Vijayee
Singh & Ors Vs. State of Uttar Pradesh
[1990] INSC 149 (20
April 1990)
Reddy,
K. Jayachandra (J) Reddy, K. Jayachandra (J) Pandian, S.R. (J) Fathima Beevi,
M. (J)
CITATION:
1990 AIR 1459 1990 SCR (2) 573 1990 SCC (3) 190 JT 1990 (2) 596 1990 SCALE
(1)163
ACT:
Indian
Evidence Act: Section 105--Burden of proof--What is 'fact'--When proved--When
'disproved'--Presumption court is entitled to draw--What is.
HEAD NOTE:
14
accused were tried for offences under section 148 and 302 read with Section 149
of I.P.C. for the murder of two persons named Mahendra Singh and Virendra Singh
and injuries to 3 others named Vijay Narain Singh, P.W. 1, Uma Shankar Singh,
P.W. 2 and Kailash Singh. Accused No. 6 Chirkut Singh was further tried under
Section 307 I.P.C. for attempting to murder P.W. 1 and all the remaining
accused under section 307 read with Section 149 I.P.C. for causing injuries to Uma
Shankar and Kailash Singh. The trial court relying on the evidence of P.Ws 1
and 2 who were the main eye witnesses convicted all the 14 accused under
section 302 I.P.C. read with Section 149 I.P.C. and awarded them life
imprisonment.
The
convicted accused preferred appeals to the High Court and the State filed
appeals for enhancement of their sen- tence. A Division Bench of the Allahabad
High Court consist- ing of Justice Katju and Aggarwal heard the appeals. While
Justice Katju allowed the appeals by the accused and dis- missed the State
appeals, Justice Aggarwal disagreeing with him, dismissed all the appeals, both
by the accused and by the State. Consequently the matter was referred to a
third judge. Justice Seth who confirmed the conviction and sen- tence awarded
to accused Nos. 1, 3, 4 and 6 only and acquit- ted all the rest of the accused
on the view taken by him that the specific overt acts were attributable to only
these four accused and the rest should be given the benefit,of doubt.
Criminal
Appeals Nos. 375-377 of 1987 by special leave were preferred by the convicted
accused Nos. 1, 3, 4 and 6 and Criminal Appeals Nos. 372-374 of 1987 preferred
by the State against the acquittal of other accused. Accepting the plea of the
accused to the right of selfdefence but holding that they had definitely
exceeded this right when they went to the extent of intentionally shooting the
deceased to death and therefore the offence committed was one punishable under
section 574 304 Part I I.P.C. and not under Section 302 read with Sec- tion 149
I.P.C. Accordingly in partly allowing the Appeals filed by the convicted
accused and dismissing the State appeals, this Court,
HELD:
A fact is said to be "proved" when, after consid- ering the matters
before R, the Court either believes it to exist or considers its existence so
probable that a prudent man ought, under the circumstances of the particular
case, to act upon the supposition that it exists. [596G-H] A fact is said to be
'disproved' when, after considering the matters before it, the Court either
believes that it does not exist, or considers its non-existence so probable
that a prudent man ought, under the circumstances of the particular case, to
act upon the supposition that it does not exist. A fact is said to be "not
proved" when it is neither "proved" nor "disproved".
[596H; 597A] The maxim that the prosecution must prove its case beyond
reasonable doubt is a rule of caution laid down by the Courts of Law in respect
of assessing the evidence in criminal cases. [601E] Section 105 places
"burden of proof' on the accused in the first part and in the second part
there is a presumption which the Court can draw regarding the absence of the
cir- cumstances, which presumption is always rebuttable. Taking the section as
a whole the "burden of proof" and the pre- sumption have to be
considered together. It is exiomatic when the evidence is sufficient as to
prove the existence of a fact conclusively then no difficulty arises. But where
the accused introduces material to displace the presumption which may affect
the prosecution,case or create a reasonable doubt about the existence of one or
other ingredients of the offence and then it would amount to a case where
prosecution failed to prove its own case beyond reasonable doubt.
[601F-G]
The initial obligatory presumption regarding circum- stances gets lifted when a
plea of exception is raised. More so when there are circumstances on the
record, gathered from the prosecution evidence, chief and cross examinations,
probabilities and circumstances, if any, introduced by the accused, either by
adducing evidence or otherwise creating a reasonable doubt about the existence
of the ingredients of the offence. In case of such a reasonable doubt, the
Court has to give the benefit of the same to the accused. [601H;
602A] The
presumption regarding the absence of existence of circumstances regarding the
exception can be rebutted by the accused by intro- 575 ducing evidence. If from
such a rebuttal, a reasonable doubt arises regarding his guilt, the accused
should get the benefit of the same. Such a reasonable doubt consequently
negatives one or more of the ingredients of the offence charged, for instance,
from such a rebuttal evidence, a reasonable doubt arises about the right of
private defence then it follows that the prosecution has not established the
necessary ingredients of intention to commit the offence. In that way the
benefit of a reasonable doubt which arises from the legal and factual
considerations even under Section 105 of the Evidence Act should necessarily go
to the accused.
[602C-E]
Section 3 is so worded as to provide for two conditions of mind, first, that in
which a man feels absolutely certain of fact, in other words, "believes it
to exist" and secondly in which though he may not feel absolutely certain
of a fact, he thinks it so extremely probable that a prudent man would under the
circumstances act on the assumption of its existence. [602G-H; 603A] The
Evidence Act while adopting the requirement of the prudent man as an
appropriate concrete standard by which to measure proof at the same time
contemplates of giving full effect to be given to circumstances or condition of
proba- bility or improbability. It is this degree of certainty to be arrived
where the circumstances before a fact can be said to be proved. [603D] The
general burden of establishing the guilt of accused is always on the prosecution
and it never shifts. Even in respect of the cases covered by Section 105 the
prosecution is not absolved of its duty of discharging the burden. The accused
may raise a plea of exception either by pleading the same specifically or by
relying on the probabilities and circumstances obtaining in the case. [606F-G]
In the instant case, as per the evidence of the material witnesses, the two
deceased were only proceeding alongwith the rasta towards the pump set for
taking bath. Even in the plea set up by accused No. 6 it is not stated
specifically that deceased Nos. 1 and 2 were armed with any deadly weap- ons.
Therefore, the assailants had definitely exceeded the right of private defence
when they went to the extent of intentionally shooting them to death by
inflicting bullet injuries. Therefore, the offence committed by them would be
one punishable under Section 304 Part I I.P.C. The convic- tion of accused No.
1, 3, 4 and 6 under Section 302 read with Section 149 I.P.C. and the sentence
of rigorous impris- onment for life awarded thereunder is set aside and instead
they are 576 convicted under Section 304 Part I read with Section 34 I.P.C. and
each of them sentenced to undergo rigorous im- prisonment for 10 years. Their
other convictions/sentences are confirmed the sentences to run concurrently. [608C-E]
Mohar Rai & Bharath Rai v. The State of Bihar, [1968] 3 S.C.R. 525; Lakshmi Singh & Ors. v. State of Bihar, [1976] 4 SCC 394; Pratap v. State
of Uttar Pradesh, AIR 1976 S.C. 966; Woolmington v. The
Director of Public Prosecutions, [1935] Appeal Cases 462; Emperor v. U. Damapala,
AIR 1937 Rangcon 83; Parbhoo & Ors. v. Emperor, AIR 1941 Allahabad 402;
K.M. Nanavati v. State of Maharashtra, [1962] Suppl. 1 SCR 567; Dahyabhai Chhaganbhai
Thakkar v. State of Gujarat, AIR 1964 S.C. 1563; Rishi Kesh Singh & Ors. v.
The State, AIR 1970 Allahabad 51; Bhikari v. State of Uttar Pradesh, AIR 1966
S.C. 1; Behram Khurshed Pesikaka v. The State of Bombay, [1955] 1 SCR 613;
Government of Bombay v. Sakur, AIR 1947 Bombay 38; State of Uttar Pradesh v.
Ram Swarup, AIR 1974 S.C. 1570; Mohd. Ramzani v. State of Delhi, AIR 1980 S.C.
1341; State v. Bhima Devraj, AIR 1956 Sau. 77; Miller v. Minister of Pensions,
[1947] 2 All ER 373; C.S.D. Swami v. The State, AIR 1960 S.C. 7; V.D. Jhingan
v. State of Uttar Pradesh, AIR 1966 S.C. 1762; Harbhaian Singh v. State of
Punjab, AIR 1966 S.C. 97; Amjad Khan v. The State, [1952] S.C.R. 567 and Puran
Singh & Ors. v. State of Punjab, AIR 1975 S.C. 1674, referred to
CRIMINAL
APPELLATE JURISDICTION: Criminal Appeal Nos. 375-77 of 1987.
From
the Judgment and Order dated 22.10.1984 in the Allahabad High Court in Crl. A.
Nos. 1925, 1808 of 1981 and Government Appeal No. 2599 of 1981.
R.K. Garg,
Prith Raj, U.R. Lalit, R.L. Kohli, Shivpujan Singh, Manoj Prashad, Dalveer Bhandari,
T. Sridharan (N.P.) and B.S. Chauhan for the appearing parties.
The
Judgment of the Court was delivered by K. JAYACHANDRA REDDY, J. On 29.5. 1981
at about 8 A.M. a grave rioting took place in the village of Tirro in Varanasi District. 1n the course of the said rioting two
persons Mahendra Singh and Virendra Singh deceased Nos. 1 and 2 were killed and
Vijay Narain Singh, P.W. 1, Uma Shankar Singh, P.W. 2 and one Kailash Singh 577
received injuries. In respect of these offences 14 accused were tried under
Sections 148 and 302 read with Sec. 149 I.P.C. Chirkut Singh, Accused No. 6 was
tried for offence punishable under Section 307 I.P.C. for attempting to commit
the murder of P.W. 1 and the remaining accused under Section 307 read with Sec.
149 I.P.C. for causing injuries to Uma Shankar Singh, P.W. 2 and Kailash Singh.
It is alleged that the material prosecution witnesses, deceased persons and the
accused belong to the same village. Since 1972 there have been disputes between
these two rival groups. A number of cases were also pending in the courts. On
the day of occur- rence at 8 A.M.P.W. 1 went to his pumping set. P.W. 2 Uma Shankar
Singh and his relation Kailash Singh were also at the pumping set. Deceased
Nos. 1 and 2 were proceeding alongwith the rasta towards the pumping set for
taking bath.
When
they reached near the Khandhar (old building) of Vijay Pratap Singh Accused No.
5 Lallan Singh exhorted the other accused who were all lying in wait to kill
them. All the 14 accused emerged out of the Khandar. Out of them Accused Nos.
1, 3, 4 and 6 (accused Nos. are being referred to as arrayed before the trial
court) were armed with guns and the rest were armed with lathis. They advanced
towards deceased Nos. 1 and 2. Accused No. 1 fired a shot which hit deceased
No. 1 and he was immediately also shot at by accused No. 3 Ranjit Singh and he
fell down. In the meanwhile Accused No. 4 Ram Briksh Singh fired at Deceased
No. 2 Virendra Singh who fell down and both deceased died on the spot. The
other accused carrying lathis advanced towards P.W. 1 who ducked and escaped
unhurt. Then the lathis-wielding accused assaulted P.W. 1 Vijay Narain Singh,
P.W. 2 Uma Shankar Singh and Kailash Singh. P.W. 1 managed to escape and ran
away.
The
trial court relying on the evidence of P.Ws. 1 and 2, who are the main eye
witnesses, convicted all the 14 accused of the offences for which they were
charged and the substantial sentence awarded is imprisonment for life under
Section 302 I.P.C. read with Section 149 I.P.C. The convict- ed accused
preferred appeals. The State also filed appeal for enhancement of the sentence.
A Division Bench of the Allahabad High Court consisting of Justice Katju and
Justice Agrawal heard the appeals. Justice' Katju allowed the ap- peals filed
by the accused and dismissed the appeal filed by the State but the other
learned Judge disagreed and dis- missed all the appeals concurring with the
trial court. The matter came up before a third Judge Seth, J. He took the view
that only such of those accused to whom specific overt acts were attributed
could be convicted and the other should be given benefit of doubt. In that view
of the matter he confirmed the convic- 578 tion of Accused Nos. 1, 3, 4 and 6
and acquitted the rest of the accused. Accused Nos. 1, 3, 4 and 6 applied for
special leave which was granted by this Court and theft appeals are numbered as
Criminal Appeal Nos. 375-77/87 and the State has preferred appeals against the
acquittal of the other remaining 10 accused which are numbered as Criminal
Appeal Nos. 372-74/87.
It is
contended on behalf of the State that the occur- rence has taken place in
broad-day light and merely because the witnesses are interested their evidence
cannot be re- jected and that the view taken by Justice Seth is incorrect and
the view taken by the trial court as well as by Justice Agrawal has to be
accepted. On the other hand, the counsel appearing for the accused submitted
that witnesses who were partisans and were highly interested have made omnibus
allegations and it is highly dangerous to accept their evidence because there
is every likelihood of innocent persons having been falsely implicated. It is
also their further submission that the prosecution has not come forward with
the whole truth; and that the origin of the occurrence has been suppressed in
as much as injuries to some of the accused persons have not been explained and
consequently it must be held that occurrence did not take place in the manner
alleged by the prosecution and that under these circumstances the truth from
falsehood cannot be separated and therefore, none of the accused could be
convicted.
Before
we consider these rival contentions some of the facts which are not indispute
may be noted. There was a longstanding rivalry between the two groups. The time
and place of occurrence are not in controversy. That the two deceased persons
died of gun-shots injuries also is not in dispute. P.Ws. 1 and 2 also received
injuries during the course of this occurrence.
The
prosecution in support of its case examined P.Ws 1 to 11. P.W. 7 the Doctor
examined P.W. 2 at about 11.40
A.M. on the same day
and found 10 injuries. All of them were contusions and he opined that they
might have been caused by a blunt object like lathi. On the same day, he examined
P.W.
1 and
on his person he found four contusions which could have been caused by Lathis.
The Doctor also examined Kailash Singh, who was not examined as a witness. and
found two contusions. P.W. 4 another Doctor who conducted postmortem on deceased
No. 2 Virendra Singh found two gun-shots wounds on the cranial cavity. Injury
No. 1 is an entry wound and injury No. 2 is an exist wound. Then he conducted
the autop- sy on the dead body of deceased No. 1. He found two in- juries, the
first one is on 579 the left nipple which is an entry wound and injury No. 2 is
on the left palm. On internal examination he found a bullet embedded and the
same was recovered. P.W. 5 is the Investi- gating Officer. After registration
of the crime he undertook the investigation, went to the scene of occurrence,
held the inquest of the two dead-bodies and recorded the statement of the
witnesses. He also found two live cartridges one of 16 bore and another of 12
bore. P.W. 3 is another eye-witness.
He
deposed that Accused Nos. 1, 3, 4 and 6 were armed with- guns and the other
were armed with lathis. Accused No. 1 fired at the deceased No. 1 and Accused
No. 3 also fired at him as a result of which he fell down and when deceased No.
2 tried to move, Accused No. 4 shot at him and deceased No. 2 also fell down.
When P.Ws 1, 2 and Kailash Singh rushed towards the place, accused No. 6 fired
at P.W. 1 but he escaped. Then the lathi-wielding persons beat P.Ws 1 and 2 and
Kailash Singh. To the same effect is the evidence of P .Ws 1 and 2 also. Under
Section 3 13 Cr.P.C. all the circumstances appearing against the accused were
put to them. They in general denied the offence. However, among them, accused
Nos. 6, 7, 8, 9, 11, 13 and 14 admitted their presence at the scene of
occurrence. Accused No. 6 in par- ticular stated that P.W. 1 and others armed
with guns, spears and lathis tried to do fishing in the pond in which accused
No. 6 had a share. Accused No. 6 and others went to the pond for fishing. P.W.
1 and other challenged and they chased accused No. 6 and others and accused No.
13 was shot at by P.W. 1 and others and he and accused No. 14 were beaten with lathis
and in defence he fired two gun shots hitting deceased Nos. 1 and 2. He then
went to the police station and lodged a report and deposited his gun and that
P.W. 1 has falsely implicated him. As regards this report which is purported to
have been given by accused No. 6, P.W. 5 the Investigating Officer was
questioned. He admitted that when he returned to the Police Station on 30th
May, 1980 he came to know that, accused No. 6 has surrendered his gun. He also
admitted in the cross examination that the crime was registered on the basis of
the report given by Chirkut Singh and the same was also investigating but it
appears that no action was taken. Investigating Officer also admitted that when
he saw accused Nos. 13 and 14 he found injuries on them. The other circumstance
strongly relied upon by the defence is that there were gun shots injuries on
accused No. 13. It may be noted that the same has not been explained by the
prosecution. P.W. 7 the Doctor admitted that he examined Accused No. 14 and
found on him a skindeep 12" x 2" lacerat- ed wound on the left thigh
and a wound certificate was issued. He also admitted that he examined accused
No. 13 and he found five tiny abrasions in the area of 4cm x 4cm on outer
surface of right thigh just above knee joint and the injured was refer- 580 red
to the radiologist. P.W. 7, however, stated that he has not seen the report of
the radiologist. The defence examined Dr. S.K. Singh as D.W. 1. He deposed that
he took the X-ray of the right thigh of the accused No. 13 Mahendra Kahar and
the report was marked as an exhibit. He further deposed that the shadows in the
X-ray go to show that there were 10 radio opaque round shadows and these
shadows may very well corre- spond to the pallets fired by some fire arms and
the same appear to have pierced upto muscles and bone. His examina- tion
further showed that the pallets remained embedded in the thigh.
Before
the trial court as well as before the High Court, firstly it was contended on
behalf of the accused that the eye witnesses are highly interested and
therefore, their evidence cannot be accepted and even otherwise they have not
come out with the whole truth and the injuries found on two of the accused
would go to show that the accused. acted in fight of self-defence. Relying on
the presence of gun-shots injuries on accused No. 13 it was strongly contended
that the prosecution party have also used fire-arms and, there- fore, the
accused were entitled to the fight of private defence. The trial court accepted
the evidence of all the three witnesses holding that their evidence is
consistent and does not suffer from any serious infirmity. So far as the plea
of self-defence is concerned, the trial court held that the plea taken by
accused No. 6 was to be rejected mainly on the ground that there was no
material to show that at the pond the fishing operations were going on. As
regards the presence of injuries on the accused persons, learned Sessions Judge
having regard to the nature and size of the injuries found on accused Nos. 13
and 14 took the view that they are simple and that it is not proved that these
in- juries were received during the occurrence. Regarding the presence of the
alleged gun-shots injuries on accused No. 13 he pointed out that the medical
evidence is inconclusive on the point whether those injuries were caused at the
time when this incident took place. In the appeal before the High Court, Justice
Katju took the view that the theory that the injuries on accused Nos. 13 and 14
were self inflicted cannot be accepted and that the plea taken by accused No. 6
appears to be probable in view of the fact that the bullet found in the dead
body of deceased No. 2 was fired by a 16- Bore gun and that as admitted by the
Investigating Officer, P.W. 5, it was accused No. 6 only in that area who had a
licence for 16-Bore gun which was deposited by him in the police station after
the occurrence. Coming to the injuries found on accused Nos. 13 and 14 Justice Katju
took the view that they received injuries during the course of the same
occurrence and that the three eye-witnesses have not fur- nished any
explanation regarding those injuries and that these 581 witnesses have falsely
implicated some of the accused due to enmity and, therefore, their evidence
cannot be relied upon and accordingly ordered total acquittal. As already men- tioned
Justice Agrawal, on the other hand, agreed with the trial court completely. Justice
Seth, to whom the case was referred because of the difference of opinion took a
third view and convicted only accused Nos. 1, 3, 4 and 6 to whom specifically
overt acts were attributed. Dealing with the plea of self defence Justice Seth
held that lacerated injury on accused No. 14 was a simple one and he could have
re- ceived that even subsequent to the occurrence. With regard to the gun-shots
injuries found on accused No. 13 Mahendra Kahar, the learned Judge himself
examined accused No. 13 who was present in the Court when the appeal was being
heard and found that hard substance were palpable underneath the flesh round
about the location of his injury. In the circumstances it does appear that
fire-arm shots to exist underneath the location of injury found on the person
of accused Mahendra Kahar. But he ultimately held that in all probability the
pallets found in the leg of accused No. 13 Mahendra Kahar must have been there
long before the incident, as in the view of the learned Judge it was doubtful
that those pallets could have entered the body through the external injuries
which are described as tiny abrasions. Seth, J. accordingly rejected the plea
of self defence.
Before
we advert to the above contentions it becomes necessary to consider whether the
accused No. 13 Mahendra Kahar and accused No. 14 Sant Singh received the
injuries during the course of occurrence. P.W. 7 the Doctor examined accused
No. 13 Mahendra Kahar on 30.5. 1980 at about 6 A.M. and he found the following injuries.
1.
Five tiny abrasions in the area of 4cm x 4cm on outer surface of fight thigh
just above knee joint.
2. The
injured complained of pain in the right thumb and left forearm.
In
respect of injury No. 1 the Doctor advised X-ray with a view to ascertain
whether or not there were pallets, and pending the same he reserved his
opinion. P.W. 7 also opined that injuries appeared to have been caused within
24 hours preceding the medical examination which correspond to the time of
occurrence, namely, 8
A.M. on 29.5. 1980.
P.W. 7, however, stated that the X-ray report was not shown to him.
The
evidence of P.W. 7 makes it clear that accused No. 13 Mahendra Kahar received
these injuries during the course of the 582 occurrence. D.W. 1 is the Doctor
who took the X-ray. He deposed that on 5.6.80 he took the X-ray of the fight
thigh of the undertrial prisoner Mahendra Kahar accused No. 13 and the same is
marked as Ex-Kha- 12. On the basis of the X-ray plate he opined that he noticed
10 radio opaque round shad- ows in the injured and they correspond to the
pallets fired by some fire-arm. Justice Seth considered the evidence of these
two Doctors. He also examined the accused in the Court and he found that hard
substance were palpable underneath the flesh. As already mentioned he was of the
view that these appeared to be pallets but according to him they must have been
there long before the incident. The learned Judge took this view because he was
doubtful that those pallets could have entered the body through the external
injuries which are described as tiny abrasions. Having given our careful
consideration we are unable to agree with the view taken by Seth, J.P.W. 7 the
Doctor's evidence makes it clear that the external injuries were caused during
this occur- rence only and underneath the same these pallets were found by the
radiologist D.W. 1. The injuries are not self-in- flicted. Therefore, there is
no basis whatsoever to presume that the pallets under the flesh must have been
there al- ready even before this occurrence took place. As a matter of fact
accused No. 13 Mahendra Kahar was referred to the Doctor P.W. 7 since there was
an injury. P.W. 7 having examined him found that there were 10 ' radio opaque
round shadows underneath the injury and it was only for that reason he referred
the injured to the radiologist and D.W. 1 the radiologist after taking the
X-ray concluded that under- neath the injury pallets discharged from a fire-arm
were embedded in the flesh. Therefore, the only view that is possible is that
accused No. 13 Mahendra Kahar received gun-shot injuries during the course of
this occurrence only.
P.W. 7
also examined accused No. 14 Sant Singh on the same day. He found a skin-deep
12' x2' lacerated wound vertically inflicted on the front and outer surface of
left thigh from which blood was oozing and the injured complained of pain.
The
Doctor pointed out that the injury was simple and could have been caused by
blunt weapon like a lathi. The injury was also stitched. It is suggested by the
prosecution that this could have been a self-inflicted one but again there is
no basis for such presumption. The Investigating Officer said that on finding
the injury on him he was sent for medical examination. As a matter of fact
accused No. 6 in his statement under Section 313 stated that accused Nos. 13
and 14 received injuries and he also went to the police station and lodged a
report to that effect. It, therefore, emerges that accused No. 13 received
gun-shot injuries and accused No. 14 received lacerated injury during the
course of the same occurrence and these injuries must have been caused by some
member 583 belonging to the prosecution party.
Now
the question is whether the prosecution has ex- plained these injuries and if
there is no such explanation what would be its effect? We are not prepared to
agree with the learned counsel for the defence that in each and every case
where prosecution fails to explain the injuries found on some of the accused,
the prosecution case should automat- ically be rejected, without any further
probe. He placed considerable reliance on some of the judgments of this Court. In
Mohar Rai & Bharath' Rai v. The State of Bihar, [1968] 3 SCR 525, it is observed:
"Therefore
the version of the appellants that they sustained injuries at the time of the
occurrence is highly probabi- lised. Under these circumstances the prosecution
had a duty to explain those injuries. The evidence of Dr. Bishnu Prasad Sinha
(P.W. 18) clearly shows that those injuries could not have been self-inflicted
and further, according to him it was most unlikely that they would have been
caused at the instance of the appellants themselves. Under these circum-
stances we are unable to agree with the High Court that the prosecution had no
duty to offer any explanation as regards those injuries. In our judgment, the
failure of the prosecu- tion to offer any explanation in that regard shows that
evidence of the prosecution witnesses relating to the inci- dent is not true or
at any rate not wholly true. Further those injuries probabilise the plea taken
by the appellants." In another important case Lakshmi Singh and Ors. v.
State of Bihar, [1976] 4 SCC 394, after referring
to the ratio laid down in Mohar Rai's case, this Court observed:
"Where
the prosecution fails to explain the injuries on the accused, two results
follow:
(1) that
the evidence of the prosecution witnesses is un- true; and that the injuries probabilise
the plea taken by the appellants.
It was
further observed that:
"In
a murder case, the non-explanation of the injuries sustained by the accused at
about the time of the occur- 584 rence or in the course of altercation is a
very important circumstance from which the court can draw the following
inferences:
(1) that
the prosecution has suppressed the genesis and the origin of the occurrence and
has thus not presented the true version;
(2) that
the witnesses who have denied the presence of the injuries on the person of the
accused are lying on a most material point and, therefore, their evidence is
unreliable.
(3)
that in case there is a defence version which explains the injuries on the
person of the accused assumes much greater importance where the evidence
consists of interested or inimical witnesses or where the defence gives a
version which competes in probability with that of the prosecution one."
Relying on these two cases the learned counsel for the defence contended that
in the instant case the prosecution has failed to explain the injuries on the
two accused and the genesis and the origin of the occurrence have been
suppressed and a true version has not been presented before the Court and
consequently the truth from falsehood cannot be separated and consequently the
entire prosecution case must be rejected. We are unable to agree. In Mohar Rai's
case it is made clear that failure of the prosecution to offer any explanation
regarding the injuries found on the accused may show that the evidence related
to the incident is not true or at any rate not wholly true. Likewise in Lakshmi
Singh's case also it is observed that any non-expla- nation of the injuries on
the accused by the prosecution may affect the prosecution case. But such a
non-explanation may assume greater importance where the evidence consists of
interested or inimical witnesses or where the defence gives a version which competes
in probability with that of the prosecution. But where the evidence is clear,
cogent and creditworthy and where the Court can distinguish the truth from
falsehood the mere fact that the injuries are not explained by the prosecution
cannot by itself be a sole basis to reject such evidence, and consequently the
whole case. Much depends on the facts and circumstances of each case. In the
instant case, the trial court as well as the two learned Judges of the High
Court accepted the prosecu- tion case as put forward by P.Ws 1 to 3 in their
evidence.
The
presence of these three witnesses could not be doubted at all. P.Ws 1 and 585 2
are the injured witnesses and P.W. 1 gave a report giving all the details.
However, he attributed specific overt acts to accused Nos. 1, 3, 4 and 6 and
made an omnibus allegation against the remaining accused. It is for this reason
that Justice Seth found it to be safe to convict only accused Nos. 1, 3, 4 and
6 who are the appellants before us. P.Ws 1, 2 and 3 are the eye witnesses. We
have carefully considered their evidence and nothing material is elicited in
the cross examination which renders their evidence wholly untrustwor- thy. No
doubt they have not explained the injuries found on accused Nos. 13 and 14.
From this alone it cannot be said that the prosecution has suppressed the
genesis and the origin of the occurrence and has not presented a true ver- sion.
Though they are interested, we find that their evi- dence is clear, cogent and
convincing. The only reasonable inference that can be drawn is that the two
accused persons received the injuries during the course of the occurrence which
were inflicted on them by some members of the prosecu- tion party.
As
discussed above we are satisfied in this case that nonexplanation of injuries
on these two accused persons does not affect the prosecution case as a whole
but in a case of this nature what all that the defence can contend on the basis
of non-explanation of injuries found on these two accused is that the accused
could have had a right of pri- vate defence or at any rate a reasonable doubt
arises in this regard.
The
learned counsel for the defence, however, submits that if for any reason the
prosecution case in its entirety is not rejected because of the non-explanation
of the in- juries found on these two accused, yet the right of private defence
of the accused cannot be denied and that on that score also these four
convicted accused are entitled to an acquittal. It is also their submission
that a careful exami- nation of the provisions of Sections 96, 99 and 102
I.P.C.
would
show that on a reasonable apprehension of grievous hurt or death the accused
had a right even to the extent of causing the death of the assailants and they
cannot be expected to modulate this right in such a situation and that in the
instant case these four appellants were justified even to the extent of causing
death of the two deceased by inflicting gun-shot wounds. In this' context it is
also submitted that the plea taken by accused No. 6, Chirkut Singh that he shot
at the two deceased persons in self- defence cannot be brushed aside.
We
should at this juncture point out that the plea taken by accused No. 6, Chirkut
Singh does not commend itself. The same 586 appears to be an after-thought. The
observation report and other circumstances in the case would show that there
were no fishing operations in the pond. Therefore, the plea of accused No. 6, Chirkut
Singh that fishing operations were going on in the pond and that he and some of
the other accused went there and that was the genesis and the origin of the
occurrence, has no basis whatsoever. On the other hand, the evidence of the
eye-witnesses regarding the time, place and manner of occurrence in general, as
put forward by the prosecution, cannot be doubted at all.
We
shall now consider the submission whether the accused had the right of self-defence.
Learned counsel for the State contended that if the accused want to claim the
benefit of the general or special exception of the right of private defence
then they should plead and discharge the burden by establishing that they are
entitled to the benefit of excep- tion as provided under Section 105 of the
Evidence Act. In other words, the submission is that the burden of proof of the
existence of such a right is on the accused and that in the instant case the
accused have not discharged the burden and that mere presence of simple
injuries on the accused cannot necessarily lead to an inference that they had a
right of self-defence. We have already held that having regard to the facts and
circumstances of the case, mere non-explanation of these injuries by the
prosecution cannot render the whole case unacceptable. We have also held that
those injuries on one of the accused No. 13, Mahendra Kahar were inflicted by a
fire-arm during the same occurrence.
Under
these circumstances, the important question that we have to consider is whether
the accused should be denied the benefit of an exception on the ground that the
accused have not discharged the necessary burden of establishing their right to
the benefit of the exception beyond all reasonable doubt just like the
prosecution is bound under Section 102 of the Evidence Act, or if upon a
consideration of the evidence as a whole and the surrounding facts and circum-
stances of the case, a reasonable doubt is created in the mind of the court
about the existence of such a right wheth- er the accused, in such a situation,
is entitled to the benefit of the said exception, i.e. the right of private defence.
If so, whether they have exceeded the same? The nature and extent of the burden
that the accused has to discharge under Section 105 of the Evidence Act has
been one of questions of great general importance and for consid- erable time
the opinions of the Courts were not uniform. As a matter of fact, in Partap v.
State of U.P., AIR 1976 SC 966, this Court noted "that the question 587 of
law that arises here seems to have troubled several High Courts." The
phrase "burden of proof" is not defined in the Act.
In
respect of criminal cases, it is an accepted principle of criminal
jurisprudence that the burden is always on the prosecution and never shifts.
This flows from the cardinal principle that the accused is presumed to be
innocent unless proved guilty by the prosecution and the accused is entitled to
the benefit of every reasonable doubt. Section 105 of the Evidence Act is in
the following terms:
"When
a person is accused of any offence, the burden of proving the existence of
circumstances bringing the case within any of the General Exceptions in the
Indian Penal Code, or within any special exception or proviso contained in any
other part of the same Code, or in any law defining the offence, is upon him,
and the Court shall presume the absence of such circumstances." The
Section to some extent places the onus of proving any exception in a penal
statute on the accused. The burden of proving the existence of circumstances
bringing the case within the exceptions mentioned therein is upon him. The
Section further lays down that the Court shall presume non- existence of
circumstances bringing the case within an exception." The words "the
burden of proving the existence of circumstances" occuring in the Section
are very signifi- cant. It is wellsettled that "this burden" which rests
on the accused does not absolve the prosecution from discharg- ing its initial
burden of establishing the case beyond all reasonable doubts. It is also
well-settled that the accused need not set up a specific plea of his offence
and adduce evidence. That being so the question is: what is the nature of
burden that lies on the accused under Section 105 if benefit of the general
exception of private defence is claimed and how it can be discharged? In Woolmington
v. The Director of Public Prosecutions, [1935] Appeal Cases 462, Viscount Sankey,
L.C. observed:
"When
evidence of death and malice has been given (this is a question for the jury),
the prisoner is entitled to show by evidence or by examination of the
circumstances adduced by the Crown that the act on his part which caused death
was either unintentional or provoked. If the jury are either satisfied with his
explanation or, upon a review of all, the evidence are left in reasonable doubt
whether, even if his explanation be not accepted,' the act was unintentional or
588 provoked, the prisoner is entitled to be acquitted." It is further
observed:
"Just
as there is evidence on behalf of the prosecution so there may be evidence on
behalf of the prisoner which may cause a doubt as to his guilt. In either case,
he is enti- tled to the benefit of the doubt. But while the prosecution must
prove the guilt of the prisoner, there is no such burden laid on the prisoner
to prove his innocence and it is sufficient for him to raise a doubt as to his
guilt; he is not bound to satisfy the jury of his innocence ... Through- out
the web of the English criminal law one golden thread is always to be seen,
that it is the duty of the prosecution to prove the prisoner's guilt subject to
what I have already said as to the defence of insanity and subject also to any
stationary exception. If, at the end of and on the whole of the case, there is
reasonable doubt created by the evidence given by either the prosecution or the
prisoner as to wheth- er the prisoner killed the deceased with a malicious inten-
tion, the prosecution has not made out the case and the prisoner is entitled to
an acquittal. No matter what the charge or where the trial, the principle that
the prosecu- tion must prove the guilt of the prisoner is part of the common
law of England and no attempt to whittle it down can be entertained."
Emperor v.U. Dampala, AIR 1937 Rangoon 83 a full Bench of the Rangoon High
Court following the Woolmington's case held that the ratio therein is not in
any way inconsistent with the law in British India, and that indeed the princi-
ples there laid down from valuable guide to the correct interpretation of
Section 105 of the Evidence Act and the full Bench laid down that even if the
evidence adduced by the accused fails to prove the existence of circumstances
bringing the case within the exception or exceptions plead- ed, the accused is
entitled to be acquitted if upon a con- sideration of the evidence as a whole
the court is left in a state of reasonable doubt as to whether the accused is
or is not entitled to the benefit of the exception pleaded.
We
have noticed that Section 105 requires that when a person is accused of any
offence, the burden of proving the existence of circumstances bringing the case
within any of the General Exceptions or special exception or proviso contained
in any pan of the Penal Code is 589 on him and the Court shall presume the
absence of such circumstances. This presumption is rebuttable. In Parbhoo and
Ors. v. Emperor, AIR 1941 Allahabad 402,
a Full Bench of seven Judges considered the scope of Sections 102 and 105 of
the Evidence Act. The majority agreed with the view taken by the Full Bench in Dampala's
case. In Parbhoo's case Bajpai, J. in his concurring judgment observed that
Section 105 is stated in two forms, that of a rule as to the burden of proof
and that of a presumption and that the burden of proving the guilt of the
accused always rests on the prose- cution and never: shifts and the learned
Judge further held that the doubt cast in connection with the right of private defence
must be a reasonable doubt and if there is such a reasonable doubt, it casts a
doubt on the entire case of the prosecution and that the result is that the
accused gets a benefit of doubt. "The presumption laid down in Section 105
of the Evidence Act might come into play but it does not follow therefrom that
the accused must be convicted even when the reasonable doubt under the plea of
the right of private defence or under any other plea contained in the general
or special exceptions pervades the whole case." In Dampala's case Dunkley,
J. while concurring with the majori- ty view after discussing the law on the
subject observed:
"The
conclusion therefore is that if the Court either is satisfied from the
examination of the accused and the evi- dence adduced by him, or from the
circumstances appearing from the prosecution evidence, that the existence of
circum- stances bringing the case within the exception or exceptions pleaded
has been proved, or upon a review of all the evi- dence is left in reasonable
doubt whether such circumstances had existed or not, the accused in the case of
a general exception is entitled to be acquitted, or, in the case of a special
exception, can be convicted of a minor offence." This case has been followed
subsequently by a number of High Courts.
In
K.M. Nanavati v. State of Maharashtra,
[1962] Suppl. 1 SCR 567 it is observed that:
"In
India, as it is in England, there is a presumption of innocence in favour of
the accused as a general rule, and it is the duty of the prosecution' to prove
'the guilt of the accused. But when an accused relies upon the General Excep- tions
in the Indian Penal Code or on any special 590 exception or proviso contained
in any other part of the Penal Code, or in any law defining an offence, Section
105 of the Evidence Act raises a presumption against the accused and also
throws a burden on him to rebut the said presump- tion. Under that Section the
Courts shall presume the ab- sence of circumstances bringing the case within any
of the exceptions, that is, the Court shall regard the nonexistence of such
circumstances as proved till they are disproved.
This
presumption may also be rebutted by admissions made or circumstances elicited
by the evidence led by the prosecu- tion or by the combined effect of such
circumstances and the evidence adduced by the accused. But the section does not
in any way affect the burden that lies on the prosecution to prove all the
ingredients, of the offence with which the accused is charged; that burden
never shifts. The alleged conflict between the general burden which lies on the
prose- cution and the special burden imposed on the accused under Section 105
of the Evidence Act is more imaginary then real.
Indeed,
there is no conflict at all." In Dahyabhai Chhaganbhai Thakkar v. State of
Gujarat, AIR 1964 SC 1563 it is observed:
"It
is fundamental principle of criminal jurisprudence that an accused is presumed
to be innocent and therefore, the burden lies on the prosecution to prove the
guilt of the accused beyond reasonable doubt. The prosecution, therefore, in a
case of homicide shall prove beyond reasonable doubt that the accused caused
death with the requisite intention described in Section 299 of the Penal Code.
The general burden never shifts and it always rests on the prosecution.
But,
under Section 105 of the Evidence Act the burden of proving the existence of
circumstances bringing the case within the exception lies on the accused; and
the Court shah presume the absence of such circumstances. Under Section 105 of
the Evidence Act, read with the definition of "shall presume" in
Section 4 thereof, the Court 591 shall regard the absence of such circumstances
as proved unless, after considering the matters before it, it believes that the
said circumstances existed Or their existence was so probable that a prudent
man ought, under the circum- stances of the particular case, to act upon the
supposition that they did exist. To put it in other words, the accused will
have to rebut the presumption that such circumstances did not exist, by placing
material before the Court suffi- cient to make it consider the existence of the
said Circum- stances so-probable that a prudent man would act upon them.
The
accused has to satisfy the standard of a "prudent man".
If the
material placed before the Court such as, oral and documentary evidence,
presumptions, admissions or even the prosecution evidence, satisfied the test
of "prudent man", the accused will have discharged his burden. The
evidence so placed may not be sufficient to discharge the burden under Section
105 of the Evidence Act, but it may raise a reasona- ble doubt in the mind of a
Judge as regards one or other of the necessary ingredients of the offence
itself. It may, for instance, raise a reasonable doubt in the mind of the Judge
whether the accused had the requisite intention laid down in Section 299 of the
Penal Code." A careful reading of these two decisions would reveal that
the statement of law therein neither expressly or impliedly overrules or is in
conflict with the majority view in Parb- hoo's case.
However,
in Rishi Kesh Singh & Ors. v. The State, AIR 1970 Allahabad 51, the
question that came up for consideration before a Larger Bench consisting of
nine Judges was whether the dictum in Parbhoo's case is still a good law on the
ground that some of the decisions of the Supreme Court have cast a cloud of
doubt. A majority of seven Judges approved the principle laid down in Parbhoo's
case. The Larger Bench also referred to various subsequent decisions of the
Supreme Court also including the Nanavati's case; Bhikari v. State of Uttar
Pradesh, AIR 1966 SC 1 and Dahyabhai's case, Beg, J., as he then was, in a
separate but concurring judgment after referring to the Nanavati's case;
Bhikari's
ease; Dahyabhai's case and Mohar Rai & Bharath Rai's case, held that there
is no conflict between what was held by the Supreme Court and the majority view
taken in Parbhoo's case. After analysing the view expressed by the Surpeme Court in the several above mentioned
decisions, Beg, J. observed:
592
"After a close scrutiny of every part of each of the seven opinions in Parbhoo's
case [1941] All LJ 619=AIR 1941 All 402 (FB). I have come to the conclusion
that the majority of their Lordships did not lay down anything beyond three
important propositions which, if not either directly or indirectly supported by
decisions of their Lordships of the Supreme Court have not been affected in the
slightest degree by these decisions. These propositions are; firstly, that no
evidence appearing in the case to support the exception pleaded by the accused
can be excluded altogether from consideration on the ground that the accused
has not proved.
his
plea fully; secondly, that the obligatory .presumption at.the end of Sec. 105
is necessarily lifted at least when there is enough evidence on record to
justify giving the benefit of doubt to the accused on the question whether he
is guilty of the offence with which he is charged; and, thirdly, if the doubt,
though raised due to evidence in support of the exception pleaded, is
reasonable and affects an ingredient of the offence with which the accused is
charged, the accused would be entitled to an acquittal. As I read the answer of
the majority in Parbhoo's case [1941] All LJ 619=AIR 1941 All 402 (FB). I find
it based on these three propositions which provide the ratio decidendi and this
is all that needs t6 be clarified." "The practical result of the
three propositions stated above is that an accused's plea or an exception may
reach one of three not sharply demarcated stages, one succeeding the other,
depending upon the effect of the whole evidence in the case judged by the
standard Of a prudent man weighing or balancing probabilities carefully. These
stages are; first- ly, a lifting of the initial obligatory presumption given at
the end of Sec. 105 of the Act; secondly the creation of a reasonable doubt
about the existence of an ingredient of the offence; and thirdly, a complete
proof of the exception by "a preponderance of probability", which
covers even a slight tilt of the balance of probability in favour .of the ac- cused's
plea. The accused is not entitled to an acquittal if his plea does not get
beyond the first stage. At the second stage, he becomes entitled to acquittal
by obtaining a bare benefit of doubt. At the third stage, he is undoubtedly
entitled to an acquittal. This, in my opinion, is the effect of the majority
view in Parbhoo's case which directly re- lates 593 tO first two stages only.
The Supreme Court decisions have considered the last two stages so far, but the
first stage has not yet been dealt with directly or separately there in any
case brought to our notice." Mathur, J., with whom five Judges agreed,
while holding that ratio laid down by the majority in Parbhoo's case is in
conformity with law, however, observed that the reasoning in support of the
conclusions is erroneous. Beg, J. was not prepared to go to that extent. The
majority speaking through Shri Mathut, J. laid' down that the dictum in Parbhoo's
case which is still a good law, can, however, be modified as follows:
"In
a case in which any General Exception in the Indian Penal Code, or any special
exception or proviso contained in another part of the same Code, or in any law
defining the offence, is pleaded or raised by an accused persons and the
evidence led in support of such plea, judged by the test of the preponderance
of probability, as in a civil proceeding, fails to displace the presumption
arising from Section 105 of the Evidence Act, in other words, to disprove the
absence of circumstances bringing the case within the said excep- tion; but
upon a consideration of the evidence as a whole, including the evidence given
in support of the plea based on the said exception or proviso, a reasonable
doubt is created in the mind of the Court, as regards one or more the ingre- dients
of the offence, the accused person shall be entitled to the benefit of the
reasonable doubt as to his guilt and hence to acquittal of the said
offence." Learned counsel for the State, however, submitted that if the
view taken by the Allahabad High Court is to be accepted then it would amount
to throwing the burden on the prosecution not only to establish the guilt of
the accused beyond all reasonable doubt but also that the accused is not
entitled to benefit of any exception and if such a principle is laid down then
Section 105 of the Evidence Act would be rendered otiose and there would be
inconsistency between Sections 102' and 105. This very question has been
answered by the Supreme Court in Nanavati's case and it has been held that the
general burden of proving the ingredients of the offence is always on the
prosecution but the burden of proving the circumstances attracting the
exception lies on the accused. But the failure on the part of the accused to
establish all the circumstances bringing his case under the exception 594 does
not absolve the prosecution to prove the ingredients of the offence and the
evidence relied upon by the accused in support of his claim for the benefit of
the exception though insufficient to establish the exception may be sufficient
to negative one or other of the ingredients of the offence and thus throw a
reasonable doubt on the essential ingredients of the offence of murder. The
accused for the purpose of discharging this burden under Section 105 can rely
also on the probabilities. As observed in Dahyabhai's case "the accused
will have to rebut the presumption that such circum- stances did not
exist" by placing material before the court which satisfies the standard
of a prudent man and the mate- rial may consist of oral and documentary
evidence, presump- tions, admissions or even the prosecution evidence and the
material so placed may not be sufficient to discharge the burden under Section
105 of the Evidence Act but it may raise a reasonable doubt in the mind of a
Judge as regards one or other of the necessary ingredients of the offence
itself. Therefore there is no such infirmity in the view taken in these cases
about the scope and effect of Sections 102 and 105 of the Evidence Act.
We
have not come across any case of the Supreme Court where the ratio laid down in
Parbhoo's case and which was subsequently approved by a larger Bench in Rishi Kesh
Singh's case has been considered comprehensively.
However,
in Behram Khurshed Pesikaka v. The State of Bombay, [1955] 1 SCR 6 13 there is
a specific reference to Parbhoo's case and Woolmington's case while considering
the scope and the manner of the expression 'burden of proof', in the judgment
of Hon' Venkatarama Ayyar, J. But the learned Judge was not prepared to go into
this question in an appeal under Article 136 but only noted that the Bombay
High Court in Government of Bombay v. Sakur, AIR 1947 Bombay 38 has taken a different view.
In
State of U.P.v. Ram Swarup, AIR 1974 SC 1570 a Bench consisting of M.H. Beg,
J., as he then was, Y.V. Chandrachud and V.R. Krishna lyer, JJ., while
considering the right of private defence put forward by the accused to some
extent went into the question of burden of proof under Section 105 and a
reference is made to a decision of the larger Bench in Rishi Kesh Singh's case.
Chandrachud, J. who spoke for the Bench, observed thus:
"The
judgment in Rishikesh Singh v. State, AIR 1970 All 51 explains the true nature
and effect of the different types 595 of presumptions arising under Section 105
of the Evidence Act. As stated is that judgment, while the initial presump- tion
regarding the absence of circumstances bringing the case within an exception
may be met by showing the existence of appropriate facts, the burden to
establish a plea of private defence by a balance of probabilities is a more
difficult burden to discharge. The judgment points out that despite this
position there may be cases where, though the plea of private defence is not
established by an accused on a balance of probabilities, yet the totality of
facts and circumstances may still throw a reasonable doubt on the existence of
"mensrea" which normally is an essential ingre- dient of an offence.
The present is not a case of this latter kind." We may also refer to a
judgment of a Bench of three Judges consisting of M.H. Beg, P.N. Bhagwati and
R.S. Sarkaria, JJ. in Partap's case. Sarkaria, J. speaking for himself and Bhagwati,
J. observed:
"We
have carefully scrutinised the judgments of the courts below. In our opinion,
their finding in regard to the plea of self-defence is clearly erroneous. They
appear to have overlooked the distinction between the nature of burden that
rests on an accused under Sec. 105, Evidence Act to estab- lish a plea of self-defence
and the one cast on the prosecu- tion by Section 101 to prove its case. It is wellsettled
that the burden on the accused is not as onerous as that which lies on the
prosecution. While the prosecution is required to prove its case beyond a
reasonable doubt, the accused can discharge his onus by establishing a mere
pre- ponderance of probability." Beg, J., however in a separate judgment
felt a doubt about the veracity of the defence case and the evidence found in
support of it to be able to hold that it is proved on a balance of
probabilities. But in his view what transpires from a consideration of the
whole evidence is enough to entitle the accused to a benefit of doubt. Beg, J.
referred to the judgments of the Full Bench in Parbhoo's case; Nana- vati's
case and the larger Bench decision in Rishi Kesh Singh's case and applying the
principles of benefit of doubt laid in the above three cases to the facts of
the case before them observed:
"Applying
the principle of benefit of doubt as I had exp- 596 lained above, to the plea
of private defence of person in the instant case. I think that, even if the
appellant did not fully establish his plea, yet, there is sufficient evidence,
both direct and circumstantial, to justify the finding that the prosecution has
not established its case beyond reasonable doubt against Partap on an essential
ingredient of the offence of murder; the required mensrea.
After
examining all the facts and circumstances revealed by the prosecution evidence
itself and the defence evidence and considering the effect of non-production of
the better evidence available which, for some unexplained reason, was not
produced. I am not satisfied that the plea of private defence of person can be
reasonably ruled out here. This is enough, in my opinion, to entitle the
appellant to get the benefit of doubt. ' ' In Mohd. Ramzani v. State of Delhi,
AIR 1980 SC 134 1 Sar- karia, J., who spoke for the Bench, observed that the
onus which rests on the accused person under Section 105, Evi- dence Act, to
establish his plea of private defence is not as onerous as the unshifting
burden which lies on the prose- cution to establish every ingredient of the
offence with which the accused is charged beyond reasonable doubt. There- fore,
the contrary view taken by the Bombay High Court in Sakur's case and in State
v. Bhima Devraj, AIR 1956 Sau. 77 that the burden is entirely on the accused to
establish that he is entitled to the benefit of the exception, does not lay
down the correct law.
At this
stage it becomes necessary to consider the meaning of the words "the Court
shall presume the absence of such circumstances" occurring in Section 105
of the Evidence Act. Section 4 of the Act explains the meaning of the term
"shall presume" as to mean that the Court shall regard the fact as
proved unless and until it is disproved. 'From a combined reading of these two
Sections it may be inferred that where the existence of circumstances bringing
the case within the exception is pleaded or is raised the Court shall presume
the absence of such circumstances as proved unless and until it is disproved.
In Section 3 of the Act meaning of the terms "proved",
"disproved" and "not proved" are given. As per this
provision, a fact is said to be "proved" when, after considering the
matters before it, the Court either believes it to exist, or considers its
existence so probable that a prudent man ought, under the circumstances of the
particular case, to act upon the supposition that it exists. A fact is said to
be "disproved" when, after consid- ering the matters before it, the
Court either believes 597 that it does not exist, or considers its
non-existence so probable that a prudent man ought, under the circumstances of
the particular case, to act upon the supposition that it does not exist. A fact
is said to be "not proved" when it is neither "proved" nor
"disproved." The first part of Section 105 as noted above lays down
that when a person is accused of an offence, the burden of proving the
existence of circumstances bringing the case within any of the exceptions or
proviso is on him and the latter part of it lays down that the Court shall
presume the absence of such circumstances. In a given case the accused may
discharge the burden by expressly proving the existence of such circumstances,
thereby he is able to disprove the absence of circumstances also. But where he
is unable to discharge the burden by expressly proving the existence of such
circumstances or he is unable to disprove the absence of such circumstances,
then the case would fall in the category of "not proved" and the
Court may presume the absence of such circumstances. In this background we have
to examine the meaning of the words "the Court shall presume the absence
of such circumstances" bearing in mind the general principle of criminal
jurisprudence that the prose- cution has to prove its case beyond all
reasonable doubt and the benefit of every reasonable doubt should go to the
accused.
It
will be useful to refer to some of the passages from the text books of
outstanding authors on evidence and then proceed to consider the ratio laid
down by the Supreme Court cases on this aspect. In Phipson on Evidence, 13th edn.
page 44, a passage reads as follows:
"The
burden is upon the prosecution of proving a defendant's guilt beyond reasonable
doubt before he is convicted. Even where the evidential burden shifts to the
defendant the burden of establishing proof beyond reasonable doubt remains upon
the prosecution and never changes. If on the whole case the jury have such a
doubt the defendant is entitled to be acquitted." Another passage at page
48 reads as follows:' "In criminal cases the prosecution discharge their eviden-
tial burden by adducing sufficient evidence to raise a prima facie case against
the accused. If no evidence is called for the defence the tribunal of fact must
decide whether the prosecution has succeeded in discharging its persuasive 598
burden by proving its case beyond a reasonable doubt. In the absence of any defence
evidence, the chances that the prose- cution has so succeeded fare greater.
Hence the accused may be said to be under an evidential burden if the
prosecution has established a prima facie case. Discharge of the eviden- tial
burden by defence is not a pre-requisite to an acquit- tal. The accused is
entitled to be acquitted if at the end of and on the whole of the case, there
is a reasonable doubt created by the evidence given by either the prosecution
or the prisoner .....No matter what the charge .....
the
principle that the prosecution must prove the guilt of the prisoner is part of
the common law of England and no attempt to whittle it down
can be enter- tained.
XX XX XX
XX XX XX In many cases, however, the accused's defence will involve introducing
new issues, for example, automatism, provoca- tion, self-defence, duress, etc.
Once there is any evidence to support such "explanations" the onus of
disproving them rests upon the prosecution. The accused, either by cross-
examination of the prosecution witnesses or by evidence called on his behalf or
by a combination of the two, must place before the court such material as makes
the defence a live issue fit and proper to be left to the jury. But once he has
succeeded in doing this and thereby discharged his evidential burden it is then
for the Crown to destroy that defence in such a manner as to leave in the
jury's minds no reasonable doubt that the accused cannot be absolved on the
grounds of the alleged facts constituting the defence." Dealing with the
presumptions of law, the author has noted on page 60, thus:
"Generally
in criminal cases (unless otherwise directed by statute and subject to 4-15
ante) the presumption of inno- cence casts on the prosecutor the burden of
proving every ingredient of the offence, even though negative averments be
involved therein. Thus, in cases of murder, the burden 599 of proving death as
a result of a voluntary act of the accused and malice on his part is on the
prosecution. On charges of rape, etc. the burden of proving non-consent by the prosecutrix
is on the prosecution and in bigamy, that of proving the defendant's knowledge
that his or her spouse was alive within the seven years last past." Wigmore
on evidence, dealing with the "Legal Effect of a presumption" (3rd
ed., Vol. IX p. 289) explains:
"It
must be kept in mind that the peculiar effect of a presumption 'of law' (that
is, the real presumption) is merely to invoke a rule of law compelling the jury
to reach the conclusion 'in the absence of evidence to the contrary' from the
opponent. If the opponent does offer evidence to the contrary (sufficient to
satisfy the Judge's requirement of some evidence), the presumption disappears
as a rule of Taylor in his 'Treatise on the Law of
Evidence' ( 12th Edn. Vol. 1 page 259) points out:
"On
the two fold ground that a prosecutor must prove every fact necessary to
substantiate his charge against a prison- er, and that the law will presume
innocence in the absence of convincing evidence to the contrary, the burden of
proof, unless shifted by legislative interference, will fall in criminal
proceedings on the prosecuting party, though, to convict, he must necessarily
have recourse to negative evidence. Thus, if a statute, in the direct
description of an offence, and not by way of proviso (a), contain negative
matter, the indictment or information must also contain a negative allegation,
which must in general be supported by prima facie evidence." Dealing with
the presumptions, the author says:
"The
proper direction as to onus of proof where prima facie evidence has been given
on the part of the prosecution which, if unanswered, would raise a presumption
upon which the jury might be justified in finding a verdict of guilty, and the
defendant has called evidence to rebut that presump- tion, is that if they accepted
the explanation given 600 by and on behalf of the prisoner, or if that
explanation raised in their minds a reasonable doubt as to his guilt, they
should acquit him as the onus of proof that he was guilty still lay upon the
prosecution. If upon the whole evidence the jury are left in a real state of
doubt the prosecution has failed to satisfy the onus of proof which lies upon
them." It is held in Nanavati's case that under Section 105 of the act the
Court shall presume the absence of circumstances bringing the case within any
of the exceptions, i.e. the Court shall regard the non-existence of such
circumstances as proved till they are disproved, but this presumption can be
rebutted by the accused by introducing evidence to sup- port his plea of accident
in the circumstances mentioned therein. This presumption may also be rebutted
by admissions made or circumstances elicited from the evidence led by the
prosecution or by the combined effect of such circumstances and the evidence
adduced by the accused. Dealing with the ingredients of the offence to be
proved by the prosecution and the burden to be discharged under Section 105 of
the Evidence Act by the accused and a reasonable doubt that may arise on the
basis of such rebuttal evidence by the accused, it is observed:
"An
illustration may bring out the meaning. The prosecution has to prove that the
accused shot dead the deceased inten- tionally and thereby committed the
offence of murder within the meaning of s. 300 of the Indian Penal Code; the prosecu-
tion has to prove the ingredients of murder, and one of the ingredients of that
offence is that the accused intentional- ly shot the deceased; the accused
pleads that he shot at the deceased by accident without any intention or
knowledge in the doing of a lawful act in a lawful manner by lawful means with
proper care and caution, the accused against whom a presumption is drawn under
s. 105 of the Evidence Act that the shooting was not by accident in the
circumstances men- tioned in s. 80 of the Indian Penal Code, may adduce evi- dence
to rebut that presumption. That evidence may not be sufficient to prove all the
ingredients of s. 80 of the Indian Penal Code, but may prove that the shooting
was by accident or in advertance, i.e. it was done without any intention or
requisite state of mind, which is the essence of the offence, within the
meaning of s. 300 Indian Penal Code. or at any rate may throw a reasonable
doubt on the essential ingredients of the offence of murder. In that event,
though the accused failed to bring his case 601 within the terms of s. 80 of
the Indian Penal Code, the Court may hold that the ingredients of the offence
have not been established or that the prosecution has not made out the case
against the accused. In this view it might be said that the general burden to
prove the ingredients of the offence, unless there is a specific statute to the
contrary, is always on the prosecution, but the burden to prove the
circumstances coming under the exceptions lies upon the accused. The failure on
the part of the accused to establish all the circumstances bringing his case
under the exception does not absolve the prosecution to prove the ingredients
of the offence; indeed, the evidence, though insufficient to establish the
exception, may be sufficient to negative one or more of the ingredients of the
offence." In Dahyabhai's case as already noted, the relevant portion reads
thus:
"The
evidence so placed may not be sufficient to discharge the burden under s. 105
of the Evidence Act, but it may raise a reasonable doubt in the mind of a Judge
as regards one or other of the necessary ingredients of the offence itself. It
may, for instance, raise a reasonable doubt in the mind of the judge whether
the accused had the requisite intention laid down in S. 299 of the Penal
Code." The maxim that the prosecution must prove its case beyond
reasonable doubt is a rule of caution laid down by the Courts of Law in respect
of assessing the evidence.in criminal cases. Section 105 places 'burden of
proof' on the accused in the first part and in the second part we find a
presumption which the Court can draw regarding the absence of the circumstances
which presumption is always rebuttable.
Therefore,
taking the Section as a whole the 'burden of proof' and the presumption have to
be considered together.
It is
axiomatic when the evidence is sufficient as to prove the existence of a fact
conclusively then no difficulty arises. But where the accused introduces
material to dis- place the presumption which may affect the prosecution case or
create a reasonable doubt about the existence of one or other ingredients of
the offence and then it would amount to a case where prosecution failed to
prove its own case beyond reasonable doubt. The initial obligatory presumption
that the Court shall presume the absence of such circumstances gets lifted when
a plea of exception is raised. More so when there are circumstances on the
record (gathered from the prosecution evidence, chief and cross examinations,
pro- 602 babilities and circumstances, if any, introduced by the accused,
either by adducing evidence or otherwise) creating a reasonable doubt about the
existence of the ingredients of the offence. In case of such a reasonable
doubt, the Court has to give the benefit of the same to the accused. The
accused may also show on the basis of the material a prepon- derance of
probability in favour of his plea. If there are absolutely no circumstances at
all in favour of the exist- ence of such an exception then the rest of the
enquiry does not arise inspite of a mere plea being raised. But if the accused
succeeds in creating a reasonable doubt or shows preponderance of probability
in favour of his plea, the obligation on his part under Section 105 gets
discharged and he would be entitled to an acquittal.
From
what has been discussed above it emerges that the presumption regarding the
absence of existence of circum- stances regarding the exception can be rebutted
by the accused by introducing evidence in any one of the manners mentioned
above. If from such a rebuttal, a reasonable doubt arises regarding his guilt,
the accused should get the benefit of the same. Such a reasonable doubt
consequently negatives one or more of the ingredients of the offence charged,
for instance, from such a rebuttal evidence, a reasonable doubt arises about
the right of private defence then it follows that the prosecution has not
established the necessary ingredients of intention to commit the offence. In
that way the benefit of a reasonable doubt which arises from the legal and
factual considerations even under Section 105 of the Evidence Act should
necessarily go to the accused.
It can
be argued that the concept of 'reasonable doubt' is vague in nature and the
standard of 'burden of proof' contemplated under Section/05 should be somewhat
specific, therefore, it is difficult to reconcile both. But the gener- al
principles of criminal jurisprudence, namely, that the prosecution has to prove
its case beyond reasonable doubt and that the accused is entitled to the
benefit of a reason- able doubt, are to be borne in mind. The 'reasonable
doubt' is one which occurs to a prudent and reasonable man. Section 3 while
explaining the meaning of the words "proved", "disproved"
and "not proved" lays down the standard of proof, namely, about the
existence or nonexistence of the circumstances from the point of view of a
prudent man. The Section is so worded as to provide for two conditions of mind,
first, that in which a man feels absolutely certain of a fact, in other words,
"believe it to exist" and secondly in which though he may not feel
absolutely certain of a fact, he thinks it so extremely probable that a prudent
man would under the circumstances act on the assump- 603 tion of its existence.
The Act while adopting the require- ment of the prudent man as an appropriate
concrete standard by which to measure proof at the same time contemplates of
giving full effect to be given to circumstances or condition of probability or
improbability. It is this degree of cer- tainty to be arrived where the
circumstances before a fact can be said to be proved. A fact is said to be
disproved when the Court believes that it does not exist or considers its
non-existence so probable in the view of a prudent man and now we come to the
third stage where in the view of a prudent man the fact is not proved i.e.
neither proved nor disproved. It is this doubt which occurs to a reasonable
man, has legal recognition in the field of criminal dis- putes. It is something
different from moral conviction and it is also different from a suspicion. It
is the result of a process of keen examination of the entire material on record
by 'a prudent man'.
There
is a difference between a flimsy or fantastic plea which is to be rejected
altogether. But a reasonable though incompletely proved plea which casts a
genuine doubt on the prosecution version indirectly succeeds. The doubt which
the law contemplates is certainly not that of a weak or unduly vacillating,
capricious, indolent, drowsy or confused mind.
It
must be the doubt of the prudent man who assumed to possess the capacity to
"separate the chaff from the grain".
It is
the doubt of a reasonable, astute and alert mind arrived at after due
application of mind to every relevant circumstances of the case appearing from
the evidence. It is not a doubt which occurs to a wavering mind.
Lord
Denning, J. in Miller v. Minister of Pensions, [1947] 2 All ER 373 while
examining the degree of proof required in criminal cases stated:
"That
degree is well-settled. It need not reach certainty but it must reach a high
degree of probability. Proof beyond reasonable doubt does not mean proof beyond
the shadow of a doubt. The law would fail to protect the community if it
admitted fanciful possibilities to deflect the course of justice. If the
evidence is so strong against a man as to leave only a remote possibility in
his favour which can be dismissed with the sentence "of course, it is
possible but not in the least probable", the case is proved beyond rea- sonable
doubt." Regarding the concept of benefit of reasonable doubt Lord Du Paraq,
in another context observed thus:
604
"All that the principle enjoins is a reasonable scepticism, not an
obdurate persistence in disbelief. It does not demand from the Judge a resolute
and impenetrable incredulity. He is never required to close his mind to the
truth." Now, let us examine the types of cases to which these principles
underlined under Section 105 can be applied and to what extent? The Section
deals with the burden of proof in respect of the general exceptions, special
exceptions and proviso contained in the Penal Code or in any part of the same
code, or in any law defining the offence. It is already noted that the doctrine
of burden of proof has to be the general law and the same remains always upon
the prosecu- tion. However, in respect of the cases where the statute wholly
places the burden of proof on the accused himself, then the burden is more
onerous on him. As already noted in Rishi Kesh Singh's case Mathur, J. speaking
for the majori- ty, while affirming the view taken in Parbhoo's case ob- served
that in a case where any such exception is pleaded and the evidence led in
support of such plea, judged by the test of preponderance of probability, fails
to displace the presumption arising from Section 105 of the Evidence Act;
yet if
upon a consideration of the evidence as a whole including the evidence led in
support of plea of exception or proviso, a reasonable doubt is created in the
mind of the Court, as regards one or more of the ingredients of the offence,
the accused shall be entitled to the benefit of the reasonable doubt as to his
guilt. In C.S.D. Swami v. The State, AIR 1960 SC 7 the character of a
presumption of guilt under Section 5 of the Prevention of Corruption Act from proof.of
certain facts "unless the contrary is proved" was considered and it
was held there that the exception laid down by statute was "a complete
departure from the estab- lished principle of the criminal jurisprudence that
the burden always lies upon the prosecution to prove all the ingredients of the
offence charged and that the burden never shifts on to the accused to disprove
his guilt." V.D. Jhin- gan v. State of U.P., AIR 1966 SC 1762 also is a
case deal- ing with the presumption under Section 4 of the Prevention of
Corruption Act under which the accused was under an obligation to disprove his
guilt by adducing such evidence by which the preponderance of probabilities
prove the de- fence case.
An
examination of these cases would reveal that the statutory exception which
modifies the operation of the general principle that the prosecution must prove
all ingre- dients of the offence with which the accused is charged, to some
extent stands on a different 605 However, Beg, J. in his separate judgment, in Rishi
Kesh Singh's case observed thus:
"It
covers every tilt or preponderance of the balance of probability whether slight
or overwhelming. In fact, the dividing line between a case of mere
"preponderance of probability" by a slight tilt only of the balance
of proba- bility and a case of reasonable doubt is very thin indeed although it
is there. A case of reasonable doubt which must necessarily be one of which, on
a balancing of probabili- ties, two views are possible. What may appear to one
reason- able individual to be a case not fully proved may appear.to another to
be so proved on a balancing of probabilities.
Such a
case and only such a case would, in my opinion, be one of reasonable doubt. A
mere preponderance of probability in favour of the exception pleaded by an
accused would, however, constitute a "complete" proof of the
exception for the accused but a state of reasonable doubt would not."
Somewhat to the same effect are the observations made by the Supreme Court in Harbhajan
Singh v. State of Punjab, AIR 1966 SC 97. After citing Woolmington's case it is
therein held that "The principle of common law is part of the crimi- nal
law of the country. That is not to say that if an excep- tion is pleaded by an
accused person he is not required to.
justify
his plea; but the degree and character of proof which the accused is expected
to support his plea, cannot be equated with the degree and character of proof
expected from the prosecution which is required to prove its case. The onus on
the accused may well be compared to the onus on a party in civil proceedings;
just as in civil proceedings the' Court which tries an issue makes its decision
by adopt- ing the test of probabilities, So must a criminal court hold the'
plea made by the accused proved, if a preponderance of probability is
established by the evidence led by him." It can thus be seen that there is
a dividing line between a case of the accused discharging the burden by
preponderance of probabilities which is equated to proof of the exception and a
state of reasonable doubt that arises on a considera- tion of the evidence and
facts and circumstances as a whole, as regards one or more of the ingredients
of the offence.
Therefore,
in a case where the prosecution has discharged.
its
burden and where the accused pleads exception and if there is some evidence to
support that plea the obligatory presumption under Section 105 is lifted and
the accused may proceed further and establish his plea by a preponderance 606
of probabilities or he may carry his plea further and suc- ceed in creating a
reasonable doubt about an ingredient of an offence. Consequently in respect of
the general excep- tions, special exceptions, provisos contained in the Penal
Code or in any law defining the offence, the accused by one of these processes
would be discharging the burden contem- plated under Section 105 but in cases
of the exceptions covered by special statutes and where the burden of proof is
placed on the accused to establish his plea, he will be discharging the same by
preponderance of probabilities and not by merely creating a doubt.
At
this stage we have to point out that these principles cannot be made applicable
to a case where the accused sets up alibi. There the burden entirely lies on
him and plea of alibi does not come within the meaning of these exceptions.
Circumstances
leading to alibi are within his knowledge and as provided under Section 106 of
the Act he has to establish the same satisfactorily. Likewise in the case where
the statute throws special burden on the accused to disprove the existence of
the ingredients of the offence, he has to discharge the burden, for example, in
the cases arising under Prevention of Food Adulteration Act if the accused
pleads a defence under Section 19, the burden is on him to establish the same
since the warranty on which he relies is a circumstance within his knowledge.
However, it may not be necessary to enumerate these kinds of cases as we are
mainly concerned in this case only with the scope and application of Section
105 of the Evidence Act. We also make it clear that the principles laid down by
us are only in respect of the said provision only. As we think that it would be
appro- priate and useful to set out the sum and substance of the above
discussions regarding the scope of Section 105 and we accordingly state the
same as follows:
The
general burden of establishing the guilt of accused is always on the
prosecution and it never shifts. Even in respect of the cases covered by
Section 105 the prosecution is not absolved of its duty of discharging the
burden. The accused may raise a plea of exception either by pleading the same
specifically or by relying on the probabilities and circumstances obtaining in
the case. He may adduce the evidence in support of his plea directly or rely on
the prosecution case itself or, as stated above, he can indi- rectly introduce
such circumstances by way of cross-examina- tion and also rely on the
probabilities and the other cir- cumstances. Then the initial presumption
against the accused regarding the non-existence of the circumstances in favour
of his plea gets displaced and on an examination of the material if a
reasonable doubt arises the benefit of it should go to the accused. The 607
accused can also discharge the burden under Sec. 105 by preponderance of
probabilities in favour of his plea. In case of general exceptions, special
exceptions, provisos contained in the Penal Code or in any law defining the
offence, the Court, after due consideration of the evidence in the light of the
above principles, if satisfied, would state, in the first instance, as to which
exception the accused is entitled to, then see whether he would be enti- tled
for a complete acquittal of the offence charged or would be liable for a lesser
offence and convict him accord- ingly.
In the
instant case we are concerned with the exception of right of private defence.
In the instant case a plea of right of private defence is raised. As noted
above one of the accused received a 12'x2' lacerated wound and other accused
received gun-shot injuries. The plea that the non- explanation of these
injuries by the prosecution warrants rejection of the prosecution case, is
rejected as the evi- dence of the material witnesses even otherwise found to be
cogent, convincing and acceptable but from the circumstances these two accused
particularly one of them had received gun-shot injuries during the course of
the same occurrence is established. The accused have also adduced defence evi- dence
namely that of a Doctor in support of their plea. This material though by
itself is not sufficient to establish the General Exception under Section 96 or
the special exception No. 2 to Section 300 IPC but creates a reasonable doubt
about the existence of such a right. The accused have proved the infliction of
injuries on them by the complainant party in the course of the occurrence.
Therefore, the obligatory initial presumption against them is removed and their
plea appears to be reasonably true and consequently they are entitled to the
right of self-defence.
The
next question is whether they have exceeded this right. Learned counsel submits
that the accused is not expected to modulate his right of self-defence and that
in the instant case it cannot with certainty be said that they have exceeded
this right and therefore, they are entitled to an acquittal.
In Amjad
Khan v. The State, [1952] SCR 567, on the facts and circumstances of the case
it was held that the accused was entitled to a right of private defence of the
body even to the extent of causing death as there was no time to have recourse
to the authorities and had reasonable grounds for apprehending that either
death or grievous hurt would be caused either to himself or to his family.
These things could not be weighed in too fine a set of scales or "in
golden scales." In 608 Puran Singh and Ors. v. State of Punjab, AIR 1975
SC 1674 it is observed that the right of private defence of property or person,
where there is real apprehension that the aggressor might cause death or
grievous hurt to the victim, could extend to the causing of death also and it
is not necessary that death or grievous hurt should actually be caused before
the right could be exercised. A mere reasonable apprehension is enough to put
the right of private defence into opera- tion. It is also observed that the
question whether a person having a right of private defence has used more force
than is necessary would depend on the facts and circumstances of a particular
case.
In the
case before us as per the evidence of the materi- al witnesses the two deceased
were only proceeding alongwith the rasta towards the pump set for taking bath.
Even in the plea set up by Chirkut Singh, accused No. 6, it is not stated
specifically that deceased Nos. 1 and 2 were armed with any deadly weapons. Therefore,
the assailants had definitely exceeded the right of private defence when they
went to the extent of intentionally shooting them to death by inflicting bullet
injuries. Therefore, the offence com- mitted by them would be one punishable
under Section 304 Part 1 I.P.C.
We
accordingly set aside the conviction of the. appel- lantsaccused Nos. 1, 3, 4
and 6, Vijayee Singh, Ranjit Singh, Ram Briksh Singh and Chirkut Singh
respectively for an offence punishable under Section 302/149 I.P.C. and the
sentence of imprisonment for life awarded thereunder. In- stead they are
convicted under Section 304 Part I read with Section 34 I.P.C. and sentenced
each of them to undergo 10 years imprisonment. The other sentences/convictions
awarded to them are confirmed. The sentences shall run concurrently.
Criminal
Appeal Nos. 375-77 of 1987 are allowed to this extent only and Criminal Appeal
Nos. 372-74/87 are dis- missed.
R.N.J.
Crl. A. Nos. 375-77/87 are allowed and Crl. A. Nos. 372-74/87 are dismissed.
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