A.K. Roy & ANR Vs. State of Punjab
& Ors [1986] INSC 204 (29 September 1986)
SEN, A.P. (J) SEN, A.P. (J) RAY, B.C. (J)
CITATION: 1986 AIR 2160 1986 SCR (3) 961 1986
SCC (4) 326 JT 1986 566 1986 SCALE (2)566
ACT:
Prevention of Food Adulteration Act, 1954:
ss. 20(1) and 24(2)(e)/ Prevention of Food Adulteration (Punjab) Rules, 1958:
r. 3- Prosecution for an offence under the Act - Sub-delegation of
power-Validity of.
Interpretation of Statutes-Use of negative
words- Whether makes the provision absolute.
Administrative Law Statute-Rules framed
thereunder - sub-delegation of power-Extent of.
HEADNOTE:
Section 20(1) of the Prevention of Food
Adulteration Act, 1954 dealing with cognizance and trial of offences provides
that no prosecution for an offence under that Act shall be instituted except by,
or with the written consent o' he Central Government or the State Government or
a person authorised in this behalf, by general or special order, by the Central
or State Government. Section 24(1) empowers the State Government to frame rules
for the purpose of giving effect to the provisions of the Act, while s. 24(2)
(e) states that such rules may provide for the delegation of the powers and
functions conferred by this Act on the State Government or the Food (Health)
Authority to subordinate or local authorities.
Rule 3 of the Prevention of Food Adulteration
(Punjab) Rules, 1958 framed by the State Government empowered the State
Government to delegate its powers to appoint Food Inspectors, to authorise a
person to institute prosecutions for an offence under the Act and such other
powers exercisable by it under the Act as may be specified m the order of the
Food (Health) Authority of the State.
962 In pursuance of the provisions of r. 3 of
the Rules the State Government issued a Notification dated October 10, 1968
purporting to delegate its powers and functions conferred by s. 20(1) of the
Act to institute prosecutions for an offence under the Act, to the Food
(Health) Authority. In terms of that Notification the Food (Health) Authority
issued a Notification dated September 7, 1972 authorising the Food Inspector,
Faridkot to launch prosecutions under s. 20(1) for an offence under the Act.
On February 1, 1985 the Food Inspector,
Faridkot filed a complaint against the appellants for having committed an
offence punishable under s. 16(1) (a) (ii) of the Act for alleged violation of
rr. 24, 28, 29 and 32 of the Prevention of Food Adulteration Rules, 1955.
During the course of the proceedings, the
appellants raised an objection that r. 3 of the Prevention of Food Adulteration
(Punjab) Rules, 1958 framed under s. 24(2) (e) read with s. 20(1) of the Act
was ultra vires the State Government. Alternatively it was urged that by virtue
of the authority derived under r.3 the Food (Health) Authority alone had the
power to institute prosecution for an offence under the Act and, therefore, he
could not sub-delegate his powers to launch the prosecution to the Food
Inspector by the Notification dated September 7, 1972. This preliminary
objection was rejected by the Magistrate and he proceeded to frame charges
against the appellants. They thereupon moved the High Court under s. 482 of the
Code of Criminal Procedure, 1973 for quashing of the aforesaid order taking
cognizance of the offence and consequent framing of the charge, but the High
Court dismissed the petition in limine.
On the question whether the Food Inspector,
Faridkot was competent to lodge a complaint against the appellants under s.
20(1) of the Act by virtue of the delegation of powers by the Food (Health)
Authority, Punjab under the Notification dated September 7, 1972 issued by him
under r.
3 of the Prevention of Food Adulteration
(Punjab) Rules, 1958.
Allowing the appeal by special leave, the
Court, ^
HELD 1. The notification dated September 7,
1972 issued by the Food (Health) Authority is ultra vires the Food (Health)
Authority insofar as he purported to delegate his powers to institute
prosecutions for an offence under the Act under s. 20(1) to the Food Inspector,
963 Faridkot. The latter was, therefore, not competent to lodge the complaint
against the appellants. [972B-C]
2.1 Where a power is given to do a certain
thing in a certain way the thing must be done in that way or not at all. Other
modes of performance are necessarily forbidden.
The intention of the Legislature in enacting
s. 20(1) was to confer power on the authority specified therein, which power
had to be exercised in the manner provided and not otherwise. [970E-F]
2.2 The use of the negative words in s. 20(1)
that 'no prosecution for an offence under this Act. . . shall be instituted
except by, or with the written consent of plainly make the requirements of the
section imperative. They inhibit insufficient of prosecutions for an offence
under the Act except where it is done by the Central Government or the State
Government or a person authorised in that behalf by the Central Government or
the State Government, or where the prosecution is instituted with the written
consent of any of the four specified categories of authorities or persons. If either
of these two conditions is satisfied, there would be sufficient authority for
the institution of such a prosecution for an offence under the Act. [970C;
969G-H; 970A-B] Craies on Statute Law, 6th
edn., p. 263 referred to.
3. The use of the expression 'in this behalf'
in s.
20(1) shows that the delegation of such power
by the Central Government or the State Government by general or special order
must be for a specific purpose, to authorise a designated person to institute
such prosecutions on their behalf. The terms of the section do not postulate
further delegation of powers by the person authorised. He can only give his
consent in writing when he is satisfied that a prima facie case exists in the
facts of a particular case and records his reasons for the launching of such
prosecution in public interest. [966E; 971A-B] 4.1. Rules framed pursuant to a
power conferred by a statute cannot proceed or go against the specific
provisions of the statute. The maxim delegatus non potest delegare merely
indicates that sub-delegation of powers is not normally allowable but the
Legislature can always provide for it. The provision contained in s. 24(2) (e)
of the Act enables the State Government to frame a rule for delegation of
powers and functions under the Act but it clearly does not envisage any
sub-delegation. [971C,D] 964 4.2. Rule 3 of the Prevention of Food Adulteration
(Punjab) Rules, 1958 must, therefore, he read subject to the provisions
contained in s. 20(l) of the Prevention of Food Adulteration Act, 1954. It
cannot be construed to authorise sub-delegation of powers by the Food (Health)
Authority, Punjab to the Food Inspector. So construed, it means that in the
instant case, the Food (Health) Authority was the person authorised by the
State Government to initiate prosecutions.
[971G-H; 972A]
4.3 It was open to the State Government to
have issued a notification under s. 20(1) conferring authority on the Food
Inspector to launch prosecutions for an offence under the Act, as is the
practice in other States. The Food Inspector having been authorised by the
Director of Health Service and not the State Government, he was not a person
who had been authorised by any general or special order issued by the Central
Government or the State Governments.
[969G-H] State of Bombay v. Parshottam
Kanaiyalal, [1961] 1 SCR 458 & The Corporation of Calcutta v. Md. Omer Ali
& Anr., [1976] 4 SCC 527 referred to.
CRIMINAL APPELLATE JURISDICTION: Criminal
Appeal No. 400 of 1986 From the Judgment and order dated 12.2.1986 of the
Punjab and Haryana High Court in Crl. Misc. Petn. No. 202- M/86.
Dr. Y.S. Chitale, Ravinder Narain, D.N. Misra
and P.K. Ram for the Appellants.
H.K. Puri and R.S. Sodhi for the Respondents.
The Judgment of the Court was delivered by
SEN, J. This appeal by special leave directed against the judgment and order of
the Punjab & Haryana High Court dated February 12, 1986 raises a question
of some importance. The question is whether the Food Inspector, Faridkot was
competent to lodge a complaint against the appellants under s. 20(1) of the Act
for commission of an offence punishable under s. 16(1) (a) (ii) of the Prevention
of Food Adulteration Act, 1954 (for short 'the Act') by virtue of the
delegation of powers by the Food (Health) Authority, Punjab under notification
dated September 7, 1972 purported to have been issued by him under r. 3 of the
Prevention of Food Adulteration (Punjab) Rules, 1958.
965 Put very shortly, the essential facts are
these.
Appellant No. 2, Messrs Food Specialities
Limited is a company incorporated under the Companies Act, 1956 engaged in the
business of manufacturing and selling various well- known articles of food
including New Maggi 2 minute noodles with sweet sour taste-maker while
appellant No. 1 A.K. Roy is the Manager, Quality Controller of the Company. On
December 14, 1984 at about 3.30 p.m. the Food Inspector, Faridkot purchased a
sample of New Maggi Noodles from the shop of a general merchant for purposes of
analysis The Public Analyst by his report dated January 17, 1985 opined that
the said article of food contains carmosine and sunset yellow acid coal tar dye
instead of caramel as described on the label and was therefore both adulterated
as well as misbranded. He further opined that the label of the article of food
did not comply with the requirements of rr. 24 and 32 of the Prevention of Food
Adulteration Rules, 1955 regarding the addition of extraneous colouring matter.
On February 1, 1985 the Food Inspector, Faridkot filed a complaint against the
general merchant as well as the appellants for having committed an offence
punishable under s. 16(1) (a) (ii) of the Act for alleged violation of rr.
24, 28, 29 and 32 of the Prevention of Food
Adulteration Rules, 1955 by virtue of the delegation of powers by the Food
(Health) Authority under notification dated October 10, 1968 purported to have
been issued by him under r. 3 of the Prevention of Food Adulteration (Punjab)
Rules, 1958.
During the course of the proceedings, the
appellants raised an objection inter alia that r. 3 of the Rules framed by the
State Government in purported exercise of powers under s. 24(2) read with s.
20(1) of the Act, was ultra vires the State Government and alternatively by
virtue of the authority derived under r. 3 of the said Rules, the Food (Health)
Authority alone had the power to initiate prosecutions for an offence under the
Act and therefore he could not legally by the impugned notification
sub-delegate his powers to launch the prosecutions to the Food Inspector.
The learned Sub-Divisional Judicial
Magistrate by his order dated December 4, 1985 rejected the preliminary
objection raised as to the power of the Food Inspector to launch the
prosecution under s. 20(1) read with s. 9 of the Act, on the ground that the
State Government having delegated its powers to the Food (Health) Authority by
framing r.3 under s.
24(2)(e) of the Act, the Food (Health)
Authority was competent to issue the impugned notification and therefore the
complaint was validly lodged. The learned Sub-Divisional Judicial Magistrate
further proceeded to frame charges against the appellants for having committed
an offence punishable 966 under s. 16(1) (a) (ii) of the Act. Thereafter, the
appellants moved the High Court by petition under s. 482 of the Code of
Criminal Procedure, 1973 for quashing the impugned order passed by the learned
Sub-Divisional Judicial Magistrate taking cognizance of the offence and the
consequent framing of the charge by him. High Court did not go into the
question and dismissed the petition in limine, It is argued on behalf of the
appellants that as a matter of construction the first part of s. 20(1) of the
Act makes it clear that a prosecution for offences under the Act not being an
offence under s. 14 or s. 14A, can be instituted only by one of the following
authorities, namely:
(i) the Central Government or the State
Government, or (ii) with the written consent of the Central Government or the
State Government, or (iii) a person authorised in this behalf by a general or
special order by the Central Government or the State Government, or (iv) with
the written consent of a person so authorised. It is urged that the opening
words of s. 20(1) 'No prosecution for an offence under this Act ... shall be
instituted except by' being of a negative character, the requirements of the
section are imperative and that a discretionary power must, in general, by
exercised by the authority to which it has been committed. Emphasis is placed
on the words 'in this behalf' in the - second part of s. 20(1) of the Act for
the submission that the delegation of powers to launch a prosecution by the
Central Government or the State Government, by general or special order, must
be for a specific purpose in that behalf viz. to authorise the institution of
prosecutions under the Act. It was accordingly submitted that r. 3 of the
Punjab Rules enables the Food (Health) Authority to sub-delegate his power 'to
authorise the launching of a prosecution for an offence under the Act' to the
Food Inspector, was ultra vires the State Government and could not be sustained
on the terms of s. 24(2) (e) i.e. the general power of the State Government
under s. 24(2) (e) of delegation of its powers and functions under the Act.
In reply, the learned counsel for the
respondents contends that r.3 is in the nature of a general order in terms of
s. 20(1) of the Act and therefore the State Government has not only delegated
its powers 'to launch a prosecution for an offence under the Act' under s.
20(1) to the Food (Health) Authority i.e. the Director of Health Services,
Punjab but also under the said rule provision has been made for further
sub-delegation of his power to authorise the launching of prosecutions under s
. 20(1) to the Food Inspectors.
In order to appreciate the contentions it is
necessary to refer to 967 the relevant provisions. Sub-s. (1) of s. 20 of the
Act which is material for our purposes, provides as follows:
"20(1). Cognizance and trial of
offences-No prosecution for an offence under this Act, not being an offence
under section 14 or section 14A shall be instituted except by, or with the
written consent of the Central Government or the State Government or a person
authorised in this behalf, by general or special order, by the Central
Government or the State Government." Sub-s. (1) of s. 24 of the Act
empowers the State Government to frame rules after consultation with the
Committee and subject to the condition of previous publication, for the purpose
of giving effect to the provisions of the Act not falling within the purview of
s. 23. Sub-s. (2) thereof provides that in particular and without prejudice to
the generality of the foregoing power, the State Government may make rules for
the purpose of giving effect to the provisions of the Act in matters not
falling within the purview of s. 23. S. 24(2) (e) of the Act provides:
"24(2). In particular, and without
prejudice to the generality of the foregoing power, such rules may- (e) provide
for the delegation of the powers and functions conferred by this Act on the
State Government or the Food (Health) Authority to subordinate authorities or
to local authorities. " In exercise of the powers under s. 24(2) (e) of
the Act, the Punjab Government framed the Prevention of Food Adulteration
(Punjab) Rules, 1958. R. 3 of the Rules reads as under:
"Rule 3-Power of Food (Health)
Authority-The State Government may, by an order in writing delegate its powers
to appoint Food Inspectors, to authorise a person to institute prosecutions for
an offence under the Act and such other powers exercisable by it under the Act
as may be specified in the order of the Food (Health) Authority of the State of
Punjab" In accordance with r. 3, the State Government issued a
notification dated October 10, 1968 purporting to delegate its powers and
functions conferred by s. 20(1) of the Act viz. to initiate prosecutions 968
for an offence under the Act, to the Food (Health) Authority, to the effect:
"In pursuance of the provisions of rule
3 of the Prevention of Food Adulteration (Punjab) Rules, 1958, the President of
India is pleased to delegate to the Food (Health) Authority its powers of
appointment of Food Inspectors - and to authorise institution of prosecution
for an offence under the Prevention of Food Adulteration Act, 1954. " In
terms of the aforesaid notification, the Food (Health) Authority issued a
notification dated September 7, 1972 authorising the Food Inspector, Faridkot
to launch prosecution under s. 20(1) for an offence under the Act, in these
terms:
"No. IV-I-Pb-72/7518- 2(i) In exercise
of the powers conferred by Section 9 of the Prevention of Food Adulteration
Act, 1954 (Act No. 37 of 1954) read with Rule 8 of the Prevention of Food
Adulteration Rules 1955 and the powers delegated vide Punjab Government
Notification No. 5575-HB/L-68/29659 dated 10th October, 1968, Shri Jagrup Singh
is hereby appointed as Government Food Inspector for all the local areas in the
District, in which the official is posted as Government Food Inspector.
In exercise of powers conferred by Section 20
of the Prevention of Food Adulteration Act, 1954 (Act No. 37 of 1954) read with
Punjab Government Notification No.5575 2HBI 1/68/29659 dated 10th October, 1968
the Director, Health Services, Punjab also authorises the above mentioned Food
Inspector to institute prosecution against the persons committing offences
under the said Act within the limits of local areas." In this appeal, two
main questions arise, namely: (i) Whether r. 3 of the Prevention of Food
Adulteration (Punjab) Rules, 1958 framed under s. 24(2) (e) of the Act being
contrary to the legislative mandate contained in s. 20(1) of the Act, was ultra
vires the State Government and therefore the impugned notification issued by
the State Government dated October 10, 1968 purporting to delegate its powers
under s. 20(1) to the Food (Health) Authority viz. to authorise the institution
969 of prosecutions for an offence under the Act, was liable to be struck down.
Consequently, whether the impugned notification dated September 7, 1972 issued
by the Food (Health) Authority authorising the Food Inspector, Faridkot to
institute such prosecutions was illegal, bad in law and void ab initio. (ii)
Even if r. 3 of the said Rules could be regarded as a general order issued by
the State Government in terms r of s. 20(1) of the Act authorising the Food
(Health) Authority to launch prosecutions for an offence under the Act by the
framing of a rule under s. 24(2) (e) of the Act, whether the Food (Health)
Authority by the impugned notification dated September 7, 1972 could, in his
turn, sub-delegate his powers to the Food Inspector, Faridkot. The ultimate
question is whether the terms of s. 20(1) of the Act do not postulate further
delegation by the person authorised to institute prosecutions for an offence
under the Act; he can only give his written consent to such prosecution.
It is common ground that the prosecution in
the instant case has not been launched either by or with the written consent of
the Central Government or the State Government.
It therefore becomes necessary to ascertain
whether the Food Inspector, Faridkot was duly authorised to launch a
prosecution. The Food Inspector had been conferred powers of the State
Government under s. 20(l) of the Act viz. to initiate prosecutions for an
offence under the Act, by the Food (Health) Authority i.e. the Director of
Health Services. A mere perusal of the impugned notification dated September
7,1972 makes it manifest that it was the Director of Health Services and not
the State Government who had authorised the Food Inspector to launch
prosecutions for an offence under the Act. It is therefore clear that the Food
Inspector is not a person who has been authorised by any general or special
order issued by the Central Government or the State Government. There would be
no problem if the State Government were to issue a notification under s. 20(l)
of the Act conferring authority on the Food Inspector, Faridkot under s. 20(l)
to launch prosecutions for an offence under the Act as is the practice in the
other States.
A careful analysis of the language of s.
20(l) of the Act clearly shows that it inhibits institution of prosecutions for
an offence under the Act except on fulfillment of one or the other or the two
conditions.
Either the prosecutions must be instituted by
the Central Government or the State Government or a person authorised in that
behalf by the Central Government or the State Government, or the prosecutions
970 should be instituted with the written consent of any of the four specified
categories of authorities or persons. If either of these two conditions is
satisfied, there would be sufficient authority for the institution of such a
prosecution for an offence under the Act. The provision contained in s. 20(1)
of the Act does not contemplate the institution of a prosecution by any person
other than those designated. The terms of s. 20 (1) do not envisage further
delegation of powers by the person authorised, except that such prosecution may
be instituted with the written consent of the Central Government or the State
Government or the person authorised. The use of the negative words in s. 20(1)
"No prosecution for an offence under this Act .. shall be instituted
except by or with the written consent of" plainly make the requirements of
the section imperative. That conclusion of ours must necessarily follow from
the well- known rule of construction of inference to be drawn from the negative
language used in a statute stated by Craies on Statute Law, 6th edn., p. 263 in
his own terse language:
"If the requirements of a statute which
prescribe the manner in which something is to be done are expressed in negative
language, that is to say, if the statute enacts that it shall be done in such a
manner and in no other manner, it has been laid down that those requirements
are in all cases absolute, and that neglect to attend to them will invalidate
the whole proceeding." Where a power is given to do a certain thing in a
certain way, the thing must be done in that way or not at all. Other modes of
performance are necessarily forbidden. The intention of the Legislature in
enacting s. 20(1) was to confer a power on the authorities specified therein
which power had to be exercised in the manner provided and not otherwise.
The first part of s. 20(1) of the Act lays
down the manner of launching prosecutions for an offence under the Act, not
being an offence under s. 14 or s. 14A. The second part provides for delegation
of powers by the Central Government or the State Government. It enables that
prosecutions for an offence under the Act can also be instituted with the
written consent of the Central Government or the State Government or by a
person authorised in that behalf, by a general or special order issued by the
Central Government or the State 3 Government. The use of the words 'in this
behalf' in s. 20(1) of the Act shows that the delegation of such power by the
Central Government or 971 the State Government by general or special order must
be for a specific purpose, to authorise a designated person to institute such
prosecutions on their behalf. The terms of s.
20( 1) of the Act do not postulate further
delegation by the person so authorised; he can only give his consent in writing
when he is satisfied that a prima facie case exists in the facts of a
particular case and records his reasons for the launching of such prosecution
in the public interest.
In the case of statutory powers the important
question is whether on a true construction of the Act, it is intended that a
power conferred upon A may be exercised on A's authority by B. The maxim
delegatus non potest delegare merely indicates that this is not normally
allowable but the Legislature can always provide for sub-delegation of powers.
The provision contained in ss. 24(2) (e)
enables the State Government to frame a rule for delegation of powers and
functions under the Act but it clearly does not envisage any sub-delegation.
That apart, a rule framed under s. 24(2) (e) can only provide for delegation of
minor administrative functions e.g. appointment of Food Inspectors, Food
(Health) Authority etc. In the case of important executive functions like the
one contained in s. 20(1) of the Act to authorise launching of prosecutions for
an offence under the Act which is in the nature of a safeguard, the Courts may
be disposed to construe general powers of delegation restrictively.
Keeping in view the language of s. 20(1) and
24(2) (e) of the Act, r. 3 of the Punjab Rules can be treated to be a general
order issued by the State Government to authorise the Food (Health) Authority
i.e. the Director of Health Services to institute prosecutions for an offence
under the Act. Unfortunately, the draftsmen of r. 3 more or less employed the
language of s. 20(1) of the Act. If r. 3 were to be literally interpreted, the
words "to authorise the launching of prosecutions" may lead to the
consequence that the Food (Health) Authority who had been delegated the power
of the State Government under s. 20(1) of the Act could, in his turn,
sub-delegate his powers to the Food Inspector.
Such a consequence is not envisaged by s.
20(1) of the Act.
It is well-settled that rules framed pursuant
to a power conferred by a statute cannot proceed or go against the specific
provisions of the statute. It must therefore follow as a logical consequence
that r. 3 of the Prevention of Food Adulteration (Punjab) Rules, 1958 must be
read subject to the provisions contained in s. 20(1) of the Prevention of Food
Adulteration Act, 1954 and cannot be construed to authorise sub-delegation of
powers by the Food (Health) Authority, Punjab to the Food Inspector, Faridkot.
If so construed, as it must, it would mean that the Food (Health) Authority was
the 972 person authorised by the State Government to initiate prosecutions. It
was also permissible for the Food (Health) Authority being the person
authorised under s. 20(1) of the Act to give his written consent for the
institution of such prosecutions by the Food Inspector, Faridkot as laid down
by this Court in State of Bombay v. Parshottam Kanaiyalal, [1961] 1 SCR 458 and
The Corporation of Calcutta v. Md. Omer Ali & Anr., [1976] 4 SCC 527.
In the premises, the impugned notification
dated September 7, 1972 issued by the Food (Health) Authority must be declared
as ultra vires the Food (Health) Authority insofar as the purported to delegate
his powers to institute prosecutions for an offence under the Act under s.
20(1) to the Food Inspector, Faridkot. It must accordingly follow that the Food
Inspector, Faridkot was not competent to lodge the complaint against the
appellants for having committed an offence punishable under s. 16(1) (a) (ii)
read with s. 9 of the Prevention of Food Adulteration Act, 1954.
In the result, the appeal must succeed and is
allowed.
The judgment and order passed by the High Court
and that of the Sub Divisional Judicial Magistrate, Moga are set aside.
P.S.S. Appeal allowed.
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