Govind
Prasad Vs. R.G. Prasad [1993] INSC 469 (2 November 1993)
KULDIP
SINGH (J) KULDIP SINGH (J) BHARUCHA S.P. (J) CITATION: 1994 SCC (1) 437 JT 1993
(6) 233 1993 SCALE (4)343
ACT:
HEADNOTE:
The
Judgment of the Court was delivered by KULDIP SINGH, J.- Junior Engineers and
Assistant Engineers working in the Electrical and Mechanical wings of the
Public Works Department in the State of Uttar Pradesh, are involved in this litigation. The State Government held
selection for promotions to the cadre of Assistant Engineers from amongst the
Junior Engineers. The selection was challenged by way of several writ petitions
before the Lucknow Bench of the Allahabad High Court. A Division Bench of the
High Court allowed the bunch-petitions by its judgment dated August 3, 1984 and quashed the select list
notified by the office memorandum dated November 5, 1983. These appeals and the connected
matters are directed against the judgment of the High Court.
2. We
may briefly notice the facts necessary to resolve the controversy. Building and
Roads, Electrical, and Mechanical are the three branches of the Public Works
Department to which the Junior Engineers and the Assistant Engineers are
appointed. There are no statutory service rules regulating the recruitment and
conditions of service of persons appointed to the Electrical and Mechanical
branches. However, the Building and Roads branch is governed by the rules
called The United Provinces Service of Engineers (Building and Roads Branch)
Class 11 Rules, 1936 (the 1936 Rules) framed under the Government of India Act,
1935. It is not disputed that the 1936 Rules, though not applicable in terms to
Electrical and Mechanical branches, have always been applied mutates mutandis
to these branches as well. The 1936 Rules lay down three eligibility conditions
for a Junior Engineer to be considered for promotion to the post of Assistant
Engineer. These are: the candidate should (1) be confirmed Junior Engineer; (2)
be AMIE/BE or have passed the qualifying examination prescribed by the Government;
and (3) have 10 years experience of service on the post of Junior Engineer.
3. The
Government Order dated December
3, 1964 further
prescribes rules for the qualifying examination in respect of
Electrical/Mechanical subordinates for promotion to the post of Assistant
Engineer (Electrical/Mechanical). These rules, as amended from time to time,
provide that the examination shall be held every alternate year to enable the
members of the subordinate electrical engineering (Electrical overseers) service
and the subordinate mechanical engineering (Mechanical overseers) service to
qualify for promotion to the post of Assistant Engineer (Electrical and
Mechanical). The rules also provide the list of subjects in which the
candidates are to be examined and the marks to be obtained for qualifying the
examination.
The
rules further provide that all permanent members of the 440 respective
subordinate services, who have completed a total of not less than 10 years,
including temporary or officiating service, are eligible to appear in the
examination. Although the Government Order dated December 3, 1964 states
"that the Governor is pleased to make the enclosed rules for the
qualifying examination of the members...... but since these rules have not been
framed under Article 309 of the Constitution of India they are only executive
instructions laying down the procedure and eligibility for the qualifying
examination in respect of the two subordinate services in the Electrical and
Mechanical branches of the Public Works Department. These executive
instructions, however, clearly show that the Government was uniformly applying
the eligibility criteria of 10 years service as Junior Engineer, for promotion
to the post of Assistant Engineer, in respect of all the three branches of the
Public Works Department.
4. The
State Government issued office memorandum dated January 7, 1980, (the memorandum) which is the bone of contention between
the parties. The said memorandum as reproduced in the impugned judgment of the
High Court reads as tinder:
"The
following conditions of eligibility have hitherto been required for promotion
from the post of Junior Engineer to the post of Assistant Engineer:
(1)
The candidate should be confirmed (permanent) on the post of Junior Engineer.
(2)
The candidate should be AMIE/BE or have passed the qualifying examination laid
down by the Government.
(3)
The candidate should have ten years experience of service on the post of Junior
Engineer.
The
Government after consulting other Engineering Departments and the Public
Service Commission decided on April 13, 1978
after promotion (sic) to amend the above formula.
The
amended formula is as follows:
(1)
Against the 25% posts reserved for promotion, half of them would be filled by
promoting those Junior Engineers who are AMIE/BE or have passed the prescribed
qualifying examination. While the remaining half, as well as those vacancies
which cannot be filled from among AMIE/BE or qualifying examination passed
Junior Engineers for want of such candidates being available, shall be filled
by other Junior Engineers who are neither AMIE/BE, nor have passed qualifying
examination.
(2)
These candidates who are not AMIE/BE nor have passed qualifying examination
should have seven years' experience on the post of Junior Engineer. This
condition of seven years' experience will not be required for those Junior
Engineers who are AMIE/BE or have passed qualifying examination.
(3)
The above provision shall be deemed to be effective from July 1, 1978.
441
(4) The question of revising the promotion quota was also considered and after
due consideration, vide G.O. No. 10335/23/4/94- N.G./72 dated December 7, 1979
the Government had announced its decision that out of the available vacancies
on the posts of Assistant Engineers 25% would be filled by promotion of
non-graduate Junior Engineers, while 5% would be filled by promoting AMIE/BE
Junior Engineers. If, however AMIE/BE Junior Engineers are not available in
sufficient numbers, then the vacancies allotted to them shall also be filled by
promoting non-graduate Junior Engineers. This provision shall be effective in
respect of vacancies of the year 1979-80 and subsequent years.
(5)
Provision shall be made in accordance with the above said decision in the
service rules.
(6) The
Government Orders issued from time to time in respect of reservation shall be
strictly followed, and the basis of ad hoc promotions shall be seniority
subject to rejection of the unfit."
5. We
have set out the full text of the memorandum in order to appreciate the nature
of the document. The memorandum was relied upon before the High Court in
support of the contention that the eligibility condition of 10 years service,
in respect of Junior Engineers of Electrical and Mechanical branches, was
reduced to 7 years with effect from July 1, 1978.
6.
Regular promotions from amongst the Junior Engineers in the Electrical and
Mechanical branches had not been made since 1968-69. It was in 1981 that the
State Government intimated to the Public Service Commission (Commission) that
the vacancies for the years 1968-69 to 197980, in the cadre of Assistant
Engineers pertaining to the Mechanical and Electrical wings of the Public Works
Department, were to be filled by promotion. Only those Junior Engineers were
considered eligible who had put in a minimum of ten years service as Junior
Engineer. While the interviews were being conducted by the Selection Committee,
some of the Junior Engineers, who had not been included in the eligibility
list, challenged the process of selection before the High Court on the ground
that they were wrongly excluded from the eligibility list. According to them
all those Junior Engineers who had completed seven years of service, as laid
down in the memorandum, were eligible to be considered for selection to the
post of Assistant Engineer. The High Court by an interim order permitted more
than 100 candidates, who were not in the eligibility list, to be interviewed by
the Selection Committee subject to the final result of the writ petitions. The
list of selected candidates was notified by the Government on November 7, 1983. Thereafter large number of Junior
Engineers who were officiating as Assistant Engineers on ad hoc basis were
ordered to be reverted to accommodate the Junior Engineers who were selected.
The reversion orders were challenged before the High Court by way of several
writ petitions. The High Court stayed the reversions and further stayed
appointments from the select list. On February 28, 1984 the High Court 442 permitted ad hoc
promotions to be made on the basis of seniority subject to rejection of the
unfit.
7. The
contention of the writ petitioners before the High Court was that there being
no statutory service rules applicable to the Electrical and Mechanical branches
of the Public Works Department the memorandum, which laid down seven years
service as an eligibility condition for promotion to the post of Assistant
Engineer, was to be followed and as such the writ petitioners were entitled to
be included in the eligibility list. The contention was accepted by the High
Court.
8. The
High Court also referred to the U.P. Promotion By Selection In Consultation
With Service Commission (Procedure) Rules, 1970, and came to the conclusion
that the Government in consultation with the Commission was justified in
adopting the criterion of strict selection on merit for promotion to the post
of Assistant Engineer.
9. We
have heard learned counsel for the parties. The High Court has set aside the
selection solely on the ground that the Junior Engineers with seven years
service to their credit, having not been included in the eligibility list the
selection was illegal. The High Court accepted the contention that the
memorandum superseded all earlier executive instructions/precedents in the
matter of promotions from Junior Engineers to Assistant Engineers and as such
had reduced the eligibility criterion of ten years service to that of seven
years service with effect from July 1, 1978.
It was on that basis that the selection was set aside by the High Court.
10. We
have given our thoughtful consideration to the arguments of the learned counsel
for the parties. We are not inclined to agree with the reasoning and the
conclusions reached by the High Court. The history of service in the Public
Works Department of the State of Uttar Pradesh clearly shows that the State Government from the very
beginning has been regulating the three branches of the Public Works Department
with uniform conditions of service.
It is
no doubt correct that the 1936 Rules only relate to the Building and Roads
branch but the same rules were being made applicable to the other two branches.
There is no material whatsoever on the record to show that at any time prior to
the issue of the memorandum, the State Government intended to provide separate
conditions of service for the Electrical and Mechanical branches. As stated in
earlier part of this judgment the rules circulated by the Government Order
dated December 3, 1964 regarding qualifying examination in
respect of subordinate services of Electrical and Mechanical branches clearly
stated that the eligibility for promotion to the post of Assistant Engineer was
ten years service as Junior Engineer. Neither the memorandum nor any other
government order has specifically modified or amended the Government Order
dated December 3, 1964. Even otherwise a bare took at the
contents of the memorandum shows that it contained a policy decision of the
Government which was to be implemented in the future. The memorandum did not
state that it was applicable to the Electrical and Mechanical branches. Para 5 therein stated 443 that "provision shall be
made in accordance with the above said decision in the service rules".
Admittedly, there were no service rules regarding Electrical and Mechanical
branches. It can, therefore, be legitimately inferred that the memorandum was
meant only for the Building and Roads branch which was governed by the 1936
Rules. Even if it is assumed that the memorandum was meant for all the three
branches, it could not operate in respect of Building and Roads branch till the
time the 1936 Rules were amended and since the Government was uniformly
applying the 1936 Rules to all the three branches, the memorandum could not be
read to be applicable to the Electrical and Mechanical branches.
11. Para 3 of the memorandum gives deeming effect from July 1, 1978 to the provisions in paras 1 and 2
of the memorandum. It is settled law that an executive order of the Government
cannot be made operative with retrospective effect. It is, thus, clear that the
memorandum contained various proposals which were to be incorporated in the
statutory rules.
12. We
may examine the memorandum from another angle. The first part of the memorandum
shows the existing eligibility conditions for promotion to the post of
Assistant Engineer.
Paras
1 and 2 contain the decision which was taken by the Government on April 13, 1978. Para 4 gives the decision of the Government which was taken on December 7, 1979. It was finally stated in para 5
that the decisions in paras 1 to 4 "shall be incorporated in the service
rules". The scheme of the memorandum clearly shows that it did not lay
down conditions of service for any of the branches of the Public Works
Department. The contents of the said memorandum were the various policy
decisions taken by the Government from time to time which were to be
implemented in future by making necessary provisions in the relevant rules or
by amending the existing executive instructions. The memorandum does not talk
of electrical or mechanical branches in any manner. The High Court fell into
patent error in treating the memorandum to be laying down the conditions of
service of the Electrical and Mechanical branches of the Public Works
Department. It would be useful to refer to a Division Bench judgment of the Allahabad
High Court in Gopal Krishna Goel v. State of U.P.1 wherein the Bench interpreted the memorandum as under:
"In
order to appreciate the rival contentions, it will be necessary to have a
closer look at the Office Memorandum dated January 7, 1980 with a view to ascertaining its
true nature and import. A bare reading of the aforesaid Office Memorandum
leaves no room for doubt that in truth and substance it is exactly what it
purports to be namely, a mere memorandum regarding the various policy
decisions, which have been taken by the Government in 1978 and 1979 and stating
that provisions should be made for bringing the service rules in accord with
the said policy decisions taken by the Government with regard to filling up of
the quota reserved for promotees from amongst the Junior Engineers. The 1 Civil
Misc. Writ No. 2001 of 1983, decided on March 20, 1984 444 memorandum has not
been expressed in the name of the Governor nor does it even state that it has
been issued by an order of the Government.
Indeed
it expressly asks the concerned, instrumentalities and authorities of the
Government to make provision for amending the service rules so as to bring them
in line with the policy decisions of the Government." We agree with the
above-quoted reasoning of the High Court in Gopal Krishna Goel case'.
13.
This Court during the pendency of these matters stayed the operation of the
impugned judgment of the High Court, and also stayed all reversions. 12 posts
were permitted to be filled by the State Government and the State Government
was allowed to make ad hoc appointments by following the rule of seniority
subject to unfitness.
14. As
a result of the above discussion we allow the appeals and set aside the
impugned judgment of the High Court. We order as under:
1. The
selection made by the State Government in the year 1983 was in accordance with
law and as such is upheld. The select list notified in the memorandum dated November 5, 1983 is declared valid and operative.
2. All
the selected candidates listed in the office memorandum dated November 5, 1983 shall be deemed to have been
appointed, if not already appointed, to the posts of Assistant Engineers with
effect from the respective dates when they were to be appointed, in the
ordinary course, on the basis of the said selection.
3. The
memorandum did not lay down conditions of service in respect of Electrical and
Mechanical branches. The memorandum was a document showing the policy decisions
of the Government to be implemented in future.
4. The
Junior Engineers who are holding the posts of Assistant Engineers on ad hoc
basis shall be treated as having been appointed as ad hoc Assistant Engineers
from the dates when they would have completed ten years of service as Junior
Engineers and this shall be the relevant date for the purposes of paras 5 and 6
hereafter.
5. The
Junior Engineers who are holding the posts of Assistant Engineers on ad hoc
basis shall be considered for regulation in terms of the Uttar Pradesh Regularisation
of Ad hoc Promotions (on posts within the purview of the Public Service
Commission) Rules, 1988 (Regularisation Rules).
6. The
ad hoc promotees, who do not come within the purview of the Regularisation
Rules, shall be considered for regular appointment through the process of
selection to be held by the State Government in accordance with the rules and
the executive instructions governing the conditions of service of the two
branches of the Public Works Department.
Those
selected shall be appointed on regular basis from the dates they were appointed
on ad hoc basis. We further direct that the process of selection be completed
within four months of the receipt of this judgment and status quo shall
continue till then. 445
7. The
conditions of service of the three branches of the Public Works Department have
not been laid down with clarity either in the 1936 Rules or in any of the
executive instructions issued by the Government from time to time. We commend
the State of Uttar
Pradesh to lay down
the conditions of service of the three branches of the Public Works Department
in clear and certain terms either by executive instructions or by statutory
rules at its discretion.
15.
These matters are disposed of in the above terms. No costs.
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