Waman Rao & Ors Vs. Union of India
& Ors [1980] INSC 116 (9 May 1980)
CHANDRACHUD, Y.V. ((CJ) CHANDRACHUD, Y.V.
((CJ) BHAGWATI, P.N.
KRISHNAIYER, V.R.
TULZAPURKAR, V.D.
SEN, A.P. (J)
CITATION: 1981 SCR (2) 1 1980 SCC (3) 587
ACT:
Maharashtra Agricultural Lands (Ceiling on
Holdings) Act, 27 of 1961 as amended by Amendment Acts 21 of 1975, 47 of 1975
and 2 of 1976-Whether violates Articles 14, 19 or 31 of the Constitution-Right
to challenge, if a constitutional provision which deprives any person/citizen
of the benefit and protection of Articles 14, 19 and 31 is invalid. any law on
the ground it is inconsistent with or that it takes away or abridges the right
conferred by Part III of the Constitution-Constitution of India, Article 13(2),
scope of- Constitutionality of Articles 31A, 31B and the un-amended Articles
31C of the Constitution-Doctrine of stare decisis, applicability to Articles
31A & 31B-House of the People (Extension of Duration) Act (30 of 1976)
section 2 and House of the People (Extension of Duration) Act (Act 109 of 1976)
section 2-Proclamation of Emergency dated December 3, 1971 and June 25, 1975,
Constitution (Fortieth Amendment) Act, 1976-Validity of.
HEADNOTE:
A ceiling on agricultural holdings was
imposed in Maharashtra by the Maharashtra Agricultural Lands (Ceiling on
Holdings) Act 27 of 1961, which was brought into operation on January 26, 1962.
The ceiling fixed by the Act (Principal Act) was lowered and certain other
amendments were made to that Act by Acts 27 of 1975, 47 of 1975 and 2 of 1976.
The validity of these Acts was challenged in the Bombay High Court. The
Division Bench at Nagpur repelled that challenge by its judgment dated August
13, 1976 in Vithalrao Udhaorao Uttarwar v. State of Maharashtra, AIR 1977
Bombay 99. The appeals filed against the said decision were dismissed by the
Supreme Court by its judgment in Dattatraya Govind Mahajan v. State of
Maharashtra [1977] 2 SCR 790. The only point urged in these appeals was that
the Principal Act. as amended, was void being violative of the second proviso
to Article 31A(1), in so far as it created an artificial "family
unit" and fixed the unit on the agricultural holdings on such family
units. The argument that the violation of the particular proviso deprived the
impugned laws of the protection conferred by Article 31A was rejected by the
Court on the view that even if the impugned provisions were violative of the
second proviso they would receive the protection of Article 31B by reason of
the inclusion of the Principal Act and the amending Acts in the Ninth Schedule.
The Court considered whether, in fact. the provisions of the impugned Acts were
violative of the second proviso and held that it was entirely for the
Legislature to decide what policy to adopt for the purpose of restructuring the
agrarian system and the Court could not assume the role of an economic adviser
for pronouncing upon the wisdom of such policy. The second proviso to Article
31A(1) was therefore held not to have been contravened.
The judgment of this Court in these appeals
was delivered on January 27, 1977 while the proclamation of emergency was in
operation. On the revocation of that proclamation, petitions were filed in the
Court by the appellants 2 praying for the review of the judgment in Dattaraya
Govind Mahajan on the ground that several contentions, which were otherwise
open to them for assailing the constitutional validity of the impugned Acts,
could not be made by reason of the emergency and that they should be permitted
to make those contentions since the emergency was lifted. Fresh Writ Petitions
were also filed in this Court in which those contentions were put forward. The
Court acceded to the request for the review and hence the petitions.
Dismissing the petitions, the Court
HELD : (Majority view) Per Chandrachud, C.J.
(On his own behalf and on behalf of Krishna Iyer, Tulzapurkar and Sen, JJ.) A.
(1) The Constitution (First Amendment) Act, 1951 which introduced Article 31A
into the Constitution with retrospective effect and sec. 3 of the Constitution
(Fourth Amendment) Act, 1955 which substituted a new clause (1), sub-clauses
(a) to (e) for the original clause (1) with retrospective effect, do not damage
any of the basic or essential features of the Constitution or its basic
structure and are valid and constitutional being within the constituent power
of the Parliament. [9 F-G=45 H, 46 A-B] (2) The Agricultural Ceiling Acts, fall
squarely within the terms of clause (a) of Article 31A(1). Those Acts provide
for the extinguishment and modification of rights in an "estate", the
expression "estate" being defined by clause (2) (a) (iii) to mean
"any land held or let for purposes of agriculture or for purposes
ancillary thereto..". It must follow, as a necessary corollary, that the
impugned Acts are entitled to the protection of Article 31A(1)(a) with the
result that their provisions cannot be deemed, and there fore cannot be
declared, to be void on the ground that they are inconsistent with or take away
or abridge any of the rights conferred by Articles 14, 19 or 31. [17 A-C] (3)
If a constitutional provision, which deprives the petitioners of the benefit
and protection of Articles 14, 19 and 31 is invalid, the petitioners will be
entitled to challenge the impugned laws on the ground that they are inconsistent
with or that they take away or abridge the rights conferred by Part III of the
Constitution. Article 13(2) has a sensitive touchstone. Not only does it
mandate that the State shall not make any law which takes away or abridges the
rights conferred by Part III but, it provides that any law made in
contravention of the clause shall, to the extent of the contravention, be void.
Mere abridgement, that is to say curtailment, that is to say curtailment, and
not necessarily abrogation that is to say total deprivation, is enough to
produce the consequence provided for by Article 13(2). [17 C-E] (4) Though the
withdrawal of the application of Articles 14, 19 and 31 in respect of laws
which fall under clause (a) is total and complete, that is to say, the application
of those articles stands abrogated, not merely abridged, in respect of impugned
enactments which indubitably fall within the ambit of clause (a), every case in
which the protection of a fundamental right is withdrawn will not necessarily
result in damaging or destroying the basic structure of the Constitution. The
question as to whether the basic structure is damaged or destroyed in any given
case would depend upon which particular Article of 3 Part III is in issue and,
whether what is withdrawn is quint-essential to the basic structure of the
Constitution.
[18 B-D] (5) The true position of law on the
subject of Parliament's power to amend the Constitution is that though the
Parliament has the power to amend each and every Article of the Constitution including
the provisions of Part III the amending power cannot be exercised so as to
damage or destroy the basic structure of the Constitution. [19 G-H] H. H.
Kesavananda Bharati v. State of Kerala, [1973] Supp. SCR 1; Smt. Indira Nehru
Gandhi v. Raj Narain, [1976] 2 SCR 347 and Minerva Mills Ltd. v. Union of India
& Ors., [1981] 1 SCR p. 206, referred to.
(6) If Article 31A were not enacted, some of
the main purposes of the Constitution would have been delayed and eventually
defeated and that by the First Amendment, the constitutional edifice was not
impaired but strengthened.
The First and the Fourth Amendments,
especially the First were made so closely on the heels of the Constitution that
they ought indeed to be considered as a part and parcel of the Constitution
itself. These amendments are not born of second thoughts and they do not
reflect a fresh look at the Constitution in order to deprive the people of the
gains of the Constitution. They are in the truest sense of the phrase, a
contemporary practical exposition of the Constitution. [26 E-F, G-H, 27A] (7)
Article 39 of the Constitution directs by clauses (b) and (c) that the
ownership and control of the material resources of the community are so
distributed as best to subserve the common good; that the operation of the
economic system does not result in the concentration of wealth and means of
production to the common detriment. These twin principles of State policy were
a part of the Constitution as originally enacted and it is in order to
effectuate the purpose of these Directive Principles that the First and the
Fourth Amendments were passed. [27 A-B] (8) Article 31A(I) could easily have
appeared in the original Constitution itself as an illustration of its basic
philosophy. What remained to be done in the hope that vested interests will not
distort the base of the Constitution, had to be undertaken with a sense of
urgency and expediency. It is that sense and sensitivity which gave birth to
the impugned amendment. The progress in the degeneracy of any nation can be
rapid, especially in societies riven by economic disparities and caste
barriers. We embarked upon a constitutional era holding forth the promise that
we will secure to all citizens justice, social, economic and political;
equality of status and of opportunity; and, last but not the least, dignity of
the individual. Between these promises and the First Amendment there is
discernible a nexus, direct and immediate. Indeed, if there is one place in an
agriculture-dominated society like ours where citizens can hope to have equal
justice, it is on the strip of land which they till and love, the land which
assures to them the dignity of their persons by providing to them a near decent
means of livelihood. [28 E-H] (9) The First Amendment has made the
constitutional ideal of equal justice a living truth. It is like a mirror that
reflects the ideals of the Constitution, it is not the destroyer of its basic
structure. The provisions introduced by it and the Fourth Amendment for the
extinguishment or modification of rights in lands held or let for purposes of
agriculture or for purposes ancillary thereto, strengthen rather than weaken
the basic structure of the Constitution.
[29 A-B] 4 The First Amendment is aimed at
removing social and economic disparities in the agricultural sector. It may
happen that while existing inequalities are being removed, new inequalities may
arise marginally and incidentally. Such marginal and incidental inequalities
cannot damage or destroy the basic structure of the Constitution. It is
impossible for any Government, howsoever expertly advised, socially oriented
and prudently managed, to remove every economic disparity without causing some
hardship or injustice to a class of persons who also are entitled to equal
treatment under the law. Thus, the adoption of "family unit" as the
unit of application for the revised ceilings may cause incidental hardship to
minor children and to unmarried daughters. That cannot, however, furnish an
argument for assailing the impugned laws on the ground that they violate the
guarantee of equality. It seems ironical indeed that the laws providing for
agricultural ceilings should be stigmatised as destroying the guarantee of
equality when their true object and intendment is to remove inequalities in the
matter of agricultural holdings. [29 B- E] The note of the Panel set up by the
Planning Commission in May 1959 on the adoption of "family unit" as
the unit of application for the revised ceilings and the counter- affidavit of
the Deputy Secretary to the Govt. of Maharashtra show the relevance and
efficacy of the family being treated as the real operative unit in the movement
for agrarian reform. Considering the Indian social milieu, the Panel came to
the conclusion that agricultural ceiling can be most equitably applied if the
base of application is taken as the family unit consisting of husband, wife and
three minor children. In view of this expert data a law passed truly for
implementing the objective of Article 31A(l)(a) cannot be open to challenge on
the ground that it infringes Articles 14,19 or 31. [29 E-G] B. (1). The
Amendment introduced by sec. 4 of the Constitution (First Amendment) Act, 1951
does not damage or destroy the basic structure of the Constitution. That
Amendment must, therefore, be upheld on its own merits. [29 H] (2) The validity
of Article 31A cannot be upheld by applying the doctrine of stare decisis,
though the Article has continued to be recognised as valid ever since it was
introduced into the Constitution. The constitutional validity of Article 31A
has been recognised in the four decisions, namely. Shankari Prasad v. Union of
India, [1952] SCR 89, 95; Sajjansingh v. State of Rajasthan,[1965] 1 SCR 933;
I.C. Golakanath v. Union of India & Ors,[1967] 2 SCR 762 and H. H. Kesavananda
Bharati Sripadagalavaru v. State of Kerala, [1973] Suppl. SCR, 1 sometimes
directly, sometimes indirectly and sometimes incidentally. It may be mentioned,
though it has no relevance on the applicability of the rule of stare decisis,
that in none of the three earlier decisions was the validity of Article 31A
tested on the ground that it damaged or destroyed the basic structure of the
Constitution. That theory was elaborated for the first time in Kesavananda
Bharati and it was in the majority judgment delivered in that case that the
doctrine found its first acceptance. Even in the two latest cases, namely,
Ambika Prasad Mishra v. State of U.P., [1980] 3 SCR p. 1159, Thumati Venkaiah
v. State of A.P., [1980] 3 SCR 1143 the question as to whether Article 31A can
be upheld by applying the doctrine of stare decisis was never decided. Nor was
the question of vires of Articles 31A, 31B and 31C (unamended) considered in
these decisions.[30G-H, 31A-B, C, 32 B-C] 5 It is true to say that for the
application of the rule of stare decisis, it is not necessary that the earlier
decision or decisions of long standing should have considered and either
accepted or rejected the particular argument which is advanced in the case on
hand. Were it so, the previous decisions could more easily be treated as
binding by applying the law of precedent and it will be unnecessary to take
resort to the principle of stare decisis. It is, therefore, sufficient for
invoking the rule of stare decisis that a certain decision was arrived at on a
question which arose or was argued, no matter on what reason the decision rests
or what is the basis of the decision. In other words, for the purpose of
applying the rule of stare decisis, it is unnecessary to enquire or determine
as to what was the rationale of the earlier decision which is said to operate
as stare decisis. Therefore, the reason why Article 31A was upheld in the
earlier decisions. if indeed it was, are not germane for the purpose of
deciding whether this is a fit and proper case in which to apply that rule.[34
C-G] But there are four principal reasons for not invoking the rule of stare
decisis for deciding upon the constitutionality of Article 31A. In the first
place, Article 31A breathes its own vitality, drawing its sustenance from the basic
tenets of our Constitution. The second reason is that neither in Shankari
Prasad, nor in Sajjan Singh nor in Golak Nath and evidently not in Kesavananda
Bharati, was the question as regards the validity as such of Article 31A raised
or decided. Thirdly, the history of the World's constitutional law shows that
the principle of stare decisis is treated as having a limited application only.
The fourth reason is that on principle rules like stare decisis should not be
invoked for upholding constitutional devices like Articles 31A, 31B and 31C
which are designed to protect not only past laws but future laws also. The
principle of stare decisis can apply, if at all, to laws protected by these
articles, if those laws have enjoyed the protection of these articles for a
long time, but the principle cannot apply to the articles themselves.
The principle of stare decisis permits the
saving of laws the validity of which has been accepted or recognised over the
years. It does not require or sanction that, in future too, laws may be passed
even though they are invalid or unconstitutional. Future perpetration of
illegality is no part of the doctrine of stare decisis.[34 F-H, 35 A-B, D, 36
B-E] Burnet v. Coronado Oil & Gas Co., 285 US. 393, 406;
Tramways Case (No. 1) 1914 (CLR) 54@ 58;
Bengal Immunity Case [1955] 2 SCR 603; Income Tax officer, Tuticorin v. T.
S. D. Nadar, AIR 1968 SC 623; New York v.
United States, 326 U.S. 572, 590-591 [1946]; U.S. v. International Boxing Club,
348 U.S. 236, 249 [1955]; Mac Pherson v. Buick Motor Co., 217 N.Y. 382, 391
[1916]: State of Washington v. W. C. Dawson & Co., 264 U.S. 219, 238 [1924]
James. Monoroe v. Frank Pape, 5 L.Ed. 2nd U.S. 492, 523, 528, quoted with
approval.
C. (1) All amendments to the Constitution
which were made before April 24, 1973 and by which the Ninth Schedule to the
Constitution was amended from time to time by the inclusion of various Acts and
Regulations therein are valid and constitutional. Amendments to the
Constitution made on or after April 24, 1973 by which the Ninth Schedule to the
Constitution was amended from time to time by the inclusion of various Acts and
Regulation therein, are open to challenge on the ground that they, or any one
or more of them, are beyond the constituent power of the Parliament since they
damage the basic or essential features of the Constitution or its basic
structure in view of the Judg- 6 ment in Kesavananda Bharati. If any Act or
Regulation included in the Ninth Schedule by a constitutional amendment made on
or after April 24, 1973 is saved by Article 31A, or by Article 31C as it stood
prior to its amendment by the Forty Second Amendment, the challenge to the
validity of the relevant constitutional Amendment by which that Act or
Regulation is put in the Ninth Schedule, on the ground that the Amendment
damages or destroys a basic or essential feature of the Constitution or its
basic structure as reflected in Articles 14, 19 or 31, will become otiose. [10
C-F=46 C-F] (2) Article 31B provides that the Acts and Regulations specified in
the Ninth Schedule shall not be deemed to be void or ever to have become void
on the ground that they are inconsistent with or take away or abridge any of
the rights conferred by Part III of the Constitution. The provisions of the
Article are expressed to be without prejudice to the generality of the
provisions in Article 31A and the concluding portion of the Article supersedes
any judgment, decree or order of any court or tribunal to the contrary.
This Article was introduced into the
Constitution by section 5 of the Constitution (First Amendment) Act, 1951,
Article 31A having been introduced by section 4 of the same Amendment. Article
31B has to be read along with the Ninth Schedule because it is only those Acts
and Regulations which are put in that Schedule that can receive the protection
of that article. The Ninth Schedule was added to the Constitution by section 14
of the First Amendment Act, 1951.
The device or mechanism which sections 5 and
14 or the First Amendment have adopted is that as and when Acts and Regulations
are put into the Ninth Schedule by constitutional amendments made from time to
time, they will automatically by reason of the provisions of Article 31B,
receive the protection of that article. [36F-H, 37A-B] The view of the Court that
it would not be proper to invoke the doctrine of stare decisis for upholding
the validity of Article 31A, must govern the question of the validity of
Article 31 B. But just as there are significant similarities between Articles
31A and 31B, there is a significant dissimilarity too. Article 31A enables the
passing of laws of the description mentioned in clauses (a) to (e), in
violation of the guarantee afforded by Articles 14 and 19. In so far as Article
31B is concerned, it does not define the category of laws which are to receive
its protection, and secondly, it affords protection to Schedule- laws against
all the provisions of Part III of the Constitution. No Act can be placed in the
Ninth Schedule except by the Parliament and since the Ninth Schedule is a part
of the Constitution, no additions or alterations can be made therein without
complying with the restrictive provisions governing amendments to the
Constitution. Thus, Article 31B read with the Ninth Schedule provides what is
generally described as, a protective umbrella to all Acts which are included in
the Schedule, no matter of what character, kind or category they may be.
Putting it briefly, whereas Article 31A protects laws of a defined category,
Article 31B empowers the Parliament to include in the Ninth Schedule such laws
as it considers fit and proper to include therein. Thus the fourth reason for
not applying the rule of stare decisis to Article 31A that any particular law
passed under clauses (a) to (e) can be accepted as good if it has been treated
as valid for a long number of years but the device in the form of the Article
cannot be upheld by the application of that rule, applies to Article 31B read
with the Ninth Schedule by the self-same test.[37 G-H, 38 B-D, E- F] (3) The
decision in Kesavananda Bharati must be treated as a landmark. The theory that
the Parliament cannot exercise its amending power so as to 7 damage or destroy
the basic structure of the Constitution, was propounded and accepted for the
first time in Kesavananda Bharati. This is one reason for holding the laws
incorporated into the Ninth Schedule before April 24,1973, on which date the
judgment in Kesavananda Bharati was rendered. The second reason for drawing a
line at a convenient and relevant point of time is that the first 66 items in
the Ninth Schedule, which were inserted prior to the decision in Kesavananda
Bharati, mostly pertains to laws of agrarian reforms.[38 G-H, 39A, B] D. (1)
Article 31C of the Constitution, as it stood prior to its amendment by section
4 of the Constitution (Forty Second Amendment) Act, 1976, is valid to the
extent to which its constitutionality was upheld in Kesavananda Bharati.
Article 31C, as it stood prior to the Constitution (Forty Second Amendment) Act
does not damage any of the basic or essential features of the Constitution or
its basic structure. Once it is held that Article 31A is valid on its own
merits, it must follow logically that the unamended Article 31C is also valid.
The unamended portion of Article 31C is not like an unchartered ship. It gives
protection to a defined and limited category of laws which are passed for
giving effect to the policy of the State towards securing the principles
specified in clause (b) or clause (c) of Article 39. It is impossible to
conceive that any law passed for such a purpose can at all violate Article 14
or Article 19. In fact, far from damaging the basic structure of the
Constitution, laws passed truly and bona fide for giving effect to directive
principles contained in clause (b) and (c) of Article 39 will fortify that
structure. [10 F-G, 40 G-H, 41 A-C] E. (1) The normal term of the Lok Sabha
expired on March 18, 1976. On April 2, 1976, the Lok Sabha passed the Fortieth
Amendment Act by which the Maharashtra Land Ceiling Amendment Acts were put in
the Ninth Schedule as Items 157, 159 and 160. On November 24, 1976 the House of
People (Extension of Duration) Amendment Act was passed extending the term of
the Parliament for a further period of one year.
The Forty Second Amendment Act was passed on
November 12, 1976. The Lok Sabha was dissolved on January 18, 1977 and both the
emergencies dated December 3, 1971 and June 25, 1975 were revoked on March 21,
1977. [43 E-G] In so far as the proclamation of December 3, 1971 is concerned,
there was manifest justification for that course of action. The danger to the
security of the country was clear and present. From the various dates and
events mentioned and furnished to the Court, it may be possible for a layman to
conclude that there was no reason to continue the state of emergency at least
after the formality of exchanging the prisoners of war was completed. But
Courts have severe constraints which deter them from undertaking a task which
cannot judicially be performed. [44 D-F, H] (2) The two Acts, the House of the
People (Extension of Duration) Act, Act 30 of 1976 and the House of the People
(Extension of Duration) Amendment Act 109 of 1976, by which the duration of the
Lok Sabha was extended are valid and lawful. The Fortieth and the Forty Second
Constitutional Amendments cannot, therefore, be struck down on the ground that
they were passed by a Lok Sabha which was not lawfully in existence. [45 F-G]
Section 2 of the first of these Acts, Act 30 of 1976, which was passed on
February 16, 1976, provided that the period of five years in relation to the
then House of the People shall be extended for a period of one year "while
the Pro- 8 clamation of Emergency issued on the 3rd day of December, 1971 and
on the 25th day of June, 1975, are both in operation." The second Act of
Extension continues to contain the same provision. Both the proclamations of
emergency were in fact in operation on February 16, 1976 when the first Act was
passed as also on November 24, 1976 when the second Act, 109 of 1976, was passed.
Neither the first Proclamation can be deemed not to be in existence, nor can
the second Proclamation be held to have been issued mala fide and, therefore
non est, since the evidence produced before the Court is insufficient for
recording a decision on either of these matters. [45 C-F] Per Bhagwati, J.
(Contra) The doctrine of stare decisis can be invoked for sustaining the
constitutional validity of Article 31A. [50 E] Minerva Mills v. Union of India,
[1981] 1 SCR p. 206 reiterated; Ambika Prasad Mishra v. State of U.P., [1980] 3
SCR p. 1159, followed.
Per Krishna Iyer, J. (Contra) Applying the
principle of stare decisis, Article 31A is valid. In constitutional issues over
stress on precedents is inept. Even so, great respect and binding value are the
normal claim of rulings until reversed by larger Benches.
[51 C-D] Ambika Prasad Mishra v. State of
U.P., [1980] 3 SCR p.
1159 reiterated.
ORIGINAL JURISDICTION: Writ Petition Nos.
656-660, 512- 533 and 503-511 of 1977.
(Under Article 32 of the Constitution) AND
Review Petitions Nos. 34, 62-65, 66-72, 73-74, 75-77, 78-81, 82, 83-84, 85,
86-87, 88, 89-90, 91-92, 93-94, 95, 95A, 96, 103-107, 110, 120, 121, 122-130 of
1977.
AND Writ Petition No. 63 of 1977. (Under
Article 32 of the Constitution).
M. N. Phadke, N. M. Ghatate (Dr.), S. N.
Bapat and S.
V. Deshpande for the Petitioners in RPs. 34,
62-95, 95A, 96, 103-107, 120-123 & WPs. 656-660, 503-511/77.
M. S. Gupta for the Petitioners in RPs. 110,
122- 130/77.
S. N. Kherdikar, M. N. Ingle, A. G. Ratnaparkhi
and C.
K. Ratnaparkhi for the Petitioners in WPs.
512-533/77.
S. V. Gupte, Att. Genl. K. H. Bhatt, R. N.
Sachthey and Miss A. Subhashini for R 1 in WPs. 503-511, 512-533, 656-660 &
RPs. 34, 62-65/77.
S. V. Gupte, Att. Genl. C. J. Sawant, M. C.
Bhandare, M. B. Bor & M. N. Shroff for R. 2 in WPs. 503-533 and for RR. 2
& 3 in WPs. 656-660/77.
9 S. V. Gupte, Att. Gen. and Miss A.
Subhashini for the Att. Genl.
R. K. Rastogi, J. S. Rastogi and Bardridas
Sharma for the State of Rajasthan in WP No. 656/77.
G. N. Dikshit and M. V. Goswami for the State
of U.P.
Altaf Ahmed for the State of Jammu &
Kashmir in WPs.
533 & 656/77.
FOR THE ADVOCATES GENERAL:
U. P. Singh and Shambhunath Jha (State of
Bihar).
M. M. Abdul Khader and K. R. Nambiar (State
of Kerala).
B. M. Patnaik and R. K. Mehta (State of
Orissa).
K. M. K. Nair and N. Nettar (State of
Karnataka).
K. M. K. Nair and N. Nettar (State of Tamil
Nadu).
FOR THE INTERVENERS:
V. N Ganpule for Pratap Rao in W.P. 503.
R. K. Garg for Shyam Narain Tiwari in RP
34/77 & WP 512/77 R. N. Bannerjee, J. S. Sinha and J.B.D. & Co. for
Panch Valley Coal Co. and Shri Bimal Poddar in WP. 512/77.
G. L. Sanghi, Miss Bhubnesh Kumari, K. J.
John and J.
B. D. & Co. for the Appellant Intervener
Lt. Col. Himmat Singh & Ors.
S. B. Wad for the Applicant/Intervener in
WPs. 342 & 343 of 77 and RP. 63/77.
The following Order was delivered on 9th May,
1980.
(1) The Constitution (First Amendment) Act,
1951 which introduced Article 31A into the Constitution with retrospective effect,
and section 3 of the Constitution (Fourth Amendment) Act, 1955 which
substituted a new clause (1), sub-clauses (a) to (e), for the original clause
(1) with retrospective effect, do not damage any of the basic or essential
features of the Constitution or its basic structure and are valid and
constitutional, being within the constituent power of the Parliament.
(2) Section 5 of the Constitution (First
Amendment) Act 1951 introduced Article 31B into the Constitution which reads
thus:
"31B. Without prejudice to the
generality of the provisions contained in article 31A, none of the Acts and
Regulations specified in the Ninth Schedule nor any of the provi- 10 sions
thereof shall be deemed to be void, or ever to have become void, on the ground
that such Act, Regulation or provision is inconsistent with, or takes away or
abridges any of the rights conferred by, any provisions of this Part, and
notwithstanding any judgment, decree or order of any court or tribunal to the
contrary, each of the said Acts and Regulations shall, subject to the power of
any competent Legislature to repeal or amend it, continue in force." In
Kesavananda Bharati (1973, Suppl. SCR 1) decided on April 24, 1973 it was held
by the majority that Parliament has no power to amend the Constitution so as to
damage or destroy its basic or essential features or its basic structure. We
hold that all amendments to the Constitution which were made before April 24,
1973 and by which the 9th Schedule to the Constitution was amended from time to
time by the inclusion of various Acts and Regulations therein, are valid and
constitutional. Amendments to the Constitution made on or after April 24, 1973
by which the 9th Schedule to the Constitution was amended from time to time by
the inclusion of various Acts and Regulations therein, are open to challenge on
the ground that they, or any one or more of them, are beyond the constituent
power of the Parliament since they damage the basic or essential features of
the Constitution or its basic structure. We do not pronounce upon the validity
of such subsequent constitutional amendments except to say that if any Act or
Regulation included in the 9th Schedule by a constitutional amendment made
after April 24, 1973 is saved by Article 31A, or by Article 31C as it stood
prior to its amendment by the 42nd Amendment, the challenge to the validity of
the relevant Constitutional Amendment by which that Act or Regulation is put in
the 9th Schedule, on the ground that the Amendment damages or destroys a basic
or essential feature of the Constitution or its basic structure as reflected in
Articles 14, 19 or 31, will become otiose.
(3) Article 31C of the Constitution, as it
stood prior to its amendment by section 4 of the Constitution (42nd Amendment)
Act, 1976, is valid to the extent to which its constitutionality was upheld in
Kesavananda Bharati. Article 31C, as it stood prior to the Constitution (42
Amendment) Act does not damage any of the basic or essential features of the
Constitution or its basic structure.
(4) All the Writ Petitions and Review
Petitions relating to the validity of the Maharashtra Agricultural Lands
Ceiling Acts are dismissed with costs. The stay orders granted in these matters
will stand vacated. We quantify the costs at Rs. five thousand which will be
borne equally by the petitioners in Writ Petitions Nos. 656-660 of 11 1977;
512-533 of 1977; and 503 to 511 of 1977. The costs will be payable to the Union
of India and the State of Maharashtra in equal measure.
(5) Writ Petition No. 63 of 1977 (Baburao
Samant vs. Union of India) will be set down for hearing.
(6) Reasons for this Order will follow later.
The following Judgments were delivered:
CHANDRACHUD, C.J. A ceiling on agricultural
holdings was imposed in Maharashtra by the Maharashtra Agricultural Lands
(Ceiling on Holdings) Act, 27 of 1961, which was brought into operation on
January 26, 1962. The ceiling fixed by that Act (the Principal Act), was
lowered and certain other amendments were made to that Act by Acts 21 of 1975,
47 of 1975 and 2 of 1976. The validity of these Acts was challenged in the
Bombay High Court in a large group of over 2660 petitions. A Division Bench of
the High Court sitting at Nagpur repelled that challenge by a judgment dated
August 13, 1976, in Vithalrao Udhaorao Uttarwar v.
State of Maharashtra The High Court held that
the provisions of the aforesaid Acts were not open to challenge on the ground
that they were inconsistent with or took away or abridged any of the rights
conferred by Part III of the Constitution, since those Acts were placed in the
Ninth Schedule by the Constitution 17th Amendment Act, 1964, and the
Constitution 40th Amendment Act, 1976, and also because of the promulgation of
Emergency as a result of which, the rights under Articles 14 and 19 of the Constitution
could not be enforced. The High Court also repelled the challenge to the
validity of Article 31B itself by holding that far from damaging the basic
structure of the Constitution, the Constitution (First Amendment) Act, 1951,
which introduced Article 31B into the Constitution, fortified that structure by
subserving a fundamental constitutional purpose. Certain provisions of the
Principal Act and of the Amending Acts.
particularly the concept of 'family unit'
were challenged before the High Court on the ground, inter alia, that they were
outside the purview of Article 31A. On an overall consideration of the movement
of agrarian reforms, with particular reference to the relevant statistics in
regard to Maharashtra, the High Court rejected that challenge too on the ground
that those provisions formed a part of an integral scheme of agrarian reforms
under which large agricultural holdings had to be reduced and the surplus land
distributed amongst the landless and others.
The appeals filed against the decision of the
Bombay High Court were dismissed by this Court by a judgment dated January 27,
1977 in Dattatraya Govind Mahajan v. State of Maharashtra. The only point urged
in those appeals was that the Principal Act, as amended, was void being violative
of the second proviso to Article 31A(1), in so far as it created an artificial
'family unit' and fixed the ceiling on the agricultural holdings of such family
units. The argument was that the violation of the particular proviso deprived
the impugned laws of the protection conferred by Article 31A. That argument was
rejected by the Court on the view that even if the impugned provisions were
violative of the second proviso, they would receive the protection of Article
31B by reason of the inclusion of the Principal Act and the Amending Acts in
the Ninth Schedule. The Court considered whether, in fact, the provisions of
the impugned Acts were violative of the second proviso and held that it was
entirely for the legislature to decide what policy to adopt for the purpose of
restructuring the agrarian system and the Court could not assume the role of an
economic adviser for pronouncing upon the wisdom of such policy. The second
proviso to Article 31A(1) was therefore held not to have been contravened.
The judgment of this Court in the appeals
aforesaid was delivered on January 27, 1977 while the proclamation of emergency
was in operation. On the revocation of that proclamation, petitions were filed
in this Court by the appellants praying for the review of the judgment in
Dattatraya Govind Mahajan (Supra) on the ground that Several contentions, which
were otherwise open to them for assailing the constitutional validity of the
impugned Acts, could not be made by reason of the emergency and that they
should be permitted to make those contentions since the emergency was lifted.
Fresh Writ Petitions were also filed in the Court in which those contentions
were put forward. The Court having accepted the request for the review of the
judgment in Dattatraya Govind Mahajan, (supra) these matters have come before
us for consideration of the other points involved in the appeals.
In these proceedings, the main challenge now
is to the constitutionality of Articles 31A, 31B and the unamended Article 31C
of the Constitution. The various grounds of challenge to the Principal Act and
the Amending Acts were met on behalf of the respondents by relying on the
provisions of these Articles which throw a protective cloak around laws of a
certain description and variety, by excluding challenge thereto on the ground
that they are violative of certain articles of the Constitution.
The reply of the appellants and the
petitioners to the defence of the respondents is, as it could only be, that the
very provisions of the Constitution on which the respondents rely for saving
the impugned laws are invalid, since these particular provisions of the
Constitution, which were introduced by later amendments, damage or destroy the
basic structure of the Constitution within the meaning of the ratio of the
majority judgment in Keshavananda Bharati.
Articles 14, 19, 31A. 31B, 31C (as unamended)
and 368, which are relevant for our purpose, are familiar to lawyers and laymen
alike, so great is their impact on law and life.
Article 14, the saviour of the rule of law,
injuncts that the State shall not deny to any person equality before the law or
the equal protection of the laws within the territory of India. Article 19
confers upon the citizens rights like the freedom of speech and expression, the
right to assemble peaceably, the right to form associations, the right to move
freely throughout the territory of India, the right to reside and settle in any
part of India, and the right to practise any profession or to carry on any
trade, business or calling. These rights make life meaningful and, without the
freedoms conferred by Article 19, the goal of the Preamble will remain a dream
unfulfilled. The right to property conferred by Articles 19(1)(f) and 31 was
deleted by the 44th Amendment with effect from June 20, 1979.
Article 31A(1) (a) provides that:
Notwithstanding anything contained in article
13, no law providing for- (a) the acquisition by the State of any estate or of
any rights therein or the extinguishment or modification of any such rights,
shall be deemed to be void on the ground that it is inconsistent with, or takes
away or abridges any of the rights conferred by article 14 or article 19.
Article 31B provides that:
Without prejudice to the generality of the
provisions contained in article 31A, none of the Acts and Regulations specified
in the Ninth Schedule nor any of the provisions thereof shall be deemed to be
void, or ever to have become void, on the ground that such Act, Regulation or
provision is 14 inconsistent with, or takes away or abridges any of the rights
conferred by, any provisions of this Part, and notwithstanding any judgment,
decree or order of any court or tribunal to the contrary, each of the said Acts
and Regulations shall, subject to the power of any competent Legislature to
repeal or amend it, continue in force.
Article 31C, as it existed prior to its
amendment by the 42nd Amendment Act, which came into force on January 3, 1977,
provided that:
Notwithstanding anything contained in article
13, no law giving effect to the policy of the State towards securing the
principles specified in clause (b) or clause (c) of article 39 shall be deemed
to be void on the ground that it is inconsistent with, or takes away or
abridges any of the rights conferred by article 14 or article 19; and no law
containing a declaration that it is for giving effect to such policy shall be
called in question in any court on the ground that it does not give effect to
such policy.
Articles 31A and 31B were introduced into the
constitution by the Constitution (First Amendment) Act, 1951, the former with
retrospective effect from the date of the enactment of the Constitution.
Article 31C (unamended) was introduced by the Constitution (Twenty-fifth
Amendment) Act, with effect from April 20, 1972. The last clause of that
article, which gave conclusiveness to the declaration regarding the policy of
the particular Act, was struck down as invalid in Kesavananda Bharati (supra).
That part now lives an italicized existence in official publications of the
Indian Constitution. The words "the principles specified in clause (b) or
clause (c) of article 39' were substituted by the words "all or any of the
principles laid down in Part IV", by the 44th Amendment, with effect from
June 20, 1979.
We are concerned with Article 31C as it stood
originally but, of course, without the concluding part struck down in
Kesavananda Bharati (supra).
Article 368 of the Constitution reads thus:
"368. (1) Notwithstanding anything in
this Constitution, Parliament may in exercise of its constituent power amend by
way of addition, variation or repeal any provision of this Constitution in
accordance with the procedure laid down in this article.
(2) x x x x x 15 (3) Nothing in article 13
shall apply to any amendment made under this article.
(4) No amendment of this Constitution
(including the provisions of Part III) made or purporting to have been made
under this article (whether before or after the commencement of section 55 of
the Constitution (Forty-second Amendment Act 1976) shall be called in question
in any court on any ground.
(5) For the removal of doubts, it is hereby
declared that there shall be no limitation whatever on the constituent power of
Parliament to amend by way of addition, variation or repeal the provisions of
this Constitution under this article." Clauses (4) and (5) above were
inserted by section 55 of the 42nd Amendment Act 1976 with effect from January
3, 1977.
Those clauses were declared unconstitutional,
as being beyond the amending power of the Parliament, by a very recent decision
of this Court in Minerva Mills which was pronounced on July 31, 1980. The
judgment of the Court on the invalidity of clauses (4) and (5) was unanimous.
The question as to whether Articles 31A(1)(a), 31B and the un-amended Article
31C are valid shall have to be decided on the basis that clause (5) of Article
368 is ineffective to enlarge the Parliament's amending power so as to empower
it to make amendments which will damage or destroy any of the basic features of
the Constitution and Clause (4) is ineffective to take away the power of the
courts to pronounce a constitutional amendment invalid, if it damages or
destroys any of the basic features of the Constitution.
Thus, the main question arising before us has
to be decided by applying the ratio of Kesavananda Bharati (supra), in its
pristine form. It is quite another matter that learned counsel led by Shri M.
N. Phadke question whether any ratio at all is discernible from the majority
judgments in Kesavananda (supra).
The first question to which we have to
address ourselves is whether in enacting Article 31A (1) (a) by way of
amendment of the Constitution, the Parliament transgressed its power of
amending the Constitution. As stated earlier, Article 31A was inserted in the
Constitution by section 4 of the Constitution (First Amendment) Act, 1951 with
retrospective effect from the commencement of the Constitution.
16 Article 31A(1), as introduced by the 1st
Amendment on June 18, 1951, read thus:
31A. (1) Notwithstanding anything in the foregoing
provisions of this part, no law providing for the acquisition by the State of
any estate or of any rights therein or for the extinguishment or modification
of any such rights shall be deemed to be void on the ground that it is
inconsistent with, or takes away or abridges any of the rights conferred by,
any provisions of this Part.
Article 31A was amended, with the same degree
of retrospective effect again, by the Constitution (Fourth Amendment) Act,
1955. Two alterations, not substance-wise material, were made by the 4th
Amendment. The opening non- obstante clause which originally extended to
"anything in the foregoing provisions of this Part", that is to say
Part III, was substituted by a clause restricted to "anything contained in
Article 13". Secondly, whereas under the Article as conceived originally,
the challenge to laws of agrarian reform was excluded on the broader ground of
their inconsistency, abrogation, or abridgement of any of the rights conferred
by "any provisions of" Part III, under the amended article the
challenge is excluded in relation to the violation of the three specific
articles, namely, Articles 14, 19 and 31. The 4th Amendment introduced clauses
(a) to (e) in Article 31A, the content of clause (a) being the same as that of
old clause (1). Clauses (b) to (e) were added newly by the 4th Amendment,
comprehending laws of four other categories like laws providing for the taking
over of the management of any property by the State for a limited period, laws
providing for amalgamation of two or more corporations, laws providing for
extinguishment or modification of rights of persons interested in corporations;
and laws providing for extinguishment or modification of rights accruing under
any agreement, lease or licence relating to minerals. We are not concerned in
these matters with the provisions of clauses (b) to (e), though we would like
to state expressly and specifically that whatever is relevant on the question
of the validity of clause (a) will apply with equal force to the validity or
otherwise of clauses (b) to (e).
By section 7 of the Constitution
(Forty-fourth Amendment) Act, 1978 the reference to Article 31 was deleted from
the concluding portion of Article 31A(1) with effect from June 20, 1979, as a
consequence of the deletion, by section 2 of the 44th Amendment, of clause (f)
of Article 19(1) which gave to the citizens the right to acquire, hold and
dispose of property. The deletion of the right to property from the array of
fundamental rights will not deprive the petitioners of the arguments which were
available to them prior to the coming into 17 force of the 44th Amendment,
since the impugned Acts were passed before June 20, 1979 on which date Article
19(1)(f) was deleted.
There is no doubt, nor indeed is it disputed,
that the Agricultural Lands Ceiling Acts, which are impugned in these
proceedings, fall squarely within the terms of clause (a) of Article 31A(1).
Those Acts provide for the extinguishment and modification of rights in an
'estate', the expression 'estate' being defined by clause (2) (a) (iii) to mean
"any land held or let for purposes of agriculture or for purposes
ancillary thereto....". It must follow, as a necessary corollary, that the
impugned Acts are entitled to the protection of Article 31A(1) (a) when the
result that their provisions cannot be deemed, and therefore cannot be
declared, to be void on the ground that they are inconsistent with or take away
or abridge any of the rights conferred by Articles 14, 19 or 31.
This is the reason why and the contest in
which the validity of Article 31A(1)(a) is itself assailed by the petitioners.
If a constitutional provision, which deprives the petitioners of the benefit
and protection of Articles 14, 19 and 31, is invalid, the petitioners will be
entitled to challenge the impugned laws on the ground that they are
inconsistent with or that they take away or abridge the rights conferred by
Part III of the Constitution. Article 13(2), has a sensitive touchstone. Not
only does it mandate that the State shall not make any law which takes away or
abridges the rights conferred by Part III but, it provides that any law made in
contravention of the clause shall, to the extent of the contravention, be void.
Mere abridgement, that is to say curtailment, and not necessarily abrogation,
that is to say total deprivation, is enough to produce the consequence provided
for by Article 13(2).
The validity of the constitutional amendment
by which Article 31A(1)(a) was introduced is challenged by the petitioners on
the ground that it damages the basic structure of the Constitution by
destroying one of its basic features, namely, that no law can be made by the
legislature so as to abrogate the guarantees afforded by Articles 14, 19 and
31. It is tautologous to say so but, if we may so put it, the obliteration of
the rights conferred by these Articles, which Article 31A (1) (a) brings about,
is total and complete because, as the clear and unequivocal language of that
Article shows, the application of these three articles stands totally withdrawn
in so far as laws falling within the ambit of clause (a) are concerned. It is
no argument to say that the withdrawal of the application of certain articles
in Part III in respect of laws of a defined category is not total abrogation of
the articles because they will continue to apply to other situations and other
laws. In any given case, what is decisive 18 is whether, in so far as the
impugned law is concerned, the rights available to persons affected by that law
under any of the articles in Part III is totally or substantially withdrawn and
not whether the articles, the application of which stands withdrawn in regard
to a defined category of laws, continue to be on the Statute Book so as to be
available in respect of laws of other categories. We must therefore conclude
that the withdrawal of the application of Articles 14, 19 and 31 in respect of
laws which fall under clause (a) is total and complete, that is to say, the
application of those articles stands abrogated, not merely abridged, in respect
of the impugned enactments which indubitably fall within the ambit of clause
(a). We would like to add that every case in which the protection of a
fundamental right is withdrawn will not necessarily result in damaging or
destroying the basic structure of the Constitution. The question as to whether
the basic structure is damaged or destroyed in any given case would depend upon
which particular Article of Part III is in issue and whether what is withdrawn
is quint-essential to the basic structure of the Constitution.
The judgment of this Court in Kesavananda
Bharati (supra) provoked in its wake a multi-storied controversy, which is
quite understandable. The judgment of the majority to which seven out of the
thirteen Judges were parties, struck a bridle path by holding that in the
exercise of the power conferred by Article 368, the Parliament cannot amend the
Constitution so as to damage or destroy the basic structure of the
Constitution. The seven learned Judges chose their words and phrases to express
their conclusion as effectively and eloquently as language can do. But, at this
distance of time any controversy over what was meant by what they said is
plainly sterile. At 'this distance of time', because though not more than a
little less than eight years have gone by since the decision in Kesavananda
Bharati (supra) was rendered, those few years are packed with constitutional
events of great magnitude. Applying the ratio of the majority judgments in that
epoch-making decision, this Court has since struck down constitutional
amendments which would otherwise have passed muster. For example, in Smt.
Indira Gandhi v. Raj Narain Art. 329A(4) was held by the Court to be beyond the
amending competence of the Parliament since, by making separate and special provisions
as to elections to Parliament of the Prime Minister and the Speaker, it
destroyed the basic structure of the Constitution. Ray C.J. based his decision
on the ground that the 39th Amendment by which Art. 329A was introduced
violated the Rule of Law 19 (p. 418); Khanna J. based his decision on the
ground that democracy was a basic feature of the Constitution, that democracy
contemplates that elections should be free and fair and that the clause in
question struck at the basis of free and fair elections (pp. 467 and 471);
Mathew J. struck down the clause on the ground that it was in the nature of
legislation ad hominem (p. 513) and that it damaged the democratic structure of
the Constitution (p. 515); while one of us, Chandrachud J., held that the clause
was bad because it violated the Rule of Law and was an outright negation of the
principle of equality which is a basic feature of the Constitution (pp.
663-665). More recently, in Minerva Mills, (supra) clauses (4) and (5) of
Article 368 itself were held unconstitutional by a unanimous Court, on the
ground that they destroyed certain basic features of the Constitution like
judicial review and a limited amending power, and thereby damaged its basic
structure. The majority also struck down the amendment introduced to Article
31C by section 4 of the 42nd Amendment Act, 1976.
The period between April 24, 1973, when the
judgment in Kesavananda Bharati (supra) was delivered and now is of course a
short span in our constitutional history but the occasional challenges which
evoked equal responses have helped settle the controversy over the limitations
on the Parliament's power to amend the Constitution. Khanna J. was
misunderstood to mean that fundamental rights are not a part of the basic
structure of the Constitution when he said in Kesavananda Bharati (supra):
I have no doubt that the power of amendment
is plenary and would include within itself the power to add, alter or repeal
the various articles including those relating to fundamental rights. (p. 688)
But he clarified the true position in his judgment in the Election Case (supra)
(pages 497-499), by drawing the attention of doubters to a significant
qualification 'which he had engrafted on the above statement, at pages 688 and
758 of his judgment in Kesavananda Bharati (supra). The qualification was that
subject to the retention of the basic structure or framework of the
Constitution, the power of amendment was plenary. The law on the subject of the
Parliament's power to amend the Constitution must now be taken as well-settled,
the true position being that though the Parliament has the power to amend each
and every article of the Constitution including the provisions of Part III, the
amending power cannot be exercised so as to damage or destroy the basic structure
of the Constitution. It is by the application of this principle that we shall
have to decide upon the 20 validity of the Amendment by which Article 31A was
introduced. The precise question then for consideration is whether section 4 of
the Constitution (First Amendment) Act, 1951 which introduced Article 31A into
the Constitution damages or destroys the basic structure of the Constitution.
In the work-a-day civil law, it is said that
the measure of the permissibility of an amendment of a pleading is how far it
is consistent with the original: you cannot by an amendment transform the
original into the opposite of what it is. For that purpose, a comparison is
undertaken to match the amendment with the original. Such a comparison can
yield fruitful results even in the rarefied sphere of constitutional law. What
were the basic postulates of the Indian Constitution when it was enacted ? And
does the 1st Amendment do violence to those postulates ? Can the Constitution
as originally conceived and the amendment introduced by the 1st Amendment Act
not endure in harmony or are they so incongruous that to seek to harmonize them
will be like trying to fit a square peg into a round aperture ? Is the concept
underlying section 4 of the 1st Amendment an alien in the house of
democracy?--its invader and destroyer ? Does it damage or destroy the
republican framework of the Constitution as originally devised and designed?
These questions have a historical slant and content: and history can furnish a
safe and certain clue to their answer.
The relevant part of the statement of Objects
and Reasons of the 1st amendment says:
During the last fifteen months of the working
of the Constitution, certain difficulties have been brought to light by
judicial decisions and pronouncements specially in regard to the chapter on
fundamental rights. The citizen's right to freedom of speech and expression
guaranteed by article 19(1) (a) has been held by some courts to be so
comprehensive as not to render a person culpable even if he advocates murder
and other crimes of violence. In other countries with written constitutions,
freedom of speech and of the press is not regarded as debarring the State from
punishing or preventing abuse of this freedom. The citizen's right to practise
any profession or to carry on any occupation, trade or business conferred by
article 19(1)(g) is subject to reasonable restrictions which the laws of the
State may impose "in the interests of the general public." While the
words cited are comprehensive enough to cover any scheme of nationalisation
which the State may undertake, it is desirable to place 21 the matter beyond
doubt by a clarificatory addition to article 19(6). Another article in regard
to which unanticipated difficulties have arisen is article 31.
The validity of agrarian reform measures
passed by the State Legislatures in the last three years has, in spite of the
provisions of clauses (4) and (6) of article 31, formed the subject-matter of
dilatory litigation, as a result of which the implementation of these important
measures, affecting large numbers of people has been held up.
The main objects of this Bill are,
accordingly, to amend article 19 for the purposes indicated above and to insert
provisions fully securing the constitutional validity of zamindari abolition
laws in general and certain specified State Acts in particular. The opportunity
has been taken to propose a few minor amendments to other articles in order to
remove difficulties that may arise.
In Shankari Prasad v. Union of India,
Patanjali Sastri, C.J. explained the reasons that led to the insertion of
Articles 31A and 31B by the 1st Amendment thus:
What led to that enactment is a matter of
common knowledge. The political party now in power, commanding as it does a
majority of votes in the several State Legislatures as well as in Parliament,
carried out certain measures of agrarian reform in Bihar, Uttar Pradesh and
Madhya Pradesh by enacting legislation which may compendiously be referred to
as Zamindari Abolition Acts. Certain Zamindars, feeling themselves aggrieved,
attacked the validity of those Acts in Courts of law on the ground that they
contravened the fundamental rights conferred on them by Part III of the
Constitution. The High Court at Patna held that the Act passed in Bihar was unconstitutional
while the High Courts at Allahabad and Nagpur upheld the validity of the
corresponding legislation in Uttar Pradesh and Madhya Pradesh respectively.
Appeals from those decisions are pending in this Court. Petitions filed in this
Court by some other zamindars seeking the determinations of the same question
are also pending.
At this stage, the Union Government, with a
view to put an end to all this litigation and to remedy what they considered to
be certain defects brought to light in the working of the Constitution, brought
forward a Bill to amend the Constitution, which after undergoing amendments in
various particulars, 22 was passed by the requisite majority as the
Constitution (First Amendment) Act, 1951.
Article 31A was further amended with
retrospective effect by the Constitution (Fourth Amendment) Act 1955, the
object of which was explained as follows in the Statement of Objects and
Reasons of that Amendment:
It will be recalled that the zamindari
abolition laws which came first in our programme of social welfare legislation
were attacked by the interests affected mainly with reference to article 14, 19
and 31, and that in order to put an end to the dilatory and wasteful litigation
and place these laws above challenge in the courts, articles 31A and 31B and
the Ninth Schedule were enacted by the Constitution (First Amendment) Act.
Subsequent judicial decisions interpreting articles 14, 19 and 31 have raised
serious difficulties in the way of the Union and the States putting through
other and equally important social welfare legislation on the desired lines,
e.g., the following:- (i) While the abolition of zamindaries and the numerous
intermediaries between the State and the tiller of the soil has been achieved
for the most part, our next objectives in land reform are the fixing of limits
to the extent of agricultural land that may be owned or occupied by any person,
the disposal of any land held in excess of the prescribed maximum and the
further modification of the rights of land owners and tenants in agricultural
holdings.
(ii) x x x x x x (iii) x x x x x x (iv) x x x
x x x It is accordingly proposed in clause 3 of the Bill to extend the scope of
article 31A so as to cover these categories of essential welfare legislation.
The Constitution (First Amendment) Act was
moved in the Provisional Parliament on May 12, 1951 as Bill No. 48 of 1951. It
was referred to a Select Committee and after the receipt of its report, it was
debated in the Parliament on various dates in May and June. It received the
Presidential assent on June 18, 1951.
The speeches made in the Provisional
Parliament by Jawaharlal Nehru and other national leaders who had participated
in the freedom 23 movement show, in a significant measure, the genesis of the
1st Amendment and its avowed purpose.
While moving that the Bill be referred to a
Select Committee, Jawaharlal Nehru said:
This Bill is not a very complicated one: nor
is it a big one. Nevertheless, I need hardly point out that it is of intrinsic
and great importance. Anything dealing with the Constitution and change of it
is of importance. Anything dealing with Fundamental Rights incorporated in the
Constitution is of even greater importance. Therefore, in bringing this Bill
forward I do so and the Government does so in no spirit of lightheartedness, in
no haste, but after the most careful thought and scrutiny given to this
problem.
I might inform the House that we have been
thinking about this matter for several months, consulting people, State
Governments, Ministers of Provincial Governments, consulting when occasion
offered itself, a number of Members of this House, referring it to various
Committees and the like and taking such advice from competent legal quarters as
we could obtain, so that we have proceeded with as great care as we could
possibly give to it. We have brought it forward now after that care, in the
best form that we could give it, because we thought that the amendments
mentioned in this Bill are not only necessary, but desirable, and because we
thought that if these changes are not made, perhaps not only would great
difficulties arise, as they have arisen in the past few months, but perhaps
some of the main purposes of the very Constitution may be defeated or delayed.
The Parliamentary Debates, Part II, Volumes
XII and XIII (May 15-June 9, 1951) contain the record of the speeches made
while the 1st Amendment was on the anvil. We reproduce below the relevant
extracts from the speeches of the then Prime Minister, Jawaharlal Nehru:
The real difficulty which has come up before
us is this. The Constitution lays down certain Directive Principles of State
Policy and after long discussion we agreed to them and they point out the way
we have got to travel. The Constitution also lays down certain Fundamental Rights.
Both are important. The Directive Principles of State Policy represent a
dynamic move towards a certain objective. The Fundamental Rights represent
something static, to preserve certain 24 rights which exist. Both again are
right. But somehow and sometime it might so happen that dynamic movement and
that static standstill do not quite fit into each other.
A dynamic movement towards a certain
objective necessarily means certain changes taking place that is the essence of
movement. (p. 8820) Now I shall proceed with the other article, the important
one, namely article 31. When I think of this article the whole gamut of
pictures comes up before my mind, because this article deals with the abolition
of the zamindari system, with land laws and agrarian reform. I am not a
zamindar, nor I am a tenant. I am an outsider. But the whole length of my
public life has been intimately connected, or was intimately connected, with
agrarian agitation in my Province. And so these matters came up before me
repeatedly and I became intimately associated with them. Therefore I have a
certain emotional reaction to them and awareness of them which is much more
than merely an intellectual appreciation. If there is one thing to which we as
a party have been committed in the past generation or so it is the agrarian
reform and the abolition of the zamindari system. (p. 8830) Now apart from our
commitment, a survey of the world today, a survey of Asia today will lead any
intelligent person to see that the basic and the primary problem is the land
problem today in Asia, as in India. And every day of delay adds to the
difficulties and dangers, apart from being an in justice in itself. (pp
8830-8831) ....it is patent that when you are out to remedy inequalities, you
do not remedy inequalities by producing further inequalities. We do not want
anyone to suffer. But, inevitably, in big social changes some people have to
suffer. (p. 8831) How are we to meet this challenge of the times ? How are we
to answer the question: For the last ten or 20 years you have said, we will do
it. Why have you not done it ? It is not good for us to say: We are helpless
before fate and the situation which we are to face at present. Therefore, we
have to think in terms of these big changes, and changes and the like and
therefore we thought of amending article 31. Ultimately we thought it best to
propose additional articles 31A and 31B and in addition to that there is a
Schedule 25 attached of a number of Acts passed by State Legislatures, some of
which have been challenged or might be challenged and we thought it best to
save them from long delays and these difficulties, so that this process of
change which has been initiated by the State should go ahead. (pp. 8831-8832)
The other day I was reading an article about India by a very eminent American
and in that article which contained many correct statements and some incorrect
statements, the author finished up by saying that India has very difficult
problems to face but the most acute of them he said can be put in five words
and those five words were: land, water, babies, cows and capital. I think that
there is a great deal of truth in this concise analysis of the Indian
situation. (pp. 8832- 8833) Now I come to articles 31, 31A and 31B. May I
remind the House or such Members of the House as were also Members of the
Constituent Assembly of the long debates that we had on this issue. Now the
whole object of these articles in the Constitution was to take away and I say
so deliberately to take away the question of zamindari and land reform from the
purview of the courts. That is the whole object of the Constitution and we put
in some proviso etc. in regard to article
31. (p. 9082) What are we to do about it?
What is the Government to do ? If a Government has not even the power to
legislate to bring about gradually that equality, the Government fails to do
what it has been commanded to do by this Constitution. That is why I said that
the amendments I have placed before the House are meant to give effect to this
Constitution. I am not changing the Constitution by an iota; I am merely making
it stronger. I am merely giving effect to the real intentions of the framers of
the Constitution, and to the wording of the Constitution, unless it is
interpreted in a very narrow and legalistic way. Here is a definite intention
in the Constitution. This question of land reform is under article 31(2) and
this clause tries to take it away from the purview of the courts and somehow
article 14 is brought in That kind of thing is not surely the intention of the
framers of the Constitution. Here again I may say that the Bihar High Court
held that view but the Allahabad and Nagpur High Courts held a contrary view.
That is true. There is confusion and doubt. Are we to wait for this confusion
and 26 doubt gradually to resolve itself, while powerful agrarian movements
grow up ? May I remind the House that this question of land reform is most
intimately connected with food production. We talk about food production and
grow-more-food and if there is agrarian trouble and insecurity of land tenure
nobody knows what is to happen. Neither the zamindar nor the tenant can devote
his energies to food production because there is instability. Therefore these
loud arguments and these repeated appeals in courts are dangerous to the State,
from the security point of view, from the food production point of view and
from the individual point of view, whether it is that of the zamindar or the
tenant or any intermediary. (pp 9082-9084) (Emphasis is supplied in the passages
above) These statements were made by the Prime Minister on the floor of the
house after what is correctly described as the most careful deliberation and a
broad-based consultation with diverse interests. They were made in order to
resolve doubts and difficulties and not with the intention of creating
confrontation with any other arm of the Government or with the people. They
stand in a class apart and convey in a language characterized by logic and
directness, how the Constitution was failing of its purpose and how essential
it was, in order to remove glaring disparities, to pour meaning and content
into the framework of the Constitution for the purpose of strengthening its
structure. Looking back over the past thirty years' constitutional history of
our country, we, as lawyers and Judges, must endorse the claim made in the
speeches above that if Article 31A were not enacted, some of the main purposes
of the Constitution would have been delayed and eventually defeated and that by
the 1st Amendment, the constitutional edifice was not impaired but
strengthened.
Conscious as we are that though extraneous
aids to constitutional interpretation are permissible the views of the mover of
a Bill are not conclusive on the question of its objects and purposes, we will
consider for ourselves the question, independently, whether the 1st and the 4th
Amendments damage or destroy the basic structure of the Constitution in any
manner. But before doing that, we desire only to state that these amendments,
especially the 1st were made so closely on the heels of the Constitution that
they ought indeed to be considered as a part and parcel of the Constitution
itself. These Amendments are not born of second thoughts and they do not
reflect a fresh look at the Constitution in order to deprive the people of the
gains of the Constitution. They are, in the truest sense of the phrase, a
contemporary practical exposition of the Constitution.
Article 39 of the Constitution directs by
clauses (b) and (c) that the ownership and control of the material resources of
the community are so distributed as best to sub-serve the common good, that the
operation of the economic system does not result in the concentration of wealth
and means of production to the common detriment. These twin principles of State
policy were a part of the Constitution as originally enacted and it is in order
to effectuate the purpose of these Directive Principles that the 1st and the
4th Amendments were passed. In his address to the Allahabad Session of the
Agri-Economics Conference, Dr. D. R. Gadgil put a home-truth succinctly by
saying:
"Among all resources, the supply of land
is the most limited and the claimants for its possession are extremely
numerous. It is, therefore, obviously unjust to allow the exploitation of any
large surface of land by a single individual unless other over-whelming reasons
make this highly desirable. Further, in the light of the available supplies of
land, labour and capital, it would be undesirable to encourage capital-
intensive method of production. Moreover, whatever the economics of large-scale
management, they should, in the congested state of our countryside, accrue to
collective or co-operative bodies of cultivators rather than an individual
family. Lastly, in the context of the current socio-political climate,
re-distribution of land would rather appear to be imperative." As stated
in the Report of the Committee of the Panel on Land Reforms (Government of
India, Planning Commission, 1959), the policy of imposition of ceiling on
agricultural lands fulfils the following objectives:- "(i) meeting the
wide-spread desire to possess land;
(ii) reducing glaring inequalities in
ownership and use of land;
(iii) reducing inequalities in agricultural
incomes, and (iv) enlarging the sphere of self-employment." The Report of
the Working Group on Land Reforms, 1978 (Ministry of Agriculture and
Irrigation, Department of Agriculture) says that it was widely recognised that
the imposition of ceiling on agricultural holdings and tenancy reforms constituted
the substance of the agrarian reform movement and that, concentration of land
in the hands of a 28 small group inhibits production, encourages concealed or
irregular tenancies and results in unequal accesses to facilities of production
in the rural sector. In any economy with a preponderant agricultural sector,
overall growth of the economy is largely determined by growth in agricultural
production and elimination of constraints on production has to be a major
national priority. Studies in certain developing countries have established
that the productivity of smaller holdings can conceivably be higher than that
of larger holdings, primarily because the intensity of farming operations
varies inversely with the size of the holding.
The Report of the Working Group says in
paragraph 2.1 that whether or not this is true in all situations, the
production system that denies opportunities of gainful employment to large
numbers of workers and leads to pronounced distortions in the distribution of
economic disadvantages, needs imperative over-hauling. In paragraph 2.2, the
Report proceeds to say that in a predominantly agricultural society, there is a
strong linkage between ownership of land and the person's status in the social
system. Those without land suffer not only from an economic disadvantage, but a
concomitant social disadvantage has also to be suffered by them. In the very
nature of things, it is not possible to provide land to all landless persons
but that cannot furnish an alibi for not undertaking at all a programme for the
redistribution of agricultural land.
Agrarian reform therefore requires, inter
alia, the reduction of the larger holdings and distribution of the excess land
according to social and economic considerations.
These then are the objectives of the
Constitution and these the reasons that formed the motive force of the 1st
Amendment. Article 31A (1) could easily have appeared in the original
Constitution itself as an illustration of its basic philosophy. What remained
to be done in the hope that vested interests will not distort the base of the
Constitution, had to be undertaken with a sense of urgency and expediency. It
is that sense and sensitivity which gave birth to the impugned amendment. The
progress in the degeneracy of any nation can be rapid, especially in societies
riven by economic disparities and caste barriers. We embarked upon a
constitutional era holding forth the promise that we will secure to all
citizens justice, social, economic and political, equality of status and of opportunity;
and, last but not the least, dignity of the individual. Between these promises
and the 1st Amendment there is discernible a nexus, direct and immediate.
Indeed, if there is one place in an agriculture-dominated society like ours
where citizens can hope to have equal justice, it is on the strip of land which
they till and love, the land which assures to them and dignity of their person
by providing to them a near decent means of livelihood.
29 The First Amendment has thus made the
constitutional ideal of equal justice a living truth. It is like a mirror that
reflects the ideals of the Constitution; it is not the destroyer of its basic
structure. The provisions introduced by it and the 4th Amendment for the
extinguishment or modification of rights in lands held or let for purposes of
agriculture or for purposes ancillary thereto, strengthen rather than weaken
the basic structure of the Constitution.
The First Amendment is aimed at removing
social and economic disparities in the agricultural sector. It may happen that
while existing inequalities are being removed, new inequalities may arise
marginally and incidentally. Such marginal and incidental inequalities cannot
damage or destroy the basic structure of the Constitution. It is impossible for
any Government, howsoever expertly advised, socially oriented and prudently
managed, to remove every economic disparity without causing some hardship or
injustice to a class of persons who also are entitled to equal treatment under
the law. Thus, the adoption of 'family unit' as the unit of application for the
revised ceilings may cause incidental hardship to minor children and to
unmarried daughters. That cannot, in our opinion, furnish an argument for
assailing the impugned laws on the ground that they violate the guarantee of
equality. It seems to us ironical indeed that the laws providing for
agricultural ceilings should be stigmatised as destroying the guarantee of
equality when their true object and intendment is to remove inequalities in the
matter of agricultural holding.
The Note of the Panel set up by the Planning
Commission in May 1959 on the adoption of 'family unit' as the unit of
application for the revised ceilings and the counter affidavit of Shri J. G.
Karandikar, Deputy Secretary to the Government of Maharashtra show the
relevance and efficacy of the family being treated as the real operative unit
in the movement for agrarian reform. Considering the Indian social milieu, the
Panel came to the conclusion that agricultural ceiling can be most equitably
applied if the base of application is taken as the family unit consisting of
husband, wife and three minor children. In view of this expert data, we are
unable to appreciate how any law passed truly for implementing the objective of
Article 31A(1) (a) can be open to challenge on the ground that it infringes
Articles 14, 19 or 31.
For these reasons, we are of the view that
the Amendment introduced by section 4 of the Constitution (First Amendment)
Act, 1951 does not damage or destroy the basic structure of the Constitution.
That Amendment must, therefore, be upheld on its own merits.
30 This makes it unnecessary to consider
whether Article 31A can be upheld by applying the rule of stare decisis. We
have, however, heard long and studied arguments on that question also, in
deference to which we must consider the alternate submission as to whether the
doctrine of stare decisis can save Article 31A, if it is otherwise violative of
the basic structure of the Constitution. In Shankari Prasad v. Union of India
(supra) the validity of the 1st Amendment which introduced Articles 31A &
31B was assailed on six grounds, the fifth being that Article 13(2) takes in
not only ordinary laws but constitutional amendments also.
This argument was rejected and the 1st Amendment
was upheld.
In Sajjansingh v. State of Rajasthan the
Court refused to reconsider the decision in Shankari Prasad (supra), with the
result that the validity of the 1st Amendment remained unshaken. In Golaknath
it was held by a majority of 6: 5 that the power to amend the Constitution was
not located in Article 368. The inevitable result of this holding should have
been the striking down of all constitutional amendments since, according to the
view of the majority, Parliament had no power to amend the Constitution in
pursuance of Article 368. But the Court resorted to the doctrine of prospective
overruling and held that the constitutional amendments which were already made
would be left undisturbed and that its decision will govern the future amendments
only. As a result, the 1st Amendment by which Articles 31A and 31B were
introduced remained inviolate. It is trite knowledge that Golaknath was
overruled in Kesavananda Bharati (supra) in which it was held unanimously that
the power to amend the Constitution was to be found in Article 368 of the
Constitution. The petitioners produced before us a copy of the Civil Misc.
Petition which was filed in Kesavananda Bharati, (supra) by which the reliefs
originally asked for were modified. It appears thereform that what was
challenged in that case was the 24th, 25th and the 29th Amendments to the
Constitution. The validity of the 1st Amendment was not questioned Khanna J.,
however, held-while dealing with the validity of the unamended Article 31C that
the validity of Article 31A was upheld in shukari Prasad,(supra) that its
validity could not be any longer questioned because of the principle of stare
decisis and that the ground on which the validity of Article 31A was sustained
will be available equally for sustaining the validity of the first part of
Article 31C (page 744).
Thus, the constitutional validity of Article
31A has been recognised in these four decisions, sometimes directly, sometimes
indirectly and sometimes incidentally. We may mention in passing, though it has
31 no relevance on the applicability of the rule of stare decisis, that in none
of the three earlier decisions was the validity of Article 31A tested on the
ground that it damaged or destroyed the basic structure of the Constitution.
That theory was elaborated for the first time in Kesavananda Bharati (supra)
and it was in the majority judgment delivered in that case that the doctrine
found its first acceptance.
Though Article 31A has thus continued to be
recognised as valid ever since it was introduced into the Constitution, we find
it somewhat difficult to apply the doctrine of stare decisis for upholding that
Article.
In Ambika Prasad Mishra v. State of U.P. this
very Bench delivered its judgment on May 9, 1980 rejecting the challenge to the
validity of the 'Uttar Pradesh Imposition of Ceiling on Land Holdings Act,
1960'. But, the question as to whether Article 31A can be upheld by applying
the doctrine of stare decisis was not decided in that case. In fact, the broad
consensus among the members of the Court that the question of vires of Articles
31A, 31B & 31C (unamended) will be decided in the other cases, is reflected
in the following observation specifically made by one of us, Brother Krishna
Iyer, J., who spoke for a unanimous Court:
"In this judgment, we side-step the
bigger issue of the vires of the Constitutional amendments in Articles 31A, 31B
and 31C as they are dealt with in other cases disposed of recently". (p.
721).
Since the question of vires of these three
articles was not dealt with by Brother Krishna Iyer in his judgment on behalf
of the Court, we are, as previously arranged amongst us, dealing with that
question in this judgment. At page 722 of the report (paragraph 5), Brother
Krishna Iyer has reaffirmed this position in these words:
"Thus we get the statutory perspective
of agrarian reform and so, the constitutionality of the Act has to be tested on
the touchstone of Article 31-A which is the relevant protective armour for land
reform laws.
Even here, we must state that while we do
refer to the range of constitutional immunity Article 31A confers on agrarian
reform measures we do not rest our decision on that provision. Independently of
Article 31-A, the impugned legislation can withstand constitutional invasion
and so the further challenge to Article 31-A itself is of no consequence".
32 Krishna Iyer J. has observed in the same
paragraph that "The extreme argument that Article 31-A itself is void as
violative of the basic structure of the Constitution has been negatived by my
learned Brother, Bhagwati J., in a kindred group of cases of Andhra
Pradesh".
the citation of that group of cases being
Thumati Venkaiah v. State of A.P. But, in that judgment too, one of us, Brother
Bhagwati, who spoke for the unanimous Court, did not refer to the vires of
Articles 31A, 31B and 31C. It will thus be clear that neither the one or the
other of us, that is to say neither Brother Bhagwati nor Brother Krishna Iyer,
dealt with the question of vires of Articles 31A, 31B and 31C which we are doing
by this judgment. It has become necessary to make this clarification in view of
an observation by Brother Krishna Iyer in the very same paragraph 5 of the
aforesaid judgment in Ambika Prasad Mishra that the decision in Kesavananda
Bharati (Supra) on the validity of Article 31A, "binds, on the simple
score of stare decisis...." Brother Krishna Iyer clarified the position
once again by a further caveat in the same paragraph to this effect:
".....as stated earlier, we do not base
the conclusion on Article 31A".
The doctrine of stare decisis is the basis of
common law. It originated in England and was used in the colonies as the basis
of their judicial decisions. According to Dias, the genesis of the rule may be
sought in factors peculiar to English legal history, amongst which may be
singled out the absence of a Code. The Normans forbore to impose an alien code
on a half-conquered realm, but sought instead to win as much wide-spread
confidence as possible in their administration of law, by the application of
near uniform rules. The older the decision, the greater its authority and the
more truly was it accepted as stating the correct law.
As the gulf of time widened, says Dias,
Judges became increasingly reluctant to challenge old decisions. The learned
author cites the example of Bracton and Coke who always preferred older
authorities. In fact, Bracton had compiled a Notebook of some two thousand
cases as material for his treatise and employed some five hundred of them.
The principle of stare decisis is also firmly
rooted in American Jurisprudence. It is regarded as a rule of policy which
promotes predictability, certainty, uniformity and stability. The legal system,
it is 33 said, should furnish a clear guide for conduct so that people may plan
their affairs with assurance against surprise. It is important to further fair
and expeditious adjudication by eliminating the need to relitigate every
proposition in every case. When the weight of the volume of the decisions on a
point of general public importance is heavy enough, courts are inclined to
abide by the rule of stare decisis, leaving it to the legislature to change
long- standing precedents if it so thinks it expedient or necessary. In Burnet
v. Coronado Oil & Gas Co., Justice Brandeis stated that 'stare decisis is
usually the wise policy, because in most matters it is more important that the
applicable rule of law be settled than it be settled right'.
While dealing with the subject of stare
decisis, Shri H. M. Seervai in his book on 'Constitutional Law of India, has
pointed out how important it is for judges to conform to a certain measure of
discipline so that decisions of old standing are not overruled for the reason
merely that another view of the matter could also be taken. The learned author
has cited an Australian case in which it was said that though the court has the
power to reconsider its own decisions, that should not be done upon a mere
suggestion that some or all of the members of the later court may arrive at a
different conclusion if the matter were res integra. The learned author then
refers to two cases of our Supreme Court in which the importance of adherence
to precedents was stressed. Jagannadhadas J. said in the Bengal Immunity Case
that the finality of the decisions of the Supreme Court, which is the Court of
last resort, will be greatly weakened and much mischief done if we treat our
own judgments, even though recent, as open to reconsideration.
B. P. Sinha J. said in the same case that if
the Supreme Court were to review its own previous decisions simply on the
ground that another view was possible, the litigant public may be encouraged to
think that it is always worthwhile taking a chance with the highest Court of
the land. In I.T.O. Tuticorin v. T.S.D. Nadar, Hegde J. said in his dissenting
Judgment that the Supreme Court should not overrule its decisions except under
compelling circumstances. It is only when the Court is fully convinced that
public interest of a substantial character would be jeopardised by a previous
34 decision, that the Court should overrule that decision.
Reconsideration of the earlier decisions,
according to the learned Judge, should be confined to questions of great public
importance. Legal problems should not be treated as mere subjects for mental
exercise. An earlier decision may therefore be overruled only if the Court
comes to the conclusion that it is manifestly wrong, not upon a mere suggestion
that if the matter were res integra, the members of the later court may arrive
at a different conclusion.
These decisions and texts are of high
authority and cannot be overlooked. In fact, these decisions are themselves
precedents on the binding nature of precedents.
It is also true to say that for the
application of the rule of stare decisis, it is not necessary that the earlier
decision or decisions of long standing should have considered and either
accepted or rejected the particular argument which is advanced in the case on
hand. Were it so, the previous decisions could more easily be treated as
binding by applying the law of precedent and it will be unnecessary to take
resort to the principle of stare decisis. It is, therefore, sufficient for
invoking the rule of stare decisis that a certain decision was arrived at on a
question which arose or was argued, no matter on what reason the decision rests
or what is the basis of the decision. In other words, for the purpose of
applying the rule of stare decisis, it is unnecessary to enquire or determine
as to what was the rationale of the earlier decision which is said to operate
as stare decisis. Therefore, the reason why Article 31A was upheld in the
earlier decisions, if indeed it was, are not germane for the purpose of
deciding whether this is a fit and proper case in which to apply that rule.
But, there are four principal reasons why we
are not disposed to invoke the rule of stare decisis for deciding upon the
constitutionality of Article 31A. In the first place, Article 31A breathes its
own vitality, drawing its sustenance from the basic tenets of our Constitution.
Its unstated premise is an integral part of the very making of the Constitution
and it holds, as it were, a mirror to the ideals which inspired the framing of
the Constitution.
The second reason why we do not want to
resort to the principle of stare decisis while determining the validity of
Article 31A is that neither in Shankari Prasad (Supra) nor in Sajjan
Singh(Supra), nor in Golak Nath(Supra) and evidently not in Kesavananda
Bharati(Supra) was the question as regards the validity as such of Article 31A
raised or decided. As stated earlier, Shankari Prasad(Supra) involved the
larger question as to whether constitutional amendments fall within 35 the
purview of Article 13(2) of the Constitution. It was held that they did not. In
Sajjan Singh (Supra), the demand for reconsideration of the decision in
Shankari Prasad(Supra) was rejected, that is to say, the Court was not inclined
to consider once again whether constitutional amendments are also comprehended
within the terms of Article 13(2). Golak Nath (Supra) raised the question as to
where the amending power was located and not whether this or that particular
amendment was valid. In none of these decisions was the validity of Article 31A
put in issue. Nor indeed was that question considered and decided in any of
those cases.
A deliberate judicial decision made after
hearing an argument on a question which arises in the case or is put in issue
may constitute a precedent, and the precedent by long recognition may mature
into stare decisis. But these cases cannot be considered as having decided,
reasons apart, that the 1st Amendment which introduced Article 31A into the
Constitution is valid.
Thirdly, the history of the World's
constitutional law shows that the principle of stare decisis is treated as
having a limited application only. Justice William Douglas said in New York v.
United States that it is a wise policy to restrict the principle of stare
decisis to those areas of the law where correction can be had by legislation.
Otherwise, the constitution loses the
flexibility which is necessary if it is to serve the needs of successive
generations. It is for that reason again that Justice Frankfurter said in U.S.
v. International Boxing Club that the doctrine of stare decisis is not 'an
imprisonment of reason'. Older the standing of a decision, greater the
provocation to apply the rule of stare decisis. A possible mischief arising out
of this position was pointed out by Justice Benjamin Cardozo in MacPherson v.
Buick Motor Co. by saying that precedents drawn from the days of travel by
stage-coach do not fit the conditions of travel today. And alive to that
possibility, Justice Brandeis said in State of Washington v. W. C. Dawson &
Co. that stare decisis is merely a wise rule of action and is not a universal,
inexorable command. "The instances in which the court has disregarded its
admonition are many". In fact, the full form of the principle, "stare
decisis et non quieta movere" which means "to stand by decisions and
not to disturb what is settled", was put by Coke in its classic English
version as:
"Those things which have been so often
adjudged ought to rest in peace". Such being the justification of the
rule, it was said in James Monroe v. Frank Pape that the relevant demands of
stare decisis do not preclude consideration of an interpretation which started
as an unexamined assumption. We have already pointed out how the constitutional
validity of Article 31A has to be deemed to have been upheld in Shakari Prasad
(supra) by a process of inferential reasoning, the real question therein being
whether the expression 'law' in Article 13(2) includes law made in the exercise
of constituent power.
The fourth reason is the one cited by Shri
Tarkunde that on principle, rules like stare decisis should not be invoked for
upholding constitutional devices like Articles 31A, 31B and 31C which are
designed to protect not only past laws but future laws also. Supposing Article
31A were invalid on the ground that it violates the Constitution's basic
structure, the fact that its validity has been recognised for a long time
cannot justify its protection being extended to future laws or to laws which
have been recently passed by the legislature. The principle of stare decisis
can apply, if at all, to laws protected by these articles, if those laws have
enjoyed the protection of these articles for a long time, but the principle
cannot apply to the articles themselves. The principle of stare decisis permits
the saving of laws the validity of which has been accepted or recognised over
the years. It does not require or sanction that, in future too, laws may be
passed even though they are invalid or unconstitutional. Future perpetration of
illegality is no part of the doctrine of stare decisis.
Our disinclination to invoke the rule of
stare decisis for saving Article 31A does not really matter because we have
upheld the constitutional validity of that Article independently on its own
merits.
Coming to the validity of Article 31B, that
article also contains a device for saving laws from challenge on the ground of
violation of fundamental rights. Putting it briefly, Article 31B provides that
the Acts and Regulations specified in the Ninth Schedule shall not be deemed to
be void or ever to have become void on the ground that they are inconsistent
with or take away or abridge any of the rights conferred by Part III of the
Constitution. The provisions of the article are expressed to be without
prejudice to the generality of the provisions in Article 31A and the concluding
portion of the article supersedes any judgment, decree or order of any court or
tribunal to the contrary.
This article was introduced into the
Constitution by section 5 of the Constitution (First Amendment) Act 1951,
Article 31A having been introduced by section 4 of the same Amendment.
37 Article 31B has to be read along with the
Ninth Schedule because it is only those Acts and Regulations which are put in
that Schedule that can receive the protection of that article. The Ninth
Schedule was added to the Constitution by section 14 of the 1st Amendment Act,
1951.
The device or mechanism which sections 5 and
14 of the 1st Amendment have adopted is that as and when Acts and Regulations
are put into the Ninth Schedule by Constitutional amendments made from time to
time, they will automatically, by reason of the provisions of Article 31B,
received the protection of that article. Items 1 to 13 of the Ninth Schedule
were put into that Schedule when the 1st Amendment was enacted on June 18,
1951. These items are typical instances of agrarian reform legislations. They
relate mostly to the abolition of various tenures like Maleki, Taluqdari,
Mehwassi, Khoti, Paragana and Kulkarni Watans and of Zamindaris and Jagirs. The
place of pride in the Schedule is occupied by the Bihar Land Reforms Act, 1950,
which is item no. 1 and which led to the enactment of Article 31A and to some
extent of Article 31B. The Bombay Tenancy and Agricultural Lands Act, 1948
appears as item 2 in the Ninth Schedule. Items 14 to 20 were added by the 4th
Amendment Act of 1955, items 21 to 64 by the 17th Amendment Act 1964, items 65
and 66 by the 29th Amendment Act of 1972, items 67 to 86 by the 34th Amendment
Act 1974, items 88 to 124 by the 39th Amendment Act 1975 and items 125 to 188
by the 40th Amendment Act 1976. The Ninth Schedule is gradually becoming
densely populated and it would appear that some planning is imperative. But
that is another matter. We may only remind that Jawaharlal Nehru had assured
the Parliament while speaking on the 1st Amendment that there was no desire to
add to the 13 items which were being incorporated in the Ninth Schedule
simultaneously with the 1st Amendment and that it was intended that the
Schedule should not incorporate laws of any other description than those which
fell within items 1 to 13. Even the small list of 13 items was described by the
Prime Minister as a 'long schedule'.
While dealing with the validity of Article
31A we have expressed the view that it would not be proper to invoke the
doctrine of stare decisis for upholding the validity of that article. Though
the same considerations must govern the question of the validity of Article
31B, we would like to point out that just as there are significant similarities
between Articles 31A and 31B, there is a significant dissimilarity too. Article
31A enables the passing of laws of the description mentioned in clauses (a) to
(e), in violation of the guarantees afforded by Article 14 and 19.
The Parliament is not required, in the
exercise of its constituent power or otherwise, to undertake an examination of
the laws 38 which are to receive the protection of Article 31A. In other words,
when a competent legislature passes a law within the purview of clauses (a) to
(e), it automatically receives the protection of Article 31A, with the result
that the law cannot be challenged on the ground of its violation of Articles 14
and 19. In so far as Article 31B is concerned, it does not define the category
of laws which are to receive its protection, and secondly, going a little
further than Article 31A, it affords protection to Schedule-laws against all
the provisions of Part III of the Constitution. No act can be placed in the
Ninth Schedule except by the Parliament and since the Ninth Schedule is a part
of the Constitution, no additions or alterations can be made therein without
complying with the restrictive provisions governing amendments to the
Constitution. Thus, Article 31B read with the Ninth Schedule provides what is
generally described as, a protective umbrella to all Acts which are included in
the schedule, no matter of what character, kind or category they may be.
Putting it briefly, whereas Article 31A protects laws of a defined category,
Article 31B empowers the Parliament to include in the Ninth Schedule such laws
as it considers fit and proper to include therein. The 39th Amendment which was
passed on August 10, 1975 undertook an incredibly massive programme to include
items 87 to 124 while the 40th Amendment, 1976 added items 125 to 188 to the
Ninth Schedule in one stroke.
The necessity for pointing out this
distinction between Articles 31A and 31B is the difficulty which may apparently
arise in the application of the principle of stare decisis in regard to Article
31B read with the Ninth schedule, since that doctrine has been held by us not
to apply to Article 31A. The fourth reason given by us for not applying the
rule of stare decisis to Article 31A is that any particular law passed under
clauses (a) to (e) can be accepted as good if it has been treated as valid for
a long number of years but the device in the form of the Article cannot be
upheld by the application of that rule. We propose to apply to Article 31B read
with the Ninth Schedule the selfsame test.
We propose to draw a line, treating the
decision in Kesavanda Bharati (supra) as the landmark. Several Acts were put in
the Ninth schedule prior to that decision on the supposition that the power of
the Parliament to amend the Constitution, was wide and untrammeled. The theory
that the parliament cannot exercise its amending power so as to damage or
destroy the basic structure of the Constitution, was propounded and accepted
for the first time in Kesavananda Bharati (supra). This is one reason for
upholding the laws incorporated into the Ninth schedule before April 24, 1973,
on which date the judgment in 39 Kesavananda Bharti (Supra) was rendered. A
large number of properties must have changed hands and several new titles must
have come into existence on the faith and belief that the laws included in the
Ninth schedule were not open to challenge on the ground that they were
violative of Articles 14, 19 and 31. We will not be justified in upsetting
settled claims and titles and in introducing chaos and confusion into the
lawful affairs of a fairly orderly society.
The second reason for drawing a line at a
convenient and relevant point of time is that the first 66 items in the Ninth
Schedule, which were inserted prior to the decision in Kesavananda Bharati,
(Supra) mostly pertain to laws of agrarian reforms. There are a few exceptions
amongst those 66 items, like items 17, 18, 19 which relate to Insurance,
Railways and Industries. But almost all other items would fall within the
purview of Article 31A (1)(a). In fact, items 65 and 66, which were inserted by
the 29th Amendment, are the Kerala Land Reforms (Amendment) Acts of 1969 and
1971 respectively, which were specifically challenged in Kesavananda Bharati
(supra). That challenge was repelled.
Thus, in so far as the validity of Article
31B read with the Ninth schedule is concerned, we hold that all Acts and
Regulations included in the Ninth Schedule prior to April 24, 1973 will receive
the full protection of Article 31B. Those laws and regulations will not be open
to challenge on the ground that they are inconsistent with or take away or
abridge any of the rights conferred by any of the provisions of Part III of the
Constitution. Acts and Regulations, which are or will be included in the Ninth
Schedule on or after April 24, 1973 will not receive the protection of Article
31B for the plain reason that in the face of the judgment in Kesavananda
Bharati (supra) there was no justification for making additions to the Ninth
schedule with a view to conferring a blanket protection on the laws included
therein. The various constitutional amendments, by which additions were made to
the Ninth Schedule on or after April 24, 1973, will be valid only if they do
not damage or destroy the basic structure of the Constitution.
That leaves for consideration the challenge
to the constitutional validity of the unamended Article 31C. As we have stated
at the beginning of this judgment, Article 31C was introduced by the
Constitution (Twenty-fifth Amendment) Act, 1971. Initially, it sought to give
protection to those laws only which gave effect to the policy of the State
towards securing the principles specified in clauses (b) and (c) of Article 39
of the Constitution. No such law could be deemed 40 to be void on the ground
that it is inconsistent with or takes away or abridges the rights conferred by
Articles 14, 19 and 31. The concluding portion of the unamended article which
gave conclusiveness to certain declarations was struck down in Kesavananda
Bharati, (supra) Shri M. N. Phadke, who led the argument on behalf of the
petitioners, built a formidable attack against the vires of Article 31C. But,
with respect to the learned counsel, the effort is fruitless because the
question as regards the validity of Article 31C is no longer res integra. The
opening clause of Article 31C was upheld by the majority in Kesavananda Bharati
(Supra) and we do not quite see how the petitioners can be permitted to go
behind that decision. The learned counsel addressed to us an interesting
argument on the principles governing the theory of precedent, and he argued
that, in the welter of judgments delivered in Kesavananda Bharati, (Supra) it
is impossible to discern a ratio because different learned Judges gave
different reasons in support of the conclusions to which they came. It is
well-known that six learned Judges who were in minority in Kesavananda Bharti
(Supra) upheld the first part of Article 31C, which was a logical and
inevitable consequence of their view that there were no inherent or implied
limitations on the Parliament's power to amend the Constitution. Khanna, J. did
not subscribe to that view but, all the same, he upheld the first part of
Article 31C for different reasons. The question of validity of the Twenty-
fifth Amendment by which the unamended Article 31C was introduced into the
Constitution was specifically raised before the Court and the arguments in that
behalf were specifically considered by all the six minority Judges and by
Khanna, J. It seems to us difficult, in these circumstances, to hold that no
common ratio can be culled out from the decision of the majority of the seven
Judges who upheld the validity of Article 31C. Putting it simply, and there is
no reason why simple matters should be made complicated, the ratio of the
majority judgments in Kesavananda Bharati (Supra) is that the first part of Article
31C is valid.
Apart from this, if we are right in upholding
the validity of Article 31A on its own merits, it must follow logically that
the unamended Article 31C is also valid. The unamended portion of Article 31C
is not like an unchartered ship. It gives protection to a defined and limited
category of laws which are passed for giving effect to the policy of the State
towards securing the principles specified in clause (b) or clause (c) of
Article 39. These clauses of Article 39 contain directive principles which are
vital to the well-being of the country and the welfare of its people.
Whatever we have said in respect of the 41
defined category of laws envisaged by Article 31A must hold good, perhaps with
greater force, in respect of laws passed for the purpose of giving effect to
clauses (b) and (c) of Article 39. It is impossible to conceive that any law
passed for such a purpose can at all violate Article 14 or Article
19. Article 31 is now out of harm's way. In
fact, far from damaging the basic structure of the Constitution, laws passed
truly and bona fide for giving effect to directive principles contained in
clauses (b) and (c) of Article 39 will fortify that structure. We do hope that
the Parliament will utilise to the maximum its potential to pass laws,
genuinely and truly related to the principles contained in clauses (b) and (c)
of Article 39. The challenge made to the validity of the first part of the
unamended Article 31C therefore fails.
A small, though practically important,
clarification seems called for at the end of this discussion of the validity of
Article 31A, 31B and 31C. We have held that laws included in the Ninth Schedule
on or after April 24, 1973, will not receive the protection of Article 31B ipso
facto.
Those laws shall have to be examined
individually for determining whether the constitutional amendments by which
they were put in the Ninth Schedule, damage or destroy the basic structure of
the Constitution in any manner. The clarification which we desire to make is
that such an exercise will become otiose if the laws included in the Ninth
Schedule on or after April 24, 1973 fall within the scope and purview of
Article 31A or the unamended Article 31C. If those laws are saved by these
Articles, it would be unnecessary to determine whether they also receive the
protection of Article 31B read with the Ninth Schedule. The fact that Article
31B confers protection on the schedule laws against "any provisions"
of Part III and the other two Articles confer protection as against Articles 14
and 19 only, will make no real difference to this position since, after the
deletion of Article 31, the two provisions of Part III, which would generally
come into play on the question of validity of the relevant, laws, are Articles
14 and 19.
Apart from these challenges to the various
constitutional amendments, the petitioners have also challenged the validity of
the Constitution (fortieth Amendment) Act, 1976, by which the Amending Acts 21
of 1975, 41 of 1975 and 2 of 1976 were placed in the Ninth Schedule.
It may be recalled that the Principal Act was
amended by these Amending Acts. The normal term of five years of the Lok Sabha
was due to expire on March 18, 1976 but, its life was extended for one year by
the House of the People (Extension of Duration) Act, 1976. Yet another Act was
passed by the Parliament, The House of the People (Extension of Duration)
Amendment Act, 1976, by which the 42 term of the Lok Sabha was further extended
by another year.
The 40th Amendment was passed by the Lok Sabha
on April 2, 1976 during its extended term. Since by the aforesaid two Acts, the
life of the Lok Sabha was extended while both the proclamations of emergency
were in operation, the petitioners challenge the proclamations of the state of
Emergency, dated December 3, 1971 and June 25, 1975 as also the two Acts by
which the term of the Lok Sabha was extended. The 42nd Amendment inserted
clauses 4 and 5 in Article 368 with effect from January 3, 1975. Which was also
during the extended term of the Lok Sabha. That Amendment too is challenged for
that reason. We have struck down that amendment unanimously by our judgment in
Minerva Mills (supra) for the reason that it damages the basic structure of the
Constitution. Thus, we are now left to consider the validity of:
(1) The Promulgation of the state of
Emergency by the proclamations dated December 3, 1971 and June 25, 1975;
(2) The House of the People (Extension of
Duration) Act, 1976;
(3) The House of People (Extension of
Duration) Amendment Act, 1976, and (4) The Constitution (Fortieth Amendment)
Act, 1976.
The validity of all these is inter-connected
and the focus of the challenge is the aforesaid proclamations of Emergency.
The validity of the proclamations of
Emergency is challenged mainly by Shri A. K. Sen, Shri M. N. Phadke, Dr.
N. M. Ghatate and by Shri P. B. Sawant who
appeared in person in Writ Petition No. 63 of 1977. It is contended by the
learned counsel and Shri P. B. Sawant that the Courts have jurisdiction to
enquire whether the power conferred on the President by Article 352 to proclaim
an emergency is properly exercised as also the power to determine whether there
are any circumstances justifying the continuance of the emergency. There may
sometimes be justification for declaring an emergency but if an emergency,
properly declared, is allowed to continue without justification, the party in
power, according to counsel, can perpetuate its rule and cling to power by
extending the life of the Parliament from time to time. The provisions of Article
352 should, therefore, be interpreted in a liberal and progressive manner so
that the democratic ideal of the Constitution will be furthered and not
frustrated. It is urged that the threat to the security of India having
completely disappeared soon after the Pakistani aggression in December 1971,
the continuance of the emergency proclaimed on December 3, 1971, must be held
to be unjustified and illegal.
A list of dates has been furnished to us by
counsel in support of their argument that the emergency declared on December
3,1971, could not legitimately be continued in operation for a period of more
than six years. On December 3,1971 the president issued the proclamation of
emergency in face of the aggression by Pakistan, stating that a grave emergency
existed whereby the security of the country was threatened by external
aggression. Both the Houses of Parliament approved the proclamation on the 4th,
on which date the Defence of India Act, 1971, came into force. The Defence of
India Rules, 1971, framed under section 22 of the Defence of India Act, came
into force on the 5th. On December 16, 1971; the Pakistani forces made an
unconditional surrender in Bangladesh and on the 17th the hostilities between
India and Pakistan came to an end. In February 1972, General Elections were
held to the State Assemblies. On August 28, 1972 the two countries entered into
an agreement for the exchange of prisoners of war, and by April 30, 1974 the
repatriation of the prisoners of war was completed. On August 16, 1974 the
Presidential Election was held in India. On June 25, 1975 came the second
proclamation of emergency; in the wake of which a notification was issued under
Article 359 on June 27 suspending the enforcement of the fundamental rights
under Articles 14, 21 and 22. On February 16, 1976 the House of People
(Extension of Duration) Act was passed. The normal term of the Lok Sabha
expired on March 18, 1976. On April 2, 1976, the Lok Sabha passed the 40th
Amendment Act by which the Maharashtra Land Ceiling Amendment Acts were put in
the Ninth Schedule as Items 157, 159 and 160. On November 24, 1976 the House of
People (Extension of Duration) Amendment Act was passed extending the term of
the Parliament for a further period of one year. The 42nd Amendment Act was passed
on November 12, 1976. The Lok Sabha was dissolved on January 18, 1977 and both
the emergencies were revoked on March 21, 1977.
The question as to whether a proclamation of
emergency issued by the President under Article 352(1) of the Constitution
raises a justiciable issue has been argued in this Court from time to time but,
for some reason or the other, though the question has been discussed briefly
and occasionally, there is no authoritative pronouncement upon it. We do not
propose to enter into that question in this case also partly because, there is
good reason to hope that in future, there will be no occasion to bring before
the Court the kind of grievance 44 which is now made in regard to the
circumstances in which the proclamation of emergency was issued on June 25,
1975.
Section 48 of the Constitution (Forty-second
Amendment) Act, 1976, which came into force on January 3, 1977, has inserted
clauses (2) to (8) in Article 352 which afford adequate insurance against the
misuse of power to issue a proclamation of emergency. By the newly added clause
(3), the President cannot issue a proclamation under clause (1) unless the
decision of the Union Cabinet of Ministers that such a proclamation may be
issued has been communicated to him in writing. Under clause (4), every
proclamation issued under Article 352 has to be laid before each House of
Parliament, and it ceases to operate at the expiration of one month, unless
before the expiration of that period, it has been approved by a resolution of
both the Houses of Parliament. Clause (4) provides that the proclamation so
approved shall, unless revoked, cease to operate on the expiration of a period
of six months from the date of the passing of the second of the resolutions
approving the proclamation.
The question as to whether the issuance of a
proclamation of emergency is justiciable raises issues which are not easy to
answer. In any event, that question can more appropriately and squarely be
dealt with when it arises directly and not incidentally as here. In so far as
the proclamation of December 3, 1971 is concerned, it is not disputed, and
indeed it cannot be disputed, that there was manifest justification for that
course of action. The danger to the security of the country was clear and
present.
Therefore, the attempt of the petitioners has
been to assail the continuance of the state of emergency under that
proclamation. From the various dates and events mentioned and furnished to us,
it may be possible for a layman to conclude that there was no reason to continue
the state of emergency at least after the formality of exchanging the prisoners
of war was completed. But we are doubtful whether, on the material furnished to
us, it is safe to conclude by way of a judicial verdict that the continuance of
the emergency after a certain date became unjustified and unlawful. That
inference is somewhat non-judicious to draw.
Newspapers and public men are entitled to
prepare public opinion on the need to revoke a proclamation of emergency.
They have diverse sources for gathering
information which they may not disclose and they are neither bound by rules of
evidence nor to observe the elementary rule of judicial business that facts on
which a conclusion is to be based have to be established by a preponderance of
probabilities.
But Courts have severe constraints which
deter them from undertaking a task which cannot judicially be performed. It was
suggested that the proclamation of June 25, 1975 was actuated by mala fides.
But there 45 too, evidence placed before us of mala fides is neither clear nor
cogent.
Thus, in the first place, we are not disposed
to decide the question as to whether the issuance of a proclamation of
emergency raises a justiciable issue. Secondly, assuming it does, it is not
possible in the present state of record to answer that issue one way or the
other. And, lastly, whether there was justification for continuing the state of
emergency after the cessation of hostilities with Pakistan is a matter on which
we find ourselves ill-equipped to pronounce.
Coming to the two Acts of 1976 by which the
life of the Lok Sabha was extended, section 2 of the first of these Acts, 30 of
1976, which was passed on February 16, 1976, provided that the period of five
years in relation to the then House of the People shall be extended for a
period of one year "while the Proclamation of Emergency issued on the 3rd
day of December, 1971 and on the 25th day of June, 1975, are both in
operation". The second Act of Extension continues to contain the same
provision. It is contended by the petitioners that the proclamation of December
3, 1971 should have been revoked long before February 16, 1976 and that the
proclamation of June 25, 1975 wholly uncalled for and was mala fide. Since the
precondition on which the life of the Parliament was extended is not satisfied,
the Act, it is contended, is ineffective to extend the life of the Parliament.
We find it difficult to accept this contention.
Both the proclamations of emergency were in
fact in operation on February 16, 1976 when the first Act was passed as also on
November 24, 1976 when the second Act, 109 of 1976, was passed. It is not
possible for us to accept the submission of the petitioners that for the
various reasons assigned by them, the first proclamation must be deemed not be
in existence and that the second proclamation must be held to have been issued
mala fide and therefore non-est.
The evidence produced before us is
insufficient for recording a decision on either of these matters. It must
follow that the two Acts by which the duration of the Lok Sabha was extended
are valid and lawful. The 40th and the 42nd Constitutional Amendments cannot,
therefore, be struck down on the ground that they were passed by a Lok Sabha
which was not lawfully in existence.
These then are our reasons for the order
which we passed on May 9, 1980 to the following effect:
"(1) The Constitution (First Amendment)
Act, 1951 which introduced Article 31A into the Constitution with retrospective
effect, and section 3 of the Constitution (Fourth Amendment) Act, 1955 46 which
substituted a new clause (1), sub-clause (a) to (e), for the original clause
(1) with retrospective effect, do not damage any of the basic or essential
features of the Constitution or its basic structure and are valid and constitutional,
being within the constituent power of the Parliament.
(2) Section 5 of the Constitution (First
Amendment) Act 1951 introduced Article 31B into the Constitution which reads
thus:
"31B x x x x x x In keshvananda Bharati
(1973, Suppl., SCR 1) decided on April 24, 1973 it was held by the majority
that Parliament has no power to amend the Constitution so as to damage or
destroy its basic or essential features or its basic structure. We hold that
all amendments to the Constitution which were made before April 24, 1973 and by
which the 9th Schedule to the Constitution was amended from time to time by the
inclusion of various Acts and Regulations therein, are valid and
constitutional. Amendments to the Constitution made on or after April 24, 1973
by which the 9th Schedule to the Constitution was amended from time to time by
the inclusion of various Acts and Regulations therein, are open to challenge on
the ground that they, or any one or more of them, are beyond the constituent
power of the Parliament since they damage the basic or essential features of
the Constitution or its basic structure. We do not pronounce upon the validity
of such subsequent constitutional amendments except to say that if any Act
Regulation included in the 9th Schedule by a Constitutional amendment made on
or after April 24, 1973 is saved by Article 31A, or by Article 31C as it stood
prior to its amendment by the 42nd Amendment, the challenge to the validity of
the relevant Constitutional Amendment by which that Act or Regulation is put in
the 9th Schedule, on the ground that the Amendment damages or destroys a basic
or essential feature of the Constitutional or its basic structure as reflected
in Articles 14, 19 or 31, will become otiose.
(3) Article 31C of the Constitution, as it stood
prior to its amendment by section 4 of the Constitution (42nd Amendment), Act,
1976, is valid to the extent to which its constitutionality was upheld in
Keshvananda Bharati. Article 31C, as it stood prior to the Constitution (42nd
Amendment) Act does not damage any of the basic or essential features of the
Constitution or its basic structure.
(4) All the Writ Petitions and Review
Petitions relating to the validity of the Maharashtra Agricultural Lands
Ceiling Acts are dismissed with costs. The stay orders granted in these matters
will 47 stand vacated. We quantify the costs at Rs. five thousand which will be
borne equally by the petitioners in Writ Petitions Nos. 656-660 of 1977;
512-533 of 1977; and 505 to 511 of 1977. The costs will be payable to the Union
of India and the State of Maharashtra in equal measure.
(5) Writ Petition No. 63 of 1977 (Baburao
Samant v. Union of India) will be set down for hearing".
This Court made an Order on 9th May, 1980
disposing of the writ petitions challenging the constitutional validity of the
Maharashtra Agricultural Lands (Ceiling on Holdings) Act, 27 of 1961 as amended
from time to time by various subsequent acts. This Order was in the following
terms:
"(1) The Constitution (First Amendment)
Act, 1951 which introduced Article 31A into the Constitution with retrospective
effect, and section 3 of the Constitution (Fourth Amendment) Act, 1955 which
substituted a new clause (1), sub-clause (a) to (e), for the original clause(1)
with retrospective effect, do not damage any of the basic or essential features
of the Constitution or its basic structure and are valid and constitutional,
being within the constituent power of the Parliament.
(2) Section 5 of the Constitution (First
Amendment) Act 1951 introduced Article 31B into the Constitution which reads
thus:
"31B: x x x x x In Keshvananda Bharati
(1973, Suppl., SCR 1) decided on April 24, 1973 it was held by the majority
that Parliament has no power to amend the Constitution so as to damage or
destroy its basic or essential features or its basic structure. We hold that
all amendments to the Constitution which were made before April 24, 1973 and by
which the 9th Schedule to the Constitution was amended from time to time by the
inclusion of various Acts and Regulations therein, are valid and
constitutional. Amendments to the Constitution made on or after April 24, 1973
by which the 9th Schedule to the Constitution was amended from time to time by
the inclusion of various Acts and Regulations therein, are open to challenge on
the ground that they, or any one or more of them, are beyond the constituent
power of the 48 Parliament since they damage the basic or essential features of
the Constitution or its basic structure. We do not pronounce upon the validity
of such subsequent constitutional amendments except to say that if any Act or
Regulation included in the 9th Schedule by a constitutional amendment made on
or after April 24, 1973 is saved by Article 31A, or by Article 31C as it stood
prior to its amendment by the 42nd Amendment, the challenge to the validity of
the relevant Constitutional Amendment by which that Act or Regulation is put in
the 9th Schedule, on the ground that the Amendment damages or destroys a basic
or essential feature of the Constitution or its basic structure as reflected in
Articles 14, 19 or 31, will become otiose.
(3) Article 31C of the Constitution, as it
stood prior to its amendment by section 4 of the Constitution (42nd Amendment)
Act, 1976, is valid to the extent to which its constitutionality was upheld in
Keshvananda Bharati. Article 31C, as it stood prior to the Constitution (42nd
Amendment) Act does not damage any of the basic or essential features of the
Constitution or its basic structure.
(4) All the writ petitions and Review
Petitions relating to the validity of the Maharashtra Agricultural Lands
Ceiling Acts are dismissed with costs. The stay orders granted in these matters
will stand vacated. We quantify the costs at Rs. five thousand which will be
borne equally by the petitioners in Writ Petitions Nos. 656-660 of 1977; 512-
533 of 1977; and 505 to 511 of 1977. The costs will be payable to the Union of
India and the State of Maharashtra in equal measure.
(5) Writ Petition No. 63 of 1977 (Baburao
Sawant v. Union of India) will be set down for hearing". No reasons were
given in support of this Order but it was stated that reasons would be given
later. While delivering my dissenting judgment in Minerva Mills Ltd. v. Union
of India (1980)3 SCC 625 on 31st July 1980, I gave my reasons for subscribing
to this Order. It is therefore not necessary to reiterate those reasons over
again but they may be treated as forming part of this judgment and a copy of my
judgment in Minerva Mills case may be attached as an annexure to this judgment.
I may point out that pages 1 to 6 and pages 17 to 96 of the judgment in Minerva
Mills case set out the reasons for the making of the order dated 9th May 1980
and I re-affirm those reasons.
I have had the advantage of reading the
judgment just delivered by the learned Chief Justice, but I find myself unable
to agree with him that "it is somewhat difficult to apply the doctrine of
stare decisis 49 for upholding "Article 31A and that it would not be
proper to invoke the doctrine of stare decisis for upholding the validity of
that Article." I have given reasons in my judgment for applying the
doctrine of stare decisis for sustaining the constitutional validity of Article
31A, but apart from the reasons given by me in support of my view, I find that
in Ambika Prasad Mishra v. State of U.P.(1) the same Bench which is deciding
the present writ petitions has upheld the constitutional validity of Article
31A by applying the doctrine of stare decisis. Krishna Iyer, J.
speaking on behalf of a unanimous court said
in that case:
"It is significant that even apart from
the many decisions upholding Article 31A, Golak Nath case decided by a Bench of
11 Judges, while holding that the Constitution (First Amendment) Act exceeded
the constituent power still categorically declared that the said amendment and
a few other like amendments would be held good based on the doctrine of
prospective over- ruling. The result, for our purpose, is that even Golak Nath
case has held Article 31A valid. The note struck by later cases reversing Golak
Nath does not militate against the vires of Article 31A. Suffice it to say that
in the Kesavananda Bharati case Article 31A was challenged as beyond the
amendatory power of Parliament and, therefore, invalid. But after listening to
the Marathon erudition from eminent counsel, a 13 Judge Bench of this Court
upheld the vires of Article 31-A in unequivocal terms. That decision binds, on
the simple score of stare decisis and the constitutional ground of Article 141.
Every new discovery or argumentative novelty cannot undo or compel
reconsideration of a binding precedent. In this view, other submissions
sparkling with creative ingenuity and presented with high-pressure advocacy,
cannot persuade us to reopen what was laid down for the guidance of the nation
as a solemn proposition by the epic Fundamental Rights case." (Emphasis
supplied.) These observations show beyond doubt that this very Bench held
Article 31-A to be constitutionally valid "on the simple score of stare
decisis". It is true that Krishna Iyer, J. stated in the beginning of his
judgment in Ambika Prasad Mishra's case:
"In this judgment, we side-step the
bigger issue of the vires of the constitutional amendments in Articles 31-A, 50
31B and 31-C as they are dealt with in other cases disposed of recently."
This statement was made presumably because the learned Judge must have thought
at the time when he prepared his judgment in this case that the judgment in the
present writ petitions would be given before his judgment came to be delivered
and on this assumption, the learned Judge did not consider it necessary to
discuss the entire range of arguments relating to the constitutional validity
of Articles 31-A, 31-B and 31-C. But so far as Article 31A was concerned, the
learned Judge did proceed to hold that Article 31A was constitutionally valid
"on the simple score or stare decisis" and the other four learned
Judges subscribed to this view. It is also true that Krishna Iyer, J. did not
rest his judgment entirely on the protective armour of Article 31A and pointed
out that "independently of Article 31-A, the impugned legislation can
withstand constitutional invasion" and sustained the validity of the
impugned legislation on merits, but even so he did hold that Article 31-A was
constitutionally valid on the principle of stare decisis and observed that
"the comprehensive vocabulary of that purposeful provision obviously
catches within its protective net the present Act, and broadly speaking, the
undisputed effect of that Article is sufficient to immunise the Act against
invalidation to the extent stated therein". I cannot, therefore, despite
the high regard and great respect which I have for the learned Chief Justice,
agree with him that the doctrine of stare decisis cannot be invoked for
upholding the validity of Article 31-A, since that would be in direct
contradiction of what has been held by this very Bench in Ambika Prasad Mishra
v. State of U.P. (supra).
KRISHNA IYER, J. While I agree with the
learned Chief Justice, I must state that certain observations regarding Arts.
31A, 31B and 31C are wider than necessary and I do not go that far despite the
decision in Minerva Mills case. I also wish to add a rider regarding the
broader observations with the application of stare decisis in sustaining Art.
31A. I have expressly upheld Art. 31A by
reliance on stare decisis and cannot practise a volte face without convincing
juristic basis to convert me to a contrary position. I know that Justice Holmes
has said: "Don't be" consistent, "but be simply true". I
also remind myself of the profound reflection of Ralph Waldo Emerson:
51 A foolish consistency is the hobgoblin of
little minds, adored by little statesmen and philosophers and divines. With
consistency a great soul has simply nothing to do. He may as well concern himself
with his shadow on the wall. Speak what you think now in hard words and
tomorrow speak what tomorrow thinks in hard words again, though it contradict everything
you said today.-"Ah, so you shall be sure to be misunderstood." Is it
so bad then to be misunderstood? Pythagoras was misunderstood, and Socrates,
and Jesus, and Luther, and Copernicus, and Galileo, and Newton, and every pure
and wise spirit that ever took flesh. To be great is to be misunderstood.
And yet, I hold to what I have earlier stated
in Ambika Prasad Misra. (1) What the learned Chief Justice has in mind, if,
with respect, I may venture to speak is that in constitutional issues
over-stress on precedents is inept because we cannot be governed by voices from
the grave and it is proper that we are ultimately right rather than be
consistently wrong. Even so, great respect and binding value are the normal
claim of rulings until reversed by larger benches. That is the minimum price we
pay for adoption of the jurisprudence of binding precedents. I leave it at that
because the learned Chief Justice has held the impugned Act good in its own
right. Enough unto the day is the evil thereof.
V.D.K. Petitions dismissed.
Back