under Article
356(1). The facts are that the writ petitioner G.S. Massar belonged to a front
known as Meghalaya United Parliamentary Party (MUPP) which had a majority in
the Legislative Assembly and had formed in March 1990, a Government under the
leadership of Shri B.B. Lyngdoh. On July 25, 1991, one Kyndiah Arthree
who was at the relevant time, the Speaker of the House, was elected as the
leader of the opposition group known as United Meghalaya Parliamentary Forum
(UMPF). The majority in this group belonged to the Congress Party. On his
election, Shri Arthree claimed support of majority of the members in the
Assembly and requested the Governor to invite him to form the Government.
Thereupon, the Governor asked the then Chief Minister Shri Lyngdoh to prove his
majority on the floor of the House. Accordingly, a special session of the
Assembly was convened on August 7, 1991 and a motion of confidence in the Ministry was moved.
Thirty legislators supported the motion and 27 voted against it. However,
instead of announcing the result of the voting on the motion, the Speaker
declared that he had received a complaint against 5 independent MLAs of the
ruling coalition front alleging that they were disqualified as legislators
under the anti-defection law and since they had become disentitled to vote, he
was suspending their right to vote.
On this announcement, uproar ensued in the House
and it had to be adjourned. On August 11, 1991, the Speaker issued show-cause notices to the
alleged 130 defectors, the 5 independent MLAs on a complaint filed by one of
the legislators Shri Shylla. The 5 MLAs replied to the notice denying that they
had joined any of the parties and contended that they had continued to be
independent. On receipt of the replies, the Speaker passed an order on August
17, 1991, disqualifying the 5 MLAs on the ground that 4 of them were Ministers
in the then Ministry and one of them was the Deputy Government Chief Whip.
Thereafter, again on the Governor's advice, the Chief Minister Shri Lyngdoh
summoned the session of the Assembly on September 9, 1991 for passing a vote of
confidence in the Ministry. The Speaker however, refused to send the notices of
the session to the 5 independent MLAs disqualified by him and simultaneously
made arrangements to prohibit their entry into the Assembly. On September 6, 1991, the 5 MLAS, approached
this Court. This Court issued interim order staying the operation of the
Speaker's orders dated August 7, 1991 and August 17, 1991 in respect of four of them. It appears that one of the
members did not apply for such order. The Speaker, thereafter, issued a Press
statement in which he declared that he did not accept any interference by any
court With his order of August 17, 1991. The Governor, therefore, prorogued the Assembly
indefinitely by his order dated September 8, 1991. The Assembly was again convened at the
instance of the Governor on October 8, 1991. In the meanwhile, the 4 independent MLAs who
had obtained the interim orders moved a contempt petition in this Court against
the Speaker who had not only made the declaration in the Press statement defying
the interim order of this Court but also taken steps to prevent the independent
MLAs from entering the House. On October 8, 1991, this Court passed another order
directing that all authorities of the State should ensure the compliance of the
Court's interim order of September 6, 1991. Pursuant to this direction, 4 of the 5 independent MLAs
received invitation to attend the session of the Assembly convened on October 8, 1991. In all, 56 MLAs
including the 4 independent MLAs attended the session.
After the motion of confidence in the Ministry
was put to vote, the Speaker declared that 26 voted for the motion and 26
against it and excluded the votes of the 4 independent MLAS. Thereafter,
declaring that there was a tie in voting, he cast his own vote against the
motion and declared that the motion had failed and adjourned the House sine
die.
However, 30 MLAs, viz., 26 plus 4 independent
MLAs who had voted for the motion, continued to stay in the House and elected
the Speaker from amongst themselves to conduct the business. The new Speaker
declared that the motion of confidence in the Ministry had been carried since
30 MLAs had voted in favour of the Government. They further proceeded to pass a
motion of no-confidence in the Speaker.
The 30 MLAs thereafter sent a letter to the
Governor stating therein that they had voted in favour of the Ministry and had
also passed a motion of no-confidence in the Speaker.
However, on October 9, 1991, the Governor wrote a
letter to the Chief Minister asking him to resign in view of what had
transpired in the Session on October 8, 1991.
Unfortunately, the Governor in the said letter
also proceeded to observe that the non-cognisance 131 by the Speaker of the
Supreme Court's orders relating to the 4 independent MLAs was a matter between
the Speaker and the Court. The Chief Minister moved this Court, thereafter,
against the letter of the Governor, and this Court on October 9, 1991, among other things,
asked the Governor to take into consideration the orders of this Court and votes
cast by the 4 independent MLAs before taking any decision on the question
whether the Government had lost the motion of confidence. In spite of this, the
President on October
11, 1991
issued Proclamation under Article 356(1). The Proclamation stated that the
President was satisfied on the basis of the report from the Governor and other
information received by him that the situation had arisen in which the
Government of the State could not be carried on in accordance with the
provisions of the Constitution. The Government was dismissed and the Assembly
was dissolved.
This Court by an order of October 12, 1991, set aside the order
dated August
17, 1991
of the then Speaker. However, thereafter, both the Houses of Parliament met and
approved the Proclamation issued by the President.
123. The unflattering episode shows in
unmistakable terms the Governor's unnecessary anxiety to dismiss the Ministry
and dissolve the Assembly and also his failure as a constitutional functionary
to realise the binding legal consequences of and give effect to the orders of
this Court.
What is worse, the Union Council of Ministers
also chose to give advice to the President to issue the Proclamation on the
material in question. It is not necessary to comment upon the validity of the
Proclamation any further save and except to observe that prima facie the
material before the President was not only irrational but motivated by factual
and legal mala fides. The Proclamation was, therefore, invalid.
NAGALAND C.A. Nos. 193-94 of 1989 124. The Presidential
Proclamation dated August 7, 1988 was issued under Article 356(1) imposing President's rule
in the State of Nagaland. At the relevant time, in the Nagaland Assembly consisting of 60
members, 34 belonged to Congress 1, 18 to Naga National Democratic Party, one
belonged to Naga Peoples Party and 7 were independent. Shri Sema, the leader of
the ruling party was the Chief Minister heading the State Government. On July
28, 1988, 13 out of the 34 MLAs of the ruling Congress I Party informed the Speaker
of the Assembly that they had formed a party separate from Congress I ruling
party and requested him for allotment of separate seats for them in the House.
The session was to commence on August 28, 1988. By his decision of July 30, 1988, the Speaker held that
there was a split in the party within the meaning of the Tenth Schedule of the
Constitution. On July 31, 1988, Shri Vamuzo, one of the 13 defecting MLAs who had formed a
separate party, informed the Governor that he commanded the support of 35 out
of the then 59 members in the Assembly and was in a position to form the
Government. On October 1988, the Chief Secretary of the State wrote to Shri
Vamuzo that cording to his information, Shri Vamuzo had wrongfully confined the
132 MLAs who had formed the new party. Shri Vamuzo denied the said allegation
and asked the Chief Secretary to verify the truth from the members themselves.
On verification, the members told the Chief Secretary that none of them was
confined, as alleged. On August 6, 1988, the Governor sent a report to the President of India about
the formation of a new party by the 13 MLAS. He also stated that the said MLAs
were allured by money. He further stated that the said MLAs were kept in
forcible confinement by Shri Vamuzo and one other person, and that the story of
split in the ruling party was not true. He added that the Speaker was hasty in
according recognition to the new group of the 13 members and commented that
horse-trading was going on in the State. He made a special reference to the
insurgency in Nagaland and also stated that some of the members of the Assembly
were having contacts with the insurgents. He expressed the apprehension that if
the affairs were allowed to continue as they were, it would affect the
stability of the State. In the meanwhile, the Chief Minister submitted his
resignation to the Governor and recommended the imposition of the President's
rule. The President thereafter, issued the impugned Proclamation and dismissed
the Government and dissolved the Assembly. Shri Vamuzo, the leader of the new
group challenged the validity of the Proclamation in the Gauhati High Court.
The petition was heard by a Division Bench comprising the Chief Justice and
Hansaria, J. The Bench differed on the effect and operation of Article 74(2)
and hence the matter was referred to the third Judge. But before the third
learned Judge could hear the matter, the Union of India moved this Court for
grant of special leave which was granted and the proceedings in the High Court
were stayed. It may be stated here that the Division Bench was agreed that the
validity of the Proclamation could be examined by the court and it was not
immune from judicial review. We have already discussed the implications of
Article 74(2) earlier and have pointed out that although the advice given by
the Council of Ministers is free from the gaze of the court, the material on
the basis of which the advice is given cannot be kept away from it and is open
to judicial scrutiny. On the facts of this case also we are of the view that
the Governor should have allowed Shri Vamuzo to test his strength on the floor
of the House. This was particularly so because the Chief Minister, Shri Sema
had already submitted his resignation to the Governor. This is notwithstanding
the fact that the Governor in his report had stated that during the preceding
25 years, no less than 11 Governments had been formed and according to his
information, the Congress I MLAs were allured by the monetary benefits and that
amounted to incredible lack of political morality and complete disregard of the
wishes of the electorate. It has to be emphasised here that although the Tenth
Schedule was added to the Constitution to prevent political bargaining and
defections, it did not prohibit the formation of another political party if it
was backed by no less than 1/3rd members of the existing legislature party.
Since no opportunity was given to Shri Vamuzo to
prove his strength on the floor of the House as claimed by him and to form the
Ministry, the Proclamation issued was unconstitutional.
133 125. We may now deal with the cases of the
States of Madhya Pradesh, Rajasthan and Himachal Pradesh. The elections were
held to the Legislative Assemblies in these States along with the elections to
the Legislative Assembly of Uttar Pradesh, in February 1990. The Bhartiya
Janata Party (BJP) secured majority in the Assemblies of all the four States
and formed Governments there.
126. Following appeals of some organisations
including the BJP, thousands of kar sevaks from Uttar Pradesh as well as from
other States including Madhya Pradesh, Rajasthan and Himachal Pradesh gathered
near the Ram Janam Bhumi-Babri Masjid structure on December 6, 1992 and eventually some of
them demolished the disputed structure. Following the demolition, on the same
day the Uttar Pradesh Government resigned. Thereafter, on the same day the
President issued Proclamation under Article 356(1) and dissolved the
Legislative Assembly of the State. The said Proclamation is not challenged.
Hence we are not concerned in these proceedings with its validity.
127. As a result of the demolition of the
structure which was admittedly a mosque standing at the site for about 400
years, there were violent reactions in this country as well as in the
neighbouring countries where some temples were destroyed. This in turn created
further reactions in this country resulting in violence and destruction of the
property. The Union Government tried to cope up with the situation by taking
several steps including a ban on several organisations including Rashtriya
Swayamsevak Sangh (RSS), Vishva Hindu Parishad (VHP) and Bajrang Dal which had
along with BJP given a call for kar sevaks to march towards Ayodhya on December 6, 1992. The ban order was
issued on December
10, 1992
under the Unlawful
Activities (Prevention) Act, 1967. The dismissal of the State Governments and
the State Legislative Assemblies in Madhya Pradesh, Rajasthan and Himachal
Pradesh were admittedly a consequence of these developments and were effected
by the issuance of Proclamations under Article 356(1), all on December 15, 1992.
MADHYA PRADESH CA. Nos. 1692, 1692-A to 1692-C
of 1993 and CA. Nos. 4627- 30 of 1993 128. The Proclamation was a consequence
of three reports sent by the Governor to the President. The first was of December 8, 1992. It referred to the
fast deteriorating law and order situation in the wake of widespread acts of
the State Government to stem the tide primarily because of the political
leadership's "overt and covert support to the associate communal
organisations" which seemed to point out that there was a breakdown of the
administrative machinery of the State. This report was followed by second
report on December
10, 1992
which referred to the spread of violence to the other till then peaceful areas.
Yet another report was sent by him on December 13, 1992 along with a copy of a
letter dated December 11, 1992 received by him from the Executive Director,
Bharat Heavy Electricals Ltd., 134 Bhopal (BHEL). This letter had referred to
the total failure of the law and order machinery to provide safety and security
of life and property in the areas in and around the BHEL factory and the
pressure brought on the administration of the factory to accommodate the kar
sevaks in the BHEL area. The Governor also referred to the statement of the
Chief Minister of Madhya Pradesh, Shri Sunder Lal Patwa describing the ban of
RSS and VHP as unfortunate. In view of the statement of the Chief Minister, the
Governor expressed his doubt about the credibility of the State Government to
implement sincerely the Centre's direction to ban the said organisations,
particularly because the BJP leaders including the Chief Minister, Shri Patwa
had always sworn by the values and traditions of the RSS. In this context, he
also referred to the decision of the VHP to observe 13th December as blackday
to protest against the ban and to observe protest week against the
"heinous law" from December 14 to 20, 1992. He expressed his anxiety that all these moves
were fraught with danger in the context of the situation obtaining then. The
Governor, therefore, recommended that considering the said facts and the fact
that the RSS was contemplating a fresh strategy to chalk out its future plan,
and also the possibility of the leaders of the banned organisations going
underground, particularly with the connivance of the State Administration, the
situation demanded immediate issuance of the Proclamation.
Hence the Proclamation.
HIMACHAL PRADESH T. C. No. 8 of 1993 129. The
Proclamation issued by the President succeeded the report of the Governor of
Himachal Pradesh which was sent to him on December 15, 1992. In his report the
Governor had stated, among other things, that the Chief Minister and his
Cabinet had instigated kar sevaks from Himachal Pradesh to participate in the
kar seva on December
6, 1992 at
Ayodhya.
Not only that, but some of the Ministers had
expressed their desire publicly to participate in kar seva if the party
high-command permitted them to do so. As a result, a number of kar sevaks including
some BJP MLAs participated in the kar seva at Ayodhya. A member of the
Legislative Assembly belonging to the ruling BJP had also openly stated that he
had participated in the demolition of the Babri Masjid. The Governor then added
that Chief Minister, Shri Shanta Kumar had met him on December 13, 1992, i.e.,
two days before he sent the letter to the President, and had informed him
"that he desired to implement the ban orders imposed by the Government of
India on RSS, VHP and three other organisations and that he had already issued
directions in that behalf'. The Governor, however, opined that since the Chief
Minister himself was a member of RSS, he was not in a position to implement the
directions honestly and effectively and that most of the people in the State
felt the same way. He also stated that some of the Ministers were publicly
criticising the ban on the said three communal organisations and when the Chief
Ministers and some of his colleagues in the Ministry were members of the RSS,
it was not possible for the administrative machinery to 135 implement the ban
honestly and effectively. It is on the basis of this report that the
Proclamation in question was issued.
RAJASTHAN T. C. No. 9 of 1993 130. The President
Proclamation was pursuant to the report of the Governor sent to the Prime
Minister that Government of Rajasthan had played "an obvious role" in
the episode at Ayodhya; that the BJP had control over RSS, VHP and Bajrang Dal
which were the banned organisations, and the ban was not being implemented at
all. One of the Ministers had resigned and along with him, 22 MLAs and 15500
BJP workers had participated in the kar seva at Ayodhya. They were given a
royal send-off on their departure from the State and a royal welcome on their
return by the influential people in the political party running the Government,
i.e., BJP. For more than a week, the law and order situation had deteriorated
and the dominant feature of the breakdown of the law and order situation was
the anti-minority acts. He opined that it was not possible for the
Administration to function effectively, objectively and in accordance with the
rule of law in the then political set-up and hence a situation had arisen in
which the Government of the State could not be carried on in accordance with
the provisions of the Constitution.
131. The validity of the three Proclamations was
challenged by writ petitions in the respective State High Courts. The writ
petition challenging the Proclamations in respect of Madhya Pradesh Government
and the Legislative Assembly was allowed by the High Court+ and the appeal
against the decision of the High Court is preferred in this Court by the Union
of India. By its order dated April 16, 1993, the writ petitions challenging the
Proclamations in respect of the Governments and the Legislative Assemblies of
Rajasthan and Himachal Pradesh which were pending in the respective High
Courts, stood transferred to this Court.
132. It is contended that the imposition of the
President's rule in the States of Madhya Pradesh, Rajasthan and Himachal
Pradesh was mala fide, based on no satisfaction and was purely a political act.
Mere fact that communal disturbances and/or instances of arson and looting took
place is no ground for imposing the President's rule.
Indeed, such incidents took place in several
Congress (I)- ruled States as well, as in particular, in the State of
Maharashtra on a much larger scale and yet no action was taken to displace
those Government whereas action was taken only against BJP Governments. It is
pointed out that so far as Himachal Pradesh is concerned, here were no communal
disturbances at all. There was no law and order problem worth the name. Even
the Governor's report did not speak of any such incidents. The Governments of
Madhya Pradesh, Rajasthan and Himachal Pradesh, it is argued, cannot be held
responsible for what happened at Ayodhya on December 6, 1992. For that incident, the
Government of Uttar Pradesh had resigned owning responsibility therefor. It
also pointed out that according to the report of the Governor of Himachal Ed.:
Sunderlal Patwa v. Union of India, 1993 Jab LJ 387 (FB) 136 Pradesh, the Chief
Minister met him and indicated I clearly that he was desirous of and was
implementing the ban, and that some arrests were also made. In such a
situation, there was no reason for the Governor to believe, or to report, that
the Chief Minister is not sincere or keen to implement the ban on the said
organisations. As a matter of fact, the Tribunal under Unlawful Activities
(Prevention) Act, 1967, has declared the ban on RSS as illegal and accordingly
the ban has since been revoked. The non- implementation of an illegal ban
cannot be made the basis of action under Article 356. Assuming that there was
such inaction or refusal, it cannot be made a ground for dismissing the State
Government and for dissolving the Assembly. The White Paper now placed before
the Court was not in existence on December 15, 1992. The manifestos issued
by the BJP from time to time cannot constitute the information referred to in
the Proclamations not, in any event, legally relevant material.
133. In the counter to the writ petition in the
Madhya Pradesh high Court, the case of the Union of India inter alia, was that
the Proclamation was issued on the satisfaction of the President that the
Government of Madhya Pradesh cannot be carried on in Accordance with the
provisions of the Constitution. The reports of the Governor disclosed that the
State Government had miserably failed to protect the citizens and property of
the State against internal disturbance. On the basis of the said reports, the
President formed the requisite satisfaction. The Proclamation under clause (1)
has been approved by both Houses of Parliament. In such a situation the court
ought not to entertain the writ petition to scrutinise the wisdom or otherwise
of the Presidential Proclamation or of the approval of Parliament.
134. It was further contended that the
circumstances in the State of M.P. were different from several other States where too serious disturbance
to law and order took place. There is no comparison between both situations.
"Besides Bhopal, over-all situation in the State of M.P. was such that there
were sufficient and cogent reasons to be satisfied that the Government in the
State could not be carried on in accordance with the provisions of the
Constitution. It is denied that there was no law and order situation in the
State." The Governor's reports are based upon relevant material and are
made bona fide, and after due verification.
135. In the counter-affidavit filed in the writ
petition (TC No. 8 of 1993) relating to Himachal Pradesh, it is stated that the
events of December
6, 1992
were not the handiwork of few persons. It is "the public attitude and
statements of various groups and political parties including BJP which led to
the destruction of the structure in question and caused great damage to the
very secular fabric of the country and created communal discord and disharmony
all over the country including Himachal Pradesh." It is stated that the
repercussions of the event cannot be judged by comparing the number of persons
killed in different States. It is asserted that the Council of Ministers and
the President "had a wealth of material available to them in the present case
which are relevant to the satisfaction formed under Article 356.
137 They were also aware of the serious damage
to communal amity and harmony which has been caused in the State of Madhya Pradesh, among others. They
were extremely concerned with repercussions which events at Ayodhya might still
have in the States" and "the ways and means to bring back normalcy
not only in the law and order situation but also communal amity and harmony
which had been so badly damaged as a result of the activities, attitude and
stand of inter alia the party in power in the State". It is also stated
that, according to the definite information available to the Government of
India, members of the RSS were not only present on the spot at Ayodhya but
actually participated in the demolition and they were responsible for promotion
of communal disharmony. It is also asserted that the action was taken by the
President not only on the basis of the report of the Governor but also on the
basis of other information received by him.
136. In the counter-affidavit field in the writ
petition relating to Rajasthan (TC No. 9 of 1993), it is stated that after the
demolition on December 6, 1992, violence started in various parts of the country leading
to loss of life and property. It is asserted that it is not possible to assess
the law and order situation in different States only on the basis of casualty
figures. The situation in each State has to be assessed differently. The
averment of the petitioner that the State Government implemented the ban on RSS
properly is denied. There is no requirement that the report of the Governor
should be addressed to the President. It can also be addressed to the Prime
Minister. Besides the report of the Governor, other information was also
available on which the President had formed his satisfaction. The allegations
of mala fide, capricious and arbitrary exercise of power are denied. The
Presidential Proclamation need not contain reasons for the action, it is
submitted. No irrelevant material was taken into consideration by the
President.
137. The learned counsel for Union of India and
other counsel supporting the impugned Proclamations argued that the main plank
and the primary programme of BJP was the construction of a Ram Temple at the very site where
the Babri Masjid stood. The party openly proclaimed that it will remove
relocate, as it called it the Babri Masjid structure since according to it the
Babri Masjid was superimposed on an existing Ram Temple by Emperor Babar.
The party came to power in all the four States
on the said plank and since then had been working towards the said goal.
It has been the single goal of all the leaders
of BJP, their Ministers, legislators and all cadres. For this purpose, they had
been repeatedly collecting kar sevaks from all comers at Ayodhya from time to
time. In the days immediately preceding December 6, 1992, their leaders had been
inciting and exhorting their followers to demolish the Babri Masjid and to
build a temple there. The Ministers in Madhya Pradesh, Himachal Pradesh and
Rajasthan had taken active part in organising and sending kar sevaks to
Ayodhya.
When the kar sevaks returned from Ayodhya after
demolishing the Masjid, they were welcomed as heroes by those very persons.
Many of the Ministers and Chief Ministers were members of RSS and were
protesting against the ban on it.
138 They could not, therefore, be trusted to
enforce the ban, notwithstanding the protestations to the contrary by some of
them. The counsel relied for the purpose upon the following facts to support
their contentions :
138. In May/June 1991, mid-term poll was held to
Lok Sabha.
The manifesto issued by the BJP on the eve of
May/June 1991 mid-term poll states that the BJP "seeks the restoration of
Ram Janambhoomi in Ayodhya only by way of a symbolic righting of historic
wrongs, so that the old unhappy chapter of acrimony could be ended, and a Grand
National Reconciliation effected". At another place under the head
"Sri Ram Mandir at Janmasthan", the following statement occurs :
"BJP firmly believes that construction of Ram Mandir at Janmasthan is a
symbol of the vindication of our cultural heritage and national self-respect.
For BJP it is purely a national issue and it will not allow any vested
interests to give it a sectarian and communal colour.
Hence, the party is committed to build Sri Ram
Mandir at Janmasthan by relocating superimposed Babri structure with due
respect." By themselves, the above statements may not mean that the
programme envisaged unlawful or forcible demolition of the disputed structure.
The said statements are also capable of being understood as meaning that the
party proposed to vindicate their stand by constitutional means that the
disputed structure was in fact the Ram Janmasthan which was forcibly converted
into a mosque by Emperor Babar and that only thereafter they would relocate the
said structure and build Sri Ram Temple at that site.
However, the above statements when read in the
light of the speeches and acts of the leaders of the BJP, give room for another
interpretation as well. Those facts are brought out in the "White Paper on
Ayodhya" issued by the Government of India in February 1993. They are as follows
:
"A movement to construct the Sri Ram Temple at the site of the
disputed structure by removing or relocating it gathered strength in recent
years. A determined bid to storm the structure in October/November 1990
resulted in some damage to the structure and loss of lives as a result of
police firing. The Central Government was negotiating with various parties and
organisations for a peaceful settlement of the issue. However, a new dimension
was added to the campaign for construction of the temple with the formation of
the Government in Uttar Pradesh in June 1991. The Government declared itself
committed to the construction of the temple and took certain steps like the
acquisition of land adjoining the disputed structure, demolition of certain
other structures, including temples standing on the acquired land, and digging
and levelling of a part of the acquired land. The disputed structure itself was
left out of the acquisition.-The plan of the proposed temple released by the
VHP envisaged location of the sanctum sanctorum of the temple at the very site
of the disputed structure. The Union Government was concerned about the safety
of the structure. But at the meeting of the National Integration Council held
on November 2, 1991, the Chief Minister of Uttar Pradesh, Shri Kalyan Singh,
undertook to protect the structure and assured everybody there that it is the
139 responsibility of the State Government to protect the disputed structure
and that no one would be allowed to go there. He also undertook that all the
orders of the court will be faithfully implemented. In July 1992, a large
number of kar sevaks gathered on the acquired land and proposed to start the
construction. The situation was averted and kar seva was called off on July 26, 1992. The BJP decided to
re-enact the Rath Yatra by Shri L.K. Advani and Shri M.M. Joshi on the pattern
of 1990 Rath Yatra with the objective of mobilising people and kar sevaks for
the construction of Sri Ram Temple. Shri Advani said that they have now plunged
into the temple movement in full strength. The leaders of the BJP were acting
in concert with VHP, RSS and allied organisations. The Rath Yatras started on December 1, 1992. Shri Advani started
from Varanasi and Shri Joshi from Mathura. The starting points
had their own sinister significance for the future demands and programmes for
restoration of the temples at both these places. Both the leaders travelled
through eastern and western parts of Uttar Pradesh and reached Ayodhya. During
their Yatra, both these leaders gave provocative speeches and mobilised kar
sevaks and asked their workers and people to reach Ayodhya in large numbers to
perform kar seva.
Shri L.K. Advani, during the Rath Yatra, kept
constantly appealing to the kar sevaks to take the plunge and not bother about
the survival of the Kalyan Singh Government. He also kept saying that kar seva
in Ayodhya would not remain restricted to 'bhajan or kirtan' but would involve
physical labour. Shri Joshi, during the Rath Yatra, maintained that the BJP
Government in U.P. would not use force against the kar sevaks in Ayodhya and
that the nature of kar seva would be decided by Sants/Mahants and the RJBBM
issue was a religious matter which can be solved only by the Dharmacharyas but
not by the Supreme Court. He threatened of serious consequences if the BJP
Government in U.P. was dismissed. On December 1, 1992, Shri Joshi appealed to
the gathering (at Mathura) to assemble at Ayodhya in large numbers for kar seva and
demolish the socalled Babri Masjid. Smt Vijayaraje Scindia, another leader of
the BJP stated at Patna on November 23, 1992 that the Babri Masjid will have to be demolished, Shri V.H.
Dalmiya, a leader of VHP declared on November 9, 1992 at Delhi that the RJB Temple would be constructed in
the same way it was demolished by Babar. He stated that kar sevaks were
pressurising the leadership that they should be called not to construct the RJB Temple but to demolish the
masjid. As early as December 1, 1992, 25,000 kar sevaks had reached Ayodhya. By December 5,
their number crossed two lakhs.
Arrangements were made for their accommodation
in tents, schools and colleges and even in the open near the disputed
structure. The local Administration stepped up its efforts to increase civic
amenities in view of the arrival of kar sevaks in such large numbers.
The Central Government had posted paramilitary
forces at Ayodhya to meet any eventuality and to be ready for any assistance
that the local 140 Administration or the BJP Goverment may ask for . Instead of
utilising the services of the said forces, the Chief Minister of Uttar Pradesh
had been protesting to the Central Government about the camping of the said
forces at Ayodhya. In his letter dated December 1, 1992 addressed to the Prime
Minister, Shri Kalyan Singh recorded his protest about the continued presence
of the said forces at Ayodhya, termed it as unauthorised and illegal on the
ground that they were stationed there without the consent and against the
wishes of the State Government.
On December 6, 1992, while the crowd of kar
sevaks was being addressed by leaders of the BJP, VHP, etc., roughly 150
persons in a sudden move broke through the cordon on the terrace, regrouped and
started pelting stones at the police personnel. A large crowd broke into the
disputed structure. The mob swelled enormously within a short time and started
demolishing the structure. The local police stood by as mute spectators since
they were under orders of the Chief Minister not to use force against the kar
sevaks. The central forces were equally helpless since they were not allowed to
intervene by the local Magistrate on the spot." 139. It was also
emphasised that according to the statement of the Union Home Minister made in
Rajya Sabha on December 21, 1992, "all these kar sevaks, when they
returned, were received by the Chief Ministers and Ministers".
140. Relying on these facts and events, it was
contended that what happened on December 6, 1992 did not happen in a day. It was the
culmination of a sustained campaign carried on by the BJP and other allied
organisations over the last few years. It was then pointed out that in the
manifesto issued by the BJP in connection with the 1993 General Elections,
there is not a word of regret about what happened on December 6, 1992. On the contrary, the
following statement occurs there under the heading "Ayodhya" :
Ayodhya In their actions and utterances, the
forces of pseudo-secularism convey the unmistakable impression of a deep
repugnance for all things Hindu. Indeed, in their minds 'Hindu' has come to be
associated with 'communal'. The controversy over the Ram Janambhoomi temple in
Ayodhya is a powerful illustration of this phenomenon. For them 'Sahmat' is
secular and 'Saffron' communal. Although the facts of the dispute are well
known, certain features merit repetition. First, it was always apparent that a
vast majority of Hindus were totally committed to the construction of a grand
temple for Lord Rama at the site where puja has been performed uninterruptedly
since 1948 and where besides, no namaz has been offered since 1936. The
structure built by the Moghul Emperor Babar was viewed by the Hindus as a
symbol of national humiliation.
141 Second the election of 1991 in Uttar Pradesh
centered on the Ayodhya dispute. It was a virtual referendum on Ram Janmabhoomi
and the BJP with its promise to facilitate the construction of the Ram Temple won the election.
However, this mandate did not prevent the Congress and other pseudo-secular
parties from wilfully obstructing the initiatives of the Uttar Pradesh
Government.
Everything, from administrative subterfuge to
judicial delay, was used by the opponents of the temple to prevent the BJP
Government from fulfilling its promise to the electorate.
On December 6, 1992 kar sevaks from all
over India assembled in Ayodhya to
begin the reconstruction of the Rama Temple at the site adjoining the garbha griha. Matters
took an unexpected turn when, angered by the obstructive tactics of the
Narasimha Rao Government, inordinate judicial delays and pseudo-secularist
taunts, the kar sevaks took matters into their own hands, demolished the
disputed structure and constructed a makeshift temple for Lord Rama at the
garbha griha.
Owning responsibility for its inability to
prevent the demolition, the BJP Government headed by Shri Kalyan Singh
submitted its resignation. A disoriented Central Government was not content
with the imposition of President's rule in Uttar Pradesh. In violation of
democratic norms, the Centre dismissed the BJP Governments in Rajasthan, Madhya
Pradesh and Himachal Pradesh. Further, it banned the Rashtriya Swaymsevak
Sangh, Vishwa Hindu Parishad and Bajrang Dal.
Worst of all, in collusion with other rootless
forces the Government unleashed a vicious propaganda offensive aimed at
belittling the Hindus. The kar sevaks were denigrated as fascists, lumpens and
vandals, and December 6, was described as a 'national shame'.
Recently, the CBI has filed charge-sheets
against leaders of the BJP and the Vishwa Hindu Parishad with the purpose of
projecting them as criminals.
This relentless onslaught of the pseudo- secular
forces against the people of India had very serious consequences. For a start, it created a
wide emotional gulf between the rulers and the people. Ayodhya was a popular
indictment of the spurious politics of double- standards. Far from recognising
it as such, the Congress and other anti-BJP parties used it as a pretext for furthering
the cause of unprincipled minorityism.
It is this minorityism that prevents the
Congress, Janata Dal, Samajvadi Party and the Communist Parties from coming out
with an unambiguous declaration of intent on Ayodhya.
This BJP is the only party which is categorical
in its assurance to facilitate the construction of the Rama Temple at the site of the
erstwhile Babri structure. This is what the people desire." 141. The
further submission was that the demolition of the disputed structure was the
outcome of the speeches, programme and the several campaigns including Rath
Yatras undertaken by the leaders of the BJP. It is neither possible nor
realistic to dissociate the Governments of Madhya Pradesh, Rajasthan and
Himachal Pradesh from the acts and deeds of their 142 party. It is one party
with one programme. It is stated in the report of the Himachal Pradesh Governor
that the Chief Minister himself was a member of the RSS. In the report of the
Governor of Madhya Pradesh also, it is stated that the Chief Minister and other
Ministers swore by the values and traditions of the RSS. The reports also
indicate that these Governments actively participated in organising and
despatching the kar sevaks to Ayodhya and welcomed them and praised when they
came back after doing the deed. Thus, a common thread runs through ail the four
BJP Governments and binds them together. The manifestos of the party on the
basis of which these Governments came to power coupled with their speeches and
actions clearly demonstrate a commonness and unity of action between the party
and the four Governments. The very manifestos and their programme of action
were such as to hurt the religious feelings of the Muslim community. The
demolition of the disputed structure was no ordinary event. The disputed
structure had become the focal point and the bone of contention between two
religious communities. The process which resulted in the demolition and the
manner in which it was perpetrated, dealt a serious blow to the communal
harmony and peace in the country. It had adverse international repercussions as
well. A number of Hindu temples were demolished in Pakistan and Bangladesh in reprisal of the
demolition at Ayodhya. It was difficult in this situation for the minorities in
the four States to have any faith in tile neutrality of the four Governments.
It was absolutely necessary to recreate a feeling of security among them. They
required to be assured of the safety and security of their person and property.
This was not possible with the BJP Governments
in power.
142. It was also stressed that the Chief
Ministers of Himachal Pradesh and Madhya Pradesh were the members of the banned
RSS. In such circumstances, the respective Governors were rightly of the view
that the said Chief Ministers could not be expected to, or relied upon to
implement the ban sincerely. Hence it could not be said to be an unfounded
opinion. Allowing a party which had consciously and actively brought about such
a situation to continue in office in these circumstances would not have helped
in restoring the faith of people in general and of the minorities in
particular. It is no answer to say that disturbance took place on a much larger
scale in certain States ruled by Congress (1) parties and that no action was
taken against those Governments.
143. In reply to these contentions, the counsel
for the petitioners submitted that if the reasoning of the counsel for the
Union of India was accepted, it would mean that BJP cannot form Government in
any State and the party has to be banned and that the acceptance of such
submissions would create a serious political situation. They also pointed out
that the majority judgment of the two judges of the Madhya Pradesh High Court+
had quashed the Proclamation taking the view that it was not possible to accept
that failure on the part of the State Government to save the lives and
properties of citizens in a few cities in the State as a result of sudden +
Ed.: Sunderlal Pa a v. Union of India, 1993 Jab LJ 387 (FB) 143 outbreak of
violence could reasonably lead to the satisfaction of the President that the
Government was unable to function in accordance with the Constitution and,
therefore, the consequent dissolution of the Assembly was also bad in law.
144. The gist of the contentions of the petitioners
was that mere disturbance in some parts of Madhya Pradesh and Rajasthan
involving the loss of some lives and destruction of some property did not
amount to a situation where it could be said that the Governments of those
States could not be carried on in accordance with the provisions of the
Constitution. Further, the fact that the Ministries of these States belonged to
BJP whose one of the political planks in the election manifesto was the
construction of Sri Ram Temple at the site of the mosque by relocating the
mosque somewhere else, did not amount to an act to give rise to the
apprehension that the Ministries of that party were infidel to the objective of
secularism enshrined in the Constitution. So also, the pursuit of the programme
of constructing the temple on the site of the mosque by relocating the latter
elsewhere, by speeches and by exhorting the kar sevaks to assemble at Ayodhya
on December 6, 1992 and by giving them a warm send-off for the purpose did not
amount to a deviation from the creed of secularism nor did the welcome to the
kar sevaks in the State after the destruction of the mosque or the inaction of
the leaders of the BJP present at the site in preventing the kar sevaks from
destroying the mosque or want of the expression of regret on their part over
such destruction amount to a breach of the goal of secularism. A mere
continuance in office of the Ministries which were formed on the said political
plank in the aftermath of the destruction of the mosque by itself could not
further have led to the feelings of insecurity in the minds of the Muslims when
the State Governments of Rajasthan and Madhya Pradesh could not be said to be
remiss in taking all necessary actions to prevent riots and violence and when
there was no incident of violence or destruction in Himachal Pradesh. As
against this, the sum and substance of the contentions on behalf of the Union
of India and others supporting the Proclamations in these States was that the
Ministries heading the Administration in these States could not be trusted to
adhere to secularism when they had admittedly come to power on the political
plank of constructing Sri Ram Mandir on the site of the mosque by relocating
the mosque elsewhere which meant by destroying it and then reconstructing it at
other place. This was particularly so, when by its actual deed on December 6, 1992, the party in question
demonstrated what they meant by their said political manifesto. It was facile
thereafter to contend that the party only wanted to follow the constitutional
means to pursue the goal of constructing the Ram Temple on the said site. The destruction of mosque was
a concrete proof of the creed which the party in question wanted to pursue. In
such circumstances, the Ministries formed by the said party could not be
trusted to follow the objective of secularism which was part of the basic
structure of the Constitution and also the soul of the Constitution.
145. These contentions inevitably invite us to
discuss the concept of secularism as accepted by our Constitution. Our
Constitution does not 144 prohibit the practice of any religion either
privately or publicly. Through the Preamble of the Constitution, the people of
this country have solemnly resolved to constitute this country, among others,
into a secular republic and to secure to all its citizens (i) JUSTICE, social,
economic and political; (ii) LIBERTY of thought, expression, belief, faith and
worship; (iii) EQUALITY of status and of opportunity; and (iv) to promote among
them all FRATERNITY assuring the dignity of the individual and the unity and
integrity of the Nation. Article 25 of the Constitution guarantees to all
persons equally the freedom of conscience and the right to freely profess,
practise and propagate religion subject to public order, morality and health
and subject to the other Fundamental Rights and the State's power to make any
law regulating or restricting any economic, financial, political or other
secular activity which may be associated with religious practice. Article 26
guarantees every religious denomination or any section thereof the right
(a) to establish and maintain institutions for
religious and charitable purposes,
(b) to manage its own affairs in matters of
religion,
(c) to own and acquire movable and immovable
property and
(d) to administer such property in accordance
with law. Article 29 guarantees every section of the citizens its distinct
culture, among others.
Article 30 provides that all minorities based on
religion shall have the right to establish and administer educational
institutions of their choice. It prohibits the State from making any
discrimination in granting aid to an educational institution managed by a
religious minority.
Under Articles 14, 15 and 16, the Constitution
prohibits discrimination against any citizen on the ground of his religion and
guarantees equal protection of law and equal opportunity of public employment.
Article 44 enjoins upon the State to endeavour to secure to its citizens a
uniform civil code. Article 51-A casts a duty on every citizen of India, among others,
(a) to abide by the Constitution and respect its
ideals and institutions,
(b) to promote harmony and the spirit of common
brotherhood, among all the people of India, transcending, among others, religious and
sectional diversities,
(c) to value and preserve the rich heritage of
our composite culture,
(d) to develop scientific temper, humanism and
the spirit of inquiry and reform; and
(e) to safeguard public property and to abjure
violence.
146. These provisions by implication prohibit
the establishment of a theocratic State and prevent the State either
identifying itself with or favouring any particular religion or religious sect
or denomination. The State is enjoined to accord equal treatment to all
religions and religious sects and denominations.
147. As has been explained by Shri M.C. Setalvad
(Patel Memorial Lectures-- 1965 on Secularism)- "Secularism often denotes
the way of life and conduct guided by materialistic considerations devoid of
religion. The basis of this ideology is that material means alone can advance
mankind and that religious beliefs retard the growth of the human beings ...
this ideology is of 145 recent growth and it is obvious that it is quite
different from the concept of secular State in the West which took root many
centuries ago. ...
A different view in relation to religion is the
basis of 'secularism' understood in the sense of what may be called a 'secular
attitude' towards life. Society generally or the individual constituting it
tend progressively to isolate religion from the more significant areas of
common life. Many of us, Hindus and Muslims and others, are in our way of life,
and outlook on most matters largely governed by ideas and practices which are
connected with or are rooted in our religion. The secular attitude would wean
us away from this approach so that in our relations with our fellow beings or
in dealings with other social groups, we have less and less regard for religion
and religious practices and base our lives and actions more on worldly
considerations, restricting religion and its influence to what has been called
its 'proper' sphere, i.e., the advancement of the spiritual life and well-
being of the individual. Secularism of this character is said to be essential
to our progress as human beings and as a nation because it will enable us to
shake off the narrow and restrictive outlook arising out of casteism,
communalism and other like ideas which come in the way of our development.
'secularism' of the kinds we have adverted to above.
... No doubt, the two concepts are interdependent in the sense that it is
difficult to conceive of a society or a group of individuals being induced to
adopt a secular philosophy or a secular attitude without the aid of a secular
State.
A secular State is not easy to define.
According to the liberal democratic tradition of
the West, the secular State is not hostile to religion but holds itself neutral
in matters of religion.......
Thereafter, referring to the Indian concept of
secularism, the learned jurist stated as follows :
"... the secularist way of life was
repeatedly preached by leaders of movement so that religious matters came to be
regarded entirely as relating to the conscience of the individuals.......
"The coming of the partition emphasised the
great importance of secularism.
Notwithstanding the partition, a large Muslim
minority consisting of a tenth of the population continued to be the citizens
of independent India. There are other important minority groups of citizens. In the
circumstances, a secular Constitution for independent India under which all
religions could enjoy equal freedom and all citizens equal right and which
could weld together into one nation, the different religious communities,
become inevitable." Thereafter, the learned jurist has gone on to point
out that our Constitution undoubtedly lacks a complete separation between the
church and the State as in the United States and at the same time we have no
established church as in Great Britain or some other countries. In our country,
all religions are placed on the basis of equality and it would, therefore, seem
that it is erroneous to 146 describe our country as a secular State. He quoted
Dr Radhakrishnan who said that "the religious impartiality of the Indian State is not to be confused
with secularism or atheism". He also pointed out that the proceedings of
the Constituent Assembly show that "two attempts made to introduce the
word 'secular' in the Constitution had failed. ..." At the same time, he
asserted that.......
nevertheless, it could not be said that the Indian State did not possess some
important characteristics of a Secular State" and has pointed out some of the provisions of the
Constitution to which we have already made a reference above. He has then
stated that the ideal of a Secular State in the sense of a State which treats
all religions alike and displays benevolence towards them is in a way more
suited to the Indian environment and climate than that of a truly Secular State
by which he meant a State which creates complete separation between religion
and the State. Justice Chinnappa Reddy, delivering his Ambedkar Memorial
Lecture on 'Indian Constitution and Secularism' has observed that :
"Indian constitutional secularism is not
supportive of religion at all but has adopted what may be termed as permissive
attitude towards religion out of respect for individual conscience and dignity.
There, even while recognising the right to profess and practise religion, etc.,
it has excluded all secular activities from the purview of religion and also of
practices which are repugnant to public order, morality and health and are
abhorrent to human rights and dignity, as embodied in the other fundamental
rights guaranteed by the Constitution." 148. One thing which prominently
emerges from the above discussion on secularism under our Constitution is that
whatever the attitude of the State towards the religions, religious sects and
denominations, religion cannot be mixed with any secular activity of the State.
In fact, the encroachment of religion into secular activities is strictly
prohibited. This is evident from the provisions of the Constitution to which we
have made reference above. The State's tolerance of religion or religions does
not make it either a religious or a theocratic State. When the State allows
citizens to practise and profess their religions, it does not either explicitly
or implicitly allow them to introduce religion into non-religious and secular
activities of the State. The freedom and tolerance of religion is only to the
extent of permitting pursuit of spiritual life which is different from the
secular life. The latter falls in the exclusive domain of the affairs of the
State. This is also clear from sub-section (3) of Section 123 of the
Representation of the People Act, 1951 which prohibits an appeal by a candidate
or his agent or by any other person with the consent of the candidate or his
election agent to vote or refrain from voting for any person on the ground of
his religion, race, caste, community or language or the use of or appeal to
religious symbols. Subsection (3-A) of the same section prohibits the promotion
or attempt to promote feelings of enmity and hatred between different classes
of the citizens of India on the grounds of religion, race, caste, community or
language by a candidate or his agent or any other person with the consent of
the candidate or his election agent for the furtherance of the prospects of the
147 election of that candidate or for prejudicially affecting the election of any
candidate. A breach of the provisions of the said sub-sections (3) and (3-A)
are deemed to be corrupt practices within the meaning of the said section.
149. Mr. Ram Jethmalani contented that what was
prohibited by Section 123(3) was not an appeal to religion as such but an
appeal to religion of the candidate and seeking vote in the name of the said
religion. According to him, it did not prohibit the candidate from seeking vote
in the name of a religion to which the candidate did not belong. With respect,
we are unable to accept this contention. Reading sub-sections (3) and (3-A) of
Section 123 together, it is clear that appealing to any religion or seeking
votes in the name of any religion is prohibited by the two provisions.
To read otherwise is to subvert the intent and
purpose of the said provisions. What is more, assuming that the interpretation
placed by the learned counsel is correct, it cannot control the content of
secularism which is accepted by and is implicit in our Constitution.
150. In view of the content of secularism
adopted by our Constitution as discussed above, the question that poses itself
for our consideration in these matters is whether the three Governments when
they had to their credit the acts discussed above, could be trusted to carry on
the governance of the State in accordance with the provisions of the
Constitution and the President's satisfaction based on the said acts could be
challenged in law. To recapitulate, the acts were (i) the BJP manifesto on the
basis of which the elections were contested and pursuant to which elections the
3 Ministries came to power stated as follows :
"BJP firmly believes that construction of
Sri Ram Mandir at Janmasthan is a symbol of the vindication of our cultural
heritage and national self-respect. For BJP it is purely a national issue and
it (sic) not allow any vested interest to give it a sectarian and communal
colour. Hence party is committed to build Sri Ram Mandir at Janmasthan by
relocating superimposed Babri structure with due respect." (emphasis
supplied)
(ii) Leaders of the BJP had consistently made
speeches thereafter to the same effect.
(iii) Some of the Chief Ministers and Ministers
belonged to RSS which was a banned Organisation at the relevant time.
(iv) The Ministers in he Ministries concerned
exhorted people to join kar seva in Ayodhya on December 6, 1992. One MLA belonging to
the ruling BJP in Himachal Pradesh made a public statement that he had actually
participated in the estruction of the mosque.
(v) Ministers had given public send-off to the
kar sevaks and had also welcomed them on their return after the destruction of he
mosque.
(vi) The implementation of the policy pursuant
to the ban of the SS was to be executed by the Ministers who were themselves
members of he said Organisation.
(vii) At least in two States, viz., Madhya
Pradesh and Rajasthan there were atrocities against the Muslims and loss of
lives and destruction of property.
151. As stated above, religious tolerance and
equal treatment of all religious groups and protection of their life and
property and of the places of 148 their worship are an essential part of
secularism enshrined in our Constitution. We have accepted the said goal not
only because it is our historical legacy and a need of our national unity and
integrity but also as a creed of universal brotherhood and humanism. It is our
cardinal faith. Any profession and action which go counter to the aforesaid
creed are a prima facie proof of the conduct in defiance of the provisions of
our Constitution. If therefore, the President had acted on the aforesaid
"credentials" of the Ministries in these States which had unforeseen
and imponderable cascading consequences, it can hardly be argued that there was
no material before him to come to the conclusion that the Governments in the
three States could not be carried on in accordance with the provisions of the
Constitution. The consequences of such professions and acts which are evidently
against the provisions of the Constitution cannot be measured only by what
happens in praesenti. A reasonable prognosis of events to come and of their
multifarious effects to follow can always be made on the basis of the events
occurring, and if such prognosis had led to the conclusion that in the
circumstances, the Governments of the States could not be carried on in
accordance with the provisions of the Constitution, the inference could hardly
be faulted. We are, therefore, of the view that the President had enough
material in the form of the aforesaid professions and acts of the responsible
section in the political set-up of the three States including the Ministries,
to form his satisfaction that the Governments of the three States could not be
carried on in accordance with the provisions of the Constitution. Hence the
Proclamations issued could not be said to be invalid.
152. The appeals filed against the judgment of
the Madhya Pradesh High Court have, therefore, to be allowed and the transfer
cases challenging the Proclamation, have to be dismissed.
Summary of conclusions:
153. Our conclusions, therefore, may be
summarised as under
1. The validity of the Proclamation issued by
the President under Article 356(1) is judicially reviewable to the extent of
examining whether it was issued on the basis of any material at all or whether
the material was relevant or whether the Proclamation was issued in the mala
fide exercise of the power.
When a prima facie case is made out in the
challenge to the Proclamation, the burden is on the Union Government to prove
that the relevant material did in fact exist, such material may be either the
report of the Governor or other than the report.
11. Article 74(2) is not a bar against the
scrutiny of the material on the basis of which the President had arrived at his
satisfaction.
111. When the President issues Proclamation
under Article 356(1), he may exercise all or any of the powers under
sub-clauses (a), (b) and (c) thereof. It is for him to decide which of the said
powers he will exercise, + Ed.: Sunderlal Parwa v. Union of India, 1993 Jab LJ
387 (FB) 149 and at what stage, taking into consideration the exigencies of the
situation.
IV. Since the provisions contained in clause (3)
of Article 356 are intended to be a check on the powers of the President under
clause (1) thereof, it will not be permissible for the President to exercise
powers under sub- clauses (a), (b) and (c) of the latter clause, to take
irreversible actions till at least both the Houses of Parliament have approved
of the Proclamation. It is for this reason that the President will not be
justified in dissolving the Legislative Assembly by using the powers of the
Governor under Article 174(2)(b) read with Article 356(1)(a) till at least both
the Houses of Parliament approve of the Proclamation.
V. If the Proclamation issued is held invalid,
then notwithstanding the fact that it is approved by both Houses of Parliament,
it will be open to the court to restore the status quo ante to the issuance of
the Proclamation and hence to restore the Legislative Assembly and the Ministry.
VI. In appropriate cases, the court will have
power by an interim injunction, to restrain the holding of fresh elections to
the Legislative Assembly pending the final disposal of the challenge to the
validity of the Proclamation to avoid the fait accompli and the remedy of
judicial review being rendered fruitless. However, the court will not interdict
the issuance of the Proclamation or the exercise of any other power under the
Proclamation.
VII. While restoring the status quo ante, it
will be open for the court to mould the relief suitably and declare as valid
actions taken by the President till that date. It will also be open for
Parliament and the Legislature of the State to validate the said actions of the
President.
VIII. Secularism is a part of the basic
structure of the Constitution. The acts of a State Government which are
calculated to subvert or sabotage secularism as enshrined in our Constitution,
can lawfully be deemed to give rise to a situation in which the Government of
the State cannot be carried on in accordance with the provisions of the
Constitution.
IX. The Proclamations dated April 21, 1989 and October 11, 1991 and the action taken by
the President in removing the respective Ministries and the Legislative
Assemblies of the State of Karnataka and the State of Meghalaya challenged in Civil Appeal No. 3645 of 1989 and
Transfer Case Nos. 5 & 7 of 1992 respectively are unconstitutional. The
Proclamation dated August 7, 1988 in respect of State of Nagaland is also hel d unconstitutional. However, in
view of the fac t that fresh elections have since taken place and the new
Legislative Assemblies and Ministries have been constituted in all the three
States, no relief is granted consequent upon the above declarations. However,
it is declared that all actions which might have been taken during the period
the Proclamation operated, are valid. The Civil Appeal No. 3645 of 1989 150 and
Transfer Case Nos. 5 and 7 of 1992 are allowed accordingly with no order as to
costs.
Civil Appeal Nos. 193-94 of 1989 are disposed of
by allowing the writ petitions filed in the Gauhati High Court accordingly but
without costs.
X. The Proclamations dated December 15, 1992 and the actions taken
by the President removing the Ministries and dissolving the Legislative Assemblies
in the States of Madhya Pradesh, Rajasthan and Himachal Pradesh pursuant to the
said Proclamations are not unconstitutional. Civil Appeal Nos. 1692,
1692-A-1692-C, 4627-30 of 1993 are accordingly allowed and Transfer Case Nos. 8
and 9 of 1993 are dismissed with no order as to costs.
K. RAMASWAMY, J.- The appeals and transferred
cases raise questions of far-reaching,consequences in the working of the
federal structure under the Constitution of India. Whether the President of
India can keep fiddling like Emperor Nero while Rome was burning or like
Hamlet, Prince of Denmark of Shakespeare keep the pendulum oscillating between
"to be or not to be" for the issuance of the Proclamation under
Article 356 of the Constitution dismissing the State Government and dissolving
the State Legislatures and to bring the administration of the State under his
rule. If he so acts, the scope and width of the exercise of the power and
parameters of judicial review, by this Court, as sentinel on the qui vive,
under Article 32 or Article 136 or High Court under Article 226 to consider the
satisfaction, reached by the President under Article 356; when the actions of
one State Government found seismic vibrations in other States governed by the
same political party, (in the language of S/Shri Parasaran and P.P. Rao,
learned Senior Counsel, 'common thread rule') are also liable to be brought
under the President Rule need to be critically examined arid decided for
successful working of the democratic institutions set up by the suprema lex.
Though the need to decide these questions practically became academic due to
conducting elections to the State Assemblies and the new Legislative Assemblies
were constituted in the States of U.P., Rajasthan, Madhya Pradesh and Himachal
Pradesh, all the counsel requested us to decide the questions regardless of the
relief to be granted in this case. As stated earlier since the decision on
these questions is of paramount importance for successful working of the
Constitution, we acceded to their prayer.
155. In S.R. Bommai's appeal the facts are that
on March 5,
1985
elections held to the Karnataka State Legislative Assembly and the Janata Dal
won 139 seats out of 225 seats and the Congress Party was the next largest
party securing 66 seats. Shri R.K. Hegde was elected as the leader of Janata
Dal and became the Chief Minister. Due to his resignation on August 12, 1988, Shri S.R. Bommai, was
elected as leader of the party and became the Chief Minister. As on February 1, 1989 the strength of Janata
Dal was 111 and the Congress was 65 and Janata Party was 27, apart from others.
On April
15, 1989
his expanding the Ministry caused dissatisfaction to some of the aspirants.
One Kalyan Molakery and others defected from
Janata Dal and he wrote letters on April 17 and 18, 1989 to the Governor
enclosing the 151 letters of 19 others expressing want of confidence in Shri
Bommai. On April
19, 1989
the Governor of Karnataka sent a report to the President. On April 20, 1989, 7 out of 19 MLAs that
supported Kalyan Molakery, wrote to the Governor that their signatures were
obtained by misrepresentation and reaffirmed their support to Shri Bommai. On
the same day the cabinet also decided to convene the assembly session on April 27, 1989 at 3.30 p.m. to obtain vote of confidence
and Shri Bommai met the Governor and requested him, to allow floor-test to
prove his majority and he was prepared even to advance the date of the session.
In this scenario the Governor sent his second report to the President and
exercising the power under Article 356 the President issued Proclamation,
dismissed Bommai Government and dissolved the Assembly on April 21, 1989 and assumed the
administration of the State of Karnataka. When a writ petition was filed on April 26, 1989, a special Bench of three
Judges of the High Court of Karnataka dismissed the writ petition (reported in
S.R. Bommai v. Union of India30). Thus this appeal by special leave.
156. In the elections held in February 1990, the
Bhartiya Janata Party, for short BJP, emerged as majority party in the
Legislative Assemblies of Uttar Pradesh, Madhya Pradesh, Rajasthan and Himachal
Pradesh and formed the Governments in the respective States. One of the
programmes of the BJP was to construct a temple for Lord Sri Rama at his
birthplace Ayodhya. That was made an issue in its manifesto for the elections
to the legislative assemblies. On December 6, 1992 Ram Janmabhoomi-Babri Masjid
structure (there is a dispute that after destroying Lord Sri Rama temple Babur,
the Moghul invader, built Babri Masjid at the birthplace of Lord Sri Rama. It
is an acutely disputed question as to its correctness.) However Ram
Janmabhoomi-Babri Masjid structure was demolished by the kar sevaks gathered at
Ayodhya, as a result of sustained momentum generated by BJP, Vishwa Hindu
Parishad for short VHP, Rashtriya Swayamsevak Sangh, for short RSS, Bajrang Dal
for short BD, Shiv Sena for short SS and other organisations. Preceding thereto
when the dispute was brought to this Court, the Government of India was made to
act on behalf of the Supreme Court and from time to time directions were issued
to the State Government which gave an assurance of full protection to Sri Ram
Janmabhoomi-Babri Masjid structure. On its demolition though the Government of
Uttar Pradesh resigned, the President of India by Proclamation issued under
Article 356 dissolved the State Legislature on December 6, 1992. The disastrous fall
out of the demolition was in the nature of loss of precious lives of innocents,
and property throughout the country and in the neighbouring countries. The
President, therefore, exercised the power under Article 356 and by the
Proclamations of December 15, 1992, dismissed the State Governments and dissolved the
Legislative Assemblies of Rajasthan, Madhya Pradesh and Himachal Pradesh and
assumed administration of the respective States.
30 AIR 1990 Kant 5: ILR 1989 Kant 2425 (FB) 152
157. Shri J. Sorabjee, the learned Senior Counsel appearing for Shri Bommai
contended that power of the President under Article 356 is not unfettered nor
unlimited; its exercise is dependent upon the existence of an objective fact,
namely a situation has arisen in which the Government of the State cannot be
carried on in accordance with the provisions of the Constitution. This
condition precedent is sine qua non to the exercise of power and issuance of
the Proclamation under Article 356. The Proclamation must set forth the grounds
and reasons for reaching the satisfaction supported with the materials or the
gist of the events in support thereof. The grounds and reasons should be cogent
and credible and must bear proximate nexus to the exercise of the power under
Article 356. The breakdown of the constitutional machinery is generally capable
of objective determination. The power under Article 356 cannot be exercised on
the basis of the report of the Governor or otherwise of an inefficient or
malfunctioning of the Government or mere violation of some provisions of the
Constitution. It could be exercised only when the Government misuses its power
contrary to the basic scheme and purpose of the Constitution or for its
inability to discharge its basic constitutional duties and functions due to
political or economic crises which have led to complete paralysing of the State
Administration.
158. The federal character of the Constitution
carries by its implication an obligation to exercise the power under Article
356 only when there is a total breakdown of the administration of the State. In
interpreting Article 356 the court should keep in view the legislative and
constitutional history of Article 356 and corresponding provisions of
Government of India Act, 1935. The exercise of the power under Article 356
impinges upon federalism and visits with great political consequences.
Therefore, court should exercise the power of judicial review and interdict and
restrict wide scope of power under Article 356. The scope of judicial review
would be on the same or similar grounds on which the executive action of the
State is challengeable under constitutional or administrative law principles
evolved by this Court, namely, non-compliance with the requirements of natural
justice, irrational or arbitrary, perverse, irrelevant to the purpose or
extraneous grounds weighed with the President, misdirection in law or mala fide
or colourable exercise of power, on all or some of the principles. The
petitioner has to satisfy the Court only prima facie that the Proclamation is
vitiated by any one or some of the above grounds and burden then shifts on the
Council of Ministers to satisfy the Court of the legality and validity of the
Presidential Proclamation issued under Article 356. The prohibition of Article
74(2) has to be understood and interpreted in that background.
The legal immunity under Article 74(2) must be
distinguished from the actions done by the President in discharge of his
administrative functions under Article 356. The Executive cannot seek shelter
under "or other information" mentioned in Article 356(1) as an
embargo under Article 361 to state reasons or as a shield to disclose all the
materials in their custody preventing the court to exercise judicial review.
Only the actual advice or part of the advice tendered by the 153 Minister or
Council of Ministers alone would be beyond the ken and scrutiny of judicial
review. The administrative decision taken by the Council of Ministers is
entirely different from the advice tendered to the President, and the latter
cannot be equated with the grounds or the reasons for Presidential
Proclamation. The former are not part of the advice tendered to the President
by the Council of Ministers.
159. Shri Shanti Bhushan learned Senior Counsel
while adopting the above contentions argued that the exercise of the power
under Article 356 must be regarded as arbitrary when there was no constitutional
breakdown. Every act of the State Government cannot be regarded as violation of
the provisions of the Constitution or constitutional breakdown.
The power under Article 356 must be exercised
only when there was actual breakdown of the constitutional machinery and not
mere opinion in that behalf of the Council of Ministers. The Government, to
justify its action, must place all relevant materials before the court and only
when court is satisfied that the cases relate to actual breakdown of the constitutional
machinery in the State, the Proclamation may be upheld. The burden of proof is
always on the Government to establish the validity or legality of the
Proclamation issued under Article 356. Shri Ram Jethmalani tracing historical
evidence from the debates that took place on the floor of the Constituent Assembly,
contended that the keywords for construction are "cannot be carried
on" and "failure of machinery". The provisions of Article 356
would be strictly construed so as to preserve the federal character of the
Constitution. The State is a sovereign and autonomous entity in its own field
and intervention by the Centre would be permissible only when there is no other
way for the Centre to perform its duties under Article 356. It cannot be
invoked for the sake of good governance of the State or to prevent
misgovernance of the State. The words "cannot be carried on" are not
to be confused with, and are vitally different from the words "is not
being carried on". The significance of the keyword gets accentuation from
the marginal note of the article "failure of the constitutional
machinery" and the legislative history of Sections 45 and 93 of the
Government of India Act, 1935 must be kept in view for proper construction of
Article 356.
According to the learned counsel, Article 356
gives an indication that extreme step of Proclamation under Article 356 could
be invoked sparingly only when all the alternatives are exhausted. Secularism
part of the preamble is not a part of the Constitution and religion is a fundamental
right to every citizen who composes of a political party. The election law
prohibits election prospects on religious grounds if the other candidate's
religion is attacked. It cannot be tested on vague secularism nor be buttressed
into religious right in particular to a political party. There is no pleading
founded by factual base in these cases that BJP had used Hindutva as a ground,
or criticised lslamic faith. It used in its manifesto the need for construction
of Sri Ram Temple at his birthplace by
demolishing Babri Masjid with most respectful and dignified language. Even
otherwise Sections 29-A and 123(3-A) of R.P. Act are ultra vires Article 25.
The consistent view of this Court that corrupt
practice on grounds of religion is 154 only of the other candidate and not of
the petitioner much more so to a political party. Shri K. Parasaran, learned
Senior Counsel for the Union and Shri P.P. Rao, learned counsel for the State of Madhya Pradesh refuted the
contentions.
160. The crux of the question is the width of
the presidents power under Article 356. It finds its birth from a family of
Emergency Provisions in Part XVIII of the Constitution.
Article 355 imposes duty on the Union to protect States
against external aggression and internal disturbance and to ensure that the
Government of every State is carried on in accordance with the provisions of
the Constitution. As a corollary when the Government of the State is not being
carried on in accordance with the provisions of the Constitution, a constitutional
duty and responsibility is put on the Union to set it right. The foundational factual
matrix is the report of the Governor or other information in possession of the Union received otherwise to
reach a satisfaction that a situation has arisen for the intervention by the
Union of India. Then comes the exercise of the power under Article 356 by the
President. On the receipt of a report from the Governor of a State or otherwise
if the President (the Council of Ministers with Prime Minister as its head) is
satisfied that a situation has arisen in which the Government of a State cannot
be carried on in accordance with the provisions of the Constitution, the
President may by Proclamation:
(a) assume to himself all or any of the
functions of the Government of a State and all or any of the powers vested in
or exercised by the Governor or any body or authority in the State other than
the Legislature of the State;
(b) declare that the powers of the Legislature
of the State shall be exercisable by or under the authority of Parliament;
(c) make such incidental or consequential
provisions as appear to the President to be necessary or desirable for giving
effect to the objects of the Proclamation including provisions for suspending
in whole or in part the operation of any provisions of the Constitution
relating to any body or authority in the State. By operation of the proviso to
clause (1) of Article 356, the President shall not assume to himself any of the
powers vested in or exercisable by a High Court or to suspend in whole or in
part the operation of any provisions of the Constitution relating to High
Courts.
161. Clause (2) of Article 356 controls the
President's exercise of power, if the Proclamation is not revoked or varied by
a subsequent Proclamation, in other words, the President, through the Council
of Ministers has been given full play to reconsider the question and may revoke
it before Parliament's approval is sought. It shall remain in operation for a
period of two months unless it is either revoked by another Proclamation or
approved by Parliament.
Clause (3) guarantees built-in check and control
on the exercise of the power. It postulates that every Proclamation issued
under clause (1) shall be laid before each House of Parliament and shall,
except where it is a Proclamation revoking a previous Proclamation, cease to
operate at the expiration of two months unless before the expiration of that
period it has been approved by a resolution of both Houses of Parliament. In
other words, the duration of the operation of the Proclamation issued by the
President was 155 limited only for a period of two months from the date of
issue of such Proclamation.
162. Unless it is revoked or disapproved by
Parliament in the meanwhile, it casts an obligation to lay the Proclamation on
the floor of both Houses of Parliament in accordance with the provisions of the
Constitution and the business rules. This clearly meant that it was to operate
up to the time of two months and when it was in force it carries with it its necessary
implication that all acts done or actions taken under the Proclamation during
the period are legal and valid.
163. Under the proviso to clause (3) of Article
356 if any such Proclamation not being a Proclamation revoking a previous
Proclamation is issued at a time when House of People is dissolved or the
dissolution of the House of People takes place during the period of two months
referred to in the clause and if a resolution approving the Proclamation has
been passed by the Council of States but no resolution with respect to such
Proclamation has been passed by the House of People before the expiry of that
period, the Proclamation shall cease to operate at the expiration of 30 days
from the date on which the House of People first sits after its reconstitution
unless before the expiration of the said period of 30 days a resolution
approving the Proclamation has been also passed by the House of People.
164. By operation of clause (4) of Article 356 a
Proclamation so approved under proviso to clause (3) shall, unless revoked,
cease to operate on the expiration of a period of six months from the date of
issue of Proclamation provided that if and so often as a resolution approving
the continuance in force of such Proclamation is passed by both Houses of Parliament,
the Proclamation shall unless revoked continue in force for a further period of
six months from the date on which it would otherwise have ceased to operate and
no such Proclamation shall in any case remain in force for more than one year
with second approval. The second proviso adumbrates that if the resolution of
the House of People takes place during any such period of six months and a
resolution approving the continuance in force of such Proclamation has been
passed by the Council of States but no resolution with respect to the
continuance in force of such Proclamation has been passed by the House of
People during the said date the Proclamation shall cease to operate at the
expiration of 30 days from the date on which the House of People first sits
after the reconstitution unless before the expiration of the said period of 30
days a resolution approving the continuance in force of the Proclamation have
also been passed by the House of People. The third proviso is not material for
the purpose of this case. Hence omitted. Under clause (5) for continuance of
the Proclamation beyond one year and not more than three years, two conditions
are necessary i.e. (i) existence of emergency issued under Article 352 in the
whole of India or whole or part of the State at the time of passing the
resolution and (ii) the Certificate of the Election Commissioner of his
inability to hold elections to the Assembly of that State.
Article 357 provides the consequential exercise
of legislative power by 156 Parliament or delegation thereof to the President
to exercise them under Article 123, etc.
FEDERALISM AND ITS EFFECT By ACTS DONE UNDER
ARTICLE 356
165. The polyglot Indian society of wide
geographical dimensions habiting by social milieu, ethnic variety or cultural diversity,
linguistic multiplicity, hierarchical caste structure among Hindus, religious
pluralism, majority of rural population and minority urban habitus, the social
and cultural diversity of the people furnish a manuscript historical material
for and the Founding Fathers of the Constitution to lay federal structure as
foundation to integrate India as a united Bharat. Federalism implies mutuality
and common purpose for the aforesaid process of change with continuity between
the Centre and the States which are the structural units operating on balancing
wheel of concurrence and promises to resolve problems and promote social,
economic and cultural advancement of its people and to create fraternity among
the people. Article 1 is a recognition of the history that Union of India's
territorial limits are unalterable and the States are creatures of the
Constitution and they are territorially alterable constituents with single
citizenship of all the people by birth or residence with no right to cessation.
Under Articles 2 and 4 the significant feature is that while the territorial
integrity of India is fully ensured and
maintained, there is a significant absence of the territorial integrity of the
constituent States under Article 3. Parliament may by law form a new State by
separation of territory from any State or by uniting two or more States or part
of States or uniting any territory to a part of any State or by increasing the
area of any State or diminishing the area of any State, or alter the boundary
of any State.
166. In Berubari Union and Exchange of Enclaves
Reference under Article 143(1) of the Constitution of India, in re3l
Gajendragadkar, J. speaking for eight-judge Bench held that : (SCR p. 285)
"Unlike other federations, the Federation embodied in the said Act was not
the result of a pact or union between separate and independent communities of
States who came together for certain common purposes and surrendered a part of
their sovereignty. The constituent units of the federation were deliberately
created and it is significant that they, unlike the units of other federations,
had no organic roots in the past.
Hence, in the Indian Constitution, by contrast
with other Federal Constitutions, the emphasis on the preservation of the
territorial integrity of the constituent States is absent.
The makers of the Constitution were aware of the
peculiar conditions under which, and the reasons for which, the States
(originally Provinces) were formed and their boundaries were defined, and so
they deliberately adopted the provisions in Article 3 with a view to meet the
possibility of the redistribution of the said territories after the integration
of the Indian States. In fact it is well-known that as a result of the States
Reorganisation Act, 1956 (Act XXXVII of 1956), in the place 31 (1960) 3 SCR 250
: AIR 1960 SC 845 157 of the original 27 States and one Area which were
mentioned in Part D in the First Schedule to the Constitution, there are now
only 14 States and 6 other Areas which constitute the Union Territory mentioned
in the First Schedule. The changes thus made clearly illustrate the working of
the peculiar and striking feature of the Indian Constitution." The same
was reiterated in State of W.B. v. Union of India' and State of Karnataka v. Union of India32.
167. Union and States Relations under the
Constitution (Tagore Law Lectures) by M.C. Setalvad at p. IO stated that ...
one notable departure from the accepted ideas underlying a federation when the
power in the Central Government to redraw the boundaries of States or even to
destroy them." 168. The Constitution decentralises the governance of the
States by a four tier administration i.e. Central Government, State Government,
Union Territories, Municipalities and
Panchayats. See the Constitution for Municipalities and Panchayats : Part IX
(Panchayats) and Part IX-A (Municipalities) introduced through the Constitution
73rd Amendment Act, making the peoples' participation in the democratic process
from grass-root level a reality. Participation of the people in governance of
the State is sine qua non of functional democracy. Their surrender of rights to
be governed is to have direct encounter in electoral process to choose their
representatives for resolution of common problems and social welfare. Needless
interference in self-governance is betrayal of their faith to fulfil
self-governance and their democratic aspirations. The constitutional culture
and political morality based on healthy conventions are the fruitful soil to
nurture and for sustained growth of the federal institutions set down by the
Constitution. In the context of the Indian Constitution federalism is not based
on any agreement between federating units but one of integrated whole as
pleaded with vision by Dr B.R. Ambedkar on the floor of the Constituent
Assembly at the very inception of the deliberations and the Constituent
Assembly unanimously approved the resolution of federal structure.
He poignantly projected the pitfalls flowing
from the word "federation".
169. The federal State is a political
convenience intended to reconcile national unity and integrity and power with
maintenance of the State's right. The end aim of the essential character of the
Indian federalism is to place the nation as a whole under control of a national
Government, while the States are allowed to exercise their sovereign power
within their legislative and coextensive executive and administrative sphere.
The common interest is shared by the Centre and the local interests are
controlled by the States.
The distribution of the legislative and
executive power within limits and coordinate authority of different organs are
delineated in the organic law of the land, namely the Constitution itself. The
essence of federalism, therefore, is distribution of the power of the State among
its coordinate bodies. Each is 1 (1964) 1 SCR 37 1: AIR 1963 SC 1241 32 (1977)
4 SCC 608 158 organised and controlled by the Constitution. The division of
power between the Union and the States is made in such a way that whatever has been the
power distributed, legislative and executive, be exercised by the respective
units making each a sovereign in its sphere and the rule of law requires that
there should be a responsible Government.
Thus the State is a federal status. The State
qua the Centre has quasi-federal unit. In the language of Prof. K.C. Wheare in
his Federal Government, 1963 Edn. at page 12 to ascertain the federal
character, the important point is, "whether the powers of the Government
are divided between coordinate independent authorities or not", and at
page 33 he stated that "the systems of Government embody predominantly on
division of powers between Centre and regional authority each of which in its
own sphere is coordinating with the other independent as of them, and if so is
that Government federal?" 170. Salmond in his Jurisprudence, 9th Edn. brought
out the distinction between unitary type of Government and federal form of
Government. According to him a unitary or a simple State is one which is not
made up of territorial divisions which are States themselves. A composite State
on the other hand is one which is itself an aggregate or group of constituent
States. Such composite States can be called as imperial, federal or
confederate. The Constitution of India itself provided the amendments to
territorial limits from which we discern that the federal structure is not
obliterated but regrouped with distribution of legislative powers and their
scope as well as the coextensive executive and administrative powers of the Union and the States.
Articles 245 to 255 of the Constitution deal
with relative power of the Union and the State Legislature read with Schedule
VII of the Constitution and the entries in List 1 preserved exclusively to
Parliament to make law and List II confines solely to the State Legislature and
List III Concurrent List in which both Parliament as well the State Legislature
have concurrent jurisdiction to make law in the occupied field, with
predominance to the law made by Parliament, by operation of proviso to clause
(2) of Article 254. Article 248, gives residuary legislative powers exclusively
to Parliament to make any law with respect to any matters not enumerated in the
Concurrent List or the State List including making any law imposing a tax not
mentioned in either of those lists. The relative importance of entries in the
respective lists to the VIIth Schedule assigned to Parliament or a State
Legislature are neither relevant nor decisive though contended by Shri K.
Parasaran.
Indian federalism is in contradistinction to the
federalism prevalent in USA, Australia and Canada.
171. In regard to distribution of executive
powers the Constitution itself made demarcation between the Union and the States. Article
73(1) read with proviso and Article 162 read with proviso bring out this
demarcation. The executive power of the Union and the State are coextensive with their
legislative powers. However, during the period of emergency Articles 352 and
250 envisaged certain contingencies in which the executive power of the State
concerned would be divested and taken over by the Union of India 159 which
would last up to a period of 6 months, after that emergency in that area is so
lifted or ceased.
172. The administrative relations are regulated
by Articles 256 and 258 A for effective working of the Union Executive without
in any way impeding or impairing the exclusive and permissible jurisdiction of
the State within the territory.
Articles 268 and 269 enjoin the Union to render financial
assistance to the States. The Constitution also made the Union to depend on the States
to enforce the Union law within States concerned. The composition of Rajya
Sabha as laid down by Article 80 makes the Legislature of the State to play its
part including the one for ratifying the constitutional amendments made by
Article 368. The election of the President through the elected representatives
of the State Legislatures under Article 54 makes the legislatures of federal
units an electoral college. The legislature of the State has exclusive power to
make laws for such State or any part thereto with respect to any of the matters
enumerated in List II of the VIIth Schedule by operation of Article 246(3) of
the Constitution.
173. The Union of India by operation of Articles 340 and 245, subject
to the provisions of the Constitution, has power to make laws for the whole or
any part of the territory of India and the said law does not eclipse, nor become invalid on the
ground of extraterritorial operation.
In the national interest it has power to make
law in respect of entries mentioned in List II, State List, in the penal field,
as indicated in Article 249. With the consent of the State, it has power to
make law under Article 252. The Union Judiciary, the Supreme Court of India,
has power to interpret the Constitution and decide the disputes between Union and the States and the
States inter se. The law laid down by the Supreme Court is the law of the land
under Article 14 1. The High Court has judicial power over territorial
jurisdiction over the area over which it exercises power including control over
lower judiciary.
Article 261 provides full faith and credit to
the proceedings or public acts or judicial proceedings of the Union and of the States
throughout the territory of India as its fulcrum. Indian Judiciary is unitary in structure and
operation. Articles 339, 344, 346, 347, 353, 358, 360, 365 and 371-C(2) give
power to the Union to issue directions to
the States. Under Article 339(2) the Union has power to issue directions relating to
tribal welfare and the State is enjoined to implement the same. In an emergency
arising out of war or aggression or armed rebellion, contemplated under Article
352 or emergency due to failure of the constitutional machinery in a State
envisaged under Article 356, or emergency in the event of threat to the
financial stability or credit of India, Article 360 gives dominant power to the Union. During the operation
of emergency Article 19 of the Constitution would become inoperative and the
Centre assumes the legislative power of a State unit.
Existence of All India Services under Article
312 and establishment of inter-State councils under Article 263 and existence
of financial relations in Part XII of the Constitution also indicates the
scheme of distribution of the revenue and the primacy to the Union to play its role.
Establishment of Finance Commission for
recommendations to the President under Article 280 for the distribution 160 of
revenue between the Union and the States and allocation of the respective
shares of such inter-State trade and commerce envisaged in Part XIII of the
Constitution and primacy to the law made therein bring out, though, strongly in
favour of unitary character, but suggestively for balancing operational federal
character between the Union and the States make the Constitution a
quasi-federal.
174. As earlier stated the organic federalism
designed by the founding Fathers is to suit the parliamentary form of
Government to suit the Indian conditions with the objective of promoting
mutuality and common purpose rendering social, economic and political justice,
equality of status and opportunity; dignity of person to all its citizens
transcending regional, religious, sectional or linguistic barriers as
complimentary units in working the Constitution without confrontation.
Institutional mechanism aimed to avoid friction to promote harmony, to set
constitutional culture on firm foothold for successful functioning of the
democratic institutions, to bring about matching political culture adjustment
and distribution of the roles in the operational mechanism are necessary for
national integration and transformation of stagnant social order into vibrant
egalitarian social order with change and continuity economically, socially and
culturally. In the State of W.B. v. Union of India', this Court laid emphasis
that the basis of distribution of powers between Union and the States is that
only those powers and authorities which are concerned with the regulation of
local problems are vested in the State and those which tend to maintain the
economic nature and commerce, unity of the nation are left with the Union.
In Shamsher Singh v. Union of India 22 this
Court held that parliamentary system of quasi-federalism was accepted rejecting
the substance of Presidential style of Executive.
Dr Ambedkar stated on the floor of the
Constituent Assembly that the Constitution is, "both unitary as well as
federal according to the requirement of time and circumstances". He also
further stated that the Centre would work for common good and for general
interest of the country as a whole while the States work for local interest. He
also refuted the plea for exclusive autonomy of the States. It would thus
appear that the overwhelming opinion of the Founding Fathers and the law of the
land is to preserve the unity and territorial integrity of the nation and
entrusted the common wheel (sic weal) to the Union insulating from future
divisive forces or local zealots with disintegrating India.
It neither leaned heavily in favour of wider
powers in favour of the Union while maintaining to preserve the federal character of the States
which are an integral part of the Union. The Constitution being permanent and not
self-destructive, the Union of India is indestructible. The democratic form of
Government should nurture and work within the constitutional parameters
provided by the system of law and balancing wheel has been entrusted in the
hands of the 1 (1964) 1 SCR 37 1: AIR 1963 SC 1241 22 (1974) 2 SCC 831: 1974
SCC (L&S) 550: (1975) 1 SCR 814 161 Union Judiciary to harmonise the
conflicts and adopt constitutional construction to subserve the purpose
envisioned by the Constitution.
ROLE OF THE GOVERNOR
175. The key actor in the Centre-State relations
is the Governor, a bridge between the Union and the State. The Founding Fathers
deliberately avoided election to the office of the Governor, as is in vogue in USA to insulate the office
from linguistic chauvinism. The President has been empowered to appoint him as
executive head of the State under Article 155 in Part VI, Chapter 11. The
executive power of the State is vested in him by Article 154 and exercised by
him with the aid and advice of the Council of Ministers, the Chief Minister as
its head. Under Article 159 the Governor shall discharge his functions in
accordance with the oath "to protect and defend the Constitution and the
law". The office of the Governor, therefore, is intended to ensure
protection and sustenance of the constitutional process of the working of the
Constitution by the elected executive and gives him an umpire's role. When a
Gandhian economist member of the Constituent Assembly wrote a letter to
Gandhiji of his plea for abolition of the Office of the Governor, Gandhiji
wrote to him for its retention, thus:
"The Governor had been given a very useful
and necessary place in the scheme of the team. He would be an arbiter when
there was a constitutional deadlock in the State and he would be able to play
an impartial role.
There would be administrative mechanism through
which the constitutional crises would be resolved in the State." The
Governor thus should play an important role. In his dual undivided capacity as
a head of the State he should impartially assist the President. As a
constitutional head of the State Government in times of constitutional crisis
he should bring about sobriety. The link is apparent when we find that Article
356 would be put into operation normally based on Governor's report. He should
truthfully and with high degree of constitutional responsibility, in terms of
oath, inform the President that a situation has arisen in which the
constitutional machinery in the State has failed and the Government of State
cannot be carried on in accordance with the provisions of the Constitution,
with necessary detailed factual foundation. The report normally is the
foundation to reach the satisfaction by the President. So it must furnish
material with clarity for later fruitful discussion by Parliament. When
challenged in a constitutional court it gives insight into the satisfaction
reached by the President. The Governor, therefore, owes constitutional duty and
responsibility in sending the report with necessary fectual details and it does
require the approval of the Council of Ministers; equally not with their aid
and advice.
DEMOCRACY AND SECULARISM
176. Democracy stands for freedom of conscience
and belief, tolerance and mutual respect. India being a plural society with multi-religious
faiths, diverse creeds, castes and cultures, secularism is the bastion to build
162 fraternity and amity with dignity of person as its constitutional policy.
It allows diverse faiths to flourish and make it a norm for tolerance and
mutual respect between various sections of the people and to integrate them
with dignity and fulfilment of cravings for self-realisation of religious
belief with larger national loyalty and progress.
Rule of law has been chosen as an instrument for
social adjustment in the event of clash of interests. In a free society, law
interacts between competing claims in a continuing process to establish order
with stability. Law should not only reflect social and religious resilience but
has also to provide a lead by holding forth the norms for continuity for its
orderly march towards an ideal egalitarian social order envisioned in the
preamble of the Constitution. The culture of the law, in the Indian Democratic
Republic should be on secular lines. A balance, therefore, has to be struck to
ensure an atmosphere of full faith and confidence. Charles Broadlaugh in
seventeenth century for the first time used secularism as antagonistic to
religious dogma as ethical and moral binding force. This Western thought, in
course of time gained humanistic acceptance. The word secularism defined in
Oxford Dictionary means that "morality should be based solely in regard to
the well-being of the mankind in the present life to the exclusion of all
considerations drawn from the belief in God or a future study". In
Encyclopaedia Britannica secularism is defined as "branch of totalitarian ethics,
it is for the physical, moral and social improvement of mankind which neither
affirms nor denies theistic problems of religion". Prof. Goethinysem of
the Berlin University writing on secularism in the Encyclopaedia of the Social
Sciences (1939 Edn.) defined it as "the attempt to establish autonomous
sphere of knowledge purged of supernatural, fideistic presuppositions". He
described it, in its philosophical aspect, "as a revolt against
theological and eventually against metaphysical absolutes and universals".
He pointed out that "the same trend may be
charted out in the attitudes towards social and political institutions",
so that men in general broke away from their dependence upon the Church which
was regarded as the guardian of an eternal welfare which included that in this
world as well as that in the next, and, therefore, was considered entitled to
primacy or supremacy over transient secular authorities. He indicated how this
movement expanded in the second half of the eighteenth century, into a
secularised universalism, described as "Enlightenment", which
conceived of man on earth as the source of all really significant and
verifiable knowledge and light. It was increasingly realised that man depended
for his welfare in this world upon his own scientific knowledge and wisdom and
their applications and upon a socioeconomic system of which, willy-nilly, he
found himself a part. He had, therefore, argued that the man has to take the
responsibility for and bear the consequence of his own follies and inequities and
not look upon them as a part of some inscrutable design of external powers or
beings controlling his destiny. G.L. Holyoake, an associate of Charles
Broadlaugh in his Principles of Secularism in 1859 advocated for secularism
which received approval and acceptance by celebrated political philosopher J.S.
Mill.
Jeremy Bentham's The 'Theory of Legislation 163
formulated in the eighteenth century stands on moral-based politics and defined
law from the point of view of human welfare sought through democratic liberal
channels and intended to attain "the greatest happiness of the greatest
number", a maxim dear to democratic utilitarian political philosophers.
177. Secularism became the means and consciously
pursued for full practical necessities of human life to liberate the human
spirit from bondage, ignorance, superstition which have held back humanity. The
goal of every civilised democratic society is the maximisation of human welfare
and happiness which would be best served by a happy Organisation.
178. Freedom of faith and religion is an
integral part of social structure. Such freedom is not a bounty of the State
but constitutes the very foundation on which the State is erected. Human
liberty sometimes means to satisfy the human needs in one's own way. Freedom of
religion is imparted in every free society because it is a part of the general
structure of the liberty in such a society and secondly because restrictions
imposed by one religion would be an obstacle for others. In the past religious
beliefs have become battlegrounds for power and root cause for suppression of
liberty. Religion has often provided a pretext to have control over vast
majority of the members of the society. Democratic society realises folly of
the vigour of religious practices in society. Strong religious consciousness
not only narrows the vision but hampers rule of law. The Founding Fathers of
the Constitution, therefore, gave unto themselves "we people of India", the Fundamental
Rights and Directive Principles of State Policy to establish an egalitarian
social order for all sections of the society in the supreme law of the land
itself. Though the concept of "secularism" was not expressly
engrafted while making the Constitution, its sweep, operation and visibility
are apparent from fundamental rights and directive principles and their related
provisions. It was made explicit by amending the preamble of the Constitution
42nd Amendment Act. The concept of secularism of which religious freedom is the
foremost appears to visualise not only of the subject of God but also an
understanding between man and man. Secularism in the Constitution is not
anti-God and it is sometimes believed to be a stay in a free society.
Matters which are purely religious are left
personal to the individual and the secular part is taken charge by the State on
grounds of public interest, order and general welfare.
The State guarantee individual and corporate
religious freedom and dealt with an individual as citizen irrespective of his
faith and religious belief and does not promote any particular religion nor
prefers one against another. The concept of the secular State is, therefore,
essential for successful working of the democratic form of Government.
There can be no democracy if anti-secular forces
are allowed to work dividing followers of different religious faith flying at
each other's throats. The secular Government should negate the attempt and
bring order in the society.
Religion in the positive sense, is an active
instrument to allow the citizen full development of his person, not merely in
the physical and material but in the non-material and non-secular life.
164 179. Prof. Goethinysem in his article
referred to hereinbefore outlined the process of secularism of life and
thoughts by which religious sectarianism comes into contact in daily social and
economic spheres of life and he summarises with "the ideal of human and
social happiness through secularisation of life all the groups of people in the
country striving by most enlightened methods to establish the maximum of social
justice and welfare in the world". According to Pt. Jawaharlal Nehru
democracy necessarily implies rigorous self-discipline without which democracy
cannot succeed. Swami Vivekananda explaining the Vedantic ideas of God and religion
in comparison with western thoughts stated that the religious attitude is
always to seek the dignity inside his ownself as a natural characteristic of
Hindu religion and religious attitude is always presented by making the subject
close his eyes looking inward. Dr Thouless in his Introduction to the
Psychology of Religion after analysing diverse elements and definitions of
religion defined religion as "a felt practical relationship with what is
believed in a superhuman being or beings". The process of secularisation
of life and thought consistently increasing the withdrawal and separation of
religion properly so-called from other spheres of life and thought which are
governed by independent from above rules and standards. According to Sir James
Freezer in his Golden Bough religion consists largely of not only of
methodological and rituals dominated by all aspects of his life, social,
economic, political, legal, cultural, ethical or moral, but also technological.
The interaction of religion and secular factors in ultimate analysis is to
expose the abuses of religion and of belief in God by purely partisan, narrow
or for selfish purpose to serve the economic or political interests of a
particular class or group or a country. The progress of human history is replete
with full misuse of religious notions in that behalf. But the scientific and
analytical spirit characterises secularism as saviour of the people from the
dangers of supposed fusion of religion with political and economic activities
and inspire the people. The secularism, therefore, represents faiths born out
of the exercise of rational faculties. It enables people to see the imperative
requirements for human progress in all aspects and cultural and social
advancement and indeed for human survival itself.
It also not only improves the material
conditions of human life, but also liberates the human spirit from bondage of
ignorance, superstition, irrationality, injustice, fraud, hypocrisy and
oppressive exploitations. In other words, though the whole course of human
history discloses an increasing liberation of mankind, accomplished thought,
all is covered by the term secularism. Trevor Ling's writings on Buddhism spoke
of it as a secular religion, which teaches eight-fold path of his mastery and
virtuous conduct of ceaseless, self-critical endeavour for right belief, right
aspiration, right speech, right conduct, right modes of livelihood, right
efforts, right-mindedness and right scripture. Buddhism rationalises the
religion and civilisation to liberate individual from blindfold adherence to
religious belief to rationalisation, in the language of Trevor Ling "flat
alluvial expansion of secularism". Dr Ambedkar believed that Buddhism is
the religion best suited to the Indian 165 soil. Mahatma Gandhi, Father of the
Nation, spoke for the need of religion thus:
,,The need of the mankind is not one of
religion, but mutual respect and tolerance of the devotees of different
religions. We want to reach not a data level, but unity in diversity. The soul
of all religions is one, but it is encased in the multitude of forms.
The latter will persist to the end of the
time." 180. Dr S. Radhakrishnan, the philosopher, former President of
India, in his Discovery of Faith stated that the religious impartiality of the Indian State is not to be confused
with the secularism or atheism. Secularism as defined here is in accordance
with the enormous religious traditions of India. It is for living in harmony with each other.
This fellowship is based on the principle of diversity in unity which alone has
all qualities of creativeness. In his foreword to Dr Abid Hussain's The
National Culture of India, Dr S. Radhakrishnan remarked that secularism does
not mean licence or a thrust of material comfort. It lays thrust on
universality of the supreme fellow which may be attained by variety of ways.
Indian concept of secularism means "the equal status to all
religions". He said that "no one religion should be given
preferential status or unique distinction and that no one religion should be accorded
special privileges in national life". That would be violative of basic
principles of democracy. No group of citizens can so arrogate to itself the
right and privilege which it denies to others. No person shall suffer any form
of disability or discrimination because of his religion, but also alike should
be free to share to the fullest degree in the common life. This is the basic
principle in separation of religion and the State.
Granville Austin in his The Indian Constitution
:
Cornerstone of a Nation stated that the
Constitution makers intended to secure secular and socialist goals envisaged in
the preamble of the Constitution. In Ziyauddin Burhanuddin Bukhari v. Brijmohan
Ramdass Mehra 33 this Court held that : (SCR p. 297: SCC p. 32, para 44)
"The Secular State rising above all differences of religion, attempts to
secure the good of all its citizens irrespective of their religious beliefs and
practices. It is neutral or impartial in extending its benefits to citizens of
all castes and creeds.
Maitland had pointed out that such a state has
to ensure, through its laws, that the existence or exercise of a political or
civil right or the right or capacity to occupy any office or position under it
or to perform any public duty connected with it does not depend upon the
profession or practice of any particular religion." It was further pointed
out : (SCR p. 297: SCC p. 32, para 45) "Our Constitution and the laws
framed thereunder leave citizens free to work out happy and harmonious
relationships between their religions and the quite separable secular fields of
law and politics. But, they do not permit an unjustifiable invasion of what
belongs to one sphere by what appertains really to another. It is for courts to
determine, in a case 33 (1976) 2 SCC 17: 1975 Supp SCR 281 166 of dispute,
whether any sphere was or was not properly interfered with, in accordance with
the Constitution, even by a purported law." Thereby this Court did not
accept the wall of separation between law and the religion with a wider camouflage
to impress control of what may be described exploitative parading under the
garb of religion. Throughout ages endless stream of humans of diverse creeds,
cultures and races have come to India from outside regions and climes and contributed
to the rich cultural diversity. Hindu religion developed resilience to
accommodate and imbibe with tolerance the cultural richness with religious
assimilation and became a land of religious tolerance.
181. Swami Vivekanada stated that right of
religious system and ideals is the same morality; one thing is only preached:
Myself, say "Om"; another one says "Johova",
another "Allah- ho-Mohammad", another cries "Jesus".
Gandhiji recognised that all religions are imperfect and because they are
imperfect they require perfecting themselves rather than conducting
individually. He stated:
"The separate religions Hinduism, Islam,
Christianity, Buddhism are different rights converging on the same point even
as the tree has the single trunk but many branches and leaves so there is one
perfect religion but it becomes many as it passes through the human medium. The
Allah of Muslims is the same as the God of Christians and Ishwara of
Hindus." 182. Making of a nation State involves increasing secularisation
of society and culture. Secularism operates as a bridge to cross over from
tradition to modernity. The Indian State opted this path for universal tolerance due to its historical and
cultural background and multi-religious faiths. Secularism in the Indian
context bears positive and affirmative emphasis. Religions with secular craving
for spiritual tolerance have flourished more and survived for longer period in
the human history than those who claimed to live in a non-existent world of
their own. Positive secularism, therefore, separates the religious faith
personal to man and limited to material, temporal aspects of human life.
Positive secularism believes in the basic values of freedom, equality and
fellowship. It does not believe in hark back either into country's history or
seeking shelter in its spiritual or cultural identity dehors the man's need for
his full development. It moves mainly around the State and its institution and,
therefore, is political in nature. At the same time religion does not include
other socioeconomic or cultural social structure.
The State is enjoined to counteract the evils of
social forces, maintaining internal peace and to defend the nation from
external aggression. Welfare State under the Constitution is enjoined to
provide means for well-being of its citizens; essential services and amenities
to all its people. Morality under positive secularism is a pervasive force in
favour of human freedom or secular living. Prof.
Holyoake, as stated earlier, who is the father
of modern secularism stated that "morality should be based on regard for
well-being of the mankind in 167 the person, to the exclusion of all
considerations drawn from the belief in God or a future State". Morality
to him was a system of human duty commencing from man and not from God as in
the case of religion. He distinguished his secularism from Christianity, the
living interest of the world that is prospects of another life. Positive
secularism gives birth to biological and social nature of the man as a source
of morality. True religion must develop into a dynamic force for integration
without which the continued existence of human race itself would become
uncertain and unreal. Secularism teaches spirit of tolerance, catholicity of
outlook, respect for each other's faith and willingness to abide by rules of
self-discipline.
This has to be for both as an individual and as
a member of the group. Religion and secularism operate at different planes.
Religion is a matter of personal belief and mode of worship and prayer,
personal to the individual while secularism operates, as stated earlier, on the
temporal aspect of the State activity in dealing with the people professing
different religious faiths. The more devoted a person in his religious belief,
the greater should be his sense of heart, spirit of tolerance, adherence of
secular path. Secularism, therefore, is not antithesis of religious devoutness.
Swami Vivekananda, and Mahatma Gandhi, though greatest Hindus, their teachings
and examples of lives give us the message of the blend of religion and the
secularism for the good of all the men. True religion does not teach to hate
those professing other faiths. Bigotry is not religion, nor can narrow-minded
favouritism be taken to be an index of one's loyalty to his religion.
Secularism does not contemplate closing each other's voices to the sufferings
of the people of other community nor it postulates keeping mum when his or
other community make legitimate demands. If any group of people are subjected
to hardship or sufferings, secularism always requires that one should never
remain insensitive and aloof to the feelings and sufferings of the victims. At
moments of testing times people rose above religion and protected the victims.
This cultural heritage in India shaped that people of all religious faiths, living in
different parts of the country are to tolerate each other's religious faith or
beliefs and each religion made its contribution to enrich the composite Indian
culture as a happy blend or synthesis. Our religious tolerance received reflections
in our constitutional creed.
183. The preamble of the Constitution inter alia
assures to every citizen liberty of thought, expression, belief, faith and
worship. Article 5 guarantees by birth citizenship to every Indian. No one
bargained to be born in a particular religion, caste or region. Birth is a
biological act of parents. Article 14 guarantees equality before the law or
equal protection of laws. Discrimination on grounds of religion was prohibited
by Article 15. Article 16 mandates equal opportunity to all citizens in matters
relating to employment or appointment to any office or post under the State and
prohibits discrimination on grounds only of inter alia religion. Article 25
while reassuring to all persons freedom of conscience and the right to freely
profess, practice and propagate his religion, it does not affect the operation
of any existing law or preventing the State from making any law regulating 168
or restricting any social, financial, political or other secular activity which
may be associated with the religious practice. It is subject to providing a
social welfare and reform or throwing open all Hindu religious institutions of
public character to all classes of citizens and sections of Hindus. Article 26
equally guarantees freedom to manage religious affairs, equally subject to
public order, morality and health. Article 27 reinforces the secular character
of Indian democracy enjoining the State from compelling any person or making
him liable to pay any tax, the proceeds of which are specifically prohibited to
be appropriated from the consolidated fund for the promotion or maintaining of
any particular religion or religious denomination. Taxes going into
consolidated funds should be used generally for the purpose of ensuring the secular
purposes of which only some are mentioned in Articles 25 and 26 like regulating
social welfare, etc. Article 28(1) maintains that no religious instruction
shall be imparted in any educational institutions wholly maintained out of the
State funds or receiving aid from the State. Equally no person attending any
educational institution recognised by the State or receiving aid from the State
funds should be compelled to take part in any religious instruction that may be
imparted in such institution or to attend any religious worship that may be
'Conducted in such institution or in any premises attached thereto unless such
person or in the case of a minor person his guardian has given his consent
thereto. By Article 30(2) the State is enjoined not to discriminate, in giving
aid to an educational institution, on the ground that it is a minority
institution whether based on religion or language. It would thus be clear that
Constitution made demarcation between religious part personal to the individual
and secular part thereof. The State does not extend patronage to any particular
religion, State is neither pro particular religion nor anti particular
religion. It stands aloof, in other words maintains neutrality in matters of
religion and provides equal protection to all religions subject to regulation
and actively acts on secular part.
184. In Ratilal Panachand Gandhi v. State of Bombay34 this Court defined
religion that it is not necessarily atheistic and, in fact, there are
well-known religions in India like Buddhism and Jainism which do not believe in the existence
of God or caste. A religion undoubtedly has different connotations which are
regarded by those who profess that religion to be conducive to their spiritual
well-being but it would not be correct to say or seems to have been suggested
by the one of the learned Brothers therein that matters of religion are nothing
but matters of religious faith and religious belief. The religion is not merely
only a doctrine or belief as it finds expression in acts as well.
In Commissioner, Hindu Religious Endowments, Madras v. Sri Lakshmindra
Thirtha Swamiar 35, known as Shirur Mutt case this Court interpreted religion
in a restricted sense confining to personal beliefs and attended ceremonies or
rituals. The restrictions contemplated in Part III of the Constitution are not
the control of personal religious practices 34 1954 SCR 1055: AIR 1954 SC 388
35 1954 SCR 1005: AIR 1954 SC 282 169 as such by the State but to regulate
their activities which are secular in character though. associated with
religions, like management of property attached to religious institutions or
endowments on secular activity which are amenable to such regulation. Matters
such as offering food to the diety, etc. are essentially religious and the
State does not regulate the same, leaving them to the individuals for their
regulation. The caste system though formed the kernel of Hinduism, and as a
matter of practice, for millenniums 1/4th of the Indian population Scheduled
Castes and Scheduled Tribes were prohibited entry into religious institutions
like temples, maths, etc. on grounds of untouchability; Article 17 outlawed it
and declared such practice an offence. Articles 25 and 26 have thrown open all
public places and all places of public worship to Hindu religious denominations
or sects for worship, offering prayers or performing any religious service in
the places of public worship and no discrimination should be meted out on
grounds of caste or sect or religious denomination. In Kesavananda Bharati
case36 and Indira Nehru Gandhi v. Raj Narain37 this Court held that secularism
is a basic feature of the Constitution. It is true that Schedule III of the
Constitution provided the form of oath being taken in the name of God. This is
not in recognition that he has his religion or religious belief in God of a
particular religion but he should be bound by the oath to administer and to
abide by the Constitution and laws as a moral being, in accordance with their
mandate and the individual will ensure that he will not transgress the oath
taken by him. It is significant to note that the Oaths Act, 1873 was repealed
by Oaths Act, 1966 and was made consistent with the constitutional scheme of
secularism in particular, Sections 7 to 11.
185. Equally admission into an educational
institution has been made a fundamental right to every person and he shall not
be discriminated on grounds only of religion or caste.
The education also should be imparted in the
institutions maintained out of the State fund or receiving aid only on secular
lines. The State, therefore, has a missionary role to reform the Hindu society,
Hindu social order and dilute the beliefs of caste hierarchy. Even in matters
of entry into religious institutions or places of public resort prohibition of
entry only on grounds of caste or religion is outlawed.
186. Dr S. Radhakrishnan, stated that:
"Religion can be identified with emotion, sentiments, intensity, cultural,
profession, conscious belief of faith." According to Gandhiji : "By
religion I do not mean formal religion or customary religion but that religion
which underlies all religions." Religion to him was spiritual commitment
just total but intentionally personal. In other words, it is for only
development of the man for the absolution of his consciousness (sic conscience)
in certain direction which he considered to be good. Therefore, religion is one
of belief personal to the individual which binds him to his conscience and the
moral and basic principles regulating the life of a man had constituted the
religion, as understood in our Constitution.
37 1975 Supp SCC' 1: (1976) 2 SCR 347 170
Freedom of conscience allows a person to believe in particular religious tenets
of his choice. It is quite distinct from the freedom to perform external acts
in pursuance of faith. Freedom of conscience means that a person cannot be made
answerable for rights of religion.
Undoubtedly, it means that no man possesses a
right to dictate to another what religion he believes in; what philosophy he
holds, what shall be his politics or what views he shall accept, etc. Article
25(1) protects freedom of conscience and religion of members of only of an
organised system of belief and faith irrespective of particular affiliations
and does not march out of concern itself as a part of the right to freedom of
conscience and dignity of person and such beliefs and practices which are
reasonable. The Constitution, therefore, protects only the essential and
integral practices of the religion. The religious practice is subject to the
control of public order, morality and health which includes economic, financial
or other secular activities. Could the religious practice exercise control over
members to vote or not to vote, to ignore the National Flag, National Anthem,
national institutions? Freedom of conscience under Article 25 whether
guarantees people of different religious faiths the right to religious
procession to antagonise the people of different religious faiths or right to
public worship? It is a fact of social and religious history in India that religious
processions are known to ignite serious communal riots, disturb peace,
tranquillity and public order. The right to free profession of religion and
exercising right to organise religious congregations does not carry with it the
right to make inflammatory speeches, nor be a licence to spread violence, nor
speak religious intolerance as an aspect of religious faiths. They are subject
to the State control. In order to secure constitutional protection, the
religious practices should not only be an essential part but should also be an
integral part of proponent's religion but subject to State's control. Otherwise
even purely secular practices which are not an essential or an integral part of
religion are apt to be quoted as religious forms and make a claim for being
treated as religious practices. Law as a social engineer provides the means as
well as lays down the rules for social control and resolution of conflicts of
all kinds in a human society. But the motive force for social, economic and
cultural transformation comes from individuals who comprise the society. They
are the movers in the mould of the law as the principal instrument of an
orderly transient to a new socioeconomic order or social integration and
fraternity among the people. The Constitution has chosen secularism as its
vehicle to establish an egalitarian social order. I am respectfully in
agreement with our Brethren Sawant and Jeevan Reddy, JJ. in this respect.
Secularism, therefore, is part of the
fundamental law and basic structure of the Indian political system to secure to
all its people socioeconomic needs essential for man's excellence and of (sic
his) moral wellbeing, fulfilment of material and prosperity and political
justice.
SEPARATION OF POLITICS AND RELIGION
187. Black's Law Dictionary (6th Edn.) page 1158
defined 'political' as pertaining or relating to the policy or the
administration of Government, State or national; pertaining to, or incidental
to, the exercise of the functions 171 vested in those charged with the conduct
of Government;
relating to the management of affairs of State
as political theories; of or pertaining to exercise of rights and privileges or
the influence by which individuals of a State seek to determine or control its
public policy; having to do with organization or action of individuals,
parties, or interests that seek to control appointment or action of those who
manage affairs of a State. Political party was defined as an association of
individuals whose primary parliamentary purposes are to promote or accomplish
elections or appointments to public offices, positions or jobs. A political
party, association or Organisation which makes contributions for the purpose of
influencing or attempting to influence the electoral process of any individual
or political party whose name is presented for election to any State or local
elective public office, whether or not such individual is elected. Politics in
positively secular State is to get over their religion, in other words, in politics
a political party should neither invoke religion nor be dependent on it for
support or sustenance. Constitution ensures to the individual to protect
religion, right to belief or propagate teachings conducive for secular living,
later to be controlled by the State for betterment of human life and progress.
Positive secularism concerns with such aspects of human life. The political
conduct in his "Political Thought by Dr Ambedkar" compiled by R.K.
Ksheersagar, Intellectual Public House, 1992 Edn. at page 155, stated that:
"In India the majority is not a political majority. The
majority is born but not made, that is the difference between a communal
majority and a political majority. A political majority is not purely a majority,
it is the majority which is always made, unmade and remade. A communal majority
is unalterable majority in its ethics, its attitudes. Whether the Hindu
communal majority was prepared to accept the views of the minorities, whether
it was prepared to conceive the constitutional safeguards to the
minorities." The problems according to Dr Ambedkar should be solved by
adopting right principles which should be evolved and applied equally without
fear or favour. According to him the majority community should accept a
relative majority and it should claim absolute majority. Communal majority is
not a political majority and in politics the principle of one vote one value
should be adopted irrespective of related considerations. According to Abul
Kalam Azad:
"India is a democracy secular where every citizen
whether he is Hindu, Muslim or Sikh has equal rights and privileges. Rise of
fundamentalism and communalisation in national or regional politics are
anti-secular and tend to encourage separatist and divisive forces laying the
seeds to disintegrate the parliamentary democratic system. The political
parties or candidates should be stopped from running after vote banks and
judicial process must promote the citizens' active participation by
interpretation of the Constitution and the laws in proper perspective in order
to maintain the democratic process on an even keel." 188. For a political
party or an Organisation that seeks to influence the electorates to promote or
accomplishing success at an election for 172 governance of parliamentary form of
Government, the principles are those embedded in the Directive Principles of
the Constitution vis-a-vis the Fundamental Rights and the Fundamental Duties in
Part IV A and should abide by the Constitution and promote tolerance, harmony
and the spirit of commonness amongst all the people of India transcending
religious, linguistic, regional or sectional diversities and to preserve the
rich heritage of our composite culture, to develop humanism, spirit of
reformation and to abstain from violence. Therefore, the manifesto of a
political party should be consistent with these fundamental and basic features
of the Constitution, secularism, socioeconomic and political justice,
fraternity, unity and national integrity.
189. Under Section 29-A of the Representation of
the People Act, 1951 for short 'R.P. Act' registration of a political party, or
a group of individual an application to the Election Commission constituted
under Article 324 for its registration as political party with a copy of the
memorandum or rules or regulations of the association of the body signed by its
Chief Executive Officer. The application shall contain a specific provision
that the association or the body shall bear true faith and allegiance to the
Constitution of India as by law established and its members shall be bound by
socialism, secularism and democracy and would uphold the sovereignty and
integrity of India. It is, therefore, a
mandatory duty of every political party, body of individuals or association and
its members to abide by the Constitution and the laws; they should uphold
secularism, socialism and democracy, uphold sovereignty and integrity of the
nation. Section 123(3) prohibits use of religion or caste in politics and
declares that the promotion or attempt to promote violence and hatred between
different classes of citizens of India on grounds of religion and caste for the
furtherance of the prospects at the election of the candidate or for affecting
the election of any candidate was declared to be a corrupt practice. As per sub-section
(3-A) of Section 123 the promotion of, or attempt to promote feeling of enmity
or hatred between different classes of Indian citizens on grounds of religion,
etc. by a candidate, his election agent or any person with his consent to
further the election prospects of that candidate or for prejudicially affecting
the election of any candidate was declared as corrupt practice. A political
party, therefore, should not ignore the fundamental features of the
Constitution and the laws. Even its manifesto with all sophistication or
felicity of its language, a political party cannot escape constitutional
mandate and negates the abiding faith and solemn responsibility and duty
undertaken to uphold the Constitution and laws after it was registered under
Section 29-A. Equally it/they should not sabotage the same basic features of
the Constitution either influencing the electoral process or working the
Constitution or the law. The political party or the political executive
securing the governance of the State by securing majority in the legislature
through the battle of ballot throughout its tenure by its actions and
programmes, it is required to abide by the Constitution and the laws in letter
and spirit.
173 190. Article 25 inhibits the Government to
patronise a particular religion as State religion overtly or covertly.
Political party is, therefore, positively
enjoined to maintain neutrality in religious beliefs and prohibit practices
derogatory to the Constitution and the laws.
Introduction of religion into politics is not
merely in negation of the constitutional mandates but also a positive violation
of the constitutional obligation, duty, responsibility and positive
prescription of prohibition specifically enjoined by the Constitution and the
R.P. Act.
A political party that seeks to secure power
through a religious policy or caste orientation policy disintegrates the people
on grounds of religion and caste. It divides the people and disrupts the social
structure on grounds of religion and caste which is obnoxious and anathema to
the constitutional culture and basic features. Appeal on grounds of religion
offends secular democracy.
191. An appeal to the electorates on the grounds
of religion offends secular democracy. In S. Veerabadran Chettiar v. E. V. Ramaswami
Naicker38 (SCR at pp. 1217 & 1218), this Court held that the courts would
be cognizant to the susceptibilities of class of persons to which the appeal to
religious susceptibility is made and it is a corrupt practice. Interpreting
Section 123(3-A) this Court held that:
"The section has been intended to respect
the religious susceptibilities of persons of different religious persuasions or
creeds ...
very circumspect in such matters and to pay due
regard to feelings and religious emotions of different classes of persons with
different beliefs irrespective of the consideration whether or not they share
those beliefs, or whether they are rational or otherwise......
192. This Court in Shubnath Deogram v. Ramnarain
Prasad39 held that (SCR p. 959) "[I]t would appear that the pleasure of
the deities is indicated through the cock taking the food that is given to it
and that the deities only thereafter accept the sacrifice of the cock.
Therefore, when the leaflet stated that food should be given to the cock in the
shape of votes what was meant was that the deities would be pleased if votes
were cast in the box with the cock symbol." 193. In Z.B. Bukhari v.
Brijmohan33 this Court held thus :
(SCR p. 288: SCC p. 24, para 11) "Our
Constitution-makers certainly intended to set up a Secular Democratic Republic
the binding spirit of which is summed up by the objectives set forth in the
preamble to the Constitution. No democratic political and social order, in
which the conditions of freedom and their progressive expansion for all make
some regulation of all activities imperative, could endure without an agreement
on the basic essentials which could unite and hold citizens together despite
all the differences of 38 1959 SCR 121 1: AIR 1958 SC 1032 39 (1960) 1 SCR 953:
AIR 1960 SC 148 33 (1976) 2 SCC 17: 1975 Supp SCR 281 174 religion, race,
caste, community, culture, creed and language. Our political history made it
particularly necessary that these differences, which can generate powerful
emotions, depriving people of their powers of rational thought and action,
should not be permitted to be exploited lest the imperative conditions for the
preservation of democratic freedoms are disturbed. " 194. In another case
S. Harcharan Singh v. S. Sajjan Singh4O this Court fully discussed the question
of what constitutes an appeal on grounds of religion falling within the scope
of Section 123(3) and Section 123(3-A) of the R.P. Act, when there is an appeal
on the ground of religion. Section 123(3) of R.P. Act should not be permitted
to be circumvented to resort to technical arguments as to interpretation of the
section as our Constitution is one of secular democracy. In S. Veerabadran
Chettiar case38 this Court held thus: (SCR pp. 1217-18) "In our opinion,
placing such restricted interpretation on the words of such general import, is
against all established canons of construction. Any object however trivial or
destitute of real value in itself, if regarded as sacred by any class of
persons would come within the meaning of the penal section. Nor is it
absolutely necessary that the object, in order to be held sacred, should have
been actually worshipped. An object may be held sacred by a class of persons
without being worshipped by them. It is clear, therefore, that the courts below
were rather cynical in so lightly brushing aside the religious susceptibilities
of that class of persons to which the complainant claims to belong. The section
has been intended to respect the religious susceptibilities of persons of
different religious persuasions or creeds.
Courts have got to be very circumspect in such
matters, and to pay due regard to the feelings and religious emotions of
different classes of persons with different beliefs, irrespective of the
consideration whether or not they share those beliefs, or whether they are
rational or otherwise, in the opinion of the court." 195. In Mullapudi
Venkata Krishna Rao v. Vedula
Suryanarayana 4l this Court held thus : (SCC p. 508, para 10: Scale p. 172)
"There is no doubt in our mind that the offending poster is a religious
symbol. The depiction of anyone, be it N.T. Rama Rao or any other person, in
the attire of Lord Krishna blowing a 'shanku' and quoting the words from the
Bhagavad Gita addressed by Lord Krishna to Arjuna that his incarnation would be
born upon the earth in age after age to restore dharma is not only to a Hindu
by religion but to every Indian symbolic of the Hindu religion. The use by a
candidate of such a symbol coupled with the printing upon it of words
derogatory of a rival political party must lead to the conclusion that the
religious symbol was used 40 (1985) 1 SCC 370: (1985) 2 SCR 159 38 1959 SCR 121
1: AIR 1958 SC 1032 41 1993 Supp (3) SCC 504: (1993) 2 Scale 170 175 with a
view to prejudicially affect the election of the candidate of the rival
political party."
196. The contention of Shri Ram Jethmalani that
the interpretation and applicability of sub-sections (3) and (3- A) of Section
123 of R.P. Act would be confined to only cases in which individual candidate
offends religion of rival candidate in the election contest and the ratio
therein cannot be extended when a political party has espoused as part of its
manifesto a religious cause, is totally untenable. This Court laid the law
though in the context of the contesting candidates, that interpretation lends
no licence to a political party to influence the electoral prospects on grounds
of religion. In a secular democracy, like ours, mingling of religion with
politics is unconstitutional, in other words a flagrant breach of
constitutional features of secular democracy. It is, therefore, imperative that
the religion and caste should not be introduced into politics by any political
party, association or an individual and it is imperative to prevent religious
and caste pollution of politics. Every political party, association of persons
or individuals contesting election should abide by the constitutional ideals,
the Constitution and the laws thereof. I also agree with my learned Brethren
Sawant and Jeevan Reddy, JJ., in this behalf.
197. Rise of fundamentalism and communalisation
of politics are anti-secularism. They encourage separatist and divisive forces
and become breeding grounds for national disintegration and fail the
parliamentary democratic system and the Constitution. Judicial process must
promote citizens' active participation in electoral process uninfluenced by any
corrupt practice to exercise their free and fair franchise. Correct
interpretation in proper perspective would be in the defence of the democracy
and to maintain the democratic process on an even keel even in the face of
possible friction, it is but the duty of the court to interpret the
Constitution to bring the political parties within the purview of
constitutional parameters for accountability and to abide by the Constitution,
the laws for their strict adherence.
SCOPE OF JUDICIAL REVIEW OF ARTICLE 356
198. In the judicial review in the field of
administrative law and the constitutional law, the courts are not concerned
with the merits of the decision, but with the manner in which the decision was
taken or order was made. Judicial review is entirely different from an ordinary
appeal. The purpose of judicial review is to ensure that the individual is
given fair treatment by the authority or the tribunal to which he has been
subjected to. It is no part of the duty or power of the court to substitute its
opinion for that of the tribunal or authority or person constituted by law or
administrative agency in deciding the matter in question.
Under the thin guise of preventing the abuse of
power, there is a lurking suspicion that the court itself is guilty of usurping
that power. The duty of the court, therefore, is to confine itself to the
question of legality, propriety or regularity of the procedure adopted by the
tribunal or authority to find whether it committed an error of law or 176 jurisdiction
in reaching the decision or making the order.
The judicial review is, therefore, a protection,
but not a weapon. The court with an avowed endeavour to render justice, applied
principles of natural justice with a view to see that the authority would act
fairly. Therefore, the grounds of illegality, irrationality, unreasonableness,
procedural impropriety and in some cases proportionality has been applied, to
test the validity of the decision or order, apart from its ultra vires, mala
fides or unconstitutionality. Initially in the process of judicial review the
court tested the functions from the purview of the "source of power".
In the course of evolution of judicial review it tested on the "nature of
the subject- matter", "the nature of the power", "the
purpose" or "the indelible effect" of the order or decision on
the individual or public. The public element was evolved, confining initially
judicial review to the actions of State, public authority or instrumentality of
the State but in its due course many a time it entrenched into private law
field where public element or public duty or public interest is created by
private person or corporate person and relegated purely private issues to
private law remedy. This Court relaxed standing in favour of bona fide persons
or accredited associations to espouse the cause on behalf of the
underprivileged or handicapped groups of persons.
Interpreting Articles 14 and 21, tested
administrative orders or actions or processes on grounds of arbitrariness,
irrationality, unfairness or unjustness, It would thus be apparent that in
exercising the power of judicial review, the constitutional courts in India
testing the constitutionality of an administrative or constitutional acts did
not adopt any rigid formula universally applicable to all occasions. Therefore,
it serves no useful purpose to elaborately consider various decisions or
textbooks referred to us during the course of hearing. Suffice to state that
each case should be considered, depending upon the authority that exercises the
power, the source, the nature, or scope of the power and indelible effects it
generates in the operation of law or affects the individual or society without
laying down any exhaustive or catalogue of principles. Lest it would itself
result in standardised rule. To determine whether a particular policy or a
decision taken in furtherance thereof is in fulfilment of that policy or is in
accordance with the Constitution or the law, many an imponderable feature will
come into play including the nature of the decision, the relationship of those
involved on either side before the decision was taken, existence or
nonexistence of the factual foundation on which the decision was taken or the
scope of the discretion of the authority or the functionary. Supervision of the
court, ultimately, depends upon the analysis of the nature of the consequences
of the decision and yet times upon the personality of the authority that takes
decision or individual circumstances in which the person was called upon to
make the decision and acted on the decision itself.
199. The scope of judicial review of the
Presidential Proclamation under Article 356 was tested for the first time by this
Court in State of Rajasthan v. Union of India3. In that case clause (5) inserted by the
Constitution 3 (1977) 3 SCC 592: AIR 1977 SC 1361: (1979) 1 SCR 1 177
(Thirty-eighth) Amendment Act, 1975 which prohibited judicial review of the
Presidential Proclamation [which was later on substituted by the Constitution
(Forty-fourth) Amendment Act, 1978], was called into operation. Before its
substitution the constitutionality of the letter issued by the Home Minister
and dissolution of the Assemblies of North Indian States were in question. The
reason for the dissolution was that the Congress Party was routed completely in
1977 parliamentary election in all those States and thereby the people's
mandate was against the legitimacy of the Governments of the States represented
by the Congress Party to remain in office. Suits under Article 133 and Article
32 were filed in this Court. In that context this Court held that though the
power of the judicial review was excluded by clause (5) of Article 356, as it
then stood, judicial review was open on limited grounds, namely mala fides,
wholly extraneous or irrelevant grounds without nexus between power exercised
and the reasons in support thereof. The contention of Shri Parasaran, learned
counsel for the Union, as stated earlier, is that though judicial review is
available, he paused and fell upon the operation of Article 74(2), and
contended that the Union of India need not produce the records; burden is on
the writ petitioners to prove that the orders are unconstitutional or ultra
vires; the exercise of power by the President under Article 356 is
constitutional exercise of the power like one under Article 123 or legislative
process and the principles evolved in the field of administrative law are
inapplicable. It should be tested only on the grounds of ultra vires or
unconstitutionality.
The reasons in support of the satisfaction
reached by the President are part of the advice tendered by the Council of
Ministers. Therefore, they are immuned from judicial scrutiny, though every
order passed by the President does not receive the protection under Article
74(2) or Section 123 of the Evidence Act.
200. The question, therefore, is what is the
scope of judicial review of the Presidential Proclamation under Article 356.
Though the arm of the court is long enough to reach injustice wherever it finds
and any order or action is not beyond its ken, whether its reach could be
projected to constitutional extraordinary functionary of the coordinate branch
of the Government, the highest executive, when it records subjective
satisfaction to issue Proclamation under Article 356. The contention of S/Shri
Shanti Bhushan, Soli Sorabjee and Ram Jethmalani that all the principles of
judicial review of administrative action would stand attracted to the
Presidential Proclamation under Article 356 cannot be accepted in toto. Equally
the wide proposition of law canvassed by Shri Parasaran is also untenable. At
the cost of repetition it is to reiterate that judicial review is the basic
feature of the Constitution. This Court has constitutional duty and
responsibility, since judicial review having been expressly entrusted to it as
a constituent power, to review the acts done by the coordinate branches, the
executive or the legislature under the Constitution, or under law or
administrative orders within the parameters applicable to a particular impugned
action.
This Court has duty and responsibility to find
the extent and limits of the power of the coordinate authorities and to find
the law. It is the province and duty of this Court, as 178 ultimate interpreter
of the Constitution, to say what the law is. This is a delicate task assigned
to the Court to determine what power Constitution has conferred on each branch
of the Government, whether it is limited to and if so what are the limits and
whether any action of that branch transgresses such limits. The action of the
President under Article 356 is a constitutional function and the same is
subject to judicial review. Shri T.R. Andhyarujina, the learned Advocate
General of Maharashtra, contended that though the Presidential Proclamation is
amenable to judicial review, it is in the thicket of political question and is
not generally justiciable. Applying self-imposed limitations this Court may be
refrained to exercise judicial review. This contention too needs to be
qualified and circumscribed.
201. Judicial review must be distinguish from
justiciability. the two concepts are not synonymous. The power of judicial
review goes to the authority of the court, though in exercising the power of
judicial review, the court in an appropriate case may decline to exercise the
power as being not justiciable. The Constitution is both the source of power as
well as it limits the power of an authority, ex necessitate. Judiciary has to
decide the source, extent, limitations of the power and legitimacy in some
cases of the authority exercising the power. There are no hard and fast fixed
rules as to justiciability of a controversy. The satisfaction of the President
under Article 356(1) is basically subjective satisfaction based on the material
on record. It may not be susceptible to scientific verification hedged with
several imponderables. The question, therefore, may be looked at from the point
of view of common sense limitation, keeping always that the Constitution has
entrusted the power to the highest executive, the President of India, to issue
Proclamation under Article 356, with the aid and advice of the Council of
Ministers, again further subject to his own discretion given in proviso to
Article 74(1). Whether the question raised for decision is judicially based on
manageable standards? The question relating to the extent, scope and power of
the President under Article 356 though wrapped up with political thicket, per
se it does not get immunity from judicial review.
202. However, a distinction be drawn between
judicial review of the interpretation of the order or the extent of the
exercise of the power by the President under Article 356.
In the latter case the limits of the power of
the President in issuing the Proclamation under Article 356 and the limits of
judicial review itself are to be kept in view. The question of justiciability
would in either case mutually arise for decision. In this behalf, the question
would be whether the controversy is amenable to judicial review in a limited
area but the latter depends upon the nature of the order and its contents. The
question may be camouflaged with a political thicket, yet since the
Constitution entrusted that delicate task in the scheme of the Constitution
itself to this Court, in an appropriate case, the court may unwrap the dressed
up question, to find the validity thereof. The doctrine of political thicket is
founded on the theory of separation of powers between the executive, the
legislature and the judiciary. The Constitution of the United States of
America,
gave no express power of judicial review to the Supreme Court of 179 USA.
Therefore, the scope of political question, when came up for consideration in
Baker v. Carr 42, it was held in a restricted sense, but the same was
considerably watered down in later decision of that Court. Vide Gilligan v.
Morgan 43 . But in deciding the political question the court must keep in
forefront whether the court has judicially discoverable and manageable
standards to decide the particular controversy placed before it, keeping in
view that the subjective satisfaction was conferred in the widest terms to a
coordinated political department, by the Constitution itself.
203. In the State of Rajasthan case 3 Chandrachud, J.,
as he then was, held that: (SCR p. 61: SCC p. 644, para 131) "Probing at
any greater depth into the reasons given by the Home Minister is to enter a
field from which Judges must scrupulously keep away.
The field is reserved for the politicians and
the courts must avoid trespassing into it." Bhagwati, J., as he then was,
speaking for himself and Gupta, J., held that (SCR p. 82: SCC p. 662, para 150)
"It is not a decision which can be based on what the Supreme Court of the United States has described as
'judicially discoverable and manageable standards'. It would largely be a
political judgment based on assessment of diverse and varied factors, fast
changing situations, potential consequences, public reaction, motivations and
responses of different classes of people and their anticipated future behaviour
and a host of other considerations, in the light of experience of public
affairs and pragmatic management of complex and often curious adjustments that
go to make up the highly sophisticated mechanism of a modem democratic
government. It cannot, therefore, by its very nature be a fit subject-matter
for judicial determination and hence it is left to the subjective satisfaction
of the Central Government which is best in a position to decide it."
Untwalia, J., laid down that: (SCR p. 94: SCC p. 672, para 183) "[E]ven if
one were to assume such a fact in favour of the plaintiffs or the petitioners
the facts disclosed, undoubtedly, lie in the field or an area purely of a
political nature, which are essentially non-justiciable. It would be legitimate
to characterise such a field as a prohibited area in which it is neither
permissible for the courts to enter, nor should they ever take upon themselves
the hazardous task of entering into such an area.
Fazal Ali, J. reiterating the same view held,
that : (SCR p. II 5: SCC p. 689, para 208) "It is manifestly clear that
the court does not possess the resources which are 'In the hands of the
Government to f 42 7 L Ed 2d 663, 686: 369 US 186 (1962) 43 37 L Ed 2d 407,
416: 413 US 1 (1973) 3 (1977) 3 SCC 592: AIR 1977 SC 1361: (1978) 1 SCR 1 180
that they seek to subserve and the feelings or the aspirations of the nation
that require a particular action to be taken at a particular time. It is difficult
for the court to embark on an enquiry of that type." Beg, C.J. held that:
(SCR p. 26: SCC p. 616, para 39) "Insofar as article 356(1) may embrace
matters of political and executive policy and expediency, courts cannot
interfere with these unless and until it is shown what constitutional provision
the President is going to contravene......
204. We respectfully agree that the above
approach would be the proper course to tackle the problem. Yet another question
to be disposed of at this stage is the scope of Article 74(2). In the cabinet
system of the Government the Council of Ministers with the Prime Minister as
the head would aid and advise the President to exercise the functions under the
Constitution except where the power was expressly given to the President to his
individual discretion. The scope thereof was considered vis-a-vis the claim of
privilege under Section 123 of the Evidence Act. At the outset we say that
Section 123 of Evidence Act is available to the President to claim privilege.
In R. K. Jain v. Union of India 44 in paragraph 23 at page 143 it was held that
the President exercises his executive power through the Council of Ministers as
per the rules of business for convenient transaction of the Government business
made under Article 77(3). The Government of India (Transaction of Business) Rules, 1961 provide
the procedure in that behalf.
After discussing the scope of the cabinet system
of Government in paragraphs 24 to 28 it was held that the cabinet known as
Council of Ministers headed by the Prime Minister is the driving and steering
body responsible for the governance of the country. They enjoy the confidence
of Parliament and remain in office so long as they maintain the confidence of
the majority. They are answerable to Parliament and accountable to the people.
They bear collective responsibility. Their executive functions comprise both
the determination of the policy as well as carrying its execution, the
initiation of legislation, maintenance of order, promotion of social and economic
welfare and direction of foreign policy. In short the carrying on or
supervision of the general administration of the affairs of the Union which includes
political' activity and carrying on all trading activities, etc. and they bear
collective responsibility to the Constitution. It was also held therein that
subject to the claim of privilege under Section 123 of the Evidence Act, the
Minister was constitutionally bound under Article 142 to assist the court in
producing the documents before the court and the court has to strike a balance
between the competing interest of public justice and the interest of the State
before directing to disclose the documents to the opposite party.
But the documents shall be placed before the
court for its perusal in camera.
205. Article 74(2) provides that the question
whether any, and if sc what, advice was tendered by Ministers to the President
shall not be inquired into in any court. In other words it intends to give
immunity to the Council 44 (1993) 4 SCC 11 9: 1993 SCC (L&S) 11 28: (1993)
25 ATC 464 181 of Ministers to withhold production of the advice for
consideration by the court. In other words it is a restrictive power. Judicial
review is a basic and fundamental feature of the Constitution and it is the duty
and responsibility of the constitutional court to exercise the power of
judicial review. Article 142, in particular, gives power to this Court in its
exercise of the jurisdiction to make any necessary order "for doing
complete justice in any cause or matter pending before it" and shall be
enforceable throughout the territory of India in such manner as prescribed by or under any law made by
Parliament and subject to such law. The said restriction is only in matter of
procedure and does not affect the power under Article 142. This Court has all
or every power to make any order to secure the "attendance of any person,
discovery or production of any document or investigation". Thereby the
power of this Court to secure or direct production of any document or discovery
is a constitutional power. The restrictive clause under Article 74(2) and the
wider power of this Court under Article 142 need to be harmonised.
206. In R.K. Jain case44 it was held that the
court is required to consider whether public interest is so strong to override
the ordinary right and interest of the litigant that he shall be able to lay
before a court of justice the relevant evidence in balancing the competing
interest. It is the duty of the court to see hat there is a public interest and
that harm shall not be done to the nation or of the public service by
disclosure of the document and there is a public interest that the
administration of justice shall not be frustrated by withholding the documents
which must be produced, if justice is to be done. it is, therefore, the
paramount right and duty of the court, not of the executive, to decide whether
the document will be produced or withheld. The Court must decide which aspect
of the public interest predominates, in other words which public interest
requires that the document whether should be produced for effectuating justice
and meaningful judicial review performing its function and/or should it not be
produced. In some cases, therefore, the court must, in a clash of competing
public interests of the State and administration of justice, weigh the scales
and decide where the balance lies. The basic question to which the court would,
therefore, have to address itself for the purpose of deciding the validity of
the objection would be, whether the document relates to affairs of the State,
in other words, is of such a character that its disclosure would be against the
interest of the State or the public service and if so whether public interest
in its non-disclosure is so strong that it must prevail over the public
interest in administration of justice. On that account it should not be allowed
to be disclosed. (Vide paras 6 and 1744.) 207. When public interest immunity
against disclosure of the State documents in the transaction of the business by
the Council of Ministers of a class character was claimed, in the clash of this
interest, it is the right and duty of the court to weigh the balance in that
case also and that the harm (1993) 4 SCC 119: 1993 SCC (L&S) 1128: (1993)
25 ATC 464 182 shall not be done to the nation or the public service and in the
administration of justice each case must be considered in its backdrop.
208. The President has no implied authority
under the Constitution to withhold the document. On the other hand it is his
solemn constitutional duty to act in aid of the court to effectuate judicial
review. (Vide paragraphs 54 and 5544.) That was a case of statutory exercise of
power, in accordance with the business rules in appointing the President of
CEGAT and considering the facts in that case, it was held that it was not
necessary to direct disclosure of the documents to the other side. In view of
the scheme of the Constitution and paramount judicial review to do complete
justice it must be considered in each case whether record should be produced.
But by operation of Article 74(2) only the actual advice tendered by the
Council of Ministers gets immunity from production and the court shall not
inquire into the question whether and if so what advice was tendered by the
Minister. In other words, the records other than the advice tendered by the
Minister to the President, if found necessary, may be required to be produced
before the constitutional court. This restrictive interpretation would subserve
the wider power under Article 142 given to this Court and the protection
accorded by Article 74(2) maintaining equibalance.
209. Article 74(2) creates bar of enquiry and
not a claim of privilege for decision in the exercise of the jurisdiction
whether and, if so, what advice was tendered by the Council of Ministers to the
President. The power of Article 74(2) applies only to limited cases where the
matter has gone to the President for his orders on the advice of the Council of
Ministers. Exercise of personal discretion calling the leader of a political
party that secured majority to form the Government or the leader expressing his
inability, to explore other possibilities is not liable to judicial scrutiny.
Action based on the aid and advice also restricted the scope, for instance, the
power of the President to grant pardon or appointing a Minister, etc. is the
discretion of President. Similarly prorogation of Parliament or dissolution of
Parliament done under Article 85 is not liable to judicial review. The
accountability is of the Prime Minister to the people though the President acts
in his discretionary power, with the aid and advice of the Prime Minister.
Similarly, the right of the President to address and send message to the Lok
Sabha and Rajya Sabha as under Article 86 are also in the area of discretion
with the aid and advice of the Council of Ministers. The power of President to
promulgate an ordinance under Article 123 and the assent of the Bills under
Article 200 are reserved for consideration under Article 201. As stated
earlier, the discretion of the President on the choice of the Prime Minister is
his personal discretion though paramount consideration in the choice would be
of the person who should command the majority in the House. Equally when the
Government has lost its majority in the House and refuses to lay down the
office, it is his paramount duty to dismiss the Government. Equally as said
earlier, the dissolution of the Lok Sabha would be on aid and advice 44 (1993)
4 SCC 119:1993 SCC (L&S) 1128:(1993) 25 ATC 464 183 of the Prime Minister,
the President while dissolving the Lok Sabha without getting involved in
politics would exercise his discretion under Article 85, but the ultimate
responsibility and the accountability for such advice is of the Prime Minister
and the President would act consistent with the conventions with an appeal to
the people of the necessity to dissolve the House and their need to express
their will at the polls. In this area the communication of the aid and advice
whether receives confidentiality and bars the enquiry as to the nature of the
advice or the record itself. Therefore, the enquiry under Article 74(2) is to
the advice and if so, what advice was tendered to the President would be
confined to limit power but not to the decision taken on administrative routine
though expressed in the name of the President under Article 73 read with
Article 71 of the Constitution.
210. The matter can be looked at from a
different perspective that under Article 361, the President shall not be
answerable to any court for the exercise or the performance of his power and
duty of his office or for any act purported to have been done by him in the
exercise and performance of those powers and duties. When the President acts
not necessarily on the aid and advice of the Council of Ministers but only
"or otherwise" i.e. on any other information under Article 356(1) his
satisfaction is a subjective one that a situation has arisen in which the
Government of the State cannot be carried on in accordance with the provisions
of the Constitution and issues the Proclamation required under Article 356(1)
of the Constitution. When it is challenged and asked to give his reasons, he is
immuned from judicial process. The Union of India will not have a say for the
exercise of the satisfaction reached by the President "on otherwise self-
satisfaction" for his issuing his Proclamation under Article 356. Then no
one can satisfy the court the grounds for the exercise of the powers by the
President. Therefore, we are of the considered view that the advice and, if so,
what advice was tendered by the Council of Ministers for exercise of the power
under Article 356(1) would be beyond the judicial enquiry under Article 74(2)
of the Constitution.
Nevertheless, the record on the basis of which
the advice was tendered constitute the material. But, however, the material on
record, the foundation for advice or a decision, does not receive total
protection under Article 74(2).
Normally the record may not be summoned by
"rule nisi" or "discovery order nisi". Even if so summoned
it may not be looked into unless a very strong case is made out from the
pleadings, the order of Proclamation if produced and other relevant material on
record. If the court after due deliberation and, reasoned order by a High
Court, issues "discovery order nisi" the record is liable to be
reproduced pursuant to discovery order nisi issued by this Court or the High
Court subject to the claim under Section 123 of Evidence Act to examine the
record in camera.
211. At this juncture we are to reiterate that
judicial review is not concerned with the merits of the decision but with the
decision-making process. This is on the premise that modern democratic system
has chosen that political accountability is more important than other kinds of
accountability and the judiciary exercising its judicial review may be 184
refrained to do so when it finds that the controversy is not based on
judicially discoverable and manageable standards.
However, if a legal question camouflaged by
political thicket has arisen, the power and the doors of constitutional court
are not closed, nor can they be prohibited to enter in the political field
under the garb of political thicket in particular, when the
Constitution.expressly has entrusted the duty to it. If it is satisfied that a
judicially discoverable and manageable issue arises, it may be open to the
court to issue discovery order nisi and consider the case and then issue rule
nisi.
It would thus be the duty and responsibility of
this Court to determine and found law as its premise and lay the law in its
duty entrusted by the Constitution, as ultimate interpretor of the
Constitution, though it is a delicate task, and issue appropriate declaration.
This Court equally declares and determines the limit, and whether the action is
in transgression of such limit.
Interpretation of the Constitution and scope of
value orientation 212. Before discussing the crucial question it may be
necessary to preface that the Constitution is intended to endure for succeeding
generations to come. The best of the vision of the Founding Fathers could not
visualise the pitfalls in the political governance, except the hoary history of
the working of the emergency provisions in the Government of India Act and
wished that Article 356 should not be "put to operation" or be a
"dead letter" and at best "sparingly" be used. In working
the Constitution, Article 356 has been used 90 times so far a daunting exercise
of the power. But it is settled law that in interpreting the Constitution
neither motives nor bad faith nor abuse of power be presumed unless in an
individual case it is assailed and arises for consideration on that premise.
Section 114(e) of the Evidence Act raises
statutory presumption that official acts have been regularly performed.
213. Prof. Bork in his "Neutral Principles
and Some First Amendment Problems" 47 Ind. Law Journal, p. 1, 8, 1971 Edn.
stated that the choice of fundamental values by the courts cannot be justified.
When constitutional materials do not clearly specify the value to be preferred,
there is no principle weighing to prefer any claimed human value to any other.
The judge must stick close to the text and the history and their fair
implications and not to construct new rights. The same neutral principle was
preferred by Prof.
Hans Linde in his "Judges Critics and
Realistic Traditions" [82 Yale Law Journal, 227 at 254, (1972)] that
"the judicial responsibility begins and ends with determining the present
scope and meaning of a decision that the nation, at an earlier time,
articulated and enacted into constitutional text. Prof. Ely in his "Wages
of Crying Wolf' a comment on Reo v. Ved 45 stated that a neutral principle if
it lacks connection with any value, the constitution marks it as special. It is
not a constitutional principle and the court has no business in missing it. In
Encyclopaedia of the American Constitution by 45 1982 Yale LJ 1920, 1949, 1973
185 Leonard W. Levy at p. 464 it is stated that "the Constitution is a
political document; it serves political ends; its interpretations are political
acts". Any theory of constitutional interpretation therefore presupposes a
normative theory of the Constitution itself a theory, for example, about the
constraints that the words and intentions of the adopters should impose on
those who apply or interpret the Constitution. As Ronald Dworkin observed:
"Some parts of any constitutional theory
must be independent of the intentions or beliefs or indeed the acts of the
people the theory designates as framers. Some part must stand on its own
political or moral theory;
otherwise the theory would be wholly
circular." The courts as interpreters are called upon to fill those
significant constitutional gaps in variety of ways. The court should vigorously
describe as determinaters, of public values as small revolution and principles.
Their source of moral reasoning and search for moral truth are at least the
best moral foundation available at the time when momentous issues based on
ethical or moral principles arise. What is left for the other social decision
makers, the State, the legislature and the executive? Where does the
non-original political process fit in? Prof. Neil K. Komuser in his "The
Features of Interpreting Constitution" (North Western Law Review, 1986-87,
191, 202-10) stated that the non- originalist interpreters leave the above
questions largely unanswered. He says:
"They seem or busy of timing to convince
the world that one cannot and should not have a non-narrow originalist approach
nor that one or another branch of philosophy of language should prevail for
they have failed to address an essential to my mind, the essential question of
constitutional law, who decides? None of the non-originalists vaguely phrased
assignments for the judiciary, such as 'search for public or traditional
values'; or 'protection of principles' or 'evolution of morals' tell us what
the courts should do or hold or describe, what they actually do." The
judiciary can be seen as doing everything or nothing under these schemes. If
the judiciary is meant merely to list values or principles that might be
considered by political process, the judicial role is toothless. The list of
values or principles that might be justiciably considered is virtually
infinite. Anyone with the slightest sophistication can find some benefit, value
or justiciable principles in virtually any legislation. That is how the minimal
scrutiny or rational review techniques of judicial review generally have been
employed. This level of review is no review at all. On the other hand one close
up to the tenor of the arguments that the non-originalists can be seen as
giving the judicial task of balancing the conflicting public values for
Proclamation which principles triumph.
Here the judiciary becomes the central societal
decision- maker. The resolution of conflicts among public values is coterminous
with social decision-making. It is what the legislature, the executive and even
the judiciary do. Put simply, the value formulations 186 of the
non-originalists do not address the essential issue raised by the earlier
discussions. How shall responsibility for decisions be allocated in a world of
highly imperfect decision-makers? How would these scholars have judiciary (let
alone the other institution) face such terms as distrust, uncertainty and
ignorance? One does not have to be hostile to a substantial role for judicial
review to be concerned when so much constitutional scholarship skirts so
central an issue. Indeed, one could allow for significantly more judicial
activism than our constitutional history reveals without approaching the limits
inherent in the nebulous formulations of the various non-originalist positions.
As a general matter even in the most activist spirit, for example "the
Lochner and Warran's Courts Eras", the judiciary seems to have decided,
not to decide more questions leaving the discovery of the public values or
moral evolution in most areas to other societal decision- makers. Although such
things are within the measures, it seems that there are legislative, executive
and to a greater extent administrative agencies, interpreters have actively
influenced only a small percentage of public decision- making. This it seems to
me the non-originalists' literature threatens to be largely irrelevant to
"constitutional analysis" so long as it does not consider with
greater care under what circumstances the usually passive mode of judicial
interpretation is to be replaced by the less common, but more important active
mode. Bennion on Statutory Interpretation at p. 721 stated that since
constitutional law is the framework of the State it is not to be altered by a
side wind. A caveat is needed to be entered here. In interpreting the
Constitution, to give effect to personal liberty or rights of a section of the
society, a little play provides teeth to operate the law or filling the
yearning gaps even "purposive principle" would be adaptable which may
seek to serve the law. But we are called to interpret the constitutional
operation in political field, whether it would be permissible is the question.
SATISFACTION OF THE PRESIDENT AND JUSTICIABILITY
214. The satisfaction of the President that a
President that a situation has arisen in which the Government of the State
cannot be carried out in accordance with the provisions of the Constitution is
founded normally upon the report from the Governor or any other information
which the President has in possession, in other words, "the Council of
Ministers", "the President" reached a satisfaction.
Normally, the report of the Governor would form basis.
It is already stated that the Governor's report should contain material facts
relevant to the satisfaction reached by the President. In an appropriate case
where the Governor was not inclined to report to the President of the
prevailing situation contemplated by Article 356, the President may otherwise
have information through accredited channels of communications and have it in
their custody and on consideration of which the President would reach a
satisfaction that a situation has arisen in which the Government of a State
cannot be carried on in accordance with the provisions.
187 "OTHERWISE" 215. The word
"otherwise" in Article 356(1) was not originally found in the Draft
Article 278, but it was later introduced by an amendment. Dr Ambedkar supported
the amendment on the floor of the Constituent Assembly stating that :
"The original Article 188 merely provided
that the President should act on the report made by the Governor. The word
'otherwise' was not there. Now it is felt that in view of the fact that Article
277-A (now Article 355) which precedes Article 278 (Article 356) imposed a duty
and an obligation upon the Centre, it would not be proper to restrict and
confine action of the President, which undoubtedly will be taken in the
fulfilment of the duty, to the report made by the Governor of the province. It
may be that the Governor does not make a report. None-theless, the facts are
such that the President feels that his intervention is necessary and imminent.
I think as a necessary consequence to the introduction of Article 277-A, we
must also give liberty to the President to act even when there is no report by
the Governor and when the President has got certain facts within his knowledge
on which he thinks he ought to act in fulfilment of his duty." The width
of the power is very wide, the satisfaction of the President is subjective
satisfaction. It must be based on relevant materials. The doctrine that the
satisfaction reached by an administrative officer based on irrelevant and
relevant grounds and when some irrelevant grounds were taken into account, the
whole order gets vitiated has no application to the action under Article 356.
Judicial review of the Presidential Proclamation is not concerned with the
merits of the decision, but to the manner in which the decision had been
reached. The satisfaction of the President cannot be equated with the
discretion conferred upon an administrative agency, of his subjective
satisfaction upon objective material like in detention cases, administrative
action or by subordinate legislation.
The analogy of the provisions in the Government
of India Act or similar provision in the Constitution of Pakistan and the
interpretation put upon it by the Supreme Court of Pakistan do not assist us.
The exercise of the power under Article 356 is with the aid and advice of the
Council of Ministers with the Prime Minister as its head. They are answerable
to Parliament and accountable to the people.
216. To test the satisfaction reached by the
President there is no satisfactory criteria for judicially discoverable and
manageable standards that what grounds prevailed with the President to reach
his subjective satisfaction. There may be diverse, varied and variegated
considerations for the President to reach the satisfaction. The question of
satisfaction is basically a political one, practically it is an impossible
question to adjudicate on any judicially manageable standards. Obviously the
Founding Fathers entrusted that power to the highest executive, the President
of India, with the aid and advice of the Council of Ministers. The satisfaction
of the President 188 being subjective, it is not judicially discoverable by any
manageable standards and the court would not substitute their own satisfaction
for that of the President. The President's satisfaction would be the result of
his comprehending in his own way the facts and circumstances relevant to the
satisfaction that the Government of the State cannot be carried on in
accordance with the provisions of the Constitution. There may be wide range of
situations and sometimes may not be enumerated, nor can there be any
satisfactory criteria, but on a conspectus of the facts and circumstances the
President may reach the satisfaction that the Government of the State cannot be
carried on in accordance with the provisions of the Constitution.
Therefore, the subjective satisfaction is not
justiciable on any judicially manageable standards. Moreover, the executive
decision of the President receives the flavour of the legislative approval after
both Houses of Parliament have approved the Proclamation and executive
satisfaction ceases to be relevant. Article 100 of the Constitution protects
the parliamentary approval from assailment on any ground. The judicial review
becomes unavailable. That apart a writ petition under Article 226, if is
maintainable to question the satisfaction, equally a declaration that a
situation has arisen in the State to clamp emergency or to declare President's
rule by judicial order is permissible and cannot be wished away. Could it be
done? 217. The use of the word "may" in clause (1) of Article 356
discerns discretion vested in the President (Council of Ministers) to consider
whether the situation contemplated under Article 356 has arisen and discernible
from the report submitted by the Governor or other information otherwise had
necessitated to dismiss the State Government and dissolve the Assembly to take
over the administration of a State or any one of the steps envisaged in
sub-clauses (a) to (c) of clause (1). The issuance of Proclamation is subject
to approval which includes (disapproval in inappropriate case) by both Houses
of Parliament. In other words, the issuance of the Proclamation and actions
taken in furtherance thereof are subject to the parliamentary control which
itself is a check and safeguard to protect the federal character of the State
and the democratic form of Government. The President is not necessarily
required to approve the advice given by the Council of Ministers to exercise
the power under Article 356. The proviso to sub-article (1) of Article 74,
brought by the Constitution 44th Amendment Act, itself is a further assurance
that it was issued after due and great deliberations. It also assures that the
President actively applied his mind to the advice tendered and the material
placed before him to arrive at his subjective satisfaction.
In an appropriate case he may require the
Council of Ministers to reconsider such advice, either generally or he may
himself suggest an alternative course of action to the proposed advice tendered
by the Council of Ministers. By necessary implication it assures that the
President is an active participant not merely acting as a constitutional head
under Article 73, but also active participant in the decision-making process
and the Proclamation was issued after due deliberations. The court cannot,
therefore, go behind the issue of 189 Proclamation under Article 356 and
substitute its own satisfaction for that of the President.
"CANNOT BE CARRIED ON" MEANING AND SCOPE
218. We are to remind ourselves that application of "principle of the
source" from Part XVIII, the family of emergency provisions conveniently
employed or the grammarian's rule would stultify the operation of Article 356
wisely incorporated in the Constitution. Instead placing it in the spectrum of
"purposive operation" with prognosis would yield its efficacy for
succeeding generations to meet diverse situations that may arise in its
operation. The phrase "cannot be carried on" in clause (1) of Article
356 does not mean that it is impossible to carry on the Government of the
State. It only means that a situation has so arisen that the Government of the
State cannot be carried on its administration in accordance with the provisions
of the Constitution. It is not the violation of one provision or another of the
Constitution which bears no nexus to the object of the action under Article
356. The key word in the marginal note of Article 356 that "the failure of
constitutional machinery" open up its mind of the operational area of
Article 356(1). Suppose after general elections held, no political party or
coalition of parties or groups is able to secure absolute majority in the
legislative assembly and despite the Governor's exploring the alternatives, the
situation has arisen in which no political party is able to form stable
Government, it would be a case of completely demonstrable inability of any
political party to form a stable Government commanding the confidence of the
majority members of the legislature. It would be a case of failure of
constitutional machinery.
After formation of the Ministry, suppose due to
internal dissensions, a deliberate deadlock was created by a party or a group
of parties or members and the Governor recommends to the President to dissolve
the Assembly, situation may be founded on imponderable variable opinions and if
the President is satisfied that the Government of the State cannot be carried
on and dissolves the Assembly by Proclamation under Article 356, would it be
judicially discoverable and based on manageable standard to decide the issue?
Or a Ministry is voted down by motion of no confidence but the Chief Minister
refuses to resign or he resigns due to loss of support and no other political
party is in a position to form an alternative Government or a party having
majority refuses to form the Ministry would not a constitutional deadlock be
created? When in such situations the Governor reported to the President, and
President issued Proclamation could it be said that it would be unreasonable or
mala fide exercise of power? Take another instance where the Government of a
State, although enjoying the majority support in the Assembly, It has
deliberately conducted, over a period of time, its administration in disregard
of the Constitution and the law and while ostensibly acting within the
constitutional form, inherently flouts the constitutional principles and
conventions as a responsible Government or in secret collaboration with the
foreign powers or agencies creates subvertive situation, in all the cases each
is a case of failure of the constitutional machinery.
190 219. While it is not possible to
exhaustively catalogue diverse situation when the constitutional breakdown may
justifiably be inferred from, for instance
(i) large-scale breakdown of the law and order
or public order situation;
(ii) gross mismanagement of affairs by a State
Government;
(iii) corruption or abuse of its power;
(iv) danger to national integration or security
of the State or aiding or abetting national disintegration or a claim for
independent sovereign status and
(v) subversion of the Constitution while
professing to work under the Constitution or creating disunity or disaffection
among the people to disintegrate democratic social fabric.
220. The Constitution itself provides indication
in Article 365 that on the failure of the State Government to comply with or to
give effect to any directions given by the Union Government in exercise of its
executive powers and other provisions of the Constitution it shall be lawful
for the President to hold that a situation has arisen in which the Government
of the State cannot be carried on in accordance with the provisions of the
Constitution. For instance, the State failed to preserve the maintenance of means
of communication declared to be of national or material means envisaged under
Article 257(2) of the Constitution and despite the directions, the State
Government fails to comply with the same. It would be an instance envisaged
under Article 356. Similarly protection of the railways within the State is of
paramount importance. If a direction issued under Article 257(3) was failed to
be complied with by the State to protect the railways, it would be another
instance envisaged under Article 365. In these or other analogous situations
the warning envisaged by Dr Ambedkar needs to be given and failure to comply
with the same would be obvious failure of the constitutional machinery. During
Proclamation of emergency under Article 352 if directions issued under Article
353-A were not complied with or given effect to, it would also be an instance
under Article 365.
Equally directions given under Article 360(3) as
to observance of financial propriety or the Proclamation as to financial
emergency is yet another instance envisaged by Article 365. The recent
phenomena that the Chief Minister gets life-size photo published in all
national and regional dailies everyday at great public expenditure. Central
Government has responsibility to prevent such wasteful expenditure. Sufficient
warning given yielded no response nor the Chief Minister desisted to have it
published is it not a case for action under Article 356? These instances would
furnish evidence as to the circumstances in which the President could be
satisfied that the Government of the State cannot be carried on in accordance
with the provisions of the Constitution. These instances appear to be curative
in nature. In these cases forewarning may be called for before acting under
Article 356.
221. Take another instance that under Article
339(2) of the Constitution the Union of India gives direction to the State to
draw and execute the schemes specified therein for the welfare of the Scheduled
Tribes in that State and allocated funds for the purpose. The State, in defiance,
neither drew the plans nor executed the schemes, but diverted the finances
allocated for other purposes, it would be a failure of the constitutional
machinery to 191 elongate the constitutional purpose of securing socioeconomic
justice to the tribals envisaged in the directive principles warranting the
President to reach his satisfaction that the Government of the State is not
being carried on in accordance with the provisions of the Constitution. Where
owing to armed rebellion or extraordinary natural calamity, like earthquake,
the Government of the State is unable to perform its duty in accordance with
the provisions of the Constitution, then also satisfaction of the President
that the Government of the State is unable to perform as a responsible Government
in accordance with the provisions of the Constitution is not justiciable.
222. Conversely, on the resignation of the Chief
Minister the Governor without attempting or probing to form an alternative
Government by an opposition party recommends for dissolution of the Assembly,
it would be an obvious case of highly irrational exercise of the power. Where
the Chief Minister himself expresses inability to cope with his majority
legislators, recommends to the Governor for dissolution, and dissolution accordingly
was made, exercising the power by the President, it would also be a case of
highly irrational exercise of the power. Where the Governor recommends to the
President to dissolve the Assembly on the ground that the Chief Minister
belongs to a particular religion, caste or creed, it would also be a case that
the President reached satisfaction only on highly irrational consideration and
does not bear any nexus or correlation to the approximate purpose of the
action. It is clearly unconstitutional. Take an instance that national language
is Hindi. Centre directs a non-Hindi-speaking State to adopt Hindi in the
Devanagari script as State language, though predominantly 95% of the population
does not know Hindi, nor has need to adopt it as lingua franca, the violation
of the directives does not entail imposition of President's rule.
223. The exercise of power under Article 356 by
the President through Council of Ministers places a great responsibility on it
and inherent therein are the seeds of bitterness between the Union of India and
the States. A political party with people's mandate of requisite majority or of
coalition with value-based principles or programmes and not of convenience are
entitled to form Government and carry on administration for its full term
unless voted down from power in accordance with the Constitution. We have
multi-party system and in recent past regional parties are also emerging. So
one political party would be in power at the Centre and another at the State
level. In particular, when the Union of India seeks to dismiss a State Ministry
belonging to a different political party, there is bound to exist friction. The
motivating factor for action under Article 356(1) should never be for political
gain to the party in power at the Centre, rather it must be only when it is
satisfied that the constitutional machinery has failed.
It is to reiterate that the federal character of
the Government reimposes the belief that the people's faith in democratically
elected majority or coalition Government would run its full term, would not be
belied unless the situation is otherwise unavoidable. The frequent elections
would belie the people's belief and faith in parliamentary form of Government,
apart from enormous election expenditure to the State and the candidates. It
also generates 192 disbelief in the efficacy of the democratic process which is
a death-knell for the parliamentary system itself. It is, therefore, extremely
necessary that the power of Proclamation under Article 356 must be used with
circumspection and in a non-partisan manner. It is not meant to be invoked to
serve political gain or to get rid of an inconvenient State Government for good
or bad governance.
But only in cases of failure of the
constitutional machinery of the State Government.
224. As stated earlier, the constitutional and
political features should be nurtured and set conventions be laid by consensus
among the political parties either by mutual agreement or resolution passed in
this behalf. It is undoubted that Sarkaria Commission appointed by the Union of
India and Rajamannar Commission appointed by the State Government of Tamil Nadu
suggested certain amendments to Article 356, distinguished Judges gave
guidelines. Though they bear weight, it is for the consideration of the
political parties or Governments, but judicially it would not be adapted as
guidance as some of them would be beset with difficulties in implementation.
However, their creases could be ironed out by conference or by consensus of the
political parties. As regards horse-trading by the legislators, there are no
judicially discoverable and manageable standards to decide in judicial review.
A floor- test may provide impetus for corruption and rank force and violence by
musclemen or wrongful confinement or volitional captivity of legislators occurs
till the date of the floor- test in the House, to gain majority on the floor of
the House.
225. At some quarters it is believed that power
under Article 356 was misused. We are not called to examine each case. Taking a
bird's-eye view of the Proclamations issued by the President under Article 356
it would appear that on three occasions the Speaker of the Legislative Assembly
created deadlock to pass the financial bills. The power was used to resolve the
deadlock. When there was breakdown of law and order and public order due to
agitations for creation of separate States for Telangana and Andhra, the Andhra
Pradesh Legislative Assembly was dissolved and the Congress Ministry itself was
dismissed while the same party was in power at the Centre. Similar instance
would show that the power under Article 356 was used when constitutional
machinery failed. This would establish that the width of the power under
Article 356 cannot be cut down, clipped or crabbed. Moreover, the elected
representatives from that State represent in Parliament and do participate in
the discussion of the Presidential Proclamation when its approval is sought and
the transaction of legislative business concerning that State and express their
dissent when it is misused. Though temporarily the democratic form of
Government was not in the governance of that State, the basic feature of the
Constitution, namely democracy is not affected for the governance by the
elected executives temporarily at times for maximum period of three years.
226. The President being the highest executive
of the State, it is impermissible to attribute personal mala fides or bad faith
to the President. The proviso to Article 74(1) presumptively prohibits such a
charge, unless 193 established by unimpeachable evidence at the threshold. For
the exercise of the power under Article 356 the Prime Minister and his Council
of Ministers, he/they are collectively responsible to Parliament and
accountable to the people. The only recourse, in case of misuse or abuse of
power by the President, is to take either impeachment proceedings under Article
61 against the President or seek confidence of the people at the polls.
227. These conclusions do not reach the
journey's end.
However, it does not mean that the court can
merely be an onlooker and a helpless spectator to exercise of the power under
Article 356. It owes duty and responsibility to defend the democracy. If the
court, upon the material placed before it finds that the satisfaction reached
by the President is unconstitutional, highly irrational or without any nexus,
then the court would consider the contents of the Proclamation or reasons
disclosed therein and in extreme cases the material produced pursuant to
discovery order nisi to find the action is wholly irrelevant or bears no nexus
between purpose of the action and the satisfaction reached by the President or
does not bear any rationale to the proximate purpose of the Proclamation. In
that event the court may declare that the satisfaction reached by the President
was either on wholly irrelevant grounds or colourable exercise of power and
consequently Proclamation issued under Article 356 would be declared
unconstitutional.
The court cannot go into the question of
adequacy of the material or circumstances justifying the declaration of
President's rule. Roscoupoun in his Development of the Constitutional
Guarantees of Liberty, 1963 Edn. quoted Jahering that, "Form is sworn enemy of
caprice, the twin sisters of liberty, fixed forms are the school of discipline
and order and thereby of liberty itself." The exercise of the discretion
by the President is hedged with the constitutional constraint to obtain
approval of Parliament within two months from the date of the issue, itself is
an assurance of proper exercise of the power that the President exercises the
power properly and legitimately that the administration of the State is not
carried on in accordance with the provisions of the Constitution.
SCOPE OF REINDUCTION OF THE DISMISSED GOVERNMENT,
RENOTIFICATION AND REVIVAL OF DISSOLVED ASSEMBLY AND ITS EFFECT 228. Contention
was raised that until all avenues of preventing failure of the machinery by
appropriate directions by the Central Government failed or found it absolutely
impossible for the State Government to carry on the administration in
accordance with the provisions of the Constitution or by dual exercise of the
power partly by State and partly by the President or alternatively with
dissolution of the Assembly should be deferred till approval by Parliament is
given and stay the operation of the Presidential Proclamation till that time
have been canvassed by the counsel for the States. It is already considered
that warnings are only in limited areas in the appropriate cases of financial
mismanagement, but not in all the other situations.
194 CONSTITUTIONAL CONVENTIONS PROVIDE FLESH
WHICH CLOTHES DRY BONES OF LAW
229. Ever since Article 356 was put in operation
convention has been developed that the Legislative Assembly is dissolved, the
State Government is removed and the executive power assumed by the President is
entrusted to the Governor to carry on the executive actions with the aid and
advice of the appointed Advisors. Parliament exercises the legislative powers
of the entries in List 11 of the Schedule and delegates legislative power to
the President. The President makes incidental and consequential provisions.
The Government of the State is thus under the
administration of the Union Government. The Constitution though provided an
elaborate procedure with minute details, that in the event Parliament did not
approve the Proclamation issued under Article 356, the contingency of
restitution of removed Government and restoration of dissolved Assembly,
obviously with the fond hope that Article 356 would remain a "dead
letter" or it will "not be put to operation", or at best
"sparingly" used. Dr Ambedkar in his closing speech in the
Constituent Assembly stated that "the conventions and political morality"
would help successful working of the Constitution. Constitution cannot provide
detailed rules for every eventuality. Conventions are found in all established
Constitutions. The conventions are meant to bring about constitutional
development without formal change in the law. Prof K.C. Where in his book The
Statute of Westminster and Dominion Status (4th Edn.) defined the conventions thus
:
"The definition of conventions may thus be
amplified by saying that their purpose is to define the use of constitutional
discretion.
To put this in slightly different words, it may
be said that conventions are non-legal rules regulating the way in which legal
rules shall be applied." 230. Sir W. Ivor Jennings, in his Law and the
Constitution (5th Edn.) elaborated the constitutional convention :
"Thus within the framework of the law there
is room for the development of rules of practice, rules which may be followed
as consistently as the rules of law, and which determine the procedure which
the men concerned with government must follow." 231. The constitutional
conventions provide the flesh which clothes the dry bones of the law; they make
the constitution work; they keep it in touch with the growth of ideas. A
constitution does not work itself; it has to be worked by men. It is an
instrument of national cooperation which is as necessary as the instrument. The
conventions are the rules elaborated for effecting that cooperation.
Conventions entrust power granted in the
constitution from one person to the other when the law is exercised by whom
they are granted, they are in practice by some other person or body of persons.
The primary role of conventions is to regulate exercise of the discretion
facing that irresponsible abuse of power.
232. K.C. Wheare in his book Modern Constitution
(1967 Edn.) stated that:
195 "The conventions not only give
discretionary powers to the Government but also in executive governance and a
legislature or executive relations, where such rules and practice operate. They
may be found in other spheres of constitutional activities also." He
stated that:
"A course of conduct may be persisted over
a period of time and gradually attain first persuasive and then obligatory
force. A convention may arise much more quickly than that. There may be an
agreement among the people concerned to work in a particular way and to adopt a
particular rule of conduct".
Sir W. Ivor Jennings had stated that:
"The law provides only a framework; those
who put the laws into operation give the framework a meaning and fill in the
interstices. Those who take decisions create precedents which others tend to
follow, and when they have been followed long enough they acquire the sanctity
and the respectability of age. They not only are followed but they have to be
followed." One of us, learned Brother Kuldip Singh, J. had elaborately
considered the scope of conventions which obviated the need to tread the path
once over and held in Supreme Court Advocates-on-Record Association v. Union of
India46, that :
(SCC p. 651, para 340) "The written
Constitutions cannot provide for every eventuality. Constitutional institutions
are often created by the provisions which are generally worded. Such provisions
are interpreted with the help of conventions which grow with the passage of
time. Conventions are vital insofar as they fill up the gaps in the
Constitution itself, help solve problems of interpretation, and allow for the
future development of the constitutional framework. Whatever the nature of the
Constitution, a great deal may be left unsaid in legal rules allowing enormous
discretion to the constitutional functionaries. Conventions regulate the
exercise of that discretion." 233. The convention in working Article 356
of the Constitution has been established and became the constitutional law
filling the interstices of legislative process. The actions done by the
President in accordance with the choice left to him by sub-clauses (a) to (c)
of Article 356(1) and by Parliament under Article 357, i.e., dissolution of the
Legislative Assembly, removing the State Government, assumption of
administration and entrustment of the administration and the executive power to
the Governor of that State with the aid and advice of the appointed Advisors
and to take over legislative functions by Parliament and the power of
promulgation of Ordinance by the President, etc. by operation of Article 357
and making all incidental and consequential provisions for convenient
administration of executive Government of the State attained status of
constitutional law. This constitutional convention firmly set the working of
the Constitution on 46 (1993) 4 SCC 441: JT (1993) SC 479 196 smooth working
base and is being operated upon all these years. We hold that upsetting the
settled convention and the law and adopting value-oriented interpretation would
generate uncertainty and create constitutional crises in the administration and
the Government and would lead to failing the Constitution itself.
PRESIDENTIAL PROCLAMATION - So FAR PARLIAMENT
DID NOT DISAPPROVE
234. The Proclamation issued under Article 356
requires to be laid before each House of Parliament within two months from the
date of its issue. Unless it receives the approval, it shall cease to operate
at the expiration of two months. The legal consequences of the Proclamation, as
stated earlier, is that the State Government is removed, the Legislative
Assembly is dissolved and in exercising the power mentioned in sub-clauses (a),
(b) and (c) of clause (1) of Article 356 the President takes either steps
mentioned therein and Parliament exercises the power under Article 357
conferring the legislative power on the President and arrangement for
convenient administration made while exercising legislative powers in the
entries in List 11 of Schedule VII of the Constitution. The contention is that
till expiry of two months the Legislative Assembly should not be dissolved and
on the approval received from both the Houses of Parliament the President
should dissolve it. If the President fails to get the approval then the
dissolved Assembly must be revived and the dismissed Ministry should be
reinducted into office. We find it difficult to give acceptance to this
contention and if given acceptance it would be beset with grave incongruities
and result in operational disharmony. Parliament did not disapprove any Proclamation
so far issued. There is no express provision engrafted in the Constitution to
fill in this contingency. In Rajasthan case3 this Court considered the
contingency and held that dissolution of the Legislative Assembly is part of
the same Proclamation or by a subsequent order and that even if Parliament does
not approve the Proclamation the dissolved Assembly and the removed Ministry
cannot be restored. We respectfully agree with the view for the reasons we
independently give here in under.
FUNCTIONAL INCONGRUITY AND DISHARMONY
235. The executive power of the Union or the State is
coextensive with their legislative powers respectively.
When the President assumed administration of the
State under Article 356, without dissolving the Legislative Assembly could the
President discharge the executive powers without legislative powers being armed
with by Parliament? Could the President discharge the duties under the
directions of the State Legislature, if need arises for passing appropriate
legislative sanctions. Bicameral operation of the legislative and executive
powers both by the State Legislature and Parliament in List 11 of VIlth
Schedule is an anathema to the democratic principle and constitutional scheme.
The question of conflict of 3 (1977) 3 SCC 592: AIR 1977 SC 1361: (1978) 1 SCR
1 197 parliamentary supremacy and executive overbearing is more imaginary than
actual or real.
236. The reinduction of the Government of the
State is also beset with several incongruities. It cannot be assumed that the
President lightly removed the State Government. It must be for formidable
grounds, though not judicially discoverable nor discernable to strict judicial
scrutiny.
All the Proclamations so far issued were not
disapproved by Parliament. The dismissed Government, if restituted into power,
may violate with impunity the provisions of the Constitution and laws for the
balance period taking advantage of majority in the legislature and full-scale
corruption or other unconstitutional acts will have their free play. The
political party itself and all their members of the legislature should
collectively own responsibility for the removal of their Government and their
unconstitutional governance writes its own death warrant.
Restitution thereby puts a premium on failing
the Constitution. The political party must seek afresh mandate from the
electorates and establish their credibility by winning majority seats. The
existence of the Legislative Council which is not dissolvable, like Rajya
Sabha, cannot by itself transact any business, in particular the finance bills
or appropriation bills or annual financial statements.
Therefore, its continuance shall render no
criteria to the continuance of legislature or to assume it be not dissolved on
grammarian rule to reconstitute the dissolved Legislative Assembly of which the
majority members belong to the same party. No doubt dissolution of the
Legislature literally would include Legislative Council but not every State has
a council. No distinction between two types of States, one with Council and
another without Council and the former would be eligible for revival and later
per force would not be, was not meant by the Constitution. Grammarian rule
carries no consistence. Moreover this problem could also be tested from the expediency
and functional efficacy. The possibility of reinduction creates functional
hiatus.
Suppose the court grants stay till Parliament
approves the Proclamation, if urgent need arose to issue ordinance or transact
legislative or financial business, who would do it? The suspended Assembly
cannot do nor Parliament. The dismissed Ministry cannot transact the
legislative business.
Even if permitted to function and ultimately the
Proclamation is approved by Parliament, what would happen to the validity of
the executive and legislative acts done in the interregnum. As stated, is there
no possibility of large-scale abuse of office for personal or political gain?
If the orders are issued by the courts on value-based opinion, where is the
finality and at what point a stop is to be put? If stay is granted, by a High
Court and writ petition is not disposed of and the term of the legislative
Assembly expires what would happen to the Ministry in office? whether it would
continue by order of the court? How elections are to be conducted by the
Election Commission? Is it under the orders of the court or by the exercise of
the power under Article 324? Are day to day executive, legislative and
administrative actions to be done under the writ of the court? of a High Court
issues a direction to allow the dissolved assembly its full course of balance
period including the suspended period what would 198 happen? Is it not
violative of Article 172? Whether it could be prevented to be done? If such
order is not complied with, is not the President liable to contempt of the
court and if so what happens to the protection of Article 361 ? Instead of
solving the problems, does not the writ of the court create constitutional
crisis? Giving deep and anxious consideration and visualising the far-reaching
constitutional crisis, we are firmly of the view that the self-restraint
constrains us to express no value opinion leaving it to Parliament to ponder
over and if deemed necessary amend Article 356 suitably.
237. The Constitution was amended more than 77
times and Article 356 itself was amended 6 times through the Constitution's
38th Amendment Act; the 42nd Amendment Act; the 44th Amendment Act; the 59th
Amendment Act; the 64th Amendment Act and the 68th Amendment Act. Apart from
the Congress Party, three non-Congress political parties were in power at the
Centre during these 44 years and no amendment was brought to Article 356(3)
that on disapproval of the Proclamation by Parliament the dissolved Assembly
stands revived and removed Government stood reinducted. The statutory
construction fortifies this conclusion.
CASUS OMISSUS - WHETHER PERMISSIBLE To SUPPLY
238. The question, further arises whether by
interpretative process, would it be permissible to fill in the gaps.
Though it is settled law that in working the law
and finding yearning gaps therein, to give life and force to the legislative
intent, instead of blaming the draftsman, the courts ironed out the creases by
appropriate technique of interpretation and infused life into dry bones of law.
But such an interpretation in our respectful view is not permissible, when we
are called upon to interpret the organic Constitution and working the political
institutions created therein. When Parliament has had an opportunity to
consider what exactly is going wrong with the political system designed by the
Constitution but took no steps to amend the Constitution in this behalf, it is
a principle of legal policy, that the law should be altered deliberately,
rather than casually by a sidewind only, by major and considered process.
Amendment of the Constitution is a serious legislative business and change in
the basic law, carefully work out, more fundamental changes are brought out by
more thorough-going and in-depth consideration and specific provisions should
be made by which it is implemented. Such is the way to contradict the problem
by the legislative process of a civilised State. It is a well- established
principle of construction that a statute is not to be taken as affecting
parliamentary alteration in the general law unless it shows words that are
found unmistakably to that conclusion. No motive or bad faith is attributable
to the legislature. Bennion at page 338 extracting from the Institute of the
Law of Scotland Vol. 3, page 1 of The Practice by David Maxwell at page 127
abstracted that "Where a matter depends entirely on the construction of
the words of a statute, there cannot be any appeal to the nobile
officium". He stated at page 344 that 199 "where the literal meaning
of the enactment goes narrower than the object of the legislator, the court may
be required to apply a rectifying construction. Nowadays it is regarded as not
in accordance with public policy to allow a draftsman's ineptitude to prevent
justice being done. This was not always the case." Where the language of a
statute is clear and unambiguous, there is no room for the application either
of the doctrine of casus omissus or of pressing into service external aid, for
in such a case the words used by the Constitution or the statute speak for
themselves and it is not the function of the court to add words or expressions
merely to suit what the court thinks is the supposed intention of the
legislature. In American Jurisprudence 2d Series, Vol. 73 at page 397 in para
203 it is stated that:
"It is a general rule that the courts may
not, by construction insert words or phrases in a statute or supply a casus
omissus by giving force and effect to the language of the statute when applied
to a subject about which nothing whatever is said, and which, to all
appearances, was not in the minds of the legislature at the time of the
enactment of the law." Under such circumstances new provisions or ideas
may not be interpolated in a statute or engrafted thereon. At page 434 in para
366 it is further stated that :
"While it has been held that it is duty of
the courts to interpret a statute as they find it without reference to whether
its provisions are expedient or un expedient, it has also been recognised that
where a statute is ambiguous and subject to more than one interpretation, the
expediency of one construction or the other is properly considered. Indeed,
where the arguments are nicely balanced, expediency may tip the scales in
favour of a particular construction. It is not the function of a court in the
interpretation of statutes, to vindicate the wisdom of the law. The mere fact
that the statute leads to unwise results is not sufficient to justify the court
in rejecting the plain meaning of unambiguous words or in giving to a statute a
meaning of which its language is not susceptible, or in restricting the scope
of a statute. By the same token, an omission or failure to provide for
contingencies, which it may seem wise to have provided for specifically, does
not justify any judicial addition to the language of the statute. To the
contrary, it is the duty of the courts to interpret a statute as they find it
without reference to whether its provisions are wise or unwise, necessary or
unnecessary, appropriate or inappropriate, or well or ill-conceived. " 239.
Craies on Statute Law, 7th Edn., at page 69, states that the second consequence
of the rule of casus omissus is that the statute may not be extended to meet a
case for which provision has clearly and undoubtedly not been made. In
Construction of Statutes by Crawford at page 269 in paragraph 169 it is stated
that omissions in a statute cannot, as a general rule, be supplied by
construction. Thus, if a particular case is omitted from the terms of a
statute, even though such a case is within the obvious purpose of 200 the
statute and the omission appears to have been due to accident or inadvertence,
the court cannot include the omitted case by supplying the omission. This is
equally true where the omission was due to the failure of the legislature to
foresee the missing case. As is obvious, to permit the court to supply the
omissions in statutes, would generally constitute an encroachment upon the
field of the legislature. In construing the Constitution we cannot look beyond
the letter of the Constitution to adopt something which would command itself to
our minds as being implied from the context. In State of Tasmania v. Commonwealth of
Australia and State of Victoria47 Connor, J. dealing with the question observed thus :
"It appears to me that the only safe rule
is to look at the statute itself and to gather from it what is its intention.
If we depart from that rule we are apt to run the risk of the danger described
by Pollack, C.J., in Mille v. Solomons. 'If', he says, 'the meaning of the
language be plain and clear, we have nothing to do but to obey it to administer
it as we find it; and, I think, to take a different course is to abandon the
office of Judge, and to assume the province of legislation'. Some passages were
cited by Mr Glynn from Black on the Interpretation of Laws, which seem to imply
that there might be a difference in the rules of interpretation to be applied
to the Constitution and those to be applied to any other Act of Parliament, but
there is no foundation for any such distinction. The intention of the enactment
is to be gathered from its words. If the words are plain, effect must be given
to them;
if they are doubtful, the intention of
legislature is to be gathered from the other provisions of the statute aided by
a consideration of surrounding circumstances.
In all cases in order to discover the intention
you may have recourse to contemporaneous circumstances to the history of the
law, and you may gather from the instrument itself the object of the
legislature in passing it. In considering the history of the law, you may look
into previous legislation, you must have regard to the historical facts
surrounding the bringing of law into existence. In the case of a Federal
Constitution the field of inquiry is naturally more extended than in the case
of a State Statute, but the principles to be applied are the same. You may
deduce the intention of the legislature from a consideration of the instrument
itself in the light of these facts and circumstances, but you cannot go beyond
it. If that limitation is to be applied in the interpretation of an ordinary
Act of Parliament, it should at least be as stringently applied in the
interpretation of an instrument of this kind, which not only is a statutory
enactment, but also embodies the compact by which the people of the several
colonies of Australia agreed to enter into an indissoluble Union." 240. In
Encyclopaedia of the American Judicial System. The Constitutional
Interpretation by Craig R. Ducat it is stated that the standard for assessing
constitutionality must be the words of the Constitution, not 47 (1904) 1 CLR
329, 358-59 201 what the judges would prefer the Constitution to mean. The
constitutional supremacy necessarily assumes that a superior rule is what the
Constitution says, it is not what the judges prefer it to be. (Vide page 973).
(emphasis supplied) In judicial tributes balancing the competing interest Prof
Ducat quoted with approval the statement of Bickel at page 798 thus :
"The judicial process is too
principle-prone and principle-bound it has to be, there is no other
justification or explanation for the role it plays. It is also too remote from
conditions, and deals, case by case, with too narrow a slice of reality. It is
not accessible to all the varied interests that are in play in any decision of
great consequence. It is, very properly, independent. It is passive. It has
difficulty controlling the stages by which it approaches a problem. It rushes
forward too fast, or it lags; its pace hardly ever seems just right. For all
these reasons, it is, in a vast, complex, changeable society, a most unsuitable
instrument for the formation of policy." 241. In the Modes of
Constitutional Interpretation by Craig R. Ducat, 1978 Edn. at p. 125, he stated
that the judges' decision ought to mean society's values not their own.
He. quoted Cardozo's passage from the Nature of
Judicial Process at page 108 that, "a judge, I think would err if he were
to impose upon the community as a rule of life his own idiosyncrasies of
conduct or belief'. The court when caught in a paralysis of dilemma should
adopt self-restraint, it must use the judicial review with greatest caution. In
clash of political forces in political statement the interpretation should only
be in rare and auspicious occasions to nullify ultra vires orders in highly
arbitrary or wholly irrelevant Proclamation which does not bear any nexus to
the predominant purpose for which the Proclamation was issued, to declare it to
be unconstitutional and no more.
242. Frankfurter, J. says in Dennis v. US48 thus
:
"But how are competing interests to be
assessed? Since they are not subject to quantitative ascertainment, the issue
necessarily resolves itself into asking, who is to make the adjustment? who is
to balance the relevant factors and ascertain which interest is in the
circumstances to prevail? Full responsibility for the choice cannot be given to
the courts. Courts are not representative bodies. They are not designed to be a
good reflex of a democratic society.
Their judgment is best informed, and therefore
most dependable, within narrow limits. Their essential quality is detachment,
founded on independence. History teaches that the independence of the judiciary
is jeopardize d when courts become embroiled in the passions of the day and assume
primary responsibility in choosing between competing political, economic and
social pressures." 243. Regionalism, linguism and religious fundamentalism
have become divisive forces to weaken the unity and integrity of the country.
Linguistic chauvinism adding its fuel to keep the people poles apart.
Communalism and 48 341 US 494,525:95 [Ed]137(1951) 202 casteism for narrow political gains
are creating foul atmosphere. The cessationist forces are working from within
and outside the country threatening national integration.
To preserve the unity and integrity of the
nation, it is necessary to sustain the power of the President to wisely use
Article 356 to stem them out and keep the Government of the State functioning
in accordance with the provisions of the Constitution. Article 356 should,
therefore, be used sparingly in only cases in which the exercise of the power
is called for. It is not possible to limit the scope of action under Article
356 to specific situations, since the failure of the constitutional machinery
may occur in several ways due to diverse causes be it political, internal
subversion or economic causes and no strait-jacket formula would be possible to
evolve. The Founding Fathers thus confided the exercise of the power in the
highest executive, the President of India, through his Council of Ministers
headed by the Prime Minister of the country who is accountable to the people of
the country.
STAY OF ELECTIONS WHETHER COULD BE MADE
244. Under Article 168 for every State there
shall be Legislative Assembly and in some States Legislative Council.
Article 172(1) provides that every Legislative
Assembly of every State, unless sooner dissolved shall continue for five years
from the date appointed for its first meeting and "no longer" and the
expiration of such period of five years shall operate as a dissolution of the
Assembly. The proviso to clause (1) or clause (2) are not relevant. It is
thereby declared the constitutional policy that five years' tenure of the
legislature starts running from the date appointed for its first meeting and
expiration of the period operates constitutionally as date of dissolution of
the Assembly.
The phrase "no longer" reinforces its
mandatory character.
Article 324(1) enjoins the Election Commission
to conduct elections to Parliament and to the Legislature of every State, etc.
The R.P. Act, rules and the instructions prescribe the procedure to conduct and
complete elections four months before the expiry of the date of dissolution.
Article 329(b) issues an injunction that
"no election to either House of Parliament or to the House or either House
of the Legislature of a State shall be called in question" except by an
election petition presented to such authority and in such manner as may be
provided for by or under any law made by the appropriate legislature. In other
words, the election process once set in motion should run its full course and
all election disputes shall be resolved in accordance with the procedure
established by R.P. Act.
245. In N.P. Ponnuswami v. Returning Officer,
Namakkal ConstituenCy49 at the earliest, Constitution Bench of this Court held
that having regard to the important functions which the legislatures have to
perform in democratic countries, it has always been recognised to be a matter
of first importance that elections shall be concluded as early as possible
according to the time schedule and all controversial matters and all disputes
arising out of elections should be postponed till after the elections are over,
49 1952 SCR 218: AIR 1952 SC 64: 1 ELR 133 203 so that the election proceedings
may not be unduly retarded or protracted. In Lakshmi Charan Sen v. A.K.M.
Hassan Uzzaman50 another Constitution Bench considered the effect of interim
stay of general elections to West Bengal Legislative Assembly granted by the
Calcutta High Court in a writ proceeding, held that the High Courts must
observe self-imposed limitation on their power to act under Article 226 by
refusing to pass orders or giving directions which will inevitably result in an
indefinite postponement of elections to legislative bodies, which are the very
essence of the democratic foundation and functioning of our Constitution. That
limitation ought to be observed irrespective of the fact whether the
preparation and publication of electoral rolls are a part of the process of
election within the meaning of Article 329(b) of the Constitution. It is the
duty of the court to protect and preserve the integrity of the constitutional
institutions which are devised to foster democracy and when the method of their
functioning is questioned, which is open to the citizen to do, the court must
examine the allegations with more than ordinary care. Very often the exercise
of jurisdiction especially the writ jurisdiction involves questions of propriety
rather than of power. The fact that the court has power to do a certain thing
does not mean that it must exercise that power regardless of consequences.
Holding the elections to the legislatures and
holding them according to law are both matters of paramount importance and is
the constitutional obligation imposed by Article 168.
The pragmatic approach was couched thus: (at SCR
p. 523):
(SCC p. 709, para 30) "India is an oasis of
democracy, a fact of contemporary history which demands of the courts the use
of wise statesmanship in the exercise of their extraordinary powers under the
Constitution. The High Courts must observe a self-imposed limitation on their
power to act under Article 226, by refusing to pass order or give directions
which will inevitably result in an indefinite postponement of elections to
legislative bodies, which are the very essence of the democratic foundation and
functioning of our Constitution. That limitation ought to be observed
irrespective of the fact whether the preparation and publication of electoral
rolls are a part of the process of 'election' within the meaning of Article
329(b) of the Constitution." There are plethora of precedents in this
behalf, but suffice for the limited purpose to say that the exercise of the
power either under Article 226 or Article 32 or Article 136 staying the
elections to the dissolved Assembly under Article 356 not only flies in the
face of the constitutional mandates and the law laid down by this Court, but
creates uncertainty and constitutional crises as stated hereinbefore.
Enlightened public opinion both inside or outside Parliament, informed public
objective criticism, objective assessment of the ground realities would inhibit
misuse of power and hinder highly irrational exercise of the power.
50 (1985) 4 SCC 689: 1985 Supp 1 SCR 493 204
246. The question which finally emerges is whether issuance of the Proclamation
under Article 356 without affording a particular Chief Minister to test his
majority support of his party in the Legislatures (sic) of Janata Dal or
coalition on the floor of the House is arbitrary and bears no reasonable nexus
or irrational. Having given our anxious consideration to the facts in Bommai
case and in the light of the discussion made hereinbefore that the fluid
situation prevailing during the relevant period appears to have persuaded the
President that he had constitutional duty to maintain the purity of the
democratic process and required to stamp out horse-trading among the
legislators which had resulted in the failure of constitutional machinery,
satisfied himself that necessitated to issuance of the Proclamation under
Article 356. Though the majority strength of the ruling party or coalition in
the Legislative Assembly may be tested on the floor of the House and may be a
salutary principle as recommended by the conference of the Governors, it would
appear that in its working there emerged several pitfalls and so it was not
found enforceable as a convention. It is for the political parties or the Chief
Ministers' conference to take a decision in that behalf and it is not
judicially manageable for the court to give any declaration in this behalf. In
regard to dissolution of U.P. Assembly, though there is no writ petition filed,
since the Government machinery of that Government had failed to prevent
destruction of Sri Ram Janmabhoomi-Babri Masjid disputed structure and failed
to protect the religious property, be it belong to Hindus or Muslims and in
that surged atmosphere when it was done, it cannot be concluded that the
President acted unconstitutionally or that there is no proximate nexus between
the action and the demolition to exercise the power under Article 356. Equally
regarding dissolution of Legislative Assemblies of Madhya Pradesh, Rajasthan
and Himachal Pradesh, the reports of the Governors do disclose that some of the
Ministers and some Chief Ministers actively associated or encouraged kar sevaks
to participate in the demolition of Ram Janmabhoomi-Babri Masjid disputed
structure and also criticised the imposition of ban on RSS. The law and order
situation or public order situation do not appear to have been brought under
control.
The common thread of breach of secularism ran
through the events and with prognosis action was taken. Our learned Brother Jeevan
Reddy, J. elaborately considered the pleadings of the parties and arguments by
the respective counsel. He also deduced the conclusions. The need for
discussion once over is thereby redundant. We respectfully agree with him and
in case of Meghalaya also. We conclude that the satisfaction reached by the
President cannot be adjudicated with any judicially discoverable and manageable
standards, but one stark fact that emerged is that due to sustained campaign by
the BJP and other organizations Sri Ram Janmabhoomi-Babri Masjid disputed
structure was destroyed. Consequential situation that has arisen due to which
the President satisfied that Governments of the States of Madhya Pradesh,
Rajasthan and Himachal Pradesh cannot be carried on in accordance with the
provisions of the Constitution and they breached the basic features of the
Constitution, namely secularism. Therefore the satisfaction reached by 205 the
President cannot be said to be irrelevant warranting interference. As regards
Meghalaya is concerned, though a declaration may possibly be made on the
validity of the Presidential Proclamation, since the elections have already
been held, its need became fait accompli.
CONCLUSIONS
247. Federalism envisaged in the Constitution of
India is a basic feature in which the Union of India is permanent within the
territorial limits set in Article 1 of the Constitution and is indestructible.
The State is the creature of the Constitution and the law made by Articles 2 to
4 with no territorial integrity, but a permanent entity with its boundaries
alterable by a law made by Parliament.
Neither the relative importance of the
legislative entries in Schedule VII, Lists I and II of the Constitution, nor
the fiscal control by the Union per se are decisive to conclude that the
Constitution is unitary. The respective legislative powers are traceable to
Articles 245 to 254 of the Constitution. The State qua the Constitution is
federal in structure and independent in its exercise of legislative and
executive power. However, being the creature of the Constitution the State has
no right to secede or claim sovereignty. Qua the Union, State is quasi-federal.
Both are coordinating institutions and ought to exercise their respective
powers with adjustment, understanding and accommodation to render socioeconomic
and political justice to the people, to preserve and elongate the
constitutional goals including secularism.
248. The preamble of the Constitution is an
integral part of the Constitution. Democratic form of Government, federal structure,
unity and integrity of the nation, secularism, socialism, social justice and
judicial review are basic features of the Constitution.
249. The office of the Governor is a vital link
and a channel of impartial and objective communication of the working of the
Constitution by the State Government to the President of India. He is to ensure
protection and sustenance of the constitutional process of the working of the
Constitution in the State playing an impartial role. As head of the Executive
he should truthfully with high degree of constitutional responsibility inform
the President that a situation has arisen in which the constitutional machinery
has failed and the State cannot be carried on in accordance with the provisions
of the Constitution with necessary factual details in a non-partisan attitude.
250. The Union of India shall protect the State Government and as
corollary under Article 356 it is enjoined that the Government of every State
should be carried on in accordance with the provisions of the Constitution. On
receipt of a report from the Governor or otherwise the President (Council of
Ministers) on being satisfied that a situation has arisen in which the
Government of a State cannot be carried on in accordance with the provisions of
the Constitution, is empowered to issue Proclamation under Article 356(1) and
impose President's rule in the State in the manner laid down in sub-clauses (a)
to (c) of Article 356(1) of the Constitution.
206 251. The exercise of the power under Article
356 is an extraordinary one and needs to be used sparingly when the situation
contemplated by Article 356 warrants to maintain democratic form of Government
and to prevent paralysing of the political process. Single or individual act or
acts of violation of the Constitution for good, bad or indifferent
administration does not necessarily constitute failure of the constitutional
machinery or characterises that a situation has arisen in which the Government
of the State cannot be carried on in accordance with the provisions of the
Constitution. The exercise of power under Article 356 should under no
circumstance be for a political gain to the party in power in the Union
Government. It should be used sparingly and with circumspection that the
Government of the State function with responsibility in accordance with the
provisions of the Constitution.
252. Rule of law has been chosen as an
instrument of social adjustment and resolution of conflicting social problems
to integrate diverse sections of the society professing multi- religious
faiths, creed, caste or region fostering among them fraternity, transcending
social, religious, linguistic or regional barriers. Citizenship is either by
birth or by domicile and not as a member of religion, caste, sect, region or
language. Secularism has both positive and negative contents. The Constitution
struck a balance between temporal parts confining it to the person professing a
particular religious faith or belief and allows him to practice, profess and
propagate his religion, subject to public order, morality and health. The
positive part of secularism has been entrusted to the State to regulate by law
or by an executive order. The State is prohibited to patronise any particular
religion as State religion and is enjoined to observe neutrality. The State
strikes a balance to ensure an atmosphere of full faith and confidence among
its people to realise fill growth of personality and to make him a rational
being on secular lines, to improve individual excellence, regional growth, progress
and national integrity. Religion being susceptible to the individuals or groups
of people professing a particular religion, antagonistic to another religion or
groups of persons professing different religion, brings inevitable social or
religious frictions. If religion is allowed to overplay, social disunity is
bound to erupt leading to national disintegration. Secularism is a part of the
basic features of the Constitution. Political parties, group of persons or
individuals who would seek to influence electoral process with a view to come
to political power, should abide by the Constitution and the laws including
secularism, sovereignty, integrity of the nation. They/he should not mix
religion with politics. Religious tolerance and fraternity are basic features
and postulates of the Constitution as a scheme for national integration and
sectional or religious unity.
Programmes or principles evolved by political
parties based on religion amounts to recognising religion as a part of the
political governance which the Constitution expressly prohibited. It violates
the basic features of the Constitution. Positive secularism negates such a
policy and any action in furtherance thereof would be violative of the basic
features of the Constitution. Any act done by a political party or the
Government of the 207 State run by that party in furtherance of its programme
or policy would also be in violation of the Constitution and the law. When the
President receives a report from a Governor or otherwise had such information
that the Government of the State is not being carried on in accordance with the
provisions of the Constitution, the President is entitled to consider such
report and reach his satisfaction in accordance with law.
253. A person who challenges the Presidential
Proclamation must prove strong prima facie case that the Presidential
Proclamation is unconstitutional or invalid and not in accordance with law. On
the Court's satisfying that the strong prima facie case has been made out and
if it is a High Court, it should record reasons before issuing "discovery
order nisi", summoning the records from the Union of India. The Government
is entitled to claim privilege under Section 123 of the Indian Evidence Act and
also the claim under Article 74(2) of the Constitution. The court is to
consider the records in camera before taking any further steps in the matter.
Article 74(2) is not a barrier for judicial review. It only places limitation
to examine whether any advice and if so what advice was tendered by the Council
of Ministers to the President. Article 74(2) receives only this limited
protective canopy from disclosure, but the material on the basis of which the
advice was tendered by the Council of Ministers is subject to judicial
scrutiny.
254. The Union of India, when discovery order nisi is issued by this
Court, would act in aid of the Court under Article 142(2) and is enjoined to
produce the material, the foundation for action under Article 356. As held
earlier before calling upon the Union to produce the material, the court must first
find strong prima facie case and when the records are produced they are to be
considered in camera.
255. Judicial review is a basic feature of the
Constitution.
This Court/High Courts have constitutional duty
and responsibility to exercise judicial review as sentinel on the qui vive.
Judicial review is not concerned with the merits of the decision, but with the
manner in which the decision was taken. The exercise of the power under Article
356 is a constitutional exercise of the power. The normal subjective
satisfaction of an administrative decision on objective basis applied by the
courts to administrative decisions by subordinate officers or quasi-judicial or
subordinate legislation does not apply to the decision of the President under
Article 356.
256. Judicial reveiw must be distinguished from
the justiciability by the court. The two concepts are not synonymous. The power
of judicial review is a constituent power and cannot be abdicated by judicial
process of interpretation. However, justiciability of the decision taken by the
President is one of exercise of the power by the court hedged by self-imposed
judicial restraint. It is a cardinal principle of our Constitution that no one,
howsoever lofty, can claim to be the sole judge of the power given under the
Constitution. Its actions are within the confines of the powers given by the
Constitution.
208 257. This Court as final arbiter in
interpreting the Constitution, declares what the law is. Higher judiciary has
been assigned a delicate task to determine what powers the Constitution has
conferred on each branch of the Government and whether the actions of that
branch transgress such limitations, it is the duty and responsibility of this
Court/High Courts to lay down the law. It is the constitutional duty to uphold
the constitutional values and to enforce the constitutional limitations as the
ultimate interpreter of the Constitution. The judicial review, therefore,
extends to examine the constitutionality of the Proclamation issued by the
President under Article 356. It is a delicate task, though loaded with
political overtones, to be exercised with circumspection and great care. In
deciding finally the validity of the Proclamation, there cannot be any hard and
fast rules or fixed set of rules or principles as to when the President's
satisfaction is justiciable and valid.
258. Justiciability is not a legal concept with
a fixed content, nor is it susceptible of scientific verification.
Its use is the result of many pressures or
variegated reasons. Justiciability may be looked at from the point of view of
common sense limitation. Judicial review may be avoided on questions of purely
political nature, though pure legal questions camouflaged by the political
questions are always justiciable. The courts must have judicially manageable
standards to decide a particular controversy.
Justiciability on a subjective satisfaction
conferred in the widest terms to the political coordinate executive branch
created by the constitutional scheme itself is one of the considerations to be
kept in view in exercising judicial review. There is an initial presumption
that the acts have been regularly performed by the President.
259. The proviso to Article 74(1) reinforces
that on the advice tendered by the Council of Ministers to the President, the
latter actively applies his mind and reaches the satisfaction that a situation
has arisen in which the Government of the State cannot be carried on in
accordance with the provisions of the Constitution. The word
"otherwise" enlarges the width and ambit of satisfaction reached by
the President. In some cases such satisfaction lacks judicially manageable
standards for resolution. The abuse of the power by high constitutional
functionaries cannot be assumed, but must be strictly proved. It also cannot be
assumed that the Presidential Proclamation was lightly issued. The exercise of
discretionary satisfaction may depend on diverse varied and variegated
circumstances.
The Constitution confided exercise of the power
under Article 356 in the highest executive of the land, the President of India
aided and advised by the Council of Ministers at its head by the Prime
Minister. The Prime Minister and his Council of Ministers are collectively and
individually responsible to Parliament and accountable to the people.
Confidence reposed on the highest executive itself is a circumstance to be kept
in view in adjudging whether the satisfaction reached by the President is
vitiated by law. It is impermissible to attribute bad faith or personal mala
fides to the President in the face of constitutional prohibition of
answerability by Article 361.
But if the proof of 209 mala fide abuse of power
is available, appropriate remedy would be available in the Constitution under
Article 61.
260. The decision can be tested on the ground of
legal mala fides, or high irrationality in the exercise of the discretion to
issue Presidential Proclamation. Therefore, the satisfaction reached by the
President for issuing the Proclamation under Article 356 must be tested only on
those grounds of unconstitutionality, but not on the grounds that the material
which enabled him to reach the satisfaction was not sufficient or inadequate.
The traditional parameters of judicial review, therefore, cannot be extended to
the area of exceptional and extraordinary powers exercised under Article 356.
The doctrine of proportionality cannot be extended to the power exercised under
Article 356. The ultimate appeal over the action of the President is to the
electorate and judicial self-restraint is called in aid, in which event the
faith of the people in the efficacy of the judicial review would be
strengthened and the judicial remedy becomes meaningful.
261. Under Article 356 as soon as the
Proclamation is issued, under sub-clause (3) of Article 356, the President
shall seek its approval from both Houses of Parliament within two months from
the date of its issue unless it is revoked in the meanwhile. A consistent
constitutional convention has been established that on issuing the Proclamation
the President on his assumption of the functions of the Government of the State
directs the Governor to exercise all the executive functions of the Government
of the State with the aid and advice of the appointed Advisors. He declares
that the power of the Legislature of the State shall be exercisable by or under
the authority of Parliament and makes incidental and consequential provisions
necessary to give effect to the object of Proclamation by suspending whole or
any part of the operation of any provision of the Constitution relating to any
body or authority of the State which includes dissolution of the Legislative
Assembly and removal of the State Government. Parliament exercises the
legislative power thereon under Article 357 and in turn it confers on the
President the powers relating to entries in List II of the VIIth Schedule. The
Governor of the State with the aid and advice of the advisors exercises the
executive functions on behalf of the President. The convention attained the
status of law. This consistent law has been operating without any
constitutional hiatus. Granting of stay of operation of Presidential
Proclamation creates constitutional and administrative hiatus and incongruity.
The Union and the State simultaneously cannot operate the
legislative and executive powers in List II of VIIth Schedule of the
Constitution. Thereby simultaneous bicameral functions by the Union and the State is an
anathema to the democratic principle and constitutional scheme. It would lead
to incongruity and incompatibility.
262. There is no express provision in the
Constitution to revive the Assembly dissolved under the Presidential
Proclamation or to reinduct the removed Government of the State. In
interpreting the Constitution on the working of the democratic institutions set
up under the Constitution, it is impermissible to fill the gaps or to give
directions to revive the dissolved 210 Assembly and to reinduct the dismissed
Government of the State into office. Equally, stay cannot be granted of the
operation of the Presidential Proclamation till both Houses of Parliament
approve the Presidential Proclamation. The suspension without dissolution of
theLegislative Assembly of the State also creates functional disharmony leading
to constitutional crisis. The grant of stay of elections to the Legislative
Assembly, occasioned pursuant to the Presidential Proclamation, also creates
constitutional crisis. Therefore, the courts should not issue such directions
leaving it to Parliament to amend the Constitution if need be.
263.The floor-test may be one consideration
which the Governor may keep in view. But whether or not to resort to it would
depend on prevailing situation. The possibility of horse-trading is also to be
kept in view having regard to the prevailing political situation. It is not
possible to formulate or comprehend a set of rules for the exercise of the
power by the Governor to conduct floor-test. The Governor should be left free
to deal with the situation according to his best judgment keeping in view the
Constitution and the conventions of the parliamentary system of Government.
Though Sarkaria Commission and Rajamannar Commission, headed by two
distinguished Judges of this land, recommended floor-test, it could only mean
that that is a consideration which must cross the mind of the Governor. It
would suffice to say that the Governor should be alive to the situation but he
would be the sole judge on the question whether or not conditions are conducive
to resort to floor- test.
264.The satisfaction reached by the President in
issuing Presidential Proclamation and dissolving the Legislative Assemblies of
Madhya Pradesh, Rajasthan and Himachal Pradesh cannot be faulted as it was
based on the fact of violation of the secular features of the Constitution
which itself is a ground to hold that a situation has arisen in which the
Government of the States concerned cannot be carried on in accordance with the
provisions of the Constitution.
Therefore, the satisfaction cannot be said to be
unwarranted. The appeals of the Union from the judgment of the Madhya Pradesh High
Court is allowed accordingly and the judgment of the High Court is set aside.
The dissolution of the Meghalaya Assembly though vulnerable to attack as
unconstitutional, it has become infructuous due to subsequent elections and the
newly elected State Legislature and the Government of the State of Meghalaya are functioning
thereafter. Therefore, no futile writs could be issued as the Court does not
act in vain. The appeal of Bommai and the transferred petitions are accordingly
dismissed, but in the circumstances without costs.
B.P. JEEVAN REDDY, J. (on behalf of Agrawal, J.
and himself) Article 356 of the Constitution of India is a provision without a
parallel. Constitution of no other country contains a similar provision. The
only other constitution that contains a somewhat similar provision is the
Constitution of Pakistan of 1973, viz., Article 58(2) and Article 112(2). Both
the Indian and Pakistani provisions appear to be inspired by Section 45 and
Section 93 of the Government of India Act, 1935. Article 356, however, is
qualitatively 211 different, while the Pakistani provisions are more akin to
the provisions of 1935 Act. Under Article 356, the President is empowered to
remove the State Government, dissolve the Legislative Assembly of the State and
take over the functions of the Government of the State in case he is satisfied
that the Government of that State cannot be carried on in accordance with the
provisions of the Constitution. In the context of the Indian Constitution [more
specifically after the amendment of Article 74(1) by the 42nd (Amendment) Act
this really is the power vested in the Council of Ministers headed by the Prime
Minister at the Centre. The action can be taken either on the report of the
Governor or on the basis of information received otherwise or both.
An awesome power indeed. The only check
envisaged by the Constitution apart from the judicial review is the approval by
both Houses of Parliament which in practice has proved to be ineffective, as
this judgment will demonstrate.
And with respect to judicial review of the
action under Article 356, serious reservations are expressed by the counsel for
the Union of India and other respondents. If what they say is accepted, there
is a danger of this power eroding the very federal structure of our State and
introducing a serious imbalance in our constitutional scheme. It is, therefore,
necessary to define the parameters of this power and the parameters 'of judicial
review in these matters in the interest of our constitutional system. It is for
this reason that we heard elaborate arguments from all the parties before us on
the meaning, scope and dimensions of the power under this article. We may say,
we are fully aware of the delicate nature of the problem. We are aware that
though the questions raised herein are constitutional in character, they do
have political overtones. It is quite likely that our views will not be found
palatable by some but that probably cannot be helped. Sworn to uphold the
Constitution, we must say what the article says and means.
266.It is true that on account of elections
having taken place subsequent to the issuance of the Proclamations impugned
herein, no effective relief can be granted in these matters, we are yet
requested by all the parties concerned herein that we should express ourselves
on all the issues arising herein so that the principles enunciated by this
Court may serve as guidelines for the future for all concerned.
ARTICLE 356: THE BACKGROUND
267.India became a British colony in the year 1858.
Roughly two-thirds of it was under direct
British rule while the remaining one-third was under the rulership of more than
500 Princes, who in turn were directly under the thumb of the British Crown.
The 1935 Act introduced, for the first time, the concept of division of powers
between the Centre and the provinces. Most of the powers were retained with the
Centre. The Provincial Governments were kept under an ever-watchful and all
powerful Centre. The Governors in the provinces and the Governor General at the
Centre exercised real and substantial power, unlike the Governors and the
President under the Constitution. From the British point of view, it was an
experiment, the first one, in self-rule by the Indians. A few powers were
entrusted to the elected 212 Governments at the Centre or in the provinces;
even those could be resumed and taken back by the Governor General or Governor,
as the case may be, whenever he was satisfied that the Government at the Centre
or of the province could not be carried on in accordance with the provisions of
the Act.
Governor General and Governor, under the 1935
Act, meant the imperial colonial power. Evidently, the British Parliament was
not prepared to trust the Indian political parties.
Many of them were opposed to British rule and
some of their leaders had declared openly that they would enter the
Legislatures and the Government with a view to break the system from within.
Sections 45 and 93 were the products of this mistrust.
268.But then Why was a provision like Article
356 ever made in the Constitution? What was the occasion and necessity for it?
For ascertaining this, we may have to turn to the debates in the Constituent
Assembly. The draft Articles 277-A and 278 (corresponding to Articles 355 and
356) were taken up for consideration on August 3, 1949. It would be
appropriate to read both Articles 355 and 356 as enacted by the Constituent Assembly
:
"355. Duty of the Union to protect States
against external aggression and internal disturbance.- It shall be the duty of
the Union to protect every State
against external aggression and internal disturbance and to ensure that the
Government of every State is carried on in accordance with the provisions of this
Constitution.
356. Provisions in case of failure of
constitutional machinery in States.- (1) If the President, on receipt of report
from the Governor of a State orotherwise, is satisfied that a situation has
arisen in which the Government of the State cannot be carried on in accordance
with the provisions of this Constitution, the President may by Proclamation(a)
assume to himself all or any of the functions of the Government of the State
and all or any of the powers vested in or exercisable by the Governor or any
body or authority in the State other than the Legislature of the State;
(b)declare that the powers of the Legislature of
the State shall be exercisable by or under the authority of Parliament;
(c)make such incidental and consequential provisions
as appear to the President to be necessary or desirable for giving effect to
the objects of the Proclamation, including provisions for suspending in whole
or in part the operation of any provisions of this Constitution relating to any
body or authority in the State :
Provided that nothing in this clause shall
authorise the President to assume to himself any of the powers vested in or
exercisable by a High Court, or to suspend in whole or in part the operation of
any provision of this Constitution relating to High Courts. (2) Any such
Proclamation may be revoked or varied by a subsequent Proclamation.
(3)Every Proclamation issued under this article
shall be laid before each House of Parliament and shall, except where it is a
Proclamation 213 revoking a previous Proclamation, cease to operate at the
expiration of two months unless before the expiration of that period it has
been approved by resolutions of both Houses of Parliament :
Provided that if any such Proclamation (not
being a Proclamation revoking a previous Proclamation) is issued at a time when
the House of the People is dissolved or the dissolution of the House of the
People takes place during the period of two months referred to in this clause,
and if a resolution approving the Proclamation has been passed by the Council
of States, but no resolution with respect to such Proclamation has been passed
by the House of the People before the expiration of that period, the
Proclamation shall cease to operate at the expiration of thirty days from the date
on which the House of the People first sits after its reconstitution unless
before the expiration of the said period of thirty days a resolution approving
the Proclamation has been also passed by the House of the People.
(4)A Proclamation so approved shall, unless
revoked, cease to operate on the expiration of a period of six months from the
date of issue of the Proclamation Provided further that if the dissolution of
the House of the People takes place during any such period of six months and a
resolution approving the continuance in force of such Proclamation has been
passed by the Council of States, but no resolution with respect to the
continuance in force of such Proclamation has been passed by the House of the
People during the said period, the Proclamation shall cease to operate at the
expiration of thirty days from the date on which the House of the People first
sits after its reconstitution unless before the expiration of the said period
of thirty days a resolution approving the continuance in force of the
Proclamation has been also passed by the House of the People." Dr B.R.
Ambedkar was of the view that the Constitution must provide for situation of
breakdown of the constitutional machinery in the States analogous to the
provisions contained in Section 93 of the 1935 Act. If a situation arises, for
whatever reason, where the Government of a State cannot be carried on in
accordance with the provisions of the Constitution, he said, the President of
India must be empowered to remedy it. For that purpose, he could take over all
or any of the functions of the Government as well as of the State Legislature.
He could also make such other provisions as he may think necessary including
suspension of the provisions of the Constitution except those relating to High
Court. This power, he stated, must be understood in the context of draft
Article 277-A (Article 355), which cast an obligation upon the Union to protect every State
against external aggression and internal disturbance and to ensure that the
Government of every State is carried on in accordance with the provisions of
the Constitution. To discharge this obligation, he said, the Centre must be 214
empowered to take over the Government of the State. At the same time, he said,
the President is not expected to act in a wanton or arbitrary manner but on the
basis of a report from the Governor or on the basis of other material in his
possession, as the case may be.
269.Several members strongly opposed the
incorporation of a provision like the one contained in draft Article 278 on the
ground inter alia that it would be an invasion upon the field reserved for the
States and that permitting the President to take over the Government of the
State even on the basis of the information received "otherwise" i.e.
without there being a report of the Governor to
that effect, was bound to be abused. A few members pleaded that this power
should be exercised only on the report of the Governor and that the words
"or otherwise" should be deleted from the article. All these
objections were overridden by Dr Ambedkar with the argument that no provision
of any Constitution, for that matter, is immune from being abused.
He then made this significant statement :
(Constituent Assembly Debates, Vol. IX, p. 177) "In fact I share the
sentiments expressed by my honourable friend Mr Gupte yesterday that the proper
thing we ought to expect is that such articles will never be called into
operation and that they would remain a dead letter. If at all they are brought
into operation, I hope the President, who is endowed with these powers, will
take proper precautions before actually suspending the administration of the
provinces." He added:
"I hope the first thing he will do would be
to issue a mere warning to a province that has erred, that things were not
happening in the way in which they were intended to happen in the
Constitution." 270.Article 356 was thus conceived as a mechanism to ensure
that the Government of the State is carried on in accordance with the
provisions of the Constitution. Democratic rule based on adult franchise was
being introduced for the first time. Almost 1/3rd of the country, under
princely rule, had never known elections. Rule of law was a novelty in those
areas. The infant democracy required careful nurturing.
Many a hiccup was expected in the days to come.
This perhaps explains the need for a provision like the one in Article 356.
271.Article 356 finds place in Part XVIII which
carries the heading "Emergency Provisions". Article 352, the first
article in this Part, empowers the President of India to proclaim emergency in
the country or any part thereof if he is satisfied that a grave emergency
exists whereby the security of India or any part thereof is threatened whether
by war, external aggression or armed rebellion. (By the 44th Amendment, the
words "armed rebellion" were substituted in the place of the words
"internal disturbance"). Articles 353 and 354 set out the effects of
such a Proclamation and provide for certain incidental matters. Article 355,
set out hereinbefore, imposes a duty upon the Union to protect the States against external
aggression and armed rebellion and also to ensure that the Government of every
State is carried on 215 in accordance with the provisions of the Constitution.
Articles 355, 356 and 357 go together. Article
356 provides for the action to be taken by the President where he is satisfied
that a situation has arisen in which the Government of a State cannot be
carried on in accordance with the provisions of the Constitution by making a
Proclamation in that behalf, while Article 357 sets out the powers that can be
exercised by Parliament when a Proclamation under Article 356 is in operation.
Articles 358 and 359 deal with suspending of certain fundamental rights during
the period the Proclamation under Article 352 is in operation, while Article
360 empowers the President to declare financial emergency in certain
situations.
272.In a sense, Article 356 is an emergency
provision though, it is true, it is qualitatively different from the emergency
contemplated by Article 352, or for that matter, from the financial emergency
contemplated by Article 360.
Undoubtedly, breakdown of the constitutional
machinery in a State does gives rise to a situation of emergency.
Emergency means a situation which is not normal,
a situation which calls for urgent remedial action. Article 356 confers a power
to be exercised by the President in exceptional circumstances to discharge the
obligation cast upon him by Article 355. It is a measure to protect and
preserve the Constitution, consistent with his oath. He is as much bound to
exercise this power in a situation contemplated by Article 356 as he is bound
not to use it where such a situation has not really arisen.
273.By the 42nd (Amendment) Act of the Constitution,
clause (5) was added in Article 356. It was deleted by the 44th (Amendment) Act
which incorporated an altogether different provision as clause (5). It would be
appropriate to take the article as it now stands while trying to understand its
meaning, purpose and scope. But before we do that, it would be appropriate to
examine the nature of the Indian Federation as ordained by our Constitution.
THE FEDERAL NATURE OF THE CONSTITUTION
274.The expression "Federation" or
"federal form of Government" has no fixed meaning. It broadly
indicates a division of powers between a Central (federal) Government and the
units (States) comprised therein. No two federal constitutions are alike. Each
of them, be it of USA, Canada, Australia or of any other country, has its own distinct character. Each of
them is the culmination of certain historical process. So is our Constitution.
It is, therefore, futile to try to ascertain and fit our Constitution into any
particular mould. It must be understood in the light of our own historical
process and the constitutional evolution. One thing is clear it was not a case
of independent States coming together to form a Federation as in the case of USA.
275.A review of the provisions of the
Constitution shows unmistakably that while creating a federation, the Founding
Fathers wished to establish a strong Centre. In the light of the past history
of this sub-continent, this was probably a natural and necessary decision. In a
land as varied as India is, a 216 strong Centre is perhaps a necessity. This bias towards
Centre is reflected in the distribution of legislative heads between the Centre
and States. All the more important heads of legislation are placed in List I.
Even among the legislative heads mentioned in List II, several of them, e.g.,
Entries 2, 13, 17, 23, 24, 26, 27, 32, 33, 50, 57 and 63 are either limited by
or made subject to certain entries in List I to some or the other extent. Even
in the Concurrent List (List III), the parliamentary enactment is given the
primacy, irrespective of the fact whether such enactment is earlier or later in
point of time to a State enactment on the same subject-matter. Residuary powers
are with the Centre. By the 42nd Amendment, quite a few of the entries in List
II were omitted and/or transferred to other lists. Above all, Article 3
empowers Parliament to form new States out of existing States either by merger
or division as also to increase, diminish or alter the boundaries of the
States. In the process, existing States may disappear and new ones may come
into existence. As a result of the Reorganization of States Act, 1956, fourteen
States and six Union Territories came into existence in the place of twenty seven States and
one area. Even the names of the States can be changed by Parliament
unilaterally. The only requirement, in all this process, being the one
prescribed in the proviso to Article 3, viz., ascertainment of the views of the
Legislatures of the affected States. There is single citizenship, unlike USA. The judicial organ,
one of the three organs of the State, is one and single for the entire country
again unlike USA, where you have the
federal judiciary and State judiciary separately. Articles 249 to 252 further
demonstrate the primacy of Parliament. If the Rajya Sabha passes a resolution
by 2/3rd majority that in the national interest, Parliament should make laws
with respect to any matter in List II, Parliament can do so (Article 249), no
doubt, for a limited period. During the operation of a Proclamation of
emergency, Parliament can make laws with respect to any matter in List II
(Article 250). Similarly, Parliament has power to make laws for giving effect
to International Agreements (Article 253). So far as the finances are
concerned, the States again appear to have been placed in a less favourable
position, an aspect which has attracted a good amount of criticism at the hands
of the States and the proponents of the States' autonomy.
Several taxes are collected by the Centre and
made over, either partly or fully, to the States. Suffice it to say that Centre
has been made far more powerful vis-a-vis the States. Correspondingly, several
obligations too are placed upon the Centre including the one in Article 355 the
duty to protect every State against external aggression and internal
disturbance. Indeed, this very article confers greater power upon the Centre in
the name of casting an obligation upon it, viz., "to ensure that the
Government of every State is carried on in accordance with the provisions of
this Constitution". It is both a responsibility and a power.
276.The fact that under the scheme of our
Constitution, greater power is conferred upon the Centre vis-a-vis the States
does not mean that States are mere appendages of the Centre. Within the sphere
allotted to them, States are supreme. The Centre cannot tamper with their
powers. More particularly, the 217 courts should not adopt an approach, an
interpretation, which has the effect of or tends to have the effect of
whittling down the powers reserved to the States. It is a matter of common
knowledge that over the last several decades, the trend the world over is
towards strengthening of Central Governments be it the result of advances in
technological/scientific fields or otherwise, and that even In USA the Centre
has become far more powerful notwithstanding the obvious bias in that
Constitution in favour of the States. All this must put the court on guard
against any conscious whittling down of the powers of the States. Let it be
said that the federalism in the Indian Constitution is not a matter of
administrative convenience, but one of principle the outcome of our own
historical process and a recognition of the ground realities. This aspect has
been dealt with elaborately by Shri M.C. Setalvad in his Tagore Law Lectures "Union and State relations
under the Indian Constitution" (Eastern Law House, Calcutta, 1974). The
nature of the Indian federation with reference to its historical background,
the distribution of legislative powers, financial and administrative relations,
powers of taxation, provisions relating to trade, commerce and industry, have
all been dealt with analytically. It is not possible nor is it necessary for
the present purposes to refer to them. It is enough to note that our
Constitution has certainly a bias towards Centre vis-a-vis the States
Automobile Transport (Rajasthan) Ltd. v. State of Rajasthan51. It is equally
necessary to emphasise that courts should be careful not to upset the
delicately-crafted constitutional scheme by a process of interpretation.
277.A few decisions supporting the view
expressed hereinabove may be referred to briefly. In Berubari Union and
Exchange of Enclaves31 Reference under Article 143 Gajendragadkar, J. observed
: (SCR at p. 285) "It may, therefore, be assumed that in construing
Article 3 we should take into account the fact that the Constitution
contemplated changes of the territorial limits of the constituent States and
there was no guarantee about their territorial integrity." 278.Similarly
in State of W.B. v. Union of India' (SCR
at p. 405), this Court observed :
"There is no constitutional guarantee
against alteration of the boundaries of the States.
By Article 2 of the Constitution Parliament may
admit into the Union or establish new States on such terms and conditions as it
thinks fit, and by Article 3 Parliament is by law authorised to form a new
State by redistribution of the territory of a State or by by uniting two or
more States or parts of States or by uniting any territory to a part of any
State, increase the area of any State, diminish the area of any State, alter
the boundaries of any State, and alter the name of any State. Legislation which
so vitally affects the very existence 51 (1963) 1 SCR 491, 540: AIR 1962 SC
1406 31 (1960) 3 SCR 250: AIR 1960 SC 845 1 (1964)1SCR371:AIR 1963SC 1241 218
of the States may be moved on the recommendation of the President which in
practice means the recommendation of the Union Ministry, and if the proposal in
the Bill affects the area, boundaries or name of any of the States, the
President has to refer the Bill to the Legislature of that State for merely
expressing its views thereon.
Parliament is therefore by law invested with
authority to alter the boundaries of any State and to diminish its area so as
even to destroy a State with all its powers and authority." AN ANALYSIS OF
ARTICLE 356 279.The heading of Article 356 characterises it as a provision
providing for failure of constitutional machinery in States. Clause (1),
however, does not use the words "failure of constitutional
machinery". Even so, the significance of the title of the section cannot
be overlooked. It emphasises the level, the stage, the situation in which the
power is to be exercised. Clause (1) speaks of the President being satisfied
"that a situation has arisen in which the Government of the State cannot
be carried on in accordance with the provisions of this Constitution". If
so satisfied, he may, by Proclamation, assume and exercise the several powers
mentioned in sub- clauses (a), (b) and (c). An analysis of clause (1) of the
article yields the following ingredients :
(a) if the President is satisfied;
(b) on receipt of report from the Governor of
State or otherwise;
(c) that a situation has arisen in which the
Government of the State cannot be carried on in accordance with the provisions
of the Constitution;
(d) the President may by Proclamation,
(i) assume to himself all or any of the
functions of the Government of the State or all or any of the powers of the
Governor or any other body or authority in the State except the Legislature of
the State;
(ii) declare that the powers of the Legislature
of the State shall be exercised by Parliament or under its authority; and
(iii) make such incidental or consequential
provisions as appear to him to be necessary or desirable for giving effect to
the objects of the Proclamation including provisions for suspending in whole or
in part the operation of any provisions of this Constitution relating to any
body or authority in the State.
The proviso to clause (1) clarifies that nothing
in the said clause shall authorise the President to assume to himself any of
the powers vested in or exercisable by a High Court or to suspend in whole or
part the operation of any provisions relating to High Courts. Clause (2) says that
any Proclamation under clause (1) can be revoked or varied by a subsequent
Proclamation. Clause (3) provides that every Proclamation issued under clause
(1) (except a Proclamation revoking a previous Proclamation) shall be laid
before each House of Parliament and "shall ... cease to operate at the
expiration of two months unless before the expiration of that period it has
been approved by resolutions of both Houses of Parliament". The proviso to
clause (3) provides for a situation where the Lok Sabha is dissolved on the
date of the Proclamation or is dissolved within two months of such
Proclamation. Clause (4) says that a Proclamation so approved by both Houses of
Parliament shall, unless revoked earlier, cease to operate on the expiration of
219 period of six months. (By the 42nd Amendment, the words 'one year' were
substituted for the words 'six months' but by the 44th Amendment, the words
'six months' have been restored). The three provisos to clause (4) provide for
certain situations which it is not necessary for us to consider for the purpose
of these cases. Clause (5), as inserted by the 38th Amendment ran as follows :
"(5) Notwithstanding anything in this
Constitution, the satisfaction of the President mentioned in clause (1) shall
be final and conclusive and shall not be questioned in any court on any
grounds." By the 44th Amendment, however, this clause was repealed
altogether and in its place a new clause (5) introduced which limits the
maximum period, for which such a Proclamation can be operative, to one year
except in a case where a Proclamation of emergency is in operation. It is not
necessary to consider clause (5) also for the purpose of these cases.
280.The power conferred by Article 356 is a
conditioned power; it is not an absolute power to be exercised in the
discretion of the President. The condition is the formation of satisfaction
subjective, no doubt that a situation of the type contemplated by the clause
has arisen. This satisfaction may be formed on the basis of the report of the Governor
or on the basis of other information received by him or both. The existence of
relevant material is a precondition to the formation of satisfaction. The use
of the word 'may' indicates not only a discretion but an obligation to consider
the advisability and necessity of the action. It also involves an obligation to
consider which of the several steps specified in sub-clauses (a), (b) and (c)
should be taken and to what extent? The dissolution of the Legislative Assembly
assuming that it is permissible is not a matter of course. It should be
resorted to only when it is necessary for achieving the purposes of the
Proclamation.
The exercise of the power is made subject to
approval of the both Houses of Parliament. Clause (3) is both a check on the
power and a safeguard against abuse of power.
Clause (1): Clause (1) opens with the words
"if the President ... is satisfied". These words are indicative of
the satisfaction being a subjective one. In Barium Chemicals Ltd. v. Company
Law Board6 a decision followed uniformly ever since it was pronounced Shelat,
J. pointed out, on a consideration of several English and Indian authorities
that the expressions "is satisfied", "is of the opinion",
"or has reasons to believe" are indicative of subjective satisfaction,
though it is true that the nature of the power has to be determined on a
totality of consideration of all relevant provisions. Indeed, there was no
controversy before us regarding the nature of this power.
Clause (1), it may be noted, uses the words
"is satisfied", which indicates a more definite state of mind than is
indicated by the expressions "is of the opinion" or "has reasons
to believe". Since it is a case of subjective satisfaction, question of
observing the principles of natural justice does not and cannot arise. Having
regard to the nature of the power 6 1966 Supp SCR 31 1: AIR 1967 SC 295: (1966)
36 Comp Cas 639 220 and the situation in which it is supposed to be exercised,
principles of natural justice cannot be imported into the clause. It is evident
that the satisfaction has to be formed by the President fairly, on a
consideration of the report of the Governor and/or other material, if any,
placed before him. of course, the President under our Constitution being, what
may be called, a constitutional President obliged to act upon the aid and
advice of the Council of Ministers which aid and advice is binding upon him by
virtue of clause (1) of Article 741, the satisfaction referred to in Article
356(1) really means the satisfaction of the Union Council of Ministers with the
Prime Minister at its head.
280-A. Clause (1) requires the President to be
satisfied that a situation has arisen in which the Government of the State
"cannot" be carried on "in accordance with the provisions of
this Constitution". The word "cannot" emphasises the type of
situation contemplated by the clause.
These words read with the title of the article
"provisions in case of failure of constitutional machinery in States"
emphasise the nature of the situation contemplated.
281.The words "provisions of this
Constitution" mean what they say. The said words cannot be limited or
confined to a particular chapter in the Constitution or to a particular set of
articles. While construing a constitutional provision, such a limitation ought
not to be ordinarily inferred unless the context does clearly so require. The
provisions of the Constitution include the chapter relating to Fundamental
Rights, the chapter relating to Directive Principles of State Policy as also
the preamble to the Constitution. Though, at one time, it was thought that
preamble does not form part of the Constitution, that view is no longer extant.
It has been held by the majority of Judges in Kesavananda Bharati v. State of Kerala35 that preamble does form
part of the Constitution. It cannot be otherwise. The attempt to limit the said
words to certain machinery provisions in the Constitution is misconceived and
cannot be given effect to. It is difficult to believe that the said words do
not take in fundamental provisions like the fundamental rights in Chapter III.
It must, however, be remembered that it is not each and every non-compliance
with a particular provision of the Constitution that calls for the exercise of
the power under Article 356(1). The non- compliance or violation of the
Constitution should be such as to lead to or given rise to a situation where
the Government of the State cannot be carried on in accordance with the
provisions of the Constitution. It is indeed difficult nor is it advisable to
catalogue the various situations which may arise and which would be comprised
within clause (1). It would be more appropriate to deal with concrete cases as
and when they arise.
282.The satisfaction of the President referred
to in clause (1) may be formed either on the receipt of the report(s) of the
Governor or otherwise. The Governor of a State is appointed by the President
under Article 155. He is indeed a part of the Government of the State. The
executive power of the State is vested in him and is exercised by him directly
or through officers subordinate to him in accordance with the provisions of the
Constitution 35 1954 SCR 1005: AIR 1954 SC 282 221 (Article 154). All executive
action of the Government of a State is expressed to be taken in the name of the
Governor, except a few functions which he is required to exercise in his
discretion. He has to exercise his powers with the aid and advice of the
Council of Ministers with the Chief Minister at its head (Article 163). He
takes the oath, prescribed by Article 159, to preserve, protect and defend the
Constitution and the laws to the best of his ability.
It is this obligation which requires him to
report to the President the commissions and omissions of the Government of his
State which according to him are creating or have created a situation where the
Government of the State cannot be carried on in accordance with the provisions
of the Constitution. In fact, it would be a case of his reporting against his
own Government but this may be a case of his wearing two hats, one as the head
of the State Government and the other as the holder of an independent
constitutional office whose duty it is to preserve, protect and defend the
Constitution (See Shamsher Singh v. State of Punjab22) (SCC p. 849 : SCR at p.
835). Since he cannot himself take any action of the nature contemplated by
Article 356(1), he reports the matter to the President and it is for the
President to be satisfied whether on the basis of the said report or on the
basis of any other information which he may receive otherwise that situation of
the nature contemplated by Article 356(1) has arisen. It is then and only then
that he can issue the Proclamation. Once the Proclamation under Article 356(1)
is issued or simultaneously with it, the President can take any or all the
actions specified in clauses (a), (b) and (c).
Power of the President to dissolve Legislative
Assembly of the State :
283.We shall now examine whether clause (1) of
Article 356 empowers the President to dissolve the Legislative Assembly of the
State. There are two points of view which we may set out before expressing our preference
:
284.ONE VIEW, which is supported by the opinions
of some of the learned Judges in State of Rajasthan v. Union of India3 is that the power of the
dissolution is implicit in sub- clause (a). The reasoning runs thus : The
President assumes the functions of the Government of the State as well as the
powers of the Governor under the said sub-clause; the Legislative Assembly can
be dissolved by the Governor under Article 174(2)(b); of course, this may have
to be done on the advice of the Council of Ministers with the Chief Minister at
its head; since the President assumes to himself the powers and functions of
both the Government and the Governor, he can dissolve the Legislative Assembly
as part of the same Proclamation or by a subsequent order.
285.THE OTHER VIEW, which says that the
President has no such power, runs along the following lines. The clause does
not speak of dismissal of the Government or the dissolution of the Legislative
Assembly. It says that if the President is satisfied "that a situation has
arisen in which 22 (1974) 2 SCC 831: 1974 SCC (L & S) 550: (1975) 1 SCR 814
3 (1977) 3 SCC 592: AIR 1977 SC 1361: (1978) 1 SCR 1 222 the Government of the
State cannot be carried on in accordance with the provisions of this
Constitution", the President may
(i) assume to himself all or any of the
functions of the Government of the State;
(ii) assume to himself all or any of the powers
vested in or exercisable by the Governor;
(iii) assume to himself all or any of the
functions of any body or authority in the State other than the Legislature of
the State,
(iv) declare that the powers of the Legislature
of the State shall be exercisable by or under the authority of Parliament and
(v) make such incidental or consequential
provision, as may be necessary for giving effect to the Proclamation including
suspending in whole or part the operation of any provisions of the Constitution
relating to any body or authority in the State except the High Court. Now, when
sub clause (a) speaks of the President assuming to himself all or any of the
powers vested in or exercisable by the Governor, it surely does not mean or
imply dismissal or removal of the Governor.
Similarly, the assuming by the President of all
or any of the functions or powers of any body or authority in the State (other
than the Legislature of the State) does not mean the dismissal or dissolution
of such body or authority.
For the same reason, it must be held that the
words "the President may assume to himself all or any of the functions of
the Government of the State" in sub-clause (a) do not by themselves mean
the dismissal of the State Government. But if these words are read along with
the main limb of clause (1) which speaks of a situation in which "the
Government of the State cannot be carried on in accordance with the provisions
of this Constitution", it can and does mean dismissal of the Government
for the reason that Government of the State is carried on by the Government of
the State alone,This dismissal is not absolute in the sense of a physical death
of a living being. It only means putting the Government out of the way. Such
dismissal does not preclude the President from restoring the Government after
the period of Proclamation is over, or at any time earlier by revoking the
Proclamation, if he is so advised. Coming to sub-clause (b), when it speaks of
the powers of Legislature of the State being made exercisable by Parliament, or
under its authority, it cannot and does not mean or imply dissolution of the
Legislature of the State. It is significant to note that the sub-clause refers
to Legislature of the State and not Legislative Assembly. In a given State, the
Legislature may consist of Legislative Assembly as well as Legislative Council.
In such a case, there can be no question of dissolving the Legislative Council
since it is a continuing body [Article 172(3)]. Only the Legislative Assembly
can be dissolved [Article 174(2)(b)]. In other words, there can be no question
of dissolution of the "Legislature of the State" the expression
employed in sub-clause (b). The question may then arise, why was sub-clause (b)
put in and what does it imply? The answer must be that when the Government of the
State is dismissed or removed from office, the Legislative Assembly cannot
function normally. It is difficult to visualise a Legislative Assembly, or for
that matter Legislature, functioning without a Council of Ministers, i.e.,
Government. Thus, where the Government of a State is dismissed or removed from
the office, the Legislature of the State becomes ipso facto unworkable. It is
for 223 this reason that sub-clause (b) provides that the powers of the
Legislature of the State shall be exercisable by or under the authority of
Parliament. Indeed, the very fact that clause (b) has provided for only one
situation (viz. the powers of the Legislature being vested in Parliament) means
and implies that any other step like dissolution of the Legislative Assembly
was not within the contemplation of the Constitution-makers. Sub-clause (c)
empowers that President to make such incidental or consequential provisions as
may appear to be necessary or desirable for giving effect to the objects of the
Proclamation. Such incidental or consequential provisions may also include
"suspending in whole or part the operation of any provisions of this
Constitution relating to any body or authority" except, of course, the
High Court. The provisions of the Constitution relating to the Legislative
Assembly of the State may be suspended under sub-clause (c) during the period
of Proclamation generally referred to as keeping the Legislative Assembly under
suspended animation to prevent the majority party (or any other party) calling
upon the Governor to invite it to form the Ministry and/or for preventing the
Legislature from passing resolutions or transacting other business which may
interfere with the President's rule in the State. It is significant to notice
in this connection that during the Constituent Assembly debates on these
articles, Dr Ambedkar only spoke of suspension of the powers of the
Legislatures and not their dissolution. (Vide Constituent Assembly Debates,
Vol. IX, page 134.) 286.According to this line of reasoning 'since the Legislature
of the State can only be kept under suspended animation by suspending the
relevant provisions of the Constitution the Legislature of the State springs
back to life with the expiry of the period of Proclamation. This is for the
reason that with the expiry of the period of Proclamation or on the revocation
of the Proclamation, as the case may be, the suspension of the provisions of
the Constitution will also come to an end.
287.The proponents of this view criticize the
other (first) view on several grounds firstly, they say, it does not seem to
take into consideration the fact that dissolution of the Legislative Assembly
is an extremely serious step; if this power was supposed to be conferred on the
President under clause (1) of Article 356, the Constitution-makers would have
said so expressly and not left it to be inferred.
Secondly, it ignores the language of sub-clause
(b). Sub- clause (b) speaks of "powers of the Legislature of the
State" being exercised by Parliament or under its authority.
Sub-clause (b) does not speak of dissolution of
"Legislature of the State", since that is an impossibility only the
Legislative Assembly can be dissolved and not the Legislative Council as
explained hereinabove. There are quite a few States where the Legislature consists
of Legislative Assembly as well as Legislative Council.
Thirdly, clause (1) speaks of failure of the
Government and not of the Legislative Assembly, though it is true, the
Government is drawn from and very often forms the majority party in the Legislative
Assembly. But the Legislative Assembly also consists of the opposition and
other parties, groups and independent members, who may 224 themselves have been
pointing out and remonstrating against the unconstitutional working of the
Government. There does not appear to be any good reason why the Legislative
Assembly should be dissolved for the acts and defaults of the Government. It is
true, say the proponents of this view, if the President cannot dissolve the
Legislative Assembly, it would spring back to life after the period of
Proclamation and elect the very same Government which was dismissed. They
answer it by saying firstly that this may or may not happen. Secondly, they
say, even if the same Government is elected again, it is in no way contrary to
the spirit of the article. The objection was not to its existence but to its
working. There is no reason to presume that it will again carry on the
Government otherwise than in accordance with the provisions of the
Constitution.
288.Having given our anxious consideration to
both the contending viewpoints and notwithstanding the obvious appeal of the
second point of view we are inclined to agree with the first view which says
that clause (1) does empower the President to dissolve the Legislative Assembly,
This view is also supported by the decision in State of Rajasthan3 besides the
fact that over the last forty-four years, the said power has never been
questioned. We are inclined to hold that the power to dissolve the Legislative
Assembly is implicit in sub-clause (a) of clause (1) though there is no such
thing as dissolution of the "Legislature of the State" where it
consists of two Houses. It must also be recognised that in certain situations,
dissolution of Legislative Assembly may be found to be necessary for achieving
the purposes of the Proclamation. Power there is.
Its exercise is a different matter. The
existence of power does not mean that dissolution of Legislative Assembly
should either be treated as obligatory or should invariably be ordered whenever
a Government of the State is dismissed.
It should be a matter for the President to
consider, taking into consideration all the relevant facts and circumstances,
whether the Legislative Assembly should also be dissolved or not. If he thinks
that it should be so dissolved, it would be appropriate, indeed highly
desirable, that he states the reasons for such extraordinary step in the order
itself.
289.The question then arises at what stage
should he exercise this power? To answer this query, we must turn to clause
(3). Clause (3) says that every Proclamation issued under Article 356(1) shall
be laid before both Houses of Parliament and shall cease to operate at the
expiry of two months unless before the expiration of that period it has been
approved by resolutions passed by both Houses. This is conceived both as a
check upon the power and as a vindication of the principle of parliamentary
supremacy over the Executive. The President's action which is really the action
of the Union Council of Ministers is subject to approval of both Houses of
Parliament. Unless approved by both Houses of Parliament, the Proclamation
lapses at the end of two months and earlier if it is disapproved or declined to
be approved by both the Houses of Parliament, as explained 3 (1977) 3 SCC 592:
AIR 1977 SC 1361: (1978) 1 SCR 1 225 hereinafter. Having regard to the
incongruity of the Executive (even though Union Executive) dissolving the
Legislature (even if of a State), it would be consistent with the scheme and
spirit of the Constitution particularly in the absence of a specific provision
in the Constitution expressly empowering the President to do so to hold that
this power of dissolution can be exercised by the President only after both
Houses of Parliament approve the Proclamation and not before such approval.
Once Parliament places its sea of approval on the Proclamation, further steps
as may be found necessary to achieve the purposes of the Proclamation, i.e.,
dissolution of Legislative Assembly, can be ordered. In other words, once
Parliament approves the initial exercise of his power, i.e., his satisfaction
that a situation had arisen where the Government of the State could not be
carried on in accordance with the Constitution, the President can go ahead and
take further steps necessary for effectively achieving the objects of the
Proclamation. Until the approval, he can only keep the Assembly under suspended
animation but shall not dissolve it.
290.It must be made clear even at this stage
that while no writ petition shall been tertained by any court before the actual
issuance of Proclamation under clause (1), it shall be open to a High Court or
Supreme Court to entertain a writ petition questioning the Proclamation if it
is satisfied that the writ petition raises arguable questions with respect to
the validity of the Proclamation. The court would be entitled to entertain such
a writ petition even before the approval of the Proclamation by Parliament as
also after such approval. In an appropriate case and if the situation demands,
the High Court/Supreme Court can also stay the dissolution of the Assembly but
not in such a manner as to allow the Assembly to continue beyond its original
term. But in every such case where such an order is passed the High Court/Supreme
Court
shall have to dispose of the matter within two to three months. Not disposing
of the writ petition while granting such an interim order would create several
complications because the life of the Proclamation does not exceed six months
even after the approval by Parliament and in any event the Proclamation cannot
survive beyond one year except in the situation contemplated by clause (5)
which is, of course, an exceptional situation.
Meaning of approval in clause (3) In State of
Rajasthan3 Chandrachud, Bhagwati and A.C. Gupta, JJ. have expressed the view
that the Proclamation issued under clause (1) remains in operation for a period
of two months in any event. It is held that even if Parliament disapproves or
declines to approve the Proclamation within the said period of two months, the
Proclamation continues to be valid for two months. The approval of Parliament
under clause (3) is held to be relevant only for the purpose of continuance of
the Proclamation beyond two months. It has also been held further that even if
both the Houses do not approve or disapprove the Proclamation, the Government
which has been dismissed or 3 (1977) 3 SCC 592: AIR 1977 SC 1361: (1978) 1 SCR
1 226 the Assembly which may have been dissolved do not revive.
With utmost respect to the learned Judges, we
find ourselves unable to agree with the said view insofar as it says that even
where both Houses of Parliament disapprove or do not approve the Proclamation,
the Government which has been dismissed does not revive. (The State of Rajasthan3 also holds that such
disapproval or non-approval does not revive the Legislative Assembly which may
have been dissolved but we need not deal with this aspect since according to
the view expressed by us hereinabove, no such dissolution is permissible before
the approval of both the Houses). Clause (3), it may be emphasised, uses the
words "approved by resolutions of both Houses of Parliament". The
word "approval" means affirmation of the action by a higher or
superior authority. In other words, the action of the President has to be
approved by Parliament. The expression "approval" has an intrinsic
meaning which cannot be ignored.
Disapproval or non-approval means that the
Houses of Parliament are saying that the President's action was not justified
or warranted and that it shall no longer continue.
In such a case, the Proclamation lapses, i.e., ceases
to be in operation at the end of two months the necessary consequence of which
is the status quo ante revives. To say that notwithstanding the disapproval or non-approval,
the status quo ante does not revive is to rob the concept of approval of its
content and meaning. Such a view renders the check provided by clause (3)
ineffective and of no significance whatsoever. The Executive would be telling
Parliament: "I have dismissed the Government. Now, whether you approve or
disapprove is of no consequence because the Government in no event can be
revived. The deed is done.
You better approve it because you have
practically no choice." We do not think that such a course is consistent
with the principle of parliamentary supremacy and parliamentary control over
the Executive, the basic premise of parliamentary supremacy. It would indeed
mean supremacy of the Executive over Parliament. The dismissal of a Government
under sub clause (a) of clause (1) cannot also be equated to the physical death
of a living being. There is no irrevocability about it. It is capable of being
revived and it revives. Legislative Assembly which may have been kept in
suspended animation also springs back to life. So far as the validity of the
acts done, orders passed and laws, if any, made during the period of operation
of the Proclamation is concerned, they would remain unaffected inasmuch as the
disapproval or non-approval does not render the Proclamation invalid with
retrospective effect. It may be recalled that the power under Article 356(1) is
the power vested in the President subject no doubt to approval within two
months. The non-approval means that the Proclamation ceases to be in operational
the expiry of two months, as held in State of Rajasthan3.
291.Now, coming to the power of the court to
restore the Government to office in case it finds the Proclamation to be
unconstitutional, it is, in our opinion, beyond question. Even in case the Proclamation
is approved by 3 (1977) 3 SCC 592: AIR 1977 SC 1361: (1978) 1 SCR 1 227
Parliament it would be open to the court to restore the State Government to its
office in case it strikes down the Proclamation as unconstitutional. If this
power were not conceded to the court, the very power of judicial review would
be rendered nugatory and the entire exercise meaningless. If the court cannot
grant the relief flowing from the invalidation of the Proclamation, it may as
well decline to entertain the challenge to the Proclamation altogether. For,
there is no point in the court entertaining the challenge, examining it,
calling upon the Union Government to produce the material on the basis of Which
the requisite satisfaction was formed and yet not give the relief. In our
considered opinion, such a course is inconceivable.
292.A question may arise what happens to the
acts done, orders made and laws enacted by Parliament or under its authority
during the period the Proclamation was in operation in case the Proclamation is
declared to be unconstitutional by the court? Would all of them become
unconstitutional or void? Firstly, there is no reason to presume that a court
which strikes down the Proclamation would not provide for this contingency. It
would be within the power of the court to say that these acts and orders are
saved. Indeed, it should say so in the interests of general public and to avoid
all kinds of complications, leaving it to Government and the Legislature of the
State concerned to rectify, modify or repeal them, if they so choose. The
theory of factum valet may also be available to save the acts, orders and
things done by the President or under his authority during the said period.
293.It was suggested by Shri Ram Jethmalani that
the President can "assume all or any of the functions" of the State
Government without dismissing the Government.
Emphasis is laid upon the words "all or
any" in sub-clause (1). In particular, he submitted, where the State
Government is found remiss in performing one or some of the functions, that or
those functions of the State Government can be assumed by the President with a
view to remedy the situation. After rectifying the situation, the counsel
submitted, the President will give those functions back to the State Government
and that in such a situation there would be no occasion or necessity for
dismissing the State Government. The learned counsel gave the analogy of a
motor car if one or a few of the parts of a car malfunction or cease to
function, one need not throw away the car. That or those particular parts can
be replaced or rectified and the car would function normally again. It is
difficult to agree with the said interpretation. The power under Article 356(1)
can be exercised only where the President is satisfied that "the
Government of the State cannot be carried on in accordance with the provisions
of the Constitution". The title to the article "failure of
constitutional machinery in the States" also throws light upon the nature
of the situation contemplated by it. It means a situation where the Government
of the State, and not one or a few functions of the Government cannot be
carried on in accordance with the Constitution. The inability or unfitness
aforesaid may arise either on account of the non-performance or mal performance
of one or more functions of the Government or on account of abuse or misuse of
any of the powers, duties and obligations of the 228 Government. A Proclamation
under Article 356(1) necessarily contemplates the removal of the Government of the
State since it is found unable or unfit to carry on the Government of the State
in accordance with the provisions of the Constitution. In our considered
opinion, it is not possible to give effect to the argument of Shri Ram
Jethmalani.
Acceptance of such an argument would introduce
the concept of two Governments in the same sphere the Central Government
exercising one or some of the powers of the State Government and the State
Government performing the rest.
Apart from its novelty, such a situation, in our
opinion, does not promote the object underlying Article 356 nor is it
practicable.
294.Shri Jethmalani brought to our notice the
British Joint Parliamentary Report, para 109, in support of his contention
aforementioned. We are unable to see any relevance of the said para to the
interpretation of Article 356(1). Under the Government of India Act, 1935, the
Governor General and the Governor were not constitutional heads of State as
under the Constitution. They exercised real power in their own right. Only a
few powers were entrusted to the elected Governments and even those could be
taken away (by the Governor General at the Centre and the Governor in the
provinces) as and when they were satisfied that a situation has arisen where
the Government at the Centre or of the province cannot be carried on in
accordance with the provisions of the said Act. Under Article 356, the position
is entirely different. The power can be exercised only against the States and
that too by the President and not by the Governor. The entire constitutional
philosophy is different. Therefore, merely because the same words "all or
any" in Sections 93 and 45 of the Government of India Act occur in Article
356(1), the same meaning cannot be attributed to them mechanically, ignoring all
other factors assuming that the said words in Sections93 and 45 meant what Shri
Jethmalani says.
ARTICLE 356 IN ACTION
295.Since the commencement of the Constitution,
the President has invoked Article 356 on as many as ninety or more occasions. Quite
a performance for a provision which was supposed to remain a 'dead-letter'.
Instead of remaining a 'dead-letter', it has proved to be the 'death- letter'
of scores of State Governments and Legislative Assemblies. The Sarkaria
Commission which was appointed to look into and report on Centre-State
relations considered inter alia the manner in which this power has been
exercised over the years and made certain recommendations designed to prevent
its misuse. Since the Commission was headed by a distinguished Judge of this
Court and also because it made its report after an elaborate and exhaustive
study of all relevant aspects, its opinions are certainly entitled to great
weight notwithstanding the fact that the report has not been accepted so far by
the Government of India.
296.In para 6.3.23, the Commission observed that
though the words "a Government of the State cannot be carried on in
accordance with the provisions of the Constitution" are of wide amplitude,
each and every breach 229 and infraction of constitutional provision,
irrespective of its significance, extent and effect, cannot be treated as
constituting failure of constitutional machinery. Article 356, the Commission
said, provides remedy for a situation where there has been an actual breakdown
of the constitutional machinery of the State. Any abuse or misuse of this
drastic power, said the Commission, damages the fabric of the Constitution. A
literal construction of Article 356(1) should be avoided, it opined.
297.In para 6.4.01, the Commission noted that
failure of constitutional machinery may occur in a number of cases. It set out
some of the instances leading to it, viz., (a) political crisis; (b) internal
subversion; (c) fiscal breakdown; and (d) non-compliance with constitutional
directions of the Union Executive. The Commission, however, hastened to add
that the instances set out by it are not claimed to be comprehensive or
perfect. Then it examined each of the said four heads separately.
298.In para 6.5.01, the Commission set out
illustrations in which invokingArticle 356 would be improper. Illustration
(iii) in the said paragraph reads thus:
"(iii) Where, despite the advice of a duly
constituted ministry which has not been defeated on the floor of the house, the
Governor decides to dissolve the assembly and without giving the ministry an
opportunity to demonstrate its majority through the floor- test, recommends its
supersession and imposition of President's rule merely on subjective assessment
that the ministry no longer commands the confidence of the assembly." 299.In
para 6.6.01, the Commission noticed the criticism levelled against the frequent
invoking of Article 356 and proceeded to examine its validity. In its opinion,
dismissal of nine assemblies following the general elections to the Lok Sabha
in March 1977 and a similar dismissal following the general elections to the
Lok Sabha in 1980 were clear instances of invoking Article 356 for purely
political purposes unrelated to Article 356. After examining the facts and the
principle of the decision of this Court in State of Rajasthan v. Union of
India3 and after considering the various suggestions placed before it by
several parties, individuals and organisations, the Commission made the
following recommendations in para 6.8, which have been strongly commended for
our acceptance by the learned counsel for the petitioners. They read as follows
:
"RECOMMENDATIONS 6.8.01.Article 356 should
be used very sparingly, in extreme cases, as a measure of last resort, when all
available alternatives fail to prevent or rectify a breakdown of constitutional
machinery in the State. All attempts should be made to resolve the crisis at
the State level before taking recourse to the provisions of Article 356. The
availability and choice of these alternatives will depend on the nature of the
constitutional crisis, its causes and exigencies of the situation. These 3
(1977) 3 SCC 592: AIR 1977 SC 1361: (1978) 1 SCR 1 230 alternatives may be
dispensed with only in cases of extreme urgency where failure on the part of
the Union to take immediate action under Article 356 will lead to disastrous
consequences. Paragraph 6.7.04) 6.8.02. A warning should be issued to the
errant State, in specific terms, that it is not carrying on the Government of
the State in accordance with the Constitution. Before taking action under
Article 356, any explanation received from the State should be taken into
account. However, this may not be possible in a situation when not taking
immediate action would lead to disastrous consequences. (Paragraph 6.7.08)
6.8.03.When an 'external aggression' or 'internal disturbance' paralyses the
State administration creating a situation drifting towards a potential
breakdown of the constitutional machinery of the State, all alternative courses
available to the Union for discharging its paramount responsibility under
Article 355 should be exhausted to contain the situation. (Paragraph 6.3.17)
6.8.04.(a) In a situation of political breakdown, the Governor should
exploreall possibilities for having a Government enjoying majority support in
the Assembly. If it is not possible for such a Government to be installed and
if fresh elections can be held without avoidable delay, he should ask the
outgoing Ministry, if there is one, to continue as a caretaker Government,
provided the Ministry was defeated solely on a major policy issue, unconnected
with any allegations of maladministration or corruption and is agreeable to
continue. The Governor should then dissolve the Legislative Assembly, leaving
the resolution of the constitutional crisis to the electorate. During the
interim period, the caretaker Government should be allowed to function. As a
matter of convention, the caretaker Government should merely carry on the
day-to-day Government and desist from taking any major policy decision.
(Paragraph 6.4.08) (b) If the important
ingredients described above are absent, it would not be proper for the Governor
to dissolve the Assembly and instal a caretaker Government. The Governor should
recommend Proclamation of President's rule without dissolving the Assembly.
(Paragraph 6.4.09) 6.8.05.Every Proclamation
should be placed before each House of Parliament at the earliest, in any case
before the expiry of the two months'period contemplated in clause (3) of
Article 356. (Paragraph 6.7.13) 6.8.06.The State Legislative Assembly should not be dissolved
either by the Governor or the President before the Proclamation issued under
Article 356(1) has been laid before Parliament and it has had an opportunity to
consider it.
Article 356 should be suitably amended to ensure
this. (Paragraph 6.6.20) 231 6.8.07.Safeguards corresponding, in principle, to
clauses (7) and (8) of Article 352 should be incorporated in Article 356 to
enable Parliament to review continuance in force of a Proclamation.
(Paragraph 6.6.23) 6.8.08.To make the remedy of
judicial review on the ground of mala fides a little more meaningful, it should
be provided, through an appropriate amendment, notwithstanding anything in
clause (2) of Article 74 of the Constitution, the material facts and grounds on
which Article 356(1) is invoked should be made an integral part of the
Proclamation issued under that article. This will also make the control of
Parliament over the exercise of this power by the Union Executive, more effective.
(Paragraph 6.6.25) 6.8.09.Normally, the President is moved to action under
Article 356 on the report of the Governor. The report of the Governor is placed
before each House of Parliament. Such a report should be a 'speaking document'
containing a precise and clear statement of all material facts and grounds on
the basis of which the President may satisfy himself as to the existence or
otherwise of the situation contemplated in Article 356.
(Paragraph 6.6.26) 6.8.10.The Govern's report,
on the basis of which a Proclamation under Article 356(1) is issued, should be
given wide publicity in all the media and in full. (Paragraph 6.6.28)
6.8.11.Normally, President's rule in a State should be proclaimed on the basis
of the Governor's report under Article 356(1).
(Paragraph 6.6.29) 6.8.12. In clause (5) of
Article 356, the word 'and' occurring between sub-clauses (a) and (b) should be
substituted by 'or'.
(Paragraph 6.7.1 1)" 300.The aforesaid
recommendations are evidently the outcome of the opinion formed by the
Commission that more often than not, the power under Article 356 has been
invoked improperly. It is not for us to express any opinion whether this
impression of the Commission is justified or not. It is not possible for us to
review all the ninety cases in which the said power has been invoked and to say
in which cases it was invoked properly and in which cases, not. At the same
time, we are inclined to say, having regard to the constitutional scheme
obtaining under our Constitution, that the recommendations do merit serious
consideration.
301.It is probably because he was of the opinion
that the invocation of this power was not warranted in many cases, Shri P.V.
Rajamannar, former Chief Justice of Madras High Court, (who was appointed as
the Inquiry Committee by the Government of Tamil Nadu to report on the
Centre-State relations) recommended that Articles 356 and 357 be repealed
altogether. [See para (8) in Chapter IX, "Emergency Provisions" of
his report, submitted in 1971]. In the alternative, he recommended, safeguards
must be provided 232 to secure the interests of the States against the
arbitrary and unilateral action of a party commanding overwhelming majority at
the Centre. In other respects, Shri Rajamannar's views accord broadly with the views
expressed by the Sarkaria Commission and hence, need not be set out in extenso.
THE CONSTITUTION OF INDIA AND THE CONCEPT OF
SECULARISM:
302.Article 356(1) speaks of a situation where
the Government of a State cannot be carried on in accordance with the
provisions of the Constitution. We have said hereinbefore that the words
"the provisions of this Constitution" take in all the provisions
including the preamble to the Constitution. The preamble to the Constitution
speaks of a secular Indian Republic. While the respondents' counsel contended that secularism being a
basic feature of the Constitution, a State Government can be dismissed if it is
guilty of unsecular acts, the counsel for petitioners, Shri Ram Jethmalani
strongly refuted the idea.
According to Shri Jethmalani, 'secularism' is a
vague concept, not defined in the Constitution and hence, cannot furnish a
ground for taking action under Article 356.
Without going into the specifics of the said
contention, we shall examine first how far this concept is embedded in our
Constitution and in what sense.
303.Having completed the process of framing the
Constitution, the Constituent Assembly proceeded to finalise its preamble.
Speaking on behalf of and in the name of the people of India, they said, their
object has been to constitute India into a "Sovereign Democratic Republic", and to
secure to all its citizens social justice, liberty of belief, faith and
worship, and equality of status and opportunity. They said, the goal was also
to promote among all the people of India "fraternity assuring the dignity of the
individual...... By the 42nd Amendment to the Constitution, the words
"socialist, secular" were added after the word "sovereign"
and before the word "democratic".
No other provision of the Constitution was
amended to adumbrate these concepts.
304.Both the expressions 'socialist' and
'secular' by themselves are not capable of precise definition. We are, however,
not concerned with their general meaning or content. Our object is to ascertain
the meaning of the expression "secular" in the context of our
Constitution. As the discussion hereafter would demonstrate, the 42nd Amendment
merely made explicit what was implicit in it. The preamble speaks of
"social justice", "liberty of belief, faith and worship"
and of "equality of status and of opportunity". Article 14 (under the
sub-heading "Right of Equality") enjoins the State not to deny to any
person equality before the law or the equal protection of laws within the territory of India. Articles 15 and 16
elucidate this doctrine of equality. They say that the State shall not
discriminate against any citizen on ground only of religion, race or caste,
whether in the matter of employment under the State or otherwise. By Article
25, "all persons" are declared equally entitled to freedom of
conscience and the right to freely profess, practice and propagate religion,
subject, of course, to public order, morality and health. Articles 26, 27 and
28 elucidate the freedom guaranteed by 233 Article 25. Article 27 declares that
no person shall be compelled to pay any taxes, the proceeds of which are
specifically appropriated in payment of expenses for the promotion or
maintenance of any particular religion or religious denomination. Article 28(1)
decrees that no religious instruction shall be provided in any educational
institution wholly maintained out of the State funds while Article 28(3) says
that no person attending an educational institution recognised by the State or
receiving aid out of State funds shall be required to take part in any
religious worship conducted in such institution, except with his or his
guardian's (in the case of a minor) consent. Similarly, clause (2) of Article
30 enjoins upon the State not to discriminate against any educational institution,
in granting aid, on the ground that it is under the management of a minority,
religious or linguistic. Clause (3) of Article 51 A [introduced by the 42nd
(Amendment) Act] says that "it shall be the duty of every citizen of India
to promote harmony and spirit of brotherhood amongst all the people of India
transcending religious, linguistic and regional or sectional diversities".
What do these articles, read together with the preamble signify? While Article
25 of the Constitution guarantees to all its people freedom of religion,
Articles 14, 15 and 16 enjoin upon the State to treat all its people equally
irrespective of their religion, caste, faith or belief. While the citizens of
this country are free to profess, practice and propagate such religion, faith
or belief as they choose, so far as the State is concerned, i.e., from the
point of view of the State, the religion, faith or belief of a person is
immaterial. To it, all are equal and all are entitled to be treated equally.
How is this equal treatment possible, if the
State were to prefer or promote a particular religion, race or caste, which
necessarily means a less favourable treatment of all other religions, races and
castes. How are the constitutional promises of social justice, liberty of
belief, faith or worship and equality of status and of opportunity to be
attained unless the State eschews the religion, faith or belief of a person
from its consideration altogether while dealing with him, his rights, his
duties and his entitlements? Secularism is thus more than a passive attitude of
religious tolerance. It is a positive concept of equal treatment of all
religions. This attitude is described by some as one of neutrality towards
religion or as one of benevolent neutrality. This may be a concept evolved by
western liberal thought or it may be, as some say, an abiding faith with the
Indian people at all points of time. That is not material. What is material is
that it is a constitutional goal and a basic feature of the Constitution as
affirmed in Kesavananda Bharati36 and Indira N. Gandhi v. Raj Narain37. Any
step inconsistent with this constitutional policy is, in plain words,
unconstitutional.
This does not mean that the State has no say
whatsoever in matters of religion. Laws can be made regulating the secular
affairs of temples, mosques and other places of worships and maths. (See S. P.
Mittal v. Union of India52.) 36
Kesavananda Bharati v. State of Kerala, (1973) 4 SCC 225: 1973 Supp SCR 1 37 1975 Supp
SCC 1: (1976) 2 SCR 347 52 (1983) 1 SCC 51: (1983) 1 SCR 729 234 The power of
Parliament to reform and rationalise the personal laws is unquestioned. The
command of Article 44 is yet to be realised. The correct perspective appeared
to have been placed by Shri K.M. Munshi during the Constituent Assembly
Debates. He said :
"Religion must be restricted to spheres
which legitimately appertain to religion, and the rest of life must be
regulated, unified and modified in such a manner that we may evolve, as early
as possible, a strong and consolidated nation. Our first problem and the most
important problem is to produce national unity in this country. We think we
have got national unity. But there are many factors and important factors which
still offer serious dangers to our national consolidation, and it is very
necessary that the whole of our life, so far as it is restricted to secular
spheres, must be unified in such a way that as early as possible, we may be
able to say. 'Well, we are not merely a nation because we say so, but also in
effect, by the way we live, by our personal law, we are a strong and
consolidated nation'." 305.Shri M.C. Setalvad in his lecture on secularism
(Patel Memorial Lectures 1965) points out that after affirming the ideas of
religious liberty and adequate protection to the minorities at its Karachi
Session (1931), the Congress Party asserted emphatically that "the State
shall observe neutrality in regard to all religions". He says that this
resolution is in a manner the key to the understanding of the attitude adopted by
those who framed the Indian Constitution nearly twenty years later, embodying
in it the guarantee of religious neutrality. He also points out that "the
debates in the Constituent Assembly leave little doubt that what was intended
by the Constitution was not the secularisation of the State in the sense of its
complete dissociation from religion, but rather an attitude of religious
neutrality, with equal treatment to all religions and religious
minorities". The same idea is put forward by Gajendragadkar, J., (in his inaugural
address to the Seminar on "Secularism : Its implications for law and life
in India") in the following
words :
" It is true that the Indian Constitution
does not use the word secularism' in any of its provisions, but its material
provisions are inspired by the concept of secularism. When it promised all the
citizens of India that the aim of the
Constitution is to establish socioeconomic justice, it placed before the
country as a whole, the ideal of a welfare State. And the concept of welfare is
purely secular and not based on any considerations of religion. The essential
basis of the Indian Constitution is that all citizens are equal, and this basic
equality (guaranteed by Article 14) obviously proclaims that the religion of a
citizen is entirely irrelevant in the matter of his fundamental rights. The
State does not owe loyalty to any particular religion as such; it is not
irreligious or antireligion;
it gives equal freedom for all religions and
holds that the religion of the citizen has nothing to do in the matter of
socioeconomic 235 problems. That is the essential characteristic of secularism
which is writ large in all the provisions of the Indian Constitution." 306.Prof.
Upendra Baxi says that "Secularism" in the Indian Constitution
connotes :
"(i) The State by itself, shall not espouse
or establish or practice any religion;
(ii)public revenues will not be used to promote
any religion;
(iii)the State shall have the power to regulate
any 'economic, financial or other secular activity' associated with religious
practice [Article 25(2)(a) of the Constitution];
(iv)the State shall have the power through the
law to provide for social welfare and reform or the throwing open of the Hindu
religious institutions of a public character to all classes and sections of
Hindus' [Article 25(2)(b) of the Constitution];
(v)the practice of untouchability (insofar as it
may be justified by Hindu religion) is constitutionally outlawed by Article 17;
(vi)every individual person will have, in that
order, an equal right to freedom of conscience and religion;
(vii)these rights are however subject to the
power of the State through law to impose restrictions on the ground of 'public
order, morality and health', (viii)"these rights are furthermore subject
to other fundamental rights in Part III;" (The Struggle for the
Re-definition of Secularism in India published in Social Action Vol. 44
January-March 1994) 307.In short, in the affairs of the State (in its widest
connotation) religion is irrelevant; it is strictly a personal affair. In this
sense and in this behalf, our Constitution is broadly in agreement with the U.S.
Constitution, the First Amendment whereof
declares that "Congress shall make no laws respecting an establishment of
religion or prohibiting the free exercise thereof ..." (generally referred
to as the "establishment clause").
Perhaps, this is an echo of doctrine of the
separation of Church and State; may be it is the modern political thought which
seeks to separate religion from the State it matters very little.
308.In this view of the matter, it is absolutely
erroneous to say that secularism is a "vacuous word" or a
"phantom concept".
309.It is perhaps relevant to point out that our
Founding Fathers read this concept into our Constitution not because it was
fashionable to do so, but because it was an imperative in the Indian context.
It is true as Shri Ram Jethmalani was at pains to emphasise that India was
divided on the basis of religion and that areas having majority Muslim
population were constituted into a new entity Pakistan which immediately
proceeded to proclaim itself as an Islamic Republic, but it is equally a fact
that even after partition, India contained a sizeable population of minorities.
They 236 comprised not less than 10 to 12% of the population.
Inspired by the Indian tradition of tolerance
and fraternity, for whose sake, the greatest son of Modem India, Mahatma Gandhi, laid
down his life and seeking to redeem the promise of religious neutrality held
forth by the Congress Party, the Founding Fathers proceeded to create a State,
secular in its outlook and egalitarian in its action. They could not have
countenanced the idea of treating the minorities as second-class citizens. On
the contrary, the dominant thinking appears to be that the majority community,
Hindus, must be secular and thereby help the minorities to become secular. For,
it is the majority community alone that can provide the sense of security to
others. The significance of the 42nd (Amendment) Act lies in the fact that it formalised
the pre-existing situation. It put the matter beyond any doubt, leaving no room
for any controversy. In such a situation, the debate whether the preamble to
the Constitution is included within the words "the provisions of this
Constitution" is really unnecessary.
Even if we accept the reading of Shri
Jethmalani, preamble is a key to the understanding of the relevant provisions
of the Constitution. The 42nd (Amendment) Act has furnished the key in
unmistakable terms.
310.Given the above position, it is clear that
if any party or Organisation seeks to fight the elections on the basis of a
plank which has the proximate effect of eroding the secular philosophy of the
Constitution it would certainly be guilty of following an unconstitutional
course of action.
Political parties are formed and exist to
capture or share State power. That is their aim. They may be associations of
individuals but one cannot ignore the functional relevance. An association of
individuals may be devoted to propagation of religion; it would be a religious
body.
Another may be devoted to promotion of culture;
it would be a cultural Organisation. They are not aimed at acquiring State
power, whereas a political party does. That is one of its main objectives. This
is what we mean by saying "functional relevance". One cannot conceive
of a democratic form of Government without the political parties. They are part
of the political system and constitutional scheme.
Nay, they are integral to the governance of a
democratic society. If the Constitution requires the State to be secular in
thought and action, the same requirement attaches to political parties as well.
The Constitution does not recognise, it does not permit, mixing religion and
State power. Both must be kept apart. That is the constitutional injunction.
None can say otherwise so long as this Constitution governs this country.
Introducing religion into politics is to introduce an impermissible element
into body politic and an imbalance in our constitutional system.
If a political party espousing a particular
religion comes to power, that religion tends to become, in practice, the
official religion. All other religions come to acquire a secondary status, at
any rate, a less favourable position.
This would be plainly antithetical to Articles
14 to 16, 25 and the entire constitutional scheme adumbrated hereinabove.
Under our Constitution, no party or Organisation
can simultaneously be a political and a religious party. It has to be either.
Same would be the position, if a party or Organisation acts and/or 237 behaves
by word of mouth, print or in any other manner to bring about the said effect,
it would equally be guilty of an act of unconstitutionality. It would have no
right to function as a political party. The fact that a party may be entitled
to go to people seeking a mandate for a drastic amendment of the Constitution
or its replacement by another Constitution is wholly irrelevant in the context.
We do not know how the Constitution can be amended so as to remove secularism from
the basic structure of the Constitution**.
Nor do we know how the present Constitution can
be replaced by another; it is enough for us to know that the Constitution does
not provide for such a course that it does not provide for its own demise.
311.Consistent with the constitutional
philosophy, sub- section (3) of Section 123 of the Representation of the People
Act, 1951 treats an appeal to the electorate to vote on the basis of religion,
race, caste or community of the candidate or the use of religious symbols as a
corrupt practice. Even a single instance of such a nature is enough to vitiate
the election of the candidate. Similarly, sub- section (3-A) of Section 123
provides that "promotion of, or attempt to promote, feelings of enmity or
hatred between different classes of citizens of India on grounds of religion,
race, caste, community or language" by a candidate or his agent, etc. for
the furtherance of the prospects of the election of that candidate is equally a
corrupt practice. Section 29-A provides for registration of associations and
bodies as political parties with the Election Commission. Every party
contesting elections and seeking to have a uniform symbol for all its
candidates has to apply for registration. While making such application, the
association or body has to affirm its faith and allegiance to "the
principles of socialism, secularism and democracy" among others. Since the
Election Commission appears to have made some other orders in this behalf after
the conclusion of arguments and because those orders have not been placed
before us or debated, we do not wish to say anything more on this subject.
ARTICLE 74(2) ITS MEANING AND SCOPE 312.The
Constitution of India has introduced parliamentary democracy in this country. The
parliamentary democracy connotes vesting of real power of governance in the
Prime Minister and Council of his Ministers who are very often drawn from the
majority party in Parliament. Some jurists indeed refer to it derisively as
Prime-ministerial form of Government. In such a democracy, the head of the State,
be he the King or the President, remains a constitutional head of the State. He
acts in accordance with the aid and advice tendered to him by the Council of
Ministers with the Prime Minister at its head. This is what clause (1) of
Article 74 provided, even before it was amended by the 42nd (Amendment) Act. It
was so understood and interpreted in Ram Jawaya Kapur v. State of Punjab53 and
in Shamsher ** The decision of this Court in Kesavananda Bharati (1973) 4 SCC 225,:
1973 Suppl SCR 1, 166, 280] says that secularism is one of the basic features
of the Constitution.
53 AIR 1955 SC 549: (1955) 2 SCR 225 238
Singh22. The 42nd Amendment merely made explicit what was already implicit in
clause (1). The 44th Amendment inserted a proviso to clause (1) which too was
in recognition of an existing reality. It empowers the President to require the
Council of Ministers to reconsider the advice tendered by them. The advice
tendered on such reconsideration is made binding upon the President. Since
clause (2) of Article 74 has to be read and understood having regard to its
context, it would be appropriate to read both the clauses of Article 74 as they
stand now :
"74. Council of Ministers to aid and advise
President.- (1) There shall be a Council of Ministers with the Prime Minister
at the head to aid and advise the President who shall, in the exercise of his
functions, act in accordance with such advice :
Provided that the President may require the
Council of Ministers to reconsider such advice, either generally or otherwise,
and the President shall act in accordance with the advice tendered after such
reconsideration.
(2)The question whether any, and if so what,
advice was tendered by Ministers to the President shall not be inquired into in
any Court." (emphasis added) 313. Article 53(1) of the Constitution says
that "the executive power of the Union shall be vested. in the President and shall be
exercised by him either directly or through officers subordinate to him in
accordance with this Constitution." Clause (2), however, declares that
without prejudice to clause (1), the supreme command of the Armed Forces of the
Union shall be vested in the
President and that the exercise of such power shall be regulated by law.
314.Clause (1) of Article 77 provides that
"all executive action of the Government of India shall be expressed to be
taken in the name of the President". Clause (2) then says that all orders
made and other instruments executed in the name of the President shall be authenticated
in such manner as may be specified in the rules to be made by the President. It
further provides that the validity of an order or instrument which is
authenticated in accordance with the said rules shall not be called in question
on the ground that it is not an order or instrument made or executed by the
President. Rules have been made by the President as contemplated by this clause
contained in Notification No. S.O. 2297 dated November 11, 1958 (as amended from time
to time). Several officers of the Government have been empowered to
authenticate the orders and other instruments to be made and executed in the
name of the President. Clause (3) requires the President to make rules for the
more convenient transaction of the business of the Government of India and for
allocation among Ministers of the said business. In other words, rules have to
be made by the President under clause (3) for two purposes, viz., (a) for the
more convenient transaction of the business of the Government of India and (b) for
the allocation among Ministers of the said business. Rules 22 (1974) 2 SCC 831:
1974 SCC (L&S) 550: (1975) 1 SCR 814 239 of business have indeed been made
as required by this clause and the business of the Government of India
allocated between several Ministers, 315.Yet another article which requires to
be noticed in this connection is Article 361 which declares that "the
President shall not be answerable to any court for the exercise and performance
of the powers and duties of his office or for any act done or purporting to be
done by him in the exercise and performance of those powers and duties".
No criminal proceedings can be instituted or
continued against the President in any court while he is in office, nor is he
subject to any process for his arrest or imprisonment.
316.Article 78 specifies the duties of the Prime
Minister as regards the furnishing of information to President and certain
other matters. Clause (a) obliges the Prime Minister to communicate to the
President all decisions of the Council of Ministers relating to the
administration of the affairs of the Union and proposals for legislation.
Clause (b) says that Prime Minister shall
furnish such information as the President may call for with respect to the
matters communicated under clause (a). Clause (c) obliges the Prime Minister,
if required by the President, to submit any matter for reconsideration of the
Council of Ministers which has not been considered by it.
317.The President is clothed with several powers
and functions by the Constitution. It is not necessary to detail them to expect
to say that Article 356 is one of them. When Article 74(1) speaks of the
President acting "in the exercise of his functions", it refers to
those powers and functions. Besides the Constitution, several other enactments
too confer and may hereinafter confer, certain powers and functions upon the
President. They too will be covered by Article 74(1). To wit, the President
shall exercise those powers and discharge those functions only on the aid and
advice of the Council of Ministers with the Prime Minister at its head.
318.Article 361 is the manifestation of the
theory prevalent in English Law that "King can do no wrong" and, for
that reason, beyond the process of the court. Any and every action taken by the
President is really the action of his Ministers and subordinates. It is they
who have to answer for, defend and justify any and every action taken by them
in the name of the President, if such action is questioned in a court of law.
The President cannot be called upon to answer for or justify the action. It is
for the Council of Ministers to do so. Who comes forward to do so is a matter
for them to decide and for the court to be satisfied about it. Normally
speaking, the Minister or other official or authority of the Ministry as is
entrusted with the relevant business of the Government, has to do it.
319.Article 53(1) insofar as says that the
executive power of the Union, which vests in the President, can be exercised by
him either directly or through officers subordinate to him in accordance with
the Constitution stresses the very idea. Even where he acts directly, the
President has to act on the aid and advice of the Council of Ministers or the
Minister concerned, as the case may be. (Advice tendered by a Minister is
deemed to be the 240 advice tendered by the Council of Ministers in view of the
principle of joint responsibility of the Cabinet/Council of Ministers). If such
act is questioned in a court of law, it is for the Minister concerned (according
to rules of business) or an official of that Ministry to defend the Act.
Where the President acts through his
subordinates, it is for that subordinate to defend the action.
320.Articles 74 and 77 are in a sense
complimentary to each other, though they may operate in different fields. Article
74(1) deals with the acts of the President done "in exercise of his
functions", whereas Article 77 speaks of the executive action of the
Government of India which is taken in the name of the President of India. Insofar
as the executive action of the Government of India is concerned, it has to be
taken by the Minister/official to whom the said business is allocated by the
rules of business made under clause (3) of Article 77 for the more convenient
transaction of the business of the Government of India. All orders issued and
the instruments executed relatable to the executive action of the Government of
India have to be authenticated in the manner and by the officer empowered in
that behalf. The President does not really come into the picture so far as
Article 77 is concerned. All the business of the Government of India is
transacted by the Ministers or other officials empowered in that behalf, of
course, in the name of the President. Orders are issued, instruments are executed
and other acts done by various Ministers and officials, none of which may reach
the President or may be placed before him for his consideration. There is no
occasion in such cases for any aid and advice being tendered to the President
by the Council of Ministers. Though expressed in the name of the President,
they are the acts of the Government of India. They are distinct from the acts
of the President "in the exercise of his functions" contemplated by
Article 74. of course, even while acting in exercise of his functions, the
President has to act in accordance with the aid and advice tendered by the
Council of Ministers with the Prime Minister at its head. He is thus rendered a
constitutional or a titular head. [The proviso to clause (1) no doubt empowers
him to require the Council of Ministers to reconsider such advice, either
generally or in any particular case, but if and when the Council of Ministers
tenders the advice on such reconsideration, he is bound by it.] Then comes
clause (2) of Article 74 which says that the question "whether any, and if
so, what advice was tendered by the Ministers to the President shall not be
inquired into in any court". The idea behind clause (2) is this : The
court is not to enquire it is not concerned with whether any advice was
tendered by any Minister or Council of Ministers to the President, and if so,
what was that advice. That is a matter between the President and his Council of
Ministers. What advice was tendered, whether it was required to be
reconsidered, what advice was tendered after reconsideration, if any, what was
the opinion of the President, whether the advice was changed pursuant to
further discussion, if any, and how the ultimate decision was arrived at, are
all matters between the President and his Council of Ministers. They are beyond
the ken of the court. The court is not to go into it. It is enough that 241
there is an order/act of the President in appropriate form.
It will take it as the order/act of the
President. It is concerned only with the validity of the order and legality of
the proceeding or action taken by the President in exercise of his functions
and not with what happened in the inner councils of the President and his
Ministers. No one can challenge such decision or action on the ground that it
is not in accordance with the advice tendered by the Ministers or that it is
based on no advice. If, in a given case, the President acts without, or
contrary to, the advice tendered to him, it may be a case warranting his
impeachment, but so far as the court is concerned, it is the act of the
President. (We do not wish to express any opinion as to what would be the
position if in the unlikely event of the Council of Ministers itself
questioning the action of the President as being taken without, or contrary, to
their advice).
321.Clause (2) of Article 74, understood in its
proper perspective, is thus confined to a limited aspect. It protects and
preserves the secrecy of the deliberations between the President and his
Council of Ministers. In fact, clause (2) is a reproduction of sub-section (4)
of Section 10 of the Government of India Act, 1935. [The Government of India
Act did not contain a provision corresponding to Article 74(1) as it stood
before or after the amendments aforementioned]. The scope of clause (2) should
not be extended beyond its legitimate field. In any event, it cannot be read or
understood as conferring an immunity upon the Council of Ministers or the
Minister/Ministry concerned to explain, defend and justify the orders and acts
of the President done in exercise of his functions*. The limited provision
contained in Article 74(2) cannot override the basic provisions in the
Constitution relating to judicial review. If and when any action taken by the
President in exercise of his functions is questioned in a court of law, it is
for the Council of Ministers to justify the same, since the action or order of
the President is presumed to have been taken in accordance with Article 74(1).
As to which Minister or which official of which Ministry comes forward to
defend the order/action is for them to decide and for the court to be satisfied
about it. Where, of course, the act/order questioned is one pertaining to the
executive power of the Government of India, the position is much simpler. It
does not represent the act/order of the President done/taken in exercise of his
functions and hence there is no occasion for any aid or advice by the Ministers
to him. It is the act/order of Government of India, though expressed in the
name of the President. It is for the Minister or Ministry concerned, to whom
the function is allocated under the rules of business to defend and justify
such action/order.
* The orders and acts of the President of India
made and taken in exercise of his functions are generally expressed as having
been ordered or taken by the President of India whereas the executive action of
the Government of India is expressed to have been ordered or taken by the
Government of India in the name of the President of India. This difference in
form is only indicative and no( obligatory or mandatory.
242 322.Section 123 of the Evidence Act, in our
opinion, is in no manner relevant in ascertaining the meaning and scope of
Article 74(2). Its field and purpose is altogether different and distinct.
Section 123 reads thus :
"123. Evidence as to affairs of State.- No
one shall be permitted to give any evidence derived from unpublished official
records relating to any affairs of State, except with the permission of the
officer at the head of the department concerned, who shall give or withhold
such permission as he thinks fit." 323.Evidence Act is a pre-Constitution
enactment. Section 123 enacts a rule of English Common Law that no one shall be
permitted to give evidence derived from unpublished official records relating
to affairs of State except with the permission of the concerned head of the
department. It does not prevent the head of department permitting it or the
head of the department himself giving evidence on that basis.
The law relating to Section 123 has been
elaborately discussed in several decisions of this Court and is not in issue
herein. Our only object has been to emphasise that Article 74(2) and Section
123 cover different and distinct areas. It may happen that while justifying the
Government's action in court, the Minister or the official concerned may claim
a privilege under Section 123. If and when such privilege is claimed, it will
be decided on its own merits in accordance with the provisions of that section.
But, Article 74(2) does not and cannot mean that the Government of India need
not justify the action taken by the President in the exercise of his functions
because of the provision contained therein. No such immunity was intended or is
provided by the clause. If the act or order of the President is questioned in a
court of law, it is for the Council of Ministers to justify it by disclosing
the material which formed the basis of the act/order. The court will not ask
whether such material formed part of the advice tendered to the President or
whether that material was placed before the President. The court will not also
ask what advice was tendered to the President, what deliberations or
discussions took place between the President and his Ministers and how was the
ultimate decision arrived at. The court will only see what was the material on
the basis of which the requisite satisfaction is formed and whether it is
relevant to the action under Article 356(1). The court will not go into the
correctness of the material or its adequacy. Even if the court were to come to
a different conclusion on the said material, it would not interfere since the
article speaks of satisfaction of the President and not that of the court.
324.In our respectful opinion, the above
obligation cannot be evaded by seeking refuge under Article 74(2). The argument
that the advice tendered to the President comprises material as well and,
therefore, calling upon the Union of India to disclose the material would
amount to compelling the disclosure of the advice is, if we can say so
respectfully, to indulge in sophistry. The material placed before the President
by the Minister/Council of Ministers does not thereby become part of advice.
Advice is what is based upon the said material. Material is not advice. The material
may be placed 243 before the President to acquaint him and if need be to
satisfy him that the advice being tendered to him is the proper one. But it
cannot mean that such material, by dint of being placed before the President in
support of the advice, becomes advice itself. One can understand if the advice
is tendered in writing; in such a case that writing is the advice and is
covered by the protection provided by Article 74(2). But it is difficult to
appreciate how does the supporting material become part of advice. The
respondents cannot say that whatever the President sees or whatever is placed
before the President becomes prohibited material and cannot be seen or summoned
by the court.
Article 74(2) must be interpreted and understood
in the context of entire constitutional system. Undue emphasis and expansion of
its Parameters would engulf valuable constitutional guarantees. For these
reasons, we find it difficult to agree with the reasoning in State of Rajasthan3 on this score, insofar
as it runs contrary to our holding.
ARTICLE 356 AND JUDICIAL REVIEW
325.Judicial review of administrative and
statutory action is perhaps tile most important development in the field of
public law in the second half of this century. In India, the principles governing
this jurisdiction are exclusively Judge-made. A good amount of debate took
place before us with respect to the applicability, scope and reach of judicial
review vis-a-vis the Proclamation issued by the President under Article 356 of
the Constitution. a large volume of case-law and legal literature has been
placed before us. Though it may not be possible to refer to all that material,
we shall refer to the relevant among them at the appropriate place.
326.One of the contentions raised by the Union
of India in Writ Petition No. 237 of 1993 (filed by Shri Sunderlal Patwa and
others in Madhya pradesh High Court questioning the Proclamation) and other
writ petitions is that inasmuch as the action under Article 356 is taken on the
subjective satisfaction of the President and further because the President
cannot be sued in a court of law by virtue of Article 361, the impugned
Proclamation is not justiciable.
This argument is, however, not pressed before
us. It is also covered that since Parliament has approved the said
Proclamation, the court sought not to entertain the writ petition and/or
examine the correctness or otherwise of the Presidential Proclamation. (This
contention has been further aborated and pressed before us, as we shall mention
hereinafter). Article 4(2) is relied upon to submit that the material on which
the President based the requisite satisfaction cannot be compelled to be
produced in court.
(This contention has already been dealt with by
us.) It is also submitted that the report of the Governor which forms the basis
of action under Article 356 and the material upon which it is based cannot be
called in question by virtue of Article 361 (urged in a modified form).
327.Shri K. Parasaran, learned counsel appearing
for the Union of India conceded that the action of the President under Article
356 cannot be said to beyond judicial review and judicial scrutiny. He,
however, submitted that (1977) 3 SCC 592: AIR 1977 SC 1361: (1978) 1 SCR 1 244
having regard to the nature of the function, the high constitutional status of
the authority in whom the power is vested and the exigencies in which the said
action is taken, the court ought not to go into the question of the
advisability of the action or into the adequacy of the material on which it is
based. The Presidential action, counsel submitted, is not susceptible to normal
rules of judicial review, having regard to the political nature of the action
and absence of any judicially manageable standards. There may be several
imponderables in the situation which the court cannot weigh. The President's
action under Article 356 cannot be equated to administrative action of a
government official. It is exercise of a constitutional function by the highest
dignitary of the nation, the President of India. May be, the learned counsel
submitted, in a case like Maghalaya (Transferred Case Nos 5 and 7 of 1992), the
court may interfere where the invalidity of action is demonstrable with
reference to the orders of this Court, i.e., where the invalidity is writ large
in its face. But, generally speaking, the court is ill fitted to judge the
material on which the action is based to determine whether the said material
warranted the action taken. The court cannot sit in judgment over the prognosis
of the President (for that matter, of the Union Council of Ministers),that the
situation in a given State was one in which the Government of that State could
not be carried on in accordance with the provisions of the Constitution. This
is an instance, the learned counsel continued, where the Constitution has
committed a particular power to the President to be exercised in his discretion
in certain specified situations power flowing from the obligation cast by
Article 355 upon the Union of India to ensure that "the Government of every
State is carried on in accordance with the provisions of this
Constitution". The President is oath bound to protect and preserve the
Constitution. Placed as he is and having regard to the material which is
available to him alone and also because he alone is best fitted to determine on
the basis of material before him whether the situation contemplated by Article
356(1) has arisen the matter must be left to his judgment and good sense. He
alone is presumed to possess the astute political-cum- administrative expertise
necessary for a proper and sound exercise of the said power. Judicial approach,
which the courts are trained to adopt, is not suited to the function under
Article 356. The court would be better advised to leave the function to those
to whom it is entrusted by the Constitution. The President of India has to be
trusted. of course President in Article 356(1) means the Union Council of
Ministers by virtue of Article 74(1) but that makes little difference in
principle. That is the system of Government we have adopted. There is no reason
to believe that the highest authority like the President of India, i.e., the
Union Council of Ministers would not act fairly and honestly or that they would
not act in accordance with the spirit and scheme of the Constitution. Shri
Parasaran further submitted that where a particular Proclamation is questioned,
the burden of establishing its invalidity lies upon the petitioner. It is for
him to produce the material to substantiate his contentions. By virtue of
Article 74(2), the court would not enquire into the advice tendered by the
Minister 245 to the President leading to the issuance of the impugned
Proclamation. The advice comprises and is based upon certain material and
information. The advice and material cannot be separated. If the court cannot
enquire into the advice, it cannot also call upon the Union of India to
disclose that material. The learned counsel submitted further that there is a
distinction between judicial review of administrative action and judicial review
of constitutional action. The decisions of this Court relating to judicial
review of administrative or statutory action and discretion cannot be applied
to judicial review of constitutional action. Appeal against such action,
properly and truly speaking, must, and should always be, to the ultimate
political sovereign the people.
328.Shri P.P. Rao, learned counsel for the State
of Madhya
Pradesh
while adopting the contentions of Shri K. Parasaran concentrated mainly upon
the secular nature of our Constitution, with the sequiter that nonsecular
policies, programmes and acts of political parties place such parties outside
the pale of constitutionalism. He submitted that by adopting such policies and
programmes and by indulging in non-secular course of action, the Governments
run by such parties render themselves amenable to action under Article 356
According to the learned counsel, BJP's election manifesto, together with the
speeches and acts of their leaders and cadres make it a non-secular party and, therefore,
the dismissal of their Government in Madhya Pradesh is perfectly justified.
Shri Andhyarujina, learned Advocate General of Maharashtra submitted that the
doctrine of political question has not been given up altogether by the decision
of the U.S. Supreme Court in Baker v. Carr42.
All that the decision has done is to limit the
area of operation of the said doctrine. The dismissal of the State Government
or dissolution of a State Legislative Assembly is essentially a political
question, the validity and correctness whereof cannot be adjudged with
reference to any known judicial standards and/or dicta. Such matters be best
left to the wisdom of the President and ultimately of the people. It is for the
people to judge whether a particular dismissal or dissolution was just or not.
329.S/Shri Soli Sorabjee, Ram Jethmalani and
Shanti Bhushan, learned counsel for the petitioners submitted, on the other
hand, that the action of the president under Article 356 is not beyond judicial
scrutiny. The Constitution does not create any such immunity and it would not
be desirable to infer any such immunity by a process of reasoning or as a
matter of self-restraint by this Court.
The power has been used more often than not for
purposes other than those contemplated by Article 356. The provision has been
abused Repeatedly over the years reducing the State Governments and the State
Legislatures to the status of mere municipalities. If the court were to refuse
to enquire into the validity of such Proclamations, a serious imbalance will
set in in the constitutional scheme. This Court is as much bound to uphold,
protect and preserve the Constitution as the President of India. The Founding
42 7 L Ed 2d 663, 686: 369 US 186 (1962) 246 Fathers did not say or indicate anywhere that the
President shall exercise the said power in his absolute discretion/judgment. On
the contrary, the action is made expressly subject to approval by both the
Houses of Parliament. The remedy of judicial review guaranteed by Articles 32
and 226 extends and applies to this action as to any other action of the
President under the Constitution.
Where Parliament wished to bar judicial review,
it has said so expressly, e.g., Articles 31-B and 31 C. There is no distinction
between the judicial review of administrative/statutory action and judicial
review of constitutional action. The tests are the same. No other tests can
possibly be suggested. The power under Article 356 is undoubtedly the power to
be exercised on the subjective satisfaction of the President, which means the
Council of Ministers. The latter is undoubtedly a political body and the
experience shows that where a different party is in power in a State, the
Central Government has been resorting to Article 356 to destabilise that party
and to further the prospects of their own party. The circumstances in which and
the grounds on which the action based on subjective satisfaction can be
interfered with, have been exhaustively stated by this Court in Barium
Chemical56 as far back as 1966 which decision has been followed uniformly by
this Court over the last three decades. The tests evolved in the said decision
are relevant even in the case of action under Article 356. The power under
Article 356 is a conditioned power; it can be exercised only when the President
is satisfied that the Government of a State cannot be carried on in accordance
with the provisions of the Constitution. Even in the case of an unqualified and
unconditional power like the one under Article 72 (power to grant pardon, etc.)
this Court has held that the action of the President is amenable to judicial
review (Kehar Singh v.
Union of India19). The satisfaction must be based
upon existing material and must be such as would lead a reasonable man to be
satisfied that the Government of the State cannot be carried on in accordance
with the provisions of the Constitution. Even if the action is taken with the
best of intentions, it would be bad if the action is outside the pale of
Article 356. If the grounds are not relevant or if there are no grounds
warranting the requisite satisfaction, the action would be bad. Article 74(2)
has no relevance in this behalf. It is a sort of red herring drawn across the
trail by the respondents' counsel to confuse the issue. The petitioners are not
interested in or anxious to know what advice, if any, was tendered by the
Ministers to the President leading to the issuance of the impugned
Proclamation. They are not interested in that aspect.
Their challenge is to the validity of the
Proclamation and since it is an action based upon subjective satisfaction and
also because the Proclamation does not recite the grounds upon which it has
been issued, it is for the Union of India to justify their action before this
Court. This is the general principle applicable to cases of subjective
satisfaction and the Proclamation under Article 356 is no exception to this
rule say the counsel.
330.Since it is not disputed by the counsel for
the Union of India and other respondents that the Proclamation under Article
356 is amenable to judicial review, it is not necessary for us to dilate on
that aspect. The power 247 under Article 356(1) is a conditional power. In
exercise of the power of judicial review, the court is entitled to examine
whether the condition has been satisfied or not. In what circumstances the
court would interfere is a different matter but the amenability of the action
to judicial review is beyond dispute. It would be sufficient to quote a passage
from State of Rajasthan3 (SCR pp. 80-8 1: SCC p. 66 1, para 149) "So long as a
question arises whether an authority under the Constitution has acted within
the limits of its power or exceeded it, it can certainly be decided by the
court.
Indeed it would be its constitutional obligation
to do so ... this Court is the ultimate interpreter of the Constitution and to
this Court is assigned the delicate task of determining what is the power
conferred on each branch of Government, whether it is limited, and if so, what
are the limits and whether any action of that branch transgresses such limits.
It is for this Court to uphold the constitutional values and to enforce the
constitutional limitations. That is the essence of the rule of law." The
controversy really pertains to the scope, reach and extent of the judicial review.
331.Regarding the scope and reach of judicial
review, it must be said at the very outset that there is not, and there cannot
be, a uniform rule applicable to all cases. It is bound to vary depending upon
the subject- matter, nature of the right and various other factors.
332.This aspect has been emphasised by this
Court in Indra Sawhney v. Union ofIndia54 in the following words : (SCC p. 753,
para 842 : JT p. 655) "The extent and scope of judicial scrutiny depends
upon the nature of the subject-matter , the nature of the right affected, the
character of the legal and constitutional provisions applicable and so on. The
acts and orders of the State made under Article 16(4) do not enjoy any
particular kind of immunity.
At the same time, we must say that court would
normally extend due deference to the judgment and discretion of the Executive a
co-equal wing in these matters. The political executive, drawn as it is from
the people and represent as it does the majority will of the people, is
presumed to know the conditions and the needs of the people and hence its
judgment in matters within its judgment and discretion will be entitled to due
weight." 333.A passage from the article "Justiciability and the
control of discretionary power" by Prof D.G.T. Williams appears to echo
our thought correctly. The Professor says, "Variability, of course, is the
outstanding feature of judicial review of administrative action ... an English
Judge has commented that (with administrative law 'in a phase of active
development') the Judges 'will adapt the rules ... to protect the rule of law'
and an Australian Judge has 3 (1977) 3 SCC 592: AIR 1977 SC 1361: (1978) 1 SCR
1 54 1992 Supp (3) SCC 217: 1992 SCC (L&S) Supp 1: (1992) 22 ATC 385: JT
(1992) 6 SC 273 248 noted that there 'is no fixed rule which requires the same
answer to be given in every case'. Similar sentiments have been expressed in
the case of express procedural requirements where the courts have to wrestle
with the distinction between mandatory and directory requirements, where the
law has been described 'as inextricable tangle of loose ends', and where the
variables including ideas of 'substantial compliance' or as to whether anyone
has been prejudiced are such that even the same statutory provision may be
differently interpreted according to the circumstances of a case ... the
fluidity of the rules on express procedural requirements has been eloquently
recognized both by Lord Hailsham who, against a background of 'the rapidly
developing jurisprudence of administrative law' spoke of a 'spectrum of
possibilities' when he stressed that the Courts are not necessarily 'bound to
fit the facts of a particular case and a developing chain of events into rigid
legal categories or to stretch or cramp them on a bed of Procrustes invested by
lawyers for the purposes of convenient exposition.......".
334.Having said this, we may now proceed to
examine a few decisions where Proclamations of emergency were questioned to
notice how the challenge was dealt with. We may first notice the decision of
the Privy Council in Bhagat Singh v. Emperor55. Section 72 of the Government of
India Act, 1919 empowered the Governor General to make and promulgate ordinance
for the peace and good government of British India in case of emergency. The ordinance so
made, however, was to be effective for a period of six months from the date of
its promulgation and was to be effective like an enactment made by the Indian
legislature and be subject to the very same restrictions applying to an
enactment made by the Indian legislature. The section read as follows:
"72. The Governor General may, in cases of
emergency, make and promulgate ordinances for the peace and good government of
British India or any part thereof, and any ordinance so made shall, for the
space of not more than six months from its promulgation, have the like force of
law as an Act passed by the Indian legislature but the power of making
ordinances under this section is subject to the like restrictions as the power
of the Indian legislature to make laws; and any ordinance made under this
section is subject to the like disallowance as an Act passed by the Indian
legislature and may be controlled or superseded by any such Act." 335.Exercising
the said power, the Governor General issued an ordinance whereunder the
appellant was convicted. In the appeal to the Board, the appellant contended
that, as a matter of fact, there was no state of emergency and that the
Governor General acted illegally in proclaiming that one exists and issuing the
ordinance on that basis. This contention was rejected by the Board in the
following words 55 AIR 1931 PC 11 1: 58 IA 169: 35 CWN 646 249 "That raises
directly the question who is to be the judge of whether a state of emergency
exists. A state of emergency is something that does not permit of any exact definition
:
It connotes a state of matters calling for
drastic action which is to be judged as such by someone. It is more than
obvious that that someone must be the Governor General and he alone. Any other
view would render utterly inept the whole provision. Emergency demands
immediate action and that action is prescribed to be taken by the Governor
General. It is he alone who can promulgate the ordinance.
Yet, if the view urged by the petitioners is
right, the judgment of the Governor General could be upset either (a) by this
Board declaring that once the ordinance was challenged in proceedings by way of
habeas corpus the Crown ought to prove affirmatively before a court that a
state of emergency existed, or (b) by a finding of this Board after a
contentious and protracted enquiry that no state of emergency existed, and that
the ordinance with all that followed on it was illegal.
In fact, the contention is so completely without
foundation on the fact of it that it would be idle to allow an appeal to argue
about it.
It was next said that the ordinance did not
conduce to the peace and good government of British India. The same remarks applies. The Governor
General is also the judge of that.
The power given by Section 72 is an absolute
power without any limits prescribed, except only that it cannot do what the
Indian legislature would be unable to do, although it is made clear that it is
only to be used in extreme cases of necessity where the good government of India demands it." 336.Thus,
the approach of the Board was one of 'hands-off'.
The Governor General was held to be the final
judge of the question whether an emergency exists. The power conferred by
Section 72 was described as an absolute power without any limits prescribed,
except that which apply to an enactment made by the Indian legislature. It was
also observed that the subject-matter is not a fit one for a court to enquire
into.
337.We may point out that this extreme position
is not adopted by Shri Parasaran, learned counsel appearing for the Union of
India. He did concede that judicial review under the Constitution is not
excluded in the matter of Proclamation under Article 356(1) though his
submission was that it should be available in an extremely narrow and limited
area since it is a power committed expressly to the President by the
Constitution and also because the issue is not one amenable to judicial review
by applying known judicially manageable standards. The Supreme Court of Pakistan in Federation of Pakistan v. Mohd. Saifullah
Khan56 described the approach (adopted in Bhagat Singh55) in the following
words (quoting Cornelius, J.) 56 PLD (1989)SC 166 55 AIR 1931 PC 11 1: 58 IA
169: 35 CWN 646 250 "In the period of foreign rule, such an argument,
i.e., that the opinion of the person exercising authority is absolute may have
at times prevailed, but under autonomous rule, where those who exercise power
in the State are themselves citizens of the same State, it can hardly be
tolerated." 338.We have no hesitation in rejecting the said approach as
totally inconsistent with the ethos of our Constitution, as would be evident
from the discussion infra.
339.The view taken in Bhagat Singh55 was
affirmed by the Privy Council in the year 1944 in King Emperor v. Benoari Lal
Sarma57. It was held that whether an emergency existed at the time the
ordinance was made and promulgated was a matter of which the Governor General
was the sole judge. If it were not so, it was observed, the Governor General
would be disabled from taking action necessary to meet the emerging dangerous
situation, according to his assessment of the situation. It is enough to say
that this case again represents what we have called the extreme view. It is
inappropriate in the context of Article 356.
340.The next decision is again of the Privy
Council in Stephen Kalong Ningkan v. Govt. of Malaysia58. The appellant was the
Chief Minister of Sarawak, an Estate in the Federation of Malaysia. On June 16, 1966, the Governor of
Sarawak requested him to resign on the ground that he had ceased to command the
confidence of the Council Negri. The appellant refused whereupon the Governor
informed him on June 17, 1966 that he ceased to hold the office. The appellant approached
the High Court of Kuching against the Governor's intimation. On September 7, 1966, the High Court upheld
his plea and ruled that the Governor had no power to dismiss him. On September 14, 1966. His Majesty Yang di-
Pertuan Agong (Head of the State of Malaysia) proclaimed a state of emergency
throughout the territories of the State of Sarawak. The Proclamation was made under Article 150 of
the Federal Constitution of Malaysia, which reads thus :
"150. (1) If the Yang di-Pertuan Agong is
satisfied that a grave emergency exists whereby the security or the economic
life of the Federation or of any part thereof is threatened, he may issue a
Proclamation or emergency." 341.The article provided for such Proclamation
being placed for approval before both the Houses of Parliament, who had the
power to disapprove the same. Clause (5) of Article 150 empowered the Federal
Parliament, during the period the Proclamation of emergency was in operation,
to make laws with respect to any matter which it appeared to it as required by
reason of the emergency. Such law, it was provided, shall be operative
notwithstanding anything contained either in the Constitution of the Federation
or the Constitution of the State of Sarawak, and will not be 55 AIR 1931 PC 11
1: 58 IA 169: 35 CWN 646 57 (1944) 72 IA 57: AIR 1945 PC 48: 46 Cri LJ 589 58
(1970) AC 379 251 treated as amendment to the Constitution. Any such law was,
however, to be in force only for the period of emergency. In exercise of the
power conferred by clause (5) of Article 150, the Federation Parliament passed
Emergency (Federal Constitution and Constitution of Sarawak) Act, 1966. Section
5 of this Act specifically empowered the Governor to dismiss the Chief
Minister, in his absolute discretion, if, at any time, the Council Negri passed
the resolution of no confidence in the Government by a majority and yet the
Chief Minister failed to resign. On September 23, 1966, the Council Negri met
and passed the resolution of no confidence in the Chief Minister (appellant).
On the next day, the Governor dismissed the appellant under the new Act. He
impugned the action in the Federal Court of Malaysia, wherein he sought for a
declaration that the 1966 Act aforesaid was ultra vires the Federal Parliament.
He contended that the Proclamation of emergency was a fraud on the Constitution
and of no effect inasmuch as no state of grave emergency existed. The Act
aforesaid founded as it was on the Proclamation of emergency, was equally void
and of no effect, he submitted. He contended that the evidence showed that none
of the usual signs and symptoms of " grave emergency" existed in
Sarawak at or before the time of the Proclamation; that no disturbances, riots
or strikes had occurred; that no extra troops or police had been placed on
duty; that no curfew or other restrictions on movement had been found necessary
and that the ' confrontation' with Indonesia had already come to an end. The
Federation of Malaysia repudiated all the said contentions. It submitted that
the Proclamation of emergency was conclusive and not assailable before the court.
342.The Privy Council (Lord MacDermott speaking
for the Board) expressed the view in the first instance that it was
"unsettled and debatable" whether a Proclamation made by the Supreme
Head of the Federation of Malaysia under statutory powers could be challenged
on some or other grounds but then proceeded on the assumption that the matter
is justiciable.
On that assumption, the Board, proceeded to
examine the further contentions of the appellant. It found that the
Proclamation of emergency and the impugned Act were really designed to meet the
constitutional deadlock that had arisen on account of the absence of provision
empowering the Governor to dismiss the Chief Minister where the latter ceased
to enjoy the confidence of the Council Negri. It observed : "It is not for
their Lordships to criticise or comment upon the wisdom or expediency of the
steps taken by the Governor of Malaysia in dealing with the constitutional
situation which had occurred in Sarawak, or to enquire whether that situation could
itself have been avoided by a different approach." The Privy Council
observed further that "they can find, in the material presented, no ground
for holding that the respondent Government was acting erroneously or in any way
mala fide in taking the view that there was a constitutional crisis in Sarawak,
that it involved or threatened a breakdown of a State Government and amounted
to an emergency calling for immediate action. Nor can their Lordships find any
reason for saying that the emergency thus considered to exist was not grave 252
and did not threaten the security of Sarawak. These were essential matters to be determined
according to the judgment of the respondent-ministers in the light of their
knowledge and experience ... and that he (the appellant) failed to satisfy the
Board that the steps taken by the Government including the Proclamation and the
impugned Act, were in fraudem legis or otherwise unauthorised by the relevant
legislation". The appeal was accordingly dismissed.
343.Three strands of reasoning are evident in
the decision.
Firstly, the Privy Council assumed that the
issue was justiciable. On that basis, it examined the facts of the case and
found that the situation did amount to an emergency. Secondly and more
importantly, it examined and found that there was no "reason for saying
that the emergency thus considered to exist was not grave and did not threaten
the security of Sarawak", though at the same time, it held that existence
of emergency is a matter to be determined by the Council of Ministers in the
light of their knowledge and experience and thirdly, that the appellant failed
to establish that the Proclamation of emergency was a fraud on the
Constitution.
344.We may now notice the only decision of this
Court dealing with Article 356, viz., State of Rajasthan3. Two circumstances must
be kept in mind while examining the decision, viz., (i) the writ petitions (and
suits) filed by various States were not directed against Proclamation(s) of
emergency, since no such Proclamations were issued prior to the filing of those
suits and writ petitions; and (ii) at that time, clause (5) introduced by 38th
(Amendment) Act was in force. Clause (5) read as follows :
"5. Not withstanding anything in this
Constitution, the satisfaction of the President mentioned in clause (1) shall
be final and conclusive and shall not be questioned in any court on any
ground." [This clause was substituted by an altogether different clause by
the 44th (Amendment) Act.] 345.The subject-matter of challenge in the suits
(under Article 131) and writ petitions (under Article 32) in this matter was a
letter written by the then Home Minister to Chief Ministers of certain States
advising them to seek the dissolution of respective Legislative Assemblies and
seek a fresh mandate from the people. The letter stated that the elections to
Lok Sabha held in March 1977 indicated that the Congress Party, in power in
those States, has lost its mandate totally and has become alienated with the
people.
The letter, together with a statement made by
the then Union Law Minister, was treated as a threat to dismiss those State
Governments. To ward off such a threat, they approached the Supreme Court by
way of suits and writ petitions. They were heard expeditiously and dismissed on
April 29,
1977.
Reasoned opinions were delivered later, by which
date Proclamations under Article 356(1) were actually issued.
One of the questions related to the
maintainability of the suits, with which question, of course, we are not
concerned.
3 (1977) 3 SCC 592: AIR 1977 SC 1361: (1978) 1
SCR 1 253 346.Six opinions were delivered by the seven-Judge Bench.
Though all of them agreed that the writ
petitions and suits be dismissed, their reasoning is not uniform. It would,
therefore, be appropriate to notice the ratio underlying each of the opinions
insofar as it is relevant for our purposes :
Beg, C.J.- The opinion of Beg, C.J. contains
several strands of thought. They may be stated briefly thus :
(i)The language of Article 356 and the practice
since 1950 shows that the Central Government can enforce its will against the
State Governments with respect to the question how the State Governments should
function and who should hold reins of power.
(ii)By virtue of Article 356(5) and Article
74(2), it is impossible for the court to question the satisfaction of the
President.
It has to decide the case on the basis of only
those facts as may have been admitted by or placed by the President before the
court.
(iii)The language of Article 356(1) is very
wide. It is desirable that conventions are developed channelising the exercise
of this power. The court can interfere only when the power is used in a grossly
perverse and unreasonable manner so as to constitute patent misuse of the
provisions or to an abuse of power. The same idea is expressed at another place
saying that if "a constitutionally or legally prohibited or extraneous or
collateral purpose is sought to be achieved" by the Proclamation, it would
be liable to be struck down. The question whether the majority party in the
Legislative Assembly of a State has become totally estranged from the
electorate is not a matter for the court to determine.
(iv) The assessment of the Central Government
that a fresh chance should be given to the electorate in certain States as well
as the question when to dissolve the Legislative Assemblies are not matters
alien to Article 356. It cannot be said that the reasons assigned by the
Central Government for the steps taken by them are not relevant to the purposes
underlying Article 356.
We may say at once that we are in respectful
disagreement with propositions (i), (ii) and (iv) altogether. So far as
proposition (iii) is concerned, it is not far off the mark and in substance
accords with our view, as we shall presently show.
Y. V. Chandrachud, J.- On the scope of judicial
review, the learned Judge held that where the reasons disclosed by the Union of
India are wholly extraneous, the court can interfere on the ground of mala
fides. Judicial scrutiny, said the learned Judge, is available "for the
limited purpose of seeing whether the reasons bear any rational nexus with the
action proposed". The court cannot sit in judgment over the satisfaction
of the President for determining whether any other view of the situation is
reasonably possible, opined the learned Judge. Turning to the facts of the case
before him, the learned Judge observed that the grounds assigned by the Central
Government in its counter-affidavit cannot be said to be irrelevant to 254
Article 356. The court cannot go deeper into the matter nor shall the court
enquire whether there were any other reasons besides those disclosed in the
counter-affidavit.
P.N. Bhagwati and A. C. Gupta, JJ.- The learned
Judges enunciated the following propositions in their opinion :
The action under Article 356 has to be taken on
the subjective satisfaction of the President. The satisfaction is not
objective.
There are no judicially discoverable and
manageable standards by which the court can examine the correctness of the
satisfaction of the President. The satisfaction to be arrived at is largely
political in nature, based on an assessment of various and varied facts and
factors besides several imponderables and fast changing situations. The court
is not a fit body to enquire into or determine the correctness of the said
satisfaction or assessment, as it may be called. However, if the power is
exercised mala fide or is based upon wholly extraneous or irrelevant grounds,
the court would have jurisdiction to examine it. Even clause (5) is not a bar
when the contention is that there was no satisfaction at all.
The scope of judicial review of the action under
Article 356, the learned Judges held, is confined to a "narrow minimal
area. May be that in most cases, it would be difficult, if not impossible, to
challenge the exercise of power under Article 356(1) on the aforesaid limited
ground, because the facts and circumstances on which the satisfaction is based,
would not be known. However, where it is possible, the existence of
satisfaction can always be challenged on the ground that it is mala fide or
based on wholly extraneous and irrelevant grounds".
We may say with great respect that we find it
difficult to agree with the above formulations in toto. We agree only with the
statements regarding the permissible grounds of interference by court and the
effect of clause (5), as it then obtained. We also agree broadly with the first
proposition, though not in the absolute terms indicated therein.
Goswami and Untwalia, JJ.- The separate opinions
of Goswami and Untwalia, JJ.
emphasise one single fact, namely, that inasmuch
as the facts stated in the counter- affidavit filed by the Home Minister cannot
be said to be "mala fide, extraneous or irrelevant", the action
impugned cannot be assailed in the court.
Fazal Ali, J.- The learned Judge held that (i)
the action under Article 356 is immune from judicial scrutiny unless the action
is "guided by extraneous consideration" or "personal
considerations".
(ii) the inference drawn by the Central
Government following the 1977 elections to the Lok Sabha cannot be said to be
unreasonable.
It cannot be said that the inference drawn had
no nexus with Article 356.
347. It would thus be seen that there is a broad
consensus among five of the seven Judges that the court can interfere if it is
satisfied that the power has been exercised mala fide or on wholly extraneous
or irrelevant grounds.
255 Some learned Judges have stated the rule in
narrow terms and some others in a little less narrow terms but not a single
learned Judge held that the Proclamation is immune from judicial scrutiny. It
must be remembered that at that time clause (5) was there barring judicial
review of the Proclamation and yet they said that court can interfere on the
ground of mala fides or where it is based wholly on extraneous or irrelevant
grounds. Surely, the deletion of clause (5) has not restricted the scope of
judicial review.
Indeed, it removed the cloud cast on the said
power. The court should, if anything, be more inclined to examine the constitutionality
of the Proclamation after such deletion.
348. It would be appropriate at this stage to
examine a few decisions of the Pakistan Supreme Court, since the Constitution
of Pakistan, 1973 contains a provision somewhat similar to Article 356.
349. Article 58 of the Constitution of Pakistan,
1973 provides for dissolution of National Assembly. Clause (1) says that the
President shall dissolve the National Assembly if so advised by the Prime
Minister. It further provides that in any event on the expiry of forty-eight
hours after the Prime Minister has advised the dissolution, the National
Assembly stands dissolved. Clause (2) is relevant for our purpose. It reads thus
:
"(2) Notwithstanding anything contained in
clause (2) of Article 48, the President may also dissolve the National Assembly
in his discretion where, in his opinion (a) a vote of no confidence having been
passed against the Prime Minister, no other member of the National Assembly is
likely to command the confidence of majority of the members of the National
Assembly in accordance with the provisions of the Constitution as ascertained
in a session of the National Assembly summoned for the purpose; or (b) a
situation has arisen in which the Government of the Federation cannot be
carried on in accordance with the provisions of the Constitution and an appeal
to the electorate is necessary." 350. Sub-clause (b) of clause (2)
approximates to clause (1) of Article 356 of our Constitution. Under this
clause, the President may dissolve the National Assembly, in his discretion,
where in his opinion, a situation has arisen in which the Government of the
Federation cannot be carried on in accordance with the provisions of the
Constitution and an appeal to the electorate is necessary.
351. The first decision is in Federation of
Pakistan v. Mohd. Saifullah Khan56 a decision of a Bench of twelve Judges of
the Pakistan Supreme Court. Acting under Article 58(2)(b), the President of
Pakistan dissolved the National Assembly and dismissed the federal cabinet with
immediate effect by a notification dated May 29, 1988. The order made by the
President 56 PLD (1 989) SC 166 256 recited "that the objects and purposes
for which the National Assembly was elected have not been fulfilled; that the
law and order in the country have broken down to an alarming extent, resulting
in tragic loss of innumerable valuable lives as well as property; that the
life, property, honour and security of the citizens of Pakistan have been
rendered totally unsafe; and that the integrity and ideology of Pakistan have
been seriously endangered". The validity of the said order was challenged
by a member of the National Assembly by way of writ petition in the Lahore High
Court, which allowed it but declined to grant the further relief sought for by
the petitioner, viz., restoration of the National Assembly, [Provincial
Assembly of Punjab was also dissolved by a similar order made by the Governor
of Punjab under Article 112(2)(b), which too was questioned in the High Court
and with the same result]. In the appeal before the Supreme Court, it was
contended that the action of the President was immune from judicial scrutiny
inasmuch as it was an instance of exercise of his discretionary power. The
contention was repelled by the Supreme Court in the following words :
"The discretion conferred by Article 58(2)(b)
of the Constitution on the President cannot, therefore, be regarded to be an
absolute one, but is to be deemed to be a qualified one, in the sense that it
is circumscribed by the object of the law that confers it.
It must further be noted that the reading of the
provisions of Articles 48(2) and 58(2) shows that the President has to first
form his opinion, objectively, and then, it is open to him to exercise his
discretion one way or the other, i.e., either to dissolve the Assembly or to
decline to dissolve it. Even if some immunity envisaged by Article 48(2) is
available to the action taken under Article 58(2) that can possibly be only in
relation to his 'opinion'. An obligation is cast on the President by the
aforesaid constitutional provision that before exercising his discretion he has
to form his 'opinion' that a situation of the kind envisaged in Article 58(2)(b)
has arisen which necessitates the grave step of dissolving the National
Assembly. In Abul Ala Mabsoodi v. Govt. of West Pakistan59 Cornelius C.J.,
while interpreting certain provisions of the Criminal Law Amendment Act, 1908,
construed the word 'opinion' as under:
'....it is a duty of Provincial Government to
take into consideration all relevant facts and circumstances. That imports the
exercise of an honest judgment as to the existence of conditions in which alone
the opinion must be formed honestly, that the restriction is necessary. In this
process, the only element which I find to possess a subjective quality as
against objective determination, is the final formation of opinion that the
action proposed is necessary. Even this is determined, for the most part, by
the existence of circumstances compelling the conclusion. The scope for
exercise of personal discretion is extremely limited. ...
As I have pointed out, if the section be
construed in a comprehensive manner, the requirement 59 PLD (1 964) SC 673 257
of an honest opinion based upon the ascertainment of certain matters which are
entirely within the grasp and appreciation of the government agency is clearly
a prerequisite to the exercise of the power. In the period of foreign rule,
such an argument, i.e., that the opinion of the person exercising authority is
absolute may have at times prevailed, but under autonomous rule, where those
who exercise power in the State are themselves citizens of the same States, it
can hardly be tolerated'. " 352. It was further held that "though the
President can make his own assessment of the situation as to the course of
action to be followed but his opinion must be founded on some material".
353. One of the learned Judges (Shaifur Rehman,
J.) dealt with the meaning and significance of the words "cannot be
carried on" occurring in Article 58(2)(b) in the following words :
"the expression 'cannot be carried on'
sandwiched as it is between 'Federation Government' and 'in accordance with the
provisions of the Constitution', acquires a very potent, a very positive and
very concrete content. Nothing has been left to surmises, likes or dislikes,
opinion or view. It does not concern itself with the pace of the progress, the
shade of the quality or the degree of the performance or the quantum of the
achievement. It concerns itself with the breakdown of the constitutional
mechanism, a stalemate, a deadlock ensuring the observance of the provisions of
the Constitution." 354. The next decision of the Pakistan Supreme Court
brought to our notice is in Khaja Ahmed Tariq Rahim v. Federation of
Pakistan21. On August 6, 1990, the President of Pakistan dissolved the National Assembly
in exercise of his discretion, by an order made under Article 58(2)(b) of the
Constitution of Pakistan. The formal order referred to the National Assembly
being afflicted with internal dissensions and frictions, persistent and
scandalous 'horse-trading' for political gain and furtherance of personal
interests, corrupt practices and inducement in contravention of the
Constitution and the law and failure to discharge substantive legislative
functions other than the adoption of the finance bill all of which led the
president to believe that the National Assembly has lost the confidence of the
people. The validity of the order was challenged by a former federal minister
in the Lahore High Court. The High Court upheld the Presidential order
whereupon the matter was carried to the Supreme Court. Both the parties agreed
that the principles enunciated by the Supreme Court in Federation of Pakistan
v. Mohd. Saifullah Khan56 do govern the controversy.
355. On facts, the Supreme Court found that
though some of the goods given may not be relevant, there are other relevant
goods all of which read together "are sufficient to justify the action
taken".
1 PLD(1992)SC646,664 6 PLD (1989) SC 166 258
356. The next decision relied upon by Shri Sorabjee is in Mian Mohd. Nawaz
Sharif v. President of Pakistan29. The said decision pertains to the most
recent dismissal of the Federal Government and dissolution of the National
Assembly by the President of Pakistan by his order dated April 18, 1993.
357. In this decision, several propositions have
been enunciated by the court. Firstly, it is reiterated that "if it could
be shown that no grounds existed on the basis of which an honest opinion could
be formed 'that a situation had arisen in which the Government of the
Federation cannot be carried on in accordance with the provisions of the
Constitution and an appeal to the electorate is necessary' the exercise of the
power would be unconstitutional and open to correction through judicial
review". It is next held that "Article 58(2)(b) of the Constitution
empowers the executive head to destroy the legislature and to remove the chosen
representatives. It is an exceptional power provided for an exceptional
situation and must receive, as it has in Federation of Pakistan v. Haji Md.
Saifullah Khan56 the narrowest interpretation". It is also held that if
there is a doubt whether the Prime Minister had lost the confidence of the
National Assembly "the only course left constitutionally open for the
President for arriving at his satisfaction in this matter is to 'summon the
National Assembly and require the Prime Minister to obtain a vote of confidence
in the National Assembly' ". This observation was, of course, made in the
context of Article 91(5), which says:
"(5) The Prime Minister shall hold office
during the pleasure of the President, but the President shall not exercise his
powers under this clause unless he is satisfied that the Prime Minister does
not command the confidence of the majority of the members of the National
Assembly, in which case he shall summon the National Assembly and require the
Prime Minister to obtain a vote of confidence from the Assembly." 358. The
court then examined the Presidential Order and held that none of the grounds
therein bore any nexus to the order passed and that the grounds stated were
extraneous and irrelevant and in clear departure of the constitutional
provisions. Accordingly, it was held that the Presidential declaration was
unconstitutional and that as a natural and logical corollary, the Ministry
which has been dismissed along with the dissolved National Assembly must be
restored and revived.
359.Before we refer to the principle of these
decisions, it is necessary to bear in mind the nature of the power conferred by
the Constitution of Pakistan. Under Article 58(2)(b),. the President, who acts
alone and personally, is empowered not only to dismiss the Federal Government
but also to dissolve the National Assembly if, in his opinion, a situation has
arisen in which the Government of the Federation cannot be carried on in
accordance with the provisions of the Constitution and an appeal to the
electorate is necessary. This is, of course, not the position under our 29 PLD(1993)SC473
56 PLD (1989) SC 166 259 Constitution. Under our Constitution, the President
has to act and does act in accordance with the aid and advice tendered to him
by the Council of Ministers with the Prime Minister at its head. There is no
occasion for the President to act in his personal capacity or without reference
to the Council of Ministers. The second distinguishing feature is that under
the Pakistan Constitution the President is empowered to dismiss the Federal
Government just as the Governor of a province is empowered to dismiss the
Provincial Government, whereas under our Constitution, there is no question of
President dismissing the Union Government; it is really a case where the Union
Government dismisses the State Government if the situation contemplated by Article
356(1) arises. The strong remarks made by the Pakistan Supreme Court must no
doubt be understood in the context of the aforesaid character of Article 58(2)(b).
Yet the relevance of the approach adopted by the Pakistan Supreme Court is not
without significance.
360. We may at this stage refer to the decision
of the Constitution Bench of this Court in Kehar Singh v. Union of India19.
Article 72 of the Constitution confers upon the President the power to grant
pardons, reprieves, respites or remissions of punishment or to suspend, remit
or commute the sentence of any person convicted of any offence. The power
extends to cases where the sentence is a sentence of death.
The article does not provide any guidance in
which matters should the President exercise which power and in which cases to
refuse. In other words, the power appears ex facie to be absolute. Kehar Singh
was convicted under Section 302 IPC in connection with the assassination of the
then Prime Minister of India, Smt Indira Gandhi and sentenced to death.
The sentence was confirmed by this Court on
appeal. A subsequent writ petition and review filed by him in this Court
failed. Kehar Singh's son then presented a petition to the President of India
for grant of pardon under Article
72. He requested a personal hearing. Personal
hearing was refused and in a letter addressed to Kehar Singh's counsel, the
Secretary to the President expressed the President's opinion that the President
cannot go into the merits of the case finally decided by the Highest Court of
the land. The petition was accordingly rejected. The rejection of the petition
was questioned by way of writ petition in this Court. This Court expressed the
view that under Article 72 it is open to the President to scrutinise the
evidence on record of a criminal case and come to a different conclusion from
that recorded by the Court both on the question of guilt as well as sentence.
This power, it was held, is not in conflict with nor in supersession of
judicial power. It is an altogether different power, an executive power
exercised on the aid and advice of the Council of Ministers.
it was also stated that any number of
considerations may enter the decision of the President and that it is not
possible to lay any guidelines governing the exercise of the said power. What
is relevant for our purpose is the holding regarding the extent of judicial
review of the exercise of power under the said article. It was held that the
exercise of power under Article 72 falls 9 (1989) 1 SCC 204: 1989 SCC (Cri) 86:
1988 Supp 3 SCR 1102 260 squarely within the judicial domain and can be
examined by the court by way of judicial review. While the court cannot go into
the merits, the limitations of such review are those enunciated in Maru Ram v.
Union of India6O (SCC p. 154: SCR at p. 1249). The Court held' :
"The function of determining whether the
act of a constitutional or statutory functionary falls within the
constitutional or legislative conferment of power, or is vitiated by self-
denial on an erroneous appreciation of the full amplitude of the power is a
matter for the court." This was so held in spite of the seemingly absolute
nature of the power conferred by Article 72 upon the President.
The argument of the learned Attorney General of
India that the exercise of power under Article 72 was not justiciable was
accordingly rejected.
361. Counsel appearing on both the sides placed
strong reliance upon the decision of the House of Lords in CCSU v. Minister for
the Civil Service8 as laying down correctly the principles to be followed in
the matter of judicial review of administrative action whether governed by a
statute or by 'common law'. The petitioners say that this approach ought to be
adopted even in the case of constitutional action like the one under Article 356.
The respondents demur to it. It is, therefore, necessary to examine what does
the said decision lay down precisely.
362. The Government Communications Headquarters
is a branch of the public services under the Foreign and Commonwealth Office.
Its main functions are to ensure the security of the United Kingdom military and official
communications and to provide signals intelligence for the Government. Since
1947, i.e., from the time of its establishment, the staff employed therein were
permitted to belong to national trade unions and most of them did so. There
were several disputes between the staff and the Government over the years all
of which were settled by negotiations with the Unions. On January 25, 1984,
however, the Secretary of the State for Foreign and Commonwealth Affairs
announced suddenly that the staff of the Government Communications Headquarters
will no longer be permitted to belong to national trade unions and that they
would be permitted to belong to only to a departmental staff association
approved by the Director.
The said decision was given effect to by certain
orders issued on December 22, 1993. The Unions questioned the validity of the said
instructions.
363. The conditions of service of the staff
working in Government Communications Headquarters were to be regulated by the
Minister for the Civil Service, empowered as he was by Article 4 of the 1982
Order in Council. The said Order- in-Council was not issued under powers
conferred by any Act of Parliament. It was issued by the Sovereign by virtue of
her prerogative. According to the definition given by Dicey in
"Introduction to the study of the Law of the Constitution" which has
been accepted and 60 (1981)1 SCC 107:1981 SCC(Cri) 112:(1981) 1 SCR 1196 +
Ed.:In Kehar Singh v.Union of India,(1989)ISCC204,214(parall) 8 (1985) AC 374:
(1984) 3 All ER 935 261 followed at all points of time in U.K.
"prerogative is the name for the remaining portion of the Crown's original
authority, and is therefore, as already pointed out, the name for the residue
of discretionary power left at any moment in the hands of the Crown, whether
such power be in fact exercised by the King himself or by his Ministers".
The very same idea has been stated by Lord
Diplock in the following words :
"For a decision to be susceptible to
judicial review, the decisionmaker must be empowered by public law (and not
merely, as in arbitration, by agreement between private parties) to make
decisions that, if validly made, will lead to administrative action or
abstention from action by an authority endowed by law with executive powers,
which have one or other of the consequences mentioned in the preceding
paragraph. The ultimate source of the decision-making power is nearly always
nowadays a statute or subordinate legislation made under the statute; but in
the absence of any statute regulating the subject-matter of the decision, the
source of the decision- making power may still be the common law itself, i.e.,
that part of the common law that is given by lawyers the label of the prerogative."
364. The contention on behalf of the Minister was that action taken by him in
exercise of the prerogative power is not amenable to judicial review. The said
contention was rejected. So far as the merits are concerned, the only contention
urged by the Unions related to "the manner in which the decision which led
to these instructions being given, was taken, that is to say, without prior
consultation of any kind with the appellant or, indeed, others". The right
of prior consultation was founded upon the theory of legitimate expectation.
All the Law Lords agreed that having regard to the practice in vogue since the
establishment of the said establishment, the Unions could claim a legitimate
expectation to be consulted before effecting any change in the conditions of
their service.
But, they held, the said legitimate expectation
cannot prevail over the considerations of national security which prompted the
Minister to issue the impugned instructions.
It is on this ground alone that the House of Lords
dismissed the appeal preferred by the Unions.
365.So far as India is concerned, there is no such thing as
'prerogative'. There is the executive power of the Government of India and
there are the constitutional functions of the President. It is not suggested by
the counsel for the respondents that all the orders passed and every action
taken by the President or the Government of India is beyond judicial review.
All that is suggested is that some of the powers of the President and the
Government of India are immune. Shri Parasaran relies upon the opinion of Lord
Roskill where certain prerogative powers are held not fit subject-matters for
judicial scrutiny. They are the powers relating to entering of treaties with
foreign power, defence of the realm, grant of pardon/mercy, conferring of
honours, dissolution of Parliament and appointment of Ministers. We agree that
broadly speaking the above matters, because of their very nature, are outside
the ken of courts and the courts would not, ordinarily speaking, interfere in
matters relating to above subjects. But that is different from saying that all
262 the President's action are immune. In fact, the main holding in this
decision is that action taken in exercise of the prerogative power is not
immune from judicial review apart from the clear enunciation of the grounds of
judicial review. It is also held, of course, that in matters involving
government policy, the ground of irrationality may not be an appropriate one.
366. We may now examine the principles enunciated
by this Court in Barium Chemicals6 which is the leading decision of this Court
on the subject of subjective satisfaction. It exhaustively lays down the
parameters of judicial review in such matters. Barium Chemicals6 was concerned
with an enquiry ordered into the affairs of the appellant-company by the
Company Law Board under Section 237(b) of the Companies Act, 1956. Section 237 read as follows
:
"237. Without prejudice to its powers under
Section 235, the Central Government (a) shall appoint one or more competent
persons as inspectors to investigate the affairs of a company and to report
thereon in such manner as the Central Government may direct, if- (i) the
company, by special resolution, or (ii) the Court, by order, declares that the
affairs of the company ought to be investigated by an inspector appointed by
the Central Government; and (b) may do so, if, in the opinion of the Central
Government, there are circumstances suggesting- (i) that the business of the
company is being conducted with intent to defraud its creditors, members or any
other persons, or otherwise for a fraudulent or unlawful purpose, or in a
manner oppressive of any of its members, or that the company was formed for any
fraudulent or unlawful purpose;
(ii) that persons concerned in the formation of
the company or the management of its affairs have in connection therewith been
guilty of fraud, misfeasance or other misconduct towards the company or towards
any of its members; or (iii)that the members of the company have not been given
all the information with respect to its affairs which they might reasonably
expect, including information relating to the calculation of the commission
payable to a managing or other director, the managing agent, the secretaries
and treasurers, or the manager of the company." 367. Clause (b) empowered
the Central Government to appoint one or more persons as inspectors to
investigate into the affairs of a company and to report thereon if in its
opinion "there are circumstances suggesting" one or the other of the
circumstances mentioned in sub-clauses (i), (ii) an iii). main opinion was
delivered by Shelat, J. That the action contemplated under 6 1966 Supp SCR 311:AIR
1967 SC 295:(1966) 36 Comp Cas 639 263 Section 237(b) could be taken on the
subjective satisfaction of the Central Government was not in dispute.
The controversy, however, centered round the
next aspect.
According to the appellant, though the opinion
was subjective, the existence of circumstances set out in clause (b) was a
condition precedent to the formation of such opinion and, therefore, even if
the impugned orders were to contain a recital of the existence of those
circumstances, the court can go behind that recital and determine whether they
did in fact exist. On the other hand, the contention for the Company Law Board
was that clause (b) was incapable of such dichotomy and that not only the
opinion was subjective but that the entire clause was made dependent on such
opinion. It was urged that the words "opinion" and "suggesting"
were clear indications that the entire function was subjective, that the
opinion which the authority has to form is that circumstances suggesting what
is set out in sub-clauses (i) and (ii) exist and, therefore, the existence of
those circumstances is by itself a matter of subjective opinion. The
legislature having entrusted that function to the authority, it was urged, the
court cannot go behind its opinion and ascertain whether the relevant
circumstances exist or not.
368. After considering a large number of decisions,
Shelat, J. held (SCR p. 362) "... the words, 'reason to believe' or 'in
the opinion of' do not always lead to the construction that the process of
entertaining 'reason to believe' or 'the opinion' is an altogether subjective
process not lending itself even to a limited scrutiny by the court that such 'a
reason to believe' or 'opinion' was not formed on relevant facts or within the
limits of, as Lord Radcliffe and Lord Reid called, the restraints of the
statute as an alternative safeguard to rules of natural justice where the
function is administrative." The learned Judge then examined the object
underlying Section 237 and held (SCR pp. 362- 63) "There is no doubt that
the formation of opinion by the Central Government is a purely subjective
process. There can also be no doubt that since the legislature has provided for
the opinion of the Government and not of the court such an opinion is not
subject to a challenge on the ground of property, reasonableness or
sufficiency. But the Authority is required to arrive at such an opinion from
circumstances suggesting what is set out in sub-clauses (i), (ii) or (iii). If
these circumstances were not to exist, can the Government still say that in its
opinion they exist or can the Government say the same thing where the
circumstances relevant to the clause do not exist? The legislature no doubt has
used the expression "circumstances suggesting". But, that expression
means that the circumstances need not be such as would conclusively establish an
intent to defraud or a fraudulent or illegal purpose. The proof of such an
intent or purpose is still to be adduced through an investigation. But the
expression "circumstances suggesting" cannot support the construction
264 that even the existence of circumstances is a matter of subjective opinion.
That expression points out that there must exist circumstances from which the
Authority forms an opinion that they are suggestive of the crucial matters set
out in the three sub-clauses. It is hard to contemplate that the legislature
could have left to the subjective process both the formation of opinion and
also the existence of circumstances on which it is to be founded.
It is also not reasonable to say that the clause
permitted the Authority to say that it has formed the opinion on circumstances
which in its opinion exist and which in its opinion suggest an intent to
defraud or a fraudulent or unlawful purpose. It is equally unreasonable to
think that the legislature could have abandoned even the small safeguard of
requiring the opinion to be founded on existent circumstances which suggest the
things for which an investigation can be ordered and left the opinion and even
the existence of circumstances from which it is to be formed to a subjective
process. ... There must, therefore, exist circumstances which in the opinion of
the Authority suggest what has been set out in sub-clauses (i), (ii) and (iii).
If it is shown that the circumstances do not exist or that they are such that
it is impossible for any one to form an opinion therefrom suggestive of the
aforesaid things, the opinion is challengeable on the ground of nonapplication
of mind or perversity or on the ground that it was formed on collateral grounds
and was beyond the scope of the statute." 369. Hidayatullah, J. observed thus
in his separate opinion : (SCR p. 336) Since the existence of 'circumstances'
is a condition fundamental to the making of an opinion, the existence of the
circumstances, if questioned, has to be proved at least prima facie. It is not
sufficient to assert that the circumstances exist and give no clue to what they
are because the circumstances must be such as to lead to conclusions of certain
definiteness. The conclusions must relate to an intent to defraud, a fraudulent
or unlawful purpose, fraud or misconduct or the withholding of information of a
particular kind." The learned Judge proceeded further to say :
(SCR pp. 336-37) "We have to see whether
the Chairman in his affidavit has shown the existence of circumstances leading
to such tentative conclusions. If he has, his action cannot be questioned
because the inference is to be drawn subjectively and even if this Court would
not have drawn a similar inference that fact would be irrelevant. But if the
circumstances pointed out are such that no inference of the kind stated in
Section 237(b) can at all be drawn the action would be ultra vires the Act and
void." The principles enunciated in this case are not only self- evident,
they have been followed uniformly since. We do not think it necessary to restate
these principles they are too well-known.
265 370. Counsel brought to our notice a
decision of the High Court of Australia in the Queen v. Toohey ex parte Northem
Land Council61. Under the Aboriginal Land Rights (Northern Territory) Act, 1976, provision
was made for the aboriginals to claim return of the land traditionally occupied
by them.
The application was to be made to the
commissioner under the Act. Toohey, J. was acting as the commissioner. The
application was made by the Prosecutor, Northern Land Council. According to the
Land Rights Act, no such claim could be laid if the land claimed was comprised
in a town.
The expression 'town' was defined to have the
same meaning as 'in the law relating to Planning and Development of Town.
In 1979, Planning Act was enacted superseding an
earlier Act. In Section 4(1) of the Planning Act, 'town' meant inter alia
"lands specified by the regulations to be an area which has to be treated
as a town". Planning regulations were made by the Administrator of the Northern Territory under the Planning Act
specifying inter alia the Cox peninsula as part of 'Darwin town'. The Cox
peninsula was separated from Darwin town-proper by an arm of the sea. The land route for
reaching the peninsula from Darwin town- proper was a difficult and long one. The Prosecutor,
Northern Land Council challenged the validity of the planning regulation on the
ground that the inclusion of Cox peninsula in the Darwin town is not really for
the purposes germane to the Planning Act and the regulations made thereunder
but for an altogether extraneous purpose. The question was whether such a plea
can be investigated by the courts. The contention of the other side was that
the Administrator was the Crown's Representative in the Territory and, therefore,
the power exercised by him was immune from any examination by the courts. This
argument was met by the Prosecutor of the Northern Land Council saying that the
Administrator is only the servant of the Crown and not its representative and
hence, possesses no immunity and on the further ground that even if he is the
Representative of the Crown, there was no such immunity.
The majority (Murphy, J. dissenting) held that
judicial review of the regulations was not barred. The conclusion may best be
set out in the words of Stephen, J.
"Conclusion on examinability.
The trend of decisions in British and
Commonwealth courts has encouraged me to conclude that, in the unsettled state
of Australian authority, the validity of Regulation 5 was open to be attacked
in the manner attempted by the Council. Such a view appears to me to be in
accord with principle.
It involves no intrusion by the courts into the
sphere either of the legislature or of the executive. It ensures that, just as
legislatures of constitutionally limited competence must remain within their
limits of power, so too must the executive, the exercise by it of power granted
to it by the legislature being confined to the purposes for which it was
granted. In drawing no distinction of principle between the acts of the
representative of the Crown and those of Ministers of the Crown it recognises
that in the exercise of statutory powers the former 61 151 Commonwealth LR 170
266 acts upon the advice of the latter : as Latham, C.J. said in the Australian
Communist Party case, the opinion of the Queen's representative 'is really the
opinion of the Government of the day'. That this is so in the Northern Territory appears from Section 33
of the Northern
Territory
(Self Government) Act, 1978.
I have already referred to the possibility of a
legislature by appropriate words excluding judicial review of the nature here
in question. The terms of the present grant of power conferred by Section
165(1) are devoid of any suggestion of such exclusion. It follows that if it be
shown that a regulation made under that power was made for a purpose wholly
alien to the Planning Act it will be ultra vires the power and will be so
treated by the courts." 371. This case establishes that the validity of an
action whether taken by a Minister or a Representative of the Crown is subject
to judicial review even if done under the statute. In this case, it may be
noted, the regulations in question were made under a statute, no doubt by the
Administrator who was supposed to be the Representative of the Crown in the
Territory. This factor, the court held, did not preclude the court from
reviewing the validity of the regulations made by him.
372. Having noticed various decisions projecting
different points of view, we may now proceed to examine what should be the
scope and reach of judicial review when a Proclamation under Article 356(1) is
questioned. While answering this question, we should be, and we are, aware that
the power conferred by Article 356(1) upon the President is of an exceptional character
designed to ensure that the Government of the States are carried on in
accordance with the Constitution. We are equally aware that any misuse or abuse
of this power is bound to play havoc with our constitutional system. Having
regard to the form of Government we have adopted, the power is really that of
the Union Council of Ministers with the Prime Minister at its head. In a sense,
it is not really a power but an obligation cast upon the President in the
interest of preservation of constitutional Government in the States. It is not
a power conceived to preserve or promote the interests of the political party
in power at the Centre for the time being nor is it supposed to be a weapon
with which to strike your political opponent.
The very enormity of this power undoing the will
of the people of a State by dismissing the duly constituted Government and
dissolving the duly elected Legislative Assembly must itself act as a warning
against its frequent use or misuse, as the case may be. Every misuse of this
power has its consequences which may not be evident immediately but surface in
a vicious form a few years later.
Sow a wind and you will reap the whirlwind.
Wisdom lies in moderation and not in excess.
373. Whenever a Proclamation under Article 356
is questioned, the court will no doubt start with the presumption that it was
validly issued but it will not and it should not hesitate to interfere if the
invalidity or unconstitutionality of the Proclamation is clearly made out.
Refusal to 267 interfere in such a case would
amount to abdication of the duty cast upon the court Supreme Court and High
Courts by the Constitution. Now, what are the grounds upon which the court can
interfere and strike down the Proclamation? While discussing the decisions
hereinabove, we have indicated the unacceptability of the approach adopted by
the Privy Council in Bhagat Singh v. Emperor55 and King Emperor v. Benoari Lal
Sharma57. That was in the years 1931 and 1944, long before the concept of
judicial review had acquired its present efficacy. As stated by the Pakistan
Supreme Court, that view is totally unsuited to a democratic polity. Even the
Privy Council has not stuck to that view, as is evident from its decision in
the case from Malaysia Stephen Kalong Ningkan v. Govt. of Malaysia58. In this
case, the Privy Council proceeded on the assumption that such a Proclamation is
amenable to judicial review. On facts and circumstances of this case, it found
the action justified. Now, coming to the approach adopted by the Pakistan Supreme
Court, it must be said as indicated hereinbefore that it is coloured by the
nature of the power conferred upon the President by Section 58(2)(b) of the
Pakistani Constitution. The power to dismiss the Federal Government and the
National Assembly is vested in the President and President alone. He has to
exercise that power in his personal discretion and judgment.
One man against the entire system, so to speak
even though that man too is elected by the representatives of the people. That
is not true of our Constitution. Here the President acts on the aid and advice
of the Union Council of Ministers and not in his personal capacity. Moreover,
there is the check of approval by Parliament which contains members from that
State (against the Government/Legislative Assembly of which State, action is
taken) as well. So far as the approach adopted by this Court in Barium
Chemicals6 is concerned, it is a decision concerning subjective satisfaction of
an authority created by a statute. The principles evolved then cannot ipso
facto be extended to the exercise of a constitutional power under Article 356.
Having regard to the fact that this is a high
constitutional power exercised by the highest constitutional functionary of the
Nation, it may not be appropriate to adopt the tests applicable in the case of
action taken by statutory or administrative authorities nor at any rate, in
their entirety. We would rather adopt the formulation evolved by this Court in
State of Rajasthan' as we shall presently
elaborate. We also recognise, as did the House of Lords in CCSU v. Minister for
the Civil Service8 that there are certain areas including those elaborated
therein where the court would leave the matter almost entirely to the
President/Union Government. The court would desist from entering those arenas,
because of the very nature of those functions. They are not the matters which
the court is equipped to deal with.
55 AIR 1931 PC 11 1: 58 IA 169: 35 CWN 646 57
(1944) 72 IA 57: AIR 1945 PC 48: 46 Cri LJ 589 58 (1970) AC 379 6 1966 Supp SCR
31 1: AIR 1967 SC 295: (1966) 36 Comp Cas 639 3 (1977) 3 SCC 592: AIR 1977 SC
1361: (1978) 1 SCR 1 8 (1985) AC 374: (1984) 3 All ER 935 268 The court has
never interfered in those matters because they do not admit of judicial review
by their very nature.
Matters concerning foreign policy, relations
with other countries, defence policy, power to enter into treaties with foreign
powers, issues relating to war and peace are some of the matters where the
court would decline to entertain any petition for judicial review. But the same
cannot be said of the power under Article 356. It is another matter that in a
given case the court may not interfere. It is necessary to affirm that the
Proclamation under Article 356(1) is not immune from judicial review, though
the parameters thereof may vary from an ordinary case of subjective
satisfaction.
374. Without trying to be exhaustive, it can be
stated that if a Proclamation is found to be mala fide or is found to be based
wholly on extraneous and/or irrelevant grounds, it is liable to be struck down,
as indicated by a majority of learned Judges in the State of Rajasthan3. This
holding must be read along with our opinion on the meaning and scope of Article
74(2) and the further circumstance that clause (5) which expressly barred the
jurisdiction of the courts to examine the validity of the Proclamation has been
deleted by the 44th Amendment to the Constitution. In other words, the truth or
correctness of the material cannot be questioned by the court nor will it go
into the adequacy of the material.
It will also not substitute its opinion for that
of the President. Even if some of the material on which the action is taken is
found to be irrelevant, the court would still not interfere so long as there is
some relevant material sustaining the action. The ground of mala fides takes in
inter alia situations where the Proclamation is found to be a clear case of
abuse of power, or what is sometimes called fraud on power cases where this
power is invoked for achieving oblique ends. This is indeed merely an
elaboration of the said ground. The Meghalaya case, discussed hereinafter,
demonstrates that the types of cases calling for interference cannot either be
closed or specified exhaustively. It is a case, as will be elaborated a little
later, where the Governor recommended the dismissal of the Government and
dissolution of the Assembly in clear disregard of the orders of this Court.
Instead of carrying out the orders of this Court, as he ought to have, he
recommended the dismissal of the Government on the ground that it has lost the
majority support, when in fact he should have held following this Court's
orders that it did not. His action can be termed as a clear case of mala fides
as well. That a Proclamation was issued acting upon such a report is no less
objectionable.
375. It is necessary to reiterate that the court
must be conscious while examining the validity of the Proclamation that it is a
power vested in the highest constitutional functionary of the Nation. The court
will not lightly presume abuse or misuse. The court would, as it should, tread
wearily, making allowance for the fact that the President and the Union Council
of Ministers are the best judges of the situation, that they alone are in
possession of information and material sensitive in nature sometimes 3 (1977) 3
SCC 592: AIR 1977 SC 1361: (1978) 1 SCR 1 269 and that the Constitution has
trusted their judgment in the matter. But all this does not mean that the
President and the Union Council of Ministers are the final arbiters in the
matter or that their opinion is conclusive. The very fact that the Founding
Fathers have chosen to provide for approval of the Proclamation by Parliament
is, itself a proof of the fact that the opinion or satisfaction of the
President (which always means the Union Council of Ministers with the Prime
Minister at its head) is not final or conclusive. It is well-known that in the
parliamentary form of Government, where the party in power commands a majority
in Parliament more often than not, approval of Parliament by a simple majority
is not difficult to obtain. Probably, it is for this reason that the check
created by clause (3) of Article 356 has not proved to be as effective in
practice as it ought to have been. The very fact that even in cases like
Meghalaya and Karnataka, both Houses of Parliament approved the Proclamations
shows the enervation of this check. Even the proponents of the finality of the
decision of the President in this matter could not but concede that the said
check has not proved to be an effective one. Nor could they say with any
conviction that judicial review is excluded in this behalf. If judicial review
is not excluded in matters of pardon and remission of sentence under Article 72
a seemingly absolute and unconditional power it is difficult to see on what
principle can it be said that it is excluded in the case of a conditional power
like the one under Article 356.
376. We recognise that judicial process has
certain inherent limitations. It is suited more for adjudication of disputes
rather than for administering the country. The task of governance is the job of
the Executive. The Executive is supposed to know how to administer the country,
while the function of the Judiciary is limited to ensure that the Government is
carried on in accordance with the Constitution and the laws. Judiciary accords,
as it should, due weight to the opinion of the Executive in such matters but
that is not to say, it defers to the opinion of Executive altogether. What ultimately
determines the scope of judicial review is the facts and circumstances of the
given case. A case may be a clear one like Meghalaya and Karnataka cases where
the court can find unhesitatingly that the Proclamation is bad. There may also
be cases like those relating to Madhya Pradesh, Rajasthan and Himachal Pradesh
where the situation is so complex, full of imponderables and a fast-evolving
one that the court finds it not a matter which admits of judicial prognosis,
that it is a matter which should be left to the judgment of and to be handled
by the Executive and may be in the ultimate analysis by the people themselves.
The best way of demonstrating what we say is by dealing with the concrete cases
before us.
377. Shri Parasaran, learned counsel for the
Union of India urged that inasmuch as the Proclamation under clause (1) has
been approved by both Houses of Parliament as contemplated by clause (3), the
Proclamation assumes the character of Legislation and that it can be struck
down only on grounds on which a Legislation can be struck down. We cannot
agree.
Every act of Parliament does not amount to and
does not result in Legislation, 270 though Legislation is its main function.
Parliament performs many other functions, e.g., election of Speaker and Deputy
Speaker, vote of confidence/no confidence in the Ministry, motion of thanks to
the President after the address by the President and so on. One of such
functions is the approval of the Proclamation under clause (3). Such approval
can by no stretch of imagination be called 'Legislation'. It is not processed
or passed as a Bill nor is it presented to the President for his assent. Its
legal character is wholly different. It is a constitutional function, a check
upon the exercise of power under clause (1). It is a safeguard conceived in the
interest of ensuring proper exercise of power under clause (1). It is another
matter that in practice the check has not proved effective. But that may not be
so in future or for all times to come. Be that as it may, it is certainly not
Legislation nor Legislative in character.
378. Shri Shanti Bhushan, learned counsel for
the petitioners urged that the deletion of clause (5) by the 44th Amendment,
which clause was introduced by the 38th Amendment, necessarily implies that the
exercise of power under clause (1) is amenable to judicial review in a far more
extensive manner. Clause (5), as introduced by the 38th Amendment, read as follows
:
"(5) Notwithstanding anything in this
Constitution, the satisfaction of the President mentioned in clause (1) shall
be final and conclusive and shall not be questioned in any court on any
ground." 379. The effect of this clause was considered by this Court in
State of Rajasthan3. It was held that the
said clause does not preclude the court from examining whether the exercise of
power is mala fide or is based on extraneous grounds or whether it is based on
no satisfaction at all.
It was held that the said clause does not
prevent the court from examining the Proclamation on the aforesaid grounds.
We, however, agree that the deletion of this
clause is certainly significant in the sense that the express bar created in
the way of judicial review has since been removed consciously and deliberately
in exercise of the constituent power of Parliament. (See A.K. Roy v. Union of India25).
The cloud cast by the clause on the power of
judicial review has been lifted.
380. It was urged by Shri Parasaran, learned
counsel appearing for the Union of India that where a person challenges the
validity of the Proclamation under Article 356(1), the burden lies upon him to
establish its validity and that it is not part of the duty of the Union of
India to assist the petitioner in establishing his case. Reliance is placed on
certain observations in Stephen Kalong Ningkong58.
He submitted that it would not be a correct
practice for the court to call upon the Union of India to justify and establish
the validity of the Proclamation merely because a person chooses to question
it. We do not think that there ought to be any room for confusion on this 3
(1977) 3 SCC 592: AIR 1977 SC 1361: (1978) 1 SCR 1 25 (1982) 1 SCC 271: 1982
SCC (Cri) 152: (1982) 2 SCR 272 58 (1970) AC 379 271 score nor can the
observations of Hidayatullah, J. in Barium Chemicals6 quoted elsewhere be
understood as saying so. We agree that merely because a person challenges the
validity of the Proclamation, the court would not as a matter of course call
upon the Union of India to produce the material/information on the basis of
which the President formed the requisite satisfaction. The court must be
satisfied, prima facie, on the basis of the averments made by the petitioner
and the material, if any, produced by him that it is a fit case where the Union
of India should be called upon to produce the material/information on the basis
of which the President formed the requisite satisfaction.
It is then that the Union of India comes under a
duty to disclose the same. Since the material/information on which the
satisfaction was formed is available to, and known to, only the Union of India, it is for it to tell
the court what that material/information was. They are matters within the
special knowledge of the Union of India. In such a case, only the Union of
India can be called upon to satisfy the court that there was relevant
material/information before the President on the basis of which he had acted.
It may be that, in a given case, the material/information may be such that the
Union of India may feel it necessary to claim the privilege provided by Section
123 of the Indian Evidence Act. As and when such claim is made, it is obvious,
it will be dealt with according to law.
381. While on this question, we may mention that
if in a given case the Proclamation contains the reasons, with adequate
specificity, for which the Proclamation was issued, the court may have to be
satisfied before calling upon the Union of India to produce the
material/information that the reasons given in the Proclamation are prima facie
irrelevant to the formation of the requisite satisfaction and/or that it is a
fit case where the Union of India must yet be called upon to place the
material/information on the basis of which it had formed the satisfaction. The
Union of India may perhaps be well advised to follow the practice of stating the
reasons and the grounds upon which the requisite satisfaction is founded.
ARTICLE 356 Is IT CONFINED ONLY TO CASES WHERE
THE STATE GOVERNMENT FAILS OR REFUSES To ABIDE BY THE DIRECTIONS ISSUED BY THE
CENTRAL GOVERNMENT?
382. It was submitted by Shri Jethmalani, the
learned counsel for some of the petitioners that in view of Article 365 of the
Constitution, the only situation in which the power under Article 356 can be
invoked by the President is the failure of the State Government to comply with
or to give effect to the directions given in exercise of the executive power of
the Union under any of the provisions of the Constitution and not in any other
case. Reference is made in this connection to Articles 256 and 257. It would be
appropriate to read all the three articles at this stage :
"256. Obligation of States and the Union.-
The executive power of every State shall be so exercised as to ensure
compliance with the laws made by Parliament and any existing laws which apply
in that State, and 6 1966 Supp SCR 31 1: AIR 1967 SC 295: (1966) 36 Comp Cas
639 272 the executive power of the Union shall extend to the giving of such
directions to a State as may appear to the Government of India to be necessary
for that purpose.
257. Control of the Union over States in certain
cases.- (1) The executive power of every State shall be so exercised as not to
impede or prejudice the exercise of the executive power of the Union, and the
executive power of the Union shall extend to the giving of such directions to a
State as may appear to the Government of India to be necessary for that
purpose.
(2) The executive power of the Union shall also extend to
the giving of directions to a State as to the construction and maintenance of
means of communication declared in the direction to be of national or military
importance:
Provided that nothing in this clause shall be
taken as restricting the power of Parliament to declare highways or waterways
to be national highways or national waterways or the power of the Union with
respect to the highways or waterways so declared or the power of the Union to
construct and maintain means of communication as part of its functions with
respect to naval, military and air force works.
(3) The executive power of the Union shall also extend to the
giving of directions to a State as to the measures to be taken for the
protection of the railways within the State.
(4) Where in carrying out any direction given to
a State under clause (2) as to the construction or maintenance of any means of
communication or under clause (3) as to the measures to be taken for the
protection of any railway, costs have been incurred in excess of those which
would have been incurred in the discharge of the normal duties of the State if
such direction had not been given, there shall be paid by the Government of
India to the State such sum as may be agreed, or, in default of agreement, as
may be determined by an arbitrator appointed by the Chief Justice of India, in
respect of the extra costs so incurred by the State.
365. Effect of failure to comply with, or to
give effect to, directions given by the Union.- Where any State has failed to
comply with, or to give effect to, any directions given in the exercise of the
executive power of the Union under any of the provisions of this Constitution,
it shall be lawful for the President to hold that a situation has arisen in
which the Government of the State cannot be carried on in accordance with the
provisions of this Constitution." 383. In our opinion, the contention urged
is unacceptable.
Article 256 merely states that the executive
power of every State shall be so exercised as to ensure compliance with the
laws made by Parliament whether existing or to be made in future. It is stated
therein that the executive power of the Union shall extend to giving of such directions to a
State as may appear to the Government of India to be necessary for the said
purpose. This article is 273 confined to proper and due implementation of the
parliamentary enactments and the power to give directions for that purpose.
Article 257 says that executive power of every State shall be so exercised as
not to impede or prejudice the exercise of the executive power of the Union;
for ensuring the same, the Union Government is
empowered to give appropriate directions. Clauses (2), (3) and (4) illustrate
and elaborate the power contained in clause (1).
Article 365, which incidentally does not occur
in Part XVIII, but in Part XIX (Miscellaneous) merely says that where any State
has failed to comply with or give effect to any directions given by the Union
of India in exercise of its executive power under any of the provisions of the
Constitution, it shall be lawful for the President to hold that a situation has
arisen in which the Government of the State cannot be carried on in accordance
with the provisions of the Constitution. The article merely sets out one
instance in which the President may hold that the Government of the State
cannot be carried on in accordance with the provisions of the Constitution. It cannot
be read as exhaustive of the situation where the President may form the said
satisfaction. Suffice it to say that the directions given must be lawful and
their disobedience must give rise to a situation contemplated by Article
356(1). Article 365 merely says that in case of failure to comply with the
directions given, "it shall be lawful" for the President to hold that
the requisite type of situation [contemplated by Article 356(f) has arisen. It
is not as if each and every failure ipso facto gives rise to the requisite
situation.
The President has to judge in each case whether
it has so arisen. Article 365 says it is permissible for him to say so in such
a case. The discretion is still there and has to be exercised fairly.
FACTS AND MEP ITS OF INDIVIDUAL CASES KARNATAKA
384. By a Proclamation dated April 21, 1989 the
President dismissed the Government of Karnataka, dissolved the Legislative
Assembly, took over the powers of the Government and the Governor, vested the
powers of the State Legislature in Parliament and made other incidental and
ancillary provisions suspending several provisions of the Constitution with
respect to that State. The Proclamation does not contain any reasons except
barely reciting the satisfaction of the President. The satisfaction is stated
to have been formed on a consideration of the report of the Governor and other
information received by him. Shri S.R. Bommai was the Chief Minister then.
385. The Janata Legislature Party emerged as the
majority party in the State Legislature following elections to the Assembly in
March 1985. Shri Ramakrishna Hegde was elected the leader of the Janata
Legislature Party and was sworn in as the Chief Minister in March 1985. In
August 1988, Shri Hegde resigned and Shri Bommai was elected as the leader and
sworn in as the Chief Minister on August 30, 1988. In September 1988,
Janata Party and Lok Dal (B) merged resulting in the formation of Janata Dal.
The Janata Party in Karnataka Legislature was renamed Janata Dal. On April 15, 1989 the Ministry was
expanded by Shri Bommai including thirteen more 274 members. On April 17, 1989,
a legislator, Shri Kalyan Rao Molakery, defected from the party and presented a
letter to the Governor withdrawing his support to the Janata Dal Government. On
the next day, he met the Governor and presented nineteen letters purported to
have been signed by seventeen Janata Dal legislators, one associate independent
legislator and one BJP legislator withdrawing their support to the Government.
The Governor is said to have called the Secretary of the Legislature Department
and got the authenticity of the signatures on the letters verified. He did not,
of course, inform Shri Bommai about these developments. On April 19, 1989, the Governor sent a
report to the President stating that there were dissensions in Janata Party
which led to the resignation of Shri Hegde earlier and that even after the
formation of Janata Dal, there have been dissensions and defections. He
referred to the letters received by him from defecting members and opined that
on that account, the ruling party has been reduced to minority in the Assembly.
He stated that the Council of Ministers headed by Shri Bommai does not command
a majority in the House and that, therefore, "it is not appropriate under
the Constitution to have the State administered by an Executive consisting of
Council of Ministers who do not command the majority in the House". He
opined that no other party is in a position to form the Government and
recommended action under Article 356(1).
386. On April 20, 1989, seven legislators out
of those who were said to have submitted the letters to the Governor submitted
letters to the Governor complaining that their signatures were obtained on
those letters by misrepresentation and by misleading them. They reaffirmed
their support to the Bommai Ministry. On the same day, the State Cabinet met
and decided to convene the Assembly Session on April 27, 1989. The Chief Minister and
the Law Minister met the Governor on that day itself and informed him about the
summoning of the Assembly Session. They also brought to the Governor's notice
the recommendation of the Sarkaria Commission that the support and strength of
the Chief Minister should be tested on the floor of the Assembly. Shri Bommai
offered to prove his majority on the floor of the House. He even expressed his
readiness to prepone the Assembly Session if so desired by the Governor.
He also sent a telex message to that effect to
the President of India. In spite of all this, the Governor sent another report
to the President of India on April 20, 1989 referring to the letter of seven members
withdrawing their earlier letters and opining that the said letters were
evidently obtained by Shri Bommai by pressurising those MLAs. He reported that
"horse-trading is going on and atmosphere is getting vitiated". He
reiterated his opinion that Shri Bommai has lost the confidence of the majority
in the State Assembly and requested that action be taken on his previous
letter. On that very day, the President issued the Proclamation. It says that
the said action was taken on the basis of "the report from the Governor of
the State of Karnataka and other information
received".
387. Both the Houses of Parliament duly met and
approved the said Proclamation as contemplated by clause (3) of Article 356.
275 388. The validity of the Proclamation was
challenged by Shri Bommai and certain other members of the Council of Ministers
by way of a writ petition (W.P. 7899 of 1989) in the Karnataka High Court. The
Union of India (the first respondent in the writ petition) submitted that the
decision of the President of India based on the report of the Governor and
other information brought to his notice is not justiciable and cannot be
challenged in the writ petition.
While making a report, it was submitted, the
Governor does not act on the aid and advice of his Council of Ministers but in
his individual capacity. The report of the Governor cannot be challenged in
view of Article 361 of the Constitution nor can he or the President be
compelled to disclose the information or material upon which they have acted.
Article 74(2) was said to be a bar to the court enquiring into the said
information, material and advice.
It was also submitted that the Proclamation has
since been approved by both Houses of Parliament under clause (3) of Article
356. The State of Karnataka submitted that the Governor had taken into consideration all the
facts and circumstances prevailing in the State while submitting his report and
that the Proclamation issued on that basis is unobjectionable.
389. A Special Bench of three Judges of High
Court heard the writ petition and dismissed the same on the following reasoning
:
(1) The Proclamation under Article 356(1) is not
immune from judicial scrutiny. The court can examine whether the satisfaction
has been formed on wholly extraneous material or whether there is a rational
nexus between the material and the satisfaction.
(2) In Article 356, the President means the
Union Council of Ministers. The satisfaction referred to therein is subjective
satisfaction. This satisfaction has no doubt to be formed on a consideration of
all the facts and circumstances.
(3) The two reports of the Governor conveyed to
the President essential and relevant facts which were relevant for the purpose
of Article 356. The facts stated in the Governor's report cannot be stated to
be irrelevant. They are perfectly relevant.
(4) Where the Governor's "personal bona
fides" are not questioned, his satisfaction that no other party is in a
position to form the Government has to be accepted as true and is based upon a
reasonable assessment of all the relevant facts.
(5) Recourse to floor test was neither
compulsory nor obligatory. It was not a prerequisite to sending up a report
recommending action under Article 356(1).
(6) The introduction of Xth Schedule to the
Constitution has not affected in any manner the content of the power under
Article 356.
(7) Since the Proclamation has to be issued on
the satisfaction of the Union Council of Ministers, the Governor's report
cannot be faulted on the ground of legal mala fides.
276 (8) Applying the test indicated in the State
of Rajasthan v. Union of India3 the court must hold, on the basis of material
disclosed, that the subjective satisfaction arrived at by the President is
conclusive and cannot be faulted.
The Proclamation, therefore, is unobjectionable.
390. We find ourselves unable to agree with the
High Court except on points (1) and (2). To begin with, we must say that
question of 'personal bona fides' of Governor is really irrelevant.
391. We must also say that the observation under
point (7) is equally misplaced. It is true that action under Article 356 is
taken on the basis of satisfaction of the Union Council of Ministers but on
that score it cannot be said that 'legal mala fides' of the Governor is
irrelevant. When the article speaks of the satisfaction being formed on the
basis of the Govern's report, the legal mala fides, if any, of the Governor
cannot be said to be irrelevant. The Governor's report may not be conclusive
but its relevance is undeniable. Action under Article 356 can be based only and
exclusively upon such report. Governor is a very high constitutional
functionary. He is supposed to act fairly and honestly consistent with his
oath. He is actually reporting against his own Government. It is for this
reason that Article 356 places such implicit faith on his report.
If, however, in a given case his report is
vitiated by legal mala fides, it is bound to vitiate the President's action as
well. Regarding the other points made in the judgment of the High Court, we
must say that the High Court went wrong in law in approving and upholding the
Governor's report and the action of the President under Article 356. The
Governor"s report is vitiated by more than one assumption totally
unsustainable in law. The Constitution does not create an obligation that the
political party forming the ministry should necessarily have a majority in the
Legislature. Minority Governments are not unknown. What is necessary is that
that Government should enjoy the confidence of the House. This aspect does not
appear to have been kept in mind by the Governor. Secondly and more
importantly, whether the Council of Ministers has lost the confidence of the
House is not a matter to be determined by the Governor or for that matter
anywhere else except the floor of the House. The principle of democracy
underlying our Constitution necessarily means that any such question should be
decided on the floor of the House. The House is the place where the democracy
is in action. It is not for the Governor to determine the said question on his
own or on his own verification. This is not a matter within his subjective
satisfaction. It is an objective fact capable of being established on the floor
of the House. It is gratifying to note that Shri R. Venkataraman, the former
President of India has affirmed this view in his Rajaji Memorial Lecture
(Hindustan Times dated February 24, 1994).
392. Exceptional and rare situations may arise
where because of all pervading atmosphere of violence or other extraordinary reasons,
it may not be possible for the members of the Assembly to express their opinion
freely.
3 (1977) 3 SCC 592: AIR 1977 SC 1361: (1978) 1
SCR 1 277 But no such situation had arisen here. No one suggested that any such
violent atmosphere was obtaining at the relevant time.
393. In this connection, it would be appropriate
to notice the unanimous report of the committee of Governors appointed by the
President of India. The five Governors unanimously recommended that "the
test of confidence in the Ministry should normally be left to a vote in the
Assembly. ... Where the Governor is satisfied by whatever process or means,
that the Ministry no longer enjoys majority support, he should ask the Chief
Minister to face the Assembly and prove his majority within the shortest
possible time. If the Chief Minister shirks this primary responsibility and
fails to comply, the Governor would be in duty bound to initiate steps to form
an alternative Ministry. A Chief Minister's refusal to test his strength on the
floor of the Assembly can well be interpreted as prima facie proof of his no
longer enjoying the confidence of the legislature. If then, an alternative
Ministry can be formed, which, in the Governor's view, is able to command a
majority in the Assembly, he must dismiss the Ministry in power and instal the
alternative Ministry in office. On the other hand, if no such Ministry is
possible, the Governor will be left with no alternative but to make a report to
the President under Article 356. ... As a general proposition, it may be stated
that, as far as possible, the verdict as to majority support claimed by a Chief
Minister and his Council of Ministers should be left to the Legislature, and
that it is only if a responsible Government cannot be maintained without doing
violence to correct constitutional practice that the Governor should resort to
Article 356 of the Constitution. ... What is important to remember is that
recourse to Article 356 should be the last resort for a Governor to seek... the
guiding principle being, as already stated, that the constitutional machinery
in the State should, as far as possible, be maintained". (quoted from the
book President's Rule in the States, edited by Shri Rajeev Dhavan and published
under the auspices of the Indian Law Institute, New Delhi). It is a pity that the Governor of
Karnataka did not keep the above salutary guidelines and principles in mind
while making his report.
394. Dr G.S. Dhillon, Speaker, Lok Sabha (in his
address to the conference of the Presiding Officers of legislative bodies in
India) too affirmed in clear words that "whether the Ministry continued to
command majority support in the Legislature, the doubt should as far as possible
be left to be resolved on the floor of the House and the Governor should not
take upon himself unenviable task of deciding the question himself outside the
Legislature".
395. The High Court, in our opinion, erred in
holding that the floor test is not obligatory. If only one keeps in mind the
democratic principle underlying the Constitution and the fact that it is the
Legislative Assembly that represents the will of the people and not the
Governor the position would be clear beyond any doubt. In this case, it may be
remembered that the Council of Ministers not only decided on April 20, 1989 to
convene the Assembly on 27th of that very month, i.e., within 7 days, but also
offered to prepone the Assembly if the Governor so desired. It pains us to note
that the 278 Governor did not choose to act upon the said offer. Indeed, it was
his duty to summon the Assembly and call upon the Chief Minister to establish
that he enjoyed the confidence of the House. Not only did he not do it but when
the Council of Ministers offered to do the same, he demurred and chose instead
to submit the report to the President. In the circumstances, it cannot be said
that the Governor's report contained, or was based upon, relevant material.
There could be no question of the Governor making an assessment of his own. The
loss of confidence of the House was an objective fact, which could have been
demonstrated, one way or the other, on the floor of the House. In our opinion,
wherever a doubt arises whether the Council of Ministers has lost the
confidence of the House, the only way of testing it is on the floor of the
House except in an extraordinary situation where because of all-pervasive
violence, the Governor comes to the conclusion and records the same in his
report that for the reasons mentioned by him, a free vote is not possible in
the House.
396. We make it clear that what we have said
above is confined to a situation where the incumbent Chief Minister is alleged
to have lost the majority support or the confidence of the House. It is not
relevant to a situation arising after a general election where the Governor has
to invite the leader of the party commanding majority in the House or the
single largest party/group to form the Government. We need express no opinion
regarding such a situation.
397. We are equally of the opinion that the High
Court was in error in holding that enactment/addition of Xth Schedule to the
Constitution has not made any difference. The very object of the Xth Schedule
is to prevent and discourage 'floor-crossing' and defections, which at one time
had assumed alarming proportions. Whatever may be his personal predilections, a
legislator elected on the ticket of a party is bound to support that party in
case of a division or vote of confidence in the House, unless he is prepared to
forego his membership of the House. The Xth Schedule was designed precisely to
counteract 'horse-trading'. Except in the case of a split, a legislator has to
support his party willy- nilly. This is the difference between the position obtaining
prior to and after the Xth Schedule. Prior to the said amendment, a legislator
could shift his loyalty from one party to the other any number of times without
imperiling his membership of the House it was as if he had a property in the
office.
398. Though the Proclamation recites that the
President's satisfaction was based also on "other information
received", the counter-affidavit of the Union of India does not indicate
or state that any other information/material was available to the President or the
Union Council of Ministers other than the report of the Governor much less
disclose it. In the circumstances, we must hold that there was no other
information before the President except the report of the Governor and that the
word "and other information received by me" were put in the
Proclamation mechanically.
The Governor's report and the 'facts' stated
therein appear to be the only basis of dismissing the Government and dissolving
the Assembly under Article 356(1). The 279 Proclamation must, therefore, be
held to be not warranted by Article 356. It is outside its purview. It cannot
be said, in the circumstances, that the President (or the Union Council of
Ministers) was 'satisfied' that the Government of the State cannot be carried
on in accordance with the provisions of the Constitution. The action was mala
fide and unconstitutional. The Proclamation is accordingly liable to be struck
down and we would have struck it down herewith but for the fact that the
elections have since been held to the Legislative Assembly of the State and a
new House has come into being. The issuance of a writ at this juncture would be
a futile one. But for the said fact, we could certainly have considered
restoring the dismissed Government to office and reactivating the dissolved
Assembly. In any event, the judgment of Karnataka High Court is set aside.
MEGHALAYA
(Transferred Case.Nos. 5 and 7 of 1992) 399.
In March 1990, Hill Peoples' Union, to which the
petitioner, Gonald Stone Massar, belonged and several other State political
parties and certain independent MLAs joined together to form a 'Front', known
as Meghalaya United Parliamentary Party (MUPP). This Front had a majority in
the Assembly and formed the Government headed by Shri B.B. Lyngdoh. On July 25,
1991, the then Speaker of the House, Shri P.R. Kyndiah Arthree was elected as
the leader of the opposition group known as United Meghalaya Parliamentary
Forum (UMPF), which was led by the Congress Party to which Shri Kyndiah
belonged. He claimed the support of the majority of members in the House and
requested the Governor to invite him to form the Government. Thereupon the
Governor requested Shri Lyngdoh to prove his majority on the floor of the
House. On August
7, 1991, a
special session of the Assembly was convened to pass a motion of confidence in
the Ministry. On the motion being moved, thirty members supported it and
twenty-seven voted against it. Before announcing the result, however, the
Speaker announced that he had received a complaint against five independent
MLAs in the ruling coalition alleging disqualification under the Anti-defection
Law and that he was forthwith suspending their right to vote. This resulted in
an uproar in the Assembly. The session had to be adjourned. On August 11, 1991, the Speaker sent
identical show-cause notices to the said five independent MLAs on the basis of
the complaint filed by one Shri H.S. Shylla. On August 16, the five MLAs sent
their replies denying that they have joined any of the parties as alleged. They
affirmed that they continue to remain independents. On August 17, 1991 the
Speaker passed an order disqualifying all the 5 MLAs on the basis that four of
them were Ministers in the Lyngdoh Ministry and one of them (Shri Chamberlain
Marak) was the Deputy Government Chief Whip. The disqualification, it may be
noted, was not on the ground alleged in the show-cause notice.
400. Meanwhile, on the Governor's advice, the
Chief Minister summoned the session of the Assembly for September 9, 1991 for passing a vote of
confidence. The Speaker refused to send the notices of the session to 280 the
five MLAs disqualified by him. He also made arrangements to. ensure that the
said five members are not allowed to enter the Assembly. On September 6, 1991, four of the said five
MLAs approached this Court and obtained an interim order staying the operation
of the orders of the Speaker dated August 7, 1991 and August 17, 1991. (one member, Shri Ch.
Marak, did not obtain any such orders).
On coming to know of the order of this Court,
the Speaker issued a press statement saying that he does not accept any
interference by any court with his order dated August 7, 1991 disqualifying five
members. He issued strict instructions to the security guards not to allow the
said five members to enter the Assembly premises. In this explosive situation,
the Governor adjourned the Assembly indefinitely by an order dated September 8, 1991. After a brief interval
and on the advice of the Governor, the Assembly was again summoned to meet on October 8, 1991.
Meanwhile, a contempt petition was filed by the
said four MLAs in this Court against the Speaker. They complained that his
action in preventing them from entering into the Assembly premises and from
acting as members of the Assembly was in violation of the orders of this Court
dated September
6, 1991.
On October
3, 1991,
this Court passed another order affirming that all authorities of the State
including the Governor must ensure that the orders of this Court dated September 6, 1991 are implemented.
Accordingly, the said four independent MLAs were issued invitation to attend
the session on October 8, 1991. The agenda relating to the business of the House showed
two items for consideration on that day (1) a motion of confidence in the
Government and (2) a motion of no confidence in the Speaker.
401.On October 8, 1991, 56 MLAs apart from the
Speaker attended the session. The four MLAs who were disqualified by the
Speaker but who had obtained orders from this Court also attended but not Shri
Ch. Marak who did not obtain any orders from any court. After the motion of
confidence in the Government was put to vote, the Speaker declared that 26
voted for the motion and 26 against. In counting the votes casts in favour of
the motion, he excluded the votes of the said four independent MLAs again.
Holding that there was a tie, he cast his vote against the motion and declared
the motion lost. He then adjourned the House sine die, evidently with a view to
ward off the passing of motion against himself. The thirty, MLAs (including the
said four independent MLAS) however, continued to stay in the House.
They elected a Speaker from among themselves and
continued the business of the Assembly. The new Speaker found on a scrutiny of
the records relating to voting on the motion of confidence that actually 30
members have signed in favour of the motion and 26 against. Accordingly, he
declared that the motion of confidence in the Government was carried.
They also passed the motion of no confidence in
the Speaker, Shri Kyndiah. The 26 members who had voted against the motion had,
of course, left the House by that time. The said 30 MLAs thereafter sent a
letter to the Governor affirming that they had voted in favour of the
Government and also in favour of the motion of no confidence in the Speaker.
In' spite of all this, the Chief Minister received a letter dated October 9,
1991 from the Governor advising him to resign in 281 view of the proceedings of
the Assembly dated October 8, 1991. The Governor observed in his letter that
the dispute about the Speaker not taking cognizance of the orders of the
Supreme Court was a matter between the Speaker and the Supreme Court and in
that view of the matter, the Chief Minister should resign. Immediately,
thereupon, the Chief Minister apprised his advocate in the Supreme Court of the
said letter of the Governor. The counsel brought the matter to the notice of
this Court and at 4.00 p.m. on the same day (October 9, 1991), this Court passed the following order :
"Since the matter is extremely urgent, we
deem it fit to pass this further order asking the Governor while taking any
decision on the question whether the Government has lost the motion of
confidence and lost its majority in the House, to take into account, the two
earlier orders dated September 6, 1991 and October 3, 1991 of this Court and
also to take into account how the aforesaid four appellants had cast their
vote." No heed was paid to this order and on October 11, 199 1, the
President of India issued a Proclamation under Article 356 of the Constitution
declaring that he was satisfied on the basis of a report from the Governor of
Meghalaya and other information received by him that a situation has arisen in
which the Government of the State cannot be carried on in accordance with the
provisions of the Constitution. He accordingly dismissed the Government and
dissolved the Assembly. Before proceeding further, it may be mentioned that by
an order dated October 12, 1991, a Constitution Bench of this Court set aside the order of
the Speaker dated August 17, 1989.
402. Both Houses of Parliament duly met and
approved the Proclamation.
403. It is a matter of deep regret that the
Governor of Meghalaya did not think it his constitutional duty to give effect
to the orders of this Court, not even after a specific direction to that
effect. He could not have been unaware of the obligation created by Article
144, viz., the duty of all authorities, civil and judicial, in the territory of India to act in aid of the
Supreme Court and its orders. By order dated October 9, 1991, he was specifically
requested to take into account the orders of this Court while deciding whether
the Government has lost the confidence of the House and yet he ignored the same
and reported to the President that the Ministry has lost the confidence of the
House. We are intrigued by the strange logic of the Governor that obedience to
the orders of this Court relating to the disqualification of members of the
House is a matter between the Speaker and the Supreme Court.
Evidently, he invoked this strange logic to
enable him to say as he wanted to say or as he was asked to say, as the case
may be that the Speaker's decision that the Ministry has lost the confidence of
the House, is valid and effective at any rate, so far as he is concerned. The Governor
ought to have noted that this Court had stayed the operation of the orders of
the Speaker disqualifying the four independent members, which meant that the
said four MLAs were entitled to participate in the proceedings of the Assembly
and to vote. They did vote in favour of the motion expressing confidence in the
Government. The Speaker was, however, bent upon 282 unseating the Government by
means fair or foul and with that view was openly flouting the orders of this
Court. He managed to declare that the Government has lost the confidence of the
House by excluding the votes of the said four members in clear violation of the
orders of this Court.
It is surprising that the Governor chose to turn
Nelson's eye upon the misdeeds of the Speaker and also chose to refuse to take
note of the proceedings of the majority of members taken under the Speakership
of another member elected by them. It is equally curious that the Governor
chose to report that a situation has arisen where the Government of the State cannot
be carried on in accordance with the provisions of the Constitution. The
violation of the provisions of the Constitution was by Shri Kyndiah and not by
the Ministry in office and yet Article 356 was resorted to by the President to
dismiss the Government on the basis of such a report. That even such an ex
facie unconstitutional Proclamation was approved by both Houses of Parliament
shows up the inadequacy of the safeguard envisaged in clause (3) by which
provision much store was laid by the counsel appearing for the Union of India
as well as those supporting the impugned Proclamations.
404. In this case too, the Proclamation recites
that the requisite satisfaction was arrived at on the basis of the report of
the Governor and the other information received by the President but no such
information or material has been brought to our notice. We must conclude that
there was none and that the recital to that effect is a mere mechanical one.
405. We must say in fairness to Shri Parasaran,
learned counsel appearing for the Union of India that he did not seek to defend
the Proclamation in this case.
406. Accordingly, we hold the Proclamation as
unconstitutional. But for the fact that since the date of Proclamation, fresh
elections have been held to the Assembly and a new House has come into
existence, we would have certainly issued the writ and directed the restoration
of the Lyngdoh Ministry to officeand restored the Assembly as well.
NAGALAND
407. Elections to the Nagaland Assembly were
held in November 1987. The strength of the Assembly was 60. The position
emerging from the election was : Congress (1) 35, Naga National Democratic
Party 13 and Independents 7. The Congress (1) Party formed the Government with
Shri Hokishe Sema as the Chief Minister. In August 1988, a split occurred in
the ruling party whose strength was 34 at that time, one member having died.
The particulars of the split in the party are the following : On July 28, 1988, 13 of the 34 MLAs
informed the Speaker of the Assembly that they have dissociated from the ruling
party and have formed a separate party called "Congress Ruling
Party". They requested the Speaker for allotment of separate seats for
them in the Assembly, the session of which was to commence on August 28, 1988. On July 30, 1988 the Speaker held that a
split had occurred within the meaning of the Xth Schedule of the Constitution
in the ruling party. Shri Vamuzo was one among the said 13 283 MLAs. He
informed the Governor on July 31, 1988 that he has secured the support of 35 of the 59 members of
the Assembly and was in a position to form the Ministry in the State. At this
stage, the Chief Secretary to the Government of Nagaland wrote to Shri Vamuzo
on August
3, 1988
that according to the information received by him, the group of 13 MLAs
aforesaid were wrongfully confined by him. Shri Vamuzo denied the same and
invited the Chief Secretary to come and verify the truth of the allegation from
the said members themselves. The members stated before the Chief Secretary that
they were free agents and were not confined by anyone. On August 6, 1988 the Governor of
Nagaland sent a report to the President of India about the formation of
Congress Ruling Party. He reported that in the past 25 years, 11 Governments
have been formed and that 13 MLAs who had dissociated themselves from the
Congress (1) Party were allured with money. He characterized the said weaning
away of the 13 members as "incredible lack of political morality and
complete disregard to the wishes to the electorate on the part of the breakaway
Congressmen". He also stated that the said 13 persons were kept in
forcible confinement by Shri Vamuzo and another person and that the story of
split in the party is not true. He characterized the recognition accorded to
the said group of 13 members by the Speaker as hasty. He also spoke of
political 'horse-trading' and machinations. He referred to the insurgency in
Nagaland and that indeed some of the members of the Assembly were having
contacts with the insurgent groups. He reported that the stability of the State
may suffer due to the said episode and further that if the present affairs are
allowed to continue, a serious development may ensue.
408. The Chief Minster, Shri Hokishe Sema,
probably finding that he has lost the majority support in the House, submitted
his resignation to the Governor and recommended the imposition of the
President's rule. On August 7, 1988, the President issued the Proclamation under Article 356
assuming the functions of the Government of the State of Nagaland. The Government was
dismissed and the Assembly dissolved. The action was challenged by Shri Vamuzo
by way of a writ petition in the Guwahati High Court being C.R. No. 1414 of
1988. The writ petition was heard by a Division Bench comprising the Chief
Justice and Hansaria, J. Both the learned Judges agreed that the validity of
the Proclamation can be examined by the court and that the Proclamation under
Article 356 is not immune from judicial scrutiny. But on the question of the
effect and operation of Article 74(2), they differed. The learned Chief Justice
held "the Union cannot be compelled to tender any information to this Court
covered by Article 74 of the Constitution relevant to the dissolution of the
Nagaland Assembly. I am also of the view that the Union of India can legally
claim all documents relevant to the dissolution of the Nagaland Assembly as
privileged documents and a 'class' documents under Section 123 of the Evidence
Act. Therefore, the objection that the courts do not have powers to call for
the information from the President of India in view of Article 74(2) of the
Constitution is sustained. Since the Nagaland Legislative Assembly is 284
dissolved by the two Houses of Parliament, no relief can be granted in the
circumstances of this case". Accordingly, he proposed to dismiss the writ
petition. Hansaria, J., however, took a contrary view. The learned Judge held
that the material which formed part of 'other information' but has not been
produced before the court, does not form part of the advice tendered by the
Council of Ministers to the President. The court is, therefore, entitled to see
the said material and for that purpose the Union of India must be given ten
days' time for producing the same. If, however, they decline to do so, the
court would have no alternative but to act upon the present material and the
Union of India will have to take the consequences of such a course. The learned
Judge did not propose to dispose of the writ petition but to wait for ten days
and then pronounce the final orders. In view of the said difference of opinion,
the matter was referred to a third Judge, but before the third Judge could hear
the matter, the Union of India moved this Court for grant of special leave.
Special leave was granted and the proceedings in the High Court stayed.
409. We have discussed the effect and scope of
Article 74(2) elsewhere. In the light of the same, the view taken by Hansaria,
J. (as he then was) must be held to be the correct one and not the view taken
by the learned Chief Justice.
This special leave petition is accordingly
disposed of with the above direction. Inasmuch as fresh elections have since
been held, the High Court may consider the advisability of proceeding with the
matter at this point of time.
MADHYA PRADESH, RAJASTHAN AND HIMACHAL PRADESH
410. In the elections held in February 1990, the
BJP emerged as the majority party in the Assemblies of Uttar Pradesh, Madhya
Pradesh, Rajasthan and Himachal Pradesh and formed the Government therein.
411. On December 6, 1992, the Ram
Janmabhoomi-Babri Masjid structure (disputed structure) was demolished by the
kar sevaks who had gathered there in response to appeals by the BJP, VHP,
Bajrang Dal, Shiv Sena and some other organisations.
412. Following the demolition at Ayodhya on December 6, 1992, the Government of
Uttar Pradesh resigned. It was dismissed by the President and the Legislative
Assembly dissolved by a Proclamation under Article 356 issued on the same day.
The Proclamation does not refer either to the report of the Governor nor does
it say that the President had received any information otherwise. Be that as it
may, the validity of the said Proclamation not being in issue before us, we
need not express any opinion in that behalf.
413. The demolition of the disputed mosque had
serious repercussions all over the country as also in some neighbouring
countries. A number of temples were reportedly demolished there. Serious
disturbance to law and order occurred in various parts of the country resulting
in considerable loss of lives and property. By an order dated December 10, 1992 issued under Section
3(1) of the Unlawful Activities (Prevention) Act, 1967 (37 of 1967), 285 the
Government of India banned several alleged communal organisations including
RSS, VHP and Bajrang Dal.
MADHYA PRADESH
414. On December 8, 1992, the Governor of Madhya
Pradesh sent a report to the President setting out the "fast deteriorating
law and order situation in the State in the wake of widespread acts of
violence, arson and looting". He observed in his report that "the
lack of faith in the ability of the State Government to stem the tide primarily
because of the political leadership's overt and covert support to the associate
communal organisations seem to point out that there is breakdown of the administrative
machinery of the State". He .Followed it up with another report on December 10, 1992 wherein he mentioned
about the violence spreading to hitherto peaceful areas. On December 13, 1992, he sent his third
report enclosing the photocopy of a letter received from the Executive
Director, Bharat Heavy Electricals Limited (BHEL), Bhopal dated December 11, 1992. The said letter, said
the Governor, indicated the "abject faiure of the law and order machinery
to provide safety and security to life and property in the areas in and around
BHEL factory". The letter also spoke of "the pressure brought on the
administration to accommodate the so-called kar sevaks in BHEL area". The
Governor termed them as extremely serious developments that deserve a high-
level probe. The third report further stated that "with the reported
statement of the Chief Minister Shri Sunder Lal Patwa that the decision of
banning the RSS and VHP was unfortunate, the State Government's credibility to
sincerely implement the Center's direction in the matter is under a cloud ...
there is a question mark as to how BJP leaders like Shri Patwa who swore by the
values and traditions of the RSS will be able to implement the ban both in
letter and spirit. The VHP's decision to observe December 13 as 'Black Day' all
over the country to protest against the above- mentioned ban and its decision
to observe protest week against these 'heinous laws' from December 14 to 20 are
moves fraught with danger, particularly in the present context". The
Governor recommended that "considering this and looked in the background
of the RSS, etc., contemplating on a fresh strategy to chalk out its future
plan and the possibility of the leaders of the banned organisations going
underground taking advantage of the soft reaction of the Administration have
reasons to be convinced that there should not be any further delay in
imposition of President's rule according to Article 356 of the Constitution of
India".
HIMACHAL PRADESH
415. The Governor of Himachal Pradesh sent a
report on December
15, 1992
wherein he stated inter alia : "There is no dispute on the point that the
Chief Minister and his cabinet had instigated the kar sevaks from Himachal
Pradesh to participate in the kar seva on December 6, 1992. Some of the Ministers
expressed their desire even openly, provided the party high command permitted
to do so. Consequently, a large number of kar sevaks including some BJP MLAs
participated in the kar seva from Himachal 286 Pradesh. A member of the Vidhan
Sabha publicly admitted that he had participated in the demolition of the Babri
Masjid (Indian Express dated December 15, 1992, Chandigarh Edition). Though
Shri Shanta Kumar met me on December 13, 1992 and had informed me that he
desired to implement the ban orders imposed by the Government of India on RSS,
VHP and three other organisations and that he has already issued directions in
this regard but since the Chief Minister himself is a member of RSS, therefore,
he is not in a position to implement these directions honestly and effectively.
Most of the people of the State also feel alike. ... As a matter of fact, when
the Chief Minister himself and some of the colleagues are members of the banned
RSS, then it is not possible for the administrative machinery to implement the
ban honestly, especially when some of the Ministers are openly criticising the
ban on these communal organisations." He, therefore, recommended
imposition of the President's rule.
RAJASTHAN
416. The report of the Governor of Rajasthan,
recommending imposition of the President's rule, stated the following facts :
The Government of Rajasthan has played 'an obvious role' in the Ayodhya
episode. The BJP has control over RSS, VHP and Bajrang Dal which are now banned
by the Centre. The said ban is not being implemented at all. Indeed, one of the
Ministers had resigned and along with 22 MLAs and 15,500 BJP workers had
participated in the kar seva at Ayodhya on December 12, 1992. They were given a
royal send off and when they returned, they were given a similar royal welcome
by the influential people in the political set-up running the Government. The
law and order has been very bad for more than a week, the dominant character
being the anti- minority on whom largely atrocities have been committed.
The administration could not function
effectively under the present political set-up. He expressed the apprehension
that it would be extremely difficult to expect the administration to function
objectively, effectively and in accordance with the rule of law and that a
situation has arisen in which the Government of the State cannot be carried on
in accordance with the provisions of the Constitution.
417. On December 15, 1992, the President issued
three Proclamations dismissing all the three Governments in Madhya Pradesh,
Rajasthan and Himachal Pradesh and dissolving their Legislative Assemblies. The
action was purported to be taken on the basis of the reports of the Governors
concerned as well as on the basis of other information received. The validity
of the Proclamations was challenged immediately by filing writ petitions in the
appropriate High Courts. The Madhya Pradesh High Court allowed the same which
is challenged by the Union of India in Civil Appeal Nos. 1692, 1692-A to 1692-C
of 1993. The writ petitions relating to Rajasthan and Himachal Pradesh were
withdrawn to this Court and are numbered as Transferred Case No. 9 of 1993 and
Transferred Case No. 8 of 1993 respectively.
287 418. The petitioners challenged the
Proclamation as mala fide, vitiated by extraneous considerations and an
instance of political vendetta. It is submitted that incidents of disturbance
to law and order cannot attract action under Article 356. In any event, in
Himachal Pradesh, there was not a single instance. All the three Governments
were faithfully implementing all the Central and State laws. The impugned
Proclamations, it is submitted, are the result of internal differences among
the leaders of the Congress Party and are not supportable in law.
419. It is submitted by the learned counsel for
the petitioners that the imposition of the President's rule in the States of
Madhya Pradesh, Rajasthan and Himachal Pradesh was mala fide, based on no
satisfaction and was purely a political act. Mere fact that communal
disturbances and/or instances of arson and looting took place is no ground for
imposing the President's rule. Indeed, such incidents took place in several
Congress (1)ruled States as well in particular, in the State of Maharashtra on
a much larger scale and yet no action was taken to displace those Governments
whereas action was taken only against BJP Governments. It is pointed out that
so far as Himachal Pradesh is concerned, there were no communal disturbances at
all. There was no law and order problem worth the name.
Even the Governor's report did not speak of any
such incidents. The Governments of Madhya Pradesh, Rajasthan and Himachal
Pradesh, it is argued, cannot be held responsible for what happened at Ayodhya
on December
6, 1992.
For that incident, the Government of Uttar Pradesh had resigned owning
responsibility therefor and it was dismissed. That is not under challenge. But
the Governments of these three States were in no way connected with the said
incident and could not have been dismissed on account of the said incident. It
is also pointed out that according to the report of the Governor of Himachal
Pradesh, the Chief Minister met him and indicated clearly that he was desirous
of and was implementing the ban and that some arrests were also made. In such a
situation, there was no reason for the Governor to believe, or to report, that
the Chief Minister is not sincere or keen to implement the ban on the said
organisations. As a matter of fact, the Tribunal under Unlawful Activities
(Prevention) Act, 1967, has declared the ban on RSS as illegal and accordingly
the ban has since been revoked. The non-implementation of an illegal ban cannot
be made the basis of action under Article 356. Assuming that there was such an
inaction or refusal, it cannot be made a ground for dismissing the State
Government and for dissolving the Assembly. The Union Government has also not
disclosed what other material/information they had received on the basis of
which the President had acted, though a recital to that effect has been made in
the Proclamations.
The action taken by the President cannot be
justified by producing the material gathered later. The respondents must
disclose the information that was before the President when he issued the
impugned Proclamations. The White Paper now placed before the Court was not in
existence on December
15, 1992.
The manifestos issued by the BJP from time to time cannot constitute the
information referred to in the 288 Proclamations not, in any event, legally
relevant material.
The counter filed by the Union of India in
Madhya Pradesh High Court in M.P. No. 237 of 1993 (Sunderlal Patwa v. Union of
India62) does not refer to or disclose the other information received by the
President. Even in the counters filed in writ petitions questioning the
Proclamations relating to Himachal Pradesh and Rajasthan, no such material is
disclosed. It was the duty of the Union Government to have disclosed to the
Court the material/information upon which the requisite satisfaction was
formed, more so because the Proclamations themselves do not refer to any such
material. Since they have failed to do so, an adverse inference should be drawn
against them. Article 74(2), it is argued, does not and cannot relieve the
Union of India of this obligation. The power and remedy of judicial review, it
is argued, cannot be rendered ineffective with reference to Article 74(2).
420. A counter-affidavit was filed by the Union
of India in the writ petition filed in the Madhya Pradesh High Court
questioning the Proclamation with respect to that State.
Apart from the legal contentions, the following
facts are stated therein :
421. The reports of the Governor disclosed that
the State Government had miserably failed to protect the citizens and property
of the State against internal disturbance. On the basis of the said reports,
the President formed the requisite satisfaction.
422. The circumstances in the State of M.P. were different from
several other States where too serious disturbance to law and order took place.
There is no comparison between both situations. "Besides Bhopal, overall situation in
the State of M.P. was such that there
were sufficient and cogent reasons to be satisfied that the Government in the
State could not be carried on in accordance with the provisions of the
Constitution. It is denied that there was no law and order situation in the
State". The Governor's reports are based upon relevant material and are
made bona fide and after due verification.
423. The allegations made against Shri Arjun
Singh, Minister for Human Resource Development are baseless. The decision was a
collective decision of the Council of Ministers. No comparison with regard to
the State of affairs in the State of Madhya Pradesh can be made with those of other States.
The Governor of Madhya Pradesh having reported
that the constitutional machinery in the State had broken down, the
Proclamation of President's rule is justified and constitutional.
424. In the counter-affidavit filed in the writ
petition (Transferred Case No. 8 of 1993) relating to Himachal- Pradesh, the
very same objections as are put forward in the counter-affidavit filed in the
Madhya Pradesh case have been reiterated. In the para-wise replies, it is
stated that the events of December 6, 1992 were not the handiwork of few
persons but that "the public attitude and statements of various groups and
political parties including BJP led to the destruction of the structure in
question and caused great damage to the very secular fabric of the country and
created communal 62 M.P. No. 237 of 1993 289 discord and disharmony all over
the country including Himachal Pradesh". It is stated that the
repercussions of the event cannot be judged by comparing the number of persons
killed in different States. It is asserted that the Council of Ministers and
the President "had a wealth of material available to them in the present case
which are relevant to the satisfaction formed under Article 356. They were also
aware of the serious damage to communal amity and harmony which has been caused
in the State of Madhya Pradesh among others. They were extremely concerned with
repercussions which events at Ayodhya might still have in the States and the
ways and means to bring back normalcy not only in the law and order situation
but also communal amity and harmony which had so badly damaged as a result of
the activities, attitude and stand of inter alia the party in power in the
State". It is also stated that, according to the definite information
available to the Government of India, members of the RSS were not only present
on the spot at Ayodhya but actually participated in the demolition and that
they were responsible for promotion of communal disharmony. It is for this
reason that it was banned. It is also asserted that the action was taken by the
President not only on the basis of the report of the Governor but also on the
basis of other information received by him.
425. In the counter-affidavit filed in the writ
petition relating to Rajasthan (Transferred Case No. 9 of 1993) it is stated
that after the demolition of December 6, 1992, violence started in various parts of the
country leading to loss of life and property. It is asserted that it is not
possible to assess the law and order situation in different States only on the
basis of casualty figures. The situation in each State has to be assessed
differently. The averment of the petitioner that the State Government
implemented the ban on RSS properly is denied. There is no requirement that the
report of the Governor should be addressed to the President. It can also be
addressed to the Prime Minister.
Besides the report of the Governor, other
information was also available on which the President had formed his
satisfaction. The correctness, adequacy or sufficiency of the material
contained in the Governor's report is not justiciable and cannot be gone into
by the court. The allegations of mala fide, capricious and arbitrary exercise
of power are denied. No irrelevant material was taken into consideration by the
President and hence, it is averred, the satisfaction of the President is not
judicially reviewable.
426. The learned counsel for Union of India and
other counsel supporting the impugned Proclamations put their case thus : the
main plank and the primary programme of BJP was the construction of a Ram
temple at the very site where the Babri Masjid stood. The party openly
proclaimed that they will remove relocate, as they called it the Babri Masjid
structure since according to them the Babri Masjid was superimposed on an
existing Ram temple by Emperor Babur.
The party came to power in all the four States
on the said plank and since then had been working towards the said goal.
It is the one single goal of all the leaders of
BJP, their Ministers, Legislators and all cadres. For this purpose, they have
been repeatedly 290 gathering kar sevaks from all corners at Ayodhya from time
to time. In the days immediately preceding December 6, 1992, their leaders have
been inciting and exhorting their followers to demolish the Babri Masjid and to
build a temple there. The Ministers in Madhya Pradesh, Himachal Pradesh and
Rajasthan took active part in organising and despatching kar sevaks to Ayodhya.
When the kar sevaks returned from Ayodhya after demolishing the Masjid, they
were welcomed as heroes by those very persons. Many of the Ministers and Chief
Ministers were members of RSS and were protesting against the ban on it. They
could not, therefore, be trusted to enforce the ban, notwithstanding the
protestations to the contrary by some of them.
427. The manifesto issued by the BJP on the eve
of May/June 1991 midterm poll states that the BJP "seeks the restoration
of Ram Janmabhoomi in Ayodhya only by way of a symbolic righting of historic
wrongs, so that the old unhappy chapter of acrimony could be ended, and a Grand
National Reconciliation effected". At another place under the head
"Sri Ram Mandir at Janmasthan", the following statement occurs :
"BJP firmly believes that construction of Ram Mandir at Janmasthan is a
symbol of the vindication of our cultural heritage and national self-respect.
For BJP it is purely a national issue and it will not allow any vested
interests to give it a sectarian and communal colour.
Hence, the party is committed to build Sri Ram
Mandir at Janmasthan by relocating superimposed Babri structure with due
respect." Standing by themselves, it is true, the above statements may not
mean that the programme envisaged unlawful or forcible demolition of the
disputed structure.
The said statements are also capable of being
understood as meaning that the party proposed to vindicate their stand in
courts that the disputed structure was in fact the Ram Janmasthan which was
forcibly converted into a mosque by Emperor Babur and that only thereafter they
will relocate the said structure and build Ram temple at that site. But, says
the counsel, if we read the above statements in the light of the speeches and
acts of the leaders of the BJP, referred to in the White Paper issued by the
Government of India, there would hardly be any room for such beneficial
interpretation. The "White Paper on Ayodhya" issued by the Government
of India in February 1993, establishes the complicity of the Bhartiya Janata
Party as such in the demolition of the disputed structure and its aftermath.
428. According to the statement of the Union
Home Minister made in Rajya Sabha on December 21, 1992, the counsel pointed
out, "all these kar sevaks, when they returned, were received by the Chief
Ministers and Ministers".
429. The counsel for the respondents argued
further that what happened on December 6, 1992 did not happen in a day.
It was the culmination of a sustained campaign
carried on by the BJP and other allied organisations over the last few years.
They had been actively campaigning for the construction of Ram Temple at the disputed site.
They had been speaking of relocating the disputed structure which only meant
that they wanted the disputed structure removed and a Ram temple constructed in
that very place. The several speeches of the leaders of BJP and other allied
parties, referred to in 291 the White Paper, do clearly establish the said
fact.
Indeed, in the manifesto issued by the BJP in
connection with the 1993 General Elections, there is not a word of regret as to
what happened on December 6, 1992. On the contrary, the following statement occurs under the
heading "Ayodhya" "Ayodhya In their actions and utterances, the
forces of pseudo-secularism convey the unmistakable impression of a deep
repugnance for all things Hindu. Indeed, in their minds 'Hindu' has come to be
associated with 'communal'. The controversy over the Ram Janmabhoomi temple in
Ayodhya is a powerful illustration of this phenomenon. For them 'Sahmat' is
secular and 'Saffron' communal. Although the facts of the dispute are
well-known, certain features merit repetition. First, it was always apparent
that a vast majority of Hindus were totally committed to the construction of a
grand temple for Lord Rama at the site where puja has been performed
uninterruptedly since 1948 and where besides, no namaz has been offered since
1936. The structure built by the Moghul Emperor Babur was viewed by the Hindus
as a symbol of national humiliation.
Second, the election of 1991 in Uttar Pradesh
centred on the Ayodhya dispute. It was a virtual referendum on Ram Janmabhoomi
and the BJP with its promise to facilitate the construction of the Ram Temple won the election.
However, this mandate did not prevent the Congress and other pseudo-secular
parties from wilfully obstructing the initiatives of the Uttar Pradesh
Government.
Everything, from administrative subterfuge to
judicial delay, was used by the opponents of the temple to prevent the BJP
Government from fulfilling its promise to the electorate.
On December 6, 1992 kar sevaks from all
over India assembled in Ayodhya to
begin the reconstruction of the Rama Temple at the site adjoining the garbha griha. Matters
took an unexpected turn when, angered by the obstructive tactics of the
Narasimha Rao Government, inordinate judicial delays and pseudo-secularist
taunts, the kar sevaks took matters into their own hands, demolished the
disputed structure and constructed a makeshift temple for Lord Rama at the
garbha griha.
Owning responsibility for its inability to
prevent the demolition, the BJP Government headed by Shri Kalyan Singh
submitted its resignation. A disoriented Central Government was not content
with the imposition of President's rule in Uttar Pradesh. In violation of
democratic norms, the Centre dismissed the BJP Governments in Rajasthan, Madhya
Pradesh and Himachal Pradesh. Further, it banned the Rashtriya Swayamsevak
Sangh, Vishwa Hindu Parishad and Bajrang Dal.
Worst of all, in collusion with other rootless
forces the Government unleashed a vicious propaganda offensive aimed at
belittling the Hindus. The kar sevaks were denigrated as fascists, lumpens and
vandals, and December 6, was described as a 'national shame'.
Recently, the CBI has 292 filed charge-sheets
against leaders of the BJP and the Vishwa Hindu Parishad with the purpose of
projecting them as criminals.
This relentless onslaught of the pseudo- secular
forces against the people of India had very serious consequences. For a start, it created a
wide emotional gulf between the rulers and the people. Ayodhya was a popular
indictment of the spurious politics of double- standards. Far from recognising
it as such, the Congress and other anti-BJP parties used it as a pretext for
furthering the cause of unprincipled minorityism.
It is this minorityism that prevents the
Congress, Janata Dal, Samajvadi Party and the Communist Parties from coming out
with an unambiguous declaration of intent on Ayodhya.
Thus BJP is the only party which is categorical
in its assurance to facilitate the construction of the Rama Temple at the site of the
erstwhile Babri structure. That is what the people desire." 430. The
counsel further pointed out the significance of the total inaction on the part
of the top leaders of the BJP present near the disputed structure at Ayodhya on
December 6,
1992. They
took no steps whatsoever to stop the demolition. The kar sevaks had gathered
there at their instance. They had appealed to the kar sevaks to gather there
from all comers of the country. Some of these leaders had been speaking of
demolition of the disputed structure to enable the construction of Ram Temple at that very place.
Even assuming that the assault on the disputed
structure was a sudden move on the part of some kar sevaks, it is not as if the
demolition took place in a couple of minutes. It must have certainly taken a
few hours. If the BJP leaders present there really wanted to prevent it, they
should have appealed to the people and ought to have taken other effective
steps to prevent the kar sevaks from demolishing the structure. There is no
allegation anywhere in the writ petition or other material placed before the
court that they ever did so. If one reads the aforesaid statements in the
manifestos of 1991 and 1993 in the light of the above facts, it would be clear,
says the counsel, that the demolition of the disputed structure was the outcome
of the speeches, programme and the several campaigns including Rath Yatras
undertaken by the leaders of the BJP. It is neither possible nor realistic to
dissociate the Governments of Madhya Pradesh, Rajasthan and Himachal Pradesh
from the acts and deeds of their party. It is one party with one programme. Kar
sevaks were sent by and welcomed back by the Ministers and legislators
(belonging to BJP) of these three States as well. Thereby they expressed and
demonstrated their approval of the deed done by the kar sevaks. It is stated in
the report of the Himachal Pradesh Governor that the Chief Minister himself was
a member of the RSS. In the report of the Governor of Madhya Pradesh also, it
is stated that the Chief Minister and other Ministers swore by the values and
traditions of the RSS. The reports also indicate that these Governments
actively participated in organising and despatching the kar sevaks to Ayodhya
and welcomed them and praised when they came back after doing the deed. Thus, a
common thread runs through all the four BJP Governments and binds them
together, say the counsel. All these four Governments had 293 launched upon a
course of action in tandem with top BJP leaders, which led to the demolition.
Their actions and deeds were contrary to the provisions of the Constitution.
The manifestos of the party on the basis of
which these Governments came to power coupled with their speeches and actions
clearly demonstrate a commonness, an inseparable unity of action between the
party and these four Governments. The very manifestos and their programme of
action were such as to hurt the religious feelings of the Muslim community.
They negated the secular concept, a basic feature of our Constitution. The
demolition of the disputed structure was no ordinary event. The disputed
structure had become the focal point, the bone of contention between two
religious communities. The process which resulted in the demolition and the
manner of in which it was perpetrated, dealt a serious blow to the communal
harmony and peace in the country. It had adverse international repercussions as
well. A number of Hindu temples were demolished in Pakistan and Bangladesh in reprisal of the
demolition at Ayodhya. It was difficult in this situation to ask the minorities
in the four States to have any faith in the neutrality of these four
administrations. It was absolutely necessary, say the counsel, to recreate the
feeling of security among the Muslims. They required to be assured of the
safety and security of their person and property. It was not possible with the
BJP Governments in power. They had to go.
431.The learned counsel for the respondents
submitted further that the RSS was banned on December 10, 1992. The Chief Ministers of
Himachal Pradesh and Madhya Pradesh were said to be the members of the RSS and
adhering to its tenets. In such circumstances, the respective Governors were of
the opinion that the said Chief Ministers cannot be expected to, or relied upon
to, implement the ban sincerely.
It cannot be said to be an unreasonable or
unfounded opinion. It was also necessary to create a sense of confidence in the
people in general and in the minorities, in particular, that the Governments
would be acting promptly and sternly to prevent communal incidents. Following
December 6 incident, there were reports of destruction of a large number of
temples in the adjoining countries. These reports, it was apprehended, may add
fuel to the fire. The situation was deteriorating. What happened on December 6
was no ordinary event. It had touched the psyche of the minority community. The
entire nation was put in turmoil.
Allowing a party which had consciously and
actively brought about such a situation to continue in office in these three
States would not have helped in restoring the faith of people in general and of
the minorities in particular in the resolve of the Central Government to abide
by and implement the constitutional values of equality, peace and public order.
It is no answer to say that disturbance took place on a much larger scale in
certain States ruled by Congress (1) Party (in particular in Maharashtra) and
that no action was taken against those Governments. Stating the proposition in
such simplistic terms is neither acceptable nor realistic. One should look at
the totality of the picture, say the counsel, and not to the isolated incidents
which took place either before or after the demolition. It is not even a
question of punishing the Governments for what happened on December 6, 1992. The real question 294
was who created this turmoil in the life of the nation and who put the nation's
soul in torment. The immediate need was the restoration of the faith of the
people in the impartiality of the administration, in the secular credentials of
the nation and to ensure not only that the ban on the alleged communal
organisations is effectively implemented but also to ensure that the
administration acts promptly and impartially in maintaining the law and order.
The Central Government, submitted the counsel,
acted with this perception and it cannot be said either that the said action
was outside the purview of Article 356 or that it was mala fide or that there
was no material on which the President could be reasonably satisfied that the
dismissal of these State Governments was indeed called for, submitted the
learned counsel for Union of India and other respondents.
432. With a view to demonstrate his submission
that judicial approach and judicial processes are not appropriate to judge the
various situations calling for action under Article 356, Shri Parasaran gave
the following scenario : The Union Council of Ministers was apprehensive of the
safety of the disputed structure once the BJP came to power in Uttar Pradesh.
It was repeatedly reminding the State Government in that behalf. All the time,
the State Government and its Chief Minister were assuring the Union of India,
the National Integration Council and even the Supreme Court, through
statements, affidavits and representations that the State Government was
committed to the safety of the disputed structure and that it would ensure that
no harm comes to it.