V. C. Rangadurai Vs. D. Gopalan &
Ors [1978] INSC 194 (4 October 1978)
KRISHNAIYER, V.R.
KRISHNAIYER, V.R.
DESAI, D.A.
SEN, A.P. (J)
CITATION: 1979 AIR 281 1979 SCR (1)1054 1979
SCC (1) 308
CITATOR INFO :
R 1983 SC 990 (10) R 1985 SC 28 (30)
ACT:
Judicial legislation, meaning of-Punishment
under Sec.
35(3) of the Advocates Act, 1961,applying the
principle of legislation.
Appeal-Appeal under Sec. 38 of the Advocates
Act, 1961, interference of the Supreme Court.
Disciplinary proceedings-Disciplinary
proceedings under the Advocates Act, 1961-Nature and proof of.
Professional ethics of a member of legal
fraternity- Relations between a lawyer and a client explained.
HEADNOTE:
The appellant was found guilty of gross
professional misconduct by the Disciplinary Committee II of the State Bar
Council, Tamil Nadu and was therefore, debarred from practice as an Advocate for
a period of six years. In appeal, the Bar Council of India upheld the said
findings but reduced the period of suspension to one year.
Dismissing the appeal, the Court Per Iyer, J.
(on behalf of Desai, J. and himself) ^
HELD: 1. Punishment has a functional
duality-deterrence and correction. But conventional penalties have their
punitive limitations and flaws, viewed from the reformatory angle. A
therapeutic touch, a correctional twist, and a locus penitentiae, may have
rehabilitative impact if only Courts may experiment unorthodoxly but within the
parameters of the law. [1057 F-G; 1058 E] When the Constitution under Art. 19
enables professional expertise to enjoy a privilege and the Advocates Act
confers a monopoly, the goal is not assured income but commitment to the people
whose hunger, privation and hamstrung human rights need the advocacy of the
profession to change the existing order into a Human Tomorrow. [1058 B-C]
Justice has correctional edge a socially useful function especially when the
delinquent is too old to be pardoned and too young to be disbarred. Therefore,
a curative not cruel punishment has to be designed in the social setting of the
legal profession. Punishment for professional misconduct is no exception to
this 'social justice' test. [1058 A, E] In the present case, therefore, the
deterrent component of the punitive imposition persuades non-interference with
the suspension from practice reduced 'benignly at the appellate level to one
year. From the correctional angle a gesture from the Court may encourage the
appellant to turn a new page. He is 1055 not too old to mend his ways. He has
suffered a litigative ordeal, but more importantly he has a career ahead. To
give him an opportunity to rehabilitate himself by changing his ways, resisting
temptations and atoning for the serious delinquency, by a more zealous devotion
to people's cause like legal aid to the poor may be a step in the correctional
direction.[1058 E-G]
2. Judicial legislation is not legislation
but application of a given legislation to new or unforeseen needs and
situations broadly falling within the statutory provision. In that sense,
interpretation is inescapably a kind of legislation. Legislation is not
legislation stricto sensu but application and is within the Court's province.
So viewed the punishment of suspension under Sec. 35(3) of the Advocates Act
serves two purposes-injury and expiation. The ends of justice will be served
best in this case by directing suspension plus a provision for reduction on an
undertaking to this Court to serve the poor for a year. Both are orders within
this Court's power [1060 F-H]
3. Section 35(3) has a mechanistic texture, a
set of punitive pigeon holes, but words grow in content with time and
circumstance, that phrases are flexible in semantics and the printed text is a
set of vessels into which the Court may pour appropriate judicial meaning. That
statute is sick which is allergic to change in sense which the times demand and
the text does not countermand. That Court is superficial which stops with the
cognitive and declines the creative function of construction. 'Quarrying' more
meaning is permissible out of Sec. 35(3) and the appeal provisions in a
brooding background of social justice sanctified by Art. 38 and of free legal
aid enshrined by Art. 39A of the Constitution.
[1059 A-B] Per Sen (J) In an appeal under
Sec. 38 of the Advocates Act, 1961 the Supreme Court would not, as a general
rule interfere with the concurrent findings of fact by the Disciplinary
Committee, Bar Council of India and the State Bar Council unless the findings
is based on no evidence or it proceeds on mere conjecture and unwarranted
inferences. [1066 G-H] When 'a lawyer has been tried by his peers' the Supreme
Court cannot interfere in an appeal with the finding in such a domestic enquiry
merely because on a re-appraisal of the evidence a different view is possible.
In the facts and circumstances of the case, no other conclusion is possible
than the conclusion reached. There is, therefore no ground for interference
with the finding of the Disciplinary Committee of the Bar Council of India.
[1067 C-D]
2. Disciplinary proceedings before the State
Bar Council are sui generis, are neither civil nor criminal in character and
are not subject to the ordinary criminal procedural safeguards. The purpose of
disciplinary proceedings is not punitive but to inquire, for the protection of
the public, the Courts and the legal profession into fitness of the subject to
continue in the capacity of an advocate. Findings in disciplinary proceedings
must be sustained by a higher degree of proof than that required in civil
suits, yet falling short of the proof required to sustain a conviction in a
criminal prosecution. There should be convincing preponderance of evidence.
That test is clearly fulfilled in the instant case.
[1067-A-B]
3. It is not in accordance with professional
etiquette for one advocate to hand over his brief to another to take his place
at a hearing (either for the whole or 1056 part of the hearing), and conduct
the case as if the latter had himself been briefed, unless the client consents
to this course being taken. Counsel's paramount duty is to the client;
accordingly where he forms an opinion that a conflict of interest exists, his
duty is to advise the client that he should engage some other lawyer. It is unprofessional
to represent conflicting interests, except by express consent given by all
concerned after a full disclosure of the facts.
[1067 D-E] In the instant case, if there was
any conflict of interest and duty the appellant should have declined to accept
the brief. What is reprehensible is that he not only accepted the brief,
pocketed the money meant for court fees, and never filed the suits but in a
frantic effort to save himself, he threw the entire blame on his junior. [1068
B-C] Nothing should be done by any member of the legal fraternity which might
tend to lessen in any degree the confidence of the public in the fidelity,
honesty and integrity of the profession. The relation between a lawyer and his
client is highly fiduciary in its nature and of a very delicate, exacting, and
confidential character requiring a high degree of fidelity and good faith. It
is purely a personal relationship, involving the highest personal trust and
confidence which cannot be delegated without consent. A lawyer when entrusted
with a brief, is expected to follow the norms of professional ethics and try to
protect the interests of his clients, in relation to whom he occupies a
position of trust. The appellant completely betrayed the trust reposed in him
by the complainants in this case.
[1067 F, G-H; 1068 A]
4. The punishment awarded by the Disciplinary
Committee of the Bar Council of India does not warrant any further
interference. In a case like this, the punishment has to be deterrent. Any
appeal for mercy is wholly misplaced. It is a breach of integrity and a lack of
probity for a lawyer to wrongfully with hold the money of his client and there
was in this case complete lack of candour on the part of the appellant. [1068
D, F] (per contra) (a) Where it is shown that the advocate acted in bad faith
towards his client in detaining or misappropriating funds of the client, or
that the wrong was committed or aided by means of false representations, fraud
or deceit, the fact that the advocate makes restitution to or settlement with
the client will not prevent disbarment especially where restitution was not
made until after the commencement of the disciplinary proceedings. It is only
an ameliorating circumstance but does not mitigate the offence involved in the
misappropriation particularly when the repayment is made under pressure. [1068
H, 1069 A] (b) When there is disbarment or suspension from practice, the lawyer
must prove, if he can, after the expiration of a reasonable length of time,
that he appreciates the significance of his dereliction, that he possesses the
good character necessary to guarantee uprightness and honour in his
professional dealings, and therefore is worthy to be restored. The burden is on
the applicant to establish that he is entitled to resume the privilege of
practising law without restrictions. There is nothing of the kind in the
present case. Even if the Supreme Court has the power to make such a direction,
in terms of S.
38, the Court has a duty to act with justice
to the profession and the public as well as the appellant seeking
reinstatement, and without regard to mere feelings of sympathy for the
applicant. Feelings of sympathy or a feeling that the lawyer has been
sufficiently punished are not grounds for reinstatement. [1068 B-D] 1057 (c) A
direction requiring the advocate to undertake free legal aid during the period
of his suspension would be a contradiction in terms. Under s. 35(4), when an
advocate is suspended from practice under cl. (c) of sub-s. (3) thereof, he
shall, during the period of suspension be debarred from practising in any court
or before any authority or person in India. If the making of such a direction
implies the termination of the order of suspension, on the fulfillment of the
conditions laid down, no restriction on the right of the advocate to appear
before any Court or authority, which privilege he enjoys under s. 30 of the
Act, can be imposed.[1069 D-F] The Court directed:
(i) the appellant to pay a sum of Rs. 2,500/-
to the victim of the misconduct and produce a receipt (ii) give an undertaking
as directed viz., accepting the suspension from practice upto 14th August 1979
and willingness to undertake work under any legal aid body in Tamil Nadu and
convince the Chairman of that Board to accept his services in any specific place
where currently there is an on going project, produce a certificate in this
behalf from the Board and (iii) agree to do only free legal and for one year as
reasonably directed by the Board (and shall not during that period accept any
private engagement) so that the period of suspension shall stand terminated
with effect from January 26, 1979.
[1061 A-D]
CIVIL APPELLATE JURISDICTION: Civil Appeal
No. 839 of 1978.
From the Judgment and Order dated 11-3-1978
of the Disciplinary Committee of the Bar Council of India, New Delhi D.C.
Appeal No. 14/75.
G. L. Sanghi and A. T. M. Sampath for the
Appellant.
Nemo for the Respondent.
The following Judgments were delivered
KRISHNA IYER, J.-We agree wholly with our learned brother Sen, J., that the
appellant is guilty of gross professional misconduct and deserves condign
punishment. But conventional penalties have their punitive limitations and
flaws, viewed from the reformatory angle. A therapeutic touch, a correctional
twist, and a locus penitentiae, may have rehabilitative, impact, if only we may
experiment unorthodoxly but within the parameters of the law. Oriented on this
approach and adopting the finding of guilt, we proceed to consider the penalty,
assuming the need for innovation and departing from wooden traditionalism.
A middle-aged man, advocate by profession,
has grossly mis-conducted himself and deceived a common client. Going by
precedent, the suspension from practice for one year was none too harsh. Sharp
practice by members of noble professions deserves even disbarment. The wages of
sin is death.
1058 Even so, justice has a correctional
edge, a socially useful function, especially when the delinquent is too old to
be pardoned and too young to be disbarred. Therefore, a curative, not cruel
punishment has to be designed in the social setting of the legal profession.
Law is a noble profession, true; but it is
also an elitist profession. Its ethics, in practice, (not in theory, though)
leave much to be desired, if viewed as a profession for the people. When the
constitution under Article 19 enables professional expertise to enjoy a
privilege and the Advocates Act confers a monopoly, the goal is not assured
income but commitment to the people whose hunger, privation and hamstrung human
rights need the advocacy of the profession to change the existing order into a
Human Tomorrow. This desideratum gives the clue to the direction of the penance
of a devient geared to correction. Serve the people free and expiate your sin,
is the hint.
Law's nobility as a profession lasts only so
long as the member maintain their commitment to integrity and service to the
community. Indeed, the monopoly conferred on the legal profession by Parliament
is coupled with a responsibility-a responsibility towards the people,
especially the poor. Viewed from this angle, every delinquent who deceives his
common client deserves to be frowned upon. This approach makes it a reproach to
reduce the punishment, as pleaded by learned counsel for the appellant.
But, as we have explained at the start, every
punishment, however, has a functional duality-deterrence and correction.
Punishment for professional misconduct is no exception to this 'social justice'
test. In the present case, therefore, from the punitive angle, the deterrent
component persuades us not to interfere with the suspension from practice
reduced 'benignly' at the appellate level to one year. From the correctional
angle, a gesture from the Court may encourage the appellant to turn a new page.
He is not too old to mend his ways. He has suffered a litigative ordeal, but
more importantly he has a career ahead. To give him an opportunity to
rehabilitate himself by changing his ways, resisting temptations and atoning
for the serious delinquency, by a more zealous devotion to people's causes like
legal aid to the poor, may be a step in the correctional direction.
Can these goals be accommodated within the
scheme of the statute? Benignancy beyond the bounds of law are not for judges
to try.
1059 Speaking frankly, Sec. 35(3) has a
mechanistic texture, a set of punitive pigeon holes, but we may note that words
grow in content with time and circumstance, that phrases are flexible in
semantics, that the printed text is a set of vessels into which the court may
pour appropriate judicial meaning. That statute is sick which is allergic to
change in sense which the times demand and the text does not countermand. That
court is superficial which stops with the cognitive and declines the creative
function of construction. So, we take the view that 'quarrying' more meaning is
permissible out of Sec. 35(3) and the appeal provisions, in the brooding
background of social justice, sanctified by Art. 38, and of free legal aid
enshrined by Art. 39A of the Constitution.
"A statute rarely stands alone. Back of
Minerva was the brain of Jove, and behind Venus was the spume of the
ocean." (The Interpretation and Application of Statutes-Read Dickerson p.
103) Back to the Act. Sec. 35(3) reads:
"The disciplinary committee of a State
Bar Council after giving the advocate concerned and the Advocate General an
opportunity of being heard, may make any of the following orders, namely:- (a)
dismiss the complaint or, where the proceedings were initiated at the instance
of the State Bar Council, direct that the proceedings be filed;
(b) reprimand the advocate;
(c) suspend the advocate from practice for
such period as it may deem fit;
(d) remove the name of the advocate from the
State roll of advocates.
Sec. 37 provides an appeal to the Bar Council
of India.
It runs:
37(1) Any person aggrieved by an order of the
disciplinary committee of a State Bar Council made (under section 35) (or the
Advocate General of the State) may, within sixty days of the date of the
communication of the order to him, prefer an appeal to the Bar Council of
India.
1060 (2) Every such appeal shall be heard by
the disciplinary committee of the Bar Council of India which may pass such
order (including an order varying the punishment awarded by the disciplinary
committee of the State Bar Council) thereon as it deems fit.
Section 38 provides a further, final appeal
to the Supreme Court in these terms:
"Any person aggrieved by an order made
by the disciplinary committee of the Bar Council of India under section 36 or
Section 37 (or the Attorney General of India or the Advocate General of the
State concerned, as the case may be) may, within sixty days of the date on
which the order is communicated to him, prefer an appeal to the Supreme Court
and the Supreme Court may pass such order (including an order varying the
punishment awarded by the disciplinary committee of the Bar Council of India)
thereon as it deems fit." Section 35(3) (c) enables suspensions of the
advocate- whether conditionally or absolutely, it is left unclear.
Section 37 (2) empowers the Bar Council of
India widely to 'pass such order as it deems fit.' And the Supreme Court, under
Sec. 38 enjoys ample and flexible powers to 'pass such order.. as it deems
fit'.
Wide as the power may be, the order must be
germane to the Act and its purposes, and latitude cannot transcend those
limits. Judicial 'Legisputation' to borrow a telling phrase of J. Cohen, is not
legislation but application of a given legislation to new or unforeseen needs
and situations broadly falling within the statutory provision. In that sense,
'interpretation is inescapably a kind of legislation'. This is not legislation
stricto sensu but application, and is within the court's province.
We have therefore sought to adapt the
punishment of suspension to serve two purposes-injury and expiation. We think
the ends of justice will be served best in this case by directing suspension
plus a provision for reduction on an undertaking to this court to serve the poor
for a year. Both are orders within this court's power.
1061 Tamil Nadu has a well-run free legal aid
programme with which the Governor and Chief Justice of the State are
associated. The State Legal Aid Board, working actively with two retired Judges
of the High Court at the head, may use the services of the appellant keeping a
close watch on his work and relations with poor clients, if he applies to the
Legal Aid Board for giving him such an opportunity, after getting this court's
order as provided below. Independently of that, as a token of our inclination
to allow the appellant to become people-minded in his profession, we reduce the
suspension from practice up to the 14th of August 1979. With the next
Independence Day we hope the appellant will inaugurate a better career and
slough off old bad habits. If the appellant gives an undertaking that he will
work under any official legal aid body in Tamil Nadu and convinces the Chairman
of the State Legal Aid Board, Tamil Nadu, to accept his services in any specific
place where currently there is an on-going project, produces a certificate in
this behalf from the Board, and gives an undertaking to this Court that he will
do only free legal aid for one year as reasonably directed by the Board (and
shall not, during that period, accept any private engagement), his period of
suspension shall stand terminated with effect from January 26, 1979. As a
condition precedent to his moving this court he must pay (and produce a
receipt) Rs. 2,500/- to the victim of the misconduct. Atonement cannot be by
mere paper pledges but by actual service to the people and reparation for the
victim. That is why we make this departure in the punitive part of our order.
Innovation within the frame-work of the law
is of the essence of the evolutionary process of juridical development. From
that angle, we think it proper to make a correctional experiment as a
super-addition to punitive infliction. Therefore, we make it clear that our
action is less a precedent than a portent.
With the modification made above, we dismiss
the appeal.
SEN, J.-This appeal under section 38 of the Advocates
Act, 1961 by V. C. Rangadurai is directed against an order of the Disciplinary
Committee of the Bar Council of India dated March 11, 1978 upholding the order
of the Disciplinary Committee-II of the State Bar Council, Madras dated May 4,
1975 holding him guilty of professional misconduct but reducing the period of
suspension from practice to one year from six years.
There can be no doubt that the appellant had
duped the complainants, T. Deivasenapathy, an old deaf managed 70 years and his
aged wife Smt. D. Kamalammal by not filing the suits on two 1062 promissory
notes for Rs. 15,000/- and Rs. 5,000/- both dated August 26, 1969 executed by
their land-lady Smt. Parvathi Ammal, who had borrowed Rs. 20,000/- from them,
by deposit of title deeds.
Admittedly, though the plaint for recovery of
the amount due on the promissory note for Rs. 15,000/- with interest thereon
bearing court fee of Rs. 1,519.25 was returned for presentation to the proper
court, it was never re-presented. It is also not denied that though the
appellant had drafted the plaint for recovery of Rs. 5,000/- with interest no
such suit was ever filed. In spite of this, the appellant made false
representations to the complainants Deivasenapathy (P.W. 1), his wife Smt.
Kamalammal (P.W. 3) and the power of attorney agent of the complainants, D. Gopalan
(P.W. 2) that the suits had been filed and were pending, gave them the various
dates fixed in these two suits, and later on falsely told them that the court
had passed decrees on the basis of the two promissory notes. On the faith of
such representation the complainants served a lawyer's notice dated December
25, 1973 (Ext. P-3) on the debtor Smt. Maragathammal, to the effect:
"That you are aware of my clients'
filing two suits against you for recovery of Rs. 15,000/- and Rs.
5,000/- with due interest and cost thereon
and it is not to state that both the suits were decreed as prayed for by my
clients in the court proceedings.
My clients further say that in spite of the
fact that the suits had been decreed long ago you have not chosen to pay the
amount due under the decrees in question and on the other hand trying to sell
the property by falsely representing that the original documents have been lost
to the prospective buyers. My clients further state that you are aware of the
fact that my clients are in possession of the original documents relating to
the property bearing door No. 41 Shaik Daood Street, Royapeeth, Madras-14, but
deliberately made false representation as aforesaid with the mala fide
intention to defeat and defraud my clients' amounts due under the decree.
My clients emphatically state that you cannot
sell the property in question without disclosing the amounts due to
them.....".
1063 It would thus appear that acting on the
representations made by the appellant, the complainants called upon the debtor
Smt. Maragathammal to pay the amount due under the decrees failing which they
had instructed their lawyer to bring the property to sale. Actually no such
suits had in fact been filed nor any decrees passed.
It is argued that the finding as to
professional misconduct on the part of the appellant reached by the
Disciplinary Committee of the Bar Council of India is not based on any legal
evidence but proceeds on mere conjectures. It is pointed out that the ultimate
conclusion of the Disciplinary Committee cannot be reconciled with its earlier
observation that it was not prepared to attach any credence to the conflicting
assertion of Deivasenapathy that he had at first handed over Rs. 855/- on
December 2, 1970 for filing the suit on the promissory note for Rs. 5,000/- and
then paid Rs. 2,555/- sometime in July 1972 for filing the suit on the
promissory note for Rs. 15,000/- which is in conflict with the allegation in
the lawyer's notice dated February 21, 1974 (Ext. R-1) that a sum of Rs.
3,410/- was paid on July 17, 1972 to wards court fees and expenses for the
filing of the two suits, or that the various dates marked in the copies of the
two plaints, Ext. P-1 and Ext. P-2, were indeed given by him. It is urged that
the Disciplinary Committee was largely influenced by the fact that the
appellant gave the receipt, Ext. R-7 to K.S. Lakshmi Kumaran, which was found
to be forged. In view of the discrepancies in the testimony of Deivasenapathy,
P.W. 1, Smt. Kamalammal, P.W. 3 and their agent, D. Gopalan, P.W. 2, it was
evident that the Disciplinary Committee mainly based the charge of misconduct
on mere suspicion. Lastly, it is said that the complaint was a false one and
was an attempt to pressurize the appellant to persuade his client Smt.
Maragathammal to sell the house to the complainants. We are afraid, the
contentions cannot be accepted.
In denial of the charge the appellant pleaded
that though he had drafted the plaint in the suit to be filed on the basis of
the promissory note for Rs. 5,000/-, he felt that as the debtor Smt.
Maragathammal had consulted him in another matter, it would be better that the
complainants engaged some other counsel and he advised them accordingly.
He suggested the names of two or three
lawyers out of whom, the complainants engaged K. S. Lakshmi Kumaran. He denied
that the two promissory notes were handed over to him or that he had received
any amount by way of court fees or towards his fees. According to him,
K.S.Lakshmi Kumaran was, therefore. instructed to file the suits.
K. S. Lakshmi Kumaran, on the other hand,
pleaded that he knew nothing about the suits but had in fact signed the Vakalat
as a Junior 1064 counsel, as a matter of courtesy at the behest of the
appellant. He pleaded that he had never met the complainants nor had he been
instructed by them to file the suits. He further pleaded that when the
complainants served him with their lawyer's notice dated February 11, 1974,
Ext. R-11, he went and saw the appellant who told him that he had returned the
plaint, which was returned by the court, together with all the documents to the
complainant Deivasenapathy as per receipt, Ext. R-7. On February 21, 1974 the
complainants served another lawyer's notice on both the appellant and K. S.
Lakshmi Kumaran. The appellant and K. S. Lakshmi Kumaran sent their replies to
this notice. The appellant's reply, Ext. R-2, was practically his defence in
the present proceedings. K. S. Lakshmi Kumaran in his reply, Ext. R-5, refers
to the lawyer's notice, Ext. R-11, sent by the complainants earlier and states
that when he took the notice to the appellant, he told him that the papers were
taken back from him by the complainant Dievasenapathy who had passed on to him
a receipt.
The Disciplinary Committee, in its carefully
written order, has marshalled the entire evidence in the light of the
probabilities and accepted the version of K. S. Lakshmi Kumaran to be true. It
observes:
"Earlier we referred to the conflict
between the two advocates. We cannot help observing that we feel there is want
of candour and frankness on the part of RD. On a careful consideration of the
evidence we see no reason to reject the evidence of L that he merely signed the
Vakalat and plaint and when the plaint was returned he took the return and
passed on the papers to RD." It then concludes stating:
"On an overall view of the evidence we
hold that L was not directly engaged by the parties and that when the plaint
with its annexures was returned, L passed it on to RD. We also accept L's
evidence that when on receipt of the notice Ext. R-11 he met RD he was informed
that the case papers were taken back by P.W. 1 and that some time afterwards RD
gave him the receipt Ext. R-7..............
It must be, that when the complainants turned
against RD suspecting his bona fide he denied having had anything to do in the
matter and threw up his junior colleague in the profession stating that he
passed the clients no to L and had nothing more to do with the case. As the
clients had no direct contact with L his statement that he handed over the 1065
plaint on its return to RD looks probable and likely.
We accept it. When a notice was issued to him
in the matter he went to RD and RD gave him the receipt Ext.
R-7. The receipt purports to be signed by
Deivasenapathy and accepted it for what it was worth." In that view, both
advocates were found guilty of professional misconduct, but differing in
character and different in content. In dealing with the question, it observes:
"As regards RD, the litigants entrusted
the briefs to him whatever their motive. The record does not establish that
before entrusting the case to L the complainants were introduced by RD to L and
L was accepted by them as counsel in charge of the case." It condemned
both the advocates for their dereliction of duty, but only reprimanded K. S.
Lakshmi Kumaran, the junior advocate, because he never knew the complainants
and had signed the vakalat at the bidding of the appellant, but took a serious
view of the misconduct of the appellant, and castigated his whole conduct in no
uncertain terms, by observing:
"Finding himself in difficulties RD
miserably failed in his duty to his fellow advocate very much junior to him in
the profession and who trusted him. The conduct of a lawyer to his brothers in
the profession must be characterised by candour and frankness. He must keep
faith with fellow members of the bar. While quite properly RD did not accept
the engagement himself we are of the view that he has been party to the
institution of a suit tended merely to harass the defendants in the suit, with
a view to secure some benefit for the other party-manifestly
unprofessional." It went on to observe:
"The only casualty is RD's professional
ethics in what he might have thought was a gainful yet good samaritan move.
When the move failed and there was no likelihood of his success, the
complainants turned against him securing for their help their power of
attorney. Then fear psychosis appears to have set in, leading RD to totally
deny his involvement in the plaint that was filed and let down the junior whose
assistance he sought. We see no other probability 1066 out of the tangled web
of exaggerations, downright denials, falsehood and fabrications mingled with
some truth." May be, the complainants were not actuated from a purely
altruistic motive in lodging the complaint but that does not exonerate the
appellant of his conduct. The suggestion that the complaint was false one and
constituted an attempt at blackmail is not worthy of acceptance. The property
was actually sold to M. M. Hanifa for Rs. 36,000 by registered sale deed dated
August 1, 1974, while the complaint was filed in April 1974. We do not see how
the initiation of the proceedings would have pressurised the appellant to
compel his client Smt. Maragathammal to part with the property for Rs. 20,000/-
the price offered by the complainants. It is no doubt true that at one stage
they were negotiating for the purchase of the house of which they were the
tenants but the price offered by them was too low.
The Disciplinary Committee of the Bar Council
of India summoned the purchaser and he stated that from December 1973, he had
been trying to purchase the property. It is also true that in response to the
notice dated August 1, 1974 served by the purchaser asking the complainants to
attorn to him, they in their reply dated August 8, 1974 expressed surprise that
he should have purchased the property for Rs. 36,000/- when in fact it was not
worth more than Rs. 26,000/- It matters little whether the amount of Rs.
3,410/- was paid to the appellant in a lump sum or in two installments.
Deivasenapathy, P.W. 1 faltered when
confronted with the notice Ext. R-1 and the Disciplinary Committee of the Bar
Council of India has adversely commented on this by saying that he is not 'an
illiterate rustic' but is an M.I.S.E., a retired Civil Engineer. This by itself
does not disapprove the payment of the amount in question. It may be the
general power of attorney, D. Gopalan, P.W. 2, made a mistake in instructing the
counsel in giving the notice. As regards the various dates appearing on the
copies of the two plaints, Exts. P-1 and P-2, the complainants could not have
got these dates by themselves unless they were given by the appellant.
In an appeal under section 38 of the Act,
this Court would not, as a general rule, interfere with the concurrent finding
of fact by the Disciplinary Committee of the Bar Council of India and of the
State Bar Council unless the finding is based on no evidence or it proceeds on
mere conjecture and unwarranted inferences. This is not the case here.
Under the scheme of the Act, the disciplinary
jurisdiction vests with the State Bar Council and the Bar Council of India.
Disciplinary 1067 proceedings before the State Bar Council are sui ceneris, are
neither civil nor criminal in character, and are not subject to the ordinary
criminal procedural safeguards. The purpose of disciplinary proceedings is not
punitive but to inquire, for the protection of the public, the courts and the
legal profession, into fitness of the subject to continue in the capacity of an
advocate. Findings in disciplinary proceedings must be sustained by a higher
degree of proof than that required in civil suits, yet falling short of the
proof required to sustain a conviction in a criminal prosecution. There should
be convincing preponderance of evidence. That test is clearly fulfilled in the
instant case.
When 'a lawyer has been tried by his peers',
in the words of our brother Desai J., there is no reason for this Court to
interfere in appeal with the finding in such a domestic enquiry merely because
on a reappraisal of the evidence a different view is possible. In the facts and
circumstances of the case, we are satisfied that no other conclusion is
possible than the one reached. There is, therefore, no ground for interference
with the finding of the Disciplinary Committee of the Bar Council of India.
It is not in accordance with professional
etiquette for one advocate to hand over his brief to another to take his place
at a hearing (either for the whole or part of the hearing), and conduct the
case as if the latter had himself been briefed, unless the client consents to
this course being taken. Council's paramount duty is to the client;
accordingly where he forms an opinion that a
conflict of interest exists, his duty is to advise the client that he should
engage some other lawyer. It is unprofessional to represent conflicting
interests, except by express consent given by all concerned after a full
disclosure of the facts.
Nothing should be done by any member of the
legal fraternity which might tend to lessen in any degree the confidence of the
public in the fidelity, honesty and integrity of the profession. Lord Brougham,
then aged eighty-six, said in a speech, in 1864, that the first great quality
of an advocate was 'to reckon everything subordinate to the interests of his
client'. What he said in 1864 about 'the paramountcy of the client's interest'.
is equally true today. The relation between a lawyer and his client is highly
fiduciary in its nature and of a very delicate, exacting, and confidential
character requiring a high degree of fidelity and good faith. It is purely a
personal relationship, involving the highest personal trust and confidence
which cannot be delegated without consent. A lawyer when entrusted with a
brief, is expected to follow the norms of professional ethics and try to
protect the interests of his clients, in relation to whom he occupies a
position of trust. The 1068 appellant completely betrayed the trust reposed in
him by the complainants.
It is needless to stress that in a case like
this the punishment has to be deterrent. There was in this case complete lack
of candour on the part of the appellant, in that he in a frantic effort to save
himself, threw the entire blame on his junior, K. S. Lakshmi Kumaran. The
evidence on record clearly shows that it was the appellant who had been engaged
by the complainants to file suits on the two promissory notes for recovery of a
large sum of Rs.
20,000/- with interest due thereon. There was
also complete lack of probity on the part of the appellant because it appears
that he knew the debtor, Smt. Maragathammal for 7/8 years and had, indeed, been
appearing for her in succession certificate proceedings. If there was any
conflict of interest and duty, he should have declined to accept the brief.
What is reprehensible is that he not only accepted the brief, pocketed the
money meant for court fees, and never filed the suits.
The appeal for mercy appears to be wholly
misplaced. It is a breach of integrity and a lack of probity for a lawyer to
wrongfully withhold the money of his client. In a case of such grave
professional misconduct, the State Bar Council observes that the appellant
deserved the punishment of disbarment, but looking to his young age, only
suspended him from practice for a period of six years. The Disciplinary
Committee of the Bar Council of India has already taken a lenient view and
reduced the period of suspension from six years to one year, as in its view the
complainants did not suffer by the suits not being proceeded with because even
if they had obtained decrees for money, they would still have been required to
file a regular mortgage suit for the sale of the property charged.
In the facts and circumstances of the case, I
am of the view that the punishment awarded by the Disciplinary Committee of the
Bar Council of India does not warrant any further interference.
I have had the advantage of reading the
judgment of my learned brother Krishna Iyer for the restitution to the
appellant of his right to practice upon fulfillment of certain conditions. I
have my own reservations in the matter, that is, whether any such direction
should at all be made in the present case.
Where it is shown that the advocate acted in
bad faith towards his client in detaining or misappropriating funds of the
client, or that the wrong was committed or aided by means of false
representations, fraud or deceit, as here, the fact that the advocate makes
restitution to 1069 or settlement with the client will not prevent disbarment,
especially where restitution was not made until after the commencement of the
disciplinary proceedings. It is only an ameliorating circumstance but does not
mitigate the offence involved in the misappropriation, particularly when the
repayment is made under pressure.
When there is disbarment or suspension from
practice, the lawyer must prove, if he can, after the expiration of a
reasonable length of time, that he appreciates the significance of his dereliction,
that he has lived a consistent life of probity and integrity, and that he
possesses the good character necessary to guarantee uprightness and honour in
his professional dealings, and therefore is worthy to be restored. The burden
is on the applicant to establish that he is entitled to resume the privilege of
practising law without restrictions. There is nothing of the kind in the
present case.
Further, even if this Court has the power to
make such a direction. in terms of s. 38, the Court has a duty to act with
justice to the profession and the public as well as the appellant seeking
reinstatement, and without regard to mere feelings of sympathy for the
applicant. Feelings of sympathy or a feeling that the lawyer has been
sufficiently punished are not grounds for reinstatement.
I also doubt whether a direction can be made
requiring the advocate to undertake free legal aid during the period of his
suspension. This would be a contradiction in terms.
Under s. 35(4), when an advocate is suspended
from practice under cl.(c) of sub-s. (3) thereof, he shall, during the period
of suspension, be debarred from practising in any court or before any authority
or person in India. If the making on such a direction implies the termination
of the order of suspension, on the fulfillment of the conditions laid down, I
am of the considered view that no restriction on the right of the advocate to
appear before any court or authority, which privilege he enjoys under s. 30 of
the Act, can be imposed.
The taking, of too lenient a view in the
facts and circumstances of the case, I feel, would not be conducive to the
disciplinary control of the State Bar Councils. I would, for these reasons,
dismiss the appeal and maintain the punishment imposed on the appellant.
In conclusion, I do hope the appellant will
fully reciprocate the noble gesture shown to him by the majority, come up to
their expectations and turn a new leaf in life.
It should be his constant endeavour to keep
the fair name of the great profession to which he belongs unsullied.
S.R. Appeal dismissed.
Back