The State of Punjab Vs. Sodhi Sukhdev
Singh [1960] INSC 196 (15 November 1960)
GAJENDRAGADKAR, P.B.
SINHA, BHUVNESHWAR P.(CJ) KAPUR, J.L.
SUBBARAO, K.
WANCHOO, K.N.
CITATION: 1961 AIR 493 1961 SCR (2) 371
CITATOR INFO :
R 1963 SC 395 (10) D 1964 SC 72 (50) RF 1964
SC1118 (4,8,9) F 1964 SC1658 (10) R 1964 SC1823 (26) R 1966 SC1164 (14) RF 1970
SC 214 (14) RF 1975 SC 865 (17,28,29,30,31,33,42,50,69,76 O 1982 SC 149
(59,61,67,68,69,74,76,848,917, F 1987 SC 331 (40)
ACT:
Evidence--Production of
documents--"Affairs of State", meaning of--Privileged
documents--Scope of--Ministerial certificate, if and when
conclusive--Collateral evidence to find nature of document--Court's
power--Inspection of documents--Code of Civil Procedure (Act 5 of 1908), O. 14,
r. 14, 19(2), O. 14, r. 14--Indian Evidence Act, 1872 (1 of 1872), ss. 123,
162.
HEADNOTE:
The respondent who was a District and
Sessions Judge in the erstwhile State of Pepsu was removed from service on
April 7, 1953 by an order passed by the President of India who was then in
charge of the administration of the State. A representation made by the
respondent on May 18, 1955, was considered by the Council of Ministers of the
State as in the meantime the President's rule had come to an end, and its views
were expressed in the form of a Resolution dated September 28, 1955; but before
taking any action it invited the advice of the Public Service Commission. On
receipt of the report of the Public Service Commission, the Council of Ministers
considered the matter again on March 8, 1956, and its views were recorded in
the minutes of the proceedings.
On August 11, 1956, the representation made
by the respondent was considered over again by the Council and a final
conclusion was reached in respect of it. In accordance with the said conclusion
an order was passed which was communicated to the respondent to the effect that
he might be re-employed on some suitable post. On May 5, 1958, the respondent
instituted a suit against the State of Punjab for a declaration that the
removal of his service on April 7, 1953, was illegal, and filed an application
under O. 14, r. 4, and O. 11, r. 14, of the Code of Civil Procedure for the
production of certain documents, which included the proceedings of the Council
of Ministers dated September 28, 1955, March 8, 1956, and August 11, 1956, and
the report of the Public Service Commission. The State objected to the
production of the said documents claiming privilege under s. 123 of the Indian
Evidence Act, 1872, and the Chief Secretary of the State filed an affidavit
giving reasons in support of the claim. The question was whether having regard
to the true scope and effect of the provisions of ss. 123 and 167 of the Act
the claim of privilege raised by the State was sustainable.
Held, that the documents dated September 28,
1955, March 8, 1956, and August II, 1956, which embodied the minutes of 372 the
meetings of the Council of Ministers indicating the advice which the Council
ultimately gave to the Rajpramukh, were expressly saved by Art. 163(3) of the
Constitution of India and fell within the category of documents relating to
" affairs of State " within the meaning of s. 123 of the Indian
Evidence Act, 1872.
Accordingly, they were protected under s.
123, and as the head of the department, the Chief Secretary, did not give
permission for their production, the Court cannot compel the State to produce
them.
Held, further (Subba Rao, J., dissenting),
that the report of the Public Service Commission being the advice tendered by
it, was also protected under s. 123 of the Act.
Held, also (Kapur, J., dissenting), that the
words "records relating to affairs of State " in s. 123 cannot be
given a wide meaning so as to take in every document pertaining to the entire
business of State, but should be confined only to such documents whose
disclosure may cause injury to the public interest.
The second clause of s. 162 refers to the
objections both as to the production and admissibility of the document and
entitles the court to take other evidence in lieu of inspection of the document
in dealing with a privilege claimed or an objection raised under s. 123, to
determine the validity of the objections.
Case law reviewed.
Per Sinha, C. J., Gajendragadkar and Wanchoo,
jj.Though under ss. 123 and 162 the Court cannot hold an enquiry into the
possible injury to public interest which may result from the disclosure of the
document in question, the matter being left for the authority concerned to
decide, the Court is competent to hold a preliminary enquiry and determine the
validity of the objection to its production and that necessarily involves an
enquiry into the question as to whether the document relates to affairs of
State under s. 123. Where s. 123 confers mide powers on the head of the
department to claim privilege on the ground that the disclosure may cause
injury to public interest, scrupulous care must be taken to avoid making a
claim for such a privilege on the ground that the disclosure of the document
may defeat the defence raised by the State. The apprehension that the
disclosure may adversely affect the head of the department or the Minister in
charge of the department or even the Government in power, or that it may
provoke public criticism or censure in the Legislature, should not weigh in the
mind of the head of the department and the sole test which should determine his
decision is injury to public interest and nothing else.
The privilege under S. 123 should be claimed
generally by the Minister in charge who is the political head of the department
concerned ; if not, the Secretary of the department should 373 make the claim,
and the claim should always be made in the form of an affidavit. When the
affidavit is made by the Secretary, the Court may in a proper case, require an
affidavit of the Minister himself. The affidavit should show that each document
in question has been carefully read and considered, and the person making the
affidavit is satisfied that its disclosure would lead to public injury.
If there are series of documents included in
a file it should appear from the affidavit that each one of the documents,
whose disclosure is objected to, has been duly considered by the authority
concerned. The affidavit should also indicate briefly within permissible limits
the reason why it is apprehended that their disclosure would lead to injury to
public interest.
If the affidavit produced in support of the
claim' for privilege is found to be unsatisfactory a further affidavit may be
called, and in a proper case the person making the affidavit whether he is a
Minister or the Secretary should be summoned to face cross-examination on the
relevant points.
The provisions of O. 11, r. 19(2), of the
Code of Civil Procedure must be read subject to s. 162 of the Indian Evidence
Act and where a privilege is claimed at the stage of inspection under O. 11, r.
19(2), of the Code, the Court is precluded from inspecting the privileged
document in view of s. 162 of the Act.
Per Kapur, J.-The words of s. 123 of the Act
are very wide and cover all classes of documents which may fall within the
phrase " affairs of State ", some noxious and others innocuous, and
may even appear to be unduly restrictive of the rights of the litigant but if
that is the law the sense of responsibility of the official concerned and his
sense of fair play has to be trusted. Under that section discretion to produce
or not to produce a document is given to the head of the department and the
court has not the power to override the ministerial certificate against
production.
The words " or take other evidence to
enable it to determine on its admissibility" in s. 162 on their plain
language do not apply to production and the taking of evidence must have
reference to admissibility. The section does not entitle the court to take
other evidence i.e., other than the document, to determine the nature of the
document or the reasons impelling the head of the department to withhold the
production of the document.
It is permissible for the Court to determine
the collateral facts whether the official claiming the privilege is the person
mentioned in s. 123, or to require him to file a proper affidavit or even to
cross-examine him on such matters which do not fall within the enquiry as to
the nature of the document or nature of the injury. He may also be
cross-examined as to the existence of the practice of the department to keep
documents of the class 374 secret but beyond that the ministerial discretion
should be accepted and it should neither be reviewed nor overruled.
Per Subba Rao, J.-(1) " Records relating
to affairs of State" in s. 123 of the Act mean documents of State whose
production would endanger the public interest; documents pertaining to public
security, defence and foreign relations are documents relating to affairs of
State; unpublished documents relating to trading, commercial or contractual
activities of the State are not, ordinarily, to be considered as documents
relating to affairs of State, but in special circumstances they may partake of
that character and it is a question of fact in each case whether they relate to
affairs of State or not in the sense that if they are disclosed public interest
would suffer.
(2) Under no circumstances can a court
inspect such a document or permit giving of secondary evidence of its contents.
(3) Under s. 162 the Court has overriding
power to disallow a claim of privilege raised by the State, but in its discretion,
the court will exercise its power only in exceptional circumstances when public
interest demands. The said claim shall be made by an affidavit filed by the
Minister in charge of the department concerned describing the nature of the
document in general and broadly the category of public interest its
non-disclosure purports to serve. Ordinarily, the court shall accept the
affidavit of a Minister, but in exceptional circumstances, when it has reason
to believe that there is more than what meets the eye, it can examine the
Minister and take other evidence to decide the question of privilege.
(4) The disclosure of the report of the
Public Service Commission may expose the Government if the latter ignores a
good advice, but such an exposure is certainly in public interest and in a
conflict between the administration of justice and the claim of privilege by
the State, the claim must be overruled.
CIVIL APPELLATE JURISDICTION: Civil Appeal
No. 337 of 1960.
Appeal by special leave from the judgment and
order dated January 19, 1960, of the Punjab High Court in Civil Revision No.
596 of 1959.
N. S. Bindra and D. Gupta, for the appellant.
Gopal Singh, for the respondent.
H. M. Seervai, Advocate-General for the State
of Maharashtra and R. H. Dhebar, for the Intervener.
1960. November 15. The judgment of B. P.
Sinha, C. J., P. B. Gajendragadkar, J. and K. N. Wanchoo, J. was delivered by
P. B. Gajendragadkar, J. J. L. Kapur, J. and K. Subba Rao, J., delivered
separate judgments.
375 GAJENDRAGADKAR, J.-This appeal raises for
our decision a question of law of general importance under ss. 123 and 162 of
the Indian Evidence Act, 1872, (hereafter called the Act). Originally the same
point had been raised in another civil appeal before this Court, Civil Appeal
No. 241 of 1955. The said appeal was the result of a dispute between Dowager
Lady Dinbai Dinshaw Petit on the one hand and the Union of India and the State
of Bombay on the other. Having regard to' the importance of the point raised by
the said appeal a Division Bench of this Court before whom it first came for
hearing directed that it should be placed for disposal before a Constitution
Bench, and accordingly it was placed before us. The appellant and the
respondent in the present appeal then applied for permission to intervene
because the same point arose for decision in this appeal as well; that is how
this appeal was also placed before us to be heard after the Bombay appeal.
After the Bombay appeal was heard for some days parties to the said appeal
amicably settled their dispute and a decree by consent was passed.
In the result the point of general importance
raised by the said appeal fell to be considered in the present appeal; and so
the appellant and the respondent in the said appeal asked for permission to
intervene in the present appeal, and we directed that the arguments urged by
Mr. Viswanatha Sastri and Mr. Seervai, for th appellant and the State of Bombay
respectively, should be treated as arguments urged by interveners in the
present appeal. Mr. Bindra, who appears for the appellant State of Punjab in
the present appeal, and Mr. Gopal Singh who represents the respondent Sodhi
Sukhdev Singh, have substantially adopted the arguments urged by Mr.
Seervai and Mr. Sastri respectively and have
also addressed us on the special facts in their appeal; that is how the point
of law in regard to the scope and effect of ss. 123 and 162 of the Act has to
be decided in the present appeal.
This appeal has been brought to this Court by
special leave granted by this Court, and it arises from a suit filed by the
respondent against the appellant on May 5, 1958. It appears that the respondent
was 376 a District and Sessions Judge in the erstwhile State of Pepsu. He was
removed from service on April 7, 1953, by an order passed by the President of
India who was then in charge of the administration of the said State. The
respondent then made a representation on May 18, 1955. This representation was
considered by the Council of Ministers of the said State on September 28, 1955,
because in the meantime the President's rule had come to an end and the
administration of Pepsu was entrusted to the Council of Ministers. The Council
expressed its views in the form of a Resolution on the representation of the
respondent; but before taking any action it invited the advice of the Public
Service Commission. On receiving the said advice the Council again considered
the said representation on March 8, 1956, and views on the merits of the
representation were expressed by the Members of the Council. These were
recorded in the minutes of the proceedings. Finally, on August 11, 1956, the
representation was considered over again by the Council, and it reached a final
conclusion in respect of it. In accordance with the said conclusion an order
was passed which was communicated to the respondent.
The order read thus: " Reference his
representation dated the 18th May, 1955, against the order of his removal from
service; the State Government have ordered that he may be re-employed on some
suitable post ".
After this order was communicated to him the
respondent filed the present suit against the appellant and claimed a
declaration, inter alia, that his removal from service on April 7, 1953, was
illegal, void and inoperative and prayed 'for the recovery of Rs. 62,700-6-0 as
arrears of his salary., The appellant disputed the respondent's claim on
several grounds. Issues were accordingly framed by the trial judge on January
27, 1959. Meanwhile the respondent had filed an application under O. 14, r. 4
as well as O. 11, r. 14 of the Civil Procedure Code for the production of
documents mentioned in the list annexed to the application.
The trial court issued notice against the
appellant for the reduction of the said documents.
377 In reply to the notice Mr. E. N. Mangat
Rai, Chief Secretary of the appellant, made an affidavit claiming privilege
under s. 123 of the Act in respect of certain documents whose production had
been ordered, and gave reasons in support of the claim. On the same day Mr.
Mangat Rai made another affidavit in which he gave reasons for claiming similar
privilege in respect of certain other documents. The statements made in these
affidavits were challenged by the respondent who submitted a counter affidavit.
After the affidavits had thus been filed by the parties the trial court heard
their arguments on the question of privilege, and on August 27, 1959, it upheld
the claim of privilege made by the appellant for the production of some
documents, and accepted the reasons given by Mr. Mangat Rai in support of the
said claim of privilege.
The respondent then moved the High Court of
Punjab under s. 115 of the Code of Civil Procedure and Art. 227 of the
Constitution for the quashing of the said order. The petition for revision (C.
R. 596 of 1959) first came up for decision before D. K. Mahajan, J., at
Chandigarh. The learned judge took the view that the question raised by the
petition was of considerable importance, and so he ordered that the papers
should be placed before the learned Chief Justice to enable him to direct that
the matter be decided by a larger Bench. Thereupon the petition was placed for
decision before Dulat and Dua, JJ., who, after hearing the parties, reversed
the order under revision in respect of four documents, and directed that the
said documents be produced by the appellant. The appellant then applied to the High
Court for a certificate under Art. 133 but its application was dismissed. It
then came to this Court and applied for and obtained special leave to challenge
the validity of the order passed by the Punjab High Court; and in the appeal
the only question which has been urged before us is that having regard to the
true scope and effect of the provisions of as. 123 and 162 of the Act the High
Court was in error in refusing to uphold the claim of 48 378 privilege raised
by the appellant in respect of the documents in question.
The question thus posed will naturally have
to be answered on a fair and reasonable construction of the two statutory
provisions of the Act. It has, however, been very strenuously urged before us
by Mr. J. Seervai that before proceeding to construe the said provisions it is
necessary that the Court should bear in mind the historical background of the
said provisions. His argument is that ss. 123 and 162 as they were enacted in
the Act in 1872 were intended to introduce in India the English Law in regard
to what is commonly described as the Crown privilege in the same form in which
it obtained in England at the material time; and so he has asked us to
determine in the first instance what the true state of English Law was in or
about 1872 A. D.
In order to decide this question three
representative English decisions must be considered. In Home v. Lord F. C. Bentinck
(1) the Court was dealing with a claim-made by H who had sued the president of
the enquiry for a libel alleged to be contained in the report made by him. It
appears that H was a commissioned officer in the Army and the
Commander-in-Chief of the said Army had directed an assemblage of commissioned
military officers to hold an enquiry into the conduct of H. According to H the
said report contained libellous matter, and so he had sued the president of the
enquiry. At the trial H desired that the report submitted by the court of
enquiry should be produced and this request was resisted by the defendant on
the ground that the document in question was a privileged communication. This
plea was upheld. Dallas, C. J., referred to the precedents relevant to the
decision of the point, and observed that the basis of the said precedents was
that the disclosure would cause danger to the public good. He then considered
the nature of the enquiry which had been directed against H, and observed that
in the course of the enquiry a number of persons may be called before the court
and may give information as witnesses which they would not choose to (1) 1820)
2 Brod. & B. 130 : 129 E. R. 907 .
379 have disclosed ; but, if the minutes of
the court of enquiry are to be produced on an action brought by the party, they
reveal the name of every witness and the evidence given by each. Not only this
but they also reveal what has been said and done by each member of the existing
court of enquiry;
and, according to ,the learned judge, the
reception of the said minutes would tend directly to disclose that which is not
permitted to be disclosed; and so, independently of the character of the court
the production of the report was privileged on the broad rule of public policy
and convenience that matters like those covered by the report are secret in
their nature and involve delicate enquiry and the names of persons who ought to
stand protected.
The next decision to which our attention has
been invited is Smith v. The East India Company (1). In that case the dispute
with which the Court was concerned had arisen with respect to a commercial
transaction in which the East India Company bad been engaged with a third
party; and privilege was claimed in regard to the correspondence which had been
carried oil by the defendant with the Board of Control. It was held that the
said correspondence was, on the ground of public policy, a privileged
communication, and so the Company were not bound to produce or set forth the
contents of it in answer to a bill of discovery filed against them by the third
party in relation to the transaction to which it referred. Lord Lyndhurst upheld
the claim of privilege not because the correspondence purported to be
confidential nor because it was official, but because of the effect of the
provisions of c. 85 of Act 3 & 4 W. 4 on which the claim of privilege was
founded. It was noticed that the Company had been prohibited from carrying on
any commercial transactions except for the purpose of winding up their affairs
or for the purposes of the Government of India; and it was held that the result
of the relevant provisions, and particularly of is. 29 was that the Directors
of the East India Company were required to make communication of all their (1)
[1841] 1 Ph.50: 41 E.R. (Chancery) 550.
380 acts, transactions and correspondence of
every description to the Board of Control. That is why a claim for privilege in
respect of the said correspondence was upheld. This decision shows that a claim
for privilege could have been made even for correspondence which had reference
to a commercial transaction in circumstances similar to those in that case.
The last decision on which considerable
reliance has been placed by Mr. Seervai is the case of Beatson v. Skene (3).
It may incidentally be pointed out that Chief
Baron Pollock's observations in this judgment are frequently cited in judicial
decisions where the question of privilege falls to be considered. In that case
the plaintiff had been a general who commanded a corps of irregular troops
during the war in Crimea. Complaint having been made about the insubordination
of troops the corps was placed under the superior command of V. Thereupon the
plaintiff resigned his command. V directed S to inspect and report upon the
state of the corps, and referred S for information to the defendant who was a
Civil Commissioner. The defendant, in a conversation with S, made a defamatory
statement respecting the conduct of the plaintiff. The plaintiff brought an
action against the defendant for slander. The defence set up against the
plaintiff's claim was that what had passed between the defendant and S was a
privileged communication.
The jury had found a verdict for the
defendant. A new trial was claimed by the plaintiff, inter alia, on the ground
that the learned judge had declined to compel the production of certain
documents. It appeared that the Secretary for War had been subpoenaed to
produce certain letters written by the plaintiff to him and also the minutes of
the court of enquiry as to the conduct of S in writing the letter to V.
The plea for a new trial was rejected on the
ground that the Court was of the opinion that the non-production of the said
documents furnished no ground for a new trial. There was a difference of
opinion among the members of the Court on the question as to whether Bramwell,
J., was justified in upholding the claim of privilege., Pollock, (3) (1860) 5
H. & N. 838: 157 E.R. 1415.
381 C. B., Bramwell, B., and Wilde, B., held
that the claim for privilege was properly upheld, whereas Martin, B., took a
contrary view.
Dealing with the claim made that the
production of the documents would be injurious to the public service Pollock,
C. B., observed that the general public interest must be considered paramount
to the individual interest of a suitor in a Court of Justice, and he posed the
question: How is this to be determined ? Then Pollock, C. B., proceeded to
observe that the question must be determined either by a presiding judge or by
the responsible servant of the Crown in whose custody the paper is; and he
remarked that the judge would be unable to determine it without ascertaining
what the document is and why the publication of it would be injurious to public
service-an enquiry which cannot take place in private, and which taking place
in public may do all the mischief which it is proposed to guard against. He
further held that " the administration of justice is only a part of the
general conduct of the affairs of any State or nation, and we 'think is (with
respect to the production or non-production of a State paper in a Court of
Justice) subordinate to the general welfare of the community".
Martin, B., however, was of the opinion that
whenever the judge is satisfied that the document may be made public without
prejudice to the public service the judge ought to compel its production
notwithstanding the reluctance of the head of the department to produce it. It
would thus be seen that according to the majority view the question as to
whether any injury to public interest would be caused by the production of the
document could not be determined by the Court, because such an enquiry would
tend to defeat the very purpose for which privilege is claimed, whereas,
according to the minority view it was for the Court to hold an enquiry and
determine whether any injury would follow the production of the document.
Mr. Seervai contends that these decisions
correctly represent the legal position in regard to the Crown privilege in
England in the second half of the Nineteenth Century, and, according to him,
when the 382 Indian Evidence Act was drafted by Sir James Fitzjames Stephen he
intended to make provisions in the Act which would correspond to the said
position in the English Law.
In other words, the argument is that ss. 123
and 162 are intended to lay down that, when a privilege is claimed by the State
in the matter of production of State documents, the total question with regard
to the said claim falls within the discretion of the head of the department
concerned, and he has to decide in his discretion whether the document belongs
to the privileged class and whether its production would cause injury to public
interest. It is in the light of this background that Mr. Seervai wants us to
construe the relevant sections of the Act.
In support of this argument Mr. Seervai has
also referred us to the draft prepared by Sir James Fitzjames Stephen at the
instance of Lord Coleridge for adoption by the English Parliament, and has
relied on Art. 112 in the said draft.
Art. 112 provides, inter alia, that no one
can be compelled to give evidence relating to any affairs of State, or as to
official communications between public officers upon public affairs, unless the
officer at the head of the department concerned permits him to do so. It also
refers to some other matters with which we are not concerned. This part of Art.
112 as framed by Sir James Fitzjames Stephen seems to include the provisions of
ss. 123 and 124 of the Act. It is significant that there is nothing in this
Article which corresponds to s. 162 of the Act. Mr. Seervai concedes that the
draft prepared by Sir James Fitzjames Stephen was not adopted by Parliament,
and even now there is no statutory law of evidence in England; even so, he
contends that the intention which Sir James Fitzjames Stephen had in drafting
the relevant sections of the Indian Evidence Act must have been similar to his
intention in drafting Art. 112, and that is another fact which we may bear in
mind in construing the relevant sections of the Act. We ought, however, to add
that though Mr. Seervai elaborately argued this part of his case he fairly
conceded that recourse to extrinsic aid in interpreting a statutory provisions
would be justified only 383 within well recognised limits; and that primarily
the effect of the statutory provisions must be judged on a fair and reasonable
construction of the words used by the statute itself.
Let us now turn to s. 123. It reads thus:
" No one shall be permitted to give any
evidence derived from unpublished official records relating, to any affairs of
State, except with the permission of the officer at the head of the department
concerned, who shall give or withhold such permission as he thinks fit."
This section refers to evidence derived from unpublished official records which
have a relation to any affairs of State, and it provides that such evidence
shall not be permitted to be given unless the head of the department concerned
gives permission in that behalf. In other words, as a result of this section a
document which is material and relevant is allowed to be withheld from the
Court, and that undoubtedly constitutes a very serious departure from the
ordinary rules of evidence. It is well known that in the administration of
justice it is a principle of general application that both parties to the
dispute must produce all therelevant and material evidence in their possession
or their power which is necessary to prove their respective contentions; that
is why the Act has prescribed elaborate rules to determine relevance and has
evolved the doctrine of onus of proof. If the onus of proof of any issue is on
a party and it fails to produce such evidence, s. 114 of the Act justifies the
inference that the said evidence if produced would be against the interest of
the person who withholds it. As a result of s. 123 no such inference can be
drawn against the State if its privilege is upheld. That shows the nature and
the extent of the departure from the ordinary rule which is authorised by s.
123.
The principle on which this departure can be
and is justified is the principle of the overriding and paramount character of
public interest. A valid claim for privilege made under s. 123 proceeds on the
basis of the theory that the production of the document in 384 that, where a conflict
arises between public interest and private interest, the latter must yield to
the former. No doubt the litigant whose claim may not succeed as a result of
the non-production of the relevant and material document may feel aggrieved by
the result, and the Court, in reaching the said decision, may feel
dissatisfied; but that will not .affect the validity of the basic principle
that public good and interest must override considerations of private good and
private interest. Care has, however, to be taken to see that interests other
than that of the public do not masquerade in the garb of public interest and
take undue advantage of the provisions of s. 123. Subject to this reservation
the maxim silus populi est supreme les which means that regard for public welfare
is the highest law is the basis of the provisions contained in s. 123. Though
s. 123 does not expressly refer to injury to public interest that principle is
obviously implicit in it and indeed is its sole foundation.
Whilst we are discussing the basic principle
underlying the provisions of s. 123, it may be pertinent to enquire whether
fair and fearless administration of justice itself is not a matter of high
public importance. Fair administration of justice between a citizen and a
citizen or between a citizen and the State is itself a matter of great public
importance;
much more so would the administration of
justice as a whole be a matter of very high public importance ; even so, on
principle, if there is a real, not imaginary or fictitious, conflict between
public interest and the interest of an individual in a pending case, it may
reluctantly have to be conceded that the interest of the individual cannot
prevail over the public interest. If social security and progress which are
necessarily included in the concept of public good are the ideal then injury to
the said ideal must on principle be avoided even at the cost of the interest of
an individual involved in a particular case. That is why Courts are and ought
to be vigilant in dealing with a claim of privilege made under s. 123.
If under s. 123 a dispute arises as to
whether the 385 evidence in question is derived from unpublished official
records that can be easily resolved ; but what presents considerable difficulty
is a dispute as to whether the evidence in question relates to any affairs of
State. What are the affairs of State under s. 123 ? In the latter half of the
Nineteenth Century affairs of State may have had a comparatively narrow
content. Having regard to the notion about governmental functions and duties
which then obtained, affairs of State would have meant matters of political or
administrative character relating, for instance, to national defence, public
peace and security and good neighbourly relations. Thus, if the contents of the
documents were such that their disclosure would affect either the national
defence or public security or good neighbourly relations they could claim the
character of a document relating to affairs of State. There may be another
class of documents which could claim the said privilege not by reason of their
contents as such but by reason of the fact that, if the said documents were
disclosed, they would materially affect the freedom and candour of expression
of opinion in the determination and execution of public policies. In this class
may legitimately be included notes and minutes made by the respective officers
on the relevant files, opinions expressed, or reports made, and gist of
official decisions reached in the. course of the determination of the said
questions of policy. In the efficient admit of public affairs government may
reasonably treat such a class of documents as confidential and urge that its
disclosure should be prevented on the ground of possible injury to public
interest. In other words, if the proper functioning of the public service would
be impaired by the disclosure of any document or class of documents such
document or such class of documents may also claim the status of documents
relating to public affairs.
It may be that when the Act was passed the
concept of governmental functions and their extent was limited, and so was the
concept of the words " affairs of State " correspondingly limited;
but,. as 'is often 386 said, words are not static vehicles of ideas or concepts.
As the content of the ideas or concepts
conveyed by respective words expands, so does the content of the words keep
pace with the said expanding content of the ideas or concepts,, and that
naturally tends to widen the field of public interest which the section wants
to protect. The inevitable consequence of the change in the concept of the
functions of the State is that the State in pursuit of its welfare activities
undertakes to an increasing extent activities which were formerly treated as
purely commercial, and documents in relation to such commercial activities
undertaken by the State in the pursuit of public policies of social welfare are
also apt to claim the privilege of documents relating to the affairs of State.
It is in respect of such documents that we reach the marginal line in the
application of s. 123; and it is precisely in determining the claim for
privilege for such border-line cases that difficulty arises.
It is, however, necessary to remember that
where the Legislature has advisedly refrained from defining the expression
" affairs of State " it would be inexpedient for judicial decisions
to attempt to put the said expression into a strait jacket of a definition
judicially evolved.
The question as to whether any particular
document or a class of documents answers the description must be determined in
each case on the relevant facts and circumstances adduced before the Court.
" Affairs of State ", according to Mr. Seervai, are synonymous with
public business and he contends that s. 123 provides for a general prohibition
against the production of any document relating to public business unless
permission for its production is given by the head of the department concerned.
Mr. Seervai has argued that documents in regard to affairs of State constitute a
genus under which there are two species of documents, one the disclosure of
which will cause no injury to public interest, and the other the disclosure of
which may cause injury to public interest. In the light of the consequence
which may flow from their disclosure the two species of documents can be
described as innocuous and noxious respectively. According to Mr. Seervai the
effect of s. 123 387 is that there is a general prohibition against the production
of all documents relating to public business subject to the exception that the
head of the department can give permission for the production of such documents
as are innocuous and not noxious. He contends that it is not possible to
imagine that the section contemplates that the head of the department G. would
give permission to produce a noxious document. It is on this interpretation of
s. 123 that Mr. Seervai seeks to build up similarity between s. 123 and the
English Law as it was understood in 1872. In other words, according to Mr.
Seervai the jurisdiction of the Court in dealing with a claim of privilege
under s. 123 is very limited and in most of the cases, if not all, the Court
would have to accept the claim without effective scrutiny.
On the other hand it has been urged by Mr.
Sastri that the expression " documents relating to any affairs of State
" should receive a narrow construction; and it should be confined only to
the class of noxious documents. Even in regard to this class the argument is
that the Court should decide the character of the document and should not
hesitate to enquire, incidentally if necessary, whether its disclosure would
lead to injury to public interest. This contention seeks to make the
jurisdiction of the Court wider and the field of discretion entrusted to the
department correspondingly narrower.
It would thus be seen that on the point in
controversy between the parties three views are possible. The first view is
that it is the head of the department who decides to which class the document
belongs; if he comes to the conclusion that the document is innocuous he will
give permission to its production; if, however, he comes to the conclusion that
the document is noxious he will withhold such permission; in any case the Court
does not materially come into the picture. The other view is that it is for the
Court to determine the character of the document, and if necessary enquire into
the possible consequences of its disclosure; on this view the jurisdiction of
the Court is very much wider. A third view which does not 388 accept either of
the two extreme positions would be that the Court can determine the character
of the document, and if it comes to the conclusion that the document belongs to
the noxious class it may leave it to the head of the department to decide
whether its production should be permitted or not ; for it is not the policy of
s. 123 that in the case of every noxious document the head of the department
must always withhold permission. In deciding the question as to which of these
three views correctly represents the true legal position under the Act it would
be necessary to examine s. 162. Let us therefore, turn to that section.
Section 162 reads thus:
" A witness summoned to produce a
document shall, if it is in his possession or power, bring it to Court, notwithstanding
any objection which there may be to its production or to its admissibility. The
validity of any such objection shall be decided on by the Court.
The Court, if it sees fit, may inspect the
document, unless it refers to matters of State, or take other evidence to
enable it to determine on its admissibility." The first clause of s. 162
requires that a witness summoned to produce a document must bring it to the
Court and then raise an objection against either its production or its admissibility.
It also authorises the Court, and indeed makes it its obligation, to decide the
validity of either or both of the said objections. It is significant that the
objections to the production or admissibility of evidence specified in s. 162
relate to all claims of privilege provided by the relevant sections of Chapter
IX of Part III of the Act. Section 123 is only one of such privileges so that
the jurisdiction given to the Court to decide the validity of the objections
covers not only the objections raised under s. 123 but all other objections as
well. Take for instance the privilege claimed under s. 124 of the Act which
provides that no public officer shall be compelled to disclose communications
made to him in official confidence when he considers he considers that the
public interest 389 would suffer by the disclosure. It is clear, and indeed it
is not. disputed, that in dealing with an objection against the production of a
document raised under s. 124 the Court would have first to determine whether
the communication in question has been made in official confidence. If the
answer to the said question is in the negative then the document has to be
produced ; if the said answer is in the affirmative then it is for the officer
concerned to decide whether the document should be disclosed or not. This
illustration brings out the character and the scope of the jurisdiction
conferred on the Court dealing with an objection raised under s. 162.
The second clause of s. 162 in terms refers
to the objection as to the admissibility of the document. It seems to us that
this clause should be construed to refer to the objections both as to the
production and the admissibility of documents; otherwise, in the absence of any
limitation on its power the Court would be justified in exercising its
authority under, and discharging its obligation imposed by, cl. 1 of s. 162 by
inspecting the document while holding an enquiry into the validity of the
objection raised against its production under s. 123, and that would be
inconsistent with the material provision in cl. 2 of s. 162. That is why we
hold that the second clause covers both kinds of objections. In other words,
admissibility in the context refers both to production and admissibility. It
may be added that " matters of State " referred to in the second
clause are identical with " affairs of State " mentioned in s. 123.
Reading this clause on this assumption what
is its effect ? It empowers the Court to inspect the document while dealing
with the objection; but this power cannot be exercised where the objection
relates to a document having reference to matters of State and it is raised
under s. 123. In such a case the Court is empowered to take other evidence to
enable it to determine the validity of the objection. Mr. Seervai contends that
the first part of cl. 2 which deals with the inspection of the document is
confined to the objection relating to the production of the document, 390 and
on that basis he contends that since inspection is not permissible in regard to
the document falling under s. 123 the Court can do nothing else but record its
approval to, and uphold the validity of, the objection raised by the head of
the department. In regard to the objection as to the admissibility of the said
document, however, he concedes that the Court can take other evidence, if
necessary, and then determine its validity. According to him, such evidence
would be necessary and permissible when the objection to admissibility is based
for instance on want of stamp or absence of registration. In our opinion, this
construction though ingenious is not supportable on a plain and grammatical
construction of the clause read as a whole; it breaks up the clause
artificially which is plainly not justified by rules of grammar. We are
satisfied that the Court can take other evidence in lieu of inspection of the
document in dealing with a privilege claimed or an objection raised even under
s. 123. If the privileged document cannot be inspected the Court may well take
other collateral evidence to determine its character or class. In other words,
the jurisdiction conferred on the Court to deal with the validity of an
objection as to the production of a document conferred by the first clause is
not illusory or nominal ; it has to be exercised in cases of objections raised
under s. 123 also by calling for evidence permissible in that behalf. It is
perfectly true that in holding an enquiry into the validity of the objection
under s. 123 the Court cannot permit any evidence about the contents of the
document. If the document cannot be inspected its contents cannot indirectly be
proved ; but that is not to say that other collateral evidence cannot be
produced which may assist the Court in determining the validity of the
objection.
This position would be clear if at this stage
we consider the question as to how an objection against the production of
document should be raised under S. 123. it is well settled and not disputed
that the privilege should not be claimed under s. 123 because it is apprehended
that the document if produced would defeat the defences raised by the State.
Anxiety 391 to suppress a document may be natural in an individual litigant and
so it is checked and kept under control by the provisions of s. 114 of the Act.
Where, however, s. 123 confers wide powers on the bead of the department to
claim privilege on the ground that the disclosure may cause injury to public
interest scrupulous care must be taken to avoid making a claim for such a
privilege on the ground that the disclosure of the document may defeat the
defence raised by the State. It must be clearly realised that the effect of the
document on the ultimate course of litigation or its impact on the head of the
department or the Minister in charge of the department, or even the government
in power, has no relevance in making a claim for privilege under s. 123. The
apprehension that the disclosure may adversely affect the head of the
department or the department itself or the Minister or even the government, or
that it may provoke public criticism or censure in the Legislature has also no
relevance in the matter and should not weigh in the mind of the head of the
department who makes the claim. The sole and the only test which should
determine the decision of the head of the department is injury to public
interest and nothing else. Since it is not unlikely that extraneous and
collateral purposes may operate in the mind of the person claiming the
privilege it is necessary to lay down certain rules in respect of the manner in
which the privilege should be claimed. We think that in such cases the
privilege should be claimed generally by the Minister in charge who is the
political head of the department concerned; if not, the Secretary of the
department who is the departmental head should make the claim; and the claim
should always be made in the form of an affidavit. When the affidavit is made
by the Secretary the Court may, in a proper case, require an affidavit of the
Minister himself.
The affidavit should show that each document
in question has been carefully read and considered, and the person making the
affidavit is satisfied that its disclosure would lead to public injury. If
there are a series of documents included in a file it should appear from the
affidavit that each one of the documents, whose disclosure is objected to, has
been 392 duly considered by the authority concerned. The affidavit should also
indicate briefly within permissible limits the reason why it is apprehended
that their disclosure would lead to injury to public interest. This last
requirement would be very important when privilege is claimed in regard to
documents which prima, facie suggest that they are documents of a commercial
character having relation only to commercial activities of the State. If the
document clearly falls within the category of privileged documents Do serious
dispute generally arises; it is only when Courts are dealing with marginal or
border-line documents that difficulties are experienced in deciding whether the
privilege should be upheld or not, and it is particularly in respect of such
documents that it is expedient and desirable that the affidavit should give
some indication about the reasons why it is apprehended that public interest
may be injured by their disclosure.
It is conceded by Mr. Seervai that if the
affidavit produced in support of the claim for privilege is found to be
unsatisfactory a further affidavit may be called, and in a proper case the
person making the affidavit whether be is a Minister or the Secretary should be
summoned to face cross-examination on the relevant points. Mr. Seervai,
however, contends that the object of such cross-examination must be limited to
test the credibility of the witness and nothing more. We do not see why any
such a limitation should be imposed on cross-examination in such a case. It
would be open to the opponent to put such relevant and permissible questions as
he may think of to help the Court in determining whether the document belongs
to the privileged class or not. It is true that the scope of the enquiry in
such a case is bound to be narrow and restricted ; but the existence of the
power in the Court to hold such an enquiry will itself act as a salutary check
on the capricious exercise of the power conferred under s. 123; and as some of
the decisions show the existence of this power is not merely a matter of
theoretical abstraction (Vide for instance, Ijjat Ali Talukdar v. Emperor (1)).
(1) [1944] 1 Cal. 410.
393 Thus our conclusion is that reading
ss.123 and 162 together the Court cannot hold an enquiry into the possible
injury to public interest which may result from the disclosure of the document
in question. That is a matter for the authority concerned to decide; but the
Court is competent, and indeed is bound, to hold a preliminary enquiry and
determine the validity of the objections to its production, and that
necessarily involves an enquiry into the question as to whether the evidence
relates to an affair of State under s. 123 or not.
In this enquiry the Court has to determine
the character or class of the document. If it comes to the conclusion that the
document does not relate to affairs of State then it should reject the claim
for privilege and direct its production. If it comes to the conclusion that the
document relates to the affairs of State it should leave it to the head of the
department to decide whether he should permit its production or not. We are not
impressed by Mr. Seervai's argument that the Act could not have intended that
the head of the department would permit the production of a document which
belongs to the noxious class. In our opinion, it is quite Conceivable that even
in regard to a document falling within the class of documents relating to
affairs of State the head of the department may legitimately take the view that
its disclosure would not cause injury to public interest. Take for instance the
case of a document which came into existence quite some time before its
production is called for in litigation; it is not unlikely that the head of the
department may feel that though the character of the document may theoretically
justify his refusing to permit its production, at the time when its production
is claimed no public injury is likely to be caused. It is also possible that
the head of the department may feel that the injury to public interest which
the disclosure of the document may cause is minor or insignificant, indirect or
remote; and having regard to the wider extent of the direct injury to the cause
of justice which may result from its non-production he may 394 decide to permit
its production. In exercising his discretion under s. 123 in many cases the
head of the department may have to weigh the pros and cons of the problem and
objectively determine the nature and extent of the injury to public interest as
against the injury to the administration of justice. That is why we think it is
not unreasonable to hold that s. 123 gives discretion to the bead of the
department to permit the production of a document even though its production
may theoretically lead to some kind of injury to public interest. While
construing ss. 123 and 162, it would be irrelevant to consider why the enquiry
as to injury to public interest should not be within the jurisdiction of the
Court, for that clearly is a matter of policy on which the Court does not and
should not generally express any opinion.
In this connection it is necessary to add
that the nature and scope of the enquiry which, in our opinion, it is competent
to the Court to hold under s. 162 would remain substantially the same whether
we accept the wider or the narrower interpretation of the expression
"affairs of State". In the former case the Court will decide whether
the document falls in the class of innocuous or noxious documents; if it finds
that the document belongs to the innocuous class it will direct its production;
if it finds that the document belongs to the noxious class it will leave it to
the discretion of the head of the department whether to permit its production
or not. Even on the narrow construction of the expression "affairs of
State" the Court will determine its character in the first instance; if it
holds that it does not fall within the noxious class which alone is included in
the relevant expression on this view an order for its production will follow;
if the finding is that it belongs to the noxious class the question about its
production will be left to the discretion of the head of the department. We
have already stated how three views are possible on this point. In our opinion,
Mr. Seervai's contention which adopts one extreme position ignores the effect
of s. 162, whereas the contrary position which is also extreme in character
ignores the provisions of s. 123.
The view 395 which we are disposed to take
about the authority and jurisdiction of the Court in such matters is based on a
harmonious construction of s. 123 and s. 162 read together;
it recognises the power conferred on the
Court by cl. (1) of s. 162, and also gives due effect to the discretion vested
in the head of the department by s. 123.
It would thus be clear that in view of the
provisions of s. 162 the position in India in regard to the Court's power and
jurisdiction is different from the position under the English Law as it
obtained in England in 1872. It may be true to say that in prohibiting the
inspection of documents relating to matters of State the second clause of s.
162 is intended to repel the minority view of Baron Martin in the case of
Beatson (1). Nevertheless the effect of the first clause of s. 162 clearly
brings out the departure made by the Indian Law in one material particular, and
that is the authority given to the Court to hold a preliminary enquiry into the
character of the document. That is why we think that the arguments so
elaborately and ingeniously built up by Mr. Seervai on the basis of the
background of the Indian Evidence Act breaks down in the light of the
provisions of s. 162. We may add that in substance and broadly stated the
consensus of judicial opinion in this country is in favour of this conclusion.
(Vide: e.g., Kaliappa Udayan v. Emperor (2); R. M. D. Chamarbaugwala v. Y. R.
Parpia (3); GovernorGeneral in Council v. H. Peer Mohd. Khuda Bux & Ors.
(4);
The Public Prosecutor, Andhra v. Venkata
Narasayya (5); and ljjat Ali Talukdar v. Emperor (6)). Therefore we think it is
unnecessary to refer to these decisions in detail or to examine the reasons
given by them in support of the conclusion reached by them.
There are, however, two decisions which have
struck a note of dissent, and so it is necessary to examine them. In W.
S. Irwin v. D. J. Reid (7) it appears that
the Court was incidentally dealing with (1) (1860) 5 H. & N. 838 ; 157 E.
R. 1415.
(2) A.I.R. 1937 Mad. 492.
(3) A.I.R. 1950 Bom. 230.
(4) A.I.R. 1950 East Punjab 228.
(5) A.I.R. 1957 Andhra 486.
(6) I.L.R. [1944] 1 Cal410.
(7) (192I) I.L.R48 Cal. 304396 the scope and
effect of s. 123 of the Act. In that case the plaintiff was one of the members
of the committee, known as the Champaran Agrarian Enquiry Committee, and as
such member he had effected a settlement between the indigo planters and the
tenants about the partial refund of tawan or remission of sarabeshi. The
defendant Irwin wrote three letters to the members after the settlement which
taken together would import that his consent to the settlement was obtained by
misrepresentation and all facts were not disclosed to him. Thereupon Reid filed
a suit claiming Rs. 50,000 as damages against Irwin for making the said
defamatory statements which according to him greatly injured his credit and
reputation and had brought him into public odium and contempt. It appears that
at the trial an attempt was made to compel the production of the minutes of the
committee. The, said attempt failed because the Government of Bihar and Orissa
claimed privilege under s. 123. In appeal it was urged that the privilege
should not have been upheld, but the appellant's plea was not accepted by the
Court.
"The public officer concerned",
observed Mookerjee, A. C. J., "and not the judge is to decide whether the
evidence referred to shall be given or withheld. If any other view were taken
the mischief intended to be avoided would take place as the judge could not
determine the question without ascertaining the contents of the document, and
such enquiry, if it did take place, must, for obvious reasons take place in
public". In support of this decision the learned judge referred to some
English decisions; amongst them was the case of Beatson v. Skene (1). It would
be noticed that in making these incidental observations the Court has not
considered the true effect of the provisions of s. 162.
Indeed no reference was made to the said
section and the matter does not appear to have been seriously argued and
naturally, because the point was not directly raised for decision. In this
connection we ought to point out that in a subsequent decision of the said High
Court in Ijjat Ali Talukdar's case (2) a contrary view has been (1) (1860) 5 H.
& N. 838: 157 E.R. 1415.
(2) I.L.R. [1944] I Cal. 410.
397 taken and it is the subsequent view which
has prevailed in the Calcutta High Court thereafter.
In Khawaja Nazir Ahmad v. The Crown (1) the
High Court of Judicature at Lahore has held that when a privilege is claimed
under s. 123 the Court simply gives effect to the decision of the head of the
department by adding its own command to it but the Court. has no power to
examine the document in order to verify the correctness of the allegations or
the grounds on which the privilege is claimed. Abdur Rahman, J., who delivered
the judgment of the Bench in that case, has considered the relevant Indian and
English decisions, and has based his conclusion substantially on the judgment
of the House of Lords in Duncan v. Cammell Laird & Co. Ltd. (2), to which
we will presently refer. The learned judge appears to have construed s. 162 in
the manner suggested by Mr. Seervai. In fact Mr. Seervai's argument was that
the construction placed by Abdur Rahman, J. on s. 162 had not been considered
by the other Indian decisions when they brushed aside his conclusion. "I
feel convinced", said Abdur Rahman, J., "that the objection as to the
production of the document, apart from its admissibility (for want of
registration or contravening the rule as to when secondary evidence of a
document can be admitted-if the document is merely a copy and not original) can
only be decided by its inspection by the Court, followed, as it must
necessarily. have been, by an order of production, although not in the sense of
its contents having been disclosed to the party summoning the document at any
rate at that stage". We have already indicated our reasons for not
accepting this artificial construction of the second clause in s. 162. This
decision also has been dissented from by a Full Bench of the Lahore High Court
in Governor-General in Council v. H. Peer Mohd. Khuda Bux & Ors. (3) and
the view taken by the Full Bench in that case prevails in the Punjab High Court
ever since.
In the course of arguments before us a large
number of English decisions have been cited by the learned (1) (1945) I.L.R. 26
Lah. 219. (2) [1942] A.C. 624.
(3) A.I.R. 1950 East Punjab 228.
398 counsel appearing for both the parties.
Having regard to the fact that our decision ultimately rests, as it must, on
the construction of the relevant provisions of the Act, we do not think it
necessary to refer to all the cases to which our attention was drawn; we propose
to confine ourselves to three decisions which have made a substantial
contribution to the discussion of the problem, and which represent three
distinct and different trends of judicial opinion on the point with which we
are dealing.
The first case to which we would refer is the
decision of the Privy Council in Robinson v. State of South Australia In that
case the appellant had brought an action in the Supreme Court of South
Australia against the respondent State claiming damages for alleged negligence
in the care of wheat placed in the control of the State under the Wheat
Harvests Acts, 1915-17. Upon an order for discovery the respondent State, by an
affidavit made by a civil servant, claimed privilege in respect of 1892
documents tied in three bundles, and stated to be State documents comprising
communications between officers administering the department concerned. There
was exhibited to the affidavit a minute by the responsible Minister stating,
inter alia, that the disclosure of the documents would be contrary to the
interests of the State and of the public. The claim for privilege had been
upheld by the Australian Courts but it was rejected by the Privy Council which
held that the minute was inadequate to support the claim; it was too vague in the
circumstances of the case, and was not a statement on oath showing that the
Minister had himself considered each of the documents, or indicating the nature
of the suggested injury to the interests of the public. The Privy Council,
therefore, directed that the Supreme Court of South Australia should exercise
its power under O. 31, r. 14, subr. (2), to inspect the documents, because it
thought that the said course was less likely to cause delay than an order for a
further and better affidavit of documents. The litigation in that case had been
preceded by another litigation, and on the (1) [1931] A.C. 704.
399 facts thus disclosed the Privy Council
was satisfied that the action in question was one of a large number which were
then pending, and against which a similar relief was claimed, all being alike
dependent for success upon the establishment of the same facts. That is how
full discovery by the respondent had become "the immediately vital issue
between the parties".
Dealing with the merits of the privilege the
Privy Council cited with approval Taylor's observation that "the principle
of the rule is concern for public interest, and the rule will accordingly be
applied no further than the attainment of that object requires"(1). Lord
Blanesburgh, who delivered the judgment of the Board observed that "it
cannot be assumed that documents relating to trading, commercial or contractual
activities of the State can never be claimed to be protected under this head of
privilege", but he added that "the cases in which this is so must, in
view of the sole object of the privilege, and especially in time of peace, be
rare indeed". Then he referred to the fact that in view of the increasing
extension of State activities into the spheres of trading business and commerce,
and of the claim of privilege in relation to the liabilities arising there from
which were frequently put forward, it is necessary for the Courts to remember
that while they must duly safeguard genuine public interests they must see to
it that the scope of the admitted privilege is not, in such litigation,
extended. The judgment then proceeds to add that in truth the fact that
documents if produced might have any such effect upon the fortunes of the
litigation is of itself a compelling reason for their production-one only to be
overborne by the gravest considerations of State policy or security. Then the
power of the Court to call for the production of documents for which privilege
was claimed was examined in the light of previous decisions, and in the light of
the provisions of O. 31, r. 14, sub-r. (2).
"Where, as in the present case", it
was observed, "the State is not only sued as defendant under the authority
of statute, but is in the suit bound to give discovery, there seems little, if
any, (1) Taylor on "Evidence", s.939.
400 reason why the Court in relation to this
privileged class of its documents should have any less power than it has to
inspect any other privileged class of its documents, provided of course, that
such power be exercised so as not to destroy the protection of the privilege in
any case in which it is found to exist". The procedure which should be
adopted in claiming the privilege was then considered, and it was held that the
affidavit produced, which in its sweep covered no fewer than 1892 documents in
number, was of the vaguest generality and as such unsatisfactory. The Privy
Council then considered the question as to whether a further opportunity should
be given to the State to make a better affidavit but it thought that it would
be inexpedient to adopt such a course because it ,would involve further serious
delay, "without, it may be, advancing any further the final solution to
the question at issue". That is why the Supreme Court was asked to
exercise its power under the relevant rule to inspect the documents and then
decide whether the privilege should be upheld or not. It is significant that
even when giving such a direction their Lordships took the precaution of adding
that the judge, in giving his decision as to any document, will be careful to
safeguard the interest of the State and will not, in any case of doubt, resolve
the doubt against the State without further enquiry from the Minister. It only
remains to add that so far as Australia is concerned it does not appear that
there is any statutory provision corresponding to s.
162 of the Act, and so, even after this
judgment was pronounced by the Privy Council, Courts in India have not given
effect to the operative part of the order in regard to the inspection of the
document by Courts having regard to the statutory prohibition imposed by s. 162
in that behalf.
This pronouncement of the Privy Council was
subsequently criticised by the House of Lords in Duncan & Anr. v. Cammell
Laird & Co. Ltd. (1). It appears that the submarine Thetis which had been
built up by the respondents under contract with the Admiralty was undergoing
her submergence tests in Liverpool Bay, and, while engaged in the operation of
a 401 trial drive, sank to the bottom owing to the flooding of her two foremost
compartments and failed to return to the surface with the result that all who
were in her, except four survivors were overwhelmed. This unfortunate accident
gave rise to a large number of actions against the respondents for damages for
negligence. Pending the trial of the said claims the plaintiffs wanted
discovery of certain specified documents to which the defendants objected, and
the objection of the defendants was supported by Mr. Alexander who was the
First Lord of the Admiralty 'in his affidavit made in that behalf. The
documents to the production of which an objection was thus raised included
(either in original or as a copy) the contract for the hull and machinery of
the Thetis and other letters and reports.
The Master before whom the objection was raised
refused to order inspection. His decision was confirmed by Hilbery, J., sitting
in Chambers, and the Court of Appeal unanimously confirmed the judge's order.
The plaintiffs, however, were given leave to appeal to the House of Lords; that
is how the matter reached the House of Lords.
Viscount Simon, L. C., who pronounced a
composite judgment on behalf of himself and on behalf of Lord Thankerton, Lord
Russel of Killowen and Lord Clauson, exhaustively considered the whole law on
the subject of Crown Privilege; and in his speech he made the categorical
statement that in his opinion the Privy Council was mistaken in regarding the
Australian rule of procedure as having any application to the subjectmatter and
in ordering the inspection of the documents which were in question before the
Privy Council. Viscount Simon began his speech with the consideration of the
previous decisions of the House of Lords, and held that the matter in substance
was concluded by previous authorities in favour of upholding the objections. He
observed that the common law principle is well established that, where the
Crown is a party to a suit, discovery of documents cannot be demanded from it
as a matter of right, though in practice, for reasons of fairness and. in the
51 402 interests of justice, all proper disclosure and production would be
made. As a result of the examination of the several decisions Viscount Simon
deduced the principle which has to be applied in such cases in these words:
"Documents otherwise relevant and liable to production must not be
produced if the public interest requires that they should be withheld. This
test may 'be found to be satisfied either (a) by having regard to the contents
of the particular document, or (b) by the fact that the document belongs to a
class which, on grounds of public interest, must as a class be with held from
production". In this connection he stated that public interest may be
damnified where disclosure would be injurious to national defence, or to good
diplomatic relations, or where the practice of keeping a class of documents
secret is necessary for the proper functioning of the public service. Then he
proceeded to examine the question as to whether when objection has been duly
taken the judge should treat it as conclusive; and his answer was that an
objection validly taken to production on the ground that this would be
injurious to public interest is conclusive; but, of course, he proceeded to
make pertinent observations for the guidance of those who are entrusted with
the power to make a claim. It would be noticed that even this decision would
not be of material assistance to us because, as we have repeatedly pointed out,
our decision must ultimately rest on the relevant statutory provisions
contained in the Indian Evidence Act; and so, the conclusion that a valid
certificate issued by the Minister in charge is conclusive may not be strictly
applicable to a claim for privilege similarly made by a Minister in charge in
India.
As we have already indicated, the preliminary
enquiry contemplated by the first clause of s. 162 has to be held by the Court,
and it is after the Court has found in favour of the character of the document
pleaded by the State that the occasion arises for the head of the department to
exercise his discretion conferred by s. 123. Incidentally, we may point out
that Lord Thankerton and Lord Russel of Killowen, who were parties to this 403
decision, were also parties to the decision of the Privy Council in the case of
Robinson (1).
In regard to the decisions in the cases of
Robinson (1) and Duncan (2 ) respectively, it may be permissible to make one
general observation. In both these cases the nature of the documents for which
privilege was claimed, the time at which the dispute arose and the other
surrounding circumstances were very unusual and special though in different
ways, and so, as often happens, the shift in emphasis from one aspect of the
same principle to another and the strong language used took colour from the
nature of the special facts.
Incidentally we may also add that the
epilogue to the decision in Robinson's case (1) illustrates what untoward
consequences may follow from an-erroneous decision or a miscalculation as to
the injury to public interest which may be caused by disclosure.* Nearly five
years after the judgment in Duncan's case (2) was pronounced, the Crown
Proceedings Act (10 & 11 Geo. 6, c. 44) was passed in 1947, and the Crown
Privilege recognised under the common law of England is now regulated by s. 28
of the said Act. Section 28 which deals with discovery provides in substance
that subject to the rules of court in any civil proceedings there specified the
Crown may be required by the Court to make discovery of documents and produce
documents for inspection, and that in such proceedings the Crown may also be
required to answer interrogatories. This legislative invasion of the Crown's
prerogative is, however, subject to the proviso that the said section shall be
without prejudice to any rule of law which authorises or requires the
withholding of any document or the refusal to answer any question on the ground
that the disclosure of the document or the answering of the question would be
injurious to public interest. It would be noticed that s. 28 read with the
proviso confers on the Courts specified by it powers which are much narrower
than (1) [1931] A.C. 704. (2) [1942] A.C. 624.
*For a graphic account of the aftermath of
the enquiry held by the Supreme Court of South Australia, pursuant to the Privy
Council's decision in Robinsons's case (i), see "Law and Orders" by
Sir C. K. Allen, 2nd Ed.,P. 374, foot-note 5a.
404 those which are conferred on the Indian
Courts under cl. 1 of s. 162 of the Act.
In the decision in Duncan's case (1) Viscount
Simon had assumed that the law as laid down by the said decision was equally
applicable to Scotland. This assumption has been seriously challenged by
another decision of the House of Lords in Glasgow Corporation v. Central Land Board
(2). In that case Viscount Simonds has referred to a large number of earlier
decisions dealing with the relevant law as it is administered in Scotland and
commented on the decision in Duncan's case (1) by saying that the observations
in the said case, in so far as they relate to the law of Scotland must be
regarded as obiter dicta. "In the course of the present appeal",
added Lord Simonds, "we have had the advantage of an exhaustive
examination of the relevant law from the earliest times, and it has left me in
no doubt that there always has been, and is now, in the law of Scotland an
inherent power of the Court to override the Crown's objections to produce
documents on the ground that it would injure the public interest to do
so", though he added that " very rarely in recent times has this
inherent right been exercised". Lord Radcliffe, who agreed with the
conclusion of the House with some reluctance, has made strong comments on the
plea of privilege which is raised on behalf of the Crown in such matters. Adverting
to the contention that the public interest may be injured by the production of
the document Lord Radcliffe observed that more than one aspect of the public
interest may have to be surveyed in reviewing the question whether a document
which would be available to a party in a civil suit between private parties is
not to be available to the party engaged in a suit with the Crown.
According to Lord Radcliffe it was not
unreasonable to expect that the Court would be better qualified than the
Minister to measure the importance of such principles in application to the
particular case that is before it. It is on that assumption that the Scottish
Law has reserved to the Courts the duty of making some assessment of the
relative (1) [1942] A.C. 624. (2) (1956) Soots Law Times Reports 41.
405 claims of the different aspects of public
interest where production of a document is objected to by the Crown. Then, in
his characteristic style Lord Radcliffe has observed "I should think it a
very great pity indeed if a power of this kind, a valuable power, came to be
regarded as a mere ghost of theory having no practical substance, and the
Courts abdicated by disuse in the twentieth century a right of control which
their predecessors in the earlier centuries have been insistent to
assert". The learned law Lord has also made some strong comment on the
formula which has been evolved by Viscount Simon in Duncan's case (1), and had
stated, that the phrase "necessary for the proper functioning of the
public service" is a familiar one, and I have a misgiving that it may
become all too familiar in the future". The result of this decision
appears to be that in Scotland, where the common law doctrine of the Crown
Privilege is not strictly enforced, a privilege can be claimed by the Minister
on grounds set forth by him in his affidavit. The certificate would be treated
as very strong presumptive evidence of the claim made but the Court would
nevertheless have inherent power to override the said certificate. It is
unnecessary for us to consider the true nature and effect of this power because
in India in this particular matter we are governed by the provisions of s. 162
which confer power on Courts to determine the validity of the objection raised
under s. 123, and so there would be no occasion or justification to exercise
any inherent power.
Though we do not propose to refer to the
other decisions to which our attention was invited, we may incidentally observe
that the decision in Duncan's case (1) has been followed by English Courts, but
sometimes the learned judges have expressed a sense of dissatisfaction when
they are called upon to decide an individual dispute in the absence of relevant
and material documents. (Vide: Ellis v. Home Office (2)). Before we part with
this topic we may also indicate, that it appears that in the long history of
reported judicial decisions only on three occasions the right to (1) [1942]
A.C. 624. (2) [1953] 2 All E. R. 149.
406 inspect documents has been either
theoretically asserted or actually exercised in England. In Hennessy v. Wright
(1), Field, J., observed that he would consider himself entitled to examine
privately the documents to the production of which the Crown objected, and to
endeavour by this means and that of questions addressed to the objector to
ascertain whether the fear of injury to public service was the real motive in
objecting. In point of fact, however, the learned Judge did not inspect the
documents. From the judgment of the Court of Appeal in Asiatic Petroleum Co.,
Ltd. v. AngloPersian Oil Co., Ltd. (2), it appears that Scrutton, J., had
inspected the documents to the production of which an objection was raised. The
learned judge has, however, added that having seen the documents he thought
that the.
government may be right in the view that they
ought not to be produced to others, and that he would not take the responsibility
of ordering them to be produced against the wishes of the government. In
Spigelmann v. Hocker & Anr.
(3), Macnaghten, J., inspected the document
to the production of which an objection was raised. The result of these
decisions is that in England a valid certificate issued by the Minister in
support of the privilege claimed is conclusive; while in Scotland, though it
would normally be treated as such, Courts reserve to themselves an inherent
right to revise or review the certificate in a proper case.
It now remains to consider whether the High
Court was right in holding that the privilege claimed by the appellant in
respect of the four documents in question was not justified, and that takes us
to the consideration of the relevant facts in the present appeal. The documents
of which discovery and inspection were claimed are thus described by the
respondent:
(1) Original order passed by Pepsu Government
on September 28, 1955, on the representation dated May 18, 1955, submitted by
Sodhi Sukhdev Singh;
(2) Original order passed by the Pepsu
Government (1) (1888) 21 Q.B. 509. (2) [1916] 1 K.B. 822.
(3) (1933-34) 1 Times L.R. 87.
407 on March 8/9, 1956, reaffirming the
decision passed on September 28, 1955, referred to above;
(3) Original order passed by the Pepsu
Government in their cabinet Meeting dated August 11, 1956, revising their
previous order on the representation of Sodhi Sukhdev Singh dated May 18, 1955;
and (4) Report of the Public Service Commission on the representation of Sodhi
Sukhdev Singh dated May 18, 1955, after the Pepsu Government's decision on
September 28, 1955.
In dealing with this question and in
reversing the order passed by the trial court by which the privilege had been
upheld, the High Court has purported to apply the definition of the expression
"affairs of State" evolved by Khosla, J., as he then was, in the case
of Governor-General in Council v. H. Peer Mohd. Khuda Bux & Ors. (1):
"It is, therefore, sufficiently clear", said the learned judge,
"that the expression "affairs of State" as used in s. 123 has a
restricted meaning, and on the weight of authority, both in England and in this
country, I would define "affairs of State" as matters of a public
nature in which the State is concerned, and the disclosure of which will be
prejudicial to the public interest or injurious to national defence or
detrimental to good diplomatic relations". It is this definition which was
criticised by Aft. Seervai on the ground that it purported to describe the
genus, namely, affairs of State, solely by reference to the characteristics of
one of its species, namely, documents whose disclosure was likely to cause
injury to public interest. Having adopted this definition the High Court
proceeded to examine whether any injury would result from the disclosure of the
documents, and came to the conclusion that it was difficult to sustain the plea
that the production of the documents would lead to any of the injuries
specified in the definition evolved by Khosla, J. On this ground the High Court
allowed the contention of the respondent and directed the State to produce the
documents in question.
We have already held that in dealing with the
(1) A.I.R. 1950 East Punjab 228.
408 question of privilege raised under s. 123
it is not a part of the Court's jurisdiction to decide whether the disclosure
of the given document would lead to any injury to public interest;, that is a
matter for the head of the department to consider and decide. We have also held
that the preliminary enquiry where the character of the documents falls to be
considered is within the jurisdiction and competence of the Court, and we have
indicated how within the narrow limits prescribed by the second clause of a.
162 such an enquiry should be conducted. In view of this conclusion we must
hold that the High Court was in error in trying to enquire into the
consequences of the disclosure;
we may add that the decision of the High
Court suffers from the additional infirmity that the said enquiry has been
confined only to the specified classes of injury specified by Khosla, J., in
his definition which cannot be treated as exhaustive. That being so, we think
the appellant is justified in complaining against the validity of the decision
of the High Court.
Let us then consider whether the documents in
question do really fall within the category of documents relating to
"affairs of State". Three of the documents the discovery of which the
respondent claimed are described as original orders passed by the Pepsu Cabinet
on the three respective dates. It is difficult to understand what was exactly
meant by describing the said documents as original orders passed on those
dates; but quite apart from it the very description of the documents clearly
indicates that they are documents relating to the discussions that took place
amongst the members of the Council of Ministers and the provisional conclusions
reached by them in regard to the respondent's representation from time to time.
Without knowing more about the contents of the said documents it is impossible
to escape the conclusion that these documents would embody the minutes of the
meetings of the Council of Ministers and would indicate the advice which the Council
ultimately gave to the Rajpramukh. It is hardly necessary to recall that advice
given by the 409 Cabinet to the Rajpramukh or the Governor is expressly saved
by Art. 163, sub-art. (3), of the Constitution; and in the case of such advice
no further question need to be considered. The same observation falls to be
made in regard to the advice tendered by the Public Service Commission to the
Council of Ministers. Indeed it is very difficult to imagine how advice thus
tendered by the Public Service Commission can be excluded from the protection
afforded by s. 123 of the Act. Mr. Gopal Singh attempted to argue that before
the final order was passed the Council of Ministers had decided to accept the
respondent's representation and to reinstate him, and that, according to him,
the respondent seeks to prove by calling the two original orders. We are unable
to understand this argument. Even if the Council of Ministers had provisionally
decided to reinstate the respondent that would not prevent the Council from reconsidering
the matter and coming to a contrary conclusion later on, until a final decision
is reached by them and is communicated to the Rajpramukh in the form of advice
and acted upon by him by issuing an order in that behalf to the respondent.
Until the final order is thus communicated to the respondent it would be open
to the Council to consider the matter over and over again, and the fact that
they reached provisional conclusions on two occasions in the past would not
alter the character of the said conclusions. The said conclusions, provisional
in character, are a part of the proceedings of the Council of Ministers and no
more.
The report received by the Council from the
Public Service Commission carries on its face the character of a document the
disclosure of which would lead to injury of public interest. It falls in that
class of document which "on grounds of public interest must as a class be
withheld from production". Therefore, in our opinion, the conclusion
appears inescapable that the documents in question are protected under s. 123,
and if the head of the department does not give permission for their
production, the Court cannot compel the appellant to produce them. We should
have 52 410 stated that the two affidavits made by the Chief Secretary in
support of the plea of the claim of privilege satisfied the requirements which
we have laid down in our judgment, and no comment can be effectively made
against them. The argument that in its pleadings the appellant accepted the
description of the respondent that the document contained orders is hardly
relevant or material. The affidavits show what these documents purport to be
and that leads to the inference which irresistibly follows from the very
description of the documents given by the respondent himself in his application
by which he called for their production and inspection.
Before we part with this appeal we may
incidentally refer to another point which was argued at some length before us
by both the learned counsel for interveners. Mr. Viswanatha Sastri contended
that the provisions of s. 162 can be invoked only where a witness has been
summoned to produce a document and a privilege is claimed by him in respect of
it.
According to him the said provisions cannot
be invoked where the Court is called upon to decide the validity of the claim
of privilege at the stage of inspection of the documents.
In other words, where the State is a party to
the suit and an application for inspection of documents is made against it by
its opponent, and a claim for privilege is put forward by the State, the Court
is entitled under 0. 11, r. 19, suba. (2), to inspect the documents for the
purpose of deciding as to the validity of the claim of privilege. That is the
clear provision of 0. 11, r. 19, sub-r. (2), and the power conferred on the
Court by the said provision is not subject to s. 162 of the Act. This position
is seriously disputed by Mr. Seervai.
The procedural law in regard to discovery,
production and inspection of documents is contained in 0. 11, rr. 12, 21.
It is true that 0. 11, r. 19, sub-r. (2)
provides that in dealing with a claim of privilege "it shall be lawful for
the Court to inspect the document for the purpose of deciding the validity of
the claim of privilege". The question is, what is the effect of this
provision when it is considered along with s. 162 of the Act ? 411 Before
briefly indicating our conclusion on this point we may observe that this
contention does not appear to have been raised in any judicial decisions to
which our attention was drawn. Indeed it appears generally to have been assumed
that in the matter of deciding a claim for privilege made by the State the
provisions of s. 162 of the Act would apply whether the said claim is made at
the earlier stage of inspection or later when evidence is formally tendered.
That, however, is another matter.
It is true that s. 162 in terms refers to a
witness who is summoned to produce a document and provides for the procedure
which should be adopted and the powers which should be exercised in dealing
with a privilege claimed by such a witness; but there is no doubt that the
provisions of the Act are intended to apply to all judicial proceedings in or
before any Court; that in terms is the result of s. 1 of the Act, and the
proceedings before the Court under 0. 11, r. 19, are judicial proceedings to
which prima facie s. 162 would. apply. Similarly, s. 4, sub-s. (1), of the Code
of Civil Procedure provides, inter alia, that in the absence of any specific
provisions to the contrary nothing in the Code shall be deemed to limit or
otherwise affect any special or local law in force; that is to say, in the
absence of any provisions to the contrary the Evidence Act would apply to all
the proceedings governed by the Code. Besides, it would be very strange that a
claim for privilege to which 0. 1 1, r. 19 sub-r. (2), refers is allowed to be
raised under a. 123 of the Act, whereas, the procedure prescribed by the Act in
dealing with such a claim by s. 162 is inapplicable. If s. 123 of the Act
applies and a claim for privilege can be raised under it, prima facie there is
no reason why s. 162 should not likewise apply.
But apart from these general considerations
the relevant scheme of the Code of Civil Procedure itself indicates that there
is no substance in the argument raised by Mr. Sastri.
Order 27 prescribes the procedure which has
to be adopted where suits are filed by ,or against the government; a plaint or
written statement proposed to be filed by the government has to be 412 signed
under r. 1 by such person as the government may by general or special order
appoint in that behalf, which means that the government can only act through
its agent duly appointed in that behalf. The Minister who is the political head
of the department or the Secretary who is its administrative head is not the
government; and so whenever the government sues or is sued and makes its
pleadings it always acts through its duly authorised agents. The scheme of the
relevant rules of 0. 27 is consistent with this position.
Section 30 of the Code empowers the Court
either on its own motion or on an application of a party to issue summonses to
persons whose attendance is required either to give evidence or produce
document, and to order that any fact may be proved by an affidavit. Order 4, r.
5, contemplates that, at the time of issuing the summons, the Court has to
determine whether the summons should be for the settlement of issues only or
for the final disposal of the suit; and the relevant form of the summons (No. 1
in First Schedule, Appendix B) shows that in the case of a suit against the
government of a State a summons can be issued to compel the attendance of any
witness and the production of any document. This shows that where the State is
a party a summons may have to be issued to its appropriate officer calling upon
him to produce the documents for inspection.
The provisions of rr. 14, 15 and 16 of 0. 11
show that affidavits have to be filed by the parties, and the filing of
affidavits which is permitted by 0. 19 is undoubtedly one mode of giving
evidence. Order 16, r. 1, provides for the issue of a summons to persons whose
attendance is required inter alia to produce documents; and r. 21 of the said
order expressly provides that where any party to a suit is required to give
evidence or to produce a document the provisions as to witnesses shall apply to
him so far as are applicable. Thus there can be little doubt that where a
privilege is claimed at the stage of inspection and the Court is required to
adjudicate upon its validity, the relevant provisions of the Act 413 under
which the privilege is claimed as well as the provisions of s. 162 which deal
with the manner in which the said privilege has to be considered are equally
applicable;
and if the Court is precluded from inspecting
the privileged document under the second clause of s. 162 the said prohibition
would apply as much to a privilege claimed by the State through its witness at
the trial as a privilege similarly' claimed by it at the stage of inspection.
It is hardly necessary to point out that a contrary vie* would lead to this
manifestly unreasonable result that at the stage of inspection the document can
be inspected by the Court, but not at the subsequent stage of trial. In our
opinion, the provisions of 0. 11, r. 19, sub-r. (2), must, therefore, be read
subject to s. 162 of the Act.
The result is that the appeal is allowed, the
order passed by the High Court set aside and that of the trial court restored
with costs throughout.
KAPUR, J.-I have read the judgment prepared
by my learned brother Gajendragadkar, J., and agree with the conclusion but in
my opinion the Court cannot take other evidence in regard to the nature of
document, for which privilege is claimed, and my reasons are these:
In India the law of privilege in regard to
official documents is contained in s. 123 of the Indian Evidence Act which has
to be read with s. 162 of that Act. The various kinds of privileges claimable
under the Evidence Act are contained in Chapter IX, two sections amongst these
are ss.
123 and 126, the former dealing with state
privilege relating to "affairs of State" and the latter with
communications with a legal adviser. In s. 123 the opening words are "no
one shall be permitted " and in the latter "no barrister etc., shall
at any time be permitted In the other sections dealing with privilege the
opening words are "no person shall be compelled This difference in
language indicates that the legislature intended to place the privilege of the
State in regard to official documents on a different footing than-the other
forms of privileges mentioned in the 414 Act in so far as it put a ban on the
court permitting any evidence of the kind mentioned in. s. 123 from being
given, so that if, unwittingly any evidence mentioned therein was sought to be
given, the court would not permit it unless the other conditions were
satisfied.
In s. 123 the provision is against the giving
of evidence which is derived from unpublished official records relating to any
affairs of State except when the head of the department concerned in his
discretion gives permission for the evidence to be given. The important words
are "derived", "unpublished" and "affairs of
State". The word "derived" means coming out of the source and
therefore refers to original as well as secondary evidence of documents whether
oral or documentary. The words " unpublished official records" are
not very difficult of interpretation and must depend upon the circumstances of
each case. If the record is shown to have already been published, it ceases to
be an unpublished record. But the difficulty arises as to the meaning of the
words "affairs of State", because the ban is put on evidence derived
from official documents relating to affairs of State. At the time when the Indian
Evidence Act was enacted, affairs of State were confined to governmental or
political activities of Government, but with the expanding of the activities of
the State, which, because of the changed concept of the State, comprise also
socioeconomic, commercial and industrial activities the words "affairs of
State" must necessarily have a much wider meaning than it originally had.
But the language of the sections remains the same and so also the limitation on
the giving of evidence derived from such documents and therefore what was
considered to be within the discretion of the head of the department to
disclose or not to disclose still remains within his discretion and merely
because the scope of the words "affairs of State" had been extended,
the extent of the discretion has not thereby decreased or become limited and
the words "who shall give or withhold such permission as he thinks
fit" indicate that the discretion to remove the ban vests in the head of
the department and no one else.
415 The real difficulty arises in the
interpretation of the words "affairs of State". What are they? How is
the meaning of the words to be determined and by whom? When a claim is made by
a proper authority in a proper form, is that conclusive of the nature of the
document or has the court to proceed to determine the efficacy of the claim by
taking other evidence as to its nature or the effect of its disclosure. It was
contended that the decision, whether the document belongs to the category
falling within the expression "affairs of State" or not has to be of
the court and not of the official mentioned in the section. In a way that is
correct because the conduct of the trial must always remain in the hands of the
court but what is implied in the contention raised was that the court must
first decide whether the document belongs to the class comprised in the
expression "affairs of State" and then the official concerned may
give or withhold his consent. It was also submitted that in order to enable the
court to determine the validity of the claim of privilege the official
concerned, when making the claim, may have to state the nature of the document
or at least the nature of the injury to the public interests or to the
efficient working of the public service, as the case may be, which the
disclosure of the document or evidence derived therefrom would result in.
Section 162 of the Evidence Act was relied upon
in support of the above contention. That section applies to all documents in
regard to which claim of privilege of any kind may be claimable including that
falling under s. 123 and therefore the language of s. 162 had necessarily to be
wide.
It has been described as not being clear by
Bose, J., as he then was, in Bhaiya Saheb v. Ram Nath Bampratap Bhadupote (1).
The section requires a witness summoned to produce a document to bring it to
the court in spite of any objection which he may take to it& production or
to its admissibility and the court is empowered to decide both the questions.
It is the next part which is relied upon in support of the contention that the
court can (1) I.L.R. [1940] Nag. 240, 247.
416 take other evidence to decide both the questions
of production and the question of admissibility. The words are "the court,
if it sees fit may inspect the document, unless it refers to matters of State,.
or take other evidence to enable it to determine on its admissibility". It
was argued that this part of the section empowered the court to take other
evidence not only to decide the question of admissibility of the document but
also its production. The language of this part of the section does not lend
support to this contention because it gives discretion to the court to inspect
the document or take other evidence to enable it to determine the admissibility
of the document. The interposing of the words "unless it refers to matters
of State", has reference to privilege under s. 123 and therefore it
disentitles the court to inspect the document.
The sequence envisaged by the section is that
a witness summoned to produce a document is bound to bring it to the court. He
may then take objection to its production under any of the sections, viz., 121
to 131 or he may object to its admissibility and both these objections have to
be decided by the court. Then comes the second part of the section. If the
document refers to "matters of State"-there is no distinction in the
meaning of the word "matters" and "affairs of State"-then
the court may not inspect the document, but if the document is not of that
class, then the court can inspect it and if it finds any objection to the
admissibility, it may take other evidence to determine its admissibility. To take
a concrete case, if a document is produced which is compulsorily registerable
and it is not so registered, it would not be admissible in evidence under s.
49 of the Registration Act, but evidence may
be led as to its admissibility for certain purposes, e.g., s. 53-A of the
Transfer of Property Act. If it refers to that class of documents then the
second, part of s. 162 becomes applicable, i.e., the, court may inspect the
document which will help it in deciding the question of privilege and
admissibility. But if a claim is properly made by a proper official on the
ground that it refers to matters of State, the court will stay its hands and
refrain from inspecting it.
417 The words "or to take...... its
admissibility" on their plain language do not apply to production and
consequently the taking of evidence must have reference to the admissibility of
the document.
All the High Courts in India are in accord
that the Supreme court will not inspect the document if it relates to matters
of State. If that is so it would be difficult to sustain the contention that it
can decide the question whether the matter relates or does not relate to
affairs of State. If the original cannot be inspected, no other evidence can be
produced as to its contents. The effect of this prohibition is not only as if
the document had been destroyed, but as if it never existed. If that is the
position, then it becomes difficult to see how the question of its production
can be decided by the court by taking other evidence or how the court can decide
whether a particular document falls within the prohibition imposed by s. 123 of
the Evidence Act. In this connection the words of Lord Kinnear in The Lord
Commissioner of the Admiralty v. Aberdeen Steam Trawling & Fishing Co.,
Ltd. (1) are quite apposite. It was there said:
"I think it is not improbable that even
if an officer of the department were examined as a witness, we should not get
further forward, because the same reasons which induced the department to say
that the report itself ought not to be produced might be thought to preclude
the department from giving explanation required".
If the court cannot inspect the document, if
no secondary evidence can be given as to its contents and if the necessary
materials and the circumstances which would indicate the injury to the public
interests or detriment to the proper functioning of the services cannot be
before the court it cannot be in a position to decide whether the document
relates to affairs of State or not and the logical conclusion would be that the
court is debarred from overruling the discretion of the head of the department
concerned, because the court cannot say whether the disclosure or
non-disclosure would be detrimental or not.
If, on the other (1) (1909) S.C. 335, 343.
53 418 hand, the contention is accepted that
the court can decide by taking other evidence as to whether the document
relates to the affairs of State then the discretion to ban its production by
the head of the department must necessarily become illusory. If the court takes
upon itself the task of deciding the nature of the document, then it will be
taking upon itself the very grave duty of deciding a vital question as to what
are the affairs of State without having the necessary material before it or
without knowing the exigencies of the public service or the effect of the
disclosure of the State secret or how far the disclosure will injure the public
interests andit may thus unwittingly become the instrument of giving publicity
to something which the head of the department considered injurious to the
public interests, the law having given to the head of the department concerned
to make this determination' No doubt the discretion is wide and covers all
classes of documents which may fall within the phrase "affairs of
State", some noxious and others innocuous and may even appear to be unduly
restrictive of the rights of the litigant but if that is the law the sense of
responsibility of the official concerned and his sense of fair play has to be
trusted. The second. part of s. 162 therefore cannot be said to permit the
taking of other evidence, ie., other than the document to determine the
question of its production when it is of the category falling under s. 123.
That part does not entitle the court to determine the nature of the document or
the adequacy of the reasons which impelled the proper official to claim
privilege. It would be relevant Co quote the observations of Isaacs, J., in
Marconi's Wireless Telegraph, Co. v. The Common. wealth "I distinctly
adverted to the necessary fact that: the right of discovery given, to the
litigant for the furtherance of public justice must be subject to the still
higher consideration of the general welfare that the order to make proper
discovery does not destroy the privilege of public interest, and, that the
ground of, public policy may intervene and', prevent the injury, to (1) (1913)
16 C.L.R. 178, 201.
419 the community which coercive 'disclosure
might produce. If that were not so, every gun in every fort and every safe in
the Treasury would be open through the medium of the Court to the observation
of any ,plaintiff of any nationality who could make a prima facie case of the
infringement to which it was relevant. One of the authorities to which I
referred in that connection was the judgment of Turner, L. J. in Wadeer v. East
India Co., 8 D.M. & G., 182 at p. 191 and that, judgment is, I think, of
great value in this case also".
It will be helpful to refer to the law on the
subject in England as laid down in English cases because the basis of the
Indian Law is the law of that country. The question of privilege has been
described by Viscount Simon L. C., in Duncan v. Cammell Laird & Co., Ltd.
(1) as a question of high constitutional importance because it involves a claim
by the Executive Government to restrict the material which might otherwise be
available for the court trying the case and this description was repeated by
the House of Lords in the Scottish case Corporation of Glasgow v. Central Land
Board (2). It may be the material which a party to the litigation may desire in
its own interest and without which equal justice may be prejudiced. The
question of privilege may not only arise in cases where the State is party to
the suit but may equally arise where the contestants in a suit are private
parties and whether as a party to the suit or not the State may decline to
produce a document. In Duncan's case (1) the privilege of the crown, though it
was described as not a happy expression, was upheld on the ground that the
interest of the State must not be put in jeopardy by the production of a
document which would injure it and which is also a principle to be observed in
administering justice, "quite unconnected with the interests or claims of
the particular parties in litigation and, indeed, is a rule upon which the
Judge if necessary, insist even though no objection is taken at all." The
sort of grounds to afford justification for. withholding the
documents-were,given by Viscount Simon as follows.(1) [1942] A.C. 624. (2) 1956
S.C. I (H.L.), 420 "It would not be a good ground that, if they were
produced the consequences might involve the department or the government in
Parliamentary discussion or in public criticism, or might necessitate the
attendance as witnesses or otherwise of officials who have pressing duties
elsewhere. Neither would it be a good ground that production might tend to
expose a want of efficiency in the administration or tend to lay the department
open to claims for compensation. In a word, it is not enough that the minister
or the department does not want to have the document produced. The minister, in
deciding whether it is his duty to object, should bear these considerations in
mind, for he ought not to take the responsibility of withholding production
except in cases where the public interest would otherwise be damnified e.g.
where disclosure would be injurious to national defence, or to good diplomatic
relations or where the practice of keeping a class of documents secret is
necessary for the proper functioning of the public service." Thus the
documents, which are protected from production, are those the production of
which would be prejudicial to the public interests or those which belong to
that class which as a matter of practice, are kept secret for the proper
maintenance of the efficient working of the public service.
Objection has been taken to the authority of
this rule enunciated by Viscount Simon L. C., on the ground that it is in
serious conflict with another principle that the proper administration of
justice is also a matter of public interest, i. e., "fiat justitia ruat
caelum" but as was said by Viscount Simonds in Glasgow Corporation v.
Central Land Board (1), "The paramountcy of the public interest has been
recognized and preserved". This principle, which was reenunciated by
Viscount Simon, L. C., had been the law of England for over a century before
Duncan's case (2). In Earl v. Vass (3) it was held that public officers are not
entitled or compellable to produce written communications made by them
officially relative to the character and conduct of a party applying (1) 1956
S.C. 1 (H.L.). (2) [1942] A.C. 624.
(3) (1822) 1 Sh. Sc. App. 229.
421 for a public office when the production
is demanded in an action for damages against the writer. Lord Eldon L. C., at
p. 230 observed:"I apprehend, in all cases in which it has been held, upon
the principle of public policy, that you shall not be compellable to give
evidence of, or produce s such instruments-that is, wherever it is held you are
not on grounds of public policy, to produce them-you cannot produce them and
that it is the duty of the judge to say you shall not produce them......"
Lord Eldon referred with approval to the decision in Home v.
Lord William Bentinck (1) which was of the
year 1820. The principle there laid down was that production of instruments and
papers must be shut out if it was against public policy.
At p. 919 the learned Chief Justice said:"It
seems therefore that the reception of the minutes would tend directly to disclose
that which is not permitted to be disclosed; and therefore, independently of
the character of the court, I should say, on the broad rule of public policy
and convenience that these matters, secret in their nature, and involving
delicate enquiry and the names of persons, stand protected".
The injury to public service was recognized
in Beatson v. Skene (2) where Pollock, Q. B., said:
"It appears to us, therefore, that the
question, whether the production of the documents would be injurious to the public
service, must be determined, not by the Judge but by the head of the department
having the custody of the papers; and if he is in attendance and states that in
his opinion the production of the document would be injurious to the public
service, we think the Judge ought not to compel the production of it. The
administration of justice is only a part of the general conduct of the affairs
of any State or Nation, and we think is (with respect to the production or
non-production of a State paper in a Court of Justice) subordinate to the
general welfare of the community. If indeed, the head of the (1) (1820) 2 Brod.
&B. 130: 129 E.R. 907.
(2) (1860) 5 H. & N. 838: 157 E.R. 1415.
422 department does not attend personally to
say that the production will be injurious but sends the documents to be
produced or not as the Judge may think proper, or as was the case in Dickson v.
The Earl of Wilton beford Lord Campbell (reported in Foster and Finla son's N.
P. Rep., p. 425), where a subordinate was sent with the document with
instructions to object but nothing more, the case may be different."
Martin B. did not entirely agree with the view of the other three learned
Barons and he was of the opinion that if the document could be produced without
prejudice to public service he ought to compel its production notwithstanding
the reluctance of the head of the department to produce it.
It was pointed out by Pollock, C. B., that
this might apply to extreme cases and "extreme cases throw little light on
the practical rules of life".
In Smith v. East India Company (1) which
related to a commercial transaction as to the liability to pay freight a
similar privilege was upheld. It was argued that communications between
officials and communications between Directors and Board of Control were
official correspondence and were privileged. On appeal the Lord Chancellor held
that in order that superintendence and control should be exercised effectively
and for the benefit of the public it was necessary that unreserved
communication should take place between the East India Company and the Board of
Control.
In Homer v. Ashford (2) which was of the year
1825,Best, C. J., said:"The first object of the law is to promote public
interest;
the second to preserve the rights of
individuals".
In this connection it may not be out of place
to recall the striking language of Knight Bruce, V. C., quoted at p. 401 of
Macintosh v. Dun (3) in the judgment of Lord Macnaughten:"Truth like other
good things, may be loved unwisely-may be pursued too keenly-may cost too (1)
(1841) 1 Ph. 50: 41 E.R. 550.
(2) (1825) 3 Bing. 322; 130 E.R. 537, 539.
(3) (1908) A. C. 390.
423 much". And then he points out that
the meanness and the mischief of prying into things which are regarded as
confidential, with all the attending consequences, are "too great to pay
for truth itself." Thus the law as stated in these old English cases shows
that what was injurious to the public interest or prejudicial to the proper
functioning of the public services was not to be disclosed and if the objection
was based on these grounds it must prevail. As to who was to determine this,
the judge or the official, Pollock C. B. decided in favour of the official
because the enquiry could not be held in private and if it was held in public the
mischief would have been done. Beatson v. Skene (1).
It was with this background of the state of
the English law that Sir James Fitzjames Stephen drafted the law of evidence
which was enacted into the Indian Evidence Act (Act 1 of 1872).
Scrutton, T., in Asiatic Petroleum Company
Ltd. v. Anglo Persian Oil Company Ltd. (2) which was a case between private
parties inspected the document to the production of which objection was taken,
and having seen it he said that he would not take the responsibility of
ordering it to be produced against the wishes of the Government. When the
matter was taken in appeal, Swinfen Eady, L. J., was of the opinion that the
rule was not confined to documents of political or administrative character.
The foundation of the rule was that the information cannot be disclosed without
injury to the public interest and not that the document was confidential or
official, and that if the production would be injurious to the public service,
the general public interest must be considered paramount to the individual
interest of the suitor. This was a document which was written by the
defendants, who owned a pipeline from Persia to their refinery in the Persian
Gulf, to their agents in Persia which contained confidential information from the
Board of Admiralty.
The Scottish cases have also upheld the
privilege of. the Crown in regard to production although it has (1) (1860) 5 H.
& N. 838; 157 E.R. 1415.
(2) [1916] 1 K. B. 822.
424 been stated that the inherent power of
the court to itself see the document and to override but not to review the
certificate of the official of the department concerned has always existed in
Scottish courts. In Duncan's case (1) Viscount Simon, L. C., quoted with
approval the observation of Lord Dunedin, the Lord President in the Lord
Commissioners of the Admiralty v. The Aberdeen Steam Trawling & Fishing
Co., Ltd. (2). That was a case where a Government department objected to the
production of the document on the ground that the production would be prejudicial
to public services and it was held that the view of the government department
was final and the court will refuse production even in action in which the
Government department was a party. The objection there was taken on an
affidavit. At p. 340, the Lord President (Dunedin) said:"It seems to me
that if a public department comes forward and says that the production of a
document is detrimental to the public service,, it is a very strong step indeed
for the Court to overrule that statement by the department. The Lord Ordinary
has thought that it is better that he should determine the question. I do not
there agree with him, because the question of whether the publication of a
document is or is not detrimental to the public service depends so much upon
the various points of view from which it may be regarded, and I do not think
that the Court is in possession of these various points of view. In other
words, I think that, sitting as Judges without other assistance, we might think
that something was innocuous, which the better informed officials of the public
department might think was noxious. Hence, I think the question is really one
for the department, and not for your Lordships".
And Lord Kinnear agreed with Lord Dunedin and
at p. 343 said:"I agree that we cannot take out of the hands of the
Department the decision of what is or what is not detrimental to the public
service. There are only two possible courses. We must either say that it is a
good (1) [1942] A.C. 624, (2) (1909) S.C. 335, 343.
425 ground of objection or we must overrule
it altogether. I do not think that we should decide whether it would be
detrimental to the public service or not; and I agree with what both your
Lordships have said as to the position of the Court in reference to that question.
We do not know the conditions under which the production of the document would
or would not be injurious to the public service. I think it is not improbable
that even if an officer of the Department were examined as a witness we should
not get further forward, because the same reasons which induced the Department
to say that the report itself ought not to be produced might be thought to
preclude the Department from giving the explanations required. A department of
Government, to which the exigencies of the public service are known as they
cannot be known to the Court, must, in my judgment, determine a question of
this kind for itself, and therefore I agree we ought not to grant the
diligence." In a later Scottish case Henderson v.M'Gown (1) where in a suit
between private parties income-tax returns were sought to be produced, the
court held that it had the power, in the exercise of its discretion, to order
production of documents in the custody of a public department in spite of its
objection but in the circumstances it did not order production as it was
unnecessary. Lord Johnston said at p.
826:"That is not to say that the court
never can and never will overrule such a statement but merely that it would be
a very strong step, and therefore a step for which the Court would require very
grave justification. The Admiralty and the War Office are charged with the duty
of providing for the safety of the realm, and, if either say that the
production of a document in their hands would be prejudicial to the public
interest, I think that we should naturally implicitly accept the statement. But
there are distinctions between public departments. The interest of such a
department as the Inland Revenue is that the public should be able to rely on
all returns to them and (1) (1916) S.C. 821.
54 426 communications made to them being
treated as confidential.
This also is the public interest." The
latest Scottish case relied upon is a decision of the House of Lords in Glasgow
Corporation v. Central Land Board (1). In that case privilege was claimed by
the Central Land Board on the ground that its production would adversely affect
the public interests. The question for decision was whether Scottish courts
were bound to give effect to the certificate of the Secretary of State or
whether the court had an inherent jurisdiction not to review the certificate
but to override it. The House of Lords was of the opinion that Duncan's case
(2) did not affect the Law of Scotland and the Scottish courts possessed the
inherent power to override the objections of the Minister and it did not
exclude the court from making an order of production but in that case the power
was not exercised. Viscount Simonds, L. C., said at p. 10 that Duncan's case
(2) had settled that according to the Law of England an objection validly taken
to production of documents on the ground that this would be injurious to the
public interest is conclusive but to cite the case of Lords Commissioners of
the Admiralty (3 ) as authoritative without regard to the earlier cases and the
later case of Henderson v. M'Gown (4) must give an imperfect view of the law of
Scotland. But even in Scotland the power had been rarely, very rarely,
exercised by the courts; its exercise had been refused even where the result
had been the prejudice of the private individual and the paramountcy of the
public interest had been recognised and preserved. (p. II). LordNormand
observed that for a 100 years the uniform track of authority asserted the
inherent power of the court to disregard the crown's objection but the power
had been seldom exercised; only the courts had emphatically said that it must
be used with the greatest caution and only in special circumstances. In this
connection Lord Normand said at p. 16:"It was also a firmly established
rule that the courts could not dispute the certificate and that the (1) 1956
S.C. 1 (H.L.). (2) [1942] A.C. 624.
(3) (1909) S.C. 335, 343. (4) (1916) S.C.
821.
427 question whether production would be
contrary to public interest was for minister or the department concerned."
Lord Radcliffe in his speech said that Duncan's case ought not to be treated as
a decision which affected the law of Scotland. Dealing with the case before the
court and the power reserved to the court to overrule the crown objection he
said at p. 18:"I do not understand that the existence of the power
involves that in Scotland, any more than in England, it is open to the court to
dispute with the minister his view that production would be contrary to the
public interest is well founded or to arrive at a view, contradictory of his
that production would not in fact be at all injurious to that interest. If
weight is given to the argument that the Minister in forming his view may have
before him a range of considerations that is not open to the Court and that he
is not under any obligation to set out these considerations in public, I think
that it must follow that the Minister's view must be accepted by the Court as
incapable of being displaced in by its own opinion". The view expressed in
Admiralty Commissioners v. Aberdeen(1) was dissented from.
After referring to another aspect of public
interest that impartial justice should be done in the courts of law, not least
between citizen and Crown, the Lord Normand observed:
"If in the past the power to disregard
the objection has hardly ever been exercised, that has been due, I think, to a
very proper respect for the Crown's position and to a confidence that
objections of this nature would not be advanced, or at any rate persisted in,
unless the case was one in which production would involve material injury to
the public welfare".
Thus, as was said by Lord Normand, there is a
difference between the law of England and the law of Scotland on an important
constitutional question. But in practice the difference was little as the
exercise of the inherent power by the Scottish Courts had been rare.
(1) [1942] A.C. 624. (2) (1909) S.C. 335.
343.
428 As the Privy Council judgment in
Robinson's case (1) was from Australia it will be useful to refer to two
Australian cases:In Marconi's Wireless Telegraph Company Limited v. The
Commonwealth(2) where inspection was claimed of wireless telegraphic apparatus,
Isaacs, J., in his minority judgment at p. 205 enunciated the following
propositions which are relevant for the purpose of the present case:"(1)
The rule of exclusion of State secrets applies, necessarily without distinction
to the facts, documents and other objects. This was admitted by Mr. Irvine, and
is established by such cases as B. v. Watson 2 Stark, 116 at p. 148; B. v.
Hardy 24 St. Tri. 199, at col. 753; R. v. Watson 32 St. Tri. 1, at cols.
100-101.
(2)The rule proceeds on the same grounds
whether the parties called on to produce the documents, &c., are or are not
parties to the suit, that is, on the grounds of the prejudice to the public
interests, which production would occasion (per Turner, L. J. in Wadeer's case
S. D. M. & G., 1882; Admiralty Commissioners v. Aberdeen Trawling Co. (1909)
Sess. Ca., 335.
(3) The right to protection depends upon the
"character" of the documents, &c. (ib.).
(4) If the documents, &c., are prima
facie private, as where they are in private hands then in the absence of
Ministerial claim for protection, the Court, in case of objection by the
private defendant on the ground of public policy, will ascertain their
character that is, whether they are really governmental and, if they are, the
next succeeding paragraph applies: Smith v. East India Company I Ph. 50.
(5) If the documents, & are of a
political that is, a governmental "character", then even in the
absence of any Ministerial claim for protection, it is the duty of the Court,
on objection by private person holding them, to ascertain whether public
prejudice will or may ensue from production, and, if it appears that public
policy requires confidence between the objector and the Government, they are
presumed (1) [1931] A.C. 704. (2) (1913) 16 C.L.R. 178, 201.
429 prima facie to be confidential: Smith v.
East India Company I Ph. 50 and per Wills, J. in Hennessy v. Wright 21 Q.B.D.
509, 518-519.
(6) If either by proof or undisplaced
presumption confidence is required, then it is a rule of law, not of
discretion, that the documents shall be excluded: Marks v. Beyfus 25 Q.B.D. 494
at pp. 498-500; Stace v Griffith L.R. 2 P. C., 420 at p. 428.
(7) If the documents, &c., are in fact
"State documents", that is, "in possession of a government
department", and the Minister having custody of them assures the Court
that public prejudice will or may ensue from production, that, in the absence
of what are called extreme cases and are practically negligible, is conclusive
evidence of their, character, that is, that they are confidential public
documents, and that such prejudice will or may ensue, and the Court must act
upon it: Stace v. Griffith L.R. 2 P.C. 420 at p. 428; Beatson v. Skene 5 H.
& N. 838; The Bellerophon 44 L. J. Adm. 5; Hughes v. Vargas 9 R. 661;
Halsbury's Laws of England, Vol. XI, p. 85;
Taylor on Evidence, 10th ed., pp. 673, 674; Powell on Evidence, 9th ed., p.
273. Conclusiveness in such a case is not unique.
Even a private claim for privilege in an
ordinary affidavit of documents is (with certain exceptions immaterial here),
taken as conclusive with respect even to the grounds stated for claiming
privilege; See Halsbury's Laws of England, Vol.
XI, p. 61 and Morris v. Edwards 15 App. Cas.
309." The learned Judge dealing with the matter of privilege in public
interest and the principles based on prevention of injury to the community
observed at p. 203:
"Such a doctrine is inherent in all
systems of law; for the first requirement of every organised society is to
live, and so far as possible to live securely, and the next is to live with the
greatest advantage to the community at large ; and to these essentials the
strict administration of justice in particular cases amongst members must
yield." Thus the principle is that private inconvenience must yield to
public ;interest; in other words Fiat justitia 430 ruat coelum is not always
the right of a suitor because the proper maxim applicable is salus populi
suprema est lex which transcends all other considerations. The majority of the
Court in that case had held that there was nothing to warrant the conjecture
that the inspection could disclose anything that could reasonably be called
secret in any sense of the word. The matter was taken to the Privy Council but
special leave to appeal was refused. The Lord Chancellor there said:-(See
Griffins case, 36 C.L.R. 378, 386) "Of course the Minister's statement or
certificate must be conclusive on a particular document. How can it be
otherwise?........................ If the Minister certifies quite
specifically, his certificate is to be taken as conclusive. The ground on which
special leave to appeal was refused in that case appears to have been that,
having regard to the form of the order, which carefully limited the right of
inspection and reserved liberty to apply, it was not a convenient case in which
to raise a great question of principle." In Griffin v. The State of South
Australia (1) objection to the production for inspection of documents was
upheld on the ground that the statement of the Attorney General for the State
that their production for inspection would be prejudicial to the public
interest is conclusive. That was a case in which inspection of documents was
sought in an action brought in the High Court of Australia by the plaintiff
against the State of South Australia to recover damages for negligent storage
of wheat. Knox, C. J., in the course of his judgment referred to the
observations of the Lord Chancellor in Marconi's case, (2) which have been
quoted above. Isaacs, J., reiterated his previous opinion.
Starke, J., was doubtful and he was of the
opinion that there was no reason why the courts should not use the power
confided in them for discovery. If some real doubt was established as to the
accuracy of the Minister's statement there was no reason for refusing the power
in a proper case particularly when the commercial activities of the Government
were becoming more and more extensive and (1) (1925) 36 C.L.R. 378, (2) (1913)
16 C.L.R. 178,201.
431 the sphere of political and
administrative action correspondingly wider. He was also of the opinion that
the courts should be able to fully protect the public interests and do nothing
to imperil them. The learned Judge in that particular case was not fully
satisfied with the affidavit of the Minister.
The matter of privilege in Australia was
taken to the Privy Council in Robinson v. State of South Australia (1). This
case arose out of an action similar to Griffin's case (2) and a similar
privilege was claimed. The Privy Council was of the opinion that the Minister's
minute was inadequate to support the claim of privilege but it had not been
lost by the inefficiency of the form in which it was claimed and the matter was
a proper one for the court to exercise its power of inspection for which
privilege was sought in order to determine whether their production will be
prejudicial to public interest or to the efficient working of the public
services.
Lord Blanesburgh said at p. 714:" As the
protection is claimed on the broad principle of State policy and public
convenience, the papers protected, as might have been expected, have usually
been public official documents of a political or administrative character. Yet
the rule is not limited to these documents.
Its foundation is that the information cannot
be disclosed without injury to the public interests and not that the documents
are confidential or official, which alone is no reason for their nonproduction:
See Asiatic Petroleum Co. v. Anglo-Persian Oil (1916) 1 K. B. 822, 829-830 and
Smith v. East India Co. 1 Ph. 50." and at p. 715 it was observed:"It
must not be assumed from these observations of the Lord Justice that documents
relating to the trading, commercial or contractual activities of a State can
never be claimed to be protected under this head of privilege. It is
conceivable that even in connection with the production of such documents there
may be "some plain overruling principles of public interest concerned
which cannot be disregarded"." (1) [1931] A.C. 704.
(2) (1925) 36 C.L.R. 378.
432 After referring to various cases that
have been set out above the Privy Council was of the opinion that the court was
entitled to prescribe in any particular case the manner in which the claim of
privilege should be made. It may accept unsworn testimony of the Minister in
one case but in another where the circumstances seems to be to so require call
for an affidavit from him. It may be that objection merely on ground of public
policy may not be sufficient but it ought to appear that the mind of a
responsible Minister had been brought to bear on the question of expediency in
the public interest of giving or refusing the information asked for. This would
be a guarantee that the opinion of the Minister which the court is asked to
accept is one which has not been expressed inadvisedly or as a matter of mere
departmental routine but is one put forward with the solemnity necessarily
attaching to the sworn statements and that the privilege could not be asserted
in relation to documents the contents of which had already been published.
In that particular case the Minister had
merely stated that he had considered this mass of documents and not that he had
read them and considered each one of them. Lord Blanesburgh said at p. 722:"In
view specially of the fact that the documents are primarily commercial
documents he should have condescended upon some explanation of the particular
and far from obvious danger or detriment to which the State would be exposed by
their production. Above all, and especially in view of the last paragraph of
the minute, the claim was one which should have been put forward under the
sanction of an oath by some responsible Minister or State official."
Continuing it was observed that there may be some among the scheduled documents
to which privilege may be genuinely attached and to give inspection of which
without more would destroy the protection of the privilege and therefore it
would or might be contrary to public interest to deprive the State of
opportunity of regularising its claim to protection. The Board would have given
this advice had it not been for the fact that it would have involved serious
delay 433 without advancing further the final solution of the question. The
case was therefore remitted to the Supreme Court with a direction that it was a
proper one for the exercise by that court of the power of inspecting documents.
The Privy Council was careful to add that the
Judge in giving his decision as to, any document would safeguard the interests
of the State and would not resolve the doubt against the State without further
enquiring from the Minister. In that case also the paramountcy of the
consideration of public interest was recognized but as the privilege was not
properly claimed and the document related to commercial activities of the State
and it would have involved unnecessary prolongation of the action the Privy
Council remitted the case for the court to exercise its power of inspection
under the Rules and Orders of the court but with the further direction of
safeguarding the interest of the State.
In Duncan v. Cammell Laird & Co. (1), the
Court of Appeal held that the affidavit of the First Lord of Admiralty was
conclusive if it stated that such production would be contrary to public
interest, and the order for production was therefore refused. Du Parcq, L. J.,
pointed out that the Privy Council case (Robinson's case (2)) was not the final
word on the subject in regard to production. The House of Lords in appeal did
not agree with the judgment of the Privy Council and it is significant that two
of the seven Law Lords in the House of Lords were parties to the Privy Council
judgment. The House of Lords held that the affidavit of the Minister was
conclusive and that inspection of a document by a court in private would be
communicating with one party to the exclusion of the other and it accepted the
principle that if it was prejudicial to the public interests or the document
belonged to that class of documents which are kept secret for the proper
functioning of the public services the production of the document would be
refused. It was recognized in that case that it is the Judge who is in control
of the trial and not the executive but the proper ruling for the judge to give
(1) [1942] A.C. 624. (2) [1931] A.C. 704.
55 434 would be that an objection validly
taken to the production on the ground of its being injurious to public interest
is conclusive.
The English cases which were decided after
the pronouncement of the House of Lords in Duncan's case (1) naturally followed
the decision of the House of Lords. In Ellis v. Home Office (2) where a
prisoner who had been attacked in jail by another prisoner who was a mental
case asked for certain reports and privilege was claimed, the privilege was
upheld but it was said that although it was essential that Government
department should be entitled to claim privilege against disclosure of documents
on the ground of public interest the ambit of privileges should be carefully
scrutinized and each document should be examined. It may be mentioned that in
that case Devlin, J., felt grave concern about the claim of this privilege
because the result was that documents were to be treated as destroyed and no
secondary evidence could be led and this concern of the trial judge was shared
by the Court of Appeal. In Broome v. Broome (3) which was a defended suit for
divorce, the wife wanted certain documents of the Soldiers', Sailors' and
Airmen's Families Association but the Secretary of State issued a certificate
in which he stated that the production would not be in public interest. It was
held that Crown privilege from disclosure attached to all documents
irrespective of where they originated or in whose custody they reposed provided
that they had emanated from or came into the possession of some servant of the
Crown.
In Auton v. Rayner & Ors. (4) it was
pointed out at page 572 that the sole concern of the Minister was whether the
interests of the State in the sphere for which he was responsible would be
affected and therefore the documents or evidence should be withheld from the
court. It was added that the Minister should accept and recognize that the proper
administration of justice would be impeded or may be unattainable if any
document or any evidence was withheld.
In that case an action was brought against
the (1) [1942] A.C. 624. (2) [1953] 2 All E.R. 149.
(3) [1955] 1 All E.R. 201. (4) [1958] 3 All
E.R. 566.
435 defendants, one of whom was a Police
Officer, charging them with conspiracy to injure and defraud him, false
imprisonment and malicious prosecution. The documents required by the plaintiff
were reports made by the Police Officer to his superior officers and the
communication which passed between the Metropolitan Police Force and other
police force and the Secretary of State swore an affidavit indicating that the
document should be withheld from production and that he had formed an impartial
judgment that in the public interest and for the proper functioning of the
public services the document should be withheld. 'The Court of Appeal held that
the determination of the Secretary of State ought reasonably to be accepted and
that the affidavit was, in the circumstances, conclusive.
The law in England may thus be summed up:-(1)
That a document need not be produced for inspection either on discovery or at
the trial when objection is taken by the Minister that disclosure of the
document would be contrary to public policy or detrimental to public interest
or services. This privilege attaches irrespective of where the document
originates or in whose custody it is provided it emanated from or came into
possession of some servant of the crown;
(2) the privilege can be claimed or waived by
the authority of the Minister or the head of the department;
(3) secondary evidence may not be given of a
document for which privilege is established;
(4) official correspondence per se is not
privileged on the ground of its being confidential or official nor is it a
valid ground that production would involve the Government in criticism or
expose 'want of efficiency in the administration or open up claims to
compensation but the ground for privilege is that the production would be
detrimental to the interest of the public or interfere with the efficient
working of the public service or it belongs to class of documents which it is
the practice of the department to keep secret;
(5) the minister's objection may be conveyed
by a letter or by the official who attends at a trial but 436 the court may
require an affidavit by or the attendance of the Minister;
(6) before a privilege is claimed it is
desirable that each document should be examined by the department concerned and
inspection permitted of all documents which cannot harm the public interest;
(7) if a minister claims privilege the court
will accept his statement and ought not to examine the document to see if the
objection is well founded;
(8) public interest must not be put in
jeopardy by the production of a document which could injure it and the court
should, if necessary, prohibit the production even though no objection has been
taken by the Government department.
It may be pointed out that the privilege was
expressly reserved when by the Civil Proceedings Act, 1947, the Crown was made
liable to. give discovery in civil proceedings.
It is no doubt true and it must be recognized
that the administration of public justice is also a part of public interest but
as was pointed out by Viscount Simon L. C. in Duncan's case (1) the interest of
the State is the interest of the citizen and if the former suffers the interest
of the litigant also suffers and therefore public interest transcends the
individual interest of a citizen. In Duncan's case (1) it was emphasised that
the Minister in deciding whether it was his duty to object should bear in mind
the considerations which justify withholding production, i.e., the public
interest would otherwise be damnified, i.e., the disclosure would be injurious
to national defence, or to good diplomatic relations or where the practice of
keeping a class of documents secret is necessary for the pro-per functioning of
the public service.
And that is the safeguard which both in
England and India the law seems to have found sufficient for the protection of
an individual's rights. Even in Scotland where the inherent right of the courts
to override official discretion has been recognized the occasions for the
exercise of that power have indeed been rare and even in the (1) [1942) A.C.
624.
437 latest case Glasgow Corporation v. Land
Board (1) that position was reiterated.
Although the consensus of opinion in India is
that under the second part of s. 162 the court will not inspect the document if
it relates to matters of State yet there is a track of decision which has taken
the view that it is not for the head of the department claiming the privilege
but for the court to decide whether the document falls within the category
mentioned in s. 123. But in some other cases a different view has been taken. A
reference to cases which fall on both sides of the line will be helpful.
In Irwin v. Reid (2) Mukherjea, A. C. J.,
held that the language of s. 123 showed that the court cannot be invited to
discuss the nature of the document and the public official concerned and not
the court is to decide whether the evidence referred to shall be given or
withheld. "If any other view were taken, the mischief intended to be
averted would take place, as the judge could not determine the question without
ascertaining the contents of the document, and such inquiry, if it did take
place must, for obvious reasons, take place in public: Beatson v. Skene (3),
Hennessy v. Wright (4), Jehangir v. Secretary of State (5).
The result practically is, that if the
objection is raised by a proper authority the court cannot compel disclosure by
primary or by secondary evidence." The Lahore High Court in Khawja Nazir
Ahmad v. Emperor (6) held that the head of the department who is in possession
of the documents is the sole judge of the fact whether the documents should be
protected from production on the ground of their being related to affairs of
State and therefore though the decision would be that of the court, it would have
to rule in favour of the privilege claimed by the head of the department. It
was also held that the interests of the State must not be put in jeopardy by
production of documents which would injure them and that was a principle to be
observed in administering justice and (1) (1956) S.C. 1 (H. L.) (2) (1921)
I.L.R. 48 Cal. 304.
(3) (1860) 5 H. & N. 838; 157 E.R. 1415.
(4) (1888) 21 Q.B.D. 509.
(5) (1903) 6 Bom. L.R. 131, 160.
(6) I.L.R. (1945) Lah. 219.
438 indeed a rule on which the judge should
insist even though no objection is taken at all. In that case there were
certain confidential files of the Special Enquiry Agency containing notes,
correspondence etc., relating to the case and containing a record of statements
of various persons and a proper affidavit had been filed by the head of the
department stating that the production would be injurious to public interests.
Abdul Rahman, J., said "I feel convinced in my mind that the objection as
to its production apart from its admissibility (e.g., for want of registration
or contravening the rule as to when secondary evidence of a document can be
admitted-if the document is merely a copy and not original) can only be decided
by its inspection by the Court followed as it must necessarily have been by an
order for its production, although not in the sense of its contents having been
disclosed to the party summoning the document at any rate at that stage. If the
Court is debarred under the statute from inspecting it, I cannot see how the
objection as to its production can otherwise be decided". In I. M. Lal v.
Secretary of State (1) this privilege was upheld. In that case it was held that
s. 162 divided the privilege of documents into two categories. At p. 212 Abdul
Rashid, J. (as he then was) observed:"The Court can inspect documents for
the purpose of deciding the question of privilege only if those documents do
not refer to matters of State. In other words an exception is made in respect
of documents that refer to matters of State.
Such documents cannot be inspected by the
Court while all other documents for which privilege is claimed are open to
inspection by the Court for the purpose of deciding the validity of the
objection regarding privilege." The Bombay High Court in re Mantubhai
Mehta in construing ss. 123, 124 and 162 has held that the officer summoned to
produce the document is bound 'to bring it and if he takes objection to its
production it is for the court to decide whether the objection is well founded
or not but the court is not entitled to inspect it. This track of reasoning
suffers from the (1) A.I.R. 1944 Lah. 209. (2) I.L.R. [1945] Bom. 122.
439 same difficulty that has been pointed out
that without looking at the document and taking into consideration the wide
words of s. 123 it becomes difficult to hold that the court can decide as to
whether the document relates to "affairs of State" and whether it
should or should not be produced. In that Bombay judgment the learned Judge
referred to the observations of Viscount Simon, L.C., in Duncan's case (1).
Besides the learned Judge also referred to s. 124 the effect of which is not
the same as of s. 123 of the Evidence Act. Bhagwati J. (as a Judge of the
Bombay High Court) in R.M.D. Chamarbaghwala v. Y. R. Parpia (2) held that the
court cannot inspect the document in order to determine whether they are
unpublished official records relating to any affairs of State, but its
jurisdiction to determine is not taken away by s. 162 and it is for the court
to decide the question of production by taking all the circumstances into
consideration barring inspection of the document. The learned Judge mainly
referred to Robinson's case (3) and it appears that the learned Judge was not
satisfied as to the documents being unpublished but the criterion he laid down
was that only such documents are privileged which relate to affairs of State
and the disclosure of which would be detrimental to public interest.
The question really is the same as to who is
to decide whether it is "matters" of "affairs of State".
The Calcutta High Court in a later judgment
in Ijjat Ali Talukdar v. Emperor (4) took a contrary view different from its
older view and held that the court is to decide whether conditions precedent to
ss. 123 & 124 have been established.
That was a case under the Excise Act and the
Excise Commissioner was called upon to produce certain documents.
The Commissioner claimed privilege under s.
123 on the ground that the files contained unpublished official records
relating to affairs of State and Das J., as he then was, was of the opinion
that the occasion for claiming privilege under s. 123 arose when it was sought
to give evidence derived from unpublished official records (1) [1942] A.C. 624.
(2) A.I.R. 1950 Bom. 230.
(3) [1931] A.C. 704. (4) I.L.R. [1944] 1 Cal.
410.
440 relating to any public affairs which was
a condition precedent. He then referred to s. 124 of the Evidence Act.
The second part of s. 162 provided the method
or means to enable the court to decide the question, namely, by inspecting the
document or by taking other evidence.
Although the court was disentitled from
inspecting the document, the duty of deciding the question was still on the
court. At p. 419 the learned Judge observed:"In case of documents relating
to affairs of State it may be difficult for the Court to decide the question,
yet it need not be necessarily impossible for the Court to do it.
Ordinarily no difficulty will arise, because
heads of departments or public officers are not expected to act capriciously
and ordinarily the Court will accept their statement. If necessary, the Court
will require the officer to claim the privilege in the manner indicated in the
Judgment of Lord Blanesburgh in the Australian case. If, however, the Court
finds that an over-zealous officer is capriciously putting forward a claim of
privilege, the Court will decide, as best as it can, by the means available to
it, whether the claim is well founded." As has already been said above the
second part does not afford the means or methods to the Court to decide the
question of privilege. The only method is inspection and that is denied to the
court in cases falling under s. 123.
The second case which is on the other side of
the line is the judgment of Bose J., as he then was, in Bhaiya Saheb v. Ramnath
Rampratap Bhadupote (1). In that case the learned Judge was of the opinion that
the insertion of the words "unless it refers to matters of State" in
the middle of the paragraph seemed to indicate that the court might not inspect
the document in respect of which the privilege was claimed until it had
opportunity of determining upon its admissibility and for that purpose it could
take other evidence which meant evidence other than the document produced. This
line of reasoning is similar to that adopted in Ijjat Ali's (2) case.
(1) I.L.R. [1940] Nag. 240, 247.
(2) I.L.R. [1944] 1 Cal. 410.
441 The Andhra Pradesh High Court in Public
Prosecutor, Andhra v. Damera Venkata Narsayya (1) was of the opinion that when
an objection under s. 123 is taken the court has no power to inspect the
document but may take other evidence for the purpose of deciding the objection
and if it comes to the conclusion that the evidence will be derived from the
unpublished records relating to the affairs of the State the objection will have
to be upheld and it will be left to the head of the department to give or
withhold the permission and the criterion for the head of the department was
whether or not the disclosure would cause injury to public interest and he was
the sole judge of the matter with which the court cannot interfere. This case
does not support the contention of the respondent.
The Patna High Court in Lakhuram Hariram v.
The Union of India (2) held that the head of the department must first examine
the document and he may then raise an objection but he is not absolved from the
obligation of appearing in court and satisfying the court that the objection
taken is valid and the court may require him to give an affidavit or further
questions may be put in regard to the validity of the claim but the court is
not entitled to inspect the document.
A. P. Srivastava, J., in Tilka & Ors. v.
State, (3) held that under s. 162 of the Evidence Act the court may inspect a
document unless it relates to affairs of State and in such a case it will have
to take other evidence relating to the nature of the document.
The words of s. 123 are very wide; and the
discretion to produce or not to produce a document is given to the head of the
department and the court is prohibited from permitting any evidence to be given
which is derived from any unpublished documents relating to affairs of State.
Section 162 does not give the power to the court to call for other evidence
which will indicate the nature of the document or which will (1) I.L.R. [1957] And.
Prad. 174.
(2) A.I.R. 1960 Pat. 192.
(3) A.I.R. 1960 All. 543.
56 442 have any reference to the reasons
impelling the head of the department to withhold the document or documents. In
the very nature of things when the original cannot be looked at and no
secondary evidence is allowable the court will only be groping in the dark in
regard to the nature of the document or the evidence. The correct way of
looking at the Indian statute, therefore, is to interpret in the manner which
is in accord with the English law, i.e., the court has not the power to
override ministerial certificate against production.
It is permissible for the court to determine
the collateral facts whether the official claiming the privilege is the person
mentioned in s. 123, or to require him to file proper affidavit or even to
cross-examine him on such matters which do not fall within the enquiry as to
the nature of the document or nature of the injury but he may be cross-examined
as to the existence of the practice of the department to keep documents of the
class secret but beyond that ministerial discretion should be accepted and it
should neither be reviewed nor overruled.
For these reasons I concur in the decision
that this appeal must be allowed.
SUBBA RAO, J.-I have perused the judgments
prepared by my learned brethren, Kapur and Gajendragadkar, JJ. I agree with
them in maintaining the claim of privilege in regard to the three items
described as "original orders" passed by the PEPSU Government, but
regret my inability to agree with them in regard to the report of the Service
Commission.
This appeal raises the question of the scope
and content of the law of privilege attached to affairs of State and the
procedure to be followed for ascertaining it. The facts are fully stated in the
said judgments and I need not restate them; but I would prefer to give my own
reasons for my conclusion.
It would be convenient at the outset to clear
the ground.
The arguments at the Bar have covered a wide
field, but we are not concerned here with the law of privilege pertaining to
the field of discovery and inspection of documents. We are called upon only to
decide its 443 scope during the trial of a suit when a witness, who is summoned
to produce a document, claims privilege on the ground that the document relates
to affairs of State. I should not be understood to have expressed any opinion
on the difficult question whether when the defendant is a State, the Court is
not entitled to inspect the documents under 0. XI, rule 19(2), Code of Civil Procedure.
The question falls to be considered on a true
construction of two of the provisions of the Indian Evidence Act, 1872
(hereinafter called the Act), namely, ss. 123 and 162. They read:
Section 123: "No one shall be permitted
to give any evidence derived from unpublished official records relating to any
affairs of State, except with the permission of the officer at the head of the
department concerned, who shall give or withhold such permission as he thinks
fit." Section 162: "A witness summoned to produce a document shall,
if it is in his possession or power, bring it to Court, notwithstanding any
objection which there may be to its production or to its admissibility. The
validity of any such objection shall be decided on by the Court.
The Court, if it sees fit, may inspect the
document, unless it refers to matters of State, or take other evidence to
enable it to determine on its admissibility.
If for such a purpose it is necessary to
cause any document to be translated, the Court may, if it thinks fit, direct
the translator to keep the contents secret, unless the document is to be given
in evidence; and if the interpreter disobeys such direction, he shall be held
to have committed an offence under section 166 of the Indian Penal Code (45 of
1869)." The relevant parts of the foregoing sections may be summarized
thus-. Section 123 prohibits the giving of any evidence derived from
unpublished official records relating to affairs of State except with the
permission of the officer at the head of the department; while s. 162 enjoins
on a witness summoned to produce a document to bring it to Court and empowers
444 the Court to decide on the validity of any objection raised in respect of
its production or admissibility. The argument of the Advocate-General is that
the words "affairs of State" mean "the business of State",
and, therefore, evidence derived from any unpublished official document
relating to that business cannot be given as evidence except with the
permission of the head of the department concerned, and that the Court under s.
162 of the Act must automatically accept the affidavit filed by the head of the
department claiming such a privilege. Learned counsel for the respondent, on
the other hand, defines the words "affairs of State" only to take in
documents whose production would be against public interest, confines the power
of the head of a department to permit or withhold the user of such a document
in evidence, and sustains the Court's power to decide the question of privilege
in respect of such a document on relevant materials without inspecting the
document.
The crucial words in s. 123 are,
"unpublished official records relating to any affairs of State".
Under that section no one shall be permitted to give any evidence derived from
such records except with the permission of the officer at the head of the
department concerned. The words "affairs of State" have not been
defined. Though in s. 123 the words used are &'affairs of State", in
s. 162 the words used are "matters of State". There does not appear
to be any practical difference between the two sets of words. In Shorter Oxford
Dictionary, III edition (1956), "matter" has been defined as "a
thing, affair, concern" and "affairs of State" as "public
business". These Dictionary meanings do not help to decide the content of
the said words. The content of the said words, therefore, can be gathered only
from the history of the provision. It has been acknowledged generally, with
some exceptions, that the Indian Evidence Act was intended to and did in fact
consolidate the English Law of Evidence. It has also often been stated with
justification that Sir James Stephen has attempted to crystallize the
principles contained in Taylor's work into substantive propositions. In case of
doubt or 445 ambiguity over the interpretation of any of the sections of the
Evidence Act we can with profit look to the relevant English common law for
ascertaining their true meaning. In English common law the words "affairs
of. State" do not appear. The basis of the doctrine of Crown privilege is
the injury to the public interests. The Judicial Committee in Robinson v. State
of South Australia (1) says at p. 714, "The principle of the rule is
concern for public interest, and the rule will accordingly be applied no
further than the attainment of that object requires." The House of Lords
in Duncan v. Cammell Laird & Co. (2) restated the same idea when it
observed that the State should not withhold the production of documents except
in cases where the public interest would otherwise be damnified.
The earlier decisions of the English courts
indicate that the Crown privilege was sustained only in regard to documents
pertaining to matters of administration, defence, and foreign relations whose
disclosure would be against the public interest: see Home v. Lord F. C.
Bentinck (3), Smith v. The East India Company (4) and Beatson v. Skene, (5).
The decisions of the High Courts in India
over a long period of time consistently gave the same meaning to the said
words. It may also be stated that in and about the time when the Evidence Act
was passed, the concept of a welfare State had not evolved in India and as such
the words "affairs of State" could not have been, at that time,
intended to take in the commercial or the welfare activities of the State. But
when the words are elastic there is no reason why they should not :be so
construed as to include such activities also, provided the condition of public
injury is also satisfied. It is, therefore, clear that the words "affairs
of State" have acquired a secondary meaning, namely, those matters of
State whose disclosure would cause injury to the public interest.
(1) [1931] A.C. 704. (2) [1942] A.C. 624.
(3) (1820) 2 Brod. & B. 130: 129 E.R.
907.
(4) (1841) 1 Ph. 50; 41 E.R. (Chancery) 550.
(5) (1860 5 H. &. N. 838.
446 The learned Advocate-General contends
that this construction, if accepted, would give a meaning to the provisions of
s. 123 of the Act which would be contrary to its tenor. He classifies documents
relating to "affairs of State" into noxious and innocuous documents,
and contends that documents, whose disclosure would affect the public interest,
are noxious documents and that if the records which relate to the affairs of
State mean only noxious documents, the said construction would bring out a
result directly opposite to that contemplated by the section. When the section
intends to prohibit the disclosure of noxious documents, the argument proceeds,
the construction enables their disclosure if the head of the department permits
it.
Shortly stated, his contention is that the
expression "affairs of State", that is, business of State, is the genus
and the document, the disclosure of which is against the public interest, is
the species, and that the head of the department is only empowered to permit
the disclosure of documents falling outside the said species. This argument is
apparently logical and rather attractive, but it is an oversimplification of
the problem and is based upon a disregard of the legislative history and the
long track of decisions of this country. If accepted, it enlarges the scope of
the said privilege to such an extent that in effect and substance the control
of the admissibility of documents shifts from the Court to the State or its
subordinate officers, for every document relating to the business of State
would be a privileged document unless the head of the department in his
discretion permits the giving of evidence derived there from. Nor can I accept
the construction that an absolute privilege is attached to every noxious
document, i.e., to every State document the disclosure of which may cause
injury to the public interest. This is giving too narrow a meaning to the words
"public interest". If the non-disclosure of a particular State
document is in public interest, the impartial and uneven dispensation of
justice by Courts is also in public interest. They are indeed two aspects of
public interest. There is no conflict or dichotomy between the two. In
particular 447 circumstances one aspect may be paramount and in a different set
of circumstances the other may be given precedence. In the last analysis, it is
the question of balancing of the two aspects having regard to the circumstances
of a particular case. The head of a department may as well permit the
disclosure of a document even if ordinarily its disclosure affects public
interest, if in his opinion the counter-balancing circumstances are in favour
of disclosure rather than non-disclosure. I cannot, therefore, give a wide
meaning to the words "records relating to affairs of State" so as to
take in every unpublished document pertaining to the entire business of State,
but confine them only to such of the documents whose disclosure would be
injurious to public interest.
The next question is, who is empowered to
decide the said question whether a particular document relates to affairs of
State ?-whether it is the Court or the State. That is found in s. 162 of the
Act. The learned Advocate-General contends that the first part of s. 162 makes
a distinction between the production of a document and the admissibility of a
document and that the first limb of the second part of the section provides for
the production of a document and the second limb for its admissibility. He
illustrates his argument thus: privilege may be raised in respect of production
of a document on the ground that it pertains to matters of State, or on the ground
that it is inadmissible for want of registration deficiency of stamp, or
similar other defects. The first clause of the second part of s.
162, the argument proceeds, enables the Court
to inspect a document when the objection is to its production unless the
document refers to a matter of State, and the second clause thereof empowers
the Court to take evidence only when the objection is not to its production but
to its admissibility.
If this contention be accepted, it will lead
to an anomaly, for grammatically construed the two limbs of the second part can
be applied only to the question of admissibility and in that event, on the
hypothesis suggested by the learned counsel, the Court will be entitled to look
into a document even if it relates to a 448 matter of State if the objection is
only to its production and not to its admissibility. The more reasonable
construction of the section is to give a wider meaning to the word
"admissibility" so as to comprehend both production as well as admissibility,
for the question of admissibility arises only after the document is produced
and a party seeks to get it admitted in evidence. In this view, the second part
of s. 162 can only mean that when an objection is raised either to the
production or to the admissibility of a document, a Court can inspect the
document and if it thinks necessary other evidence may be taken to decide on
the objection raised. By the express terms of the section the Court is
precluded from inspecting a document if it refers to matters of State. But in
other respects the jurisdiction of the Court to decide on the objection raised
is not different from that it possesses in respect of other privileged
documents.
If so understood there cannot be any
ambiguity in the scope of s. 162 of the Act. It says in express terms that when
an objection is raised to the production of a document or to its admissibility,
the validity of any such objection shall be decided by the court. The second
part of the section states the material on the basis of which such an objection
can be decided. It can either inspect the document or take other evidence to
enable it to decide the validity of any objection raised. The only limitation
in the case of a document referring to matters of State is that the court
cannot inspect it. It is implicit in the limitation that in the case of
documents pertaining to matters of State the court is precluded not only from
inspecting the documents but also from permitting parties to adduce secondary
evidence of their contents. "The other evidence" must necessarily be
de hors the contents of the documents.
Even in England there is no divergence of
view on the question who has to decide, when an objection to the production of
a document is raised on the ground of privilege, the validity of the objection.
In Robinson's case (1), the Judicial Committee observed at p. 716 thus:
(1) [1931] A.C. 704.
449 "The result of the discussion has
been...............
wherein effect he concludes that the Court
has in those cases always had in reserve the power to inquire into the nature
of the documents for which protection is sought, and to require some indication
of the nature of the injury to the State which would follow its production. The
existence of such a power is in no way out of harmony with the reason for the
privilege provided that its exercise be carefully guarded so as not to occasion
to the State the mischief which the privilege, where it exists, is designed to
guard against." The House of Lords in Duncan's case (1), also recognized
this power though it whittled down its scope by holding that the judge had to
accept automatically the affidavit filed by a minister. Viscount Simon, L. C.,
states at p. 642 as follows:
"Although an objection validly taken to
production, on the ground that this would be injurious to the public interest,
is conclusive, it is important to remember that the decision ruling out such
documents is the decision of the judge................ It is the judge who is
in control of the trial, not the executive, but the proper ruling for the judge
to give is as above expressed." On the other hand, in Scotland the
inherent right of courts to override official discretion is recognized. The
House of Lords in Glasgow Corporation v. Land Board (2) gave a clear exposition
of the law of that country. Viscount Simonds derives the principle of the
court's power from the fact that the fair administration of justice between
subject and subject and the Crown is a public interest of higher order and the
protection is the care of the courts. Lord Radcliffe finds it on the doctrine
that the interest of the Government for which the minister should speak with
authority does not exhaust the public interest, for another aspect of that
interest is seen in the need that impartial justice should be done in courts of
law. These judgments of the high authority also recognized the fact that it is
the court that has to decide an objection (1) [1942] A.C. 624. (2) (1956) S.C.
(H.L.) 1.
57 450 raised by the State on the ground of
privilege. There is a strong current of Indian decisions taking the same view:
see Khawja Nazir Ahmad v. Emperor (1), re Mantubhai Mehta (2), B. M. D.
Chamarbaugwala v.Y. R. Parpia (3 ), Lijat Ali Talukdar v. Emperor Bhaiya Saheb
v. Ramnath Rampratap Bhadupote Public Prosecutor, Andhra v. Damera Venkata
Narasayya Lakhuram Hariram v. The Union of India Tilka v. State (8). In a few
cases a different view is expressed.
It may, therefore, be stated without
contradiction that the preponderance of authority is in favour of a court deciding
the question of State privilege.
Some objections are raised in decided cases
in England and restated in Duncan's case (9) against conferring such a power on
courts. Apart from the fact that the statute expressly confers such a power,
there are no merits in the objections raised. The objections are: (i) the
judges are not well qualified to appreciate the highly technical matters which
may arise with regard to some kinds of State secrets; (ii) if a judge is
allowed to decide on evidence the question of privilege, it may prejudice a
fair trial;
and (iii) it is a first principle of justice
that the judge should have no dealings on the matter in hand with one litigant
save in the presence of and to the equal knowledge of the other. The objections
raised have no substance. The first objection, if accepted, disqualifies a
judge from deciding complicated technical questions that arise before him. A
judge is trained to look at things objectively and can certainly decide,
without inspecting the documents on the material supplied whether the
production of a document will affect the public interest having regard to the
circumstances of each case. Nor are there any merits in the second objection.
In the words of Sir C. K. Allen, a judge worthy of his office can put out of
his mind all issues except those which are raised and decided by the forensic
process. It is common place that a judge is trained to decide a case only on
(1) I.L.R. [1945] Lah. 219. (2) I.L. R. [1945] BOM. 122.
(3) A.I.R. 1950 Bom. 230. (4) I.L.R. [1944] 1
Cal. 410.
(5) I.L.R. (1940] Nag. 240. (6) I.L.R. [1957]
P. 174.
(7) A.L.R. 1960 Pat. 192. (8) A.I.,R. 1960
All, 543, (9) [1942) A.C. 624.
451 the admissible evidence actually adduced
before him and not on any extraneous considerations. The third objection also
has no basis in fact. So long as a judge takes care to rule out any question on
the contents of a document in respect whereof privilege is claimed, he can
certainly decide the question in the presence of both the parties. The
objections have, therefore, no substance. On the other hand, there is every
reason why the duty to decide on the question of State privilege must be left
to a judge and not to the State. That is the reason why the legislature rightly
conferred that power on the court. A judge is as much a part of a department of
the State as an executive officer. But unlike the executive officer, a judge is
trained to decide cases objectively not only between individuals inter se but
also between the State and individuals.
He can, therefore, be trusted to decide
impartially on the question whether the production of a document in a case will
affect the public interest. State documents in a secretariat, I presume, will
be' looked into by many officers dealing with the said documents, sometimes
from the lowest to the highest in the department. It would be unrealistic to
suggest that the disclosure of a State document to any one of those officers
would not affect the public interest whereas the decision of its character by a
judge would do so. It is, therefore, the duty of the court, whenever an
objection is raised on the ground of State privilege to decide on relevant
evidence whether the document relates to affairs of State.
Even if the wide construction of the words
"affairs of State", namely, business of State, be accepted, the
result will not be different. The section says that no one shall be permitted
to give any evidence derived from unpublished official records relating to
affairs of State, except with the permission of the officer at the head of the
department concerned. The expression "affairs of State" in its
ordinary significance is of the widest amplitude and will mean the entire
business of State. It takes in the routine day-to-day administration and also
highly confidential acts involving defence and foreign relations, and also in
modern times 452 the multifarious activities of a welfare State. The object of
the section is simply to prohibit the use of undisclosed documents of State in
evidence by persons who in the course of their duties deal with or look into
those documents, without the permission of the officer at the head of the
department concerned. The words used in the section "as he thinks
fit" confer an absolute discretion on the head of the department to give
or withhold such permission. The section does not lay down that the head of the
department concerned should refuse permission only if the disclosure injures
public interests, though ordinarily he may refuse permission on such matters
affecting the State. One can visualize a situation when the officer in exercise
of his absolute discretion refuses to give permission for the use of not only
noxious documents but even of innocuous ones. The only limitation on his power
is his reason and experience. The absolute discretion is capable of giving rise
to mistake or even conscious abuse. The section does not really involve any
doctrine of State privilege but is only a rule of commonsense and propriety. If
the officer gives permission, there is an end of the matter; but, if he
refuses, the party affected may take out necessary summons to the State
Government to produce the document. The State Government may depute one of its
officers to produce the document in court. Then only the occasion for raising
the question of privilege arises and s. 162 governs that situation. An
overriding power in express terms is conferred on a court under s. 162 of the
Act to decide finally on the validity of the objection raised on the ground of
privilege. The court will disallow the objection if it comes to the conclusion
that the document does not relate to affairs of State or that the public
interest does not compel its non-disclosure, or that the public interest served
by the administration of Justice in a particular case overrides all other aspects
of public interest. This conclusion flows from the fact that in the first part
of s. 162 of the Act there is no limitation on the scope of the court's
decision, though in the second part the 453 mode of enquiry is hedged in by
conditions. In England, in the absence of a provision or a rule of common law
similar to that of s. 162, there was room for conflict of views on the scope of
the court's power. On the other hand, in Scotland the common law corresponding
to s. 162 was invoked and the House of Lords recognized the inherent power of
the Court to reject a claim of Privilege if the Court comes to a conclusion
that the paramount interest of the administration of justice demands or compels
such a disclosure. Section 162 of the Act in terms confers a similar power on
courts and though it may have to be used with circumspection, it is a real and
effective power. There is no conflict between s.
123 and s. 162 of the Act: the former confers
a power on a head of a department to withhold permission from the standpoint of
State administration, whereas s. 162 recognizes the overriding power of a court
in the interest of higher public interest to overrule the objection of
privilege.
The next point is, what is the procedure to
be followed by a judge for deciding on the said objection? When an officer of
the State is summoned as a witness to produce a document, if the State seeks to
take a plea of privilege then it is the duty of the minister in charge of the
department concerned to file an affidavit at the first instance. The affidavit
so filed shall ex facie show that the minister concerned has read and
considered each of the documents in respect of which the privilege is claimed.
It shall also contain the general nature of the document and the particular danger
to which the State would be exposed by its production. If the court is not
satisfied with the contents of the affidavit, to enable it to decide whether
the document in question refers to the affairs of State, it can summon the
minister to appear as a witness. In effect and substance the said procedure has
been suggested in Robinson's case (1) at p. 722. The same procedure is also
indicated in Duncan's case (2) at p. 638. In the second case above referred,
Viscount Simon L.C. says at p. 638 thus:
(1) (1931] A.C. 704. (2) [1942] A.C. 624.
454 "If the question arises on subpoena
at the hearing it is not uncommon in modern practice for the minister's
objection to be conveyed to the court, at any rate in the first instance, by an
official of the department who produces a certificate which the minister has
signed, stating what is necessary. I see no harm in that procedure, provided it
is understood that this is only for convenience and that if the court is not
satisfied by this method, it can request the minister's personal
attendance." It may be suggested that this procedure may cause some
inconvenience to the minister concerned. But if one realizes that every act of
the exercise of the right of privilege detracts from the fair disposal of a
case before the court and that the administration of justice is also part of
the general conduct of the affairs of any State and that its impartiality and
purity are as important as any other public interests, one will also appreciate
that the requirement of the personal attendance of a minister, if necessary, to
support his affidavit would be to a large extent a guarantee against unjust
objections that may otherwise be raised. It is suggested that an affidavit of
the head of a department, such as the Secretary, would do as well as that of a
minister, but there is an essential distinction between a Secretary and a
minister: the former may be frequently tempted to take the opposite view,
particularly in cases where a claim against the State seems to him to be harsh
or unfair, while the latter, being the political head subject to parliamentary
control, may be expected, if he carefully scrutinizes a particular document,
not to take such objection which obstructs the cause of justice unless
absolutely necessary. I would, therefore, hold that the affidavit which states
that a particular document relates to affairs of State must be sworn to only by
a minister in charge of the department wherefrom the document or documents are
summoned.
The next point is, what are the well
established rules which help the court to decide whether a particular document
pertains to affairs of State or not? The following relevant rules may be
extracted from 455 the decision of the Judicial Committee in Robinson's case
(1): (1) the privilege is a narrow one most sparingly to be exercised; (2) the
principle of the rule is concern for public interest and the rule will
accordingly be applied no further than the attainment of that object requires;
(3) as the protection is claimed on the broad principle of State policy and
public convenience, the papers protected, as might have been expected, have
usually been public official documents of a political or administrative
character; (4) its foundation is that the information cannot be disclosed
without injury to the public interests and not that the documents are
confidential or official, which alone is no reason for their non-production;
(5) even in the case of documents relating to the trading, commercial or
contractual activities of a State, it is conceivable that there may be some
plain overruling principle of public interest.
concerned which cannot be disregarded; though
in times of peace such cases must be very rare. The House of Lords in Duncan's
case (2) has laid down the following negative and positive tests for deciding
the question of privilege of the State. The negative tests are: (1) it is not a
sufficient ground that the documents are State documents or official or marked
confidential ; (2) it would not be a good ground that, if they were produced,
the consequences might involve the department or the government in
parliamentary discussion or in public criticism, or might necessitate the
attendance as witnesses or otherwise of officials who have pressing duties
elsewhere; (3) neither would it be good ground that production might tend to
expose a want of efficiency in the administration or tend to lay the department
open to claims of compensation. The positive test is, where the public interest
would otherwise be damnified, for example, where disclosure would be injurious
to national defence, or to good diplomatic relations, or where the practice of
keeping a class of documents secret is necessary for the proper functioning of
the public service. The last test has given rise to mild but definite protests
within the limits of judicial propriety by the learned judges who (1) [1931]
A.C. 704. (2) [1942] A.C. 624.
456 had the occasion to deal with the
question of privilege and to vehement protests from jurists. Sir C. K. Allen,
in his book "Law and Orders" (2nd edition), has observed at p. 384
thus:
"Everybody is agreed that public
security and foreign relations are necessary heads of privilege. Both are wide
in scope, and it is doubtful whether any other 'head' needs to be
specified.................. It would be of great advantage if statute could put
an end to the pernicious doctrine that privilege can be claimed for classes of
documents." The argument of the learned Advocate-General is based upon an
apprehension, which in my view is unfounded, that the court may always refuse
the affidavit of a minister and insist on his personal attendance. The
unpublished documents relating to defence, foreign relations and other
documents of great public importance rarely come before municipal courts.
Occasionally documents of day-to-day administration of the State may be
relevant evidence, but very often documents pertaining to mercantile or welfare
activities of the State would be summoned to establish a particular claim. In
the case of documents of undoubted public importance, when the minister swears
to an affidavit that in his discretion their production is against public
interest, it may reasonably be expected that the judge would accept the
statement. But the real difficulty is in the case of other documents, where the
interests of private individuals and the State come into conflict, the judge
should be in a position to examine the minister and others to ascertain by
evidence collateral to the contents of the documents whether the assertion of
the minister is justified.
The aforesaid discussion yields the following
propositions:
(1) under s. 162 of the Evidence Act the
court has the overriding power to disallow a claim of privilege raised by the
State in respect of an unpublished document pertaining to matters of State; but
in its discretion, the court will exercise its power only in exceptional
circumstances when public interest demands, that is, when the public interest
served by the 457 disclosure clearly outweighs that served by the nondisclosure.
One of such instances is where the public interest served by the administration
of justice in a particular case overrides all other aspects of public interest.
(2) The said claim shall be made by an affidavit filed by the minister in
charge of the department concerned describing the nature of the document in
general and broadly the category of public interest its non-disclosure purports
to serve. (3) Ordinarily the court shall accept the affidavit of a minister,
but in exceptional circumstances, when it has reason to believe that there is
more than what meets the eye, it can examine the minister and take other
evidence to decide the question of privilege. (4) Under no circumstances can a
court inspect such a document or permit giving of secondary evidence of its
contents. (5) Subject to the overriding power of the court to disallow the
claim of privilege in exceptional cases, the following provide working rules of
guidance for the courts in the matter of deciding the question of privilege in
regard to unpublished documents pertaining to matters of State: (a)
"records relating to affairs of State" mean documents of State whose
production would endanger the public interest; (b) documents pertaining to
public security, defence and foreign relations are documents relating to affairs
of State; (e) unpublished documents relating to trading, commercial or
contractual activities of the State are not, ordinarily, to be considered as
documents relating to affairs of State; but in special circumstances they may
partake of that character;
(d) in cases of documents mentioned in (c)
supra, it is a question of fact in each case whether they relate to affairs of
State or not in the sense that if they are disclosed public interest would
suffer.
Bearing the aforesaid principles in mind, I
shall construe the nature of the documents in respect of which privilege is
claimed in the present appeal. The so called order of the PEPSU Government is
really the minutes recorded in the course of cabinet discussions. Under Art.
163(3) of the Constitution, the question 58 458 whether any, and if so what,
advice was tendered by ministers to the Governor shall not be inquired into in
any court. In view of the constitutional protection, and the reason underlying
such protection, I hold that in the present case the district court was right
in sustaining the claim of privilege in regard to the said document.
In regard to the report of the Service
Commission, on the assumption that it is a relevant document, I cannot see how
public interest suffers by its disclosure. Service Commission is a statutory
body constituted with definite powers conferred on it under the Constitution.
Under Art.
320(3)(c) of the Constitution the State
Public Service Commission shall be consulted on all disciplinary matters
affecting a person serving under the Government of a State. This is one of the
constitutional protections conferred on public servants. I cannot visualize how
public interest would suffer if the report submitted by the Service Commission
to the Government is disclosed, and how the disclosure of such a report
prevents the Service Commission from expressing its views on any other case in
future passes my comprehension. It may expose the Government if it ignores a
good advice; but such' an exposure is certainly in public interest. The
Constitution does not put a seal of secrecy on the document; nor, in my view,
public interest demands such secrecy. In a conflict between the administration
of justice and the claim of privilege by the State, I have no hesitation to
overrule the claim of privilege.
Before closing, I must notice one fact. In
this case, the Chief Secretary filed an affidavit. But, in my view, the
minister should have done it. The respondent did not object to this either in
the district court or in the High Court.
In the circumstances, I would not reject the
claim of privilege on the basis of this procedural defect.
In the result, I would allow the appeal in
respect of the minutes of the cabinet and dismiss it in other respects. As the
parties have succeeded and failed in part, I direct them to bear their own
costs throughout.
459 BY COURT: In accordance with the opinion
of the majority, this appeal is allowed, the order passed by the High Court is
set aside and that of the trial court restored with costs throughout.
Appeal allowed.
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