Indian
Administrative Service (S.C.S.) Association, U.P. an Vs. Union of India &
Ors [1992] INSC 228 (11 November 1992)
[A.M.
AHMADI, M.M. PUNCHHI AND K. RAMASWAMY, JJ.]
ACT:
Indian
Administrative Service (Regulation of Seniority) (First Amendment) Rules 1989:
Rule
3(3)(ii) Seniority of promotees/direct recruits assigning year of
allotment-Procedure-Legislative intention what is-Junior officer promoted on
merit superseding seniors Year of allotment of such officer Fixation of.
Interpretation
of Statutes:
I.A.S.
(Regulation of Seniority) (First Amendment) Rules, 1989-Rule 3(3) (ii)
proviso-Construction-Whether prospective in operation-Legislative
intention-What is.
Constitution
of India 1950:
Articles
14 16 and Rule 3(3)(ii) proviso of I.A.S. (Regulation of Seniority) (First
Amendment) Rules 1989- Constitutional validity of- Whether inconsistent with
Section 3(LA) of the All India Services Act, 1957.
All India Services Act, 1951:
Section
3(1A)-Rules made under-Rule 3(3)(ii), proviso of the First Amendment Rules,
1989-Consultation-Object, importance and nature of-Failure to consult all
Stares and Union Territories-Whether proviso to Rule 3(3) unconstitutional.
HEADNOTE:
On
19.1.1984, the Association [petitioner No. 1 in W.P. (C) No. 499 of 1991] requested
the Union Government (Respondent) to remove the disparity prevailing in
different states of promotional avenues from State Civil Services to All India
Administrative Service.
A
Committee of Senior Secretaries, constituted by the Union Government, recommended
an equitable principle of comparable seniority from different States for
promotion to the Indian Administrative Service.
The
I.A.S. (Regulation of Seniority) Rules, 1987 came into force with effect from
6.11.1987, repealing the old Rules.
In a Circular
dated 9.9.1986 issued by the respondent- Union Government directed the State
Governments to give weightage over and above four years the assignment of year
of allotment as per the existing rules, namely, four years for the first 12
years State service with additional weightage one year for every two to the
years completed service subject to a maximum of five years.
Union
Government amended and published the New Seniority Rules, 1987, after
considering the suggestions from the State Governments. The First Amendment
Rules was published in the Gazette of India on 32.1989 which was given
prospective operation from 3.2.1989.
The
appellants in C.I. No. 4794 of 1992 questioned Rule 3(3) (ii) proviso of the
First Amendment Rules, in an application before the CAT. at Patna. They contended that though they
were found to be entitled to the total weightage of 9 years since the juniors
were given 1983 as the year of allotment by operation of proviso to Rule
3(3)(ii) of the First Amendment Rules, were given 1983 as the year of allotment
and thereby the appellants were denied the 3 years weightage.
The
Tribunal upheld the Rules and dismissed the application, against which appeal -
C.A. No. 4794 of 1992 - was filed in this Court.
The
appellants in C.A. No. 4788 of 1992, some members of
the Association - petitioner No. 1 of the W.P. (C) No. 499 of 1991 - filed an
application before the Central Administrative Tribunal at Lucknow contending that they were promoted
in 1980 onwards, and they were discriminated in fixation of their seniority.
The
Tribunal held that the prospective operation of the 1987 Rules discriminated
the Senior State Civil Service Officers, but refused to direct the Union
Government to amend the Rules but retrospective effect. However, it requested
the Government of India to reconsider the matter and to give retrospective
operation to the First Amendment Rules. This decision was questioned hl an
appeal - C.A. No. 4788 of 1992.
In
WP(C)No. of 499 of 1991, Petitioner No. 1 - An Association representing the
officers of the U.P. State Civil Service - and petitioners 2-17, its members
filed the writ petition under Article 32 of the Constitution to quash the order
of the respondent - Union Government dated 12.12.1990, and for a direction to
extend the benefit flowing from the First Amendment Rules to its members
promoted prior to January 1988. It was contended that the First Amendment Rules
operated with effect from 1992, whereas the promotee Officers were promoted between
1988 to 1991 and that they would get only partial benefit.
As
these cases raised common questions of law, they were heard together.
Dismissing
WP(C)No. 499/1991 and CA No. 4794 of 1992, and allowing C.A No. 4788 of 1992,
this Court,
HELD:
1.01. The entry into the service is from different streams and predominantly by
direct recruitment and promotion. The direct recruit gets his year of allotment
from the succeeding year of his recruitment. The direct recruit officers
appointed earlier to 1988 also would be adversely affected in their seniority. [403-D]
1.02. Rule 3(31 manifests the Central Govt's intention that the year of
allotment of a direct recruit officer shall be the year following the year in
which the competitive examination was held. If any such officer was permitted
to join probationary training with direct recruit officers of a subsequent year
of allotment then he shall be assigned that subsequent year as the year of
allotment. [400-G-H] 1.03. In determining the seniority of a promotee officer
in assigning year of allotment, the service rendered in the State Civil Service
upto 12 years as Dy. Collector, or equivalent posts, weightage of 4 years shall
be given. In addition he/she shall also be given, further benefit of one year
weightage of every completed 3 years of service. beyond the period of 12 years,
subject to a maximum weightage of 5 years. In its calculations fractions are to
be ignored. The weightage shall be computed from the year G of appointment of
the officer to the service. [402-E] 1.04. The offending proviso limits the
operation of Rule 3(3) (ii) (a) and (b) that such an officer shall not be
assigned an year of allotment earlier than the year of allotment assigned to
the officer senior to him in that select list or appointed on the basis of an
earlier select list. [1402-F] 105. The proviso aims that the State Civil
Service senior officer' though had varied length of services, but because of
late promotion to Indian Administrative Service, would receive and forego
proportionate weightage of past service for a short period till the rules fully
become operational. [406-B] 1.06. The first amendment rules doubtless provided
the remedy to remove existing discriminatory results by giving graded weightage
to a maximum of 9 years and would track back the year of allotment anterior to
the date of inclusion in the select list under the Recruitment Rules read with
Promotion Regulations. [406-C] 1.07. The Proviso intended to protect the
seniority of the officers promoted/appointed earlier than the appellants and
its effect would be that till rule 3 (3) (ii) fully becomes operational graded
weightage was given to the promotees. In other words it prevented to get
seniority earlier to the date of his/her appointment to the Indian
Administrative Service. Equally it in tended not to let endless chain reaction
occur to unsettle the settled interests in seniority. These compulsive
circumstances denied the benefits of full 9 years weightage to officers
promoted during 1987 to 1992. The discrimination, though is discernible, but
inevitable to ensure just results. In other words the proviso prevented
unequals to become equals. [406- D-E] 1.08. The new Seniority Rules were to be
operative from November
6, 1987 and the First
Amendment Rules from February
3, 1989 with the
result that in assigning the year of allotment, full weightage of 9 years'
eligible service was given to the promotee State Civil Service Officers. However,
the senior officer to him/her appointed from the State Civil Service earlier in
the same select list or one above him in the previous select list shall remain
senior to him. Thereby the proviso averted the effect of pushing an officer who
gained entry into IAS service by application of rule of weightage in Rule 3(3)
(ii) of the Rules down in seniority.
[402-H,
403-A-B] 1.09. By dint of merit, ability and suitability junior officer could
steal a march over the senior officers in the State Civil Service and get entry
into the Indian Administrative Service earlier to the senior officers and thus
becomes a member of the Indian Administrative Service.
Thereby
he becomes senior in service. The senior State Civil Service officer, who was
superseded and subsequently became qualified tor inclusion in the select list,
after the new Seniority Rules or the First Amendment Rules came into force,
indisputably would be junior in I.A.S. cadre to his erstwhile junior officers
in State Civil Service. If he gets the benefit of the free play of the First
Amendment Rules, it would have the inevitable effect of depriving the promoted
erstwhile junior officer of the benefit of early promotion and he would be
pushed down and would again become junior to him in the Indian Administrative
Service. [405-G H; 406-A-B] 1.10. A junior officer who superseded a senior
State Civil Officer became entitled to carry his year of allotment and became
senior to him in the cadre of I.A.S. But for the proviso, the operation of Rule
3(3)(ii), the senior officer would have been saddled with the disability to be
pushed down in seniority which would have nullified and frustrated the hard
earned earlier promotion and consequential effect on seniority earned by dint
of merit and ability. [403-E] 2.01. No statute shall be construed so as to have
retrospective operation unless its language is such as plainly to require such
a construction. The legislature, as its policy, give effect to the statute or
statutory rule from a specified time or from the date of its publication in the
State Gazette. 1404-A] 2.02. Court would issue no mandamus to the legislature
to make law much less retrospectively.
2.03.
It is the settled cannons of construction that every word, E phrase or sentence
in the statute and all the provisions read together shall be given full force
and effect and no provision shall be rendered surplusage or nugatory. [404-B]
2.04. The mere fact that the result of a statute may be unjust, does not
entitle the court to refuse to give effect to it. However, if two reasonable
interpretations are possible, the Court would adopt that construction which is
just, reasonable or sensible. Courts cannot substitute the words or phrases or
supply casus omissus. The court could in an appropriate case iron out the
creases to remove ambiguity to give full force and effect to the legislative
intention.
But
the intention must be gathered by putting up fair construction of all the
provisions reading together. This endeavour would be to avoid absurdity or
unintended unjust results by applying the doctrine or purposive construction.
1404-C-D]
2.05. Where the intention of statutory amendment is clear and expressive, words
cannot be interpolated. In the first place they are not, in the ease, needed.
If they should be added, the statute would more than likely fail to carry out
the legislative intent. The words are the skin of the language which the legislature
intended to convey. [405- B] 2.06. Where the meaning of the statute is clear
and sensible, either with or without omitting the words or adding one,
interpolation is improper, since the primary purpose of the legislative intent
is what the statute says to be so. If the language is plain, clear and
explicit, it must be given effect and the question of interpretation does not
arise. [405-C] 2.07. If found ambiguous or unintended, the court can at best
iron out the creases. Any wrong order or defective legislation cannot be
righted merely because it is wrong. At best the court can quash it, if it
violates the fundamental rights or is ultra vires of the power or manifestly
illegal vitiated by fundamental laws or gross miscarriage of justice. [405-D]
2.08. The Legislature intended that the First Amendment Rules would operate
prospectively from February
3, 1989, the date of
their publication in the Gazette of India. Its policy is explicit and
unambiguous, Rule 3(3)(ii) intended to remedy the imbalances while at the same
time the proviso intended to operate prospectively to avert injustice to the
officers recruited/promoted earlier than the officer promoted later to that
date. The proviso carved out an exception to ward off injustice to the officers
that became members of I.A.S. earlier to those dates. [405-E] Smt. Hire Devi
& Ors. v. District Board, Shahjahanpur, [1952] SCR 1131; Nalinakhaya Bysck
v. Shyam Sunder Haldar & Ors., [1953] SCR 533 at 545 and Commissioner of
Sales Tax, U.P. v. Auriya Chamber of Commerce, Allahabad, 119861 2 SCR 430 at
438, referred to.
3.01.
The application of the First Amendment Rules has the inevitable and insiduous
effect of doing injustice to the direct recruit\promotee officer or officers
promoted earlier to Feb.
3, 1989 and the
proviso avoided such unjust results. Giving retrospective effect or directing
to apply the rule to all the seniors irrespective of the date of promotion to
I.A.S. cadre would land in or lead to inequitous or unjust results which itself
is unfair, arbitrary and unjust. offending Art. 14 of the Constitution.
To
avoid such unconstitutional consequences the proviso to Rule 3(3)(ii) of the
First Amendment Rules was made. [407-C] 3.02. But for the proviso the operation
of Rule 3(3)(ii) would be inconsistent with Sec. 3(1A) of the Act.
Equally
though the doctrine 'Reading down' is a settled principle of
law, its application to the facts of the case would lead to injustice to the
officers promoted earlier to the appellants. A writ of mandamus commanding the
respondents to give full benefit of weightage of Rule 3(3)(ii)(a)&(b) of
the First Amendment Rules would amount to direct the executive to disobey the
proviso which is now held to be intra vires of the Constitutions. [407-D] 3.03.
The proviso to Rule 3(3)(ii) of the First Amendment Rules is consistent with
section 3(1A) of the Act and it is not ultra vires of the power the Central
Govt. nor it offends Arts. 14 and 16(1) of the Constitution. [409-A] 3.04.
There is a distinction between right and interest. No one has a vested right to
promotion or seniority, but an officer has an interest to seniority acquired by
working out the rule. Of course, it could be taken away only by operation of
valid law. [408-E] 3.05. Law itself may protect the legitimate interest in
seniority while granting relief to persons similarly circumstanced like the one
under sec. 3(1A) of the Act read with proviso to Rule 3(3) (ii) & (iii) of
the First Amendment Rules. It was neither void nor ultra vires offending Arts. 14
and 16(1) of the Constitution. [410-C] State of Jammu & Kashmir v. T.N.
Khosa, [1974] 1 SCR 771 at 779; J. Kumar v. Union of India, [1982] 3 SCR 453 at
463 and Union of India v. P.K Roy, 11968] 2 SCR 186 at 201- 202, distinguished.
D.S.
Nakara v. Union of India,. [1983] 2 SCR 165; B. Prabhakar Rao v. State of A.P., [1985] 2 Supp. SCR 379 and A.K Bhatnagar v. Union
of India, [1991] 1 SCC 544, referred to.
4.01.
Consultation is a process which requires meeting of minds between the parties
involved in the process of consultation on the material facts and points
involved to evolve a correct or at least satisfactory solution. There should be
meeting of minds between the proposer and the persons to be consulted on the
subject of consultation.
There
must be definite facts which constitute foundation and source for final
decision. [415-E] 4.02. The object of the consultation is to render
consultation meaningful to serve the intended purpose. Prior consultation in
that behalf is mandatory. [415-E] 4.03. When the offending action effects
fundamental rights or to effectuate built in insulation, as fair procedure,
consultation is mandatory and non-consultation renders the action ultra vires
or invalid or 4.04. When the opinion or advice binds the proposer, consultation
is mandatory and its infraction renders the action or order illegal. 1415-F]
4.05. When the opinion or advice or view does not bind the person or authority,
any action or decision taken contrary to the advice is not illegal, nor becomes
void.
[415-G]
4.06. When the object of the consultation is only to apprise of the proposed
action and when the opinion or advice is not binding on the authorities or
person and is not bound to be accepted, the prior consultation is only
directory. The authority proposing to take action should make known the general
scheme or outlines of the actions proposed to be taken, be put to notice of the
authority or the persons to be consulted, have the views or objections, taken
them into consideration, and there after, the authority or person would be
entitled or has/have authority to pass appropriate orders or take decision
thereon. In such circumstances it amounts to an action "after
consultation".
[415-H,
416-A-B] 4.07. No hard and fast rule could be laid, no useful purpose would be
served by formulating words or definitions nor would it be appropriate or lay
down the manner in which consultation must take place. It is for the Court to
determine in each case in the light of its facts and cir cumstances whether the
action is "after consultation", "was in fact consulted" or
was it a "sufficient consultation".
[416-C]
4.08. Where any action is legislative in character, the consultation envisages
like one under Sec. 3 (1) of the Act, that the Central Govt. is to intimate to
the State Governments concerned of the proposed action in general outlines and
on receiving the objections or suggestions, the Central Govt. or Legislature is
free to evolve its policy decision, make appropriate legislation with necessary
additions or modification or omit the proposed one in draft bill or rules. The
revised draft bill or rules, amendments or additions in the altered or modified
from need not again be communicated to all the concerned State Governments nor
have prior fresh consultation. Rules or Regulations being legislative in
character, would tacitly receive the approval of the State Governments through
the people's representatives when laid on the floor of each House of
Parliament. The Act or the Rule made at the final shape is not rendered void or
ultra vires or invalid for non- consultation. [416-D-F] 4.09 The proposal for
amending the new Seniority Rules in the draft was only for inviting discussion
and suggestions on the scope and ambit of the proposed law and the effect of
the operation of the First Amendment Rules.
Keeping
the operational effect in view the proposed amendment could be modified or
deleted or altered. [416-G] 4.10 The Central Govt. is not bound to accept all
or every proposal or counter proposal. Consultation with the Ministry of Law
would be sufficient. Thereby the Central Govt. is not precluded to revise the
draft rules in the light of the consultation and advice. [416-H] 4.11 The
general consultation had by the Central Govt.
with
the State Govts. and Union Territories was sufficient and it was not necessary to have prior
consultation again to bring the proviso on statutes as part of the First
Amendment Rules. [417-B] 4.12 By operation of sub-sec. (2) of Sec. 3 the rules
were laid on the floor of each House of the Parliament.
There
were no suggestions or alterations made by either House of Parliaments. Thus
the First Amendment Rules stood approved by the Parliament. [417-C] 4.13 The
failure to consult all the State Governments or Union Territories on the
proviso to Rule 3(3) (ii) or (iii) of the First Amendment Rules does not render
the proviso ultra vires, invalid or void. [417-D] Union of India v. Sankalchand
Himatlal Sheth & Anr., [1977] 4 SCC 193; R. Pushpam v. State of Madras, AIR
1953 Madras 392; State of U.P. v. Manmohan Lal Srivastava, [1958] SCR 533 at
542; U.R. Bhatt v. Union of India, AIR 1962 SC 1344; Ram Gopal Chaturvedi v.
State of Madhya Pradesh, [1970] 1 SCR 472; N. Raghavendra Rao v. Dy.
Commissioner, South Kanara, Mangalore, [1964] 7 SCR 549; Mohd. Sujat Ali &
Ors. v. Union of India, [1975] 1 SCR 449 at 469-471;
Chandramouleshwar
Prasad v. Patna High Court & Ors., [1970] 2 SCR
666 at 674-675; Narain Sankaran Mooss v. State of Kerala & Anr, [1974] 2
SCR 60; Naraindas Indurkhya v. State of M.P. & Ors., [1974] 3 SCR 628;
Hindustan Zinc Ltd. v.
A.P.
Electricity Board, Ors., [1991] 3 SCC 299; Rollo & Anr. v. Minister of Town
& Country Planning, [1948] 1 All Eng.
Reports
13; Electher & Ors. v. Minister of Town & Country Planning, [1947] 2
All. Eng. Reports 496; Sinfield & Ors. v.
London Transport Executive, Law Reports
1970 Chancery Divn., Derham & Anr. v. Church Commissioners for England, 1954 Appeal Cases 245 and Port
Louis Corporation v. Attorney General of Mauritius, 1965 Appeal Cases 1111,
referred to.
Union
of India & Ors. v. Dr. S. Krishna Murthy & Ors.,[1989] 4 SCC 689,
distinguished.
ORIGINAL
JURISDICTION: Writ Petition (C) No. 499 of 1991. (Under Article 32 of the
Constitution of India).
WITH Civil
Appeal Nos. 4788 & 4794 of 1992. C.S. Vaidyanathan, K. Lahiri, P.P.Rao, Vishwajeet
Singh, R.B. Misra, 4 R.K. Khanna, Surya Kant, R. Singhvi, C.V.S. Rao, Ms. A.
Subhashini, R.P. Singh, S.N. Terdol, A.
Sharan,
H.K. Puri, Ms. Abha Sharma and K.K. Lahiri for the appearing parties.
The
Judgment of the Court was delivered by K. RAMASWAMY, J. Special leave granted.
As the
trio raised common questions of law, they are disposed of by a common judgment.
The
1st petitioner in the Writ Petition is an Association representing the officers
of the State Civil Service of U.P. and petitioner Nos. 2 to 17 are its members.
some
of them and Bihar State Officers are the appellants in the two appeals
respectively. On January 19, 1984, the association represented to the Govt. of
India requesing to remove wide disparity prevailing in different States of
promotional avenues from the State Civil Services to All India Administrative
Service. The officers from Andhra Pradesh and Kerala, on completion of 8 to 9
years of service are becoming qualified for promotion to All India
Administrative Service, while the officers from States like Uttar Pradesh and
Bihar would get chance only after putting 24 to 27 years of service. The
Estimate Committee of Seventh Lok Sabha too in its 77th Report highlighted the
injustice.
A
committee of A senior Secretaries constituted by the Union Govt. recommended,
after due consideration, to evolve equitable principles of comparable seniority
from different States for promotion to Indian Administrative Service.
Pursuant
thereto the Central Govt. proposed to amend the Indian Administrative Service
(Regulation of Seniority) Rules, 1954, for short 'the Seniority Rules'. In the
meantime the Rules were repealed and replaced by I.A.S.
(Regulation
of Seniority) Rules, 1987 which came with effect from Nov. 6, 1987 for short
'New Seniority Rules'. The first respondent issued (Circular letter dated
September 9, 1986 to the State Govts. indicating amendments for fixation of
seniority of officers promoted from State Civil Services' to I.A.S. to give
weightage over and above 4 years in the assignment of year of allotment as per
the existing relevant rules, namely, four years for the first 12 years State
service with additional weightage of one year for every two to three years'
completed service subject to a maximum of five years. After receiving
suggestions or comments from State Governments, the Central India exercising
the power under sub-sec. (1) of Sec. 3 of All India Service Act, 1951 for
short, 'the Act' amended the New Seniority Rules, 1987 which amendment was
published in the Gazette of India on February 3, 1989 for short the 'First
Amendment Rules'. The proviso thereto was made limiting its operation
prospectively from February 3, 1989. Putting the proviso and its prospective
operation in issue, the appellants from U.P.
in
Civil Appeal No. 4788 of 1992[S.L.P. (C) No. 13823 of 1991] filed Original
Application No. 18 of 1989 in the Central Administrative Tribunal, Allahabad at
Lucknow Circuit Bench, contending that they were promoted in 1980 onwards but
by limiting its application to November 6, 1987, they were discriminated. Bihar
Officers questioned the Rule in O.A. No. 136 of 1989 before the C.A.T. at
Patna. Therein the appellants though found to be entitled to the total
weightage of 9 years since their juniors were given 1983 as the year of
allotment by operation of proviso to Rule 3(3)(ii) of the First Amendment Rules
were given 1983 as the year of allotment. Thereby they were denied 3 years
weightage.
The
Tribunal at Lucknow held that the prospective operation
discriminated the Senior State Civil Service Officers but it refused to direct
the Union Govt. to amend the Rules with retrospective effect. However, the
Govt. of India was requested to reconsider the matter to give retrospective
operation to the First Amendment Rules. The Tribunal at Patna upheld the rules and dismissed the
application. The Officers from Uttar Pradesh through their Association filed
the Writ Petition under Art. 32 of the Constitution seeking writ of certiorari
to quash the order dated December 12, 1990 made by the Ministry of Personnel,
Public Grievance and Pension Department and for a mandamus to extend the
benefits flowing from the First Amendment Rules to its members promoted prior
to January 1988 and to the petitioners Nos. 2 to 17 in particular. It is needless
to state that the First Amendment Rules would operate with full effect from
1992, while the Promotee Officers promoted between 1988 to 1991 would reap
partial benefit.
Rule 3
of the Seniority Rules, 1954 postulated assignment of the year allotment as per
the Rules to every officer appointed to the Indian Administrative Service, be
it a direct recruit or a Promotee officer. The Promotee officer appointed in
accordance with rule 9 of the IAS Recruitment Rules read with regulation 9 of
IAS Promotion Regulations shall be allotted an year of allotment next below the
junior most direct recruit officer recruited in accordance with rule 7 of the
Recruitment Rules (Direct Recruitment Rules) and who officiated continuously in
a senior post from a date earlier than the date of the commencement of such
officiation by the Promotee officer.
Under
the New Seniority Rules 1987, rule 3(1) postulates that every officer shall be
assigned year of allotment in accordance with the provisions hereinafter
contained in the rules. The year of allotment of an officer in service at the
commencement of the amended Seniority Rules shall be the same as per the rule
3(2) as has been assigned to him by the Central Govt. in accordance with the
orders and instructions in force immediately before the commencement of the New
Seniority Rules. Sub-rule (3) of Rule 3 provides thus:
"3(3)
The year of allotment of an officer appointed to the Service after the
commencement of these rules shall be as follows:
3(3)(i)
the year of allotment of a direct recruit officer shall be the year following
the year in which the competitive examination was held:
Provided
that if a direct recruit officer is permitted to join probationary training
under rule 5(1) of the IAS (Probation) Rules, 1954, with direct recruit
officers of a subsequent year of allotment, then he shall be assigned that
subsequent year as the year of allotment.
3(ii)
The year of allotment of a promotee officer shall be determined in the
following manner]:- (a) For the service rendered by him in the State Civil
Service upto twelve years, in the rank not below that of a Deputy Collector or
equivalent, he shall be given a weightage of four year towards fixation of the
year of allotment;
(b) He
shall also be given a weightage of one year for every completed three years of
service beyond the period of twelve years, referred to in sub-clause (a),
subject to a maximum weightage of five years. In the calculation, fractions are
to be ignored.
(c)
The weightage mentioned in sub- clause (b) shall be calculated with effect from
the year in which the officer is appointed to the service:
Provided
that he shall not be assigned a year of allotment earlier than the year of
allotment assigned to an officer senior, to him in that select list or
appointed to the service on the basis of an earlier Select List.
3(3)
(iii) The year of allotment of an officer appointed by selection shall be
determined in the following manner:
a) for
the first 12 years of gazetted service, he shall be given a weightage of 4
years towards fixation of the year of allotment;
(b) he
shall also be given a weightage of one year for every completed 3 years of
service beyond the period of 12 years, referred to in sub-clause (a), subject
to a maximum weightage of 5 years. In this calculation, fractions are to be
ignored;
(c) the
weightage mentioned in sub- clause (b) shall be calculated with effect from the
year in which the officer is A appointed to the service:
Provided
that he shall not become senior to another non-State Civil Service Officer
already appointed in the service.
Provided
further that he shall not be allotted a year earlier than the year of allotment
assigned to an officer already appointed to the service in accordance with
sub-rule (1) of rule 8 of the Recruitment Rules, whose length of class I
continuous service in the State Civil Service in the State Civil Service is
equal to or more than the length of Class I continuous service of the former in
connection with the affairs of the State".
A
plain and fair reading of the sub-rules manifests the Central Govt's intention
that the year of allotment of a direct recruit officer shall be the year
following the year in which the competitive examination was held. If any such
officer was permitted to join probationary training with direct recruit
officers of a subsequent year of allotment then he shall be assigned that
subsequent year as the year of allotment. In determining the seniority of a
promotee officer in assigning year of allotment, the service rendered in the
State Civil Service upto 12 years as Dy. Collector, or equivalent posts,
weightage of 4 years shall be given. In addition he/she shall also be given
further benefit of one year weightage of every completed 3 years of service,
beyond the period of 12 years, subject to a maximum weightage of 5 years. In
its calculations fractions are to be ignored. the weightage shall be computed
from the year of appointment of the officer to the service. The offending
proviso limits the operation of Rule 3(3)(ii)(a) and (b) that such an officer
shall not be assigned an year of allotment earlier than the year of allotment
assigned to the officers senior to him in that select list or appointed on the
basis of an earlier select list. Under rule 3(3) (iii) also, though not
relevant for the purpose of the case but serves as an analogy, that the year of
allotment of an officer appointed by selection shall also be given the year of
allotment in the same manner as adumbrated in sub-rule 3(3) (ii) and its effect
also was circumscribed under the proviso that he shall not become senior to
another non-State Civil Service Officer already appointed to the service. It
is, therefore, clear that the New Seniority Rules were to be operative from
November 6, 1987 and the First Amendment Rules from February 3, 1989 with the
result that in assigning the year of A allotment, full weightage of 9 years'
eligible service was given to the promotee State Civil Service Officers.
However, the senior officer to him/her appointed from the State Civil Service
earlier in the same select list or one above him in the previous select list
shall remain senior to him. Thereby the proviso averted the effect of pushing
an officer who gained entry into IAS service by application of rule of
weightage in 3(3)(ii) of the rules down in seniority. It is settled law that
ability, merit and suitability are the criteria to select an officer of the
State Civil Service for inclusion in the select list for promotion under
regulation 9 of the IAS Promotion Regulations, 1955 read with rule 9 of the IAS
Recruitment Rules, 1954. In that behalf no change was brought about. A junior
officer who thus superseded a senior State Civil Officer became entitled to
carry his year of allotment and became senior to him in the cadre of l.A.S.
But
for the proviso, the operation of Rule 3(3)(ii), the senior officer would have
been saddled with the disability to be pushed down in seniority which would
have nullified and frustrated the hard earned earlier promotion and
consequential effect on seniority earned by dint of merit and ability.
Moreover, the entry into the service is from different streams and
predominantly by direct recruitment and promotion. The direct recruit gets his
year of allotment from the succeeding year of his recruitment. The direct
recruit officers appointed earlier to 1988 also would be adversely effected in
their seniority.
Under
sec. 3(2) of the Act, every rule made by the Central Govt. under sec.3(1) and
every regulation made thereunder or in pursuance of any such rules, shall be
laid, as soon as may be, after such or regulation is made, before each House of
Parliament while in session. Before the expiry of the session, if both Houses
agree to make any modification to such rules or regulations or both Houses
agree to make any modification to such rules or regulations or both Houses
agree that such rules or regulations should not be made, the rule or regulation
shall thereafter have effect, only in such modified form or be of no effect as
the case may be. SO, however, that any such modification or annulment shall be,
without prejudice to the validity of anything previously done under that rule
or the regulation.
Thereby
the rules or regulations made in exercise of the power under sec. 3(1) of the
Act regulating recruitment and the conditions of service for persons appointed
to an All India Service are statutory in character.
No
statute shall be construed so as to have retrospective operation unless its
language is such as plainly to require such construction. The Legislature, as
its policy, give effect to the statute or statutory rule from a specified time
or from the date of its publication in the State Gazette. It is equally settled
law that court would issue no mandamus to the legislature to make law much less
retrospectively. It is the settled cannons of construction that every word,
phrase or sentence in the statute and all the provisions read together shall be
given full force and effect and no provision shall be rendered surplusage or
nugatory. I is equally settled law that the mere fact that the result of a
statue may be unjust, does not entitle the court to refuse to give effect to
it.
However,
if two reasonable interpretations are possible, the court would adopt that
construction which is just, reasonable or sensible. Courts cannot substitute
the words or phrases or supply casus omissus. The court could in an appropriate
case iron out the creases to remove ambiguity to give full force and effect to
the legislative intention. But the intention must be gathered by putting up
fair construction of all the provisions reading together. This endeavour would
be to avoid absurdity or unintended unjust results by applying the doctrine of
purposive construction.
In
Smt. Hire Devi & Ors. v. District Board, Shahjahanpur, [1952] SCR 1131, the
constitution bench of this court interpreting sections 70 and 90 of the U.P.
District
Board Act, in particular, the expression. "orders of any authority whose
sanction is necessary", held that " No doubt it is the duty of the
court to try to harmonise various provisions of an Act passed by the
Legislature. But it is certainly not the duty of the court to stretch the words
used by the Legislature to fill in gaps or omissions in the provisions of an
Act". In Nalinakhaya Bysck v. Shyam Suder haldar 7 Ors.[1953] SCR 533 at
545, this court held that it is not competent to any court to proceed upon the
assumption that the Legislature has made a mistake. The court must proceed on
the footing that the Legislature intended what it has said. Even if there is
some defect in the phraseology used by the Legislature the court cannot aid the
Legislature's defective phrasing of an act or add or amend or, by construction
make up deficiencies which are left in the Act. The approach adopted contra by
the High Court was held illegal. In Commissioner of Sales Tax, U.P.
v.
Auriya Chamber of Commerce, Allahabad, [1986] 2 SCR 430 at 438, this court held
that in a developing country like ours any legal system may permit judges to
play a creative role and innovate to ensure justice without doing violence to
the norm as set by legislation. But to invoke judicial activism to set at
naught legislative judgment is subversive of the constitutional harmony and
comity of in strumentalities.
Thus
it is settled law that where the intention of statutory amendment is clear and
expressive, words cannot be interpolated. In the first place they are not, in
the case, needed. If they should be added, the statute would more than likely
fail to carry out the legislative intent. The words are the skin of the language
which the Legislature intended to convey. Where the meaning of the legislative
intent is what the statute says to be so. If the language is plain, clear and
explicit, it must be given effect and the question of interpretation does not
arise. If found ambiguous or unintended, the court can at best iron out the
creases. Any wrong order or defective legislation cannot be righted merely
because it is wrong. At best the court can quash it, if it violates the
fundamental rights or is ultra vires of the power or manifestly illegal
vitiated by fundamental laws or gross miscarriage of justice. It could thus be
held that the legislature intended that the First Amendment Rules would operate
prospectively from February 3, 1989, the date of their publication in the
Gazette of India. Its policy is explicit and unambiguous. Rule 3(3) (ii)
intended to remedy the imbalances while at the same time the proviso intended
to operate prospectively to avert injustice to the officers recruited/promoted
earlier than the officer promoted later to that date.
Whether
the proviso is violative of Art. 14 and Art.
16(1)
of the Constitution of India? Undoubtedly all the promotees form the state
civil service constitute a class preceding or succeeding or succeeding the
First Amendment Rules. The purpose of temporary truce carved out by the proviso
is self-evident. By dint of merit, ability and suitability a junior officer
could seal a march over the senior officers in the state civil service and get
entry into the Indian Administrative services earlier to the senior officers
and thus becomes a member of the Indian Administrative services officer, who
was superseded and subsequently became qualified for inclusion in the select
list, after the New seniority Rules or the First Amendment Rules came into
force, indisputably would be junior in I.A.S. cadre to his erstwhile junior
officers in state civil services. If he gets benefit of the free play of the
First Amendment Rules, it would have the inevitable effect of depriving and he
would be pushed down and would again become junior to him in senior officer,
though had varied length of services, but because of late promotion to Indian
Administrative service, would receive and forego proportionate weightage of
past service for a short period till the rules fully become operational. The
first Amendment Rules doubtless provided the weightage to a maximum of 9 years
and would track back the year of allotment anterior to the date of inclusion in
the select list under the Recruitment Rules read with Promotion Regulations.
The proviso intended to protect the seniority of the officer promoted/appointed
earlier than the appellants and its effect would be that till rule 3(3) (ii)
fully becomes operational graded weightage was given to the promotees. In other
words it prevented to get seniority earlier to the date of his/her appointment
to the Indian Administrative service. Equally it intended not to let endless
compulsive circumstances denied the benefits of full 9 years weightage to
officers promoted during 1987 to 1992. The discrimination, though is prevented
unequals to become equals. The contention of sri P.P Rao, therefore, that
invidious discrimination was meted out to senior officers and that they are
similarly circumstanced are devoid of force.
This
Court by a Constitution Bench in the state of Jammu & Kashmir V. T. N.
Khosa, [1974] 1 SCR 453 at 463, held that the amended rules varying the
conditions of service would operate in future and governs the future rights of
the existing personnel. The promoted state civil Service Officers who had
already the year of allotment in I.A.S cadre are not discriminated. But the
benefit o f full weightage of 9 years was cut down and applied in varied degree
to officers promoted during the transitional period to prevent unjust results
and to mete out justice to the junior officers or officers promoted earlier and
upto 1992.
It is
equally settled law that in an affirmative action the court strike down a rule
which offends the right to equality enshrined in Arts. 14 and 16(1) of the
Constitution like the one arose in D.S. Nakara v. Union of India, [1983] 2 SCR
165 and B. Prabhakar Rao v. state of A.P., [1985]2 suppl, SCR 379, this court
extended parity in an affirmative action by reading the rule down without doing
violence to the language or injustice to others. The application of the First
Amendment Rule has the inevitable and insiduous effect of doing injustice to
the direct recruit/promotee officers or officers promoted earlier to Feb. 3
1989 and the proviso avoided such injustice to the date of promotion to I.A.S
the rule to all the senior irrespective of the date of promotion to I.A.S.
cadre would land in or lead to inequitous or unjust results which itself is
unfair, arbitrary and unjust results which itself is unfair, arbitrary and
unjust, offending Art. 14 of the Constitution.
To
avoid such unconstitutional consequences the proviso to rule 3(3) (ii) of the
First Amendment Rules was made. The doctrine or kicking down or picking up, put
forth in Union of India v. P.K. Roy, [1968] 2 SCR 1986 at 201-202, equally
cannot be extended to the facts of the case. But for the proviso the operation
of rule 3(3) (ii) would be inconsistent with sec. 3(1A) of the Act. Equally
though the doctrine of reading down is a settled principle of law, its
application to the facts of the case would lead to injustice to the officers
promoted earlier to the appellants. A writ of mandamus commanding the
respondents to give full benefit of weightage of rule 3(3) (ii) and (b) of the
First Amendment Rules would amount to direct the executive to disobey the
proviso which is now held to be intra vires of the Constitution. In the light
of the above discussion no directions could be given to the central Govt. to
amend to Rules. Therefore, we have no hesitation to hold that though Govt. of
India has power to amend the New Seniority Rules by First Amendment Rules
prospectively giving weightage of total 9 years services to promotee officers
of state Civil services in assigning a year of allotment, no direction or
mandamus could be issued commanding the Central Govt. To disobey the proviso or
to apply the rules retrospectively to all the officers even to word out
monetary benefits as contended by sri Vaidyanathan. His further contention that
the First Amendment Rules would be applied with effect form the date of the New
seniority Rules or date of intimation of the proposed First Amendment Rules to
the state Government for limited retrospectivity also cannot be acceded to for
the same reasons.
In
this context it is necessary to note that Sec. 3(1A) of the Act which provides:
"3(1A)
The power to make rules conferred by this section shall include the power to
give retrospective effect from a date not earlier than the date of commencement
of commencement of this Act, to the rules or any of them but no retrospective
effect shall be given to any rule so as to prejudicially affect the interests
of any person to whom such rule may be applicable." Its bare reading
clearly indicates that the Rules made under the Act shall not be given
retrospective effect so as to prejudicially affect the "interest of any
person to whom such rules may be applicable". The attempt of Sri
Vidyanathan that this rule may be so read as applicable only to the promotee
officers vis-a-vis the senior promotee officers cannot be accepted. The Lucknow
Bench of the C.A.T glossed over it by adopting strange construction that since
the offending proviso to rule 3(3) (ii) of the First Amendment Rules would
apply to promotee officers inter se , sub-section (1) (a) of section 3 of the
Act would not apply to the direct recruits, to say the least, is disparate
construction. There is a distinction between right and interest. No one has
vested right to promotion or seniority, but an officer has an interest to seniority
, But an officer has an interest to seniority acquired by working out the rule.
Of course, it could be taken away only by operation of valid law. Sub-section
(1A) of sec. 3 of the Act enjoins the authorities not to give retrospective
effect to such a rule or regulation so as to avoid "Prejudicial affect to
the interest" of any person to whom such rule may be applicable. The
operation of law may have the effect of postponing the future consideration of
the claims or legitimate expectation of interest for promotion. Take a case as
an illustration. Articles 14 16(1), 16(4) ,335 and 46 read with proviso to Art.
309 of the Constitution empowers the President or the Governor to make satutory
rules of reservation, where there is no adequate representation to persons
belonging to scheduled castes and scheduled Tribes in a service or posts in
connection with the affairs of the Central Govt. or the state Government. By
operation of rule of reservation appointments or promotions given to a
Scheduled Caste or Scheduled Tribe officer, though prejudicially affect the
interest of officers of general category on parity of merit, in the larger
public interest by the operation of the rule of reservation discrimination in
favour of scheduled castes and scheduled Tribes ins constitutionally
permissible as class. Therefore, the proviso to rule 3(3) (ii) of the Amendment
Rules is consistent with section 3(1A) of the Act, and that therefore, it is not
ultra vires of the power of the central Govt. nor it offends Arts. 14 and 16(1)
of the constitution.
Counsel
for the appellants/petitioners are their contention that there is no vested
right to seniority and is variable and defeasible by operation of law. In A.K.
Bhatnagar v. Union of India,[1991] 1 SCR 544 this court held that seniority is
an incidence of services and when rules prescribe the method of computation, It
is squarely governed by such rules. This would be amplified by following
hypothetical illustrations. In a direct recruitment the seniority would be
arranged in the order of merit and it starts from the date of joining the duty.
Suppose 'A' to 'D' were appointed on the same day and 'A' was senior most among
them. But 'A' did not pass the prescribed tests and for varied reasons 'A's
probation was confirmed after a long period. In the meanwhile 'B' to 'D' were
confirmed 'B' to 'D' thereby became senior to 'A' though appointed in the same
day and 'A' was no. I among them. Suppose probation was not declared mala fide
resulting in delayed confirmation and 'A' challenged it in a court of law
issued by the court to confirm 'A' challenged it in court of law and succeeded
in proving mala fide action and consequential direction was issued by the court
to confirm 'A' from the date of his appointment. Though 'B' to 'D' become seniors
to 'A' later confirmation and the consequential defeasance of acquired
seniority. An empolyee has an interest in the accrued seniority which by
operation of law also is liable to be varied. by 'A' later confirmation and the
consequential defeasance of acquired seniority. An employee has an interest in
the accrued seniority which by operation of law also is liable to be varied.
Suppose 'A' to 'D' were appointed on the same day by direct recruitment 'A' and
'D' are general candidates and 'B' and 'C' though far below in merit and yet
were assigned 2nd and 3rd places as per roster and 'D' lost seniority though
secured at the competitive examination due to operation of roster system 'D'
became junior to 'B' and 'C'. BY operation of law 'D' s legitimate interest was
thereby defeated. suppose in promotion posts also similar situation may emerge.
'A' though senior most in the feeder cadre, due to pendency of charges, he was
superseded by 'B' to 'D' and thereby they gained early entry into promoted
posts and thereby was promoted. Though 'B' to 'D' became initially seniors to
'A' he was rested to his seniority in 'D' became initially seniors to 'A' he
was restored to his seniority in promotion posts as well and 'B' to 'D'
interest was defeated. Suppose the promotion was on the basis of merit and
ability 'D' was found to be more meritorious and was promoted earlier to `A' to
`C', `D' thereby would become senior to `A' to `C' though he was junior most in
the feeder service. The right to seniority and interest thereby were varied by
operation of law.
Suppose
`B' and `C' also have the benefit of reservation in promotion as well and by
its application they were promoted earlier to `A' though the latter was more
meritorious. `A' was later on promoted. He cannot claim his seniority over `B'
and `C' who scaled a march over `A' and became senior to `A' in promoted cadre
or service. The seniority of `A' thereby was varied. However, law itself may
protect the legitimate interest in seniority while granting relief to persons similarly
circumstanced like the one under sec.
3(1A)
of the Act read with proviso to Rule 3(3)(ii) & (iii) of the First
Amendment Rules. It was neither void nor ultra vires offending Arts. 14 and
16(1) of the Constitution.
Admittedly,
the draft of the First Amendment Rules, as circulated to the State Government
did not contain the offending proviso. It is stated in the counter affidavit
filed on behalf of the Central Govt. that some of the State Government had
suggested to incorporate the proviso and after necessary consultation the
proviso was added to the First Amendment Rule. Section 3(1) of the Act provide
thus:
"3(1)
Regulation of recruitment and conditions of services. (1) The Central Govt.
may, after consultation with the Governments of the State concerned (including
the State of Jammu and Kashmir), (and by notification in the Official Gazette)
make rules for the regulation of recruitment, and the conditions of service of
persons appointed to an All India Service." It is thereby clear that sec.
3(1) empowers the Central Govt. to make any rule regulating the recruitment and
the conditions of service of All India Service, which include amendment from
time to time, but the rider it engrafted is that the power should be exercised
"after consultation with the Governments of the State concerned". It
is already held that by operation of sub-section (2) of section 3 of the Act,
the rules or regulations are statutory in character.
The
meaning of the word `consultation' was considered in catena of case. This Court
in Union of India v. Sankalchand Himatlal Sheth & Anr.,[1977] 4 SCC 193,
held that the word "consult" implies a conference of two or more
persons or an impact of two or more minds in respect of a topics in order to
enable them to evolve a correct or at least a satisfactory solution. In order
that the two minds may be able to confer and produce a mutual impact it is
essential that each must have for its consideration full and identical facts
which can at one contitute both the source and foundation of the final
decision. In that case the question related to the transfer of a High Court
from one High Court to another. In that context this court considered whether
sounding of the Chief Justice of India without meaningful consultation would be
proper discharge of the constitutional obligation by the President. In that
context the principle of law laid was that the respective view point of the
Govt.
and
the Chief Justice must be known to each other and both were to the discuss and
examine the merits of the proposed transfer. The meaning of the word
"consultation" was evaluated in that backdrop. This Court approved
the dictum laid by K. Subba Rao. J., as he then was, in R.Pushpam v. State of
Madras, AIR 1953 Madras 392.
In
State of U.P. v. Manmohan Lal Srivastava, [1958] SCR 533 at 542, the word
"consultation" in Art. 320 of the Constitution of India was
considered by a Constitution Bench. It was held that the word
"consultation" did not envisage mandatory character for consultation,
but the Constitution makers allowed the discretion to the appointing authority
to consult the Public Service Commission. But the executive Govt. cannot
completely ignore the existence of the Public Service Commission or to pick up
and choose cases in which it may or may not be consulted. However, prior
consultation was held to be not mandatory for removal of a Govt. servant as the
Central Govt. has not been tied down by the advice of the U.P.S.C. This court
did not extend the rule of consultation to making the advice of the Commission
on those matter binding on the Govt. In the absence of a binding character,
this Court held that non-compliance of Art. 320(3)(c) would not have the effect
of nullifying the final order passed by the Govt. of removal of the Govt.
servant
from service. In U.R. Bhatt v. Union of India, AIR 1962 SC 1344, this Court
held that the absence of consultation of the Public Service Commission or any
irregularity in consultation under Art. 320 does not effect the ultimate
decision taken by the authority under Art. 311 of the Constitution. In Ram
Gopal Chaturvedi v. State of Madhya Pradesh,
[1970] 1 SCR 472, the same view was reiterated. In N. Raghavendra Rao v. Dy.
Commissioner, South
Kanara, Mangalore,
[1964] 7 SCR 549, words "prior approval" of the Central Govt. in
construing the proviso to sec. 115(7) of S.R. Act of the words of varying the
conditions of service the Constitution Bench held that "prior
approval" would include general approval to the variation in the
conditions of service with certain limits indicated by the Central Govt. Same
view was reiterated by another Constitution Bench in Mohd. Sujat Ali & Ors.
v. Union of India., [1975] 1 SCR 449 at
469-471.
In
Chandramouleshwar Prasad v. Patna High
Court & Ors. [1970] 2 SCR 666 at 674 & 675, construing the word
"consultation" in Art. 233 of the Constitution, another Constitution
Bench in the context of removal of a District Judge by the Governor on the
recommedation of the High Court, held that "consultation" or
"deliberation" is not complete or effective unless the parties
thereto, i.e., the State Govt. and High Court make their respective points of
view known to each other and discuss and examine the relative merits of their
views. If the one party makes a proposal to the other who has a counter proposal
in his mind which is not communicated to the proposer the direction to give
effect to the counter proposal without anything more, cannot be said to have
been issued after consultation. In that case it was held that the absence of
any consultation with the High Court rendered the order to removal dated October 17, 1968 passed by the State Govt. illegal.
In
Narain Sankaran Mooss v. State of Kerala & Anr., [1974] 2 SCR 60, the facts
were that the State Govt., exercising the power under Sec. 4 (1) of the Electricity
Supply Act, cancelled the licence of the appellant without consulting the
Electricity Board. The question was whether cancellation would be ultra vires
of the power. While examining that question, this court considered whether
consultation was mandatory or directory, and held that the revocation of the
licence trenches into the right to carry on business guarantee under Art. 19(1)(g)
of the Constitution. Therefore, when the Act prescribed prior consultation of
the Electricity Board such condition was incorporated to prevent abuse to power
and to ensure just exercise of the power. Section 4 of the Electricity Supply
Act enjoins, in public interest, to consult the Board before revocation of the
licence. Consultation provided an additional safeguard to the license and when
revoking the licence the Govt. act in two stages. Before and after the
explanation was received and when the Govt. considered the explanation, it is
mandatory that it should consult the Electricity Board and non-consultation
rendered the order as void. Consultant of the Board, was therefore, held to be
a condition precedent for making order of revocation.
In
Naraindas Indurkhya v. State of M.P. & Ors., [1974] 3 SCR 628, M.P.
Madhyamik Siksha Adhiniyam Act, 1973 provided that before prescribing the
text-books the Chairman of the Board was to be consulted. Its infraction was
considered and held that any attempted exercise of the power by the State Govt.
without complying with this condition would be null and void. On the facts of
the case, it was held that the notification issued by the State Govt. without
consultation of Chairman was invalid being in breach of mandatory requirement
of the proviso to Sec.4 (1) of the Act.
In
Hindustan Zinc Ltd. v. A.P Electricity Board & Ors., [1991] 3 SCC 299 the
revision of tariff was effected without consulting the Consultative Council.
This Court held that the revision of tariff was a question of policy under Sec
78A of the Indian Electricity Supply Act. The failure of the Board to consult
the Consultative Council whether rendered the revision of tariff invalid. It
was held that the consequence of non-compliance of Sec. 16 was not provided and
the nature of the function of the Consultative Council and force of its advice
being at best only persuasive, it cannot be said that the revision of tariff,
without seeking the advice of the Consultative Council, rendered the revision
of tariff itself invalid. On the other hand the Board after revision of the
tariff has to place the revised tariff on the table of the House or Houses of
the Stat Legislature and such statement is open to discussion therein, the
Board is bound to take into consideration such modification, if made, or any
comments made on such statement by the State Legislature. Under those
circumstance it was held that the non-compliance of Sec 16(5) did not render
the revision of tariff invalid.
In
Rollo & Anr. v. Minister of Town & Country Planning [1948] 1 All Eng.
Report 13, Sec. 1(1) of the Towns Act, 1946 envisages the Minister of Town
& Country Planning after consultation with the local authorities, if
satisfied that it is expedient in the national interest that any area of land
should be developed as a new town by the Corporation established under the Act,
he may make an order designating that area as a site of the proposal of the new
town. On October 7, 1946 press notice was issued giving the date of meeting of
the representatives of the local authorities and the Minister explained in the
meeting what he had in his mind in arriving at the boundaries of the area.
Objections were raised and public enquiry was held. But actual explanation was
not sought from any local authorities. In those circumstance contention was
raised that there was no consultation as adumbrated under Sec. 1(1). Repelling
the contention, the House of Lords held that in the meeting the local
authorities clearly were informed of the general nature of the proposal, the
areas suggested, it size and what the Minister wished and intended to do.
Discussion was followed. Minutes were prepared and press notice was issued
stating what had happened. In those circumstance it was held that there was
consultation and the requirement was complied with. The ratio of Morris, J. in
Elecher & Ors. v. Minister of Town & Country Planning, [1947] 2 All.
Eng. Reports 496, was approved. The same view was reiterated in Sinfield &
Ors. v. London Transport Executive Law Report 1970 Chancery Divn.
In
Derham & Anr. v. Church Commissioners of England, 1954 Appeal Cases 245,
the Judicial Committee was to consider the question of consultation with Church
Commissioners of effecting the union of beneficers under Sec. 3(1) of the
Pastoral Reorganisation Measure, 1949 which postulates of "consultation so
far as is practicable".
Construing
the language it was held that a meeting was held explaining the proposed
scheme, the members of the Church though opposed the scheme, it was approved.
As such it was held that the action was valid and their was proper
consultation.
In
Port Louis Corporation v. Attorney General of Mauritius, 1965 Appeal Cases
1111, the local Govt. of Mauritius was empowered under the Local Government
Ordinance, 1962 by sec. 73 (1) to alter the boundries of any town, district or
village, after consultation with the local authorities concerned. The Governor
and Council of Ministers in May 1963 had in their minds to alter the boundaries
of Port Louis, so that the villages surrounding Port Louis Township would be
embraced within and would enlarge the area of the town of Port Louis. The
Minister by a letter asked the views of the local authorities, enclosing the
details of the proposed alternation and the map. Majority Councillors had
resigned on the ground that they has no mandate to express any views. On
subsequent nomination, those Councillors raised certain points and asked for
information, which was duly complied with. Further information was called for,
but the Minister refused to extend time nor supplied information. The Governor
in Council has issued a proclamation extending the boundaries of Port Louis
Action was initiated by the local authorities for declaration that the
proclamation was ultra vires, null and void in so far as it related to the
extended boundries of the town of Port Louis, contending that there had been no
consultation as required by Sec. 73 (1) of the Ordinance. The Judicial
Committee construing the word "after consultation" in that setting
held that the local authorities has received a clear proposal. The failure to
supply information by detailed answers to their questions would not render the
proclamation as invalid. Accordingly uphold the action as affirmed by the
Supreme Court of Mauritius.
The
ratio in Union of India & Ors. v. Dr. S. Krishna Murthy & Ors., [1989]
4 SCC 689, renders little assistance to the appellants. In that case the
question was the year of allotment under the Forest Service (Regulation of
Seniority) Rules, 1968. By fixation of the year of allotment it had
retrospective effect from the dated when the promotee was brought into select
list or the date of appointment whichever was later. Under those circumstance
it was held that retrospective operation of the rules did not prejudicely
affect any vested right much less any fundamental rights of the officers
recruited from the State service.
The
result of the above discussion leads to the following conclusions:
(1)
Consultation is a process which requires meeting of minds between the parties
involved to evolve a correct or at least satisfactory solution. There should be
meeting of mind between the proposer and the persons to be consulted on the
subject of consultation. There must be definite facts which constitute
foundation and source for final decision. The object of the consultation is to
render consultation meaningful to serve the intended purpose. Prior consultation
in that behalf is mandatory.
(2)
When the offending action effects fundamental rights or to effectuate built in
insulation, as fair procedure, consultation is mandatory and non-consultation
renders the action ultra vires or invalid or void.
(3) When
the opinion or advice binds the proposer, consultation is mandatory and its
infraction renders the action or order illegal.
(4)
When the opinion or advice or view does not bind the person or authority, any
action or decision taken contrary to the advice is not illegal, nor becomes
void.
(5)
When the object of the consultation is only to apprise of the proposed action
and when the opinion or advice is not binding on the authorities or person and
is not bound to be accepted, the prior consultation is only directory. The
authority proposing to take action should make known the general scheme or
outlines of the actions proposed to be taken, be put to notice of the authority
or the persons to be consulted; have the views or objections, taken them into
consideration, and thereafter, the authority or person would be entitled or
has/have authority to pass appropriate orders or take decision thereon. In such
circumstance it amounts to an action "after consultation".
(6) No
hard and fast rules could be laid, no useful purpose would be served by
formulating words or definitions nor would it be appropriate to lay down the
manner in which consultation must take place. It is for the Court to determine
in each case in the light of its facts and circumstances whether the action is
"after consultation";
"was
in fact consulted" or was it a "sufficient consultation".
(7)
Where any action is legislative in character, the consultation envisages like
one under Sec. 3(1) of the Act, that the Central Govt. is to intimate to the
State Governments concerned of the proposed action in general outline and on
receiving the objections or suggestions, the Central Govt. or Legislature is
free to evolve its policy decision, make appropriate legislation with necessary
additions or modification or omit the proposed one in draft bill or rules. The
revised draft bill or rules, amendments or additions in the altered or modified
form need not again be communicated to all the concerned State Governments nor
have prior fresh consultation Rules or Regulations being legislative in
character, would tacitly receive the approval of the State Government through
the people's representative when laid on the floor of each House of Parliament.
The Act or the Rule made at the final shape is not rendered void or ultra vires
or invalid for non-consultation.
The
proposal for amending the new Seniority Rules in the draft was only for
inviting discussion and suggestions on the scope and ambit of the proposed law
and the effect of the operation of the First Amendment Rules. Keeping the
operational effect in view the proposed amendment could be modified or deleted
or altered. The Central Govt. is not bound to accept all or every proposal or
counter proposal.
Consultation
with the Ministry of Law would be sufficient.
Thereby
the Central Govt. is not precluded to revise the draft rules in the light of
the consultation and advice. The Central Govt. had prior consultation with the
State Governments concerned and the Law Department.
In the
light of the above principle and applying them to the facts of this case we
have no hesitation to hold that the general consultation has by the Central
Govt. with the State Govts. and Union Territories was sufficient and it was not
necessary to have prior consultation again to bring the proviso on statutes as
part of the First Amendment Rules.
The
contention of Sri Vaidyanathan that the proviso is rendered void for the
absence of consultation of the State Govts. is devoid of any force.
By
operation of sub-sec. (2) of Sec. 3 the rules laid on the floor of each House
of the Parliament. There were no suggestions or alterations made by either
House of Parliament. Under the circumstance we have no hesitation to hold that
the failure to consult all the State Governments or Union Territories on the
proviso to rule 3(3)(ii) or (iii) of the First Amendment Rules does not render
the proviso ultra vires, invalid or void. Accordingly, we do not find any merit
to issue the writ as prayed for in the writ petition. The Writ Petition and
Civil Appeal arising out of S.L.P. (C) No. 12469/90 are dismissed. The appeal
arising out of S.L.P. (C) No. 13823/91 is allowed and the order of the Central
Administrative Tribunal, Allahabad Bench at Lucknow is set side. But in the circumstance parties are directed to bear their
own costs throughout.
VPR. WP
(C) No. 499/91-dismissed.
C.A. No. 4794/92-dismissed. C.A. No. 4788/92-allowed.
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