G.P. Doval & Ors Vs. The Chief
Secretary Government of U.P. & Ors [1984] INSC 123 (18 July 1984)
DESAI, D.A.
DESAI, D.A.
SEN, AMARENDRA NATH (J)
CITATION: 1984 AIR 1527 1985 SCR (1) 70 1984
SCC (4) 329 1984 SCALE (2)11
CITATOR INFO :
D 1987 SC 424 (24) RF 1987 SC2359 (17) D 1988
SC 268 (22) D 1989 SC 278 (18,20) D 1990 SC1311 (7)
ACT:
Constitution of India 1950, Articles 14,16,
and 32.
Seniority-Fixation of-Past service to be
given credit if stop-gap arrangement is followed by confirmation.
Khandsari Licensing Scheme-Appointment of
Khandsari Inspectors-Inter-se seniority of ad hoc appointees and direct
recruits through Public Service Commission-Fixation of-Whether to be reckoned
from date of appointment to temporary post or from date of approval by Public
Service Commission.
Provisional Seniority List issued-Violation
of fundamental right guaranteed under Articles 14 and 16-Burden of proof on
whom lies.
Provisional Seniority List issued in
1971-Writ petition filed in 1983-Whether liable to be dismissed on ground of
latches or delay.
Words and Phrases: 'Or from the date of the
order of the first appointment if such appointment is followed by
confirmation'-Meaning of.
HEADNOTE:
In the year 1958-59 the State Government
framed the Khandsari Licensing Scheme to regulate the supply of sugarcane to
sugar factories. Posts of Khandsari Inspectors initially designated as
Licensing Inspectors were created in the pay-scale of Rs. 120-250. Petitioners
in the writ petitions were appointed as Khandsari Inspectors between March and
May, 1960. Thereafter some of the respondents were recruited as Khandsari
Inspectors and along with some others who were recruited departmentally were
approved by Public Service Commission. On March, 22, 1971 the third respondent-
the Sugar Commissioner-circulated a provisional seniority list of Khandsari
Inspectors.
71 The petitioners represented against the
seniority list contending that they were assigned lower place in the seniority
list even though they were recruited earlier and have been continuously in
service. The representations having been rejected, writ petitions were filed in
this Court.
In their writ petitions to this Court, the
petitioners contended that when recruitment was made in the year 1960, the post
of Khandsari Inspector was not within the purview of the Public Service
Commission and that they were regularly recruited to posts which were
temporarily sanctioned but indefinitely continued and therefore, in reckoning
their seniority, they must be given the benefit of the length of continuous
officiation, and that once approval is granted by the Public Service Commission
it would relate back to the date of their appointment and that the previous
length of service cannot be ignored or denied in computing seniority in the
absence of any statutory rule or administrative instruction. It was further
pointed out that petitioner Nos. 4 to 8, who were recruits of 1961 had been
assigned places Nos. 30. 34, 42, 35 and 31 respectively in the seniority list
while recruits of 1963 had scored a march over them in the provisional
seniority list.
The respondents contested the writ petitions
contending that by a Government order temporary post of Licensing Inspectors
were re-designated as Khandsari Inspectors and that the post right from
inception was within the purview of the Public Service Commission, that on the
framing of the Khandsari Licensing Scheme, it became necessary to urgently
appoint Inspectors to implement the scheme, and therefore the third
respondent-the Sugar Commissioner who was the appointing authority pending
regular selection through open competition through Public Service Commission
proceeded to make the appointments of the petitioners as stop-gap or ad hoc
nature and that their appointment created no right to the post. The drawing up
of the tentative seniority list was justified as being based on the
recommendations of the Public Service Commission, and it was submitted that the
service which can be taken into consideration for determining the length of
continuous officiation must commence from the date of substantive appointment
and that the provisional seniority list had been drawn up keeping in view the
date of approval by the Public Service Commission in respect of each candidate
and that there was no error in drawing up the seniority list. It was further
contended that promotions which were granted on the basis of the provisional
seniority list were not questioned by the petitioners and they have acquiesced
in it, and that the petitioners had moved the Court after a long unexplained
delay and that the Court should not grant any relief.
Allowing the Writ Petitions, 72
HELD: (1) The impugned seniority list dated
March 21, 1971 in respect of Khandsari Inspectors is quashed.
Respondents 1 to 3 are directed to draw up a
fresh seniority list based on the principle of length of continuous officiation
reckoned from the date of first appointment if the appointment is followed by
confirmation i.e. selection approval by the State Public Service Commission.
[87 F] (2) (i) The Memorandum of 1940 merely prescribed guidelines for the
departments of the Secretariat either to frame statutory rules or executive
instructions governing conditions of service in respect of existing services if
there are no rules, or they may be modified or amended so as to bring them
generally in conformity with the 1940 Order, and whenever a new post or a new
cadre in a service is set up to frame rules in conformity with guidelines
prescribed in the 1940 Order. The 1940 Order does not purport to lay down
conditions of service governing any cadre either specifically or generally. It
provides a model and unless the model is adopted it is not binding. [82 D-F]
(ii) Assuming that the model principle set out in the 1940 order has a binding
effect the impugned seniority list does not conform to the prescribed
guidelines and is invalid. [85 F] (3) (i) A fair rule of seniority should
ordinarily take into account the past service if the stop-gap arrangement is
followed by confirmation. [86 E] (ii) If a stop-gap appointment is made and the
appointee appears before the Public Service Commission when the latter proceeds
to select the candidates and is selected, there is no justification for
ignoring past service. There is also no justification for two persons selected
in the same manner being differently treated. If once a person in a stop-gap
arrangement is confirmed in his post by proper selection, his past service has
to be given credit and he has to be assigned seniority accordingly unless a
rule to the contrary is made. In the instant case, that has not been done to
all the petitioners. The error is apparent in the case of petitioner No. 1 and
respondent No. 7. [86 B-D] (iii) When a seniority list is challenged as being
violative of the guarantee of equality enshrined in Articles 14 and 16 and
prima facie it appears that those who came into the cadre later on scored a
march over those who were already in the cadre, it would be for the authority
justifying the seniority list to plead and point out the rule for determining
seniority on the basis of which the list is drawn up. If any such rule is
pleaded it would be for those impugning the seniority list to aver and
establish that 73 the alleged seniority rule are violative of the fundamental
rights guaranteed by Articles 14 and 16. [78 G-H; 79A] (4) (i) It is open to
the Government to lay down general conditions of service governing all services
in the State either by rules framed under Section 241 of the Government of
India Act 1935, or on the advent of the Constitution under the proviso to
Article 309 of the Constitution. In the absence of statutory rules, conditions
of service in a particular cadre may be governed by executive instructions
issued by the Government in exercise of its executive power. [81 C-E] (ii) In
the absence of any other rule valid for determining seniority under Article 16,
seniority being determined by the length of continuous officiation has been
accepted as valid by the courts. [82 H; 83 A] P.S. Mahal and Ors. v. Union of
India and Ors. [1984] 3 S.C.R. 823 and Bishan Sarup Gupta v. Union of India,
[1975] 1 SCR 104, referred to.
(5) Model Rule 11 suggests as guidelines two
independent principles for determining seniority; namely (1) seniority should
be reckoned from the date of substantive appointment, and (2) from the date of
the order of first appointment if such appointment is followed by confirmation.
[84 A] In the instant case, recitals in the
appointment order do not spell-out that the appointees were to hold stop-gap
arrangement till a candidate selected by the Public Service Commission is made
available. On the contrary, the recitals clearly indicate that those appointees
will have to face the approval test by the Public Service Commission. If
petitioner Nos. 1 and 2 came to be appointed in 1960 and respondent Nos. 4, 5
and 6 came to be appointed in 1961 and the appointment of each of them had to
be approved by the Public Service Commission, once the approval is granted the
same will relate back to the date of first appointment. That is the meaning of
the expression in Model No. 11; 'or from the date of the order of the first
appointment if such appointment is followed by confirmation.' [85 A-C] (6)
Where officiating appointment is followed by confirmation unless a contrary
rule is shown, the service rendered as officiating appointment cannot be
ignored for reckoning length of continuous officiation for determining the
place in the seniority list. [86 G] Baleshwar Dass and Ors. etc. v. State of
U.P. and Ors.
etc.,[1981] 1 SCR 449, referred to.
74 In the instant case, respondents 1 to 3
have not finalised the seniority list for a period of more than 12 years and
are operating the same for further promotion to the utter disadvantage of the
petitioners. Petitioners went on making representations after representation
which did not yield any response, reply or relief. Further, the petitioners
belong to the lower echelons of service and it is not difficult to visualise
that they may find it extremely difficult to rush to the court. The contention
that the writ petitions should be thrown out on the ground of delay, latches an
acquiescence must therefore be rejected. [87 C-D]
ORIGINAL JURISDICTION: Writ Petition Nos.
5105-13 of 1983.
(Under article 32 of the Constitution of
India) M.K. Ramamurthi, Mrs. Indra Sawhney, Mrs. C. Malhotra and M. A.
Krishnamoorthy for the Petitioners.
Yogeshwar Prasad, Mrs. Rani Chabra, Gopal
Subramaniam and Mrs. Sobha Dikshit for the Respondent.
The Judgment of the Court was delivered by
DESAI, J. The petitioners in this group of petitions under Art. 32 of the
Constitution were inducted as Khandsari Inspectors between March, 1960 and
1964. Respondents 4 to 19 were also recruited as Khandsari Inspectors on
different dates. Respondents 1 and 2 are the Chief Secretary, Govt. Of U. P.
and the Secretary, Industries respectively of the U. P. Government and
respondent No. 3 is the Sugar Commissioner of U. P. The dispute amongst the
petitioners and the respondents 4 to 19 is about inter-se seniority between
them in the cadre of Khandsari Inspectors.
It appears that in the year 1958-59, the
State Government framed what is styled as Khandsari Licensing Scheme' to
regulate the supply of sugarcane to sugar factories by G.O. No. 4588 (1)
XVIII-A-680/59 dated November 21, 1959. Posts of Khandsari Inspectors initially
designated as Licensing Inspectors were created in the pay-scales of Rs.
120-250. Petitioners Nos. 1, 2 and 3 were appointed as Khandsari Inspectors
between March and May, 1960. Thereafter some of the respondents were recruited
as 75 Khandsari Inspectors and some others who were recruited departmentally
were approved by the Public Service Commission. On March 22, 1971, the third
respondent the Sugar Commission circulated a provisional seniority list of
Khandsari Inspectors. The grievance of the petitioners is that some of the
petitioners have been assigned lower place in the seniority list even though
they were recruited earlier and have been continuously in service. To
illustrate, petitioners pointed out that petitioners 1 to 3 have been placed at
Serial Nos 25,29 and 27, respectively though all of them were recruits of 1960
while respondent No. 7-J.S. Negi, who was recruited on March 23, 1961 was
assigned the place at Serial No. 15 and respondent No.4 O. N. Chaturvedi, who
was recruited on March 23, 1961 was shown at Serial No. 6. Similarly,
respondent No. 9-P.N. Rai, who was also recruited on March 23, 1961 was shown
at Serial No 17 and respondent No. 5 was shown at Serial No. 8. The petitioners
further pointed out that petitioners Nos. 4, 5, 6, 7 and 8, who were recruits
of 1961 have been assigned places Nos. 30, 34, 42, 35 and 31 respectively while
recruits of 1963 have scored a march over them in the provisional seniority
list. The petitioners assert that when the recruitment was made in the year
1960, the post of Khandsari Inspector was not within the purview of the Public
Service Commission and that they were regularly recruited to posts which were
temporarily sanctioned and indefinitely continued till today and therefore, in
reckoning the seniority, they must be given the benefit of the length of
continuous officiation. They further contend that when the post of Khandsari
Inspector was later brought within the purview of the Public Service
Commission, the names of the petitioners who were already recruited in service
as also of some of the respondents were forwarded to the Public Service
Commission for approval and except petitioner No 9 S. P. Gupta, the names of
rest of the petitioner were approved by the Public Service Commission on
September 30, 1963, the relevant date in the case of petitioner No. 9 is April
14, 1978. The petitioners assert that even assuming that their appointment
would be regular after approval of the Public Service Commission, yet once such
approval is granted' it would relate back to the 76 date of appointment and the
previous length of service cannot be ignored or denied in computing their
seniority in the absence of any statutory rule or administrative instruction
which has the force of law. The petitioners further aver that in the absence of
any other statutory rule or administrative instruction for determining
seniority, length of continuous officiation provides a valid principle for
determining seniority. Viewed from this angle, petitioners 1 to 3 would be
senior to all the respondents and the placement of the remaining petitioners
vis-a-vis the respondents will have to be recomputed. On the circulation of the
provisional seniority list, the petitioners submitted various representations
pointing out the error in drawing-up the provisional seniority list but till
this day no reply was given nor any final seniority list circulated nor reasons
assigned for rejecting the representations. The petitioners further say that
despite their representation, respondents 1, 2 and 3 are operating the
tentative seniority list for making further promotions to the post of Khandsari
Officer and Assistant Sugar Commissioner and thereby they are being denied
equality of opportunity in the matter of promotion. The petitioners accordingly
questioned by these writ petitions the validity and legality of the provisional
seniority list asserting that as the final seniority list is not being drawn up
and as the representations are being ignored and yet the provisional seniority
list is being operated to the disadvantage of the petitioners thereby denying
them equality of opportunity in the matter of promotion which action of the
respondents 1 to 3 is violative of Arts. 14 and 16.
Kailash Narain Pandey, Additional Sugar Commissioner
filed affidavit in opposition. It was admitted that by the Govt. Order dated
November 21, 1959 temporary posts of Licensing Inspectors later redesignated as
Khandsari Inspectors in the pay scale of Rs. 120-250 were created but according
to him as the maximum of the scale was over Rs. 200 right from its inception,
the post was within the purview of the Public Service Commission in view of
Regulation 5 (a) of Appointment Department Misc. No. 99/II- B-151-60 dated
January 29, 1954 issued under the Uttar Pradesh Public Service Commission
(Limitation of Functions) Regulations, 1954. It was then stated that on the
framing of the Khandsari Licensing Scheme, it became necessary to urgently
appoint Inspectors to implement the scheme and therefore, the third
respondent-Sugar Commissioner as Appointing Authority pending regular selection
through open competition by the Public Service Commission proceeded to make
appointments and the appointment of the petitioners were of a stopgap or ad-hoc
nature and that it created no right to the post. It was admitted that
petitioners Nos. 1 and 2 were recruited after holding departmental competitive
test on March 4, 1960.
Petitioner No. 3, who was then working as a
Clerk in Cane Union Federation Ltd., Lucknow was selected on May 24, 1960 by
applying a weeding out test. Petitioners Nos. 4 to 8 were recruited after
holding qualifying test and interview on 23rd March, 1961 and Petitioner No. 9
was appointed as and by way of stopgap arrangement. It was contended that the petitioners
were appointed on an ad-hoc and temporary basis as a measure of stopgap
arrangement. It was conceded that all the petitioners except petitioner No. 9,
were approved by the Public Service Commission for regular appointment in the
year 1963, to be specific on 30th September, 1963 and they have continued
uninterruptedly in the posts of Khandsari Inspectors. It was further averred
that within a period of one year and seven months from the date of appointment
of the petitioners the State Public Service Commission selected candidates to
replace the already working unapproved Licensing Inspectors on the request of
the Department and sent a list of approved candidates on September 14, 1961,
but only 5 out of 44 such selected candidates joined and hence the Department
has to permit the petitioners to continue though according to the third
respondent notice of termination of service were served on some of the
petitioners. It was further pointed out that when the State Public Service
Commission proceeded to recommend candidates for the post of Khandsari
Inspectors, some of the petitioners applied for such posts, but their
applications were rejected at the stage of scrutiny. But on a request from the
Department the State Public Service Commission entertained the applications,
called the petitioners for interview and approved them. It was admitted that
except petitioner No. 9 all the rest of the petitioners were approved by the
Public Service Commission on September 30, 1963. Justifying the drawing-up of
the tentative seniority list as being based on recommendations of Public
Service Commission, it 78 was said that the service which can be taken into
consideration for determining the length of continuous officiation must
commence from the date of substantive appointment and accordingly the
provisional seniority list has been drawn-up keeping in view the date of
approval by the Public service Commission in respect of each candidate.
It was averred that if this principle is
valid for the purpose of Art. 16, there is no error in drawing-up the
seniority. It was specifically stated that it was open to the Government to
ignore officiating service or service rendered on appointment in an ad hoc or
stopgap arrangement.
It was broadly stated that before a man can
claim to have his seniority determined in the cadre, he must belong to the
cadre and he can only enter the cadre on substantive appointment.
The rival contentions would bring into focus
the controversy between the parties. The impugned provisional seniority list dated
March 22, 1971 is drawn-up on the length of continuous officiation determined
by the date of selection/approval of each person be the State Public Service
Commission. In the process service prior to the approval by the Public Service
Commission is wholly ignored while reckoning seniority with the result that the
recruits of 1961 have scored a march over those who were recruited earlier in
the cadre and have been uninterruptedly officiating in the post and who at a
later date were approved by the Public Service Commission for appointment as
Khandsari Inspectors. The question is: where on account of exigencies of
service, recruitment to a post within the purview of the Public Service
Commission is made by the appointing authority, but at a later date the Public
Service Commission puts its seal of approval on such an appointee, whether the
continuous and uninterrupted service rendered by such appointee prior to the
approval by the Public Service Commission can and should be taken into
computation while determining seniority based on the principle of length of
continuous officiation ? When a seniority list is challenged as being violative
of the guarantee of equality enshrined in Arts. 14 and 16 and prima facie it
appears that these who came into the cadre later on scored a march over those
who were already in the cadre, it would be for the authority justifying the
seniority list to plead and point out the rule for determining seniority on the
basis of which the list is drawn up. If any such rule is pleaded, it would be
for those impugning the seniority list to aver and establish that the alleged
seniority 79 rule is violative of the fundamental rights guaranteed by Arts. 14
and 16.
In the affidavit-in-opposition filed by the
Additional Sugar Commissioner on behalf of respondents 1 to 3, it was asserted
that the impugned seniority list of the Khandsari Inspectors was drawn-up on
the principle of the length of continuous officiation reckoned from the date of
selection/approval by the Public Service Commission in respect of each employee
belonging to the cadre. It is necessary to refer to this aspect because the
averment is vague and of a general nature and later on at the hearing of the
petitions reliance was placed on memo No. O-66/II-233- 1938 dated January 30,
1940 ('1940 Order' for short) for sustaining the seniority list, the affidavit
being conspicuously silent with regard to this order. There is not a whisper of
the 1940 Order in the whole of the affidavit- in-opposition. However, if the
respondents would be in a position to justify the seniority list on any
existing statutory rule or administrative instruction which has been invariably
followed, it would not be proper to attach too much importance to the vagueness
in drawing-up pleadings shifting, the stand in the course of the proceedings.
It must, however, be made clear that Mr. Gopal Subramaniam, learned counsel who
appeared for respondent No. 1 to 3 attempted to reconcile the averments in the
affidavit and the oral submissions made at the hearing of the petitions by
urging that when it is said in the affidavit that the seniority in respect of
each member of the cadre was reckoned on the principle of length of continuous
officiation commencing from the date of selection/approval of each member by
the State Public Service Commission respondents 1 to 3 had the 1940 Order in
mind.
It is therefore, necessary first to examine
the nature and character of the 1940 Order and whether it lays down either by
way of a statutory rule or administrative instruction a binding rule of
seniority for determining the seniority in the cadre of Khandsari Inspectors.
If it does, it will have to be further ascertained whether upon its true
construction, the relevant rule excludes any service rendered by a member of
the service prior to his approval/selection by the State Public Service
Commission.
The 1940 Order styled as a Memorandum was not
annexed to the affidavit-in-opposition. A copy of it was submitted at 80 the
time of hearing of the petitions. In its preamble it proceeds to recite that in
view of the 'Appointment Department Memorandum No. 233(1)/II-38 dated July 27,
1939 the Department of Secretariat are informed that under Section 241 (1) (B)
and (2) (b) of the Government of India Act, 1935, rules have to be framed for appointment
to the civil services and posts and conditions of services of persons serving.'
It further proceeds to state that the existing rules for the various provincial
specialist and subordinate services under the Government should be revised so
as to bring them to conformity with the provisions of the Government of India
Act, 1935 and new rules should also be drawn-up for services and posts which
existed prior to April 1, 1937 but for which no rules were framed, or which
have been created after that date.' The 1940 Order further recites that
enquiries are being received as to the lines on which either the old existing
rules have to be revised or new rules have to be framed. It then states that
'the general principles which have been accepted by Government are stated
below' Para 2 of the Order, clearly brings out the nature and character of the
1940 Order, the relevant portion of which reads as under:
"2. Among other things the rules should
provide for the following matters." At Item No. 11, seniority is mentioned.
Elaborating how the rule about seniority should be drawn-up, the memorandum
proceeds to prescribe guidelines as under:
"Seniority in service shall generally be
determined from the date of substantive appointment to a service, or from the
date of the order of first appointment, if such appointment is followed by
confirmation. In special cases seniority may be determined in accordance with
the conditions which may suit a particular service." After extensively
referring to the 1940 Order, it was urged on behalf of the respondents that the
impugned seniority list is drawn-up keeping in view the date of appointment,
the date 81 of selection/approval by the Public Service Commission, which is
the relevant date for the purpose of computing seniority under G.O. of 1940 and
the date of confirmation by the department and date of promotion.
The first question is: does the 1940 Order
lay down a binding rule of seniority in respect of Khandsari Inspectors? It may
at once be made clear that the cadre of Khandsari Inspectors was first formed
under 'Khandsari Licensing Scheme' which was framed somewhere in November,
1959. It is difficult to believe those two decades earlier, a seniority rule
for a future cadre was prescribed. It is of course open to the Government to
lay down general conditions of service governing all services in the State
either by rules framed under Sec. 241 of the Government of India Act, 1935 or
on the advent of the Constitution under the proviso to Art. 309 of the Constitution.
It must be conceded that in the absence of statutory rules, conditions of
service in a particular cadre may be governed by executive instructions issued
by the Government in exercise of its executive power. At any rate, 1940 Order
does not purport to lay a statutory rule framed under Sec. 241 of the
Government of India Act, 1935 because the memorandum recites that in view of
the provisions contained in Sec. 241, rules have to be framed for appointment
to civil service and posts and conditions of service of persons serving. It
further recites that rules will have to be framed in respect of services which
may be created for the first time after the advent of the Government of India
Act, 1935. The memorandum further provides that whenever there is an occasion
for framing statutory rules or issuing executive instructions governing
conditions of service, there must be some uniformity in this behalf and
accordingly the memorandum proceeded to point out what should generally be the
contents of the rules and on what model they should be framed. Therefore,
unquestionably the memorandum prescribes guidelines for framing rules governing
conditions of service. The memorandum is something akin to model standing
orders. At any rate it does not purport to prescribe statutory rules or executive
instructions governing conditions of service.
82 This further becomes clear from the
penultimate paragraph of the memorandum in which it is stated that the
principles set out in the memorandum will be generally suitable for service or
posts recruitment to which is conducted through the Public Service Commission
and whenever the departure is made the same should be justified. Directions are
given by the memorandum that the departments of the Secretariat should proceed
with the revision of the existing service rules or frame rules for new service
and posts under their control in accordance with the principles set out in the
memorandum.
The departments were directed to draw-up the
draft rules and when ready they were required to be submitted for the scrutiny
of the appointment department and should be accompanied by a self contained
note in which the important points and deviation from the above principles
should be explained and justified. It is thus abundantly clear that the
memorandum of 1940 merely prescribed guidelines for the departments of the
Secretariat either to frame statutory rules or executive instructions governing
conditions of service in respect of existing services, if there are no rules or
they may be modified or amended so as to bring them generally in conformity
with the 1940 Order and whenever a new post or a new cadre in a service is set
up to frame rules in conformity with guidelines prescribed in 1940 Order. The
1940 Order does not purport to lay down conditions of service governing any
cadre either specifically or generally. It provides a model and unless the
model is adopted, it is commonsense to say that it is not binding. Therefore,
the contention that 1940 Order prescribes binding conditions of service and
which have been followed in drawing-up the seniority list does not commend to
us and must be rejected.
Assuming that in the absence of any specific
rule to the contrary having not been shown to have been adopted, the Department
accepted the model as the binding one, the next question is: whether upon its
true construction it permits previous service to be wholly ignored in reckoning
seniority.
The model set out at Item No. 11 governing
seniority merely enacts the well-known rule of seniority in Government Service,
namely, seniority being determined in accordance with length of continuous
officiation. In the absence of any other rule valid for 83 determining
seniority under Art. 16 rule or seniority being determined by the length of
continuous officiation has been accepted as valid by the courts. In a very
recent opinion of this Court in P.S. Mahal and Ors. v. Union of India and Ors.
Bhagwati, J. after referring to Bishan Sarup
Gupta v. Union of India observed as under:
"There was no specific seniority rule to
determine inter-se seniority between the direct recruits and the promotees
appointed regularly within their respective quota from and after 16th January,
1959 and though, in the absence of any specific seniority rule, the Court could
have applied the residuary rule based on length of continuous officiation, the
Court did not do so because it felt that since the old seniority rule had
ceased to operate by reason of the infringement of the quota rule, it would be
for the Government to devise "a just and fair seniority rule as between
the direct recruits and the promotees for being given effect to from 16th
January, 1959." Therefore, in the absence of any specific rule of
seniority governing a cadre or a service, it is well-settled that length of
continuous officiation will provide a more objective and fair rule of
seniority. And that is exactly what the model in the memorandum prescribes. It
says that seniority in service shall generally be determined from the date of
substantive appointment to a service. If the rule were to stop here, the
question would arise: what constitutes substantive appointment to a post within
the purview of the Public Service Commission? But the rule does not stop by
merely saying that the seniority shall generally be determined from the date of
substantive appointment to a service. It further provides that it may be
determined commencing from the date of the order of the first appointment, but
proceeds to qualify the last clause by providing: 'if such appointment is
followed by confirmation'. In other words, a rule for determining seniority may
provide length of continuous officiation from substantive appointment or from
the date of the order of the first appointment if such appointment is followed
by confirmation. In the latter case, once confirmation is made and the service
till then is uninterrupted and continuous it relates back to the date of the
order of the first appointment.
84 Now model Rule 11 suggests as guidelines
two independent principles for determining seniority, namely (1) seniority be reckoned
from the date of substantive appointment and (2) from the date of the order of
first appointment, if such appointment is followed by confirmation. Two
different starting points for reckoning seniority are set out in the model and
it is difficult to assume that department adopted one and rejected the other
without making a specific rule in that behalf.
The question that can then be posed is: what
constitutes substantive appointment in a cadre which is within the purview of
the Public Service Commission. Now the cadre of Khandsary Inspectors was formed
in 1959. There is no material to show that at that time it was within the
purview of the Public Service Commission. A vague statement was made that under
the Uttar Pradesh Public Service Commission (Limitation of Functions)
Regulations, 1954, any post with a sanctioned scale, the maximum of which
exceeds Rs. 200/- would be within the purview of the Public Service Commission.
It was therefore, said that the post of Khandsari Inspector was within the purview
of the Public Service Commission. It was then urged that as the 'Khandsari
Licensing Scheme' was to be urgently implemented, the appointing authority
filled-in the posts pending recruitment by the Public Service Commission. This
statement is not borne out by the record. On May 4, 1960, 9 persons including
petitioners Nos. 1 and 2 were temporarily appointed as Licensing Inspectors.
The appointment order does not show that the appointment was pending selection
of regular candidates by the Public Service Commission. In fact, some confusion
in this behalf crept in because a statement was made at the hearing of these
petitions that the post of Khandsari Inspectors came within the purview of the
Public Service Commission in 1961. Undoubtedly, the post of Licensing Inspector
was created in the first instance upto March, 31, 1960. But it may be mentioned
that it has continued uninterruptedly till today and has become a permanent
cadre. Identical appointment orders was issued in favour of petitioner No. 3
some of the petitioners including petitioners Nos. 4, 5, 6, 7 and 8 and some of
the respondents including respondents Nos. 4, 5, 6, 7 and several others came
to be appointed by the Order dated March, 23, 1961. (Annexure 'B' to the
petition). In this appointment order it was clearly stated that 'on the result
of the qualifying test and interview held for the posts of Khandsari Inspectors
in the months of February, and March, 1961, the candidates as noted in the
enclosed list are temporarily appointed as officiating Khandsari Inspectors in
85 the scale of Rs. 120-6-210-EB-10-250 plus usual dearness allowance per month
subject to final selection by Public Service Commission at any later date.' The
recitals in the order do not spell-out that the appointees were to hold stop-gap
arrangement till a candidate by the Public Service Commission is made
available. On the contrary, the recitals clearly indicate that those appointees
will have to face the approval test by the Public Service Commission. Now if
petitioner Nos. 1 and 2 came to be appointed in 1960 and respondents 4, 5 and 6
came to be appointed in 1961 and the appointment of each of them had to be
approved by the Public Service Commission, once the approval is granted, the
same will relate back to the date of first appointment. That is the meaning of
the expression in Model No.11; 'or from the date of the order of the first
appointment, if such appointment is followed by confirmation.' It is not
disputed that all the petitioners except Petitioner 4 were approved by the
Public Service Commission on September, 30, 1963 and yet respondent No. 7-J.S.
Negi is shown at S. No. 17 while petitioner No. 1 who joined service on March,
4,1960 and whose appointment was approved on the same day has been assigned S.
No. 27 in the seniority list. If the first appointment is made by not following
the prescribed procedure but later on the appointee is approved making his
appointment regular, it is obvious commonsense that in the absence of a
contrary rule, the approval which means confirmation by the authority which had
the authority power and jurisdiction to make appointment or recommend for
appointment, will relate back to the date on which first appointment is made
and the entire service will have to be computed in reckoning the seniority
according to the length of continuous officiation. That had not been done in
this case. Therefore, assuming that the model principle set out in the 1940
Order has a binding effect, the impugned seniority list does not conform to the
prescribed guideline and would certainly be invalid.
Once it is shown that the 1940 Order did not
prescribe any binding rule or seniority, but it was a model prescribed for
adoption and the adoption having not been shown, it cannot prescribe a binding
rule of seniority. Assuming that it is deemed to have been adopted the
seniority list does not conform to the model as interpreted by us.
Now if there was no binding rule of seniority
it is well-settled that length of continuous officiation prescribes a valid
principle of seniority. The question is from what date the service is to be
reckoned ? 86 It was urged that any appointment of a stop-gap nature or pending
the selection by Public Service Commission cannot be taken into account for
reckoning seniority. In other words, it was urged that to be in the cadre and
to enjoy place in the seniority list, the service rendered in a substantive
capacity can alone be taken into consideration. We find it difficult to accept
this bald and wide submission. Each case will depend upon its facts and
circumstances. If a stop-gap appointment is made and the appointee appears
before the Public Service Commission when the latter proceeds to select the
candidates and is selected, we see no justification for ignoring his past
service. At any rate, there is no justification for two persons selected in the
same manner being differently treated. That becomes crystal clear from the
place assigned in the seniority list to petitioner No. 1 in relation to
respondent No. 7. In fact if once a person appointed in a stop-gap arrangement
is confirmed in his post by proper selection, his past service has to be given
credit and he has to be assigned seniority accordingly unless a rule to the
contrary is made. That has not been done in the case of all the petitioners.
The error is apparent in the case of petitioner 1 and respondent No. 7. These
errors can be multiplied but we consider it unnecessary to do so. In fact a
fair rule of seniority should ordinarily take into account the past service in
the stop-gap arrangement is followed by confirmation. This view which we are
taking is borne out by the decision of this Court in Baleshwar Dass and Ors.
etc. v. State of U.P. and Ors. etc., wherein this Court observed that the
principle which has received the sanction of this Court's pronouncement is that
'officiating service in a post for all practical purposes of seniority is as
good as service on a regular basis. It may be permissible, within limits for
government to ignore officiating service and count only regular service when
claims of seniority come before it, provided the rules in that regard are clear
and categorical and do not admit of any ambiguity and cruelly arbitrary cut-off
of long years of service does not take place or there is functionally and
qualitatively, substantial difference in the service rendered in the two types
of posts.' It was said that service rules will have to be reasonable, fair and
not grossly unjust if they are to survive the test of Articles 14 and 16. It is
thus well-settled that where officiating appointment is followed by
confirmation unless a contrary rule is shown, the service rendered as
officiating appointment cannot be ignored for reckoning length of continuous
officiation for determining the place in the seniority list. Admittedly, that
has not been done and the seniority list is drawn 87 up from the date on which
the approval/selection was made by the Public Service Commission in respect of
each member of the service, which is clearly violative of Art. 16, and any
seniority list drawn up on this invalid basis must be quashed.
A grievance was made that the petitioners
have moved this Court after a long unexplained delay and the Court should not
grant any relief to them. It was pointed out that the provisional seniority
list was drawn up on March, 22, 1971 and the petitions have been filed in the
year 1983. The respondents therefore submitted that the court should throw- out
the petitions on the ground of delay, latches and acquiescence. It was said
that promotions granted on the basis of impugned seniority list were not
questioned by the petitioners and they have acquiesced into it. We are not
disposed to accede to this request because respondents 1 to 3 have not
finalised the seniority list for a period of more than 12 years and are operating
the same for further promotion to the utter disadvantage of the petitioners.
Petitioners went on making representations
after representations which did not yield any response, reply or relief.
Coupled with this is the fact that the petitioners belong to the lower echelons
of service and it is not difficult to visualise that they may find it extremely
difficult to rush to the Court. Therefore, the contention must be rejected.
In view of the discussion, these petitions
succeed and are allowed and a writ in the nature of certiorari is issued
quashing the impugned seniority list dated March 22, 1971 in respect of Khandsari Inspectors. The respondents 1 to 3 are directed to draw-up a fresh
seniority list based on the principle of length of continuous officiation
reckoned from the date of first appointment if the appointment is followed by
confirmation i.e. selection/approval by the State Public Service Commission. We
order accordingly, but in the circumstances of the case, there will be no order
as to costs.
N.V.K. Petitions allowed.
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