Rattan Lal Vs. State of Punjab [1964]
INSC 119 (10 April 1964)
10/04/1964 SUBBARAO, K.
SUBBARAO, K.
GUPTA, K.C. DAS DAYAL, RAGHUBAR
CITATION: 1965 AIR 444 1964 SCR (7) 676
CITATOR INFO:
R 1972 SC 214 (3) RF 1972 SC1295 (4) R 1972
SC1554 (8) R 1972 SC2434 (6) RF 1973 SC 780 (6) F 1973 SC 906 (1) R 1974 SC1818
(14) R 1979 SC1271 (10) R 1983 SC 150 (24)
ACT:
Probation of Offenders Act, 1958, ss.
611-Criminal LawConviction of accused by trial court before the coming into
force of the Act-Whether High Court can exercise powers conferred on Court
under s. 6.
HEADNOTE:
The appellant, a resident of Palwal in
Gurgaon District, committed house trespass and tried to outrage the modesty of
a girl aged 7 years. By an order dated May 31, 1962, he was convicted by
magistrate and sentenced to rigorous imprisonment. He was also ordered to pay
fine. At the time of his conviction, he was 16 years old.
The Probation of Offenders Act, 1958 was
extended to Gurgaon on September 1, 1962 and hence at the time of his
conviction the magistrate had no power or duty to make any order under the Act.
The appeal of the appellant was dismissed by the Additional Sessions Judge,
Gurgaon by his order dated September 22, 1962. His revision petition was also
dismissed by the High Court on September 27, 1962. No ground was taken either
before the Additional Sessions Judge or High Court that the provisions of the Probation
of Offenders Act, 1958 should be applied in the case. After the dismissal of
the revision petition, appellant filed a criminal miscellaneous petition
requesting the High Court to exercise its powers under s. 11 of the Act and
pass orders under ss.
3, 4 or 6 of the Act. The application was
also dismissed by High Court. The appellant filed a petition in the High Court
for the grant of a certificate of fitness to appeal to this Court and one of
the grounds taken was that High Court should have acted under s. 11 of the Act
and passed orders under ss. 3, 4 or 6 of the Act. The certificate having been
refused by High Court, the appellant came to this Court by special leave.
Accepting the appeal, Held (Per Subba Rao and Das Gupta, JJ.): The order of the
High Court be set aside and High Court be directed to make an order under s. 6
or if it so desires, remand the case to the Sessions Court for doing so. It is
true that ordinarily, this court is reluctant to allow a party to raise a point
for the first time before it, but in this case, both the Additional Sessions
Judge and the High Court ignored the mandatory provisions of the Act. It is
true that the appellant did not bring the provisions of the Act to the notice
of the Court till after the disposal of the revision petition, but that does
not absolve the court from discharging its duty under the Act.
The appellate court in appeal or the High
Court on revision can, in exercise of the powers conferred under s. 11 of the
Act, make an order under s. 6(1).
The Act is a milestone in the progress of the
modern liberal trend of reform in the field of penology. It is the result of
the recognition of the doctrine that the object of criminal law is more to
reform the individual offender than to punish him. The Act distinguishes
offenders below 21 years of age and those 677 above that age and offenders who
are guilty of committing an offence punishable with death or imprisonment for
life and those who are guilty of a lesser offence. While in the case of
offenders who are above the age of 21 years, absolute discretion is given to
the court to release them after admonition or on probation of good conduct, in
the case of offenders below the age of 21 years an injunction is issued to the
court not to sentence them to imprisonment unless it is satisfied that having
regard to the circumstances of the case, including the nature of the offence
and the character of the offenders, it is not desirable to deal with them under
ss. 3 and 4 of the Act.
An order under s. 1 1 (1) of the Act can be
made by any court empowered to try and sentence the offender to imprisonment
and also by High Court or any other court when case comes before it on appeal
or in revision. The subsection ex facie does not circumscribe the jurisdiction
of an appellate court to make an order under the Act only in a case where the
trial court could have made that order. The phraseology used therein is wide
enough to enable the appellate court or High Court, when the case come before,
it, to make such an order. It was purposely made comprehensive as the Act was
made to implement a social reform. As the Act does not change the quantum of
the sentence, but only introduces a provision to reform the offender, there is
no reason why the legislature should have prohibited the exercise of such a
power even if the case was pending against the accused at one stage or other in
the hierarchy of tribunals.
The term "court" in s. 6(1)
includes an appellate court as well as provisional court.
Per Raghubar Dayal, J. (dissenting)-When a
person has been found guilty for the first time of an offence to which the
provisions of ss. 3 and 4 of the Probation of Offenders Act, 1958 could apply,
and such finding, be it of the trial court or of the appellate court, is
arrived at before the application of the Act, the court of appeal or revision
cannot take action under s. 11(1) of the Act when the case comes before it in
appeal or revision.
It is true that appellate courts have allowed
parties to take advantage of a law enacted during the pendency of the case, but
this is done when parties can litigate further in view of the changed law and
is done to save multiplicity of proceedings. Such a ground is not available in
the present case.
Ramji Missar v. State of Bihar, [1963] Supp.
2 S.C.R. 745, referred to.
CRIMINAL APPELLATE JURISDICTION: Criminal
Appeal No. 190 of 1962. Appeal by special leave from the judgment and order
dated September 27, 1962 of the Punjab High Court in Criminal Revision No. 1172
of 1962.
Nanak Chand, for the appellant.
Gopal Singh, R.N. Sachthey and R.H. Dhebar,
for the respondent.
April 10, 1964. The Judgment of Subba Rao and
Das Gupta JJ.
was delivered by Subba Rao J. Raghubar Dayal,
J. delivered a dissenting Opinion.
678 SUBBA RAO, J.-This appeal by special
leave raises the question of jurisdiction of an appellate court to exercise its
power under s.6 of the Probation of Offenders Act, 1958 (Act, No. 20 of 1958),
hereinafter called the Act, in respect of an accused who was convicted by the
trial court before the Act The facts are not now in dispute. The appellant, a
resident of Palwal in Gurgaon District, committed house trespass and tried to
outrage the modesty of a girl aged 7 years. He was sent up for trial before the
Magistrate, First Class, Palwal. The said Magistrate, on May 31, 1962,
convicted him under ss. 451 and 354 of the Indian Penal Code and sentenced him
to six months' rigorous imprisonment under each count and directed that the
sentences should run concurrently. He further imposed a fine of Rs. 200/on the
appellant under s. 451 of the Indian Penal Code and ordered that, in default of
payment of fine, he should undergo rigorous imprisonment for two months. The
appellant was 16 years old at the time of his conviction. The Act was extended
to Gurgaon District on September 1, 1962 and, therefore, at the time the
appellant was convicted by the Magistrate, the Magistrate had no power or duty
to make any order under the Act. The appellant preferred an appeal against his
conviction and sentences to the Additional Sessions Judge, Gurgaon, who by his
judgment dated September 22, 1962, dismissed the appeal.
Though by the time the Additional Sessions
Judge disposed of the appeal they said Act had come into force, neither the
appellant relied upon the provisions of the Act nor did the learned Additional
Sessions Judge exercised his power there under. The revision filed in the High
Court by the Appellant was dismissed on September 27, 1962. The revision
petition was dismissed in limine, but no ground was taken in the revision
petition that the Additional Sessions Judge should have acted under s.6 of the
Act. After the revision petition was disposed of, it appears that the appellant
filed Criminal Miscellaneous Petition No. 793 of 1962 requesting the High Court
to exercise its jurisdiction under s. 1 of the Act and to pass orders under ss.
3, 4 or 6 thereof. The said application was also dismissed.
Unfortunately the said application is not on
the record and we are not in a position to know the exact scope of the relief
asked for in the application and the reasons for which it was dismissed. The
appellant filed a petition in the High Court under Art. 134(1) (c) of the
Constitution for a certificate of fitness to appeal to this Court. One of the
grounds for seeking such a certificate was that the High Court should have
acted under s. 11 of the Act and passed orders under ss. 3, 4 or 6 thereof.
That petition having been dismissed, the appellant has preferred the present
appeal to this Court by obtaining special leave.
679 Learned counsel for the appellant
contends that, having regard to the admitted facts in the case, the High Court
should have acted under s. 11 of the Act and released the appellant on
probation of good conduct instead of sending him to prison. On the other hand,
learned counsel for the State argues that the Act is not retrospective in
operation and, therefore, it will not apply to the appellant, as he was
convicted before it came into force in Gurgaon District.
Further he contends that neither s. II of the
Act nors.6 thereof, on the basis of the express phraseology used therein, can
be invoked in the circumstances of the present case. In any view, he says that
the appellant, not having raised this plea till after the revision petition was
disposed of by the High Court, is precluded by his default to raise this
contention at this very late stage.
The Act is a milestone in the progress of the
modern liberal trend of reform in the field of penology. It is the result of
the recognition of the doctrine that the object of criminal law is more to
reform the individual offender than to punish him. Broadly stated, the Act
distinguishes offenders below 21 years of age and those above that age, and
offenders who are guilty of having committed an offence punishable with death
or imprisonment for life and those who are guilty of a lesser offence. While in
the case of offenders who are above the age of 21 years absolute discretion is
given to the court to release them after admonition or on probation of good
conduct, subject to the conditions laid down in the appropriate provisions of
the Act, in the case of offenders below the age of 21 years an injunction is
issued to the court not to sentence them to imprisonment unless it is satisfied
that. having regard to the circumstances of the case, including the nature of
the offence and the character of the offenders. it is not desirable to deal
with them under ss, 3 and 4 of the Act.
With this short background we shall now read
the relevant provisions of the Act.
Section 6.(1) When any person under
twenty-one years of age is found guilty of having committed an offence
punishable with imprisonment (but not with imprisonment for life), the Court by
which the person is found guilty shall not sentence him to imprisonment unless
it is satisfied that, having regard to the circumstances of the case including
the nature of the offence and the character of the offender, it would not be
desirable to deal with him tinder section 3 or section 4, and if the Court
passes any sentence of imprisonment on the offender, it shall record its
reasons for doing so.
680 (2) For the purpose of satisfying itself
whether it would not be desirable to deal under section 3 or section 4 with an
offender referred to in sub-section (1) the Court shall call for a report from
the probation officer and consider the report, if any, and any other
information available to it relating to the character and physical and mental
condition of the offender.
Section 11. (1) Notwithstanding anything
contained in the Code or any other law, an order under this Act may be made by
any Court empowered to try and sentence the offender to imprisonment and also
by the High Court or any other Court when the case comes before it on appeal or
in revision.
(2) Notwithstanding anything contained in the
Code, where an order under section 3 or section 4 is made by any Court trying
the offender (other than a High Court), an appeal shall lie to the Court to
which appeals ordinarily lie from the sentences of the former Court.
(3) In any case where any person under
twenty-one years of age is found guilty of having committed an offence and the
Court by which he is found guilty declines to deal with him under section 3 or
section 4, and passed against him any sentence of imprisonment with or without
fine from which no appeal lies or is preferred, then, notwithstanding anything
contained in the Code or any other law, the Court to which appeals ordinarily
lie from the sentences of the former Court may, either of its own motion or on
an application made to it by the convicted person or the probation officer,
call for and examine the record of the case and pass such order thereon as it
thinks fit.
(4) The first question is whether the High
Court, acting under s. II of the Act, can exercise the power conferred on a
court under s.6 of the Act. It is said that the jurisdiction of the High Court
under s. 11(3) of the Act is confined only to a case that has been brought to
its file by appeal or revision and, therefore, it can only exercise such
jurisdiction as the trial court had, and in the present case the trial court
could not have made any order under s.6 of the Act, as at the time it made the
order the Act had not been extended to Gurgaon District. On this assumption,
the argument proceeds, the Act should not be given retrospective operation, as,
if so given, it would affect the criminal liability of a person for an act
committed by him before the Act came into operation. In support of this
contention a number of decisions bearing on the question of retroactivity of a
681 statute in the context of vested rights have been cited.
Every law that takes away or impairs a vested
right is retrospective. Every ex post facto law is necessarily retrospective. Under
Art. St 20 of the Constitution, no person shall be convicted of any offence
except for violation of a law in force at the time of the commission of the act
charged as an offence, nor be subjected to a penalty greater than that which
might have been inflicted under the law in force at the time of the commission
of the offence.
But an ex post facto law which only mollifies
the rigour of a criminal law does not fall within the said prohibition.
If a particular law makes a provision to that
effect, though retrospective in operation, it will be valid. The question
whether such a, law is retrospective and if so, to what extent depends, upon
the interpretation of a particular statute, having regard to the well settled
rules of construction. "Maxwell On Interpretation of Statutes", 11th
edition, at pp. 274-275, summarizes the relevant rule of construction thus: "The
tendency of modern decision, upon the whole, is to narrow materially the
difference between what is called a strict and a beneficial construction. All
statutes are now construed with a more attentive regard to the language, and
criminal statutes with a more rational regard to the aim and intention of the
legislature, than formerly. It is unquestionably right that the distinction
should not be altogether erased from the judicial mind, for it is required by
the spirit of our free institutions that the interpretation of all statutes
should be favourable to personal liberty, and this tendency is still evinced in
a certain reluctance to supply the defects of language, or to eke out the
meaning of an obscure passage by strained or doubtful influences.
The effect of the rule of strict construction
might almost be summed up in the remark that, were an equivocal word or
ambiguous sentence leaves a reasonable doubt of its meaning which the canons of
interpretation fail to solve, the benefit of the doubt should be given to the
subject and against the legislature which has failed to explain itself. But it
yields to the paramount rule that every statute is to be expounded according to
its expressed or manifest intention and that all cases within the mis-chiefs
aimed at are, if the language permits, to be held to fall within its remedial
influence." Let us now proceed to consider the question raised in the
present case. This is not a case where an act, which was not an offence before
the Act, is made an offence under neither the Act nor 682 is this a case where
under the Act a punishment higher than that obtaining for an offence before the
Act is imposed.
This is an instance where neither the
ingredients of the offence nor the limits of the sentence are disturbed, but a
provision is made to help the reformation of an accused through the agency of
the court. Even so the statute affects an offence committed before it was extended
to the area in question. It is, therefore, a post facto law and has
retrospective operation. In considering the scope of such a provision we must
adopt the rule of beneficial construction as enunciated by the modern trend of
judicial opinion without doing violence to the provisions of the relevant
section. Section 11(3) of the Act, on the basis of which the learned counsel
for the State advances most of his arguments, has no relevance to the present
appeal: the said subsection applies only to a case where no appeal lies or is
preferred against the order of a court declining to deal with an accused under
s.3 or s.4 of the Act, and in the instant case an appeal lay to the Sessions
Judge and indeed an appeal was preferred from the order of the Magistrate.
The provision that directly applies to the
present case is s. 1 1 (1) of the Act, where under an order under the Act may
be made any Court empowered to try and sentence the offender to imprisonment
and also by the High Court or any other court when the case comes before it on
appeal or in revision. The sub-section ex facie does not circumscribe the
jurisdiction of an appellate court to make an order under the Act only in a
case where the trial court could have made that order. The phraseology used
therein is wide enough to enable the appellate court or the High Court, when
the case comes before it, to make such an order. It was purposely made
comprehensive, as the Act was made to implement a social reform. As the Act
does not change the quantum of the sentence, but only introduces a provision to
reform the offender, there is no reason why the Legislature should have
prohibited the exercise of such a power, even if the case was pending against
the accused at one stage or other in the hierarchy of tribunals. If the
provisions of s. 6(1) of the Act were read along with s. 11, we would reach the
same result. When s. 11 (1) says that an appellate court or a revisional court
can make an order under the Act, it means that it can make an order also under
s.6(1) of the Act. If so, "court" in s.6(1) will include an appellate
court as well as a revisional court. If an appellate court or a revisional
court finds a person guilty, under that section it shall not sentence him to
imprisonment unless the conditions laid down in that section are satisfied. Can
it be said that the expression "the court by which the person is found
guilty" does not include the appellate or revisional court? When an
appellate court or a revisional court confirms a conviction made by a trial
court or sets aside an acquittal made by it and convicts the accused, in either
case it 683 finds the accused guilty, for without finding the accused guilty it
cannot either confirm the conviction or set aside the order of acquittal and
convict him. If the contention advanced by learned counsel for the State,
namely, that the Act will apply only to convictions made by the trial court
after the Act came into force, be accepted, it would lead to several anomalies;
it would mean that the Act would apply to a conviction made by a trial court
after the Act came into force, but would not apply to an accused, though his
appeal was pending after the Act came into force; it would apply to the accused
if the appellate court set aside the conviction and sent back the case to the
trial court for fresh disposal, but would not, if the appellate court itself
convicted him. On the other hand if the expression "found guilty" was
given the natural meaning, it would take in the finding of guilty made by any
court in a pending criminal proceeding in the hierarchy of tribunals after the
Act came into force. This view gets support from the judgment of this Court in
Ramji Missar v. State of Bihar(1). The facts of that case relevant to the
present case were as follows:
The Assistant Sessions Judge, Arrah,
convicted one Basist under s. 307 and s. 326 of the Indian Penal Code. As the
offences under the said sections were punishable with imprisonment for life,
the provisions of the Probation of Offenders Act, 1958, were not applicable to
Basist and, therefore, the Assistant Sessions Judge sentenced him to undergo
rigorous imprisonment for 6 years under s. 307 of the Indian Penal Code and for
4 years rigorous imprisonment under s. 326 of the said Code and ordered the
sentences to run concurrently. But the High Court on appeal found Basist guilty
of an offence under s.324 of the Indian Penal Code.
It was contended that the High Court could
not make an order under s.6(1) of the Probation of Offenders Act, 1958, on the
ground that s. 11 of the Act did not confer such a power on the High Court.
Dealing with this argument, this Court observed:"It is however possible
that the words in s.
11(1) "pass an order under the Act"
are not to be construed so strictly and literally, but to be understood to mean
"to exercise the powers or jurisdiction conferred by the Act." This
wide interpretation might perhaps be justified by the scope and object of this
section.
Section 11 is to apply "notwithstanding
anything in the Code or any other law" to all courts empowered to sentence
offenders to imprisonment. To read a beneficial provision of this universal
type in a restricted sense, so as to confine the power of these courts to the
exercise of the [1963] Supp. 2 S.C.R. 745, 755.
684 powers under ss. 3 and 4 alone would not,
in our opinion, be in accord with sound principles of statutory interpretation.
We are therefore inclined to hold that the Courts mentioned in s. II be they
trial courts or exercising appellate or revisional jurisdiction are thereby
empowered to exercise the jurisdiction conferred on Courts not only under ss. 3
and 4 and the consequential provisions but also under s.6." When it was
contended that the word "may" in s. 11 of the Act empowers the
appellate court or the High Court to exercise the power at its option and the
words "any order under the Act" empower it to make an order without
reference to the standards laid down in the Act, this Court rejected both the
contentions. It held that the expression "may" has compulsory force
and that the power conferred on the appellate court was of the same nature and
characteristic and subject to the same criteria and limitations as those
,conferred on courts under ss. 3 and 4 of the Act. This decision lays down
three propositions, namely, (i) an appellate court or a revisional court can
make an order under s.6(1) of the Act in exercise of its power under s.11(1)
thereof; (ii) it can make such an order for the first time even though the
trial court could not have made such an order, having regard to the finding
given by it; and (iii) in making such an order it is subject to the conditions
laid down in ss. 3, 4 and 6 of the Act. The only distinguishing feature between
the present case and the said decision is that in the present case the trial
court did not make the order as the Act was not extended to the area within its
jurisdiction and in the said decision the trial court did not make the order as
it could not, on its finding that the accused was guilty of an offence
Dunishable with imprisonment for life. But what is important is that this Court
held that the High Court for the first time could make such an order under s.
11 of the Act, as such a power was expressly conferred on it by s. 11 of the
Act. We, therefore, hold that the appellate court in appeal or the High Court
in revision can, in exercise of the power conferred under s. 11 of the Act,
make an order under s. 6(1) thereof, as the appellate court and the High Court,
agreeing with the Magistrate, found the accused guilty of the offences for
which he was charged.
The next question is whether this Court can
exercise the same power under s. 11(1) of the Act. This Court in disposing of
an appeal against an order of the High Court would be deciding what the High
Court should have held in the revision before it. This Court's power would also
be confined to the scope of the power exercisable by the High Court. This
Court, therefore, can either make an order under s.6(1) of the Act or 685
,direct the High Court to do so. But whether this Court directly makes an order
under s.6(1) or directs the High Court to do :so, it is bound to comply with
the provisions of s.6 of the Act. A court cannot impose a sentence of
imprisonment on a person under 21 years of age found guilty of having committed
an offence punishable with imprisonment (but not with imprisonment for life)
unless it is satisfied that, having regard to the circumstances of the case
including the nature of the offence and the character of the offender, it would
not be desirable to deal with him under s.3 or s.4 of the Act. For The purpose
of satisfying itself in regard to the said action, under sub-s. (2) of s. 6 of
the Act the Court shall call for a report from the probation officer and
consider the report, if any, and -any other information available to it
relating to the character and physical and mental condition of the offender.
After considering the said material the court shall satisfy itself whether it
is desirable to deal with the offender under s. 3 or s. 4 of the Act. If it is
not satisfied that the offender should be dealt with under either of the said
two sections, it can pass the sentence of imprisonment on the offender after
recording the reasons for doing so. It is suggested that the expression
"if any" in sub-s. (2) of s.6 indicates that it is open to the court
to call for a report or not; but the word "shall" makes it a
mandatory condition and the expression "if any" can in the context
only cover a case where notwithstanding such requisition the Probation Officer
for one reason or other, has not submitted a report.
Briefly stated the calling for a report from
the Probation Officer is a condition precedent for the exercise of the power
under s.6(1) of the Act by the Court. We think that in the circumstances of the
case the best course is to remand the matter to the High Court to make an order
after complying with s. 6(1) of the Act.
lastly it is contended that we should not at
this very late stage of the proceeding, and especially in view of the
observations of the Additional Sessions Judge in sentencing the accused, interfere
with the order of the High Court.
Ordinarily -this Court would be reluctant to
allow a party to raise a point for the first time before it. But in this case
both the Additional Sessions Judge and the High Court ignored the mandatory
provisions of the Act. It is true that the accused did not bring the provisions
of the Act to the notice of the court till after the revision was disposed of.
But that does not absolve the court from discharging its duty under the Act.
The observations made by the Additional Sessions Judge in sentencing the
accused were made de hors the provisions of the Act. From. these observations
it cannot be held that the learned Additional Sessions Judge had satisfied
himself of the conditions laid down in s.6(1) of the Act. That apart, as we
have pointed out, he could not have legally satisfied himself of the matters
mentioned in s.6(1) of the Act without complying with the conditions laid down
therein. We are satisfied that, as the Act was recently extended to Gurgaon
District, its existence had escaped the attention of the Additional Sessions
Judge as well. as of the High Court and, therefore, it is a fit case for our
interference under Art. 136 of the Constitution. We set aside the order of the
High Court and direct it to make an order under s.6 of the Act, or, if it so
desires, to remand it to the Sessions Court for doing so.
We should also make it clear that we do not
intend to question the correctness of the finding of the courts in regard to
the guilt of the accused; indeed, the learned counsel for the appellant did not
question the said finding.
that when a person has been found guilty for
the first time of an offence to which the provisions of ss. 3 and 4 of the
Probation of Offenders Act, 1958 (Act No. XX of 1958), hereinafter called the
Act, could apply, and such finding, be it of the trial Court or of the
appellate Court, is arrived at before the application of the Act, the Court of
appeal or revision cannot take action under s. 11 (1) of the Act when the case
comes, before it in appeal or revision.
In this case, the trial Court had convicted
the appellant prior to the application of the Act in that area and could not
take into consideration the provisions of that Act in the passing of the
sentences on convicting the appellant.
The appellant was convicted by the trial
Court on May 31, 1962, prior to the application of the Act to that area,.
The Act was applied on September 1, 1962, by
a Government Notification, when the appellant's appeal was pending in the Court
of the Sessions Judge. The appeal was dismissed on September 22, 1962. The
appellant did not draw the attention of the Court to the provisions of the Act.
The Court did not consider them.
The appellant went in revision to the High
Court. The revision was dismissed on September 27, 1962. The High Court also
did not refer to the provisions of the Act.
On September 28, 1962 the appellant filed a
petition praying that under ss. 3, 4 and 6 of the Act the petitioner be
released or that he be dealt with under s. 562(2) of the Code of Criminal
Procedure, hereinafter, called the Code.
That application was rejected. Neither this
petition nor the order of' rejection was mentioned in the petition for special
leave to appeal. Reference to these is found in the petition filed in the High
Court for leave to appeal to this Court under Art. 134(1)(c) of the
Constitution dated October 3, 1962, printed at 687 p. 25 of the appeal record
and in the grounds of appeal accompanying it. The petition for special leave
filed in this Court sought leave to appeal against the order and judgement
dated September 27, 1962 in the main revision case and not against the order
rejecting the petition, Criminal Miscellaneous, No. 793 of 1962. It was not a
correct statement in paragraph 9 of the special leave petition, to the effect
that the petitioner filed an application under Art. 134(1)(c) of the
Constitution for grant of certificate of fitness for leave to appeal to this
Court, but it was refused on October 19, 1962. The ground, as recorded, prima facie
showed that such an application was for leave to appeal against the order in
the Criminal Revision, No. 1172 of 1962. In these circumstances, the special
leave granted is liable to be revoked.
The appellate court sees that the order of
the court below ,on the material on record is correct or not and has to pass a
correct order on that material. If the trial Court could not have taken action
under the provisions of the Act which was riot in force at the time it found
the accused guilty, the appellate Court could not have taken action under those
provisions unless the Act specifically provided for those provisions to be
applicable to cases which had been decided earlier, prior to its application.
There is no such express provision in the Act and I do not find any necessary
implication from the provisions of the Act in that regard.
It is true that appellate Courts have allowed
parties to take advantage of a law enacted during the pendency of the case, but
this is done when parties can litigate further in view of the changed law and
is done to save multiplicity of proceedings. Such a ground is not available in
the present case.
Ordinarily, it takes a few years for a case
decided by a Magistrate who tries it in the first instance, and the passing of
the final order by the High Court in revision.
Ordinarily, an appeal lies to the Sessions
Judge from the order of the Magistrate and a revision against the Sessions
Judge's order to the High Court. The two proceedings before the Sessions Judge
and the High Court do take time. The Act is an all-India Act -and there would
be a very large number of persons convicted by trial Courts prior to the
enforcement of the Act. It is too much to suppose that the legislature intended
that all the orders of the Magistrates in such cases of conviction against
persons under 21 years of age automatically become illegal and liable to
correction by the Courts of appeal and revision. Not only would they be liable
to be set aside, the setting aside of the Magistrates' orders about sentences
would not have ended the matters but would have led to further proceedings to
be taken by the Magistrates or the appellate Courts for the purpose of coming
to a conclusion whether action can be taken in accordance with the provisions
of ss. 3, 4 and 6 of the Act. All those numerous cases would have to be
reopened and I cannot believe that the legislature would have intended such a
result and would not have expressed itself very clearly if it had really
intended so.
Section 3 of the Act empowers the Court to
release certain offenders after admonition and s. 4 empowers the Court to
release certain offenders on probation of good conduct. The Court which is to
take action under these sections is the Court by which the person is found
guilty of the offences in the respective sections and in circumstances
specified in the respective sections. Such orders are made instead of
sentencing the person found guilty to any punishment which could be awarded to
him. It is clear that action under these sections can be taken by the Court
which finds a person guilty of the offence for the first time. A person may be
found guilty of the respective offence by the trial Court or by appellate Court
if it alters his conviction for an offence which did not fall under either of those
sections to one which falls under any of them, or by the High Court if it finds
the accused person guilty on appeal against acquittal. It is in these
circumstances that it can be said that the trial Court or the appellate Court
or the High Court has found an accused guilty. A Court of revision cannot
convert a finding of acquittal into a finding of conviction and therefore no
such case can arise in which a Court of revision for the first time finds an
accused guilty of an offence to which the provisions of ss. 3 and 4 of the Act
apply.
When an appellate Court confirms the
conviction of a person it is not the Court which finds him guilty but is the,
Court which confirms the finding of the trial Court about the person being
guilty on forming an opinion that the order of the trial Court is correct. If
the expression 'the Court by which the person is found guilty' was to include
the appellate Court confirming the conviction of a person for the offence which
fell under any of the two sections, it would not have been necessary to clothe
the appellate Court with a power to take action under these sections, as sub-s.
(1) of s. 11 does. This subsection reads:
"Notwithstanding anything contained in
the Code or any other law, an order under this Act may be made by any Court
empowered to try and sentence the offender to imprisonment and also by the High
Court or any other Court when the case comes before it on appeal or in revision."
It is clear from the language of this sub-section that the Court which is empowered
to order under the Act in the first instance is the Court which is empowered to
try and sentence the offender to imprisonment, i.e., the original trial 689
Court. It is given the power to take action under the Act.
Orders under the Act can also be made by the
High Court or any other Court when the case comes before it on appeal or in
revision. The question is as to in which case the High Court or any other
Court, can exercise its power. It can exercise it, when the case in which the
trial Court could have exercised the power comes before it. This is to be
deduced from the use of the word 'also' and from the occasion when the High
Court or any other Court can make such an order, it being when the case comes
before it on appeal or in revision. It must, therefore, be the case in which
the trial Court could take a certain action in which the High Court or any
other Court could also take action only when it came before it on appeal or in
revision. I do not consider it reasonable to construe the language of subs. (1)
to mean that the High Court or any other Court could take action in all cases
of appeal or revision before it irrespective of the fact whether the trial
Court could have made an order tinder the Act in those cases or not.
The scheme of s. 11 seems to support this
view sub section (1) mentions the Courts which can make orders under the Act.
Sub-section (2) provides an appeal where an
order under s. 3 or s. 4 is made by any Court in trying an offender. This means
that when a Court trying an offender convicts him and takes action under s. 3
or s. 4, an appeal in that case will lie. Of course no question of the
appellate Court taking action under s. 3 or s. 4 arises in such appeals because
action has already been taken by the trial Court and the appellate Court would
only look to the correctness of the conviction and in case it finds action
under s. 3 or s. 4 to be unjustified, may even set aside that order and pass
suitable sentence as provided in sub-s. (4). Sub-section (2) makes provision
for an appeal and sub-s. (4) makes provision for the appellate Court to
consider the propriety of any order made under ss. 3 or 4 of the Act. These
provisions in sub-s. (2) and sub-s. (4) exhaust the cases in which orders under
ss. 3 or 4 could be made by the High Court or any other Court.
While ss. 3 and 4 confer a discretionary
power in the Court to make an order under those sections in certain circumstances,
sub-s. (1) of s. 6 makes it incumbent on the Court finding a person under 21
years of age guilty of offences punishable with imprisonment not to sentence
such person convicted of such an offence to imprisonment unless it is
satisfied, having regard to the facts mentioned in the sub-section that it
would not be desirable to deal with him under s. 3 or s. 4 and in that case it
has to record its reasons for sentencing him to imprisonment. Sub-section (2)
makes it incumbent on the Court to get a report from the Probation Officer and
consider it in order to satisfy itself whether it would not be desirable to deal
under s. 3 or s. 4. These provisions of s. 6 restrict 690 the discretion of the
trial Court for taking action under s. 3 and s. 4 in regard to persons under 21
years of age and constricted of all offences except offences punishable with
imprisonment for life. A Court can, however, sentence such a person to
imprisonment only after considering various matters and finally satisfying
itself that it would not be desirable to make an order under s. 3 or s. 4 in
regard to that person.
A case to which the provisions of s. 6 apply
is dealt with by sub-s. (3) of s. II which provides that when a Court has
declined to deal with the person under s. 3 or s. 4 and has passed a sentence
of imprisonment and when no appeal lies or none has been preferred from that
order, the Court to which appeals ordinarily lie from the sentence of the Court
may, suo motu or on an application made to it by the convicted person or the
Probation Officer, call for and examine the record of the case and pass such
order thereon as it thinks fit. Of course, if the order is appealable, the
appellate Court can consider the matter in view of the power conferred under
sub-s. (1), which enables the appellate Court when the case comes before it to
make any order under the Act.
Action under sub-s. (3), it is clear, can be
taken by the appellate Court only in cases in which the trial Court has
declined to take action under s. 3 or s. 4, that is to say, the trial Court, at
the time of conviction and sentencing a person, had the power to make an order under
s. 3 or s. 4 and had felt satisfied that such an order was not desirable.
If it has no such power at the time and has
passed a non appealable order, or when the convicted person does not appeal,
action cannot be taken under sub-s. (3) because it cannot be said with any
propriety that the trial Court had declined to take action under s. 3 or s. 4.
This is a strong indication of the fact that powers conferred on the High Court
or any Court of appeal or revision under s. II are to be exercised in the cases
coming before them in which the trial Court itself could have made an order
under the Act.
Reference may also be made to an incidental
matter. An order of admonition under s. 3 puts an end of the case it being the
final order against the convicted person, subject of course to the orders of
the appellate Court in case the convicted person appeals against his
conviction. This cannot be said with respect to an order under s. 4, an order
which would direct that the convicted person be released on his entering into a
bond to appear and receive sentence when called upon during such period, not
exceeding 3 years, as the Court may direct and in the meantime to keep the
peace and be of good behaviour. The passing of the sentence provided for the
offence is put off and the convicted person stands the risk of a proper
sentence being passed against him in future in 691 certain circumstances.
Section 9 provides in case of the convict's failure to observe the conditions
of the bond that he and his sureties be summoned to Court which may remand the
accused to custody or grant him bail and, if satisfied that he had failed to
observe any of the conditions of the bond, forthwith to sentence him for the
original offence and where the failure is for the first time to impose upon him
a penalty not exceeding Rs. 50/without prejudice to the continuance in force of
the bond. In case a convicted person has not been able to observe the
conditions of the bond, he, in a way, stands to suffer larger punishment than
what he would have got in the first instance in case in addition to the
sentence which would be passed upon him he had already, for a certain period,
observed the conditions of the bond and had also, in view of the provisions of
s. 5, paid compensation to the victim of the offence and costs of the
proceedings which are recovered as fine. The Code does not provide for the
payment of costs and provides for the payment of compensation when ordered out
of the fine imposed on an accused; vide ss. 545 and 546A of the Code.
This Court considered certain provisions of
the Act in Ramji Missar v. State of Bihar(1) and held that the crucial date for
the application of the aforesaid sections viz., ss. 3, 4 and 6 of the Act to,
the case of an accused whose conviction by the trial Court of offences to which
those sections do not apply, was altered by the appellate Court to an offence
to which the provisions of those sections applied, would be the (late of the
decision of the trial Court in view of the terms of the section on grounds of logic
as well as on the theory that the order passed by an appellate Court was the
correct order which the trial Court should have passed.
This tends to support the view I have
expressed above. It may be mentioned that in that case the trial Court could
make an order under s. 4 of the Act at the time it convicted one Basist, who
was then under 21 years of age, if it had convicted him of the offence to which
the provisions of s. 4 applied. The High Court altered the conviction to such
an offence but held that it was not competent to pass an order under s. 6 of
the Act. This Court held that it could. In the instant case, the trial Court
could not take any action in accordance with the provisions of the Act for the
simple reason that the Act was not in force on the day it convicted the
appellant.
I am, therefore of opinion that the point for
determination before us that is, whether the appellate Court can make an order
under the Act in cases in which the trial Court on the date of conviction could
not have made an order under the Act did not arise for decision in that case.
This question, (1) [1963] Supp. 2 S.C.R. 745.
692 is very different from the question
whether an appellate Court can make an order under the Act when it alters the
conviction of an appellant to an offence with respect to which an order under
the Act could have been made by the trial Court as arose in Ramji's Case(1).
I am therefore of opinion that the High Court
could not have made an order under the Act in this case and that therefore this
appeal should fail. I would accordingly dismiss it.
ORDER In accordance with the opinion of the
majority, we set aside the order of the High Court and direct it to make an
order under s. 6 of the Probation of Offenders Act, 1958, or, if it so desires,
to remand it to the Sessions Court for doing so.
Appeal allowed.
(1) [1963] Supp. 2 S.C.R. 745.
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