Nlrbhay Singh Vs. State of Madhya
Pradesh [1968] INSC 265 (30 October 1968)
30/10/1968
ACT:
Code of Criminal Procedure, ss. 369, 430,
417--Appeal against conviction under s. 304 Part II dismissed by High Court in
limine--Thereafter appeal against acquittal for murder filed by State--State
appeal whether can be entertained.
HEADNOTE:
The appellant was tried for causing the death
of his mother by inflicting injuries with a spear. The Sessions Judge convicted
the appellant of the offence of culpable homicide not amounting to murder, and
sentenced him to suffer rigorous imprisonment for seven years. An appeal
preferred by him from jail was summarily dismissed by the High Court.
Thereafter the State filed an 'appeal against the order acquitting the appellant
of the offence of murder. The High Court issued notice to the appellant and
after hearing counsel on both sides, convicted the appellant of the offence of
murder, and in substitution of the sentence imposed by the Court of Session,
sentenced him to suffer rigorous imprisonment for life. Appeal was filed in
this Court by special leave. On behalf of the appellant it was urged that the
judgment of the High Court dismissing summarily the appellant's appeal against
conviction under s. 304 became final, and that the judgment of the Court of
Sessions got merged into the judgment of the High Court and thereafter the High
Court was incompetent in an appeal filed by the State to modify that order and
convict the appellant for the offence of murder. Reliance was placed on ss. 369
and 430 of the Code of Criminal Procedure.
HELD: (i) The right to appeal against the
order of acquittal is expressly conferred upon the State by s. 417 of the Code
and s. 369 does not purport to place any restriction upon the exercise of that right.
Section 369' occurs in Chapter XXVI and prima facie applies to judgments of the
courts of first instance. [571] (ii) Finality of the judgment of the Appellate
Court disclosed by s. 430 is subject to two restrictions i.e. the judgment may
be set aside or modified in an appeal under s.
417 of the Code by the High Court and in
exercise of the power conferred upon the courts under Ch. XXXII which deals
with the exercise of power to entertain references and revisions. Judgment of a
High Court in appeal is not subject to the exercise of any appellate or
revisional power exercisable under the Code. The exception declared in s. 430
therefore only applies to judgment of a court subordinate to the High Court
exercising appellate power. [571 G] (iii) There is no warrant for the argument
that when an appeal preferred by a person convicted of an offence is dismissed
summarily by the High Court under s. 421 of the Code of Criminal Procedure. the
judgment of the trial court gets merged in the judgment of the High Court and
cannot thereafter be modified. The summary dismissal of the appeal of the
person accused, binds the accused but not the State which has not been heard.
[572 A, D] If after the appeal of the accused is summarily dismissed the State
or the complainant seeks to prefer an appeal against the order of acquit- 570
tal, the High Court is not prohibited by any express provision or implication
'arising from the scheme of the Code from entertaining the appeal. When,
however, the High Court issues notice to the State in an appeal by the accused
against the order of conviction and the appeal is heard and decided on the
merits all questions determined by the High Court either expressly or by
necessary implication must be deemed to be finally determined, and there is no
scope for reviewing those orders in any other proceeding:
The reason of the rule: is not so much the
principle of merger of the judgment of the, trial court into the judgment of
the High Court, but that a decision rendered by the High Court, after hearing
the parties on a matter in dispute is not liable to be reopened between the
same parties in any subsequent enquiry. [572 E, F] (iv) The fact that at the
earlier hearing the High Court called for the record of the ease from the court
of session in exercise of the power under s. 421(2) and after persuing the
record dismissed the appeal, was not relevant in determining the legal effect
of the order of the High Court.
[575 D] U.J.S. Chopra v. State of Bombay,
[1955] 2 S.C.R. 94, applied.
Pratap Singh v. State of Vindhya Pradesh (Now
Madhya Pradesh) [1961] 2 S.C.R. 509, distinguished.
State v. Babulal and Bherumal, A.I.R. 1956
Raj. 67, State v. Kalu, A.I.R. 1952 M.B. 81 and State v. Mansha Singh Bhagwant
Singh, I.L.R. (1958) Punjab 1475, referred to.
CRIMINAL APPELLATE JURISDICTION: Criminal
Appeal No.219 of 1966.
Appeal by special .leave from the judgment
and order dated February 7, 1966 of the Madhya Pradesh High Court Indore Bench
in Criminal Appeal No. 127 of 1965.
H.K. Puri, for the appellant.
I. N. Shroff, for the respondent.
The Judgment of the Court was delivered by
Shah, J. The appellant Nirbhay Singh was tried before the Court of Session,
Ujjain, for causing the death of Bhagwanti his mother--by inflicting injuries
to her with a spear. The Sessions Judge convicted the appellant of the offence
of culpable homicide not amounting to murder, and sentenced him to suffer
rigorous imprisonment for seven years. An appeal preferred by the appellant
from jail was summarily dismissed by the High Court of Madhya Pradesh on March
16, 1965. Thereafter the State of Madhya Pradesh preferred an appeal on March
31, 1965, against the order acquitting the' appellant of the offence of murder.
The High Court issued notice to the appellant and after hearing counsel for the
State and the appellant set aside the order of acquittal and convicted the
appellant of the. offence of murder, and in substitution of the order of
sentence imposed by the Court of Session sentenced him to suffer imprisonment
for life. The appellant has appealed to this Court with special leave.
571 Counsel for the appellant urged that the
judgment of the High Court dated March 16, 1965, dismissing the appellant's
appeal from the order of conviction under s. 304 Part II I.P. Code became
final, and that the judgment of the Court of Session got merged into the
judgment of the High Court and thereafter the High Court was incompetent in an
appeal filed by the State to modify that order and convict the appellant for
the offence of murder. Counsel relied in support of his contention upon ss. 369
and 430 of the Code of Criminal Procedure. Section 369 provides:
"Save as otherwise provided by this Code
or by any other law for the time being in force or, in the case of a High Court
by the Letters Patent or other instrument constituting such High Court, no
court, when it has signed its judgment, shall alter or 'review the same except
to correct a clerical error." Section 430 provides:
"Judgments and orders passed by an
Appellate Court upon appeal shall be final, except in the cases provided for in
section 417 and Chapter XXXII." We are unable to hold that the High Court
was in the circumstances of the case debarred by the provisions relied upon
from entertaining an appeal by the State against the order of acquittal of the
offence of murder passed by the Court of Session. The right to appeal against
the order of acquittal is expressly conferred upon the State by s. 417 of the
Code, and s. 369 does not purport to place any restriction upon the exercise of
that right. Section 369 occurs in Ch. XXV/and prima facie applies to judgments
of the courts of first instance. Section 430 applies to judgments of appellate
Courts; it declares the judgment of an appellate Court final except in the
cases provided for in s. 417 and Ch. XXXII. In terms the 'provision applies to.
all judgments of Appellate Courts-Courts of
the District Magistrate, Courts of Session and the High Courts. Finality of the
judgment of the Appellate Court declared by s. 430 is subject to. two restrictions,
i.e. the judgment may be set aside or modified in an appeal under s. 417 of the
Code by the High Court, and in exercise of the power conferred upon the Courts
under Ch. XXXII which deals with the exercise of power to entertain references
and revisions. Judgment of a High Court in appeal is not subject to the
exercise of any appellate or revisional power exercisable under the Code.
The exception declared in s. 430 therefore
only applies to judgment of a court subordinate to the High Court exercising appellate
power.
572 There is however no warrant for the
argument that when an appeal preferred by a person convicted of an offence is
dismissed summarily by the High Court under s. 421 of the Code of Criminal
Procedure, the judgment of the trial court gets merged in the judgment of the
High Court and it cannot thereafter be modified even at the instance of any
other party affected thereby, and in respect of matters which were not and
could not be dealt with by the High Court when summarily dismissing the appeal.
When the High Court dismisses an appeal of the person accused summarily and
without notice to the State, the High Court declines thereby to entertain the
grounds set up for setting aside the conviction of the accused. That judgment
undoubtedly binds the accused and he cannot prefer another appeal to the. High
Court against the same matter in respect of which he had earlier preferred an
appeal. But it is a fundamental rule of our jurisprudence that no order to the
prejudice of a party may be passed by a court, unless the party had opportunity
of showing cause against the making of that order. When an appeal of a
convicted person is summarily dismissed by the High Court the State has no
opportunity of being heard. The judgment summarily dismissing the appeal of the
accused is a judgment given against the accused and not against the State or
the complainant. If after the appeal of the accused is summarily dismissed, the
State or the complainant seeks to prefer an appeal against the order of
acquittal, the High Court is not prohibited by any express provision or
implication arising from the scheme of the Code from entertaining. the appeal.
Where, however, the High Court issues notice to the State in an appeal by the
accused against the order of conviction, and the appeal is heard and decided on
the merits, all questions determined by the High Court either expressly or by
necessary implication must be deemed to be finally determined, and there is no
scope for reviewing those orders in any other proceeding.
The reason of the rule is not so muck the
principle of merger of the judgment of the trial court into the judgment of the
High Court, but that a decision rendered by the High Court after hearing the
parties on a matter in dispute is not liable to the reopened between the same
parties in any subsequent enquiry.
Cases do frequently arise where a person is
charged at the trial with the commission of a grave or major offence and he is
convicted of a minor offence, the conviction for the minor offence amounting to
his acquittal for the major offence. Where an appeal against the order of
conviction for the minor offence at the instance of the convict is entertained
and decided, the State having opportunity of being heard on the merits of the
dispute., in an appeal subsequently filed at the instance of the State against
the order of acquittal, the High Court is precluded from reconsidering all
those matters which were expressly decided or flow as a necessary implication
of the earlier judgment. Any other view is likely to cause the gravest
inconvenience in the administration of justice and the principle of finality of
judgments would be sadly disturbed. If, for instance, against an order of
acquittal passed for a grave offence, the State prefers an appeal and the
appeal is summarily dismissed, it would be impossible to contend that thereby
the accused is prevented from filing an appeal against the order of conviction.
Similarly where the accused prefers an appeal against the order of conviction
of a minor offence and that appeal is summarily dismissed, the accused cannot
prefer another appeal, but the State will not be precluded from preferring an
appeal against the order of acquittal because the State had no opportunity of
being heard at the earlier stage. Where, however, notice had been issued in an
appeal at the instance of the accused and the State had art opportunity of
being heard, the decision of the Court will be regarded as a decision on the
merits of the transaction which resulted in the conviction of the accused and
that decision cannot be reopened in any subsequent enquiry.
These principles are, in our judgment,
supported by abundant authority.
In U.J.S. Chopra v. State of Bombay(1), the
appellant Chopra was convicted by the Trial Magistrate of an offence under .
the Bombay Prohibition Act. His appeal to the High Court of Bombay was
summarily dismissed. Thereafter the State of Bombay applied to the High Court
of Bombay for an order for enhancement of sentence, and notice was issued to
Chopra to show cause against enhancement of the sentence.
Chopra pleaded that he was entitled to show
cause against the order of conviction. This Court held that the summary
dismissal of the appeal preferred by Chopra did not preclude him from showing
cause against his conviction under s. 439 (6) of the Code of Criminal
Procedure, even though his appeal was summarily dismissed. The case, in our
judgment, involves two propositions--that after the dismissal of the appeal of
Chopra, an application at the instance of the State for enhancement of sentence
was maintainable, and that Chopra could canvass the correctness of his
conviction, summary dismissal of his appeal notwithstanding. If the principle
of merger of judgment by a summary dismissal of the appeal of the accused is valid,
the State could not in U.J.S. Chopra's case(1) have been permitted to exercise
the right to apply for enhancement of the sentence. Bhagwati, J., speaking for
the majority of the Court expressed the view that a judgment pronounced by the
High Court in the exercise of its appellate or revisional jurisdiction after
issue of a notice and a full hearing in the presence of both the parties is a
final judgment which replaces the judgment of the Court of first instance, thus
constituting the only (1) [1955] 2 S.C.R. 94.
4 Sup. C.I./69--4 574 final judgment to be
executed in accordance with law.
When, however, a petition or appeal presented
by a convicted person from jail is summarily dismissed under s. 421 or a
revision application made by him is dismissed in limine the order passed by the
High Court does not amount to an expression of the opinion of the Court arrived
at after due consideration of the evidence and all the arguments.
In Pratap Singh v. The State of Vindhya
Pradesh (Now Madhya Pradesh)(1) this Court held that where a person convicted
has exercised the right of presenting an appeal from jail and that appeal has
been summarily dismissed under s. 421 of the Code of Criminal Procedure, no
further appeal lies at his instance through an Advocate. The distinction
between U.J.S. Chopra's case(2) and Pratap Singh's case(1) is clear: summary
dismissal of the appeal filed by the accused does not bar any proceeding which
the State may be competent to initiate against the order passed in favour of
the accused, but another appeal by the accused after summary dismissal of his
earlier appeal is barred.
In The State v. Babulal and Bherumal,(3), a
Division Bench of the Rajasthan High Court held that where the accused charged
under s. 302 I.P. Code was convicted under s. 324 J.P. Code and the appeal of
the accused against his conviction under s. 324 I.P. Code was dismissed by the
High Court on his own prayer that he did not desire to press it and there was
no hearing given to. the State, the order of the High Court was not such a
judgment as would preclude the High Court from hearing an appeal by the State
against the acquittal of the accused for the offence under s. 302 J.P.
Code.
In State v. Kalu(4) a Full Bench of the
Madhya Bharat High Court held that where after an appeal against conviction
under s. 423 (1 )(b) of the Code of Criminal Procedure by the accussed has been
dismissed by an appellate Bench of the High Court, an appeal filed against an
order of acquittal of the accused of other charges by the State under s. 417 is
not competent. In the view of the High Court the reason of the rule is that the
earlier decision was final, and if the appeal of the State against acquittal
was heard on merits, it might disturb the finality of the earlier judgment.
In The State v. Mansha Singh Bhagwant
Singh(5) the Punjab High Court expressed a similar view. In that case also the
accused at the trial charged with the offence punishable under s. 302 was
convicted by the Sessions Judge of the offence under s. 304 Part II I.P. Code.
In appeal against the order of conviction by the accused the High Court after
hearing 'the State confirmed the (1) [1961] 2 S.C.R. 509. (2) [1955] 2 S C.R.
94.
(3) A.I.R. 1956 Raj. 67. (4) A.I.R. 1952 M.B.
81.
(5) I.L.R. (1958) Punjab 1475.
575 order. An appeal filed by the State
against the order of acquittal of the accused for murder was held not
maintainable.
In State v. Diwanji Gardharji and others(1) a
Division Bench of the High Court of Gujarat apparently held--after discussing
many other points not relevant here--that when an appeal of time accused
against the order of conviction and sentence for the offence under s. 304 Part
II I.P. Code has been dismissed after a hearing, in an appeal by the State
against the order of acquittal for the offence under s. 302, the question of
the accused having committed an offence of culpable homicide not amounting to
murder cannot be allowed to be canvassed.
In the present case the order passed by the
High Court at the earlier stage w,rs an order of summary dismissal of the
appeal flied by the accused. No notice of appeal flied by the accused was given
to the State, and the State had no opportunity of being heard thereon. It is
true that the High Court had at the earlier hearing called for the record of the
case from the Court of Session in exercise of the power under s. 421 (2) and
after persuing the record had dismissed the appeal. But that is not relevant in
determining the legal effect of the order of the High Court.
The appeal fails and is dismissed.
G.C. Appeal dismissed.
3 Guj. L.R. 882.
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