Union of India Vs. Dr. P. Rajaram & Ors [1992] INSC 211 (20 October 1992)
LALIT
MOHAN SHARMA, S. MOHAN AND N. VENKATACHALA, JJ.
ACT:
Civil
Services:
Central
Health Service Rules, 1982:
Rule
4(10)(ii) and (iii) scope of-Newly created floating common posts in Super time
grade-Selection post-Suitability of candidates-Meaning of-Promotion to such
post-Basis of-Not on mere seniority but on merit.
HEADNOTE:
35
posts in super time grade of Central Health Services were sanctioned and
proposals were sent to the Union Public Service Commission(UPSC) for convening
departmental Promotion Committee (DPC) meetings for selection of candidates.
UPSC approved to amend Rule 4(6) of Central Health service Rules of 1982. It
also approved the method recruitment, field of selection and principles of
seniority to fill up the 35 posts as one time measure in the absence of
notified recruitment rules. The Commission also stipulated that these 35 posts
were to be treated as common posts to be included in the category of floating
posts for the teaching and non-teaching sub-cadres mentioned in Rule 4(6) of
Central Health Services Rules, 1982. The eligibility condition stipulated was
three years as Professor failing which 17 years of regular service in Group
`A'. The Communication of UPSC together with the eligibility list of Professors
was circulated and errors/objections etc. were to be intimated to the Ministry
within one month.
The
DPC met and selected candidates. Respondent No.1 was assigned 14th rank and
Respondent No.3 was assigned 4th rank. The selected candidates were promoted
and appointed.
Respondent
No.1 filed an application before the Central Administrative Tribunal claiming
that he was senior to respondent No.3 and others doctors and since the
promotion was only on the basis of seniority and directed that Respondents
arrayed in the application before it.
Being
aggrieved by the Tribunal's order, Union of India preferred the first of the
two appeals. Respondent No.3 in that appeal has preferred the other appeal.
On
behalf of the appellants/respondent No.3, it was contended that Rule 4(10)(ii)
and (iii) as amended merely prescribed the procedure for preparation of
eligibility test; that the procedure has not been prescribed in any other Rule
as the posts were created as floating posts: that the posts did not pertain to
any particular super speciality or sub-cadre if Professor/Director and so the
criteria for preparation of eligibility list gad to be prescribed for
determining inter-se ranking between the sub-cadres; that merely because Rule
4(10)(iii) contained the word `suitability' it did not supersede, alter or
amend the criteria for selection and that the word `suitability' has to be
understood in the light of the guidelines of DPC.
Allowing
the appeals, this Court,
HELD:
1.1. If there is to be an assessment of merit, the principle of selection is
involved. on the contrary, if it were merely a seniority-cum-fitness there is
no need to associate the Union public Service Commission as pointed out in the
guidelines. All these lead only to one conclusion that these are selection
posts. That is dealt with apart from Rule 4, sub-rule (10), clause (iii), and
also under paragraph 6.1.2 of the guidelines issued by the Government of India.
According to the guidelines the Departmental Promotion Committee is to devise
its own method and procedure for objective assessments of suitability of
candidates. It is note-worthy in Paragraph 6.3.1 that the procedure for the
preparation of the panel for promotion by the Departmental promotion Committee
is delineated. [51 C,D] 1.2. Paragraph 7 of the guidelines deals with
non-selection method and it dispenses with the requirement to make a
comparative assessment of the records. In such a case what is required is to
categorise the officers as fit or not yet fit for promotion on the basis of
assessment of the record of service. Therefore, the word
"suitability" in Rule 4(10)(iii) having regard to the nature of the
post and grade could only mean suitability for the purposes of being selected
to the said post. [51 G, H; 52-A]
2.
It is a common case between the parties that these 35 floating posts were
created by sub-rule 10 of rule 4 in a addition to the authorised strength. If
as per the rule, for the post falling under authorised strength the method of
selection is adopted it must equally apply to the post created in addition to
the authorised strength. A careful reading of Rule 8(4)(ii) reveals that
departmental promotion to higher post in the respective special cadres and
specialities within the sub-cadre concerned shall be made on the basis of
selection on merit. It implies that, should vacancy arise in a particular
speciality , this method is to be adopted. In contradistinction to this, under
Rule 4(10)(iii) even though one of the floating or common posts may be held by
a particular person of a particular speciality, the said post can go to a
person not belonging to that speciality. Comprises of 29 specialities. Thus it
follows the word "selection" used in Rule 8 (4)(ii) is with reference
to inter se merit of persons belonging to a particular speciality with regard
to the vacancy occurring in that speciality.[52 D-H]
3.
The first respondent was served with a copy of letter dated 3.11.1988 in which
the appellant clearly stated that the 20 posts of Director/Professor of
super-time grade are to be filled by selection method viz. merit with regard to
seniority. Therefore, the decision of Government of India had been conveyed to
the first respondent and he should have immediately voiced his protest. Of course,
the failure to protest would not deprive him of a legitimate right if he is
entitled to in law. [53 A,B]
4.
After examination of the character roll of the senior most eligible officers
the committee assessed the officers.
The
first respondent was rated as "very good" while the rating for
respondents 2 to 5 was outstanding". So they go en bloc above the first
respondent since the first respondent is merely "very good". This is
because of the application of clause Ii of paragraph 6.3.1. of the guidelines.
It was on this basis the Departmental Promotion Committee assigned rank No. 14
to the first respondent.
Pursuant
to this the President of India issued the order of promotion dated 17th January, 1990. Paragraph 3 of the order clearly states that the promotions will be
personal to the officers concerned and the posts presently held by them will
stand upgraded to the super-time grade in the scale in terms of the Ministry's
order dated 15.3.1989. Hence the Tribunal was in error in merely adopting seniority
as the basis of promotion and not merit. [53 C-G]
CIVIL
APPELLATE JURISDICTION: Civil Appeal Nos. 4507 and 4508 of 1992.
From
the Order dated 20.1.1992 of the Central Administrative Tribunal, Madras in O.A No. 925 of 1900.
K.T.S.
Tulsi, Addl. Solicitor General, Kapil Sibal, C.V.S., Rao, C. Ramesh and Ranjit
Kumar for the Appellant.
P.P.
Rap, V. Balachandran, R.P. Oberoi and B.S. Gupta for the Respondents.
The
Judgment of the Court was delivered by MOHAN J. Leave granted.
Both
these appeals can be dealt with by a common judgment since identical issues are
involved. They are directed against the judgment of the judgment Central
Administrative Tribunal, Madras dated 23.1.1992. S.L.P. No. 7138/92 is
preferred by Union of India while S.L.P. No. 6494/92 is filed by the affected
party (Dr. M. Khalilullah).
The
parties are referred to as mentioned in S.L.P. No. 7138/92. The facts are as
under.
The
President of India sanctioned 35 posts in super- time grade of Central Health
Services in the scale of Rs.5900-200-6700 plus non-practising allowance at the
normal rates as admissible to other similar posts. The sanction was upto
29.2.98. The sanction was conveyed by the Under Secretary to the Government of
India, Ministry of Health and Welfare, New Delhi on 26.8.1987. After the
creation of these posts, proposals were sent to the Union Public Service
Commission for convening the meetings of the Departmental Promotion Committee
for selection of the Candidates for Promotion. The Union Public Service
Commission approved to amend Rule 4(6) of Central Health Service Rules of 1982.
It also approved the method of recruitment, field of selection and principles
of seniority to fill up these 35 posts as a one time measure in the absence of
notified recruitment rules. In its communication dated 29.9.88 the Union Public
Service Commission besides referring to the above approvals specifically,
stated:
"These
35 posts may be treated as common posts both at present and in future to be
included in the category of the floating posts for the Teaching and
Non-Teaching sub- cadres mentioned in Rule 4(6) of the CHS Rules of 1982. The
eligibility conditions for promotion will be 3 years of regular service as
Professor/Specialist Grade I with 17 years of regular service in Group `A'".
In
the end, the Commission advised that the basis of eligibility and the
eligibility list might be circulated to all concerned, their objections invited
and settled before the meeting of Departmental Promotion Committee (Health). It
also requested that the final eligibility list might be sent to the Union
Public Service Commission. On 3.11.88, this decision was conveyed to all the
concerned parties stating that it has been decided to fill up the posts by
selection method i.e. merit with regard to seniority. The eligibility
conditions for promotion will be 3 years of regular service in Group `A'.
Together
with that letter was enclosed the eligibility list of Professors. On the basis
of the Principles stated in the letter, errors/omissions/objections etc. Were to
be intimated to the Ministry within one month.
In
the eligibility list include, Dr. P. Rajaram, the first respondent, was
assigned rank No. 13 while Dr. Khalilullah, the third respondent was assigned
the rank No. 24.
On
20.9.1989 , in accordance with the guidelines dated 10.3.89, the Departmental
Promotion committee met for selection of officers for the promotion to the
super-time grade posts of director professor in the Central Health Service.
It
requires to be stated that these posts were extended from time to time. Each
extension was for a period of one year. Ultimately by an order dated 2.4.1992,
it has been extended for a period of one year up to 28.2.1993.
Consequent
upon the selection by Union Public Service by an order dated 17.1.1990, the President
was pleased to appoint under Rule 4(10) of the Central Health Services Rules,
1982 the officers of Specialist Grade I of the Teaching Specialist sub-cadre of
the Central Health Service to supertime grade of the Teaching Specialist
sub-cadre of the Central Health Service. They were posted as Director-
Professors on an officiating basis in the pay scale of Rs.
5900-6700
plus non-practising allowance @ Rs.950 p.m. The dates of promotions were
indicated against each of the appointee. As far as Dr. Rajaram, the first
respondent is concerned, he was assigned rank No. 14 and the date of promotion
was as 1.4.1989 while respondent No. 3, Dr. M. khalilullah was assigned rank
No.4 and the date of promotion was as 1.4.1989. Paragraph 3 of the order
specifically states that the above promotions will be personal to the officers
concerned and the posts Presently held by them will stand upgraded to the
Supertime grade in the scale of Rs.5900-6700 plus non-practising allowance @
Rs.950 p.m. in terms of Ministry's order No. A-11011/5/88-CHS IV, dated
15.3.1989. This will continue till the upgraded Posts are held by the officers
being promoted now.
Aggrieved
by the order dated 17.1.1990, the first respondent (Dr. Rajaram) preferred an
application No. 925 of 1988 on 6.7.1990. In that application, he had stated
that he was senior to Dr. B.S. Rana, Dr. M. Khalilullah, Dr. K.K. Jain and Dr.
D.D.S. Kulapathy. They should not have been show above him. The promotion was
only on the basis of seniority.
In
opposition to this, the respondent in the application who has secured a higher
rank urged that the Departmental Promotion Committee had ranked Dr. Rajaram at
serial No. 14 on the basis of merit. The criterion for promotion is only merit.
Before
the Tribunal, the scope of Rule 4 sub-rule (10), clause (iii) of Central Health
Service Rules, 1982 (hereinafter referred to as "the Rules") came up
for interpretation. The Tribunal, in the impugned judgment, accepted the
contention of Dr. Rajaram and held that promotion for the post of director/Professor
should be made on the basis of seniority. Consequently, it directed that he be
posted above the respondents who had been named in the application.
It
is under these circumstances, the present S.L.Ps. have preferred by Union of
India as well as by Dr. Khalilullah.
Mr.
Kapil Sibal, learned counsel appearing for Dr. M. Khalilullah after taking us
through the rules submits that rule 4(10) (i) of the Rules deals with 35 newly
created floating common posts in the supertime grade Rs.5900-6700 in the
Teaching and Non-Teaching specialist sub-cadre. These posts were in addition to
the authorised strength of posts in the supertime grade. The authorised
strength of both categories of Teaching and Non-Teaching sub-cadres is
reflected in Schedule II. Rule 4(10) (ii) stipulates that promotions to these
posts are to be made on the basis of common eligibility list to be drawn
separately for the Teaching Specialist sub-cadre and the Non-Teaching
Specialist sub-cadre. This has to be without reference to any of the
specialities in respective sub-cadres.
Rule
4(10)(iii) stipulates that the eligibility list shall be made after the officer
concerned has been duly assessed by a Departmental Promotion Committee in
regard to the officer's suitability for holding the post with the condition
that the said officer should have completed three years of regular service as
Professor (Specialist) Grade I.
This
rule does not stipulate the manner in which the suitability of the said officer
is to be assessed by the Departmental Promotion Committee. Schedule IV of the
Rules talks of the constitution of the Departmental promotion Committee. It is
clearly stipulated that in each meeting of the Departmental Promotion Committee
the Chairman/Member, Union Public service Commission shall chair the
Departmental promotion Committee. The guidelines stipulate that the
Departmental Promotion Committees constituted under the respective Service
Rules shall judge the suitability of officers for promotion to selection as
well as non- selection posts. Here again, the Union Public service commission
should be associated with Departmental Promotion Committee in respect of
Central Civil Services Posts belonging to grade `A' where promotion is based on
the principle of selection unless it has been decided by the Government of
India not to associate the Union Public Service Commission. The Union Public
Service Commission need not be associated in respect of posts belonging to
Grade-A if the promotion is based not on the Principles of selection but on
seniority-cum-fitness. Wherever the Union Public Service Commission is
associated with Departmental Promotion Committee, the Chairman or a Member of
the Commission will preside over the meeting of Departmental Promotion
Committee.
When
Schedule IV requires that the Departmental Promotion Committee(Services) ought
to be Presided over by the Chairman or Member of the Union Public service
Commission itself suggests that the said posts ought to be filled in by way of
selection rather than on the basis of seniority-cum-fitness. Consequently, the
word `suitability' in Rule 4(10) (iii) in the context of nature of posts, its
grade, can only mean suitability for the purposes of being selected to the said
Post. This submission is made on the basis that Rule 4(10) is a complete code
in itself.
Even
if this post falls outside the Schedule ii, the basis of promotion cannot be
seniority. In terms of Rule 3 of the Rules, the Central health service consists
of persons appointed to the service under sub-rule (5) of Rule 4 and rules 7
& 8. It is the contention of the appellant that under Rule 4(3), Government
of India is entitled to make temporary additions to or reductions in the
strength of `duty posts' in the various grades as deemed that these are posts
with designations specified in Part A of Schedule II whether permanent of
temporary. When this definition is read along with Rule 4(1) (ii) and Rule 4(1)
(iii), it is clear that temporary additions or reductions in the number of duty
posts can take place from time to time. These 35 floating/common posts were
created for the first time on August 26, 1987 and administrative orders have
thereafter been issued from time to time extending the creation of the said
`duty posts' without amending Schedule II.
Certainly,
these posts were part of authorised strength at the time of initial
constitution of the Service. Rule 8 contemplates that any vacancy arising in
any one of the grades referred to in Schedule II shall be filled in, as
provided in rule 8(4) (ii). The difference between Rule 4(10) (iii) and rule
8(4) (ii) is that whereas in the latter the promotion is to be made with
reference to a post in the Teaching Specialist sub-cadre or the Non-Teaching
Specialist sub-cadre on account of any vacancy occurring therein, in a particular
speciality, in the case of the former, notwithstanding the fact that one of the
35 floating/common posts may be held by a particular person of a particular
speciality, the said post can go to a person not belonging to that speciality,
since the Teaching Specialist sub-cadre forms a class by itself which comprises
29 specialities. It is in this context, therefore, that the said posts could
not be included in schedule II, since specialities. It is, therefore, clear
that whereas the word `selection' used in Rule 8(4) (ii) is with reference to
inter-se merit of persons belonging to a particular speciality with reference
to a vacancy occurring in a speciality but with reference to the inter-se merit
of candidates based on their confidential reports and assessed by the
Departmental Promotion Committee belonging to any of the 29 specialities, who
would be considered most suitable to be promoted, since the concept of
seniority-cum-fitness cannot possibly be applied to a common set of posts
without reference to any speciality.
Thus,
it is submitted that to determine the meaning of suitability, the same
yard-stick must be adopted.
In
any event, these are highly specialised posts.
Hence,
it is unthinkable that the promotions to these posts is based on the principle
of seniority-cum-fitness and not on the basis of selection. The word
`suitability' will have to be interpreted as seniority-cum-fitness. Otherwise,
it would be liable to struck down as unconstitutional being violative of
Articles 14 and 16 of the Constitutions.
Therefore,
it is submitted that the Rule must be so interpreted as not to violate the
fundamental rights. The Tribunal had gone wrong in adopting the principle of
seniority and its interpretation of rules cannot be sustained.
Learned
counsel for Union of India, Shri K.T.S. Tulsi, supporting the arguments of Shri
Kapil Sibal, urged that the order creating these posts clearly mentioned that
the posts are created in the super-time cadre of Central Health service. Rule
4(10) (ii) and (iii) as amended merely prescribe the procedure for preparation
of eligibility list.
This
procedure is nowhere prescribed in any other Rule. This was because of the fact
that the 35 posts were created as floating posts. They did not pertain to any
particular super speciality or sub-cadre of Professor/Director. Therefore,
criteria for preparation of eligibility list had to be prescribed for
determining inter-se ranking between the sub-cadre. Merely because Rule 4(10)
(iii) contains the word `suitability', the said Rule does not supersede alter
or amend the criteria for selection. The word `suitability' will have to be
understood in the light of the guidelines of Departmental Promotion Committee.
These
35 posts referred to in Rule 4(10) are an integral part of the cadre. The said
posts were not added to Schedule Ii, forming part of the temporary strength of
the cadre. However, on August 10, 1992, the said posts have been added to
Schedule Ii so as to make its intention clear that the promotion is to be
governed by all the relevant rules and not by Rule 4 (10) when read in
isolation from the remaining Rules. Thus, it is submitted that the reasoning of
the Tribunal is unsupported.
Mr.
P.P. Rao, learned counsel on behalf of Dr. P. Raja Ram would urge as under.
The
initial argument particularly on behalf of the Union of India was that these
floating/common posts of super-time grade of teaching Specialist sub-cadre
formed part of authorised strength of the Central Health Service in terms of
Rule 4(10). This was contested by this respondent that Schedule II has not been
amended till date so as to include these posts. Instead of frankly admitting
the mistake, there was a deliberate attempt to justify the inclusion of these
35 posts as part of Schedule II. This is nothing but misleading the Court. This
alone is enough to dismiss the Special Leave Petition.
Even
on merits, Rule 4(10) states that the posts are to be filled up by the method
of promotion and on the basis of an eligibility list. The note also lays down
that the eligibility list shall be prepared with regard to the date of
completion of the prescribed qualifying years of service in their respective
grades, by the officers. Further clause (iii) of sub-Rule (10) adds the
requirements of assessment by a Departmental Promotion Committee in regard to
the suitability of each officer for holding the post while considering his case
for promotion on the basis of common eligibility list. The words 'his
suitability" in the said clause (iii) are very significant. They postulate
assessment of suitability of each candidate in the order in which the names
appear in the common eligibility list drawn on the basis of continuous
qualifying service rendered by them in the feeder Grade. The scheme of sub-Rule
(10) totally rules out selection on the basis of relative merit of all eligible
candidates.
The
difference between `common Posts' and `floating posts' is that while in `common
posts', a Professor on being promoted to one of the `common posts', a Professor
on being promoted to one of the `common posts' moves to that post and vacates
the post of Professor previously held by him, while in floating posts' the post
held by him is upgraded and he continues to work in the same speciality, in the
same institution.
The
guidelines of the Departmental Promotion Committee are not of any assistance.
Therefore, no argument can be advanced on this basis. If guidelines were
governed, there was no purpose in adding Rule 4(10) (ii) and (iii). The basic
distinction between the selection posts and non- selection posts is, whether it
is to be filled by a comparative assessment on merit of all eligible candidates
or on the basis of continuous length of service. The guidelines say that there
is no need to make comparative assessment of records of the officers but it should
categorise the officers as fit or non-fit. It is a clear indication that there
is no comparative assessment involved.
The
common eligibility list which talks of Rule 4(10) is nothing but a combined
seniority list of officers in different specialities drawn with reference to
the date of completion of the prescribed qualifying years of service.
It
is also incorrect to contend that it is a duty post as defined under Rule 2(e).
Such an expression as 'duty post is absent under Rule 4(10)".
When
these posts had been created in order to release stagnation in addition to
authorised strength, presence of Chairman of Member of Union Public Service
Commission at the Departmental Promotion Committee does not make a non-
selection post as selection post simply because the guidelines say in the case
of non-selection posts, Union Public Service Commission need not be associated.
The fact that this respondent did not raise any objection to the letter dated
3.11.1988, will not, in any manner, deprive him of his right if the Rules
confer such a right. lastly, it is submitted that if two views are possible,
the view taken by the Tribunal should be upheld. Thus, no interference is
warranted.
We
shall now proceed to consider the merits of the above contentions.
35
posts in super-time grade of Central Health Service in the scale of
Rs.5900-200-6700 plus non-practising allowance at the normal rates admissible
to similar posts were created. These posts were to last till 29.2.1988. Time
and again, they were extended.
The
Rules which were relevant to appreciate the controversy whether the promotion
is on the basis of seniority or on the basis of merit may now be seen.
In
exercise of the power conferred under the proviso to Article 309 of the
Constitution, the Rules called Central Health Service Rules, 1982 were framed.
Rule
3 speaks of the constitution of Central Health Service. This service is to
consist of persons appointed to the service under the Rules 4(5),7 and 8.
Rule
4 speaks of authorised strength of service. Sub- rule (1) of this Rule states
that the authorised strength of duty posts and the deputation posts are as
specified in Schedule II. Under sub-rule (3), the Government is empowered to
made temporary additions or reductions in the strength of both : (i) the duty
posts (ii) deputation posts.
sub
rule 6(i) and (ii) may be quoted as follows:
(6)
(i) "The Controlling Authority shall upgrade five posts in the grade of
Specialist Grade-I to supertime grade (three posts in the Teaching Specialist
Sub-cadre as Director-Professor and two posts in the Non-Teaching Specialist
Sub- Cadre or Public Health sub-cadre as Specialist (Consultant) and twenty
five posts in the grade of Specialist Grade-II in the non- Teaching Specialist
Sub-cadre or Public Health Sub-cadre or Associate Professor in the Teaching
Specialist Sub-cadre in the grade of Specialist Grade-I without altering the
combined authorised strength of posts of the respective sub-cadre from which
these posts are temporarily upgraded.
(6)
(ii) The promotions under this sub-rule shall be made on the basis of a common
eligibility list covering all officers in the respective sub-cadres without
regard to any specialities." It requires to be carefully noted that what
is talked of is a common eligibility list. In other words, this has only
reference to eligibility. This is an aspect which we want to emphasise even in
the beginning.
Then,
we come to sub-rule (10) which was introduced on 30.5.1989 which specifically
deals with these 35 newly created floating/common posts in the super-time grade
of Rs. 5900-6700. These 35 posts are made up of 20 posts in the Teaching
Specialist sub-cadre as Director-Professor and 15 posts in the Non-Teaching
Specialist sub-cadre as Consultant. These posts will be in addition to the
authorised strength. It is common ground that these posts were created to
release stagnation. Earlier to this amendment, these posts in the Teaching
Specialist Sub-cadre were alone open to Professors from all specialities. They
were :
(i)
Director, G.B. Pant Hospital, New Delhi.
(ii)
Dean, Moulana Azad Medical Collage, New Delhi.
(iii)
Principal, Lady Harding Medical Collage , New Delhi.
(iv)
Director, JIPMER, Pondicherry.
(v)
Dean, JIPMER, Pondicherry.
(vi)
Deputy Director General (Medical), D.T.E., DGH, New Delhi.
As
could be seen, the promotion posts available were very few and were restricted
to certain specific specialities. This led to stagnation. Therefore, the
floating posts (20+15) were created to be filled in the grade of
Professor/Specialist Grade I (Rs.4500-5700). It was in this background Rule
4(10) was introduced. That lays down :
"There
shall be 35 newly created floating/common posts in the supertime grade of
Rs.5900-6700 (Twenty posts in the teaching specialist sub-cadre as Director-
Professor and fifteen posts in the Non-Teaching Specialist sub-cadre as
Consultant) which will be in addition to the authorised strength of posts in
supertime grade of Rs. 5900-6700 in different sub-cadres of Central Health
Service." Further clause (ii) of the above Rule lays down as follows:
"The
promotions under this sub-rule shall be made on the basis of a common
eligibility list to be drawn separately for Teaching Specialist sub-cadre and
Non-Teaching Specialist sub-cadre covering all officers in the respective sub-
cadres viz. Teaching and Non- Teaching without regard to any
specialities".
Here
again, it talks of eligibility. In our opinion, eligibility means interlacing
of seniority list of different specialities.
Clause
(iii) reads as under :
"
The appointment against such posts shall be made only if the officer concerned
has been duly assessed by a Departmental Promotion Committee in regard to his
suitability for holding the post and has been working in the grade of
Professor/Specialist Grade I on a regular basis for not less than three years,
failing which has been working as a Professor/Specialist Grade I with 17 years
of regular service in Group `A' post".
The
note is also made for our purpose that states :
"The
eligibility list shall be prepared with reference to the date of completion by
the officers of the prescribed qualifying years of service in the respective
grades.
However,
in case of persons who have been appointed on the same date the seniority shall
be determined as under :
(a)
Where the eligible officers were considered by the same D.P.C. the seniority
shall be based on the order of merit.
(b)
If there is no order of merit, the seniority shall be on the basis of seniority
in the feeder grade.
(c)
If there is no seniority in the feeder grade or it is not possible to determine
the seniority even in the feeder grade, the length of regular service in the
feeder grade shall be the guiding factor for determining the seniority.
(d)
if length of service in the feeder grade is also the same, regular service in
the next lower grade shall be taken into account, failing which date of
birth." It may be seen that clause (iii) states that the appointment is to
be made only if the officer concerned has been duly assessed by a Departmental
Promotion Committee in regard to his suitability for holding the Post. Such a
consideration will arise only if the concerned officer has been working in the
grade of Professor/Specialist Grade I for a period not less than three years.
The alternative qualification is 17 years of regular service in Group `A' post
and the concerned officer has been working as a Professor or Specialist Grade
I.
This
clause does not lay down the manner in which the suitability of the officer is
to be assessed. However, It is noteworthy that suitability is to be assessed by
a Departmental Promotion Committee. As to what is stated can be seen, when we
look at Rule 2 which contains definitions.
Rule
2(c) says as under :
"Departmental
Promotion Committee means a group `A' Departmental Promotion Committee
specified in Schedule IV for considering the cases of promotion or confirmation
in Group `A' Posts are of the scale of Rs.2200-4000 and above. Schedule III
defines the method of recruitment, the field of selection for promotion and the
minimum qualifying service in the immediate lower grade or lower grades for
appointment or promotion of officers to group `A' duty posts and deputation
posts in the Central Health service".
In
Note 1 of the said Schedule, it is stated thus :
"Promotion
to the post of Associate Professor (non-functional selection grade), Associate
Professor, Specialist Grade II (non-functional selection grade), Specialist
Grade II (Senior Scale) in non-teaching and Public health sub-cadres, Chief
Medical Officer (non-functional selection grade) and Senior Medical Officer
will be on non-selection basis. All the remaining posts are selection
posts".
When
it says all the remaining posts are selection posts, it is obvious that the
posts with which we are concerned are selection posts. Schedule IV lays down
the composition of Departmental Promotion Committee. With regard to the
Teaching Specialist sub-cadre posts, super-time and Specialist Grade I
(Professor), the Departmental Promotion Committee shall consist of the
following :
(i)
Chairman. Chairman/Member, Union Public Service Commission :
(ii)
Secretary or his nominee, Ministry of Health and Family Welfare ; Member (iii)
Director General of Health Services or his nominee : Member.
(iv)
One Departmental officer nominated by the Secretary, Ministry of Health and
Family Welfare : Member.
When
Rule 4 (10) (iii) talks of Departmental Promotion Committee, it is only this
Departmental Promotion Committee in accordance with Schedule IV that is thought
of.
There
guidelines issued under the office memorandum of Government of India dated
April 10, 1989. Under this Office Memorandum, the various instructions have
been updated and consolidated. Under these guidelines, the Departmental
Promotion Committee so constituted shall judge the suitability of the officers
for promotions to selection posts. it has already been seen that these are
selection posts as per Schedule II of the Rules. In Paragraph 2.1 with
reference to the post in question carrying a scale of Rs.5900-6700 or
equivalent. The minimum status of Officer who should be member of Departmental
Promotion Committee is prescribed as Secretary or Additional Secretary to
Government of India. Paragraph 2.2 of the guidelines states as follows :
"The
Union Public Service Commission (UPSC) should be associated with DPCs in
respect of all Central Services/posts belonging to Group `A' where promotion is
based on the principles of selection unless it has been decided by the
Government not to associate the UPSC with a Group `A' DPC. The UPSC need not be
associated in respect of posts belonging to Group `A', if the promotion is
based not on the principles of selection but on seniority-cum-fitness".
Paragraph
2.4 also stresses the fact that whenever the Union Public Service Commission is
associated with the Departmental Promotion Committee the Chairman or a Member
of the Commission will preside over the meeting of the Departmental Promotion
Committee.
The
contention of Mr. P.P. Rao, learned counsel for the respondents that the nature
of the post or the method of promotion need not be decided with reference to
the guidelines is not correct. In Rule 4, sub-rule (10), clause (iii), to which
a reference has already been made, the assessment is required to be done by a
Departmental Promotion Committee. It is for such a Committee that guidelines
have been prescribed. Therefore, we cannot altogether ignore these guidelines.
From
the above two paragraphs it is clear that if there is to be an assessment the
principle of selection is involved. On the contrary, if it were merely a
seniority- cum-fitness there is no need to associate the Union Public Service
Commission as pointed out in Paragraph 2.3 of the guidelines. All these lead
only to one conclusion that these are selection posts. Having arrived at this
conclusion then the question would be what exactly is the meaning of the word
"suitability". That is dealt with apart from Rule 4, sub-rule (10),
clause (iii), also under guidelines in Paragraph 6.1.2. The Departmental
Promotion Committee is to devise its own method and procedure for objective
assessment of suitability of candidates. It is noteworthy in paragraph 6.3.1
that the procedure for the preparation of the panel for promotion by the
Departmental promotion Committee is delienated. Clause (ii) is very important
and we extract the same:
"In
respect of all posts which are in the level of Rs.3700-5000 and above, the
benchmark grade should be `very good'. However officers who are graded as
`Outstanding' would rank en bloc senior to those who are graded as `Very Good'
and placed in the select panel according upto the number of vacancies, officers
with same grading maintaining their inter se seniority in the feeder
post".
(Emphasis
supplied) In contradistinction to this when we look at paragraph 7 of the
guidelines, which deals with non-selection method, that dispenses with the
requirement to make a comparative assessment of the records. In such a case
what is required is to categorise the officers as fit or not yet fit for
promotion on the basis of the assessment of the record of service. In so far as
we are concerned with selection this paragraph does not have any application
whatever. Thus, therefore, the word "suitability" in Rule 4(10) (iii)
having regard to the nature of the post and grade, could only mean suitability
for the purposes of being selected to the said post. (Emphasis supplied)
Further, the expression "suitability" in the said clause does not, in
any manner, supersede alter or amend the criteria of selection Prescribed in
the remaining rules as is applicable to super-time grade post. When the
expression "suitability" is construed harmoniously with other rules,
the process of selection is inescapable as rightly contended by Mr. K.T.S.
Tulsi, learned additional solicitor General.
The
argument of Mr. Rao that if these posts are by the method of selection, clauses
(ii) and (iii) and a note thereunder are wholly unnecessary in Rule 4(10),
overlooks the fact that these clauses deal only with eligibility.
It
is a common case between the parties that these 35 floating posts were created
by sub-rule (10) of the Rule 4 in addition to the authorised strength. If as
per the rule, for the post falling under authorised strength the method of
selection is adopted for the authorised strength it must equally apply to the
post created in addition to the authorised strength. Though a good deal of
controversy arose during the course of the arguments whether these posts had
been included in Schedule II or not, it was vehemently commented upon by Mr.
P.P. Rao, learned counsel, that an inaccurate statement was made by Union of
India that controversy pales into insignificance because of the Gazette
Notification dated 10th of August, 1992 including these 35 newly
floating/common posts in Schedule II. Therefore, if these posts form part of
the authorised strength as to what would be the bearing of Rule 8(4)(ii),
requires to be considered. A careful reading of Rule 8(4)(ii) reveals that
departmental promotion to higher post in the respective special cadres and
specialities within the sub-cadre concerned shall be made on the basis of
selection on merit.
It
implies that, should vacancy arise in a particular speciality, this method is
to be adopted. In contradistinction to this, under rule 4(10)(iii) even though
one of the floating or common posts may be held by a particular person of a
particular speciality, the said post can go to a person not belonging to that
speciality. The teaching, speciality sub-cadre, forms a class within itself
since it comprises of 29 specialities. Thus it follows the word
"selection" used in Rule 8(4)(ii) with reference, to inter se merit
of persons belonging to a particular speciality with regard to the vacancy
occurring in that speciality.
Lastly,
we may refer to one important fact. The first respondent (Dr. Raja Ram) was
served with a copy of letter dated 3.11.1988. That clearly states that the 20
posts of Director Professor of Super-time grade are to be filled up by
selection method, merit with regard to seniority.
Therefor,
the decision of Government of India had been conveyed to the first respondent.
The first respondent when he was put on notice should have immediately voiced
his protest. Of course, the failure to protest would not deprive him of a
legitimate right if he is entitled to in law.
However,
it is one of the points to be borne in mind.
The
Departmental Promotion Committee met on 20th September, 1989 and the minutes have been placed before us.
After
examination of the character rolls of the senior most eligible officers the
committee assessed the officers as given in Annexure I. The first respondent,
Dr. Raja Ram was rated as "very good" while the rating for the other
doctors is as follows :
1.
Dr. B.S. Rana (2nd respondent ) : Outstanding
2.
Dr. M. Khalilullah (3rd respondent ) : Outstanding
3.
Dr. K.K. Jain (4th respondent ) : Outstanding
4.
Dr. D.D.S. Kulapathy (5th respondent ) : Outstanding Where respondents 2 to 5
are rated outstanding, they go `en bloc' above the first respondent since the
first respondent is merely "very good". This is because of the
application of clause II of paragraph 6.3.1 of the guidelines quoted above. It
was on this basis the Departmental Promotion Committee assigned rank No.14 to
the first respondent, Dr. Raja Ram. Pursuant to this, the President of India
issued the impugned order of promotion dated 17th of January, 1990. Paragraph 3
of the order, which we have quoted above, clearly states that the promotions
will be personal to the officers concerned and the posts presently held by them
will stand upgraded to the super-time grade in the scale of Rs.5900-6700 plus
non-practising allowance at Rs.950 per mensem in terms of the Ministry's order
dated 15.3.89.
Above
all these, we cannot lose sight of the fact that for posts of this character in
super-time grade carrying high salary, promotion could not be accorded merely
on the basis of seniority. In our considered view, it should be on merit.
For
the foregoing reasons, we are clearly of the opinion that the Tribunal had
erred in merely adopting seniority as the basis of promotion and not merit.
It
is needless for us to consider whether these are duty posts since we have taken
the view that these posts fall within Schedule II of the Rules.
In
the result, we set aside the impugned judgment of the Tribunal and allow these
appeals without costs. The reason why we are not awarding costs in favour of
the appellants is because of a specific objection by Mr. P.P. Rao that these
posts have not been included in Schedule II by amending the said Schedule. In
respect of this, the Union of India persisted in the argument that they had
been included in Schedule II. Of Course after the Gazette Notification dated
10.9.92 the position may be different.
But
that does not mean that the earlier incorrect statements by the Union of India
could be overlooked.
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