Dev
Singh & Ors V. Registrar, Punjab & Haryana High Court & Ors [1987]
INSC 112 (15 April 1987)
Khalid,
V. (J) Khalid, V. (J) Pathak, R.S. (Cj) Citation: 1987 Air 1629 1987 Scr
(2)1005 1987 Scc (3) 169 Jt 1987 (3) 34 1987 Scale (1)869 Citator Info :
Rf&E 1992 Sc2219 (53,58,63,135)
ACT:
Rules
and Orders of the Punjab High Court Vol. I, Chapter 18-A, Rules IX and X:
Dismissal of ministerial staff of subordinate courts by District Judge--Service
appeal disposed of by High Court--Whether judicial decision.
Constitution
of India, Articles 136 and 235: Removal from service of ministerial staff by
District Judge-Service appeal dismissed by High Court--Decision whether
judicial or administrative-Whether assailable in petition for special leave.
HEADNOTE:
Sub-section
(2) of Section 35 of the Punjab Courts Act, 1918 confers power of appointment
of ministerial officers of all courts controlled by a District Court and their
suspension and removal on the District Court. Sub-section (3) makes every
appointment subject to such rules as the High Court may prescribe in this
behalf, while sub-section (4) makes orders passed by the District Judge subject
to the control of the High Court.
Chapter
18-A of the High Court Rules and Orders framed under Section 35(3) controls the
appointments, promotion and punishment of ministerial officials in the District
and other civil courts, other than the High Court. Sub-rule 2(a) of Rule IX in
that Chapter enables the District Judge to inflict any of the penalties
mentioned in sub-rule (1):
censure,
fine, recovery of any pecuniary loss, withholding of increments or promotions,
suspension, removal and dis- missal of the ministerial officers of his own
court or any court subordinate to him other than the Court of Small Causes.
Sub-rule (2) of Rule X provides 'for appeals to the High Court against
penalties. Sub-rule (3) requires the persons appealing to the High Court to do
so by a petition to the District Judge, who shall forward the same to the
Registrar of the High Court with remarks that he may wish to make. After
reading the petition the High Court may either (a) summarily reject it without
hearing the petitioner; (b) refer it to the District Judge for report and on
receipt of such report reject the petition without hearing; or (c) hear the
petitioner, and where other persons are held to be concerned such other person
in open court.
1006
Sub-rule (4) forbids the petitioners to attend personally at the High Court
unless summoned and provides for communication to them of orders on their
petitions through the District Judge.
The
appellants, who were the employees in the ministerial establishment of the
courts at Ferozepur and Zira, were alleged to have taken a prominent part in
raising objection- able slogans against the Judicial Magistrate and the
District Judge, in a demonstration organised by the subordinate court
officials, to protest against the slapping of a subordinate by the Judicial
Magistrate, zira. They were charge- sheeted for their misconduct. After enquiry
it was found that they contravened Rule 7(1) of the Government Employees
(Conduct) Rules, 1966 by acting prejudicially to the public order, decency and
morality and were dismissed from service by the District Judge in his capacity
as the punishing authority.
The
appellants preferred a service appeal before the High Court which was
dismissed.
While
granting the special leave on 2nd April, 1982 this Court made the following
order:
"Appeal
will be heard ....... on the preliminary issue as to whether the High Court in
disposal of appeal was acting in administrative capacity under Art. 235 or as a
Tribunal or as a High Court and the circumstances in which the appeal was
maintained, if so." It was contended on behalf of the appellants that the
decision of the High Court in this case was the judicial decision of a tribunal
which could be examined by this Court under Article 136 of the Constitution.
Dismissing
the appeal, the Court,
HELD:
1.1 The appeal is not maintainable. Every decision or order by an authority
which has a duty to act judicially is not subject to appeal to this Court.
Article 136 contemplates appeals only from adjudications of courts and
tribunals. Such adjudication must doubtless be judicial. if the power exercised
was administrative in nature it would exclude such a tribunal from the ambit of
Article 136. [1029C;
1028H;
1020D]
1.2
Every authority which is required to act judicially either by its constitution
or by virtue of the authority conferred upon it is 1007 not necessarily a
tribunal for the purposes of Article 136.
A
tribunal, whose adjudication is subject to appeal must besides being under a
duty to act judicially, be a body invested with the judicial power of the
State. [1029A]
1.3
There is a clear distinction between courts of law exercising judicial powers
and other bodies. Decisions by courts are clearly judicial. That Is not the
case with bodies exercising administrative or executive powers. In certain
matters even judges have to act administratively and in so doing may have to
act quasi-judicially in dealing with matters entrusted to them. It is only
where the authorities are required to act judicially either by express
provisions of the statute or by necessary implication that the decision of such
an authority would amount to a quasi-judicial pro- ceeding. When Judges in
exercise of their administrative functions decide cases it cannot be said that
their deci- sions are either judicial or quasi-judicial decisions. The test
that has to be applied to find out whether an order is a judicial order or not
is the existence of a lis between the parties. [1028F; 1025C] In the instant
case, the High Court while disposing of the appeal was not acting as a
tribunal. It was acting purely administratively. It was not resolving any
dispute or controversy between two adversaries but only exercising its power of
control over the subordinate judiciary which is the same as control under
Article 235 of the Constitution of India. [1028E; 1027C; 1029B; 1013C] Durga
Shankar Mehta v. Thakur Raghuraj Singh & Ors., [1955] 1 SCR 267; Bachhittar
Singh v. The State of Punjab, [1962] Snppl. 3 SCR 713; Associated Cement
Companies Ltd. v. P.N. Sharma & Anr, [1965] 2 SCR 366; Harinagar Sugar
Mills Ltd. v. Shyam Sundar Jhunjhunwala, [1962] 2 SCR 339; Jaswant Sugar Mills
Ltd. v. Lakshmichand and others, [1963] Suppl. 1 SCR 242; Engineering Mazdoor
Sabha v. Hind Cycles Limited, Bombay, [1963] Suppl. 1 SCR 625; Indo-China Steam
Navigation Co. Ltd. v. Jasjit Singh, Additional Collector of Customs &
Ors., [1964] 6 SCR 594 and APHLC v. M.A. Sangma, [1978] 1 SCR 393, referred to.
2.1
In deciding the appeal under Rule X in Chapter 18-A the High Court exercises
only a supervisory administrative control over the subordinate courts and does
not act as a tribunal disposing of an appeal involving a lis between two rival
parties and arriving at a judicial decision. [1019D] 1008
2.2
The appeal under Rule X(3) has to be by a petition, to be routed through the
District Judge who sends it to the Registrar of the High Court. These are
procedural formalities which normally govern appeals preferred before the High
Court on the administrative side. The permission given to the authority who
imposes penalty to record his own remarks which he wishes to make concerning
his own order is further proof of the fact that what the High Court has to
consider is not a matter on the judicial side but one in its power of control
and superintendence over the subordinate courts.
[1018A]
2.3
The procedure contained in Rule X(3) of hearing the petition not similar to the
procedure followed in regular judicial proceedings. It is not obligatory for
the High Court to hear the petitioner. It can go into the papers and reject it
summarily without giving the petitioner an opportunity to be heard.
Alternative, it could get a report from the District Judge and on receipt of
such a report dismiss it without hearing the petitioner. Thirdly, it could give
a hearing to the petitioner and also those who will be affect- ed. This manner
of disposal of the petition makes it apparent that it is not strictly a
judicial proceeding but has all the trappings of an administrative proceeding
and an administrative decision. [1018E-H]
2.4
Sub-rule (4) of Rule X again marks a complete departure from the normal
judicial proceeding before a court. The petitioners are forbidden to attend
personally at the High Court. They can do so only when summoned. In a judicial
proceeding, the party has a right to appear personally or through counsel. This
denial also robs the appeal of its character of a judicial proceeding. [1019C]
2.5
The fact that Rule X is found in Chapter 18-A, which deals with control, also
gives the administrative shade to the proceeding under this Rule. Section 35(4)
of the Punjab Courts Act, 1918, which stipulates that any order passed by the
District Judge under this section shall be subject to the control of the High
Court, further fortifies the view that the proceedings under Rule X(3) and the
decisions made there under are not judicial in nature. [1019E] It cannot,
therefore, be said that in the instant case the High Court while deciding the
appeal acted as a tribunal whose order can be challenged before this Court
under Article 136 of the Constitution. [1019F] [The Registrar to transfer the
records of the case to the High Court. The latter to take the petition on its
file as a petition under 1009 Article 226 and dispose of the matter
expeditiously.] [1029D]
CIVIL
APPELLATE JURISDICTION: Civil Appeal No. 1278 of 1982.
From
the Judgment and Order dated 30.9.1981 of the Punjab and Haryana High Court in
Service Appeals of the Appellants.
V.M.
Tarkunde, Mrs. Urmila Kapur and Ms. Janki Srinivasan for the Appellants.
Kapil
Sibal and Ratbin Dass for the Respondents.
The
Judgment of the Court was delivered by KHALID, J. 1. The appellants were the
employees in the ministerial establishment of the Courts at Ferozepore and Zira
having entered into service varying from the year 1952 to 1965. They are
members of the Punjab Civil Courts Clerks Association. On 24th July, 1980,
there was an incident in the Court of Shri N.S. Mundra, Judicial Magistrate,
1st Class, Zira. On that day, one Jagdish Lal, a Senior Ahmad of the Court was
slapped. He is one of the appellants in this appeal. On the day he was slapped,
he presented a represen- tation to the District and Sessions Judge Shri Nehra.
An enquiry was directed to be held by the Senior Sub-Judge, Ferozepore into the
incident. In this enquiry, it was found that Shri Mundra, Judicial Magistrate,
Zira slapped Jagdish Lal. This incident caused resentment in the Association
and the Association, therefore, felt that something should be done to
demonstrate this resentment. Accordingly, it was decided by the Association
that a request should be made to the District and Sessions Judge, Ferozepore,
to transfer Jagdish Lal from the Court at Zira to any other Court so that calm
could be restored. The appellants among others met the District and Sessions
Judge for this purpose on 28- 71980. It is alleged that the Sessions Judge did
not accede to the request of the representatives of the Association to plead
their case before him. This aggravated the situation.
Though
the association and their representatives including the appellants were keen to
resolve the matter, the District and Sessions Judge adopted a hardened
attitude. The matter came to the notice of the High Court. An enquiry by
Justice S.P. Goyal of the High Court of Punjab and Haryana was directed to be
held and it was scheduled for 9th August, 1980. He was to reach the Canal Rest
House at 4.00 P.M., but he could reach only at 7.30 P.M. At that time, the
District and Sessions Judge, along with other Judicial 1010 officers were
present to receive him. A demonstration was organised by the subordinate Court
officials. There was continued slogan shouting from 4.00 P.M. till 7.30 P.M.
before
Justice Goyal's arrival. The appellants are said to have taken a prominent part
in raising objectionable slo- gans. The slogans are:
"N.S.
Mundra Murdabad; N.S. Mundra Hai Hai; Dakia Mahajan Superintendent Murdabad;
B.S.
Nehra
Murdabad; B.S. Nehra naun Chalta Karo; Katal Nehra Murdabad; B.S. Nehra
Murdabad;" The appellants were charge-sheeted for this conduct of theirs.
2.
Justice Goyal alighted from his car and went inside the visiting room of the
rest house. He called the represen- tatives of the Association. Some of them
met him. They came out after the meeting. There were other demonstrators
waiting for the result of the talks. After they came back, those who raised
slogans disbursed. On 11th August, 1980, the District Judge sent a letter to
Shri G.S. Khurana, Chief Judicial Magistrate, Ferozepore, to hold preliminary
enquiry into the demonstration by the Court officials in front of the Canal
Rest House and the slogans raised there. Mr. Khurana recorded the statements of
some officers on the same day and submitted his report on that very day itself.
Ac- cording to his report, the appellants had taken a prominent part in raising
objectionable slogans in question. On the basis of this report, the District
Judge placed the appellants under suspension by his order dated 14-8-1980. On
12th August, 1980, the District Judge had intimated the High Court about the
finding in the preliminary report and had sought guidance of the High Court.
The appellants were supplied with the articles of the charges and statements of
imputation etc. They gave their replies. While admitting that they had taken
part in the demonstration on the day in question they denied that they had taken
a prominent part in the demonstration as leaders in raising objectionable and
defamatory slogans against their superior officers. A formal enquiry was
ordered against these appellants. After a de- tailed enquiry it was found that
the appellants had contravened inter alia Rule 7(1) of the Government Employees
(Conduct) Rules, 19.66. and had thus acted prejudicially to the public order,
decency and morality and thereby contravened Rule 7(1) of the Government
Employees (Conduct) Rules, 1966. The District Judge, Ferozepore in his capacity
as the punishing authority then served a show cause notice on all the
appellants as to why the penalty of dismissal from service be not imposed on
them. The appellants submitted their explanation. After 1011 considering the
replies, the District Judge, by his order dated 17.11.1980, imposed on them
punishment of dismissal from service.
3.
The appellants preferred a service appeal in the High Court of Punjab and
Haryana at Chandigarh. The High Court considered the various contentions raised
by the appellants in detail and dismissed the appeal as having no merit. One of
the employees who had also filed appeal before the High Court withdrew his
appeal and is now reported to be practicing law.
This
appeal has, therefore, come up before us by special leave under Article 136,
against the order of the Single judge in the above mentioned service appeal.
We
have given only the bare facts in this judgment for the reason that this Court
issued notice on the SLP for consideration of a preliminary point only which
will be evident by the orders passed on 3.12. 198 1, 4-1-1982 and 2-4-1982.
"Order
of the Court on 3-12-1981:
Issue
show cause notice on SLP returnable on 4-1-1982, on the question as to whether
the High Court in disposing of the appeal of the petitioners was acting in
administrative capacity or as a Tribunal or as High Court.
There
will be interim injunction restraining the respondents from evicting petitioner
No. 2 from Government accommodation held by him on the condition that the said
petitioner continues to pay rent or compensation at hitherto charged, pending
notice." "Order of the Court on 4. 1. 1982:
Special
leave petition to be heard on the question whether the High Court in disposing
of the appeal of the petitioners was acting in an administrative capacity under
Article 235 or as a Tribunal or as the High Court. The special leave petition
to be heard on 9.2.1982 on this question. Stay to continue till then."
"Order of the Court on 2.4. 1982:
Special
leave granted. Printing of records and filing of statement of case dispensed
with.
Security
dispensed with. Appeal will be heard on present papers on the preliminary issue
as to whether the High Court in disposal of appeal 1012 was acting in
administrative capacity under Article 235 or as Tribunal or as a High Court and
the circumstances in which the appeal was maintained, if so. Hearing of appeal
will be- fixed on second Tuesday in July 1982 peremptorily subject to
overnight's part heard." From the above orders it is clear that the
question that is to be decided in this appeal is whether an appeal under
Article 136 lies to this Court from the order under challenge. That being so,
it is necessary to consider the nature of the appeal before the High Court and
the rules governing that appeal, before discussing the questions of law raised
by the appellant's counsel with reference to various authorities of this Court,
to contend that article 136 was attracted.
4.
The appointment of the ministerial officers of the District Courts and Courts of
Small Causes and their suspension and removal are provided under Section 35 of
the Punjab Courts Act, 1918. That Section reads as follows:
"35(1)
The ministerial officers of the District Courts and Courts of Small Causes
shall be appointed and, may be suspended or removed by the Judges of those
Courts respectively.
(2)
The ministerial officers of all Courts controlled by a District Court, other
than Courts of Small Causes, shall be appointed, and may be suspended or
removed by the District Court.
(3)
Every appointment under this section shall be subject to such rules as the High
Court may prescribe in this behalf, and in dealing with any matter under this
Section, a Judge of a Court of Small Causes shall act subject to the control of
the District Court.
(4)
Any order passed by a District Judge under this section shall be subject to the
control of the High Court."
5.
The High Court framed rules under this section for the subordinate services attached
to or controlled by District Courts. These rules apply to subordinate services
attached to Civil Courts other than the High Court, namely to ministerial and
menial establishment of District and Sessions Judge, Sub-Judge and Courts of
Small Causes. Chapter 1013 18-A of the rules is the one relevant for our
purpose. A close study of the scheme and the various provisions of Chapter 18-A
would make it abundantly clear that the appointments, promotions, punishments
etc. of the ministerial officials of the Courts subordinate to the High Court,
were fully within the powers of the District and Sessions Judge subject to the
control of the High Court. Chapter 18-A is captioned 'control'. Though there
were changes effected by notifications issued by the State of Punjab regarding
appointments, promotions in other services, after the coming into force of the
Government of India Act, 1935, it is enough to note for our purpose that the
appointment, promotion and punishment of ministerial officials in the District
or other Civil Courts continued to be governed by the rules in Chapter 18-A of
the High Court Rules and Orders.
6.
Control in chapter 18-A is the same as control under Article 235 of the
Constitution of India, Articles 233, 234 and 235 of the Constitution of India
deal with the High Courts' control over the subordinate judiciary. Article 227
deals with the power of superintendence over all Courts by the High Court. Its
predecessor section in the Government of India Act, 1935 was Section 224 which
dealt with administrative functions of the High Court. Article 233 deals with
the appointment of District Judges and Article 234 with the recruitment of
persons other than the District Judges to the judicial service. Article 235
deals with the control over subordinate courts and the control under this
Article is wider than the control under the corresponding provision of the
Government of India Act. For our purpose, it is sufficient to note that Chapter
18-A contains provisions relating to the control of the High Court over the
subordinate judiciary.
7.
For the purpose of this appeal, we are concerned only with Rules IX and X of
the rules in Chapter 18-A. Rule IX deals with punishment. We extract the entire
section since it would be profitable to have a correct look at this section.
"IX--Punishment--(1)
The following penalties may for good and sufficient reasons be imposed upon
members of the ministerial staff:- (i) Censure, (ii) Fine of an amount not
exceeding one month's salary for misconduct or neglect in the performance of
duties, 1014 (iii) Recovery from pay of the whole or part of any pecuniary loss
caused to Government by negligence or breach of orders, (iv) Withholding of
increments or promotion including stoppage at efficiency bar, (v) Suspension,
(vi) Removal, and (vii) Dismissal.
(2)(a)
Any of the above penalties may be inflicted by the District Judge on the ministerial
officers of his own Court of any Court subordinate to him other than a Court of
Small Causes, and on the menials of his own Court.
(b)
The Judge of a Court of Small Causes may inflict any of the above penalties on
the ministerial officers or menials of his own Court.
(c)
The District Judge may, with the previous sanction of the High Court, delegate
to any Subordinate Judge the power to inflict penalties given in clause (a) to
be exercised by the Subordinate Judge in any specified portion of the district
subject to the control of the District Court.
Note:-
This delegation has been made to the Senior Sub- Judge,. 1st Class, in each
district in regard to the process-serving establishment of all Courts in the
district except that of the District Judge's Court and the Court of the Judge,
Small Causes, Lahore, Amritsar and Delhi.
(d)
Any Subordinate Judge may fine, in an amount not exceeding one month's salary,
any ministerial officer of his own Court for misconduct or neglect in the
performance of his duties.
(e)
The Senior Subordinate Judge may inflict any of the above penalties on menials
of his own Court or the Courts of other Subordinate Judges in the same
district." In Sub-Rule (1), eight penalties are categorised. Sub- Rule (2)
enables the District Judge to inflict any of the penalties mentioned in
Sub-Rule (1). Rule IX(2)(c) enables the District Judge, with the previous
sanction of the High Court, to delegate to any Subordinate Judge 1015 the power
to inflict penalties given in clause (a). Then comes the important section that
deals with appeals i.e. Rule X. We think it useful to extract the Rule in full.
"X.
Appeals.--(1) The District Judge may on appeal or otherwise reverse or modify
any order made under rule IX(2) by any Court under his control including a
Court of Small Causes, and his order shall be final:
Provided
that nothing in this rule shall preclude the High Court from altering where it
deems fit any such appellate order of a District Judge on petition by an
aggrieved person or otherwise:
Provided
further that the District Judge shall not enhance any punishment but should, if
he considers enhancement desirable, refer the case to the High Court for
orders.
(2)
Appeals against penalties inflicted by a District Judge shall lie to the High
Court in the following cases only:- (a) Penalties mentioned in Rule IX(iii) to
(viii) in respect of ministerial servants, holding permanent and pensionable
posts;
(b)
Orders of substantive appointment by promotion or otherwise to a permanent and
pensionable post the maximum pay of which is Rs.75 or more permensem;
(c)
Orders of temporary appointment which is to last more than three months or has
in fact lasted more than three months in respect of posts the maximum pay of
which is Rs.75 or more per mensem.
(3)
Persons appealing to the High Court under this rule shall do so by petition.
Such
petition, accompanied by a copy of the order complained against, shall be
presented to the District Judge who passed the order within one month of the
date of such order (the period between the 1016 date of application for the
copy and the date on which it is supplied being excluded). The District Judge
will forward the petition to the Registrar of the High Court without unnecessary
delay, and in forwarding the same he will be at liberty to record any remarks
which he may wish to make concerning any matter stated in the petition.
After
reading the petition, the High Court may either-- (a) Summarily reject it
without hearing the petitioner;
(b)
refer it to the District Judge for report and on receipt of such report reject
the petition without hearing the petitioner;
or
(c) hear the petitioner, and in cases where other persons are held to be
concerned in the subject of the petition, such other person in open Court.
Nothing
in these rules shall debar the High Court or a District Judge, from altering,
if deemed fit, any order of punishment or appointment not provided for above
which may be passed by a District Judge, Senior Subordinate Judge OF the Judge
of a Small Causes Court in respect of ministerial or menial establishment when
an aggrieved person petitions or otherwise. District and Sessions Judges should
not, therefore, with- hold any petition addressed to the High Court whether an
appeal lies to it in the case or not under these rules. In a case in which no
appeal lies the District and Sessions Judge should forward it without any
comments and relevant documents unless he wishes to do so or is so required by
the High Court.
(4)
Petitioners are forbidden to attend personally at the High Court unless
summoned to do So. Orders on their petitions will be communicated to them
through the District Judge concerned.
(5)
In order that a dismissed official may be able to exercise his right of appeal,
the charge against him should be reduced to writing, his defence should either
be taken in, or reduced to writing and the decision on such defence 1017 should
also be in writing. The record of the charge, defence and decision should in
all cases be such as to furnish sufficient information to the appellate
authority to whom the dismissed official may prefer an appeal.
(6)
Establishment orders, in which an appeal lies to the High Court as a matter of
right, should state briefly the claims of the persons appointed as well as
those of their seniors, if any, who are considered unfit for the appointments
in question, and where the order of seniority has not been followed the reasons
for departure from it should be stated."
8.
Rule X(1) deals with the powers of the District Judge to reverse or modify any
order made under Rule IX(2) passed by any Court under his control. This
sub-section contains two provisos. The first proviso gives the High Court an
absolute power to alter when it deems fit any order passed by the District
Judge in appeal when an aggrieved person moves the High Court or even suo moto.
The second proviso restricts the powers of the District Judge to enhance any
punishment imposed and makes it subject to the orders of the High Court when
such a case is referred to the High Court for orders. Rule X(2) deals with
appeals against penalties inflicted by District Judge as in the case on hand.
This section provides that appeals shall lie to the High Court from orders
imposing penalties by the District Judge, but not in all cases. Appeals lie
only against orders imposing penalties mentioned in Rule IX(iii) to IX(viii).
In other words, an appeal does not lie when the District Judge passes an order
imposing a penalty of censure or of fine of not more than one month's salary
for misconduct or neglect in the performance of duties.
9.
We are not concerned here with the orders mentioned in Rule X(2)(b) and (c).
Sub-rule (3) of Rule X deals with the procedure in filing appeals to the High
Court. It states that appeals shall be by a petition. It obligates presentation
of the petition to the District Judge who passed the order within the time
prescribed therein. The District Judge is directed to forward the petition to
the Registrar of the High Court without unnecessary delay. The District Judge
is given powers to record his remarks which he may wish to make concerning any
matter stated in the petition.
10.
A reading of this sub-rule makes it abundantly clear that the appeal to be
heard by the High Court is something which it has to do in 1018 exercise of its
powers of control over the subordinate courts on the administrative side. The
appeal has to be by a petition. It is to be routed through the District Judge
who sends it to the Registrar of the High Court. These are the procedural
formalities which normally govern appeals preferred before the High Court, on
the administrative side.
The
permission given to the authority who imposes penalty to record his own remarks
which he wishes to make concerning his own order is further proof of the fact
that what the High Court has to consider is not a matter on the judicial side
but one in its power of control and superintendence over the subordinate
courts. Appeals under the general law have their own procedure, which is
different from the procedure detailed for the appeals under these rules of the
deciding authority forwarding the appeal through the proper channel to the
controlling authority and of the freedom of the deciding authority to give its
own remarks over and above the order already passed. This procedure robs the
appeal to the High Court of the characteristics of the normal appeal
culminating in judicial orders. The matter will be further clear when we look
at the procedure that is to be followed by the High Court in disposing of the
appeals contained in this subsection itself.
11.
Rule X(3) enables the High Court to summarily reject the appeal without hearing
the petitioner or refer it to the District Judge for report and on receipt of
such report reject the petition without hearing the petitioner; secondly to
hear the petitioner, and in cases where other persons are held to be concerned
in the subject of the petition, such other person in open court. The procedure
contained in this rule of hearing the petition is not similar to the procedure
followed in regular judicial proceedings. Under these rules it is not
obligatory for the High Court to hear the petitioner. It can go into the papers
and reject it summarily without giving the petitioner an opportunity to be
heard. It can also refer it to the District Judge for report. The second method
of disposal of this petition is to get a report from the District Judge and on
receipt of such a report to dismiss it without hearing the petitioner and
thirdly to give a hearing to the petitioner and also those who will be affected
by the disposal of the petition. The manner of disposal of the petition under
this rule makes it abundantly clear that this petition which the appellants
call an appeal is not strictly a judicial proceeding involving a lis between
two adversaries and the decision thereon is not a judicial decision. It has all
the trappings of an administrative proceeding and an administrative decision.
1019
Sub-clause (4)gives further insight into the nature of the appeal. It reads:
"(4)
Petitioners are forbidden to attend personally at the High Court unless
summoned to do so. Orders on their petitions will be communicated to them
through the District Judge concerned." This again marks a complete
departure from the normal judicial proceeding before a court. The petitioners
are forbid- den to attend personally at the High Court. They can do so only
when summoned to do so. In a judicial proceeding, the party has a right to
appear personally or through his counsel. Here that right is denied to him.
This denial also robs the appeal of its character of a judicial proceeding.
Orders passed by the High Court on such petitions will be communicated to the
parties through the District Judge concerned.
12.
A close study of these rules leaves no doubt in our mind that in deciding the
appeal under Rule X, the High Court exercises only a supervisory administrative
control and does not act as a Tribunal disposing of an appeal in- volving a lis
between two rival parties and arriving at a judicial decision. As indicated
above Rule X is in Chapter 18-A which deals with control. This gives the
administrative shade to the proceeding under this rule. Section 35(3) contains
the rule making power. Section 35(4) stipulates that any order passed by the
District Judge under this section shall be subject to the control of the High
Court, thus fortifying our conclusion that the proceedings under this section
and the decisions made there under are not judicial in nature. This appeal can
be disposed of with this conclusion and it is not necessary to refer to the
various authorities cited before us. However, for the completeness of the
judgment, we think it proper to briefly refer to the various authorities cited
before us, for and against the position that the High Court, while deciding
this appeal, acted as a Tribunal whose order can be challenged before this
Court under Article 136 of the Constitution, though in our view the decisions
cited dealt with situations different from the one we are dealing here.
13.
In Durga Shankar Mehta v. Thakur Raghuraj Singh and Others, [1955] 1 SCR 267 a
Constitution Bench of this Court was considering the jurisdiction of the
Supreme Court under Article 136 of the Constitution in an election case. It is
not necessary for our purpose to state the facts of the case here. It was
contended that the special jurisdiction that was conferred in the Election
Tribunal could be in- 1020 voked by an aggrieved party only by means of an election
petition, whose decision was final and conclUsiVe and that therefore a
challenge to the order of the Tribunal under Article 136 of the Constitution
was not maintainable. To support this contention Article 329 and the non obstante
clause therein were called in to aid. This Court repelled that contention as
untenable though apparently attractive.
This
Court held that the expression 'Tribunal' as used in Article 136 did not mean
same thing as 'Court', but included in its ambit all adjudicating bodies provided
they were constituted by the State and were invested with the judicial as
distinguished from purely administrative or executive functions. This decision
has been pressed into service by the appellants' counsel to contend that the
High Court in the case on hand having been constituted by the State and
invested with judicial power was a Tribunal and therefore, its decision could
be examined by this Court under Article 136. In our view, this decision cannot
help the appellants because this decision clearly held that if the power exercised
was administrative in nature it would exclude such a Tribunal from the ambit of
Article 136.
14.
In Bachhittar Singh v. The State of Punjab, [1962] Suppl. 3 SCR 7 13, an
employee in PEPSU was dismissed by the Revenue Secretary. Against this order he
preferred an appeal to the State Government. The Revenue Minister, PEPSU felt
that the order of dismissal was too harsh and instead, he should be reverted
and made an endorsement to that effect on the file, but no written order was
served on the employee.
After
the merger of PEPSU with Punjab, the Revenue Minister, Punjab, sent the file to
the Chief Minister for his advice.
The
Chief Minister passed an order confirming the order of dismissal and the order
was duly communicated to the employee. This order was challenged by him before
the High Court.
It
was contended before the High Court by the State of Punjab, with success, that
the order of dismissal started with proceedings beginning with the enquiry and
culminating in punishment and that the first part involved a decision on
evidence while the second part of taking action an administrative one. This
dichotomy was ingeniously put forward before this Court to render the appeal
not maintainable by contending that the order of dismissal was not a judicial
order. This Court repelled that contention. This Court held that departmental
proceedings taken against a Government servant were not divisible in the sense
in which the High Court understood it. There is just one continuous proceeding
though there are two stages in it. Mudholkar, J. speaking for the Constitution
Bench observed thus in repelling this contention:
1021
" ..... There is just one continuous proceedings though there are two
stages in it.
The
first is coming to a conclusion on the evidence as to whether the charges
alleged against the Government servant are established or not and the second is
reached only if it is found that they are so established. That stage deals with
the action to be taken against the Government servant concerned. The High Court
accepts that the first stage is a judicial proceeding and indeed it must be so
because charges have to be framed, notice has to be given and the person
concerned has to be given an opportunity of being heard. Even so far as the
second stage is concerned, Article 311(2) of the Constitution requires a notice
to be given to the person concerned as also an opportunity of being heard.
Therefore, this stage of the proceeding is no less judicial than the earlier
one. Consequently any action decided to be taken against a Government servant
found guilty of misconduct is a judicial order and as such it cannot be varied
at the will of the authority who is empowered to impose the punishment. Indeed,
the very object with which notice is required to be given on the question of
punishment is to ensure that it will be such as would be justified upon the
charges established and upon the other attend- ant circumstances of the case.
It is thus wholly erroneous to characterise the taking of action against a
person found guilty of any charge at a departmental enquiry as an administrative
order." This judgment will not help us in this case. It only lays down a
general principle that a departmental enquiry and a decision is one continuous
process consisting of the enquiry part and the decision making part, both the
aspects of which are judicial in nature, and the decisions taken therein are in
exercise of judicial power.
15.
The counsel for the appellants placed strong reliance on the decision of a
Constitution Bench in the case of Associated Cement Companies Ltd. v. P.N.
Sharma and another, [1965] 2 SCR 366, to contend that the decision of the High
Court in this case was a judicial decision of a Tribunal within the scope of
Article 136. In that judgment this Court considered most of its previous
decisions relating to the scope of Article 136. What fell to be decided in that
case was whether the State Government was a Tribunal when it exercised its
authority under Rule 6(5) and 6(6) of the Punjab Welfare Officers Recruitment
and Conditions of Service Rules, 1952. It is necessary to 1022 briefly state
the facts of the case. The employer-company appointed the first respondent as a
Welfare Officer as required by the Factories Act. 1984 and as per the rules
mentioned above. The letter of appointment stated that the first respondent was
liable to be transferred from one unit of the company to another and that his
services could bet terminated by one month's notice or with one month's pay in
lieu thereof. The Welfare Officer was not prepared to go 10 a place to which he
was transferred. Thereupon the company terminated the services of the 1st
respondent with one month's salary. He appealed to the State of Punjab under
Rule 6(6). The State of Punjab ordered his reinstatement. As the previous
concurrence of the Labour Commissioner, as required by rule 6(3), proviso (2)
was not obtained, the company brought the matter to this Court under Article
136(1) of the Constitution. A preliminary objection was raised before this
Court that the appeal to this Court was incompetent because the second
respondent was not a Tribunal when it decided the appeaLwith in the meaning of
Article 136(1) of the Constitution. Rule 6(6) read as follows:
"6(6)
A welfare officer upon whom the punishment mentioned in clause (v) of sub-rule
(3) is imposed may appeal to the State Government against the order of
punishment within thirty days from the date of receipt of the order by him. The
decision of the State Government shall be final and binding." It was by
virtue of this rule that the State Government got the powers of appeal. Dealing
with the preliminary objection the Constitution Bench speaking through
Gajendragadkar, CJ referred to this Court's earlier decision in Harinagar Sugar
Mills Ltd. v. Shyam Sundar Jhun jhunwala and others, [1962] 2 SCR 339, and
observed as follows:
"
..... On the preliminary question as to whether the appeals were competent, the
learned Judge agreed with the majority decision that the Central Government was
a tribunal within the meaning of Article 136(1).
Construing
Article 136(1), the learned Judge observed that courts and tribunals act
judicially in both senses which he had earlier discussed and in the term
'tribunal' are included all others, which are not so included. Among the powers
of the State, said Hidayatullah, J. is included the power to decide
controversies between parties. This is undoubtedly one of the attributes of the
State and is aptly called the judicial power 1023 Of the State. Broadly
speaking, certain special matters go before tribunals, and the residue goes
before the ordinary courts of civil judicature. Their procedure', may differ,
but the functions are not essentially different (pp. 362-63). Thus, it would be
noticed that all the learned Judges who heard this case, were agreed in taking
the view that the essential power which was exercised by the courts and
tribunals alike was the judicial power of the State."
16.
This Court then referred to its decision in Jaswant Sugar Mills Ltd. v. Lakshmichand
and Others, [1963] Suppl. 1 SCR 242 in which the finding that an appeal under
Article 136(1) against the order of a Conciliation Officer was incompetent, was
considered. Under clause 29 of the order promulgated in 1954 under the U.P.
Industrial Disputes Act.
1947,
the Conciliation Officer could grant or refuse permission to alter the terms of
employment of workmen at the instance of the employer. This Section did not
suit the employer. That was challenged before this Court. This Court held that
the Conciliation Officer was not a Tribunal be- cause he was not invested with
the judicial power of the State as he was empowered merely to lift the ban
statutorily imposed on the employers' rights and was not authorised to
pronounce a final and binding decision in any dispute.
Regarding
the conclusion in that case this Court observed as follows:
"
..... The condition precedent for bringing a tribunal within the ambit of
Article 136, observed Shah, J., who spoke for the Court, 'is that it should be
constituted by the State' and he added that a tribunal would be outside the
ambit of Article 136 if it is not invested with any part of the judicial
functions of the State but discharges purely administrative or executive
duties. After examining the scheme of the relevant provision, it was observed
that 'in deciding whether an authority required to act judicially when dealing
with matters effecting rights of citizens may be regarded as a tribunal' though
not a court, the principal incident is the investiture of the 'trappings of a
court' such as authority to determine matters in cases initiated by parties.
sitting in public, power to compel attendance of witnesses and to examine them
on oath, and others .......
Some,
though not necessarily all such trap- pings, will ordinarily make the authority
which is under a duty to act judicially, a 'tribunal'." 1024
17.
Then dealing with the question whether the State Government when it exercised
its authority under rule 6(5) and rule 6(6) was a tribunal or not, this Court
observed as follows:
"The
question which we have to decide in the present appeal is whether the State
Government is a tribunal when it exercises its authority under Rule 6(5) or
Rule 6(6). No rules have been made prescribing the procedure which the State
Government should follow in dealing with appeals under these two sub-rules, and
there is no statutory provision conferring on the State Government any specific
powers which are usually associated with the trial in courts and which are
intended to help the court in reaching its decisions. The requirements of
procedure which is followed in courts and the possession of subsidiary powers
which are given to courts to try. the cases before them, are described as
trappings of the courts, and so, it may be conceded that these trappings are
not shown to exist in the case of the State Government which hears appeals
under Rule 6(5) and Rule 6(6). But as we already stated, the consideration
about the presence of all or some of the trappings of a court is really not
decisive. The presence of some of the trappings may assist the determination of
the question as to whether the power exercised by the authority which possesses
the said trappings, is the judicial power of the State or not. The main and the
basic test however, is whether the adjudicating power which a particular
authority is empowered to exercise, has been conferred on it by a statute and
can be described as part of the State's inherent power exercised in discharging
its judicial functions. Applying this test, there can be no doubt that the
power which the State Government exercises under Rule 6(5) and Rule 6(6), is a
part of the State's judicial power. It has been conferred on the State
Government by a statutory Rule and it can be exercised in respect of disputes between
the management and its Welfare Officers. There is, in that sense, a lis; there
is affirmation by one party and denial by another, and the dispute necessarily
involves the rights and obligations of the parties to it. The order which the
State Government ultimately passes is described as its decision and it is made
final and binding.
Besides,
it is an order passed on appeal.
Having
regard to these distinctive features of the power conferred on the State
Government by Rule 6(5) and Rule 1025 6(6), we feel no hesitation in holding
that it is a Tribunal within the meaning of Article 136( 1)." What follows
from this case and the authorities referred therein is this: The State is
invested in Some cases with a power to decide controversies between parties. This
power is undoubtedly one of the attributes of the State and that is called the
judicial power of the State. What has to be remembered is that this power is
exercised to resolve con- troversies between parties. In Associated Cement's
case also this Court took notice of the fact that a dispute existed between the
management and its welfare officer. It was held that there existed a lis the
decision of which lis was rendered by the State in exercise of its judicial
power.
This
was the test that has to be applied to find out whether an order is a judicial
order or not.
18.
In Engineering Mazdoor Sabha v. Hind Cycles Limited, Bombay, [1963] Suppl. 1
SCR 625 the question considered by a Constitution Bench was whether the
decision of an arbitrator to whom industrial disputes were voluntarily referred
under Section 10-A of the Industrial Disputes Act, 1947. was quasi-judicial in
character and his decision amounted to a determination or order under Article
136(1) of the Constitution of India. This Court held that for invoking Article
136(1), two conditions must be satisfied--(1) The proposed appeal must be from
any judgment, decree, determination, sentence or order, that is to say, it must
not be against a purely executive or administrative order. If the determination
or order giving rise to the appeal is a judicial or quasi-judicial
determination or order, the first condition is satisfied. (2) The second
condition imposed by the Article is that the said determination or order must
have been made or passed by any Court or Tribunal in the territory of India.
These conditions, therefore, require that the order complained against must
have a judicial or quasi-judicial character and the authority whose order is
complained against must be a Court or a Tribunal. Unless both the conditions
are satisfied, Article 136(1) cannot be invoked.
The
decision of the arbitrator, it was held, could be characterised as
quasi-judicial one, but the power of the arbitrator is not in exercise of the
sovereign power or one by conferment of a statutory power by the State. He gets
the power to adjudicate by virtue of the authority given by the parties. It was
held that an appeal from the order of the arbitrator did not lie under article
136(1) of the Constitution.
19.
In Indo-China Steam Navigation Co. Ltd. v. Jasjit Singh, Additional Collector
of Customs and Others, [1964] 6 SCR 594 the question 1026 debated was whether
the Central Board of Revenue exercising its appellate power under Section 190
of the Sea Customs Act or the Central Government exercising its revision
jurisdiction under Section 191 could be held to be a Tribunal under Article
136. This Court repeated the principle laid down in the earlier decisions that two
conditions have to be satisfied before an appeal could be entertained in this
Court under Article 136: the order impugned must be an order of a judicial or
quasi-judicial character and should not be purely an administrative or
executive order; and that the said order should have been passed either by a
Court or a Tribunal in the territory of India. After examining the earlier
decisions and the tests laid down therein and also after examining the
procedure prescribed in the Act in relation to the adjudication of disputes
under these sections, it was held that the Central Board of Revenue and the
revisional authority, the Central Government, had the character of a Tribunal
under Article 136 of the Constitution and thus the preliminary objection that
the appeal was not maintainable was overruled. Since great stress was laid by
the learned counsel for the appellants on this authority, we would like to
extract the relevant portion on which such reliance was placed to distinguish
it from the facts of our case.
"
...... The fact that the status of the Customs Officer who adjudicates under
Section 167 (12A) and section 183 of the Act is not that of a Tribunal, does
not make any difference when we reach the stage of appeal or revision. A period
of limitation is prescribed for the appeal, a procedure is prescribed by Rule
49 that the appeal or revision must be accompanied by a copy of the decision or
order complained against, and the obvious scheme is that both the appellate and
the revisional authorities must consider the matter judicially on the evidence
and determine it in accordance with law. It is obvious that heavy fines are
imposed in these proceedings and the confiscation orders passed may affect
ships of very large value. By his appeal or revisional application the ship
owner naturally contends that the order of confiscation is improper or invalid
and he sometimes urges that the fine imposed is unreasonable and excessive.
Where disputes of this character are raised before the appellate or the
revisional authority, it would be difficult to accede to the argument that the
authority which deals with these disputes in its appellate or revisional jurisdiction
is not a tribunal under Article 136.
These
authorities are constituted by the legislature and they are empowered to deal
with the 1027 disputes brought before them by aggrieved persons. Thus, the
scheme of the-Act, the nature of the proceedings brought before the appellate
and the revisional authorities, the extent of the claim involved, the nature of
the penalties imposed 'and the kind of enquiry which the Act contemplates, all
indicate that both the appellate and the revisional authori- ties acting under
the relevant provisions of the Act constitute Tribunals under Article 136 of
the Constitution, because they are invested with the judicial power of the
State, and are required to act judicially. Therefore, we must over-rule the
preliminary objection raised by the Additional Solicitor General and proceed to
deal with the appeal on the merits." This judgment can be easily
distinguished from the case on hand on the finding that the High Court in this
case, as already indicated by us, was acting purely administratively and was
not making a judicial decision and the procedure adopted was totally different
from the procedure in a Court.
This
decision, therefore, cannot create any hurdle for our conclusion against the
appellants.
20.
In APHLC v. M.A. Sangma, [1978] 1 SCR 393 this Court was dealing with the
jurisdiction of the Election Commission to decide the question of a symbol to
the parties contesting the election. It was held that the decision from the
Election Commission was amenable to appeal under Article 136 of the
Constitution of India since the powers were conferred on the Election
Commission by rules, that the Election Commission was dealing with the matter
between two rival parties and that the decision taken was a judicial decision.
Here again, the Court reiterated the several tests to determine whether a
particular body or authority was a Tribunal within the ambit of Article 136 or
not. These tests are not exhaustive. The two necessary pre-requisites for that
authority to come within Article 136(1) are that it must be constituted by the
State and invested with some judicial power of the State. These two tests, it
was held, were unfailing one, while some of the other test or tests may not be
present. At pages 409 and 410 the matter is made abundantly clear in the
following statement of law by the Court:
"
...... There is thus a lis between two groups of the Conference. The Commission
is undoubtedly the specified and exclusive adjudicating authority of this lis.
The Commission is created by the Constitution and the power to adjudicate the
dispute flows from Article 324 as well as 1028 from Rule 5 and is thus
conferred under the law as a fraction of judicial power of the State. The
Commission has prescribed its own procedure in the Symbols Order, namely, to
give a hearing to the parties when there is a dispute with regard to
recognition or regarding choice of symbols ..... " " ....... To
repeat, the power to decide this particular dispute is a part of the State's
judicial power and that power is conferred on the Election Commission by Article
324 of the Constitution as also by rule 5 of the rules. The principal and
non-failing test which must be present in order to deter- mine whether a body
or authority is a tribunal within the ambit of Article 136(1), is fulfilled in
this case when the Election Commission is required to adjudicate a dispute
between two parties, one group asserting to be recognised political party of
the State and the other group controverting the proposition before it, but at
the same time not laying any claim to be that party .......
21.
We have considered the above decisions carefully. In our view, the principles
laid down in these cases cannot help the appellants in support of the plea that
the High Court While disposing of the appeal was acting as a tribunal. The
relevant provisions quoted in the earlier part of the judgment relating to the
appeal in question, in our judgment, clearly establish that the High Court
acted on the administrative side in deciding the appeal.
22.
There is a clear distinction between courts of law exercising judicial powers
and other bodies. Decisions by courts are clearly judicial. That is not the
case with bodies exercising administrative or executive powers.
In
certain matters even Judges have to act administratively and in so doing may
have to act quasi-judicially in dealing with the matters entrusted to them. It
is only where the authorities are required to act judicially either by express
provisions of the statute or by necessary implication that the decisions of
such an authority would amount to a quasi- judicial proceeding. When Judges in
exercise of their administrative functions decide cases it cannot be said that
their decisions are either judicial or quasi-judicial decisions.
23.
Every decision or order by an authority which has a duty to act judicially is
not subject to appeal to this Court. Article 136 contemplates appeals to this
Court only from adjudications of courts and tri- 1029 bunals. Such adjudication
must doubtless be judicial. This does not mean that every authority which is
required to act judicially, either by its constitution or by virtue of the
authority conferred upon it, is necessarily a tribunal for the purpose of
Article 136-A tribunal, whose adjudication is subject to appeal, must besides
being under a duty to act judicially, be a body invested with the judicial
power of the State.
24.
In the appeal before the High Court, the High Court was following its own
procedure, a procedure not normally followed in judicial matters. The High
Court was not resolving any dispute or controversy between two adversaries. In
other words, while deciding this appeal there was no |is before the High Court.
The High Court was only exercising its power of control while deciding this
appeal. We have. therefore, no hesitation to hold that the appeal is not
maintainable.
However,
we do not propose to dismiss it without leaving any remedy to the appellants.
We
direct the Registrar to transfer the re- cords of the case to the Punjab and
Haryana High Court requesting the High Court to take this petition on its file
as a petition under Article 226 and dispose of the matter as expeditiously as
possible on the available pleadings and documents. There will be no order as to
costs.
P.S.S.
Appeal dismissed.
Back