State of U.P. Vs. Raj Narain & Ors
[1975] INSC 16 (24 January 1975)
RAY, A.N. (CJ) RAY, A.N. (CJ) MATHEW, KUTTYIL
KURIEN ALAGIRISWAMI, A.
SARKARIA, RANJIT SINGH UNTWALIA, N.L.
CITATION: 1975 AIR 865 1975 SCR (3) 333 1975
SCC (4) 428
CITATOR INFO :
MV 1982 SC 149 (452,454,1184) RF 1988 SC 782
(43,44) RF 1989 SC 144 (4,5)
ACT:
Indian Evidence Act, ss. 123 and 162--Scope
of.
HEADNOTE:
Section 123 of the Evidence Act states that
no one shall be permitted to give any evidence derived from unpublished official
records relating to any affair of State except with the permission of the
Officer at the Head of the Department concerned who shall give or withhold such
permission as he thinks fit. Section 162 provides that when a witness brings to
Court a document in pursuance, of summons and then raises an objection to its
production or admissibility the Court has to determine the validity of the
objection to the production or admissibility and for so doing the Court can
inspect the document except in the cage of a document relating to the affairs
of State or take such other evidence as may be necessary to determine its
admissibility.
In connection with his election petition the
respondent made an application before the High Court for summoning the
Secretary, General Administration and Chief Secretary of the State Government
and the head clerk of the office of the Superintendent of Police of the
District for the production of the Blue Book entitled "rules and
instructions for the protection of the Prime Minister when on tour or in.
travel", and certain other
correspondence exchanged between the Government of India and the State
Government in that connection. The Home Secretary deputed one of his officers
to go to the court along with the documents but with clear instructions that he
should claim privilege in respect of those documents under s. 123 of Evidence
Act. No affidavit of the Minister concerned or the Head of the Department was,
however, filed, at that time. In the course of examination the witness claimed privilege
in respect of the documents.
The election petitioner thereupon contended
that the Head of the Department had not filed an affidavit claiming privilege
and that the documents did not relate to the affairs of the State. The
documents in respect of which privilege was claimed were seated and kept in the
custody of the Court.
When the matter came up for hearing, however,
the Home Secretary to the State Government, filed an affidavit claiming
privilege for the documents. In respect of the documents summoned from the
office of the Superintendent of Police an affidavit claiming privilege under s.
123 of the Evidence Act was filed by the Superintendent of Police.
The High Court held that (i) under s. 123 of
the Evidence Act the Minister or the, Head of the Department concerned must
file an affidavit in the first instance and since no such affidavit had been
filed in the first instance the privilege was lost and the affidavit filed
later claiming privilege was of no avail, (ii) that it would decide the question
of privilege only when permission to produce a document had been withheld under
s. 123; (iii) that the Blue Book in respect of which privilege was claimed was
not an unpublished official record relating to the affairs of the State because
the Union Government had referred to a portion of it in one of its affidavits
and a member of Parliament had referred to a particular rule of the Blue Book
in Parliament; (iv) that no reasons were given why the disclosure of the
documents would be against public interest; and (v) that it had power to
inspect the documents in respect of which privilege was claimed.
Allowing the appeal to this Court, (per A. N.
Ray, C.J., A. Alagiriswami, R..S. Sarkaria and N. L. Untwalia, JJ) :
HELD : The foundation of the law behind ss.
123 and 162 of the Evidence Act is the same as in English Law. It is that
injury to public interest is the reason for the exclusion from disclosure of
documents whose contents, if disclosed, would injure public and national
interest. Public interest which demands that evidence be 23SC/75 334 withheld
is to be weighed against the public interest in the administration of justice
that courts should have the fullest possible access to all relevant materials.
When public interest outweighs the latter, the evidence cannot be admitted. The
Court will proprio motu exclude evidence, the production of which is contrary
to public interest. It is in public interest that confidentiality shall be
safeguarded. Confidentiality is not a head of privilege. it is not that the
contents contain material which it would be damaging to the national interest
to divulge but rather that the documents would be of a class which demand
protection.
[348E-H] Evidence is admissible and should be
received by the Court to which it is tendered unless there is a legal reason
for its rejection. Admissibility presupposes relevancy.
Admissibility also denotes the absence of any
applicable rule of exclusion. Facts should not be received in evidence unless
they are both relevant and admissible. The principal rules of exclusion under
which evidence becomes inadmissible are twofold : (1) Evidence of relevant
facts is inadmissible when its reception offends against public policy or a
particular rule of law. A party is sometimes estopped from proving facts and
these facts are therefore inadmissible; (2) Relevant facts are, subject to
recognised exceptions, inadmissible unless they are proved by the best or the
prescribed evidence. Secrets of State. State papers, confidential official
documents and communications between the Government and its officers or between
such officers are privileged from production on the ground of public policy or
as being detrimental to the public interest or service. [343H; 344A-C] Conway
v. Rimmer & Anr. [1968] 1 A.E.R. 874 & [1968] A.C.
910; Duncan v. Cammell Laird & Co. [1942]
A.C. 642and Rogers v. Home Secretary [1973] A.C. 388, referred to.
(1) It is now the well settled practice in
our country that an objection is raised by an affidavit affirmed by the Head of
the Department. The Court may also require a Minister to affirm an affidavit.
Where no affidavit was filed, an affidavit could be directed to be filed later
on. [349B] (2) It is for the Court to decide whether the affidavit is clear in
regard to objection about the nature of documents.
The Court can direct further affidavit in
that behalf. If the Court is satisfied with the affidavits, the Court will
refuse disclosure. If the Court, in spite of the affidavit, wishes to inspect
the document the Court may do so. [349E] Grosvenor Hotel, London [1963] 3
A.E.R. 426, referred to.
(3) In the present case it cannot be said
that the Blue Book is a published document. Any publication of parts of the
Blue Book which may be described as an innocuous part of the document will not
render the entire document a published document. [349H] (4) In the instant case
it is apparent that the affidavit affirmed by the Chief Secretary is an
affidavit objecting to the production of the documents. The oral evidence of
the witness as well as the aforesaid affidavit shows that objection was taken
at the first instance. [349D] (5) If the Court is satisfied with the affidavit
evidence that the document should be protected in public interest from
production the matter ends there. If the Court would yet like to satisfy
itself, the Court may see the document.
Objection as to production as well as
admissibility contemplated in s. 162 of the Evidence Act is decided by the
Court in the enquiry. [349B-C] State of Punjab v. Sodhi Sukhdev Singh [1961] 2
S.C.R. 371, followed.
Per Mathew, J. (Concurring) :
1(a) The foundation of the so called
privilege is that the information cannot be disclosed without injury to public
interest and not that the document is confidential or official, which alone is
no reason for its non-production.
[353C-D] Asiatic Petroleum Company Ltd. v.
Anglo Persian Oil Co.
[1916] 1 K.B. 822 at 830; Conway v. Rimmer
[1968] 1 All, E.R. 874 at 899 and Duncan v. Cammell Lavid & Co. [1942] A.C.
624, referred to.
335 (b) A privilege normally belongs to the
parties and can be waived. But where a fact is excluded from evidence by
considerations of public policy, there is no power to waive in the parties.
[353F-G] Murlidhar Agarwal v. State of U.P. [1974] 2 S.C.C. 472 at 483,
referred to.
In the instant case the mere fact that the
witness brought the documents to Court in pursuance to the summons and did not
file a proper affidavit would not mean that the right to object to any evidence
derived from an unpublished official record relating to affairs of State had
been for ever waived and as no affidavit had been filed it might be that a
legitimate inference could be made that the Minister or the Head of the
Department concerned permitted the production of the document or evidence being
given derived from it, if there was no other circumstance. If the statement
made by the witness that the document was a secret one and that he had no been
permitted by the Head of the Department to produce it, was not really an
objection to the production of the document which could be taken cognizance of
by the Court under s. 162 of the Evidence Act, it was an intimation to the
Court that the Head of the Department had not permitted the production of the
document in Court or evidence derived from it being given. Whatever else the
statement might indicate, it does not indicate that the Head of the Department
had permitted the production or disclosure of the document. [355D-F] (2)
Section 123 enjoins upon the Court the duty to see that no one is permitted to
give any evidence derived from unpublished official records relating to affairs
of State unless permitted by the officer at the Head of the Department. The
Court therefore, had a duty not to permit evidence derived from a secret
document being given. Before the arguments were finally concluded and before
the Court decided the question the Head of the Department filed an affidavit
objecting to the production of the document and stating that the document in
question related to secret affairs of State, and the Court-should have
considered the validity of that objection under s. 162 of the Evidence Act.
[355G-A; 356A-B] Crompton Ltd. v. Custom
& Excise Commrs. [1972] 2 Q.B. 102 at 134 and Conway v. Rimmar & Anr.
[1968] A.C. 910, referred to.
(3) There is no substance in the argument
that since the Blue Book had been published in parts, it must be deemed to have
been published as a whole, and, therefore, the document could not be regarded
as an unpublished official record relating to affairs of, State. If some parts
of the document which are innocuous have been published, it does not follow
that the whole document has been published.
Since the High Court did not inspect the Blue
Book, the statement by the Court that the materials contained in the file
produced by the Superintendent of Police were taken from the Blue Book was not
warranted. [362B-C; E] (4) The mere label given to a document by the executive
is not conclusive in respect of the question whether it relates to affairs of
State or not. If the disclosure of the contents of the document would not
damage public interest the executive cannot label it in such a manner as to
bring it within the class of documents which are normally entitled to
protection. [362E-F] 5(a) It is difficult to see how the Court can find,
without conducting an enquiry as regards the possible effect of the disclosure
of the document upon public interest, that a document is one relating to
affairs of State as, ex hypothesis, a document can relate to affairs of State
only if its disclosure will injure public interest. But in cases where the
documents do not belong to the noxious class and yet their disclosure would be
injurious to public interest, the inquiry to be conducted under s. 162 is an
enquiry into the validity of the objection that the document is an unpublished
official record relating to affairs of State and.
therefore, permission to give evidence
derived from it is declined. [357H; 358A-B] (b) Section 162 visualises an
inquiry into that objection and empowers the Court to take evidence for
deciding whether the objection is valid. The Court, therefore, has to consider
two things : (i) whether the document relates to secret affairs of State; and
(ii) whether the refusal to permit evidence derived from it being given was in
the public interest. [358C] 336 (c) Even though the Head of the Department
refused to grant permission, it was open to the Court to go into the question
after examining the document and find out whether, the disclosure of the
document would be injurious to public interest and the expression "as be
thinks fit" in the latter part of s. 123 need not deter the Court from
deciding the question afresh as s. 162 authorities the Court to determine the
validity of the objection finally. [358F] State of Punjab v. Sodhi Sukhdev
Singh [1961] 2 S.C.R. 371, followed.
(d) When a question of national security is
involved the Court may not be the proper forum to weigh the matter and that is
the reason why a Minister's certificate is taken as conclusive. As the
executive is solely responsible for national security, including foreign
relations, no other organ could judge so well of such matters. Therefore,
documents in relation to these matters might fall into a class which per se
might require protection. [359B-C] (e) But the executive is not the organ
solely responsible for public interest. There are other elements. One such
element is the administration of justice. The claim of the executive to exclude
evidence is more likely to operate to sub-serve a partial interest, viewed
exclusively from a narrow departmental angle. It is impossible for it to see or
give equal weight to another matter, namely, that justice should be done and
seen to be done. When there are more aspects of public interest to be
considered the Court will, with reference to the pending litigation, be in a
better position to decide where the weight of public interest predominates. It
seems reasonable to assume that a Court is better qualified than the Minister
to measure the importance of the public interest in the case before it. Once
considerations of national security are left out. there are few matters of
_public interest which cannot safely be discussed in public. [139C-D; F-G]
Arguments for the Appellant The principle behind s. 123 is the overriding and
paramount character of public interest and injury to public interest is the
sole foundation of the section. In cases where the document in question
obviously relates to affairs of State it is the duty of the Court to prevent
the production and admission of the document in evidence suo motu to safeguard
public interest Matters of State referred to in the second clause of s. 162 are
identical with affairs of State mentioned in s. 123. An objection against the
production of document should be raised in the form of an affidavit by the
Minister or the Secretary. When an affidavit was made by the Secretary, the
Court may, in a proper case, require the affidavit of the Minister. If the
affidavit is found unsatisfactory a further affidavit may be called, and in a
proper case the person making the affidavit should be summoned to face an
examination to the relevant point. Here too this Court did not consider that
any party can raise the objection and it is the duty of the Court to act suo
moru in cases where the documents in question obviously relate to affairs of
State. Therefore, the Court cannot hold an inquiry into the possible injury to
public interest. That is a matter for the authority to decide. But the Court is
bound to hold a preliminary enquiry and determine the validity of the
objections which necessarily involves an inquiry into the question as to
whether the evidence relates to an affair of State under s. 123. In this
inquiry the Court has to determine the character and class of the document. The
provisions of s. 162 make a departure from English law in one material
particular and that is the authority given to the Court to hold a preliminary
enquiry into the character of the document. Under s. 162 of the Evidence Act
the Court has the overriding power to disallow a claim of privilege raised by
the State in respect of an unpublished document pertaining to matters of State,
but in its discretion the Court will exercise its power only in exceptional
circumstances when public interest demands, that is, when the public interest
served by the disclosure clearly outweighs that served by the nondisclosure. In
this case the Chief Secretary filed an affidavit whereas the Minister would
have done it. This claim of privilege is not rejected on account of this
procedural defect.
Arguments for the Respondent in the present
case the affidavit was not filed at the relevant time, nor is it clear that the
Secretary or the Minister of the Department concerned ever applied their mind
at the relevant time. The Supreme Court in Sukhdeo Singh's case held that 337
the objection to the production or admissibility of document of which privilege
is claimed, should be taken by himself by means of an affidavit. Section 162 of
the Evidence Act indicates that the objection should be filed on the date which
is fixed for the production of document so that the Court may decide the
validity of such objection. Such objection must be by, means of an affidavit.
In A mar Chand Butail v. Union of India the Supreme Court held that as the
affidavit was not filed, no privilege could be claimed.
This Court also looked to the document and on
merits it was held that the document was not such document whose, disclosure
was not in the public interest. On that ground also, the claim for privilege
was disallowed. In the present case the question does not arise as the summons
was issued to the Head of the Department who was asked to appear in person or
through some other officer authorised by him for the purpose of giving-evidence
and for producing documents. The Head of the Department was, therefore, under
obligation to comply with the summons of the Court and to file his affidavit if
he wanted to claim privilege. The High Court was right in drawing inference
from non-filing of the affidavit of the. Head of the Department that no
privilege was claimed. The Court has a right to look to the document itself and
take a decision as to whether the document concerned was such which at all
related to any affairs of the State. The Court has the power of having a
judicial review over the opinion of the Head of the Department.
CIVIL APPELLATE JURISDICTION : Civil Appeal
No. 1596 of 1974.
Appeal by Special Leave from the Judgment and
Order dated the 20th March, 1974 of the Allahabad High Court in Election
Petition No. 5 of 1971.
Niren De, Attorney General of India, B. D.
Agarwala, and 0.
P. Rana, for the appellant.
Shanti Bhushan and J. P. Goyal, for
respondent no. 1.
Yogeshwar Prasad, S. K. Bagga and S. P. Bagga
for respondent no. 2.
The Judgment of A. N. Ray, C.J., A. Alagiriswami,
R. S.
Sarkaria and N. L. Untwalia, JJ, was
delivered by A. N. Ray, C.J. K. K. Mathew, J. gave his separate Opinion.
RAY, C.J.-This is an appeal by special leave
from the judgment dated 20 March, 1974 of the learned Single Judge of the High
Court at Allahabad, holding that no privilege can be claimed by the Government
of Uttar Pradesh under section 123 of the Evidence Act in respect of what is
described for the sake of brevity to be the Blue Book summoned from the
Government of Uttar Pradesh and certain documents summoned from the
Superintendent of Police, Rae Bareli, Uttar Pradesh.
Shri Raj Narain, the petitioner in Eelection
Petition No. 5 of 1971. in the High Court of Allahabad, made an application on
27 July, 1973 for summoning certain witnesses along with documents mentioned in
the application. The summons was inter alia for the following witnesses along
with following documents First the Secretary, General Administration, State of
Uttar Pradesh Lucknow or any officer authorised by him was summoned to produce
inter alia (a) circulars received from the Home Ministry and the Defence
Ministry of the Union Government regarding the security and 338 tour
arrangements of Shrimati Indira Nehru Gandhi, 'the respondent in Election
Petition for the tour programmes of Rae Bareli District on 1, 24 and 25
February., 1971 or any general order for security arrangement; and (b) All
correspondence between the State Government and the Government of India and
between the Chief Minister and the Prime Minister regarding Police arrangement
for meeting of the Prime Minister by State Government and in regard to their
expenses.
(a) Second, the Chief Secretary,: Government
of Uttar Pradesh, Lucknow was also summoned along with inter alia the
documents, namely, circulars received from the Home Ministry and Defence
Ministry of the Union Government regarding the security and tour arrangements
of Shrimati Indira Nehru Gandhi for the tour programmes of Rae Bareli District
for 1, 24 and 25 February, 1971; (b) All correspondence between the State
Government and the Government of India and between the Chief Minister and the
Prime Minister, regarding the arrangement of Police for the arrangement of
meeting for the Prime Minister by State Government and in regard to their
expenses.
Third, the Head Clerk of the office of the
Superintendent of Police of District Rae Bareli was summoned along with inter
alia the following (a) all documents relating to the tour program of Shkimati
Indira Nehru Gandhi of District Rae Bareli for 1 and 25 February, 1971; (b) all
the documents relating to arrangement of Police and other security measures
adopted by the Police and all documents relating to expenses incurred on the
Police personnel, arrangements of the Police, arrangements for constructions of
Rostrum, fixation of loudspeakers and other arrangements through Superintendent
of Police, District Rae Bareli.
On 3 September, 1973 the summons was issued
to the Secretary, General Administration. The summons was endorsed to the
Confidential Department by the General Department on 3 September, 1973 as will
appear from paragraph 5 of the affidavit of R. K. Kaul, Commissioner and
Secretary incharge. On 5 September, 1973 there was an application by the Chief
Standing Counsel on behalf of the Chief Secretary, Uttar Pradesh, Lucknow for
clarification to the effect that the Chief Secretary is not personally required
to appear pursuant to the summons. The learned Judge made an order on that day
that the Chief Secretary need not personally attend and that the papers might
be sent through some officer. On 6 September, 1973 S. S. Saxena, Under
Secretary, Confidential Department, was deputed by R. K. Kaul, Home Secretary
as well as Secretary, Confidential Department, to go to the High Court with the
documents summoned and to claim privilege. This will appear from the
application of S. S. Saxena dated 19 September, 1973.
In paragraph 4 of the said application it is
stated that in compliance with the summons issued by the High Court the Home
Secretary deputed the applicant Saxena to go to the Court with the documents
summoned with clear instructions that privilege is to be claimed under section
123 of the Evidence Act in regard to the documents, namely, the Booklet issued
by the Government of India containing Rules and 339 Instructions for the
protection of the Prune Minister when on tour and in travel, and the
correspondence exchanged between the two Governments and between the Chief
Minister, U.P. and the Prime Minister in regard to the Police arrangements for
the meetings of the Prime Minister.
Saxena was examined by the High Court on 10
September, 1973.
On 10 September, 1973 there was an
application on behalf of the Election Petitioner that the claim of privilege by
Saxena evidence be rejected. In the application it is stated that during the
course of his statement Saxena admitted that certain instructions were. issued
by the Central Government for the arrangement of Prime Minister's tour which
are secret and hence he is not in a position to file those documents. The
witness claimed privilege in respect of that document. It is stated by the
election petitioner that no affidavit claiming privilege has been filed by the
Head of the Department and that the documents do not relate to the affairs of
the State.
On 11 September, 1973 there was an order as
follows. The application of the election petitioner for rejection of the claim
for privilege be put up for disposal. The arguments might take some time and
therefore the papers should be left by Saxena in a sealed cover in the Court.
In case the objection would be sustained, the witness Saxena. would be informed
to take back the sealed cover.
On 12 September, 1973 an application was
filed by Ram Sewak Lal Sinha on an affidavit that the Superintendent of Police.
Rae Bareli claimed privilege under-section
123 of the Evidence-Act. The witness was discharged. On behalf of the election
petitioner it was said that an objection would be filed to make a request that
the Superintendent of Police, Rae Bareli be produced before the Court for cross
examination. The election petitioner filed the objection to the affidavit
claiming privilege by the Superintendent of Police, Rae Bareli.
On 13 September, 1973 the learned Judge
ordered that arguments on the question of privilege would be heard on 19
September, 1973. S. S. Saxena filed an application supported by an affidavit of
R. K. Kaul. The deponent R. K. Kaul in his affidavit affirmed on 19
September,1973 stated that the documents summoned are unpublished official
records relating to affairs of the State and their disclosure will be
prejudicial to public interest for the reasons set out therein. The secrecy of
security arrangement was one of the reasons mentioned. Another reason was that
arrangements of the security of the Prime Minister, the maintenance of public
order and law and order on the occasion of the visits of the Prime Minister are
essentially in nature such that to make them public would frustrate the object
intended to be served by these Rules and Instructions.
On 20 September 1973 the case was listed for
arguments for deciding preliminary issues and on the question of privilege on
20 September, 1973 an objection was made that the Chief Standing Counsel had no
locus standi to file an objection claiming privilege. on 21 September, 1973 the
arguments in the matter of privilege were heard. On 24 September, 1973 further
arguments on the question of 340 privilege were adjourned until 29 October,
1973. 23 October, 1973 was holiday. On 30 October, 1973 arguments were not
concluded. On 30 October, 1973 the Advocate General appeared and made a
statement regarding the Blue Book to the effect that the witness Saxena was
authorised by the Head of the Department R. K. Kaul, Home Secretary to bring
the Blue Book to the Court and the documents summoned by the Court and the Head
of the Department did not permit Saxena to file the same. The witness was
permitted to show to the Court if the Court so needed. Further arguments on the
question of privilege were heard on 12, 13 and 14 days of March, 1974 The
judgment was delivered on 20 March, 1974.
The learned Judge on 20 March, 1974 made an
order as follows "No privilege can be claimed in respect of three sets of
paper allowed to be produced.
The three sets of papers are as follows. The
first set consists of the Blue Book, viz., the circulars regarding the security
arrangements of the tour programme of Shrimati Indira Nehru Gandhi and
instructions received from the Government of India and the Prime Minister's
Secretariat on the basis of which Police arrangement for constructions of
Rostrum, fixation of loudspeakers and other arrangements were made, and the
correspondence between the State Government & the Government of India
regarding the police arrangements for the meetings of the Prime Minister. The
second set also relates to circulars regarding security and tour arrangements
of Shrimati Indira Nehru Gandhi for the tour programme of Rae Bareli and
correspondence regarding the arrangement of police for the meetings of the
Prime Minister. The third set summoned from the Head Clerk of the Office of the
Superintendent of Police relates to the same." The learned Judge expressed
the following view. Under section 123 of the Evidence Act the Minister or the
head of the department concerned must file an affidavit at the first instance.
No such affidavit was filed at the first instance. The Court cannot exercise
duty under section 123 of the Evidence Act suo motu. The court can function
only after a privilege has been claimed by affidavit. It is only when
permission has been withheld under section 123 of the Evidence Act that the
Court will decide. Saxena in his evidence did not claim privilege even after
the Law Department noted in the file that privilege should be claimed Saxena
was allowed to bring the Blue Book without being sealed in a cover. The head of
the department should have sent the Blue Book under sealed cover along with an
application and an affidavit to the effect that privilege was being claimed. No
privilege was claimed at the first instance.
The learned Judge further held as follows.
The Blue Book is not an unpublished official record within the meaning of
section 123 of the Evidence Act because Rule 71(6) of the Blue Book was quoted
by a Member of Parliament. The Minister did not object or deny they correctness
of 'the quotation. Rule 71(6) of the Blue Book has been 341 filed in the
election petition by the respondent to the election petition Extracts of Rule
71(6) of the Blue Book were filed by the Union Government in a writ proceeding.
If a portion of the Blue Book had been disclosed, it was not an unpublished
official record. The respondent to the election petition hid no right to file
even a portion of the Blue Book in support of her defence. When a portion of
the Blue Book had been used by her in her defence it cannot be said that the
Blue Book had not been admitted in evidence.
Unless the Blue Book is shown to the election
petitioner he cannot show the correctness or otherwise of the said portion of
the Blue Book and cannot effectively cross-examine the witnesses or respondent
to the election petition. Even if it be assumed that the Blue Book has not been
admitted in evidence and Kaul's affidavit could be taken into consideration,
the Blue Book is not an unpublished official record.
With regard to documents summoned from the
Superintendent of Police the High Court said that because these owe their
existence to the Blue Book which is not a privileged document and the
Superintendent of Police did not give any reason why the disclosure of the
documents would be against public interest, the documents summoned from the
Superintendent of Police cannot be privilege documents either.
The High Court further said that in view of
the decisions.
of this Court in State of Punjab v. Sodhi
Sukhdev Singh(1);
Amar Chand Butail v. Union of India(2) and
the English decision in Conway v. Rimmer & Anr. (3) the Court has. power to
inspect the document regarding which privilege is claimed. But because the Blue
Book is not an unpublished official record, there is no necessity to inspect
the Blue Book.
The English decisions in Duncan v. Cammell
Laird & Co.(4);
Conway v. Rimmer & Anr. (supra); and
Rogers v. Home Secretary(5) surveyed the earlier law on the rule of exclusion
of documents from production on the ground of public policy or as being
detrimental to the public interest or service. In the Cammell Laired case
(supra) the respondent objected to produce certain documents referred to in the
Treasury Solicitors letter directing the respondent not to produce the
documents. It was stated that if the letter was not accepted as sufficient to
found a claim, for privilege the First Lord of Admirality would make an
affidavit. He did swear an affidavit. On summons for inspection of the
documents it was held that it is not uncommon in modern practice for the
Minister's objection to be conveyed to the Court at any rate in the first
instance by an official of the department who produces a certificate which the
Minister has signed stating what is necessary. If the Court is not satisfied by
this method the Court cart request the Minister's personal attendance.
(1) (1961] 2 S.C.R. 371. (2) A.I.R. 1964
S.C.,1658.
(3) [1968] 1 A.E.R874 : [1968] A C 910.
(5) [1973] AC 388.
(4) [1942] A C642.
342 Grosvenor Hotel, London(1) group of cases
turned on an order for mutual discovery of documents and an affidavit of the
respondent, the British Railway Board, objecting to produce certain documents.
The applicant challenged that the objection of the respondent to produce the document
was not properly made. The applicant asked for leave to cross examine the
Minister. The Minister was ordered to swear a further affidavit. That order of
the learned-Chamber Judge was challenged in appeal. The Court of Appeal refused
to interfere with the discretion exercised by the Chamber Judge. The Minister
filed a further affidavit. That affidavit was again challenged before the
learned Chamber Judge as not being in compliance with, the order. It was, held
that the affidavit was in compliance with the order.
The learned Judge held that Crown privilege
is not merely a procedural matter and it may be enforced by the courts in the
interest of the State without the intervention of the executive, though
normally the executive claims it. The matter was taken up to the Court of
Appeal, which held the order of the Chamber Judge. It was observed that the
nature of prejudice to the public interest should be specified in the
Minister's affidavit except in case where the prejudice is so obvious that it
would be unnecessary to state it.
in the Cammell Laird case (supra) the House
of Lords said that documents are excluded from production if the public
interest requires that they should be withheld. Two tests were propounded for
such exclusion. The first is in regard to the contents of the particular
document. The second is the fact that the document belongs to a class which on
grounds of public interest must as a class be withheld from production. This
statement of law in the Cammell Laird case (supra) was examined in Conway v.
Rimmer & Anr. In Conway v. Rimmer & Anr. (supra) it was held that
although an objection validly taken to production on the ground that this would
be injurious to the public interest is conclusive it is important to remember
that the decision ruling out such document is the decision of the Judge. The
reference to 'class' documents in the Cammell Laird case (supra) was said in
Conway v. Rimmer & Anr. (supra) to be, obiter. The Minister's claim of
privilege in the Cammell Laird case (supra) was at a time of total war when the
slightest escape to the public of the most innocent details of the latest
design of submarine founders might be a source of danger to the State.
In Conway v. Rimmer & Anr. (supra) the
test propounded in Asiatic Petroleum Co. Ltd. v. Anglo Persian Oil Co. Ltd.(2)
was adopted that the information cannot be disclosed without injury to the
public interest andnot that the documents are confidential or official. With
regard to particular class of documents for which privilege was claimed it was
said that the Court would weigh in the balance on the one side the public
interest to be protected and on the other the interest of the subject who
wanted production of some (1) (1963) 3 A E R 426: (1964) 1 A E R 92 :(1964) 2 A
E R 674 and (1964) 3 A E R 354.
(2) [1916] 1 K B 830.
343 documents which he believed would support
his own or defeat his adversary's case. Both were said in Conway v. Rimmer
& Anr. case (supra) to be matters of public interest.
In this background it was held in Conway v.
Rimmer & Anr.
(supra) that a claim made by a Minister on
the basis that the disclosure of the contents would be prejudicial to the
public interest must receive the greatest weight; but even here the Minister
should go as far as he properly can without prejudicing the public interest in
saying why the contents require protection. In Conway v. Rimmer & Anr.
(supra) it was said "in such cases it
would be rare indeed for the court to overrule the Minister but it has the
legal power to do so, first inspecting the document itself and then ordering
its production". As to the "class" cases it was said in Conway
v. Rimmer & Anr. (supra) that some documents by their Very nature fall into
a class which requires protection. These are Cabinet papers, Foreign Office
dispatches, the security of the State, high level interdepartmental minutes and
correspondence and documents pertaining to the general administration of the
naval, military and air force services. Such documents would be the subject of
privilege by reason of their contents and also by their 'class'. No catalog can
be compiled for the 'class' cases. The reason is that it would be wrong and
inimical to the functioning of the public service if the public were to learn
of these high level communications, however innocent of prejudice to the State
the actual comments of any particular document might be,.
In Rogers v. Homer Secretary (supra)
witnesses were summoned to give evidence and to produce certain documents. The
Home Secretary gave a certificate objecting to the production of documents.
There was an application for certiorari to quash the summons issued to the
witnesses. On behalf of the Home Secretary it was argued that the Court could
of its own motion stop evidence being given for documents to be produced. The
Court said that the real question was whether the public interest would require
that the documents should not be produced. The Minister is an appropriate
person to assert public interest. The public interest which demands that the
evidence be withheld has to be weighed against the public interest in the
administration of justice that courts should have the fullest possible access
to all relevant material. Once the public interest is found to demand that the
evidence should be withheld then the evidence cannot be admitted. In proper
cases the Court will exclude evidence the production of which, it sees is
contrary to public interest. In short, the position in law in an--' is that it
is ultimately for the court to decide whether or not it is in the public
interest that the document should be disclosed. An affidavit is necessary.
Courts have sometimes held certain class of documents and information to be
entitled in the public interest to be immune from disclosure.
Evidence is admissible and should be received
by the Court to which it is tendered unless there is a legal reason for its
rejection. Admissibility presupposes relevancy.
Admissibility also denotes the absence of any
applicable rule of exclusion. Facts should not be received in evidence unless
they are both relevant and admissible.
344 The principal rules of exclusion under
which evidence becomes inadmissible are two-fold. First, evidence of relevant
facts is inadmissible when its reception offends against public policy or a
particular rule of law. Some matters are privileged from disclosure. A party is
sometimes estopped from proving facts and these facts are therefore
inadmissible. The exclusion of evidence of opinion and of extrinsic evidence of
the contents of some documents is again a rule of law. Second, relevant facts
are, subject to recognised exceptions inadmissible unless they are proved by
the best or the prescribed evidence.
A witness, though competent generally to give
evidence, may in certain cases claim privilege as a ground for refusing to
disclose matter which is relevant to the issue. Secrets of state, papers,
confidential official documents and communications between .he Government and
its officers orbetween such officers are privileged from production on the ground
of public policy or as being detrimental to the public interest or service.
The meaning of unpublished official records
was discussed in the Cammell Laird case (supra). It was argued-there that the
documents could not be withheld because-they had already been produced before
the Tribunal of Enquiry into the loss of the "Thetis'. The House of Lords
held that if a claim was validly made in other respects to, withhold documents
in connection with the pending action on the, ground ,of public policy it would
not be defeated by the circumstances that they had been given a limited
circulation at such an enquiry, because special precautions might have been
taken to avoid injury and the tribunal's sittings might be secret.
In Conway v. Rimmer & Anr. (supra) it was
said that it would not matter that some details of a document might have been
disclosed at an earlier enquiry. It was said that if part of a document is
innocuous but part of it is of such a nature that its disclosure would be
undesirable it should seal up the latter part and order discovery of the rest,
provided that this would not give a distorted or misleading impression.
This Court in Sukhdev Singh's case (supra)
held that the principle behind section 123 of the Evidence Act is the
overriding and paramount character of public interest and injury to public
interest is the sole foundation of the section. Section 123 states that no one
shall be permitted to give any evidence derived from unpublished official
records relating to_ any affairs of State except with the permission of the
Officer at the head of the department concerned, who shall give or withhold
such permission as he thinks fit. The expression "Affairs ,of State"
in section 123 was explained with reference to section 162 of the Evidence Act.
Section 162 is in three limbs. The first limb states that a witness summoned to
produce a document shall, if it is in his possession or power, bring it to the
Court, notwithstanding any objection which there may be to its production or to
its admissibility. The validity of an such objection shall decided by the
Court. The second limb of section 162 says that the, Court,, if it sees fit,
may 'inspect the document unless it refers to matters of state, or take other
evidence to enable it to determine on its admissibility. 'the third limb 345
speaks of translation of documents which is not relevant here. In Sukhdev
Singh's case (supra) this Court said that the first limb of section 162
required a witness to produce a document to bring it to the Court and then raise
an objection against its production or its admissibility. The second limb
refers to the objection both as to production and admissibility. Matters of
State in the second limb of section 162 were said by this Court in Sukhdev
Singh's case (supra) to be identical with the expression "affairs of
State?' in section 123.
In Sukhdev Singh's case (supra) it was said
that an objection against the production of document should be made in the form
Of an affidavit by the Minister or the Secretary. When an affidavit is made by
the Secretary, the Court may, in a proper case, require the affidavit of the
Minister. If the affidavit is found unsatisfactory, a further affidavit may be
called. In a proper case, the person making the affidavit can be summoned to
face an examination. In Sukhdev Singh's case. (supra) this Court laid down
these propositions. First, it is a matter for the authority to decide whether
the disclosure would cause injury to public interest. The Court would enquire
into the question as to whether the evidence sought to be excluded from
production relates to an affair of State. The Court has to determine the
character and class of documents.
Second, the harmonious construction of
sections 123 and 162 shows there is a power conferred on the Court under
section 162 to hold a preliminary enquiry into the character of the document.
Third, the expression "affairs of State" in section 123 is not
capable of definition. Many illustrations are possible. "If the proper
functioning of the public service would be impaired by the disclosure of any
document or class of documents such document or such class of documents may
also claim the status of documents relating to public affairs'. Fourth, the
second limb of section 162 refers to the objection both as to the production
and the admissibility of the document. Fifth, reading sections 123 and 162
together the Court cannot hold an enquiry into the possible injury to public
interest which may result from the disclosure of document in question.
That is a matter for the authority concerned
to decide. But the Court is competent and is bound to hold a preliminary
enquiry and determine the validity of the objection to its production. That
necessarily involves an enquiry into the question as to whether the evidence
relates to an affairs of State under section 123 or not.
in Sukhdev Singh's case (supra) this Court
said that the power to inspect the documents cannot be exercised where the
objection relates to a documents having reference to matters of State and it is
raised under section 123 (See (1961) 2 S.C.R. at page 839). The view expressed
by this Court is that the Court is empowered to take other evidence to enable
it to determine the validity of the objection. The Court, it is said, can take
other evidence in lieu of inspection of the document in dealing with a
privilege claimed or an objection raised even under section 123. It is said
that the Court may take collateral evidence to determine the character or class
of documents. In Sukhdev Singh's case (supra) it has also been. said that if
the Court 346 finds that the document belongs to what is said to be the noxious
class it will leave to the discretion of the head of the department whether to
permit its production or not.
The concurring views in Sukhdev Singh's case
(supra) also expressed the opinion that under no circumstances the court can
inspect such a document or permit giving secondary evidence of its contents.
In Amar Chand Butail's case (supra) the
appellant called upon the respondents the Union and the State to produce
certain documents. The respondents claimed privilege. This Court saw the
documents and was satisfied that the claim for privilege was not justified.
In Sukhdev Singh's case (supra) the majority
opinion was given by Gajendragadkar, J. In Amar Chand Butail's case (supra)
Gagendragadkar, C.J. spoke for the Court in a unanimous decision. In the later
case this Court saw the document. In Sukhdev Singh's case (supra) this Court
said that an enquiry would be made by the 'Court as to objections to produce
document. It is said that collateral evidence could be taken. No oral evidence
can be given of the contents of documents. In finding out whether the document
is a noxious document which should be excluded from production on the .ground
that it relates to affairs of State, it may sometimes be difficult for the
Court to determine the character of the document without the court seeing it.
The subsequent Constitution Bench decision in Amar Chand Butail's case(supra)
recognised the power of inspection by the Court of the document.
In Slob-Divisional Officer, Mirzapur v. Raja
Sri Niwas Prasad Singh(1) this Court in a unanimous Constitution Bench decision
asked the Compensation Officer to decide in the light of the decisions of this
Court whether the claim for privilege raised by the State Government should be
sustained or not. This Court gave directions for filing of affidavits by the
heads of the department. This direction was given about 10 years after the
State Government had claimed privilege in certain proceedings. In the
Sub-Divisional Officer; Mirzapur case (supra) the respondent filed objections
to draft compensation assessment rolls.
Compensation was awarded to the respondent.
The State applied for reopening of the objection cases. The respondent asked
for production of some documents. The State claimed privilege. The District
Judge directed that compensation cases should be heard by the Sub-Divisional
Officer. The respondent's application for discovery and production was rejected
by the Compensation Officer. The District Judge thereafter directed that
compensation cases should be heard by the Sub-Divisional Officer. The
respondent again filed applications for discovery and inspection of these
documents. The State Government again claimed privilege. The respondent's
applications were rejected. The respondent then filed a petition under Article
226 of the Constitution for a mandamus to Compensation Officer to bear and
determine the applications.
The High Court said (1) [1966] 2 SC R970, 347
that the assessment rolls had become final and could not be opened. This Court
on appeal quashed the order of the Sub Divisional Officer whereby the
respondent's applications for discovery and production had been rejected and
directed the, Compensation Officer to decide the matter on a proper affidavit
by the State.
On behalf of the election petitioner it was
said that the first summons addressed to the Secretary, General Administration
required him or an officer authorised by him to give evidence and to produce the
documents mentioned therein. The second summons was addressed to the Home
Secretary to give evidence on 12 September, 1973. The third summons was
addressed to the Chief Secretary to give evidence on 12 September, 1973 and to
produce certain documents. The first summons, it is said on behalf of the
election petitioner, related to the tour programmes of the Prime Minister. The
election petitioner, it is said, wanted the documents for two reasons. First,
that these documents would have a bearing on allegations of corrupt practice,
viz., exceeding the prescribed limits of election expenses.
The, election petitioner's case is that
rostrum, loudspeakers, decoration would be within the expenditure of the
candidate. Second, the candidate had the assistance of the Gazetted Officer for
furthering the prospects of the candidate's election.
On behalf of the election petitioners it is
said that objection was taken with regard to certain documents in the first
summons on the ground that these were secret papers of the State, but no
objection was-taken by an affidavit by the head of the department. With regard
to the other documents which the Superintendent of Police was called to produce
the contention on behalf of the election petitioner is that the Superintendent
of Police is not the head of the department and either the Minister or the
Secretary should have affirmed an affidavit.
Counsel on behalf of the election petitioner
put in the forefront that it was for the Court to decide whether the disclosure
and production of documents by the State would cause prejudice to public
interest or whether non-disclosure of documents would cause harm to the
interest of the subject and to the public interest that justice should be done
between litigating parties. This submission was amplified by counsel for the
election petitioner by submitting that it had to be found out at what stage and
it what manner privilege was to be claimed and in what circumstances the Court
could look into the document to determine the validity of the claim to
privilege raised under section 123. The, other contention on behalf of the
election petitioner was that if a part of the document was made public by
lawful custodian of the document the question was whether the document could
still be regarded a-, an unpublished document. It was also said if there was a
long document and if parts thereof were noxious and therefore privileged
whether the unanimous part could still be brought on the record of the
litigation.
348 Counsel for the election petitioner leaned
heavily on the decision in Conway v. Rimmer & Anr. (supra) that the Court
is to balance the rival interests of disclosure and nondisclosure.
the first question which falls for decision
is whether the learned Judge was right in holding that privilege was not
claimed by filing an affidavit at the first instance.
Counsel on behalf of the election petitioner
submitted that in a case in which evidence is sought to be led in respect of
matters derived from unpublished records relating to affairs of State at a
stage, of the proceedings when the head of the department has not come into
picture and has not had an opportunity of exercising discretion under section
123 to claim privilege it will be the duty of the court. to give effect to
section 123 and prevent evidence being led till the head of the department has
had the opportunity of claiming privilege. _But in case in which documents are
summoned, it is said by counsel for the election petitioner, the opportunity of
claiming privilege in a legal manner has already been furnished when summons is
received by the head of the department and if he does not claim privilege the
court is under no legal duty to ask him or to give him another opportunity.
The documents in respect of which exclusion
from production is claimed are the blue book being rules and instructions for
the protection of the Prime Minister when on tour and in travel. Saxena came to
court and gave evidence that the blue book was a document relating to the
affairs of State and was not to be disclosed. The Secretary filed an affidavit
on 20 September, 1973 and claimed privilege in respect of the blue book by
submitting that the document related to affairs of State and should, therefore,
be excluded from production.
The several decisions to which reference has
already been made establish that the foundation of the law behind sections 123
and 162 of the Evidence Act is the same as in English law. It is that injury to
public interest is the reason for the exclusion from disclosure of documents
whose contents if disclosed would injure public and national interest. Public
interest which demands that evidence be withheld is to be weighed against the
public interest in the administration of justice that courts should have the
fullest possible access to all relevant materials. When public interest
outweigh's the latter, the evidence cannot be admitted. The court will proprio
motu exclude evidence the production of which is contrary to public interest.
It is in public interest that confidentiality shall be safeguarded. The reason
is that such documents become subject to privilege by reason of their contents
Confidentiality is not a head of privilege. It is a consideration to bear in
mind. It is not that the contents contain material which it would be damaging
to the national interest to divulge but rather that the documents would be of
class which demand protection. (See Rogers v. Home Secretary (supra) at p.
405). To illustrate the class of documents would embrace Cabinet papers,
Foreign Office dispatches, papers regarding the security to the State and high
level interdepartmental minutes. In the ultimate analysis the contents of the
349 document are so described that it could be seen at once that in the public
interest the documents are to be withheld.
(See Merricks and Anr. v. Nott Bower &
Anr.(1).
It is now the well settled Practice in our
country that an objection is raised by an affidavit affirmed by the head of the
department. The Court may also reunite a Minister to affirm an affidavit. That
will arise in the course of the enquiry by the Court as to whether the document
should be withheld from disclosure. If the Court is satisfied with the
affidavit evidence, that the document should be protected in public interest
from production the matter ends there. If the Court would yet like to satisfy
itself the Court may see the document. This will be the inspection of the,
document by the Court. Objection as to production as well as admissibility
contemplated in section 162 of the Evidence Act is decided by the Court in the
enquiry as explained by this Court in Sukhdev Singh's case (supra).
In the facts and circumstances of the present
case it is apparent that the affidavit affirmed by R. K. Kaul, Chief Secretary
on 20 September, 1973 is an affidavit objecting to the production of the
documents. The oral evidence of Saxena as well as the aforesaid affidavit shows
that objection was taken at the first instance.
This Court has said that where no affidavit
was filed an affidavit could be directed to be filed later on. The Grosvenor
Hotel, London group of cases (supra) in England shows that if an affidavit is
defective an opportunity can be given to file a better affidavit. It is for the
court to decide whether the affidavit is clear in regard to objection about the
nature of documents. The Court can direct further affidavit in that behalf. If
the Court is satisfied with the affidavits the Court will refuse disclosure. If
the Court in spite of the affidavit wishes to inspect the document the Court
may do so.
The next question is whether the learned
Judge was right in holding that the blue book is not an unpublished official
record. On behalf of the election petitioner, it was said that a part of the
document was published by the Government, viz., paragraph 71(6) in a writ
proceeding. It is also said that the respondent to the election petition
referred to the blue book in the answer filed in the Court. in the Canmell
Laird case, it was said that though some of the papers had been produced before
the Tribunal of Enquiry and though reference was made to those papers in the
Enquiry Report yet a privilege could be claimed. Two reasons were given. One is
that special precaution may have been taken to avoid public injury and the
other is that portions of the Tribunal's sittings may have been secret. In the
present case, it cannot be, said that the blue book is a published document.
Any publication of parts of the blue book which may be described the innocuous
part of the document will not render the entire document a published one.
(1) [1964] 1 A E R 717 8-423SCI/75 350 For
these reasons, the judgment of the High Court is set aside. The learned judge
will consider the affidavit a firmed by R. K. Kaul. The learned Judge will
give, an opportunity to the head of the department to file affidavit in respect
of the documents summoned to be produced by the Superintendent of Police. The,
learned Judge, will consider the affidavits. If the learned Judge will be
satisfied On the affidavits that the documents require protection from production,
the matter will end there. If the learned Judge will feel inclined in spite of
the affidavits to inspect the documents to satisfy himself about the real
nature of the documents, the learned Judge will be pleased to inspect the same
and pass appropriate orders thereafter,. If the Court will find on inspection
that any part of a document is innocuous in the sense that it does not relate
to affairs of State the Court could order disclosure of the innocuous part
provided that would not give a distorted or misleading impression. Where the
Court orders disclosure of an innocuous part as aforesaid the Court should seal
up the other parts which are said to be noxious because their disclosure would
be undesirable. Parties will pay and bear their own costs.
MATHEW, J. During the trial of the election
petition filed by respondent No. 1 against respondent No. 2, respondent No. 1
applied to the Court for summons to the Secretary, General Administration and
the Chief Secretary, Government of U.P.
and the Head Clerk, Office of the
Superintendent of Police, Rai Bareily, for production of certain documents. In
pursuance to summons issued to the Secretary, General Administration and the
Chief Secretary, Government of U.P., Mr. S. S. Saxena appeared in court with the
documents and objected to produce:
(1) A blue book entitled "Rules and
Instructions for the Protection of Prime Minister when on tour or in travel;
(2) Correspondence exchanged between the two
governments viz., the Government of India and the Government of U.P. in regard
to the police arrangements for the meetings of the Prime Minister; and (3)
Correspondence exchanged between the Chief Minister, U.P. and the Prime
Minister in regard to police arrangements for the meetings of the latter;
without filing an affidavit of the Minister
concerned or of the head of the department.
Saxena was examined by Court on 10-9-1973.
The 1st respondent filed an application on that day praying that as 351 no
privilege was claimed by Saxena, he should be directed to produce these
documents. The Court passed an order on 11-91973 that the application be put up
for disposal. As Saxena's examination was not over on 10-9-1973, the Court kept
the documents in a sealed cover stating that in case the claim for privilege
was sustained, Saxena would be informed so, that he could take back the
documents.
Examination of Saxena was over on 12-9-1973.
On that day, the, Superintendent of Police, Rai Bareily, filed an affidavit
claiming privilege in respect of the documents summoned from his office. The
Court adjourned the argument in regard to privilege and directed that it be
heard the next day. On 13-9-1973 the Court adjourned the hearing to 14-9-1973
on which date the hearing was. again adjourned to 20-9-1973. On 20-9-1973,
Saxena filed in Court an application and the Home Secretary to the Government
of U.P., Shri R, K. Kaul, the head of the department in question an affidavit
claiming privilege for the documents.
The argument was concluded on 14-3-1974 and
the Court passed the order on 20-3-1974 rejecting the claims for privilege.
This appeal, by special leave, is against
that order.
The first question for consideration is
whether the privilege was lost as no affidavit sworn by the Minister in charge
or the Head of the Department claiming privilege was filed in the first
instance.
In State of Punjab v. Sodhi Sukhdev Singh(1)
this Court held that the normal procedure to be followed when an officer is
summoned as witness to produce a document and when he takes a plea of
privilege, is, for the Minister in charge or the head of the department
concerned to Me an affidavit showing that he had read and considered the
document in respect of which privilege is claimed and containing the general
nature of the document and the particular danger to which the State would be,
exposed by its disclosure. According to the Court, this was required as a
guarantee. that the statement of the Minister or the head of the department
which the Court is asked to accept is one that has not been expressed casually
or lightly or as a matter of departmental routine, but is one put forward with
the solemnity necessarily attaching to a sworn statement.
In response to the summons issued to the
Secretary, General Administration and the Chief Secretary, Government of U.P.,
Saxeiia was deputed to take the documents summoned to the Court and he stated
in his evidence that he could not Me the blue book as it was marked ,secret,
and as he was not permitted by the Home Secretary to produce it in Court. As no
affidavit of the Minister or of the Head of the Department was filed claiming
Privilege under s. 123 of the Evidence Act in the first instance, the Court
said that the privilege was lost and the affidavit filed on 20-9-1973 by Shri
R. K. Kaul, Home Secretary, claiming privilege, was of no avail. The Court
distinguished the decision in Robinson v. State of South Australia(2) where
their Lordships of the Privy Council said that it would be contrary to the
public (1) [1961] 2 S C R 371.
(2) AIR 1931 PC 254.
352 interest to deprive the state of a
further opportunity of regularising its claim for protection by producing an
affidavit of the description already indicated by saying that these
observations have no application as, no affidavit, albeit defective, was filed
in this case in the first instance. The Court further observed that it was only
when a proper affidavit claiming privilege was filed that the Court has to find
whether the document related to unpublished official record of affairs of
State, that a duty was cast on the Minister to claim privilege and that, duty
could not be performed by Court, nor would the Court be justified in suo motu
ordering that the document should be disclosed. The Court then quoted a passage
from the decision of this Court in Sodhi Sukhdev Singh's case (supra) to the
effect that court has no power to hold an enquiry into the possible injury to
the public interest which may result from the disclosure of the document as
that is a matter for the authority concerned to decide but that the court is
competent and indeed bound to hold a preliminary enquiry and determine the
validity of the objection and that necessarily involves an enquiry into 'the
question whether the document relates to an affair of state under s. 123 or
not.
The second ground on which the learned judge
held that no privilege could be claimed in respect of the, Blue Book was that
since portions of it had in fact been published, it was not an unpublished
official record relating to affairs of state. He relied upon three circumstances
to show that portions of the Blue Book were published. Firstly, the Union
Government had referred to a portion of it (Rule 71/6) in an affidavit filed in
Court. Secondly, respondent No. 2 had obtained a portion of the Blue Book (Rule
71/6) and had produced it in court along with her written statement in the case
and thirdly that Shri Jyotirmoy Bosu, a Member of Parliament had referred to
this particular rule in Parliament.
The learned Judge, however, did not consider
or decide whether the Blue Book related to any affair of state, perhaps, in
view of his conclusion that it was not an unpublished official record.
Section 123 of the Evidence Act states from
unpublished official records relating to any affairs of state, except with the
permission of the Officer at the head of the department concerned, who shall
give or withhold such permission as be thinks fit." Section 162 of the
Evidence Act provides that when a witness brings to court a document in
pursuance to summons and raises an objection to its production or
admissibility, the Court has todetermine the validity of the objection to the
production or admissibility and, for so doing, the court can inspect the
document except in the case of a document relating to affairs of state or, take
such other evidence as may be necessary to determine its admissibility.
353 Having regard to the view of the High
Court that since the'.
privilege was not claimed in the first
instance by an affidavit of the Minister or of the head of the department
concerned, the privilege could not thereafter be asserted and that no inquiry
into the question whether the disclosure of the document would injure public
interest can be conducted by the court when privilege is claimed, it is
necessary to see the scope of s. 123 and s. 162 of the Evidence Act.
The ancient proposition that the public has a
right to every man's evidence has been reiterated by the Supreme Court of
U.S.A. in its recent decision in United States v. Nixon.
This duty and its equal application to the
executive has never been doubted except in cases where it can legitimately
claim that the evidence in its possession relates to secret affairs of state
and cannot be disclosed without injury to public interest.
The foundation of the so-called privilege is
that the information cannot be disclosed without injury to public interest and
not that the document is confidential or official which alone is no reason for
its non-production(1).
In Durcan v. Cammel Lavid & Co.(2) Lord
Simon said that withholding of documents on the ground that their publication
would be contrary to the public interest is not properly to be regarded as a
branch of the law of privilege connected with discovery and that 'Crown
privilege' is, for this reason, not a happy expression.
Dealing with the topics of exclusion of
evidence on the ground of estate interest, Cross says that this head of
exclusion of evidence differs from privilege, as privilege can be waived, but
that an objection on the score of public policy must be taken by the Judge if it
is not raised by the parties or the Crown.(3) Phipson deals with the topic
under the general category "Evidence excluded by public policy". He
then lists as an entirely separate category: "Facts excluded by
privilege," and deals there with the subject of legal professional
communication, matrimonial communication, etc., topics dealt with by sections
124-131 of the Evidence Act(4).
A privilege normally belongs to the parties
and can be waved. But where a fact is excluded from evidence by considerations
of public policy, there is no power to waive in the parties see in this
connection Murlidhar Aggarwal v. State of U.P. (5).
Lord Reid in Beg v. Lewas(6) said that the
expression 'Crown privilege is wrong and may be, misleading and that there is
no question of any privilege in the ordinary sense of the word, as the real
question is whether the public interest requires that a document shall not be
produced and, whether the public interest is so strong as to override (1) gee
Asiatic Petroleum Company Ltd. v Anglo Persian Oil Co. [1916] 1 K B 822, at
830; and Conway v Rimmer (1968) 1 All ER 874, at 899.
(2) [1942] A-C 624. (3) "Evidence",
3rd ed p 251.
(4) "see Phipson on Evidence" (5)
[1974] 2 S7 C C 472, at 483.
(6) [1973] A C at, 388.
354 the ordinary right and interest of a
litigant that he shall be able to I before a court of justice all relevant
evidence. In the same case, Lor Pearson observed that the expression 'Crown
privilege' is not accur though sometimes convenient. Lord Simon of Claisdale observed
in that case :
".... .'Crown privilege' is a misnomer
and apt to be misleading. 'It refers to the rule that certain evidence is
hadmissible on the ground that its adduction would be contrary to the public
interest. It is not a privilege which may be waived by the Crown (see Marks v. Bayfus,
25 Q.B.D. 494 at p. 500) or by anyone else. The Crown has prerogatives, not
previlege." I am not quite sure whether, in this area, there was any
antithesi between prerogatives and privilege. I think the source of this
privilege was the prerogatives of the Crown.
"The source of the Crown'& privilege
in relation to production of documents in a suit between subject and subject
(whether production is sought from a party or from some other) can, no doubt,
be traced to the prerogative right to prevent the disclosure of State secrets,
or even of preventing the escape of inconvenient intelligence, regarding Court
intrigue. As is pointed out in Pollock and Maitland's History of English Law
(2nd ed., Vol. I, p. 5 17), "the King has power to shield those who do
unlawful acts in his name, and can withdraw from the ordinary course of justice
cases in which he has any concern. If the King disseises A and transfers the
land to X, then X when he is sued will say that he cannot answer without the
King, and the action will be stayed until the King orders that it shall
proceed." We find similar principles applied to the non-disclosure of
documents in the seventeenth and eighteenth centuries. In the report of Layer's
Case (1722), (16 How St.
Tr. p. 294) the Attorney General claimed that
minutes of the Lords of the Council should not be produced; and Sir John Pratt
L.C.J. supported the claim, additing that "it would be for the disservice
of the King to have these things disclosed". We recall Coke's useful
principle : Nihil quod inconvenience estlicitum. It is true that in the
preceding century the privilege was not upheld either in Strafford's case
(1640) 3 How, St. Tr. 1382, or in the case of Seven Bishops (1638) 12 How.
St. Tr. 183, but these decisions were made in
peculiar circumstances." [see "Documents Privileged in Public
Interest"(1)] But, with the growth of democratic government, the interest
of the Crown in these matters developed into and became identified with public
interest.
(1) 39 Law Quarterly Rev. 476, at pp 476-477.
355 In the early days of the nineteenth
century, when principles of 'public policy' received broad and generous
interpretation we find the privilege of documents recognized on the ground of
public interest. At this date, public policy and the interest of the public
were to all intents synonymous".
(see "Documents Privileged in Public
Interests" (supra) The rule that the interest of the state must )not be
put in jeopardy by producing documents which would injure it is in principle
quite unconnected with the interests or claims of particular parties in
litigation and indeed, it is a matter on which the judge should, if necessary,
insist, even though no objection.is taken at all. This would show how remote the
rule is from the branch of jurisprudence relating, to discovery of documents or
even to privilege(1).
So the mere fact that Saxena brought the
documents to court in pursuance, to the summons and did not file an affidavit
of the Minister or of the head of the department concerned claiming privilege
would not mean that the right to object to any evidence derived from an
unpublished official record relating to affair of state has been for ever
waived. As no affidavit of the Minister or of the head of the department
claiming privilege had been filed, it might be that a legitimate inteference
could be made that the Minister or the head of the department concerned
permitted the production of the document or evidence being given derived from
it, if there was no other circumstance. But, Saxena stated that the Blue Book
was a secret document and he had not been permitted by the head of the
department to produce it. Though that statement was not really an objection to
the production of the document which could be taken cognizance of by the court
under s. 162 of the Evidence Act, it was an intimation to the Court that the
head of the department had not permitted the production of the document in
Court or evidence.derived from it being given. Whatever else the statement
might indicate, it does not indicate that the head of the department had
permitted the production or the disclosure of the document. In other words,
from the statement of Saxena that the document was a 'secret' one and that he
was not permitted to produce it in court, it is impossible to infer that the
Minister or the head of the department bad permitted the document to be
produced in court or evidence derived from it being given. Section 123 enjoins
upon the court the duty to see that no one is permitted to give any evidence
derived from unpublished official records relating to affairs of state unless
permitted by the officer at the head of the department. The court, therefore,
had a duty, if the Blue Book related to secret affairs of state, not to permit evidence
derived from it being given. And, in fact, 'the Court did not allow the
production of the document, for, we find a note in the proceedings of the Court
on 10-9-1973 stating that the "question about the production of this
document in Court shall be decided after argument of the parties on the point
is finally (1)see : J.K.S. Simon, "Evidence Excluded by Consideration of
State Interest", (1955) Cambridge L Journal, 62.
356 heard". And before the arguments
were finally concluded, Kaul, the officer at the head of the department, filed
an affidavit claiming privilege. As the privilege could not have been waived,
and as, before the objection to the production of the document raised by
Saxena-whether tenable in law or not-was decided by the Court, an affidavit was
filed by Kaul objecting to the production of the document and stating that the
document in question related to secret affairs of state, the Court should have
considered the validity of that objection under S. 162 of the Evidence Act.
In Crompton Ltd. v. Customs & Excise
Comrs. (C.A.) (1), Lord Denning M.R. said that if a document is the subject of
Crown Privilege, it cannot be adduced by either of the parties, that even if
neither of the parties takes the objection, the Attorney General can come to
the Court and take it and that the judge himself must take the objection if it
appears to him that the production of the document would be injurious to public
interest. In Cop way v. Binger & Anther(2) it was observed :
"I do not doubt that it is proper to
prevent the use of any document, wherever it comes from, if disclosure of its
contents would really injure the national interest and I do not doubt that it
is proper to prevent any witness whoever be may be, from disclosing facts which
in the national interest ought not to be disclosed. Moreover, it is the duty of
the court to do this without the intervention of any Minister, if possible
serious injury to the national interest is ,really apparent.
"I do not accept that in so important a
matter, it could properly play about with formalities or regard itself as
entering forbidden territory merely because a door had not been formally
locked." The question then arises as to what exactly is the meaning of the
expression "affairs of state".
According to Phipson(3), witnesses may not be
asked, and will not be allowed, to state facts or to produce documents the
disclosure of which would be prejudicial to the public service, and this
exclusion is not confined to official communications or documents, but extends to
all others likely to prejudice the public interest, even when relating to
commercial matters. He thinks that it is the duty of the court to prevent
disclosure of facts where serious injury to the national interest would
possibly be. caused, that in deciding whether a claim for Crown privilege
should apply to a document, there are two kinds of public interest to be
considered by the court, and they are : (1) the public interest that harm shall
not be done to the nation or the public service; and (2) the public interest
that the administration of justice shall not be frustrated by the withholding
of documents which must be produced if justice is to be done; and that if a
judge decided that, on balance, the (1) [1972] 2 Q.B 102, at 134.
(3) "Phipson on Evidence", 11th ed.
p. 240.
(2) [1968] A.C. 910.
357 documents probably ought to be produced,
it would generally be, best that he should see them before ordering production.
Cross says(1) that relevant evidence must be
excluded if its reception would be contrary to state interest; but "state
interest" is an ominously vague expression and it is necessary to turn to
the decided cases in order to ascertain the extent to which this objection to
the reception of relevant evidence has been taken. According to him, broadly
speaking, the decisions fall under two heads-those in which evidence has been
excluded because its disclosure would be injurious to national security (an
expression which may be taken to include national defence and good diplomatic
relations), and those in which evidence has been excluded because its reception
would be injurious to some other national interest and that although the first
group of decisions has not excited much comment, some of the cases included in
the second may be thought to indicate an excessive concern for unnecessary
secrecy.
In Sodhi Sukhdev Singh's case (supra) this
Court held that there are three views possible on the matter. The first view is
that it is the head of the department who decides to which class the document
belongs. If he comes to the conclusion that the document is innocent, he can
give permission to its production. If, however, he comes to the conclusion that
the document is noxious, he will withhold that permission. In any case, the
Court does not materially come into the picture. The second view is that it is
for the court to determine the character of the document and if necessary to
enquire into the possible consequence of its disclosure. On this view, the
jurisdiction of the court is very much wider. A third view which does not
accept either of the two extreme positions would be that the court can
determine the character of the document and if it comes to the conclusion that
the document belongs to the noxious class, it may leave it to the head of the
department to decide whether its production should be permitted or not, for, it
is not the policy of s. 123 that in the case of every noxious document the head
of the department must always withhold permission. The Court seems to have
accepted the third view as the correct one and has said "Thus, our
conclusion is that reading ss. 123 and 162 together the Court cannot hold an
enquiry into the possible injury to public interest which may result from the
disclosure of the document in question. That is a matter for the authority
concerned to decide; but the Court is competent, and indeed is bound, to hold a
preliminary enquiry and determine the validity of the objections to its
production, and that necessarily involves an enquiry into the question as to
whether the evidence relates to an affairs of State under s. 123 or not."
As it was held in that case that the Court has no power to inspect the
document, it is difficult to see how the Court can find, without conducting an
enquiry as regards the possible effect of the disclosure of the document upon
public interest, that a document is one relating to affairs of state as, exhypothesis
a document can relate to affairs of state only if its disclosure will injure
public interest.
It might be that there are certain classes of
documents which are per se noxio s in the sense (1) "Evidence" 3rd
ed, p. 252.
358 that, without conducting an enquiry, it
might be possible to say that by virtue of their character their disclosure
would be injurious to public interest. But there are other documents which do
not belong to the noxious class and yet their disclosure would be injurious to
public interest. The enquiry to be conducted under s. 162 is an enquiry into
the validity of the objection that the document is an unpublished official
record relaing to affairs of state and therefore, permission to give evidence
derived from it is declined. The objection would be that the document relates
to secret affairs of state and its disclosure cannot be permitted; for, why
should the officer at the head of the department raise an objection to the
production of a document if he is prepared to permit its disclosure even though
it relates to secret affairs of state ? Section 162 visualises an enquiry into
that objection and empowers the court to take evidence for deciding whether the
objection is valid. The court, therefore, has to consider two things;
whether the document relates to secret
affairs of state; and whether the refusal to permit evidence derived from it
being given was in the public interest. No doubt, the, words used-in s. 123
"as he thinks fit" confer an absolute discretion on the head of the
department to give or withhold such permission. As I said, it is only if the
officer refuses to permit the disclosure of a document that any question can
arise in a court and then s. 162 of the Evidence Act will govern the situation.
An overriding power in express terms is conferred on the court under s. 162 to
decide finally on the validity of the objection. The court will disallow the
objection if it comes to the conclusion that the document does not relate to
affairs of state or that the public interest does not compel its non-disclosure
or that the public interest served by the administration of justice in a
particular case overrides all other aspects of public interest. This conclusion
flows from the fact that in the first part of s. 162 of the Evidence Act there
is no limitation on the scope of the court's decision, though in the second
part, the mode of enquiry is hedged in by conditions. It is, therefore, clear
that even though the head of the department has refused to grant permission, it
is open to the court to go into the question after examining the document and
find out whether the disclosure of the document would be injurious to public
interest and the expression "as he thinks fit" in the latter part of
section 123 need not deter the court from deciding the question afresh as s.
162 authorises the court to determine the validity of the objection finally
(see the concurring judgment of Subba Rao, J. in Sukhdev Singh's case).
It is rather difficult to understand, after a
court has inquired into the objection and found that disclosure of the document
would be injurious to public interest, what purpose would be served by
reserving to the head of the department the power to permit its disclosure
because, the question to be decided by him would practically be the same,
namely, whether the disclosure of the document would be injurious to public
Interests question already decided by the court. In other words, if injury to
public interest is the foundation of this so-called privilege, when once the
court has enquired into the question and found that the disclosure of the
document will injure public interest and therefore it is a document relating to
affairs of state, it would be a futile exercise for the Minister or the head of
the department to consider and decide whether its disclosure should be
permitted as be would be making an 359 enquiry into the identical question. It
is difficult to imagine that a head of the department would take the
responsibility to come to a conclusion different from that arrived at by a
court as regards the effect of the disclosure of the document on public
interest unless he has or can have a different concept of public interest.
Few would question the necessity of the rule
to exclude that which would cause serious prejudice to the state. When a
question of national security is involved, the court may not be the proper
forum to weigh the matter and that is the reason why a Minister's certificate
is taken as conclusive.
"Those who are responsible for the
national security must be the sole judges of what national security
requires"(1). As the executive is solely responsible for national security
including foreign relations, no other organ could judge so well of such
matters. Therefore, documents in relation to these matters might fall into a
class which per se might require protection. But the executive is not the organ
solely responsible for public interest. It represents only an important element
in it; but there are other elements, One such element is the administration of
justice. The claim of the executive to have exclusive and conclusive power to
determine what is in public interest is a claim based on the assumption that
the executive alone knows what is best for the citizen. C The claim of the
executive to exclude evidence is more likely to operate to sub serve a partial
interest, viewed exclusively from a narrow departmental angle. It is impossible
for it to see or give equal weight to another matter, namely, that justice
should be done and seen to be done. When there are more aspects of public
interest to be considered, the court will, with reference to the pending
litigation, be in a better position to decide where the weight of public
interest predominates.
The power reserved to the court is a order
production even though public interest is to some 'extent prejudicially
affected. This amounts to a recognition that more than one aspects of public
interest will have to be surveyed. The interests of government' for which the
Minister speaks do not exhaust the whole public interest. Another aspect of
that interest is seen in the need for impartial administration of justice. It
seems reasonable to assume that a court is better qualified than the Minister
to measure the importance of the public interest in the case before it.
The court has to make an assessment of the
relative claims of these different aspect of public interest. While there are
overwhelming arguments for giving to the executive the power to determine what
matters may prejudice public security, those arguments give no sanction to
giving the executive an exclusive power to determine what matters may affect
public interest. Once considerations of national security are left out, there
are few matters of public interest which cannot safely be discussed in public.
The administration itself knows of many classes of security documents ranging
from those merely reserved for official use to those which can be seen only by
a handful of Ministers of officials bound by oath of secrecy.
According to Wigmore, the extent to which
this privilege has gone beyond "secrets of State" in the military or
international sense is by (1) Lord Parker of Waddington in The Zemora [1916] 2
A C 77, at 107.
360 no means clearly defined and therefore
its scope and bearing are open to careful examination in the light of logic and
policy. According to him, in a community under a system of representative
government, there can be only few facts which require to be kept secret with
that solidity which defies even the inquiry of courts of justice. (1) In a
government of responsibility like ours, where all the agents of the public must
be responsible for their conduct, there can but few secrets. The people of this
country have a right to know every public act, everything, that is done in a
public way, by their public functionaries.
They are entitled to know the particulars of
every public transaction in all its bearing. The right to know, which is
derived from the concept of freedom of speech, though not absolute, is a factor
which should make one wary, when secrecy is claimed for transactions which can,
at any rate, have no repercussion on public security (2) . To cover with veil
secrecy the common routine business, is not in the interest of the public. Such
secrecy can seldom be legitimately desired. It is generally desired for the
purpose of parties and politics or personal self-interest or bureaucratic
routine. The responsibility of officials to explain and to justify their acts
is the chief safeguard against oppression and corruption.
"Whether it is the relations of the
Treasury to the Stock Exchange, or the dealings of ;the Interior Department
with public lands, the facts must constitutionally be demandable, sooner or
later, on the floor of Congress. TO concede to them a sacrosanct secrecy in a
court of justice is to attribute to them a character which for other purposes
is never maintained a character which appears to have been advanced only when
it happens to have served some undisclosed interest to obstruct investigation
into facts which might reveal a liability(3)" To justify a privilege,
secrecy must be indispensable to induce freedom of official communication or
efficiency in the transaction of official business and it must be further a
secrecy which has remained or would have remained inviolable but for the
compulsory disclosure. In how many transactions of official business is there
ordinarily such a secrecy? If there arises at any time a genuine instance of
such otherwise inviolate secrecy, let the necessity. of maintaining it be
determined on its merits (4).
Lord Blanesburgh said in Robinson v. State of
South Australia (4) the privilege is a narrow one, most sparingly to be exercised,
that its foundation is that the information cannot be disclosed without injury
A, to the public interests and not that the documents are confidential or
,official which alone is no reason for their non-production.
He further said that in view of the
increasing extension of state activities into spheres of trading, business and
commerce, and of the claim of privilege in (1) see "Evidence", 3rd
ed, Vol 8, p 788.
(2) see New york Times Co V. United States,
29 L Ed 822, 403 U S 713.
(3) gee "Wigrnore on Evidence", 3rd
ed-, Vol 8, page 790.
(4) [1931] A. C. 704 at 798.
361 relation to liabilities arising
therefrom, the courts must duly safeguard genuine public interests and that
they must see to it that the scope of the admitted privilege is not extended in
such litigation.
There was some controversy as to whether the
court can inspect the document for the purpose of coming to the conclusion
whether the document relates to affairs of state.
In Sodhi Sukhdev Singh's case, this Court has
said that the court has no power to inspect the document. In the, subsequent
case (Amar Chand Butail v. Union of India and Others(1), this Court held that
the normal method of claiming privilege was by an affidavit sworn by the head
of the department and that, if no proper affidavit was filed, the claim for
privilege was liable to be rejected. But, this Court inspected the document to
see whether it related to affairs of state. It might be that the court wanted
to make sure that public interest is protected, but whatever be the reason, the
court did exercise the power to inspect the document.
In England, it is now settled by the decision
in CO Rimmer (2) that there is residual power in court to decide disclosure of
a document is in the interest of the public purpose, if necessary, to inspect
the document, and that the of the, head of the department that the disclosure
would injure public interest is not final.
In Robinson's case, (Supra) the Privy Council
took the view that the court has power to inspect the (document in order to
decide the question whether it belongs to one category or the other.
It is also noteworthy that Lord Denning, M.
R, in his dissenting judgment in the Court of Appeal in Conway v. Rimmer has
referred to the decision in Amar Chand Butail v. Union of India and Others'
(supra) and said that the Supreme Court of India also has come round to the
view that there is a residual power in the court to inspect a document to
decide whether its production in court or disclosure would be injurious to
public interest.
Probably the only circumstances in which a
court will not insist on inspection of the document is that stated by Vinson,
C. J. in United States v. Revenolds(3) :
"Regardless of how it is articulated,
some like formula of compromise must be applied here. Judicial control over
evidence in a case cannot be abdicated to the caprice of executive officers.
Yet we will not go so far as to say that the court may automatically require a
complete disclosure to the judge before the claim of privilege will be accepted
in any case. It may be possible to satisfy the court from all the circumstances
of the base, that there is a reasonable danger that compulsion of evidence will
expose military matters which, in the interest of national security, should not
be divulged When this is the case, the occasion for the privilege (1) A I R
1964 SC 1658.
(2) [1968] 1 All E R 874.
(3) [1952] 345 U S 1.
362 is appropriate, and the court should not
jeopardize the security which the privilege is meant to protect by insisting
upon an examination of the evidence, even by the judge alone in chambers."
I do not think that there is much substance in the contention that since, the
Blue Book had been published in parts, it must be deemed to have been published
as a whole and, therefore, the document could not be regarded as an unpublished
official record relating to affairs of state.
If some parts of the document which are
innocuous have been published, it does not follow that the whole document has
been published. No authority has been cited for the proposition that if a
severable and innocuous portion of a document is published, the entire document
shall be deemed to have been published for the purpose of S. 123.
In regard to the claim of privilege for the
document summoned from the office of the Superintendent of Police, Rai Bareily,
the High Court has only said that all the instructions contained in the file
produced by the Superintendent of Police were the same as those contained in
the Blue Book and since no privilege in respect of the Blue Book could be
claimed, the Superintendent of Police could not claim any privilege, in respect
of those documents. It is difficult to understand how the High Court got the
idea that the papers brought from the office of the Superintendent of Police
contained only instructions or materials taken from the Blue Book. Since the
court did not inspect the Blue Book, the statement by the court that the
materials contained in the file produced by the Superintendent of Police were
,taken from the Blue Book was not warranted.
I am not satisfied that a mere label given to
a document by the .executive is conclusive in respect of the question whether
it relates to affairs of state or not. If the disclosure of the contents of the
document would not damage public interest, the executive cannot label it in
such a manner as to bring 'it within the class of documents which ,are normally
entitled to protection. N6 doubt, "the very description-of the documents
in the class may suffice sometimes to show that they should not be produced
such as Cabinet papers" (see per Lord Danning, M.R. in re Grosvenor Hotel,
London (No. 2) (1). Harman, L. J. said(2) in that case : "the appellants'
real point is that since Duncan's Case(3) there has grown up a practice to lump
documents together and treat them as a class for which privilege is claimed and
that this depends on dicta pronounced on what is really a different
subject-matter which are not binding on the court and are wrong." In
Conway v. Rimmer(4) Lord Reid said : "I do not doubt that there are
certain classes of documents which ought not to be disclosed whatever their
content may be" and referred to cabinet minutes as belonging to that
class. Lord Upjohn said(5) if privilege is (1) [1965] 1 Ch1210, at 1246.
(2) ibid at p 1248.
(3) [1948] A: C-624.
(4) [1968] 1 All E R 874, at 888.
(5) ibid at p 915.
363 claimed for a document on the ground of
'class' the judge, if he feels any doubt about the reason for its inclusion as
a class document, should not hesitate to call for its production for his
private inspection, and to order and limit its production if he thinks
fit." In the same case Lord Hodson said(1) : "I do not regard the
classification which places all documents under the heading either of contents
or class to be wholly satisfactory. The plans of warships, as in Duncan's case
and documents exemplified by cabinet minutes are to be treated, I think, as
cases to which Crown privilege can be properly applied as a class without the
necessity of the documents being considered individually. The documents in this
case, class documents though they may be, are in a different category, seeking
protection, not as State documents of political or strategic importance, but as
requiring protection on the ground that 'candour' must be ensured." I
would set aside the order of the High Court and direct it to consider the
matter afresh. The High Court will have to consider the question whether the
documents in respect of which privilege had been claimed by Mr. R. K. Kaul,
Home Secretary and the Superintendent of Police relate to affairs of state and
whether public interest would be injuriously affected by their disclosure.
If the averments in the affidavits are not
full or complete, the court will be at liberty to call for further affidavits.
If, on the basis of the averments in the
affidavits, the court is satisfied that the Blue Book belongs to a class of
documents, like the minutes of the proceedings of the cabinet, which is per se
entitled to protection, no further question will arise in respect of that
document. In such case, no question of inspection of that document by court
will also arise. If, however, the court is not satisfied that the Blue Book
does not belong to that class and that averments in the affidavits and the
evidence adduced are not sufficient to enable the Court to make up its mind
that its disclosure will injure public interest, it will be open to the court
to inspect the document for deciding the question whether it relates to affairs
of state and that its disclosure will injure public interest. In respect of the
other documents, the court will be at liberty to inspect them, if on the
averments in the affidavits or other evidence, it is not able to come to a
conclusion that they relate to affairs of state or not.
if, on inspection, the court holds that any
part of the Blue Book or other document does not relate to affairs of state and
that its disclosure would not injure public interest, the court will be free to
(1) bid at p. 905.
364 disclose that part and uphold the
objection as regards the rest provided that this will not give a misleading
impression. Lord Pearce said in Conway v. Rimmer(1) "if part of a document
is innocuous but part is of such a nature that its disclosure would be
undesirable, it should seal up the latter part and order discovery of the rest,
provided that this will not give a distorted or misleading impression."
The principle of the rule of non-disclosure of records relating to affairs of
state is the concern for public interest and the rule will be applied no
further than the attainment of that objective requires(2).
I would allow the appeal.
P.B.R.
Appeal allowed.
(1) [1968] 1 All E.R. 874, at 911.
(2) see Taylor on Evidence, p. 939.
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