Rani Choudhury Vs. Lt. Col. Suraj Jit
Choudhury [1982] INSC 64 (24 August 1982)
PATHAK, R.S.
PATHAK, R.S.
SEN, AMARENDRA NATH (J)
CITATION: 1982 AIR 1397 1983 SCR (1) 372 1982
SCC (2) 596 1982 SCALE (1)657
ACT:
Interpretation of "Explanation" in
a statute-Explained.
Maintainability of an application under Rule
13 of order lX, when an application under section 96 Civil Procedure Code with
an application under section 5 of the Limitation Act has been dismissed-Scope
of, Rule 13 of order IX, C.P.C.-Words & Phrases-"on any ground other
than the ground that the appellant has withdrawn the appeal", meaning of.
HEADNOTE:
The appellant wife filed on 1.9.1979, a
petition under section 13 of the Hindu Marriage Act, against the respondent for
dissolution of her marriage with him and for a decree for divorce. The next
date of hearing was fixed for 6.12.1979. On 10.11.1979, the respondent husband
had addressed a letter to the court requesting the court for an adjournment of
the case fixed for 6.12.1979 on the ground that because of special assignment
it would not be possible for hi to be present in Court on that day. On that
date, the court refused to grant the adjournment and passed an ex- parte decree
in favour of the appellant. The respondent husband, thereafter preferred an
appeal under section 96 of the Civil Procedure Code before the High Court with
an application under section 5 of the Limitation Act to condone the delay in
filing. The High Court dismissed the condonation application as well as the
appeal. Thereafter the respondent husband moved the Trial Court with an
application under Rule 13 of order IX with an application under section 5 of
the Limitation Act. Both the applications were dismissed. The respondent
husband moved the High Court against the said orders of dismissal which was
accepted rejecting the contention of the appellant wife that the newly added
Explanation to Rule 13 of order IX C.P.C. is a bar to the maintainability of
the application itself filed by the respondent husband under that Rule. Hence
the appeal by the appellant wife, after obtaining special leave of the Court.
Allowing the appeal the Court,
HELD: Per Pathak, J. (Concurring with A.N.
Sen, J.)
1. No doubt the provision is described as an
'Explanation', but it is not the rubric which decisively defines the true
nature of a statutory provision. Its true 373 nature must be determined from
the content of the provision, its import gathered from the language employed,
and the language construed in the context in which the provision has been
enacted. What was the law before the amendment; what was the mischief and
defect for which the law did not provide, what remedy has Parliament resolved
and appointed to cure the mischief, and the true reason of the remedy.
[376 E-G, 377 A-B] Rule in Heydon's case, 76
English Reports 637; Swantraj & Ors. v. State of Maharashtra [1974] 3 SCR
287, followed.
2:1. The Code of Civil Procedure (Amendment)
Act, 1976 was enacted with the avowed purpose of abridging and simplifying the
procedural law. Prior to it a defendant burdened by an ex-parte decree could
apply to the trial court under Rule 13 of order IX C.P.C. for setting aside the
decree. He could also appeal under section 96 against the decree. The mere
filing of the appeal did not take away the jurisdiction of the trial court to
entertain and dispose of application for setting aside the ex-parte decree. It
was where the appeal was disposed of, and the appellate decree superseded the
trial court decree by reversing, confirming or varying it that the trial court
could not proceed to set aside its ex-parte decree. For the trial court decree
was said to have merged with the appellate decree. Prior to the Amendment Act,
the courts were open to a duplication of proceedings, and although the
immediate relief claimed in the two proceedings was not identical both
ultimately aimed at a redecision on the merits. The earlier disposal of either
resulted in the other becoming infructuous. The plaintiff, therefore, was in
the unfortunate position of being dragged through two courts in simultaneous
proceedings. [376 A-C, 377 C-D] 2:2. Public time and private convenience and
money was sought to be saved by enacting the Explanation. By enacting the
Explanation, Parliament left it open to the defendant to apply under Rule 13 of
order IX for setting aside an ex- parte decree only if the defendant had opted
not to appeal against the ex parte decree or, in the case where he had
preferred an appeal, the appeal had been withdrawn by him.
The withdrawal of the appeal was tantamount
to effacing it.
It obliged the defendent to decide whether he
would prefer an adjudication by the appellate court on the merits of the decree
or have the decree set aside by the trial court under Rule 13 of order IX. The
legislative attempt incorporated in the Explanation was to discourage a
two-pronged attack on the decree and to confine the defendant to a single
course of action. If he did not withdraw the appeal filed by him, but allowed
the appeal to be disposed of on any other ground, he was denied the right to
apply under r. 13 of order IX. The disposal of the appeal on any ground
whatever, apart from the withdrawal, constituted sufficient reason for bringing
the ban into operation. [377 D-G, 378 A] 2:3. In the present case, the appeal
was dismissed as barred by limitation and the order was one disposing of the
appeal on any other ground. [378 A] M/s. Mela Ram & Dons v. Commissioner of
income-tax, [1956] S.C.R. 166, followed.
374 Per Amarendra Nath Sen, J.
1:1. A proper interpretation of the
Explanation, makes it clear that where there has been an appeal against an ex-
parte decree and the appeal has not been withdrawn by the appellant and has
been disposed of any ground, the application under Rule 13 of order IX of the
Code of Civil Procedure will not lie and cannot be entertained. [384 G-H] 2:2.
The words used in the Explanation are clear and unambiguous. The language used
in the Explanation makes it clear that the withdrawal of the appeal is
considered to be disposal of the appeal, as contemplated by the Explanation.
Though an appeal may be disposed of on very
many grounds, the Legislature has thought it fit to provide in the Explanation
that only when an appeal against an ex-parte decree is disposed of on the
ground that the appellant has withdrawn the appeal, the bar created to the
maintainability of an application under order IX, Rule 13 of the Code for
setting aside the ex-parte decree will not apply. The Legislature must be
presumed to know that there are various ways of disposal of an appeal and that
in all other cases of the disposal of the appeal on any other ground than the
ground of withdrawal of the appeal, there will be a bar to the maintainability
of the application under order IX, Rule 13 and no application will lie for
setting aside the ex- parte decree. Withdrawal of appeal by an appellant does
not result in any adjudication on merits. Even, then, the withdrawal of an
appeal is still considered to be a disposal of the appeal, but not creating a
bar for the maintainability of the application under order IX Rule 13 [383 E,
384 B-G] 1:3. In the instant case, the appellant had not withdrawn the appeal.
His application for condonation of delay was rejected by the High Court and
therefore, the appeal was dismissed on the ground of limitation. The appeal
filed against the ex-parte decree was, therefore, disposed of on grounds other
than the ground of withdrawal of the appeal. The application under order IX,
Rule 13, after the disposal of the appeal, therefore, became incompetent.
[385A-B] 2:1. The words used in the
Explanation make it abundantly clear that disposal of the appeal as
contemplated in the Explanation is not intended to mean or imply disposal in
merits resulting in the merger of the decree of the Trial Court with the decree,
if any, of the Appellate Court on the disposal of the appeal. The Explanation
speaks of "the appeal has been disposed of an any ground other than the
ground that the appellant has withdrawn the appeal" and these words make
it abundantly clear that disposal of the appeal by the appellant is also
considered to be the disposal of the appeal on the ground of withdrawal; and,
the disposal of the appeal from the ex-parte decree on the ground of withdrawal
of the appeal by the appellant has only been exempted from the operation of the
Explanation. If the intention was that the Explanation would not be attracted
and there would be no disposal of an appeal within the meaning of the
Explanation unless the appeal was disposed of on merits resulting in the merger
of the decrees of the Trial Court with the decree of the 375 the Appellate
Court, it would not have been necessary to provide specifically that the
disposal of an appeal on the ground of withdrawal would be exempt, because the
disposal of an appeal on the ground of withdrawal would not be disposal of the
appeal within the meaning of the Explanation, as on the withdrawal of an appeal
there is no decision on merits and there is no merger of the decree with any
decree of the Appellate Court. The legislature could also have simply provided
in the Explanation for the disposal of an appeal on merits and it would not
have been necessary to use the other words, "on the disposal of an appeal
on any ground other than the ground that the appellant has withdrawn the appeal.
The words used, "disposal of the appeal on any ground other than the
ground that the appellant has withdrawn the appeal" will undoubtedly
attract within its ambit the disposal of an appeal on the ground of the same
being dismissed for non- prosecution, though in the case of such disposal of
the appeal there will be no effective adjudication of the appeal on merits and
the disposal of the appeal may not have the effect of the decree of the trial
court appealed against being merged with any decree of the Appellate Court on
the disposal of the appeal. [390D-H, 391 A-C] 2:2. The disposal of an appeal on
the ground of limitation may or may not be adjudication on the merits of the
appeal, depending on the particular facts and circumstances of the case and may
or may not result in the merger of the decree of the Trial Court with the
decree, if any, of the appellate Court; but there cannot be any manner of doubt
that when an appeal from the ex-parte decree is dismissed on the ground of
limitation, the appeal is disposed of on any ground other than the ground that
the appellant has withdrawn the appeal. As the dismissal of the appeal on the
ground of limitation results in the disposal of the appeal on any ground other
than the ground of the withdrawal of the appeal by the appellant, the
Explanation is attracted, and the application for setting aside the ex- parte
decree becomes incompetent after the disposal of the appeal and cannot be
entertained. [391 C-F] Ckandri Abdul Majid v. Jawahar Lal, A.l.R. 1914 P.C.
66: Kalumuddin Ahmad v. Esabakuddin &
Ors., A.I.R. 1924 Cal.
830; discussed and held inapplicable.
CIVIL APPELLATE JURISDICTION: Civil Appeal
No. 5 (N) of 1982.
(From the Judgment and order dated the 14th
September, 1981 of the High Court of Delhi at New Delhi in F.A. No. 29 of 1981)
Soli J. Sorabjee, A. Minocha, Mrs. Veerna Minocha and Dr. Roxna Swamy, for the
Appellant.
Rameshwar Nath for the Respondent.
The Judgment of the Court was delivered by
376 PATHAK, J. I agree that the appeal must succeed.
The real question is whether the
Explanation(l) to r. 13 of O. 9 of the Code of Civil Procedure bars the appeal
filed by the respondent against the ex parte decree. The Explanation was
enacted by the Code of Civil Procedure (Amendment) Act, 1976 with effect from February
1, 1977.
Prior to its enactment, a defendant burdened
by an ex parte decree could apply to the trial court under r. 13 of O. 9 for
setting aside the decree. He could also appeal under s.
96 against the decree. The mere filing of the
appeal did not take away the jurisdiction of the trial court to entertain and
dispose of the application for setting aside the ex parte decree. It was where
the appeal was disposed of, and the appellate decree, superseded the trial
court decree by reversing, confirming or varying it that the trial court could
not proceed to set aside its ex parte decree. For the trial court decree was
said to have merged with the appellate decree. There are of course cases where
the trial court decree does not merge with the appellate decree. Such instances
arise when the appeal is dismissed in default, or where it is dismissed as
having abated by reason of the omission of the appellant to implead the legal
representatives of a deceased respondent or where it is dismissed as barred by
limitation. So there a limited area where the trial court decree merges in the
appellate decree and when that takes place an application before the trial
court for setting aside the decree loses all meaning. It was a limited area
defined by the operation of the doctrine of merger. From February 1, 1977 the
area was extended enormously. With the Explanation in operation, no application
for setting aside an ex parte decree can lie where the defendant has filed an
appeal and the appeal has been disposed of on any ground other than the ground
that the appeal has been withdrawn by the appellant. No doubt the provision
described as an "Explanation", but as is well known it is not the
rubric which decisively defines the true nature of a statutory provision. Its
true nature must be determined from the content of the provision, its import
gathered from the language employed, and the language construed in the context
in which the 377 provision has been enacted. In the present . case, the rule in
Heydon's case,(l) approval of and applied by this Court in Swantraj & Ors.
v. State of Maharashtra (2) and many other cases, is attracted. What was the
law before the amendment, what was the mischief and defect for which the law
did not provide, what remedy has Parliament resolved and appointed to cure the
mischief, and the true reason of the remedy.
It has been observed earlier that a defendant
intending to avoid an ex parte decree could apply to the trial court for
setting it aside and could 'also appeal to a superior court against it. The
courts were open to a duplication of proceedings, and although the immediate
relief claimed in the two proceedings was not identical both ultimately aimed
at a redecision on the merits. Moreover, on the two proceedings initiated by
the defendant, the application under r. 13 of O. 9 would subsequently become
infructuous if the appeal resulted in a decree superseding the trial court
decree. It was also possible to envisage the appeal becoming infructuous if the
trial court decree was set aside on the application under r. 13 of O. 9 before
the appeal was disposed of. The plaintiff was in the unfortunate position of
being dragged through two courts in simultaneous proceedings. Public time and
private convenience and money was sought to be saved by enacting the
Explanation. The Code of Civil Procedure (Amendment) Act, 1976 was enacted with
the avowed purpose of abridging and simplifying the procedural law. By enacting
the Explanation, Parliament left it open to the defendant to apply under r. 13
of O. 9 for setting aside an ex parte decree only if the defendant had opted do
to appeal against the ex parte decree or, in the case where he had preferred an
appeal, the appeal had been withdrawn by him. The withdrawal of the appeal was
tantamount to effacing it. It obliged the defendant to decide whether he would
prefer an adjudication by the appellate court on the merits of the decree or
have the decree set aside by the trial court under r. 13 of O. 9. The
legislative attempt incorporated in the Explanation was to discourage a
two-pronged attack on the decree and to confine the defendant to a single
course of action. If he did not withdraw the appeal filed by him, but allowed
the appeal to be disposed of on any other ground, he was denied the right to
378 apply under r. 13 of O.9. The disposal of the appeal on any ground
whatever, apart from its withdrawal, constituted sufficient reason for bringing
the ban into operation.
In the present case, the appeal was dismissed
as barred by limitation. That it was an appeal even though barred by time is
clear from M/s. Mela Ram & Sons v. Commissioner of Income-tax,(1) where
Venkataram Ayyar, J., speaking for the court, after referring to Nagendranath
Dey v. Suresh Chandra Dey,(2) Raja Kulkarni and Ors. v. The State of Bombay(3)
and Promotho Nath Roy v. W.A. Lee(4) held that "an appeal presented out of
time is an appeal, and an order dismissing it as time-barred is one passed in
appeal." There can be no dispute then that in law what the respondent did
was to file an appeal and that the order dismissing it as time-barred was one
disposing of the appeal.
Accordingly, the appeal is allowed, the
judgment and order passed by the High Court are set aside and the ex parte
decree passed in favour of the appellant is restored.
There is no order as to costs.
AMARENDRA NATH SEN, J. Whether the dismissal
of an appeal against an ex parte decree on the ground that the appeal is barred
by limitation attracts the provisions contained in the Explanation in O. 9.
R.13 of the Code of Civil Procedure and creates a bar to the maintainability of
an application under O. 9. rule 13 of the Code of Civil Procedure for setting
aside the ex parte decree, is the question which falls for determination in
this appeal by special leave granted by this Court.
The question arises in the following
circumstances:- The appellant filed a petition against the respondent under S.
13 of the Hindu Marriage Act for the dissolution of her marriage with
respondent and for a decree of divorce.
The said petition was filed by the appellant
on 1.9.79 and the appellant obtained an ex- 379 parte decree on 6-12-1979. It
appears that on 10-11-79 the respondent husband had addressed a letter to the
Court requesting the Court for an adjournment of the case fixed on 6-12-1979 on
the ground that because of special assignment it would not be possible for him
to be present in Court on that day. The Court refused to grant an adjournment
and on that date an ex-parte decree for divorce was passed in favour of the
appellant. The respondent husband preferred an appeal against the ex-parte
decree in the High Court. As the appeal had been filed in the High Court beyond
time, the respondent husband also made an application under S. 5 of the
Limitation Act for condonation of delay in filing the appeal. By its judgment
and order dated 17-3-1981, the High Court dismissed the application tor
condonation of delay, holding that no sufficient cause for condonation had been
made out. The High Court by the same order and Judgment also dismissed the appeal
holding-"the appeal being barred by time is dismissed". The
respondent moved an application before the Trial Court under O. 3, rule 13 of
the Code of Civil Procedure for setting aside the ex-parte decree. The
respondent had also moved an application under S. 5 of the Limitation Act for
condonation of delay in making the application under O.9, rule 13 of the C.P.
Code. The learned Trial Judge held that no sufficient cause had been made out
for condonation of delay and in that view of the matter the learned Trial Judge
dismissed both the applications. Against the order of the Trial Judge, the
respondent filed an appeal in the High Court. The main contention of the
husband, the appellant in the High Court, was that the Trial Court was in error
in coming to the conclusion that no sufficient cause for condonation of delay
had been made out and the Trial Court had also erred in not setting aside the
ex-parte decree as there was sufficient cause for non-appearance of the husband
on the date fixed for the hearing of the petition for divorce. On behalf of the
wife, the respondent in the appeal before the High Court, it was urged that the
Trial Court was clearly right on merits in coming to the conclusion that no
sufficient cause had been made out for condonation of delay and for setting
aside the decree and it was further urged that in view of the provisions
contained in the Explanation in order 9, rule 13 of the Code of Civil
Procedure, the application for setting aside the ex-parte decree was not
maintainable, as the appeal preferred by the husband against the ex-parte
decree had already been dismissed by the High Court. The High Court for reasons
recorded in its Judgment dated 14.9.1981 380 came to the conclusion that
sufficient cause bad been made out by the husband for condonation cf delay in
presenting the application under O. 9, rule 13 beyond the prescribed time, that
sufficient cause had been made out by the husband for his non-appearance at the
hearing of the petition on 6-12-1979 when the ex-parte decree for divorce was
passed and that the Explanation in order IX, rule 13 did not create any bar to
the maintainability of the application under order 9, rule 13, as the appeal
against the ex-parte decree had been dismissed not on merits but on the ground
of Limitation. The High Court held: "Thus I am of the view that the
disposal of an appeal against the ex-parte decree means disposal on merits for
debarring the defendant applicant from filing or continuing an application for
setting aside the ex-parte decree under order 9 rule 13 of the code. If an
application for condonation of delay in filing appeal has not been accepted it
means no appeal was preferred in law and dismissal of appeal as barred by time
would not be disposal of the appeal as contemplated under Explanation to order
9 rule 13 of the Code. I, therefore, hold that the appellant's application
under order 9, rule 13 of the Code of Civil Procedure is maintainable".
Against the Judgment and order of the High
Court this appeal has been preferred by the wife with special leave granted by
this Court The main contention raised on behalf of the appellant is that on a
true interpretation of the Explanation in order 9, rule 13 of the Code of Civil
Procedure the application for setting aside the ex-parte decree must be held to
be incompetent and not maintainable. It has been urged that the High Court
erred in holding that the Explanation did not impose any bar to the
maintainability of an application in a case where the appeal is not dismissed
on merits. The argument it that the said interpretation by the High Court is
wrong and is clearly unwarranted by the plain language used in the said
Section. It is urged that it is not right to hold that when an appeal is filed
beyond time and is dismissed on the ground of limitation, there is no appeal in
the eye of law and therefore, no disposal, of an appeal as contemplated in the
Explanation. The learned counsel has submitted that the decisions of the Privy
Council in the case of Chandri Abdul Majid v. Jawahar Lal (1) and of the
Calcutta High (I) AIR 1914 P. C. 66.
381 Court in the case of Kalumuddin Ahmed v.
Esabakuddin & ors (l) are of no assistance in interpreting the provisions
contained in the Explanation in order 9, rule 13 of the Code of Civil
Procedure.
The learned Counsel has further submitted
that the High Court went wrong in interfering with the findings of the Trial
Court that no sufficient cause had been made out for condonation of delay in
filing an application under order 9, rule 13 of the Code and in any event there
is no justifiable reason for non-appearance of the respondent on the due date
for the hearing of the matter.
On behalf of the respondent-husband, it has
been urged that on a true interpretation of the Explanation, the High Court has
correctly held that the Explanation will not apply to a case where the appeal
preferred against an ex-parte decree is dismissed not on merits but on the
ground of limitation. It is the argument of the learned counsel that the
Explanation will only apply when the appeal is dismissed on merits, as in such
a case the decree of the Trial Court gets merged with the decree of the
appellate Court and naturally the trial Court loses its competence to set aside
the ex-parte decree which was originally passed by the trial court, but has
subsequently merged in the decree passed by the appellate court. The learned
counsel argues that the Explanation seeks to embody the principle that when a
decree of the Trial Court gets merged in the decree of the appellate court, the
Trial Court loses seisin over the matter and becomes incompetent to deal with a
decree of the appellate court. It is his argument that as in the instant case
the appeal was dismissed on the ground of limitation and not on merits, there
is no question of any merger of the decree P of the trial court with any decree
of the appellate court. He argues that an appeal preferred beyond time, unless
delay in filing the appeal is condoned, becomes incompetent and is indeed no
appeal in the eye of law. He has placed reliance on the two decisions of the
Privy Council in Chandri Abdul Majid (supra) and Kalimuddin Ahmed (supra),
considered by the High Court in its judgment.
The learned counsel further argues that in
the facts and circumstances of this case, the High Court was perfectly
justified in holding that sufficient cause was made out for not making the
application under order 9, rule 13 within the time prescribed and for condoning
the delay in making the application, and the High Court was also clearly
justified in coming to the conclusion that the respondent husband was prevented
by sufficient cause for not being able to appear on the date fixed for hearing.
He submits that in any event this Court in this appeal should not interfere
with these findings of the High Court in the larger interfere of the
administration of justice and this Court should not deprive the husband of the
opportunity of contesting the claim of the wife.
The principal question as to whether the
application made by the husband for setting aside the ex-parte decree is
competent or not in view of the provisions contained in the Explanation in O.
9, rule 13 of the Code of Civil Procedure turns on a proper interpretation of
the Explanation. Order 9, rule 13 of the Code of Civil Procedure reads as follows:
"In any case in which a decree is passed
ex-parte against a defendant, he may apply to the Court by which the decree was
passed for an order to set aside, and if he satisfies the Court that the
summons was not duly served, or that he was prevented by any sufficient cause
from appearing when the suit was called on for hearing, the Court shall make an
order setting aside the decree as against him upon such terms as to costs,
payment into Court or otherwise as it thinks fit, and shall appoint a day for Proceeding
with the suit;
Provided that where the decree is of such a
nature that it cannot be set aside as against such defendant only it may be set
aside as against all or any of the other defendants also:
Provided further that no court shall set
aside a decree passed ex-parte merely on the ground that there has been an
irregularity in the service of summons, if it is satisfied that the defendant
had notice of the date of hearing and had sufficient time to appear and answer
the plaintiff's claim.
383 Explanation:-Where there has been an
appeal against a decree passed ex-parte under this rule, and the appeal has
been disposed of on any ground other than the ground that the appellant has
withdrawn the appeal, no application shall lie under this rule for setting
aside that ex-parte decree." Order 9, rule 13 makes provision for the
setting aside of an ex-parte decree against the defendant. It lays down the
conditions and also the procedure for the setting aside of an ex-parte decree.
The Explanation was introduced into this provision by the Code of Civil
Procedure (Amendment) Act, 1976 (Act 104 of 1976) and it has come into force
from 1.2 1977. The proceeding by the wife was initiated on 1.9.1979 and the
ex-parte decree of divorce in her favour was passed on 6.12.1979. The
application by the husband has been made for setting aside this ex-parte
decree. The Explanation, therefore, operates; the real question being whether
in the facts and circumstances of this case, the bar created by the Explanation
to the setting aside of an ex-parte decree is attracted to the present
application.
A plain reading of the Explanation clearly
indicates that if any appeal against an ex-parte decree has been disposed of on
any ground other than the ground that the appellant has withdrawn the appeal,
no application for setting aside the ex-parte decree under order 9, rule 13 of
the Code will be entertained. The words used in the Explanation are clear and
unambiguous. The language used in the explanation clearly suggests that where there
has been an appeal against a decree passed ex-parte and the appeal has been
disposed of on any ground other than the ground that the appellant has
withdrawn the appeal, no application shall lie under order 9, rule 13 of the
Code for setting aside the ex-parte decree. An appeal may be disposed of on
various grounds. It may be disposed of after proper hearing on merits and this
is usually the normal way of disposal of an appeal. An appeal may be disposed
of also for non prosecution thereof. Though the dismissal of an appeal on the
ground of non prosecution of the same is not disposal of the appeal on merits,
yet the dismissal of the appeal for non-prosecution results in the disposal
thereof. An appeal may also be dismissed on the ground of limitation, if condonation
of delay in filing the appeal is not allowed by the Court. An appeal may also
be liable to be dismissed for non compliance with any condition relating to 384
the filing of the appeal and also for other reasons. An appellant is also
entitled to withdraw the appeal and the withdrawal of the appeal also results
in the disposal of the appeal, though in such a case no merits of the appeal
are adjudicated upon. The language used in the Explanation makes it clear that
the withdrawal of an appeal is considered to be disposal of the appeal, as
contemplated in the Explanation. It is significant to note that though an
appeal may be disposed of on very many grounds the Legislature has thought it
fit to provide in the Explanation that only when an appeal against an ex-parte
decree is disposed of on the ground that the appellant has withdrawn the
appeal, the bar created to the maintainability of an application under order 9,
rule 13 of the Code for setting aside the ex-parte decree will not apply. The
Legislature must be presumed to know that there are various ways of disposal of
an appeal. The Legislature has, however, thought it fit to provide that when an
appeal has been preferred against an ex-parte decree, the disposal of the
appeal on any ground excepting the solitary ground of disposal of the appeal by
withdrawal of the same by the appellant, will create a bar to the
maintainability of an application under Order 9, rule 13 of the Code of Civil
Procedure. By specifically providing in the Explanation that the disposal of
any appeal from the ex- parte decree on any ground other than the solitary
ground of withdrawal of the appeal by the appellant, the legislative intent is
made manifestly clear that in all other cases of the disposal of the appeal on
any other ground than the ground of withdrawal of the appeal, there will be a
bar to the maintainability of the application under order 9, rule 13 and no
application will lie under order 9, rule 13 for the setting aside of an
ex-parte decree. Withdrawal of an appeal by an appellant does not result in any
adjudication on merits. Even then, the withdrawal of an appeal is still
considered to be a disposal of the appeal; and the disposal of an appeal only
on this ground of withdrawal of the appeal by the appellant, it is made clear
in the Explanation, will not create any bar to the maintainability of the
application under order 9, rule 13 of the Code of Civil Procedure. On a proper
interpretation of the explanation we are of the opinion that where there has
been an appeal against an ex- parte decree and the appeal has not been
withdrawn by the appellant and has been disposed of on any ground, the
application under order 9, rule 13 of the Code of Civil Procedure will not lie
and cannot be entertained.
385 In the instant case, an appeal had
admittedly been filed against the ex-parte decree. The appeal was beyond time.
The appellant had not withdrawn the appeal. The appellant had filed an
application for condonation of delay in preferring the appeal. The application
for condonation of delay had been rejected by the Court and the appeal had been
dismissed an the ground of limitation. The dismissal of the appeal on the
ground of limitation resulted in disposal of the appeal though not on merits.
The appeal filed against the ex-parte decree was, therefore, disposed of on
grounds other than the ground that the appellant had withdrawn the appeal. The
application under order 9, rule 13 after the disposal of the appeal, therefore,
became incompetent in view of the provisions contained in the Explanation and
could not therefore be entertained by the Court. The view expressed by the High
Court must, therefore. Be held to be erroneous.
In support of the view taken by the High
Court, the High Court referred to and relied on the decision of the Privy
Council in the case of Chandri Abdul Majid (supra).
The decision of the Privy Council, in our
opinion, has no material bearing on the question involved in the present
appeal. In the case before the Privy. Council, the Judicial Committee was concerned
with the question as to the commencement of the period of limitation in respect
of a decree passed by the Trial Court, affirmed by the High Court on appeal and
a further appeal there from to the Privy Council was dismissed by the Privy
Council for non- prosecution of the appeal. The appellant before the Privy
Council was in the position of a mortgagor and the Respondents of mortgagees
under a mortgage dated 3rd September, 1868. In 1889 a suit was commenced before
the Subordinate Judge of Allahabad to enforce that mortgage and on the 12th
May, 1890, a decree was passed by him for the sale of the property unless
payment was made on or before the 12th August, 1890. An appeal was brought from
that decree to the High Court and on the 8th April, 1893 that appeal was
dismissed and the decree of the Subordinate Judge was confirmed. The mortgagor
obtained leave to appeal to the Judicial Committee but did not prosecute his
appeal; and on the 13th May, 1901, the appeal was dismissed for want of
prosecution. The Mortgagor decree-holder made an application to the Subordinate
Judge on the 11th June, 1909 for an order absolute to sell the mortgaged
properties; it appears that an 386 order had been 'made on the said application
for execution in favour of the decree-holder and ultimately the validity of the
execution proceedings went to the Privy Council for consideration. The main
argument before the Privy Council was that the decree which was sought to be
enforced had been constructively turned into a decree of the Privy Council by
virtue of the dismissal of the appeal by the Privy Council on 13.5.1901 for
non-prosecution of the appeal and the period of limitation, therefore, was 12
years from 13.5.1901. The Judicial Committee rejected this contention holding
that the order dismissing the appeal for want of prosecution did not deal
judicially with the matter of the suit and could in no sense be regarded as an
order adopting or confirming the decision appealed from. The Judicial Committee
held that as there was no decree by the Judicial Committee adopting or
confirming the decision appealed from, and as there was never any stay of the
decree passed by the High Court affirming the decree of the Subordinate-Judge,
the period of limitation will run from the date of the passing of the decree by
the High Court and the period will be three years from the date of the decree!
passed by the High Court. The Privy Council allowed the appeal holding that the
application dated 11.6.1909 for sale of the mortgaged properties was barred by
limitation. While considering the question whether the period of limitation
should be effective from the date of the dismissal of the appeal by the
Judicial Committee for non prosecution thereof, the Judicial Committee had made
the following observations:
"The order dismissing the appeal for
want of prosecution did not deal judicially with the matter of the suit and
could in no sense be regarded as an order adopting or confirming the decision
appealed from. It merely recognised authoritatively that the appellant had not
complied with the conditions under which the appeal was open to him, and that
therefore he was in the same position as if he had not appealed at all."
This position was made abundantly clear by the Judicial Committee by the
observations immediately following:
"To put it shortly, the only decree for
sale that exists is the decree, dated 8th April, 1893, and that is a decree of
the High Court of Allahabad." 387 In the case of Kalimuddin Ahamed v.
Esabakuddin and ors the material facts were: - A partition suit was instituted
on 20.12.1918 against several defendants, among whom the appellant before the
High Court was No. 4. Two of the defendants contested the suit and on 22.9.1919
a preliminary decree from partition was made on contest against two of the
defendants and ex-parte against the others. The appellant did not appear at all
in the first Court and he was one of the defendants against whom the decree was
made ex-parte. On 17.12.1919 the first defendant alone preferred an appeal
against the decree to the High Court and on 20.12.1919 the appellant presented
an application to the Trial Court under order 9, rule 13 of the Code of Civil
Procedure. This application was kept pending until after the disposal of the
appeal preferred by the first defendant. One of the respondents in the appeal
filed by the first defendant died and as the appellant did not take proper
steps to bring the heirs on the record, the appeal was dismissed as against
them and then against the others it was held that in the absence of the heirs
of the deceased respondent the appeal could not proceed and the appeal was
accordingly dismissed on 5th January 1922.
Thereafter the application of the appellant
under 9, rule 13 of Code of Civil Procedure came up for hearing and on 8th April
1922 a petition of compromise between the plaintiff and the appellant was
presented and in accordance therewith the Court ordered that the suit should be
restored to its original number as against the applicant who was defendant No.
4 in the suit in regard to three only of the plots mentioned in the plaint. In
making this order, the Court proceeded on the compromise alone without any
enquiry as to the causes which prevented defendant No. 4 from appearing at the
trial. In July. 1922, a different Judge was presiding over the Court and on 5th
July, 1922, he expressed doubt as to the legality of the order passed by his
predecessor on 8th April, 1922 and after hearing the arguments he delivered his
judgment on 7th July, 1922 holding that the order passed by his predecessor on
8th April, 1922 was made without jurisdiction because there was no longer any
ex-parte decree over which the Court had control and the said order was a
nullity and utterly void so that no proceeding to set it aside were necessary
and the fact of the order being made on consent as against the plaintiff could
not convert it into a valid order. Against this judgment, an appeal was filed
in the High Court. A division Bench of 388 the Calcutta High Court treated the
appeal as a revision petition under S. 115 and set aside the order, holding
that when an ex-parte decree was appealed against and also an application to
set aside was made but the appeal was dismissed for not bringing the
representatives of the deceased respondent on record, the ex-parte decree did
not merge in the appellate decree and an order passed on consent on the
application to set aside the decree was not without jurisdiction. The decision
of the Judicial Committee in Abdul Majid's case was also considered in this
case.
Walmsley, J. held at p1832 as follows :
"The order of this Court may be a
decree, without being such a decree as to supersede the decree of the lower
Court. All that this Court decided was that having regard to the nature of the
appeal, a certain defendant was a necessary party, and that in the absence of
that defendant, . or on her death her representatives, the appeal could not
proceed. On the merits of the appeal in other respects there was no
adjudication, but on the contrary an express - refusal to adjudicate.
Consequently it is of no importance whether the order did or did not amount to
a decree.
What . is of importance is that it was not a
decree in which that of the lower Court was merged:" Mukherjee, J., the
other learned Judge on the Bench observed at p. 834 :
"Now the consideration of the question
as to whether the learned Subordinate Judge had jurisdiction to pass the order
of the 8th April, 1922 involves a consideration of the following questions (a)
whether the order of this Court passed on the 5th January 1922, amounted to a
decree or not, (b) if it was a decree, whether the ex-parte decree can be held
to have a merged into it, (c) whether the learned Subordinate Judge had
jurisdiction to set aside the ex-parte decree and restore the suit, and (d)
whether his successor could declare or was right in declaring the aforesaid
order a nullity.
As to (a): The definition of the word
'decree' in the Code of Civil Procedure, in so far as it purports to be a 389
definition at all, lays down the following essential and distinguishing
elements viz., that the decision must have been expressed in a suit, that the
decision must have been passed on the rights of the parties with regard lo all
or any of the matters in controversy in the suit, that the decision must be one
which conclusively determines those rights. Then certain orders which may or
may not satisfy the above requirements are either expressly included in or
excluded from the definition. The whole object of defining a 'decree' in the
said Code appears to be to classify orders in order to determine whether an
appeal or in certain cases a second appeal lies there from.
Apart from that object . this definition is
of no value. I am not prepared to accept the contention of the respondent that
because an order rejecting a plaint is a decree, an order dismissed an appeal
on the ground that it was improperly constituted is by mere analogy to be
treated as a decree. I am unable to reconcile either in principle or in theory
why an order rejecting a plaint should stand on a different footing from orders
of dismissal for default, and yet one is a decree and the other is not. It is
true that an order of rejection of a plaint has been expressly included in the
definition of a 'decree' but the legislature has included it and no analogy can
be drawn there from. The question whether an adjudication is an order or decree
is to be tested not by general principles, but by the expressions of the Code,
and those words are to be construed in their plain and obvious sense." The
learned Judge further held at p. 835:- "Here the position was that the
plaintiff had got a decree as against the defendants in respect of a certain
share; one of the defendants viz., the defendant No. 1, had preferred the
appeal; excepting the question as to whether the appeal was maintainable in the
absence of the minors, the heirs of the defendants No. 6, no other question was
gone into, and in fact none could be litigated, and that is more important is
what the rights of the defendant 390 No. 4 were as against the plaintiff or
whether the ex- parte decree passed against him was a good or valid one, or
whether it should stand at all, could scarcely be determined in that appeal.
There is no authority for the proposition
that under circumstances such as these, the ex-parte decree can possibly be
said to have merged in the decree by passed the appellate Court." It may
be noticed that in neither of these two decisions there was or could be any
occasion for interpreting the Explanation which came to be incorporated years
later and these two decisions have mainly proceeded on the basis of merger of
the decree passed by the Trial Court with the decree of the Appellate Court.
The words used in Explanation make it
abundantly clear that disposal of the appeal as contemplated in the Explanation
is not intended to mean or imply disposal on merits resulting in the merger of
the decree of the Trial Court with the decree, if any, of the Appellate Court
on the disposal of the appeal. The Explanation speaks of "the appeal has
been disposed of on any ground other then the ground that the appellant has
withdrawn the appeal" and these words make it abundantly clear that
disposal of the appeal may be on any ground and the withdrawal of on appeal by
the appellant is also considered to be the disposal of the appeal on the ground
of withdrawal, and, the disposal of the appeal from the ex-parte decree on the
ground of withdrawal of the appeal by the appellant has only been exempted from
the operation of the Explanation. If the intention was that the Explanation
would not be attracted and there would be no disposal of an appeal within the
meaning of the Explanation unless the appeal was disposed of on merits
resulting in the merger of the decree of the Trial Court with the decree of the
Appellate Court, it would not have been necessary to provide specifically that
the disposal of an appeal on the ground of withdrawal would be exempt, because
the disposal of an appeal on the ground of withdrawal would not be disposal of
the appeal within the meaning of the Explanation, as on the withdrawal of an
appeal there is no decision on merits and there is no merger of the decree with
any decree of the Appellate Court. The legislature could also have simply
provided in the Explanation for the disposal of an appeal on merits and it
would not have been necessary to use the other words, "on the disposal of
an appeal on any ground other than the ground that the appellant has withdrawn
the appeal. The words used, "disposal of the appeal on any ground other
than the ground that the appellant has withdrawn the appeal" will
undoubtedly attract within its ambit the disposal of an appeal on the ground of
the same being dismissed for non- prosecution, Though in the case of such
disposal of the appeal there will be no effective adjudication of the appeal on
merits and the disposal of the appeal may not have the effect of the decree of
the Trial Court appealed against being merged with any decree of the Appellate
Court on the disposal of the appeal.
The disposal of an appeal on the ground of
limitation may or may not be adjudication on the merits of the appeal,
depending on the particular facts and circumstances of the case and may or may
not result in the merger of the decree of the Trial Court with the decree, if
any, of the appellate Court; but there cannot be any manner of doubt that when
an' appeal from the ex-parte decree is dismissed on the ground of limitation,
the appeal is disposed of on any ground other than the ground that the
appellant has withdrawn the appeal.
As the dismissal of the appeal on the ground
of limitation results in the disposal of the appeal on any ground other than
the ground of the withdrawal of the appeal by the appellant, the explanation is
attracted, and the application for setting aside the ex-parte decree becomes
in-competent after the disposal of the appeal and cannot be entertained.
As in our view, the application for setting
aside the ex-parte decree does not lie and cannot be entertained, in view of
the provisions contained in the Explanation, it does not become necessary for
us to go into the merits of the application to consider whether sufficient
cause had been shown by the respondent for his nonappearance at the hearing at
the date fixed and also for not preferring the application with n the time
prescribed.
The appeal, therefore, succeeds. The judgment
and order passed by the High Court are set aside and the ex-parte decree 392
passed in favour of the appellant OD 6.12.1979 is restored.
In the facts and circumstances of this case,
we do not propose to make any order for costs.
S.R. Appeal allowed.
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