Bakshi
Sardari Lal & Ors Vs. Union of India & ANR [1987] INSC 192 (31 July
1987)
MISRA
RANGNATH MISRA RANGNATH DUTT, M.M. (J) CITATION: 1987 AIR 2106 1987 SCR (3) 704
1987 SCC (4) 114 JT 1987 (3) 180 1987 SCALE (2)147
ACT:
Constitution
of India, 1950: Article 311(2)(c) Police personnel--Dismissed from
service--Enquiry dispensed with- Satisfaction of President--Whether personal
satisfaction necessary-Communication of reasons-- Whether obligatory.
Practice
and procedure: Order of dismissal--Set aside for noncompliance of requirements
of law--Whether employer entitled to pass fresh order of dismissal after
reinstatement--Leave of Court--Whether necessary.
HEADNOTE:
The
Supreme Court having quashed in appeal the dismissal orders dated April 14,
1967 passed against the appellant- policemen, they were served fresh orders of
dismissal on June 5, 1971 In exercise of the power conferred under clause (c)
of second proviso to Article 311(2) of the Constitution.
The
appellants challenged that these orders, without an inquiry as envisaged in
Ariticle 311(2), were vitiated as the power under sub-clause (c) of the second
proviso to that Article had not been exercised upon personal satisfaction of
the President. On behalf of the respondent-Union of India, it was contended
that the President had personally considered all the facts and circumstances of
each case and, after having satisfied himself, passed the order that in the
interest of the security of the State it was not expedient to hold the inquiry.
The
High Court held that the exercise of the power by the President under clause
(c) to the proviso to Article 311(2) was fully covered by clause (1) of Article
361 and the President was not answerable to any court for the exercise and
performance of his powers and duties under this clause of the proviso to Article
311 and no court had jurisdiction to examine the facts and circumstances that
led to the satisfaction of the President envisaged in clause (c) except
probably on the ground of mala fide, and dismissed the Writ Petitions.
705
In the appeals before this Court, it was contended on behalf of the appellant
that the impugned order of dismissal in 1971 which was claimed to have been
passed on the person- al satisfaction of the President was vitiated in view of
the rule laid down in the case of Shamsher Singh and Anr. v. State of Punjab,
that the appellants having been reinstated in service in terms of judgment of
this Court, without leave of the Court, no second order of dismissal on the
same material could have been passed, and that the High Court was wrong in
holding that the sufficiency of satisfaction of the President was not
justiciable.
Dismissing
the appeals, this Court,
HELD:
1.1 The order of the President was not on the basis of his personal
satisfaction as required by the Rule in Sardari Lal's case but was upon the aid
and advice of the Council of Ministers, as required in Shamsher Singh's case.
The
dismissal order was, therefore, not vitiated. [711H, 712A]
1.2
This Court quashed the orders of dismissal earlier on account of non-compliance
of the requirement of law and when the police officers returned to service it
was open to the employer to deal with them in accordance with law. No leave of
Court was necessary for making a fresh order in exercise of the disciplinary
jurisdiction after removing the defects. [712B]
1.3
There was a constitutional obligation to record in writing the reason for the
satisfaction that one of the sub-clauses was applicable and if such reason was
not re- corded in writing, the order dispensing with the inquiry and the order
of penalty following thereupon would both be void and unconstitutional, and the
communication of the reason to the aggrieved Government servant was not
obligatory but perhaps advisable. [712D] In the instant case, the record of the
case indicates that the reason has been recorded though not communicated.
That
would satisfy the requirements of law. [712E] Union of India & Anr. v.
Tulsiram Patel & Ors., [1985] 3 SCC 398, followed.
1.4
No malafides could be attributed to the impugned order of dismissal. The
President's order is dated 2nd of June and the typed orders of dismissal bear
the date of the following day. There is, there- 706 fore, no scope to suggest
that typed orders representing Government's decision were available on the
record by the time the matter was placed before the President. [712F] [This
Court has no sympathy for indiscipline. In an orderly force like police,
indiscipline is bound to give rise to serious problems of administration. The
Government had made it known that they intended to treat even these policemen
liberally by giving them compassionate allowances.
The
situation would be met in a just way if lump-sum amounts are paid to the
dismissed policemen who are alive or to their legal representatives in the case
of those who are dead, at the rate of Rs.60,000 to Sub-Inspectors, Rs.50,000 to
Head Constables and Rs.40,000 to Constables.] [713B, D-F] Sardari Lal v. Union
of India & Ors., [1971] 3 SCR 461 and Shamsher Singh & ANR. v. State of
Punjab, [1975] 1 SCR 814, referred to.
Civil
Appellate Jurisdiction: Civil Appeal Nos. 149 1--1501 of 1974.
From
the Judgment and Order dated 21.12.1973 of the High Court of Delhi in C.W. Nos.
954/71, 211 to 218 and 249 and 251 of 1972.
F.S.
Nariman, U.S. Prasad, S.K. Mehta, M.K. Dua, S.M. Sarin, Aman Vachhar and R.
Jagannath for the appellants.
Anil
Dev Singh, Miss Halida Khatoon. P. Parmeswaran for the Respondents.
The
judgment of the Court was delivered by RANGANATH MISRA, J.These appeals are by
certificate under Article 132 and involve the determination of the amplitude
contained and nature of the power conferred on the President by clause (c) of
the second proviso of Article 311(2) of the Constitution.
18
policemen---Sardari Lal and two others being Sub- Inspectors and the remaining
being either Head Constables or Constables--of the Delhi Armed Police Force
were dismissed from service by separate but similar orders dated 14th April,
1967, by way of punishment. They challenged those orders before the Delhi High
Court mainly contending that the exercise of power under clause (c) of the
second proviso to Article 311(2) was not upon President's personal satisfaction
and as there had been no inquiry as mandated by Article 311(2), the dismissals
were bad. The High Court did not accept the contention and rejected the writ
petitions. The dismissed policemen carried appeals to this Court and by
judgment dated 2 1st January, 1971 in Sardari Lal v. Union of India & Ors.,
[1971] 3 SCR 461 a Constitution Bench of this Court set aside the judgment of
the High Court in each of the writ petitions and quashed the several orders of
dismissal on the ground that each of them was illegal, ultra vires and void.
This Court held:- "On the principles which have been enunciated by this
Court, the function in clause (c) of the proviso to Article 311(2) cannot be
dele- gated by the President to any one else in the case of a civil servant of
the Union. In other words, he has to be satisfied personally that in the
interest of the security of the State, it is not expedient to hold the inquiry
pre- scribed by clause (2). In the first place, the general consensus has been
that executive functions of the nature entrusted by the Articles, some of which
have been mentioned before and in particular those Articles in which the
President has to be satisfied him- self about the existence of certain fact or
state of affairs cannot be delegated by him to any one else. Secondly even with
regard to clause (c) of the proviso, there is a specific observation in the
passage extracted above from the case of Jayantilal Amrit Lal Shodban--[1964] 5
SCR 294--that the powers of the President under that provision cannot be
delegated. Thirdly, the dichotomy which has been specifically introduced
between the authority mentioned in clause (b) and the President mentioned in
clause (c) of the proviso cannot be without significance. The Constitution
makers apparently felt that a matter in which the interest of the security of
the State had to be considered should receive the personal attention of the
President or the head of the State and he should be himself satisfied that an
inquiry under the substantive part of clause (2) of Article 311 was not
expedient for the reasons stated in clause (c) of the proviso in the case of a
particular servant." Following the judgment of this Court, the dismissed
police- men were reinstated in service with effect from 16th April, 1971. On
5th of June, 1971, fresh orders of dismissal were served on these policemen
again 708 invoking the power under clause (c) of the second proviso to Article
311(2) for dispensing with the inquiry. One of the representative orders is
extracted below:- "Whereas you, Shri Sardari Lal, sub- Inspector being No.
D 331 (present No. D1177) of Delhi Police, held your office during the pleasure
of the President." "And whereas the President, after considering all
the facts and circumstances of your case, is satisfied under sub clause (c) of
the proviso to clause (2) of Article 311 of the Constitution, that in the interest
of the security of the State it is not expedient to hold, in relation to you,
such inquiry as is referred to in clause (2) of the said Article 311 of the
Constitution." "Now, therefore, the President is pleased to dismiss
you from service with immediate effect." Several writ applications were
again flied before the High Court. It was inter alia contended that the order
of dismissal without an inquiry as envisaged in Article 311(2) was vitiated as
the power under sub-clause (c) of the second proviso to Article 311(2) had not
been made upon personal satisfaction of the President.
In
the returns made to the Rule to two separate affidavits-one by the Inspector
General of Police and the other by a Joint Secretary to the Union Government in
the Ministry of Home Affairs--it was maintained that the President had
personally considered all the facts and circumstances of each case and after
having satisfied himself, passed the order that in the interest of the security
of the State, it was not expedient to hold the inquiry. The original orders of
the President along with the connected papers were placed before the High Court
and the High Court held:- "The contention, therefore, that the President
himself did not pass the impugned orders is rejected. The question for decision
then is whether the court can scrutinize and examine the facts and
circumstances that led the President to arrive at the satisfaction that it was
not expedient in the interest of the security of the State to hold the inquiry
envisaged in Article ,311(2) against the petitioners, and if so, to what
extent." 709 While examining this aspect of the matter, the High Court
relied on the ratio of the decision of this Court in Sardari Lal's case (supra)
and examining the second aspect of the contention, the High Court held:-
"The result, therefore, is that the exercise of power by the President
under clause (c) to the proviso to Article 311(2) is fully covered by clause
(1) of Article 361 and the President is not answerable to any court for the
exercise and performance of his powers and duties under this clause of the
proviso to Article 311 and no court has jurisdiction to examine the facts and
circumstances that led to the satisfaction of the President envisaged in clause
(c) except probably on the ground of mala fide." The plea of mala fides is
based upon the alleged factual situation that the respective impugned orders
had already been taken by the Government and the President simply endorsed them
was not entertained by the High Court and ultimately each of the writ petitions
was dismissed.
Mr.
Nariman, learned counsel appearing on behalf of the appellants has advanced
three contentions in support of these appeals:- (1) the impugned order of
dismissal in 1971 which is claimed to have been passed on the personal
satisfaction of the President is vitiated in view of the rule in the case of
Shamsher Singh & Anr. v. State of Punjab, [1975] 1 SCR 814.
(2)
appellants having been reinstated in service in terms of the judgment of this
Court, without leave of the Court, no second order of dismissal on the same
material could have been passed; and (3) the High Court was wrong in holding
that the sufficiency of satisfaction of the President was not justiciable.
The
first aspect argued by Mr. Nariman is on the basis of the reversal of the view
expressed by this Court in Sardari Lal's case (supra) by a later larger Bench
judgment of this Court. The ratio in Sadari Lal's case came to be considered in
Shamsher Singh's case (supra) by a seven-Judge Bench. Ray, CJ., who spoke for
five members of the bench and with whom by a separate judgment, the remaining
two learned Judges agreed spoke thus:- 710 "The decision in Sardari Lal's
case that the President has to be satisfied personally in exercise of executive
power or function and that the functions of the President cannot be delegated
is with respect not the correct statement of law and is against the established
and uniform view of this Court as embodied in several decisions to which reference
has already been made. These decisions are from the year 1955 up to the years
1971.
The
decisions are Rai Saheb Ramjawaya Kapur v. State of Punjab, [1955] 2 SCR 225;
A. Sanjeevi Naidu v. State of Madras, [1970] 3 SCR 505 and U.N.R. Rao v. Smt.
Indira Gandhi, [1977] Suppl. SCR 46. These decisions neither referred to nor
considered in Sardari Lal's case." "The President as well as the
Governor is the Constitutional or formal head. The President as well as the
Governor exercises his powers and functions conferred on him by or under the
Constitution on the aid and advice of his Council of Ministers, Save in spheres
where the Governor is required by or under the Constitution to exercise his
functions in his discretion. Whoever the Constitution requires the satisfaction
of the President or the Governor for the exercise by the President or the
Governor of any power or function, the satisfaction required by the
Constitution is not the personal satisfaction of the President or the Governor
but the satisfaction of the President or Governor in the Constitution- al sense
in the cabinet system of Government, that is, satisfaction of his Council of
Ministers on whose aid and advice the President or the Governor generally
exercise all his powers and functions. The decision of any minister or officer
under rules of business made under any of these two Articles 77(3) and 166(3)
is the decision of the President or the Governor respectively. These Articles
did not provide for any delegation. Therefore, the decision of Minister or
Officer under the rules of business is the decision of the President or the
Governor." In their writ petitions, each of the appellants had contended
before the High Court, following the ratio of Sadari Lal's case which was then
the law, that the President had not been personally satisfied before exercise
of the power under the proviso to dispense with the inquiry and the respondents
had taken pains to establish by pleading and producing the original records
that the President had satisfied himself person- 771 ally before be made the
order dispensing with the inquiry.
To
reduce the argument on this aspect and to have an exact impression of how the
impugned orders were made, we directed learned counsel appearing for the Union
of India to produce the original record and the same has been put before this
Court. It transpires there from that the papers were placed by the Ministry of
Home Affairs for the consideration of the President by the Joint Secretary of
the Union Territory of Delhi on 22nd of March, 1971, and were returned with a
note of 20th of April, 1971, to the effect that the President would like to
have the advice of the Council of Ministers in the matter. A draft note for the
Cabinet was prepared relating to the matter and as the record indicates it got
through the Cabinet and the Prime Minister recorded her approval.
Thereafter,
it was again placed before the President along with a note prepared on 25th
May, 1971. The note clearly indicated:
"President's
Secretariat may kindly see their note extracted at pre-page 7/n. As desired by
the President, the matter was placed before the Council of Ministers. A copy of
the Note submitted to the Cabinet may kindly be seen at flag 'H'. The Cabinet
has approved the propos- al contained in paragraph 6 thereof. Minutes of the
Cabinet meeting may be seen at flag `I'." "It is requested that the
matter may now be placed before the President for consideration." On 2nd
June, 1971, the President made the following order:- "I have considered
the cases of the eighteen Police officers, whose names are given in the list
appended to this order. I have also considered all the facts and circumstances
of their cases stated in the notes of the Minis- try of Home Affairs, dated
March 22, 1971, and May 25,1971." "I am satisfied, under paragraph
(c) of the proviso to clause (2) of Article 311 of the Constitution, that in
the interest of the security of the State it is not expedient to hold an inquiry
into the case of any one of these Police Officers. I accordingly order that
these eighteen Police Officers be dismissed from service with immediate
effect." It is clear from what has been extracted above that the order of
the President was not on the basis of his personal satisfaction as required 712
by the Rule in Sardari Lal's case but was upon the aid and advice of the
Council of Ministers, as required in Shamsher Singh's case. In view of this
factual position, learned counsel for the appellants fairly stated that there
was no force in his first contention.
We
see no force in the second point canvassed by Mr. Nariman. This Court quashed
the orders of dismissal on account of noncompliance of the requirements of the
law and when the Police Officers returned to service it was open to the
employer to deal with them in accordance with law. No leave of this Court was
necessary for making a fresh order in exercise of the disciplinary jurisdiction
after removing the defects.
Now
coming to the third contention of Mr. Nariman, the matter appears to have been
concluded by the judgment of this Court in the case of Union of India &
Anr. v. Tulsirara Patel & Ors., [1985] 3 SCC 398. Those were also cases of
striking railwaymen against whom orders of dismissal had been made after
dispensing with the inquiry by exercise of powers under the same proviso. Four
learned Judges representing the majority spoke through Madon, J. and this Court
held that there was a constitutional obligation to record in writing the reason
for the satisfaction that one of the sub-clauses was applicable and if such
reason was not re- corded in writing, the order dispensing with the inquiry and
the order of penalty following thereupon would both be void and
unconstitutional. The Court further stated that communication of the reason to
the aggrieved Government servant was not obligatory but perhaps advisable. The
record of the case produced before us clearly indicates that the reason has
been recorded though not communicated. That would satisfy the requirements of
the law as indicated in Tulsiram Patel's case. The plea of mala fides as had
been contended before the High Court and casually reiterated before us arises
out of the fact that typed orders dated 3rd of June, 1971, were already on
record in the file when the papers were placed before the President; such a
contention is without any substance. The President's order is dated 2nd of June
and the typed orders of dismissal bear the date of the following day. In this
setting, there is no scope to suggest that typed orders representing
Government's decision were avail- able on the record by the time the matter was
placed before the President.
All
the legal contentions have failed. Ordinarily in such a situation, the appeals
have to be dismissed. Mr. Nariman, however, has placed before us for
consideration a statement made by the Home Minister before the Lok Sabha on
18th of December, 1978. Therein he had stated:- 713 " .............. 18
persons who have been dismissed by invoking clause (c) of the proviso to
Article 311(2) will be considered for grant of compassionate allowances."
This statement was also reiterated in the papers placed before the President.
Obviously the Government intended to pay them compassionate allowances. We have
no sympathy for indiscipline. In fact, in an orderly force like the Police,
indiscipline is bound to give rise to serious problems of administration. It
is, however, unnecessary to go into that aspect of the matter as the Government
had made it known that they intended to treat even these 18 policemen liberal-
ly by giving them compassionate allowances. The matter has been sufficiently
protracted, the first order of dismissal was made a little more than 20 years
back and in the mean- time some of the policemen out of this group of 18 have
died. In such circumstances to leave this matter for a future date for fixing
compassionate allowance would not be just and proper. We had suggested to the
learned counsel appearing for the Union of India to have instructions and give
us an indication of what was in view of the Government when compassionate
allowance was thought of. There has been no response yet. We are not prepared
to detain delivery of the judgment on that ground. In our opinion, the
situation would be met in a just way if instead of paying a recurring Allowance,
a lump sum amount is paid to the policemen who are alive or their legal
representatives in the case of the policemen who are dead. We accordingly
direct that in the case of Sub-Inspectors who were dismissed, a lump sum amount
of Rs.60,000 (Rupees Sixty Thousand only), in the case of Head-Constables who
were dismissed a sum of Rs.50,000 (Rupees Fifty Thousand only) and in the case
of Constables a lump sum of Rs.40.000 (Rupees Forty Thousand only) should be
paid within one month from today.
The
appeals are dismissed subject to the direction for payment of the lump sum
amounts indicated above in lieu of compassionate allowance. There would be no
orders for costs.
N.P.V.
Appeals dismissed.
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