Union of India Vs. Parma Nand [1989] INSC 88 (14 March 1989)
Shetty,
K.J. (J) Shetty, K.J. (J) Ahmadi, A.M. (J) Kuldip Singh (J)
CITATION:
1989 AIR 1185 1989 SCR (2) 19 1989 SCC (2) 177 JT 1989 (2) 132 1989 SCALE
(1)606
ACT:
Administrative
Tribunals Act, 1985: Section 14-16, 27-29.
Disciplinary
proceedings--Inquiry--Penalty imposed by Competent Authority--Punjab Government
Servants Condu ct Rules, 1966-Administrative Tribunal--Jurisdiction of--Whether
could modify penalty on the ground that it is excessive or disproportionate to
the misconduct proved.
Constitution
of India, 1950: Article 311(2)(a): Civ il Servant-Conviction on a Criminal
Charge--Penalty imposed by competent authority--Administrative
Tribunal--Jurisdiction of--Whether can examine adequacy of penalty.
Article
136: Supreme Court's jurisdiction-- Is equitable--Supreme Court can modify the
penalty imposed by Competent Authority--High Court or Tribunal has no such
jurisdiction.
Words
and Phrases: "All Courts'--Meaning of.
HEAD NOTE:
The respondent,
in the appeal, was in-charge of preparing the pay bills of the employees of the
Beas Sutlej Link Project. He, along with other two employees, was charged with
the fraudulent act of withdrawal of Rs.238.90 by pr e- paring a bogus pay bill
and identity card in the name of a fictitious person. An enquiry was conducted
against all The three employees under the Punjab Government Servants Conduct
Rules, 1966 and the Inquiry Officer found all the three guilty of the charge
framed against each of them. The comp e- tent authority accepted the findings
of the Inquiry Officer and after giving an opportunity of being heard imposed The
penalty of dismissal on the respondent. Minor penalty of with-holding two or
three future increments was imposed on each of the other two employees. The
respondent challenged the finding of the Inquiry Officer as well as the order
of dismissal by filing a writ petition in the High Court of Himachal Pradesh.
Subsequently the writ stood transferred to the Central Administrative Tribunal
under the 20 provisions of the Administrative Tribunal Act, 1985. The Tribunal
agreed with the findings recorded by the Inquiry Officer to the effect that the
respondent was guilty of The charge but modified the punishment by reducing the
punishment of dismissal imposed to that of stopping his five increments on the
ground that the respondent was measured with a different yardstick than the
other two employees.
Against
the aforesaid order of the Tribunal appeals we re filed before this Court; (a)
by the Union of India conten d- ing that the tribunal has no powers to
interfere with The punishment imposed by the disciplinary authority on The
ground that it is disproportionate to the proved misdemeanour, and (b) by the
respondent seeking a complete exoneration from the charge.
While
allowing the appeal of the Union and
dismissing the Special Leave Petition of the respondent the Court s et aside
the order of the Tribunal, and,
HELD:
1. Under the provisions of the Administrative Tribunal Act, 1985 the powers of
the High Courts under Article 226, in so far as they are exercisable in relation
to service matters stand conferred on the Tribunal established under the Act. The
powers of other ordinary civil Courts in relation to service matters to try all
suits of a civil nature excepting suits of which their cognisan ce either
expressly or impliedly barred also stand conferred on the Tribunal. The Act
thus excludes the jurisdiction, power and authority of all Courts except the
Supreme Court and confers the same on the Tribunal in relation to recruitment
and service matters. The Tribunal is just a substitute to the civil Court and
High Court. The Tribunal thus could exercise only such powers which the civil
Court or the High Court could have exercised by way of judicial review. It is
neither less nor more. [27D-E; 28B-C1 S.P. Sampat Kumar v. Union of India &
Ors., [1987] 1 S.C.C. 124 referred to;
2. The
jurisdiction of the Tribunal to interfere wi th the disciplinary matters or
punishment cannot be equated with an appellate jurisdiction. The Tribunal
cannot interfere with the findings of the Inquiry Officer or competent
authority where they are not arbitrary or utterly perverse.
The
power to impose penalty on a delinquent officer is conferred on the competent
authority either by an Act of legislature or rules made under the proviso to
Article 3 09 of the Constitution. If there has been an enquiry consistent with
the rules and in accordance with principles of natur al justice what punishment
would meet the 21 ends of justice is a matter exclusively within the jurisdiction
of the competent authority. If the penalty can lawful ly be imposed and is
imposed on the proved misconduct, The Tribunal has no power to substitute its
own discretion f or that of the authority. The adequacy of penalty unless it is
malafide is certainly not a matter for the Tribunal to concern with. The
Tribunal also cannot interfere with The penalty if the conclusion of the
Inquiry Officer or The competent authority is based on evidence even if some of
it is found to be irrelevant or extraneous to the matter.
[33D-F]
State of Orissa v. Bidyabhushan, [1963] (Suppl.) 1
S.C.R. 648; Dhirajlal Girdharilal v. Commissioner of Income-Tax, A.I.R. 1955
S.C. 271; State of Maharashtra v. B.K. Takkamore & Ors.,
[1967] 2 S.C.R. 583; Zora Singh v. J.M. Tandon, A.I.R. 1971 S.C. 1537; Railway
Board v. Nira n- jan Singh, [1969] 3 S.C.R. 548; State of U.P. v. O. P.
Gupta,
A.I.R. 1970 S.C. 679 and Union of India v. Sarda rr Bahadur, [1972] 2 S.C.R.
218, applied.
Bhagat
Ram v. State of Himachal
Pradesh, [1983] 2
S.C. C. 442, distinguished.
3.
There is one exception to this proposition. There m ay be cases where the
penalty is imposed under clause (a) of the second proviso to Article 311(2) of
the Constitution.
Where the
person, without enquiry is dismissed, removed or reduced in rank solely on the
basis of conviction by a criminal court, the Tribunal may examine the adequacy
of The penalty imposed in the light of the conviction and sentence inflicted on
the person. If the penalty impugned is appa r-ently unreasonable or uncalled
for, having regard to The nature of the criminal charge, the Tribunal may step
in to render substantial justice. The Tribunal may remit the matter to the
competent authority for reconsideration or by itself substitute one of the penalities
provided under clause (a). [35E-F] Union of India v. Tulsiram PateI, [1985] 3
S.C.C. 39 8, applied.
4.
Since the respondent had made his choice of forum and was even otherwise dealt
with under the Government Serva nt (Conduct) Rules which are applicable to him
it cannot be held thaThe falls into the category of a workman empoweri ng the
Central Administrative Tribunal to exercise the powe rs of an Industrial Court
for giving appropriate relief. [35 F- G] 22
CIVIL
APPELLATE JURISDICTION: Civil Appeal No. 1709 of 1988.
From
the Judgment and Order dated 9.10.1987 of The Central Administrative Tribunal Chandigarh
in Appln. T. -- 1055 of 1986.
WITH (SLP
(Civil) No. 6998 of 1988) V.C. Mahajan, Mrs. Indu Goswami, C.V. Subba Rao, P. Parmeshwaran
for the Appellant in C.A. No. 1709 of 1988.
M.K.D.
Namboodary for the Petitioner in SLP (Civil) N o. 6998 of 1988.
S.M. Ashri
and Mahabir Singh for the Respondents.
The
Judgment of the Court was delivered by K. JAGANNATHA SHETTY, J. The civil
appeal, by special leave, and the connected SLP raise an important issue as to
the power of the Central Administration Tribunal ("Tribunal") to
examine the adequacy of penalty awarded by the competent authority to a
Government servant in discipl i- nary proceedings.
Short
factual background is this:
Parmanand--Respondent
in the appeal was a Time Keeper in Beas Sutlej Link Project, Sundernagar. He
was incharge of preparing the pay bills and other bills of the work charged
employees of the project. It was alleged thaThe maSte r- minded and prepared
the pay roll pertaining to 'T' Token of Central Survey Division, Sundernagar
for the month of M ay 1969 and entered the name of one Shri Ashok Kumar, Token
N o. 59-T at serial No. 10 on page 2 of the relevant pay roll.
He
made this entry with ulterior motive to withdraw the pay of Ashok Kumar for the
month of May 1969, even though Ash ok Kumar was not working in that Division. A
bogus identity card in the name of Ashok Kumar T.No. 59-T with the signatures
of the issuing officer was also prepared by the r e- spondent although it was
not his duty to prepare the ident i- ty card. The said fictitious identity card
was used by o ne Suraj Singh, cleaner T. No. 210-K of Beggi Tunnelling Div i- sion
for the purpose of withdrawing the pay of Ashok Kumar.
While Suraj
Singh by impersonation was receiving the pay of Ashok Kumar, he was recognised
by the Cashier since he kn ew him personally. There then started an enquiry
followed by departmental proceedings against three persons includi ng the respondenTherein.
The Personnel Officer of the 23 BSL Project was appointed as Inquiry Officer.
The enqui ry was conducted under the Punjab Government Servants Condu ct Rules,
1966.
The
Inquiry Officer framed charge against the responde nt in the following terms:
"That
the said Shri Parma Nand, while working as Time Keeper in Time Keeping
Sub-Division of Beas Sutlej Link Project, Sundernagar during the month of May
1969 failed to maintain absolute integrity and devotion to duty in as much as
he falsely marked the attendance of Shri Ashok Kuma r, Token No. 59-T in the
Pay Roll of Control Survey Divisi on for the month of May 1969, which resulted
in fictitio us drawal of Rs.238-90 as pay of the said Shri Ashok Kumar.
He
also prepared a bogus identity card in the name of the above Shri Ashok Kumar
and initiated it below the signatures of issuing officer and this identity card
Was used by Shri Suraj Singh, Cleaner (Token No. 210-K), Boggi Tunnelling
Division, at the time of attempting to receive the pay of Shri Ashok Kumar from
the Cashier." After a detailed enquiry against the respondent and t wo
others, the Inquiry Officer found all the three guilty of the charge framed
against each of them. The report of enquiry was forwarded to the competent
authority who aft er giving an opportunity of being heard dismissed the respon
d- ent from service. The other two persons were let off with minor punishments
of withholding two or three future increments in their pay scales.
The respondent
moved the High Court of Himachal Prade sh under Article 226 challenging the
findings of Inquiry off i- cer as well as the order of dismissal passed by the
comp e- tent authority. During the pendency of the writ petition, a Bench of
the Central Tribunal at Chandigarh was constitut ed under the
Administrative Tribunal Act, 1985. Consequentl y, the said writ petition stood
transferred to the Tribunal by operation of S. 29 of that Act.
The
Tribunal upon consideration of the matter agre ed with the findings recorded by
the Inquiry Officer that The respondent was the master mind behind the scheme
to defra ud the project. The Tribunal observed:
"Since
the applicant had. access to the records which 24 were fabricated at the
relevant time the Inquiry Officer h ad come to the conclusion that the
applicant was the mast er mind behind the scheme to defraud the Project.
In
view of the foregoing, it cannot be termed that the finding returned by the
Inquiry Officer is without a ny evidence. "It was also observed that there
was no denial of a reasonable opportunity for the respondent to set up proper defence.
After reaching this conclusion, the Tribunal pr o- ceeded to examine the
adequacy of penalty awarded to The respondent. This is how the Tribunal dealt
with that question:
"Lastly,
it was argued on behalf of the applicant that The punishment awarded to him is
disproportionate to the gravity of the charge proved against him and is in
stark contrast to the punishment awarded to his other three colleagues in whose
cases, only future increments were stopped, the max i- mum being for three
years in respect of Shri Sain Ditt a, Clerk. The finding regarding the
applicant being The master-mind behind the attempt to defraud the Project appears
to have weighed. with the disciplinary authority while dismissing the applicant
from service. An appreciation of the evidence, as done in the preceding pages,
would show that the applicant had entered the name of Shri Ashok Kumar in the
pay roll for May 1969 and so far as other evidence against him is concerned, it
is mostly of a circumstantial nature. There is no direct or expert evidence
that it was he who had marked the attendance of Shri Ashok Kumar in the p ay
roll for May 1969 or that it was he who had initiated The identity card. The
evidence against him is circumstantial in as much as the pay roll was under his
custody and he could have access to the identity cards. Under these circumstances,
the evidence that the applicant was the only master mind who sought to defraud
the project of the funds cannot be termed to be direct." The Tribunal
concluded:
"As
such it is a case where the applicant should not be measured with a different
yardstick than the other s, who have been punished along with applicant. In the
interest of 25 justice, it is necessary to modify the punishment awarded to the
applicant. We, therefore, direct that the punishment of dismissal awarded to
the applicant be reduced to that of stopping of his five increments which he
had earned for a period of five years, in terms of clause (iv) of Rule 11 of
the Central Civil Services (Classification, Control and Appeal) Rules, 1965.
There will be no order as to costs. The respondents shah comply with this order
within four months from its receipt and pay all consequential benefits to the
applicant." The Tribunal seems to suggest that the respondent w as not the
only master mind to commit the fraudulent act and there were others too, and as
such, he should not be measured with a different yardstick. The Tribunal
however, h as held that the respondent was guilty of entering the name of Ashok
Kumar in the pay roll of May 4969. Yet it modified The punishment to fall in line
with that of others whose part in the fraudulent act was evidently not similar
in nature.
Being
aggrieved by the reduction of penalty, the Union of India has preferred the
Civil Appeal No. 1709 of 1988.
Parma Nanda
seeking a complete exoneration from the charge has preferred the SLP No. 6998
of 1988.
The
question which has to be decided, therefore, is whether the Tribunal has power
to modify the penalty award ed to the respondent when the findings recorded as
to h is misdemeanour is supported by legal evidence. To put in other words,
whether the Tribunal could interfere with the penalty awarded by the Competent
authority on the ground that it is excessive or disproportionate to the
misconduct proved? The answer to the question cannot be determined without
reference to the scope of judicial review in the pre-Tribunal period. It is
also necessary to remember the purpose for which the Tribunal came to be established.
Before the Tribunal was constituted, the Courts were exercising judicial review
of administrative decisions in public services. This judicial review was sought
to be taken awary by the Constitution (42nd Amendment Act, 1976). By this
amendment, Articles 323A and 323B were introduced in the Constitution, thereby
opening altogether a new chapter in our Administrative law. Article 323A(1) which
is relevant for our purpose is confined to matters relating to the public
services.
It
provides power to Parliament to enact law for establishment of Administrative
Tribunals for adjudication of disputes with regard to service matters. The
service matters are of 26 persons appointed to the public service and posts. The
public service and posts may be in connection with The affairs of the union or
of any State. The law to be enact ed by Parliament may also cover persons
appointed in the loc al or other authority or of any corporation owned or
controlled by the Government. There should be only one Tribunal for The Union
of India and one for each State or for two or mo re States put together. The
law cannot provide for hierarchy of Tribunals. In pursuance of Articles 323A(1)
the Parliament enacted the Administrative Tribunal Act, 1985 ("The
Act").
We may
briefly examine the statutory framework. Section 4 of the Act provides for establishment
of Central Administrative Tribunal as well as State Administrative Tribunal.
It
also provides power to constitute Benches of the Central Administrative
Tribunal. Sections 5 to 11 deal with The composition of Tribunals and Benches
thereof and terms of office of the Chairman, Vice-Chairman and other members.
Section
14 provides powers and authority to the Central Administrative Tribunal. Section
15 deals with the similar power and authority of the State Administrative
Tribunal.
Section
16 refers to the powers of a Joint Administrative Tribunal. Section 22 states
that the Tribunal shall not be bound by the procedure laid down in Code of Civil
Procedure, 1908, but shall be guided by the principles of natural justice and
subject to other provisions of the Act and of any Rules made there under. The
Tribunal could also regulate its own procedure including the fixing of places
and time of enquiry and deciding whether to sit in public or in private.
Sub-section
2 of sec. 22 requires the Tribunal to decide every application made to it as
expeditiously as possible.
Ordinarily,
the Tribunal shall decide every application on a perusal of documents and
written representations and aft er heating such oral arguments as may be
advanced. Section 27 provides for execution of orders. Section 28 excludes The
jurisdiction of all Courts except the Supreme Court. Secti on 29 directs
transfer of cases pending in courts to the Tribunal for adjudication.
In
pursuance of the provisions of the Act, the Central Government has established
the Central Administrative Tribunal with a Bench at Chandigarh whose order has been challenged
before us.
It is
now necessary to examine in detail the amplitude of powers of the Tribunal.
Section 14, so far material, provides:
"14.
Jurisdiction, powers and authority of The Central Administrative Tribunal:
27 (1)
Save as otherwise expressly provided in this Act, the Central Administrative
Tribunal shall exercise, on and from the appointed day, all the jurisdiction,
powers and authority exercisable immediately before that day by a ll courts
(except Supreme Court) in relation to:
(a)
recruitment, and matters concerning recruitment, to any All-India Service or to
any civil service of the Union or a civil post under the Union or to a post
connected with defence or in the defence services, being in either case, a post
filled by a civilian;
(b) all
service matters concerning-- Similar are the powers and authority of the State
Service Tribunal under sec. 15 and Joint Administrative Tribunal under sec.
16.' The expression "all courts" in this connection includes civil
courts and High Court but not the Supreme Court. The powers of the Supreme
Court for obvious reasons have be en expressly kept undisturbed. The powers of
the High Courts under Article 226, in so far as they are exercisable in
relation to service matters stand conferred on the Tribunal established under
the Act. The powers of other ordinary civil courts in relation to service
matters to try all sui ts of a civil nature excepting suits of which their
cognizance either expressly or impliedly barred also stand conferred on the
Tribunal.
This
position becomes further clear by secs. 27, 28 and 29 of the Act. Section 27
provides for finality of The orders of the Tribunal. Section 28 excludes the
jurisdiction of courts except the Supreme Court, or any Industrial Tribunal , Labour Court, concerning service matters.
Section 29 provides for automatic transfer of all pending proceedings in the
High Court under Articles 226 and 227, relating to service matters (except
appeals) to the Tribunal for adjudication. Likewise, suits and other
proceedings pending before a Court or other authority relating to service
matters al so stand transferred to the Tribunal for determination.
The
Act thus excludes the jurisdiction, power and authority of all Courts except
the Supreme Court and confers the same on the Tribunal in relation to
recruitment and service matters. Section 3(2) 28 comprehensively defines 'service
matters' to mean all matters relating to conditions of service including the
disciplinary matters.
From
an analysis of secs. 14, 15, 16, 27, 28 and 29, it becomes apparent that in the
case of proceedings transferr ed to the Tribunal from a civil court or High
Court, the Tribunal has the jurisdiction to exercise all the powers which the
civil court could in a suit or the High Court in a wr it proceeding could have
respectively exercised. In an origin al proceedings instituted before the
Tribunal under sec. 1 9, the Tribunal can exercise any of the powers of a civil
court, or High Court. The Tribunal thus could exercise only such powers which
the Civil Court or the High Court could have exercised
by way of judicial review. It is neither le ss nor more. Because, the Tribunal
is just a substitute to The civil court and High Court. That has been put
beyond The pale of controversy by this Court while upholding constitutional
validity of the Act in S.P. Sampat Kumar v. Union of India & Ors., [1987] 1
SCC 124.
In
this backdrop, we may consider the main question that we have set out at the
beginning of the judgment. Mr. Mah a- jan, learned counsel for the Central
Government urged that the Tribunal has no powers to interfere with the punishment
imposed by the disciplinary authority on the ground that it is disproportionate
to the proved misdemeanour. He al so urged that if the enquiry held against the
delinquent off i- cer was proper with the findings supported by evidence the n,
the Tribunal cannot substitute its own judgment to modify the punishment
awarded. Mr. Ashri, learned counsel for The respondent, however, justified the
discretion exercised by the Tribunal in awarding the lesser punishment. We do not
think that we could accept so bold a submission made for The respondent, nor
can it be sustained by other consideration.
Indeed,
the contention for the respondent is unsustainable in view of the decisions of
this Court.
In
State of Orissa v. Bidyabhushan, [1963] Suppl 1 S CR 648 the enquiry was
conducted against the petitioner on several charges and eventually he was
dismissed from ser v- ice. The Orissa High Court found that the findings on two
of the charges were bad being in violation of the principles of natural
justice. The findings on the remaining charges we re however, found to be
justified. The High Court remitted The matter to the Government for fresh
consideration for awar d- ing a proper punishment. The High Court observed:
"That
the findings in respect of charges l(a) and l(e) 29 should be set aside as
being opposed to the rules of natur al justice, but the findings in respect of
charges l(c) and l(d) and charge 2 need not be disturbed. It will be th en left
to Government to decide whether, on the basis of the se charges, the punishment
of dismissal should be maintain ed 'or else whether a lesser punishment would
suffice." The Supreme Court reversed this order on the ground that if the
dismissal could be supported on any finding as to substantial misdemeanour for
which the punishment could lawfully be imposed, it was not for the. Court to
consider whether that ground alone would have weighed with the authority
dismissing the public servant. Shah, J. observed ( at 665-666):
"
..... in our view the High Court had no pow er to direct the Governor of Orissa
to reconsider the order of dismissal. The constitutional guarantee afforded to
a publ ic servant is that he shall not be dismissed or removed by an authority
subordinate to that by which he was appointed, and that he shall not be dismissed
or removed or reduced in rank until he has been given a reasonable opportunity
of showing cause against the action proposed to be taken in regard to him. The
reasonable opportunity contemplated has manifestly to be in accordance with the
rules framed under Article 3 09 of the Constitution. But the Court in a case in
which an order of dismissal of a public servant is impugned, is not concerned
to decide whether the sentence imposed, provided it is justified by the rules,
is appropriate having regard to the gravity of misdemeanour established. The
reasons which induce the punishing authority, if there has been an enquiry
consistent with the prescribed rules, is not just i- fiable; nor is the penalty
open to review by the court.
If the
High Court is satisfied that if some but not all of The findings of the
Tribunal were "unreasonable", the order of the Governor on whose
powers by the rules no restrictions in determining the appropriate punishment
are placed, w as final, and the High Court had no jursidiction to direct The
Governor to review the penalty, for as we have already observed the order of
dismissal passed by a competent authority on a public servant, if the
conditions of the co n- stitutional protection have been complied with, is not
justifiable. Therefore if the order may be supported on any finding as to
substantial misdemeanour for which the 30 punishment can lawfully be imposed,
it is not for the court to consider whether that ground alone would have weigh
ed with the authority in dismissing the public servant. The court has no
jurisdiction if the findings of the enqui ry officer or the Tribunal prima
facie make out a case of misdemeanour, to direct the authority to reconsider that
order because in respect of some of the findings but not a ll it appears that
there had been violation of the rules of natural justice. The High Court was,
in our judgment, in error in directing the Governor of Orissa to reconsider The
question." In Dhirajlal Girdharilal v. Commissioner of Income-tax, AIR
1956 SC 271, Mehar Chand Mahajan, C.J., while deali ng with a reference
application against an order of Income T ax Tribunal under the Indian Income
Tax Act had struck slight ly a different note (at 273):
"The
learned Attorney General frankly conced ed that it could not be denied that to
a certain extent The Tribunal had drawn upon its own imagination and had made u
se of a number of surmises and conjectures in reaching i ts result. He however,
contended that eliminating the irrel e- vant material employed by the Tribunal
in arriving at its conclusion, there was sufficient material on which The
finding of fact could be supported. In our opinion, this contention is not well
founded. It is well established that when a court of facts acts on material,
partly relevant and partly irrelevant, it is impossible to say to what exte nt
the mind of the court was affected by the irrelevant mater i- al used by it in
arriving at its finding. Such a finding is vitiated because of the use of
inadmissible material and thereby an issue of law arises." This
proposition in Dhirajlal's case was explained and the statement of law in Bidyabhushan's
case was affirmed in State of Maharashtra v.
B.K. Takkamore & Ors., [1967] 2 S CR 583. It was case of supersession of
the Corporation. The show cause notice issued to the corporation mentioned two
grounds for supersession. One of the grounds was held to be irrelevant. This
Court, however, upheld the order of supe r- session stating that the order
cannot be set aside f or reason that one of the grounds is found to be
non-existent or irrelevant if another ground by itself was serious enough to
supersede the Corporation. Bachawat, J., said (at 594):
31
"The principle underlying these decisions appears to be this. An
administrative or quasi-judicial order bas ed on several grounds, all taken
together, cannot be sustain ed if it be found that some of the grounds are
non-existent or irrelevant, and there is nothing to show that the authority
would have passed the order on the basis of the other relevant and existing
grounds. On the other hand, an order bas ed on several grounds some of which
are found to be non-exis tent or irrelevant, can be sustained if the court is
satisfied that the authority would have passed the order on The basis of the
other relevant and existing grounds, and The exclusion of the irrelevant or
non-existent grounds could not have affected the ultimate opinion or
decision." This principle again receives support from the decision of in Zora
Singh v. J.M. Tandon, AIR 1971 SC 1537. The re the Chief Settlement
Commissioner cancelled the allotment of land made to a person but the High
Court allowed the writ petition quashing the order of the Chief Settlement
Commissioner and directing him to proceed to decide the case on merits. The
Commissioner re-heard the entire case as directed by the Court but came to the
same conclusion as before and reaffirmed his earlier decision canceling the
allotment.
The
person unsuccessfully moved the High Court with a wr it petition challenging
the order of the Commissioner and finally appealed to the Supreme Court. In
dismissing that appeal, Shalat, J., made inter alia, the following observ a- tions
(at 1540):
"The
High Court was right in holding that even if there were amongst the reasons
given by the Commissione r, some which were extraneous, if the rest were
relevant and could be considered sufficient, the Commissioner's conclusions
would not be vitiated. The principle that if some of the reasons relied on by a
Tribunal for its conclusion turn out to be extraneous or otherwise
unsustainable, its decision would be vitiated, applies to cases in which the co
n- clusion is arived at not on assessment of objective sati s- faction. The
reason is that whereas in cases where The decision is based on subjective
satisfaction if some of The reasons turn out to be irrelevant or invalid, it
would be impossible for a superior court to find out which of The reasons,
relevant or irrelevant, valid or invalid, h ad brought about such satisfaction.
But in a case where The conclusion is based on objective facts and evidence,
such a difficult 32 would not arise. If it is found that there was legal evidence
before the Tribunal even if some of it was irrelevan t, a superior court would
not interfere if the finding can be sustained on the rest of the evidence. The
reason is that in a writ petition for certiorari, the superior court does not
sit in appeal, but exercises only supervisory jurisdiction, and therefore, does
not enter into the question of sufficiency of evidence. There was, in our view,
legal evidence before the Commissioner upon which he was entitled to re st his
finding that the copies relied on by the appellant we re not genuine." The
view taken in Bidyabhushan case has been repeated ly affirmed and reiterated in
Railway Board v. Niranjan Sing h, [1969] 3 SCR 548 at 552; O.P. Gupta case AIR
1970 SC 679 and Union of India v. Sardar Bahadur, [1972] 2 SCR 218. Any doubts
as to the incapacity of the Court to review The merits of the penalty must
vanish when we read the remarks of Mathew, J., in Sardar Bahadur's case (at
225):
"A
disciplinary proceeding is not a criminal trial.
The
standard of proof required is that of preponderance of probability and not
proof beyond reasonable doubt. If The inference that Nand Kumar was a person
likely to have off i- cial dealings, with the respondent was one which reasonab
le person would draw from the proved facts of the case, The High Court cannot
sit as a court of appeal over a decisi on based on it. Where there are some
relevant materials whi ch the authority has accepted and which materials may
reason a- bly support the conclusion that the officer is guilty, it is not the
function of the High Court exercising its jurisdi c- tion under Art. 226 to
review the materials and to arrive at an independent finding on the materials.
If the enquiry h as been properly held the question of adequacy or reliabili ty
of the evidence cannot be convassed before the High Court.
"
The learned Judge also said (at 227):
"Now
it is settled by the decision of this Court in State of Orissa v. Bidyabhushan Mohapatra,
that if the order of a punishing authority can be supported on any finding as
to substantial misdemeanour for which the punishment can be imposed, it is not
for the Court to consider whether the 33 charge proved alone would have weighed
with the authority in imposing the punishment. The Court is not concerned to
decide whether the punishment imposed, provided it is justified by the rules,
is appropriate having regard to The misdemeanour established." So much is,
we think, established law on the scope of jurisdiction and the amplitude of
powers of the Tribunal.
However,
of late we have been receiving a large number of appeals from the orders of
Tribunals--Central and States--complaining about the interference with the
penalty awarded in the disciplinary proceedings. The Tribunals se em to take it
within their discretion to interfere with The penalty on the ground that it is
not commensurate with The delinquency of the official. The law already declared
by this Court, which we reiterate, makes it clear that The Tribunals have no
such discretion or power.
We
must unequivocally state that the jurisdiction of The Tribunal to interfere
with the disciplinary matters or punishment cannot be equated with an appellate
jurisdiction.
The
Tribunal cannot interfere with the findings of The Inquiry Officer or competent
authority where they are not arbitrary or utterly perverse. It is appropriate
to remember that the power to impose penalty on a delinquent officer is
conferred on the competent authority either by an Act of legislature or rules
made under the proviso to Article 309 of the Constitution. If there has been an
enquiry consistent with the rules and in accordance with principles of natural
justice what punishment would meet the ends of justice is a matter exclusively
within the jurisdiction of the competent authority. If the penalty can lawfully
be imposed and is imposed on the proved misconduct, the Tribunal has no power
to substitute its own discretion for that of the authority.
The
adequacy of penalty unless it is malafide is certain ly not a matter for the
Tribunal to concern with. The Tribunal also cannot interfere with the penalty
if the conclusion of the Inquiry Officer or the competent authority is based on
evidence even if some of it is found to be irrelevant or extraneous to the
matter.
Our
attention was drawn to the decision of this Court in Bhagat Ram v. State of Himachal
Pradesh, [1983] 2 SCC 44 2.
We do
not consider that this decision is of any assistance to support the contention
urged for the respondent. The re the facts found were entirely different. This
Court, after considering the matter was of opinion that the appellant therein
was not offered a reasonable opportunity to defend himself and accordingly the
enquiry and consequential ord er of 34 removal from service were found to be
bad. Ordinarily, whe re the disciplinary enquiry is shown to have been held in
violation of principles of natural justice, the enquiry would be vitiated and
the order based on such enquiry would be quashed with liberty to hold fresh
enquiry. But that procedure was not adopted by this Court since the charge
against appellant was found to be a very minor infraction of duty in checking
hammer-marks of trees. That negligence, if any, caused no loss to the
Government, for, the man w ho resorted unauthorised felling of trees, had
compensated The Department. The appellant was a low paid class IV Governme nt
servant. Considering all these facts this Court felt that it would not be fair
to direct a low paid class IV employee to face the hazards of a fresh enquiry.
This Court in The interest of justice and fair play thought that a min or
penalty would be sufficient. Accordingly, two incremen ts with future effect,
of the appellant were ordered to be withheld. This decision is, therefore, no
authority for The proposition that the High Court or the Tribunal has juri s-
diction to impose any punishment to meet the ends of justice. It may be noted
that this Court exercised the equit a- ble jurisdiction under Article 136 and
the High Court or Tribunal has no such power or jurisdiction.
We may
however, carve out one exception to this propos i- tion. There may be cases where
the penalty is imposed under clause (a) of the second proviso to Article 311(2)
of The Constitution. Where the person, without enquiry is di s- missed, removed
or reduced in rank solely on the basis of conviction by a criminal court, the
Tribunal may examine The adequacy of the penalty imposed in the light of the convi
c- tion and sentence inflicted on the person. If the penal ty impugned is
apparently unreasonable or uncalled for, having regard to the nature of the
criminal charge, the Tribunal may step in to render substantial justice. The
Tribunal m ay remit the matter to the competent authority for reconsider action
or by itself substitute one of the penalties provided under clause (a). This
power has been conceded to the court in Union of India v. Tulsiram Patel, [1985]
3 SCC 398 where Madon, J., observed (at 501-502):
"Where
a disciplinary authority comes to know that a government servant has been
convicted on a criminal charge, it must consider whether his conduct which has
l ed to his conviction was such as warrants the imposition of a penalty and, if
so, what that penalty should be .....
35
"The disciplinary authority must, however, bear in mind that a conviction
on a criminal charge does not automatically entail dismissal, removed or
reduction in rank of the concerned government servant. Having decided which of
the se three penalties is required to be imposed, he has to pass the requisite
order. A government servant who is aggrieved by the penalty imposed can agitate
in appeal, revision or review, as the case may be, that the penalty was too seve
re or excessive and not warranted by the facts and circumstances of the case.
If it is his case that he is not The government servant who has been in fact
convicted, he c an also agitate this question in appeal, revision or review.
If he
fails in the departmental remedies and still wants to pursue the matter, he can
invoke the court's power of judicial review subject to the court permitting it.
If the court finds that he was not in fact the person convicted, it wi ll strike
down the impugned order and order him to be reinsta t- ed in service. Where the
court finds that the penalty i m- posed by the impugned order is arbitrary or
grossly exce s- sive or out of all proportion to the offence committed or not
warranted by the facts and circumstances of the case or the requirements of
that particular government service The court will also strike down the impugned
order. Thus, in Shankar Dass v. Union of India this Court set aside The
impugned order of penalty on the ground that the penalty of dismissal from
service imposed upon the appellant was whi m- sical and ordered his reinstatement
in service with full back wages. It is, however, not necessary that the court
should always order reinstatement. The court can inste ad substitute a penalty
which in its opinion would be just and proper in the circumstances of the
case." The last contention that the respondent fails into The category of
a workman and the Tribunal could exercise The powers of an industrial court for
giving appropriate reli ef is unavailable in this case, since the respondent
had ma de his choice of forum and was even otherwise dealt with und er the
Government Servants (Conduct) Rules which are undispu t- edly applicable to
him.
In the
light of the principles to which we have called attention and in view of the
aforesaid discussion, the order of the Tribunal imposing a lesser penalty on
the respondent cannot, therefore, be sustained. He was found guilty of The
charge framed against him. He 36 was a party to the fraudulent act for self aggrandisement.
He
prepared bogus documents for withdrawal of salary in The name of Ashok Kumar
who was not working in his Division.
He has
thus proved himself unbecoming and unworthy to hold any post. Any sympathy or
charitable view on such officials will not be conducive to keep the streams of
administration pure which is so vital for the success of our democrary.
In the
result, we allow the appeal and set aside The order of the Tribunal. Consequently,
the SLP of the respondent is dismissed. In the circumstances of the case howeve
r, we make no order as to costs.
T.N.A.
Appeal allowed and Petition dismissed.
Back