RE: The Delhi Laws Act, 1912, The
Ajmer-Merwara [1951] INSC 35 (23 May 1951)
23/05/1951 KANIA, HIRALAL J. (CJ) KANIA,
HIRALAL J. (CJ) FAZAL ALI, SAIYID SASTRI, M. PATANJALI MAHAJAN, MEHR CHAND DAS,
SUDHI RANJAN BOSE, VIVIAN MUKHERJEA, B.K. CITATION: 1951 AIR 332 1951 SCR 747
CITATOR INFO :
R 1952 SC 75 (29) RF 1952 SC 123 (9,49) D
1952 SC 252 (64,110) R 1953 SC 252 (27) R 1954 SC 465 (9) RF 1954 SC 569 (17) R
1957 SC 414 (13) RF 1957 SC 510 (9,11) R 1958 SC 468 (25) R 1958 SC 682 (11) R
1958 SC 909 (7) R 1958 SC 956 (4) R 1959 SC 512 (7) E&F 1959 SC 749 (28) E
1960 SC 833 (8) RF 1961 SC 4 (15) R 1961 SC 954 (23) RF 1961 SC1381 (4) RF 1961
SC1519 (4) RF 1962 SC 981 (5,6,12,13) F 1964 SC 381 (38) R 1965 SC 745
(17,156,178) R 1965 SC 845 (30,55) R 1965 SC1107 (22,79,80) MV 1966 SC 693 (28)
D 1966 SC1788 (44,45) RF 1967 SC 212 (26) RF 1967 SC1048 (20) R 1967 SC1480
(3,4,9,19) RF 1968 SC1232 (13,15,49,50,52,75) RF 1969 SC 549 (2) RF 1971 SC 454
(6) RF 1973 SC1461 (227,450,566,1874,1890) D 1974 SC 669 (12) R 1974 SC1660
(17,28,48,55) R 1975 SC1549 (34,35) RF 1975 SC2299 (46,685) D 1976 SC 714
(38,41,45,48,51,57,58,62,64,69 RF 1979 SC1475 (18) R 1980 SC 650 (5) RF 1980 SC
882 (15) C 1982 SC 710 (51) R 1982 SC1126 (9) R 1984 SC1130 (29) R 1990 SC 560
(3,12,13,14,17,18,20,21,22,23, RF 1992 SC 522 (21)
ACT:
Delhi Laws Act, 1912, s.
7--Ajmer-Merwara (Extension of Laws) Act, 1947, s. 2--Part C States (Laws) Act,
1950--Laws giving power to Government to extend to Delhi and Ajmer Merwara with
such restrictions and modifications as it thinks fit any law in force in any
other part of India--Law empowering Government to extend to Part C States any
law in force in a Part A State and to repeal existing laws --Validity--Rule
against delegation of legislative powers--Scope and basis of the
rule--Applicability to India--Difference between delegation of legislative
power and conditional legislation--Powers of Indian Legislature under the
Indian Councils Act, 1861, the Government of India Act, 1935, and the Indian
Constitution, 1950.
HEADNOTE:
Section 7 of the Delhi Laws Act, 1912, provided that "The Provincial Government may by
notification in the official gazette extend, with such restrictions and
modifications as it thinks fit, to the Province of Delhi, or any part thereof,
any enactment which is in force in any part of British India at the date of
such notification". Section 2 of the Ajmer-Merwara (Extension of Laws)
Act, 1947, provided that "The Central Government may, by notification in
the official gazette, extend to the Province of Ajmer-Merwara, with such
restrictions and modifications as it thinks fit, any enactment which is in
force in any other Province at the date of such notification. Section 2 of the
Part C States (Laws) Act, 1950, provided that "The Central Government may,
by notification in the official gazette extend to any Part C State ........ or
to any part of such State, with such restrictions and modifications as it
thinks fit, any enactment which is in force in a Part A State at the date of
the notification and provision may be made in any enactment so extended for the
repeal or amendment of any corresponding law .... which is for the time being
applicable to that Part C State. As a result of a decision of the Federal
Court, doubts were entertained with regard to the validity of laws delegating
legislative powers to the executive Government and the President of India made
a reference to the Supreme Court under Art. 143 (1) of the Constitution for
considering the question whether the above-mentioned sections or any provisions
thereof were to any extent, and if so to what extent 748 and in what
particulars, ultra vires the legislatures that respectively passed these laws,
and for reporting to him the opinion of the Court thereon:
Held, (1)per FAzL ALl, PATANJALI SASTRI,
MUKHERJEA, DAS and Bose JJ., (KANIA C.J., and MAHAJAN J., dissenting).Section 7
of the Delhi
Laws Act, 1912, and s. 2 of the Ajmer-Merwara
(Extension of Laws) Act, 1947, are wholly intra vires. KANIA C.J.--Section 7 of
the Delhi Laws Act, 1912, and s. 2 of the Ajmer-Merwara (Extension of Laws) Act,
1947, are ultra vires to the extent power is given to the Government to extend
Acts other than Acts of the Central Legislature to the Provinces of Delhi and
Ajmer-Merwara respectively inasmuch as to that extent the Central Legislature
has abdicated its functions and delegated them to the executive government.
MAHAJAN J.--The above said sections are ultra vires in the following particulars:
(i) inasmuch as they permit the executive to apply to Delhi and Ajmer Merwara,
laws enacted by legislatures not competent to make laws for those territories
and which these legislatures may make within their own legislative field, and
(ii) inasmuch as they clothe the executive with co-extensive legislative
authority in the matter of modification of laws made by legislative bodies in
India.
(2) Per FAZL ALI, PATANJALI SASTRI,
MUKHERJEA, DAS and BOSE JJ.--The first portion of s. 2 of the Part C States
(Laws) Act, ;950, which empowers the Central Government to extend to any Part C
State or to any part of such State with such modifications and restrictions as
it thinks fit any enactment which is in force in a Part A State, is intra
vires. Per KANIA C.J., MAHAJAN, MUKHERJEA and Boss JJ.--The latter portion of
the said section which empowers the Central Government to make provision in any
enactment extended to a Part C State, for repeal or amendment of any law (other
than a Central Act) which is for the time being applicable to that Part C
State, is ultra vires. Per FAzL ALI, PATANJALI SASTRI and DAS JJ.--The latter
portion of s. 2 of the Part C States (Laws) Act, 1950, is also intra vires.
KANIA C.J.--To the extent that s. 2 of the
Part C States (Laws) Act, 1950, empowers the Central Government to extend laws
passed by any Legislature of a Part A Slate to a Part C State it is ultra
vires.
MAHAJAN J.--Section 2 of the Part C States
(Laws) Act, 1950, is ultra vires in so far as it empowers the Central
Government (i) to extend to a Part C State laws passed by a legislature which
is not competent to make laws for that Part C State and (ii) to make
modifications of laws made by the legislatures of India and (iii) to repeal or
amend laws already applicable to that Part C State.
749 KANIA C.J.--(i) The essentials of a
legislative function are the determination of the legislative policy and its
formulation as a rule of conduct and these essentials are the characteristics
of a legislature by itself. Those essentials arc preserved when the legislature
specifies the basic conclusions of fact upon the ascertainment of which from
relevant data by a designated administrative agency it ordains that its
statutory command is to be effective. The legislature having thus made its laws,
every detail for working it out and for carrying the enactment into operation
and effect may be done by the legislature or may be left to another subordinate
agency or to some executive officer.
While this is also sometimes described as
delegation of legislative powers, in essence it is different from delegation of
legislative power as this does not involve the delegation of the power to
determine the legislative policy and formulation of the same as a rule of
conduct. While the so called delegation which empowers the making of rules and
regulations has been recognised as ancillary to legislative power, the Indian
Legislature had no power prior to 1935 to delegate legislative power in its
true sense. Apart from the sovereign character of the British Parliament whose
powers are absolute and unlimited, a general power in the legislature to
delegate legislative powers is not recognised in any state. The powers of the
Indian Legislature under the Constitution Acts of 1935 and 1950 are not
different in this respect. (ii)An "abdication" of its powers by a
legislature need not necessarily amount to complete effacement of itself. It
may be partial. If full powers to do everything that the legislature can do are
conferred on a subordinate authority, although the legislature retains the
power to control the action of the subordinate authority by recalling such
power or repealing the Acts passed by the subordinate authority, there is an
abdication or effacement of the legislature conferring such power.
FAzL ALl J.--(i) The legislature must
formally discharge its primary legislative function itself and not through
others. (ii) Once it has been established that it has sovereign powers within a
certain sphere, it is free to legislate within that sphere in any way which
appears to it to be the best way to give effect to its intention and policy in
making a particular law and it may. utilise any outside agency to any extent it
finds necessary for doing things, which it is unable to do itself or finds it
inconvenient to (iii) It cannot, however abdicate its legislative functions and
therefore, while entrusting power to an outside agency, it must see that such
agency acts as a subordinate authority and does not become a parallel
legislature.
(iv) As the courts of India are not committed
to the doctrine of separation of powers and the judicial interpretation it has
received in America, there are only two main checks in this country on the
power of the legislature to delegate, these being its good sense and the
principle that it should not cross the line beyond which delegation amounts to
750 'abdication and self-effacement.'-(v) The power to introduce necessary
restrictions and modifications is incidental to the power to adapt or apply the
law. The modifications contemplated are such as can be made within the
framework of the Act and not such as to affect its identity or structure or the
essential purpose to be served by it.
PATANJALI SASTRI J.--(i) It is now
established beyond doubt that the Indian Legislature, when acting within the
limits circumscribing its legislative power, has and was intended to have
plenary powers of legislation as large and of the same nature as those of the
British Parliament itself and no constitutional limitation on the delegation of
legislative power to a subordinate unit is to be found in the Indian Councils
Act, 1861, Or the Government of India Act, 1935, or the Constitution of 1950.
It is therefore as competent for the Indian Legislature to make a law
delegating legislative power, both quantitatively and qualitatively. as it is
for the British Parliament to do so, provided it acts within the circumscribed
limits. (ii) Delegation of legislative authority is different from the creation
of a new legislative power. III the former, the delegating body does not efface
itself but retains its legislative power intact and merely elects to exercise
such power through an agency or instrumentality of its choice. In the latter,
there is no delegation of power to subordinate units but a grant Of power to an
independent and co-ordinate body to make laws operative of their own force. For
the first, no express provision authorising delegation is required. In the
absence of a constitutional inhibition, delegation of legislative power,
however extensive, could be made so long as the delegating body retains its own
legislative power intact. For the second, however, a positive enabling
provision in the constitutional document is required. (iii) The maxim delegates
non potest delegare is not part of the constitutional law of India and has no
more force than a political precept to be acted upon by legislatures in the
discharge of their function of making laws, and the courts cannot strike down
an Act of parliament as unconstitutional merely because Parliament decides in a
particular instance to entrust its legislative power to another in whom it has
confidence or, in other words, to exercise such power through its appointed
instrumentality, however repugnant such entrustment may be to the democratic
process. What may be regarded as politically undesirable is constitutionally
competent. (iv) However wide a meaning may be attributed to the expression
"restrictions and modifications," it would not affect the
constitutionality of the delegating statute.
'MAHAJAN J.--(i) It is a settled maxim of
constitutional law that a legislative body cannot delegate its power. Not only
the nature of legislative power but the very existence of representative
government depends on the doctrine that legislative powers cannot be
transferred. The legislature cannot substitute the 751 judgment, wisdom, and
patriotism of any other body, for those to which alone the people have seen fit
to confide this sovereign trust. The view that unless expressly prohibited a
legislature has a general power to delegate its legislative functions to a
subordinate authority is not supported by authority or principle. The correct
view is that unless the power to delegate is expressly given by the
constitution, a legislature cannot delegate its essential legislative functions.
As the Indian Constitution does not give such power to the legislature, it has
no power to delegate essential legislative functions to any other body.
(ii) Abdication by a legislative body need
not necessarily amount to complete effacement. There is an abdication when in
respect of a subject in the Legislative List that body says in effect that it
will not legislate but would leave it to another to legislate on it.
MUKHERJEA J.--As regards constitutionality of
the delegation legislative powers, the Indian Legislature cannot be in the same
position as the omnipotent British Parliament and how far delegation is
permissible has to be ascertained in India as a matter of construction from the
express provisions of the Indian Constitution. It cannot be said that an
unlimited right of delegation is inherent in the legislative power itself. This
is not warranted by the provisions of the constitution and the legitimacy of
delegation depends entirely upon its being used as an ancillary measure which
the legislature considers to be necessary for the purpose of exercising its
legislative powers effectively and completely. The legislature must retain in
its own hands the essential. legislative functions which consist in declaring
the legislative policy and laying down the standard which is to be enacted into
a rule of law and what can be delegeted is the task of subordinate legislation
which by its very nature is ancillary to the statute which delegates the power
to make it. Provided the legislative policy is enunciated with sufficient
clearness or a standard is laid down, the courts should not interfere with the
discretion that undoubtedly rests with the legislature itself in determining
the extent of delegation necessary in a particular case.
Das J.--(i) The principle of non-delegation
of legislative powers founded either on the doctrine of separation of powers or
the theory of agency has no application to the British Parliament or the
legislature constituted by an Act of the British Parliament;(ii) in the ever present
complexity of conditions with which governments have to deal, the. power of
delegation is necessary for, and ancillary to, the exercise of. legislative
power and is a component part of it; (iii) the operation of the act performed
under delegated power is directly and immediately under and by virtue of the
law by which the power was delegated and its efficacy is referable to that
antecedent law; (iv) if what the legislature does is legislation within the
general scope of the affirmative words which give the power and if it violates
no express 752 Condition or restriction by which that power is limited, then it
is not for the court to inquire further or enlarge constructively those
conditions or restrictions; (v) while the legislature is acting within its
prescribed sphere there is, except as herein after stated, no degree of, or
limit to, its power of delegation of its legislative power, it being for the
legislature to determine how far it should seek the aid of subordinate agencies
and how long it shall continue them, and it is not for the court to prescribe
any limit to the legislature's power of delegation; (vi) the power of
delegation is however subject to the qualification that the legislature may not
abdicate or efface itself, that is, it may not, without preserving its own
capacity intact, create and endow with its own capacity a new legislative power
not created or authorised by the Act to which it owes its own existence. (vii)
The impugned laws may also be supported as instances of conditional legislation
within the meaning of the decision in Queen v. Burah. Bose J.--The Indian
Parliament can legislate along the lines of Queen v. Burgh, that is to say, it
can leave to another person or body the introduction or application of laws
which are, or may be, in existence at that time in any part of India which is
subject to the legislative control of Parliament, whether those laws are
enacted by Parliament or by a State Legislature set up by the constitution. But
delegation of this kind cannot proceed beyond that; it cannot extend to the
repealing or altering in essential particulars laws which are already in force
in the area in question.
SPECIAL JURISDICTION: Special Reference No. 1
of 1951.
The circumstances which led to this Special
Reference by the President and the questions referred appear from the full text
of the reference dated 7th January, 1951, which is reproduced below
:-"WHEREAS in the year 1912 the Governor-General of India in Council
acting in his legislative capacity enacted the Delhi Laws Act, 1912, section 7 of which conferred power on the Central
Government by notification to extend to the Province of Delhi (that is to say,
the present State of Delhi) or any part thereof, with such restrictions and
modifications as it thought fit, any enactment which wag in force in any part
of British India at the date of such notification;
"AND WHEREAS in 1947 the Dominion
Legislature enacted the Ajmer-Merwara (Extension of Laws) Act, 1947, section 2
of which conferred power on the Central Government by notification to extend to
the Province of Ajmer-Merwara (that is to say, the present State of Ajmer),
with such restrictions and modifications as it thought fit, any enactment which
was in force in any other Province at the date of such notification;
753 "AND WHEREAS, by virtue of the
powers conferred by the said sections of the said Acts, notifications were
issued by the Central Government from time to time extending a number of Acts
in force in the Governors' Provinces to the Province of Delhi and the Province
of Ajmer-Merwara, sometimes with, and sometimes without, restrictions and
modifications, and the Acts so extended and the orders,rules, by-laws and other
instruments issued under such Acts were and are regarded as valid law in force
in the Province (now State) of Delhi and in the Province of Ajmer-Merwara (now
State of Ajmer), as the case may be, and rights and privileges have been
created, obligations and liabilities have been incurred and penalties,
forfeitures and punishments have been incurred or imposed under such Acts and
instruments;
"AND WHEREAS Parliament with the object
inter alia of making a uniform provision for extension of laws with regard to
all Part C States except Coorg and the Andaman and Nicobar Islands enacted the
Part C States (Laws) Act, 1950, section 2, of which confers power on the
Central Government by notification to extend to any Part C State (other than
Coorg and the Andaman and Nicobar Islands) or to any part of such State, with
such restrictions and modifications as it thinks fit, any enactment which is in
force in a Part A State at the date of the notification and also confers the
power on the Central Government to make provision in any enactment so extended
for the repeal or amendment of any corresponding law (other than a Central Act)
which is for the time being applicable to that Part C State;
"AND WHEREAS section 4 of the Part C
States (Laws) Act, 1950 has repealed section 7 of the Delhi Laws Act, 1912, and the Ajmer-Merwara (Extension of Laws)Act, 1947, but
the effect of the provisos to the said section is, notwithstanding the said
repeals, to continue, inter alia in force the Acts extended to the Provinces of
Delhi and Ajmer-Merwara or the States of Delhi and Ajmer under the provisions
repealed by the said section;
"AND WHEREAS notifications have been
issued by the Central (Government from time to time under section 9, of the Part C States (Laws) Act, 1950, extending Acts in force in Part A
States to various Part C States sometimes with, and sometimes without, restrictions
and modifications;
"AND WHEREAS the Federal Court of India
in Jatindra Nath Gupta v. Province of Bihar(1) held by a majority that
(1)[1949] F.C.R. 595.
754 the proviso to sub-section (3) of section
1 of the Bihar Maintenance of Public Order Act, 1947, was ultra vires of the
Bihar Legislature inter alia on the ground that the said proviso conferred
power on the Provincial Government to modify an Act of the Provincial
Legislature and thus amounted to a delegation of legislative power;
"AND WHEREAS, as a result of the said
decision of the Federal Court, doubts have arisen regarding the validity of
Section 7 of the Delhi
Laws Act, 1912, Section 2 of the Ajmer-Merwara
(Extension of Laws) Act, 1947, and Section 2 of the Part C States (Laws) Act,
1950, and of the Acts extended to the Provinces of Delhi and Ajmer-Merwara and
various Part C States under the said sections respectively, and of the orders
and other instruments issued under the Acts so extended:
"AND WHEREAS the validity of Section 7
of the Delhi
Laws Act, 1912, and section 2 of the Ajmer-Merwara (Extension of Laws)
Act, 1947, and of the Acts extended by virtue of the powers conferred by the
said sections has been challenged in some cases pending at present before the
Punjab High Court, the Court of the Judicial Commissioner of Ajmer, and the
District Court and the Subordinate Courts in Delhi;
"AND WHEREAS, in view of what is
hereinbefore stated, it appears to me that the following questions of law have.
arisen and are of such nature and of such
public importance that it is expedient that the opinion of the Supreme Court of
India should be obtained thereon;
Now, THEREFORE, in exercise of the powers
conferred upon me by clause (1) of article 143 of the Constitution, I, Rajendra
Prasad, President of India, hereby refer the said questions to the Supreme
Court of India for consideration and report thereon, namely :"(1) Was
section 7 of the Delhi
Laws Act, 1912, or any of the provisions thereof and
in what particular or particulars or to what extent ultra vires the Legislature
which passed the said Act ? "(2) Was the Ajmer-Merwara (Extension of Laws)
Act, 1947, or any of the provisions thereof and in what particular or particulars
or to what extent ultra vires the Legislature which passed the said Act ?
"(3) Is section 2 of the Part C States (Laws) Act, 1950, or any of the
provisions thereof and in what particular or particulars or to what extent
ultra vires the Parliament?" 755 Arguments were heard on the 9th, 10th,
11th, 12th, 16th, 17th, 18th, 19th, 20th, 23rd, 24th, 25th, 26th, 27th and 30th
days of April, 1951.
M.C. Setalvad, Attorney-General for India,
(G. N. Joshi, with him) for the President of India.
C.K. Daphtary, Advocate-General of Bombay (G.
N. Joshi, with him) for the State of Bombay.
(R. Ganapathy lyer, for the State of Madras.
M.L. Saxena,for the State of Uttar Pradesh.
A.R. Somanatha lyer, Advocate-General of Mysore (R. Ganapathy lyer, with him)
for the State of Mysore.
P.S. Safeer, for Captain Deep Chand.
N.S. Bindra, for Pt. Amarnath Bharadwaj.
M.M. Gharakhan, for the Ajmer-Electric Supply
Co. Ltd.
N.C. Chatterjee, (G. C. Mathur, Basant
Chandra Ghose, and Tilak Raj Bhasin, with him) for the Maidens Hotel.
Jessaram Banasingh, for Runglal Nasirabad.
Jyoti Sarup Gupta and K.B. Asthana, for the
Municipal Committee, Ajmer.
Din Dayal Kapur, for Shri Munshilal and two
others.
1951. May 23. The following judgments were
delivered.
KANIA C.J.--This is a reference made by the
President of India under article 143 of the Constitution asking the Court's
opinion on the three questions submitted for its consideration and report. The
three questions are as follows:"(1) Was section 7 of the Delhi Laws Act, 1912,
or any of the provisions thereof and in what particular or particulars or to
what exent ultra vires the Legislature which passed the said Act ?"
Section 7 of the Delhi Laws Act, mentioned in
question, runs as follows :-756 "The Provincial Government may, by
notification in the official gazette, extend with such restrictions and
modifications as it thinks fit to the Province of Delhi or any part thereof,
any enactment which is in force in any part of British India at the date of
such notification." "(2) Was the Ajmer Merwara (Extension of Laws)
Act, 1947, or any of the provisions thereof and in what particular or
particulars or to what extent ultra vires the Legislature which passed the said
Act ?" Section 2 of the Ajmer-Merwara (Extension of Laws) Act, 1947, runs
as follows:-''Extension of Enactments to Ajmer-Merwara.--The Central Government
may, by notification in the official gazette, extend to the Province of
Ajmer-Merwara with such restrictions and modifications as it thinks fit any
enactment which is in force in any other Province at the date of such
notification." "(3) Is section 2 of the Part C States (Laws) Act,
1950, or any of the provisions thereof and in what particular or particulars or
to what extent ultra vires the Parliament ?" Section 2 of the Part C States
(Laws) Act, 1950, runs as follows :-"Power to extend enactments to certain
Part C States.--The Central Government may, by notification in the Official
Gazette, extend to any Part C State (other than Co org and the Andaman and
Nicobar Islands) or to any part of such State, with such restrictions and
modifications as it thinks fit, any enactment which is in force in a Part A
State at the date of the notification and provision may be made in any
enactment so extended for the repeal or amendment. of any corresponding law
(other than a Central Act) which is for the time being applicable to that Part
C State." The three sections referred to in the three questions are all in
respect of what is described as the delegation of. legislative power and the
three particular Acts are selected to raise the question in respect of the
three main stages in the constitutional development of India.
757 The first covers the legislative powers
of the Indian Legislature during the period prior to the Government of India
Act, 1915. The second is in respect of its legislative power after the
Government of India Act, 1935, as amended by the Indian Independence Act of
1947. 'The last is in respect of the power of the Indian Parliament under the
present Constitution of 1950. It is therefore necessary to have an idea of the
legislative powers of the Indian Legislature during those three periods.
Without going into unnecessary details, it will not be out of place to know the
historical background. The East India Company first started its operations as a
trading company in India and gradually acquired political influence. The Crown
in England became the legislative authority in respect of areas which had come
under the control of the East India Company. The Indian Councils Act of 1861, section
22, gave power to the Governor-General in Council, with additional nominated
members, to make laws.
The constitutional position therefore was
that the British Parliament was the sovereign body which passed the Indian
Councils Act. It gave the Governor-General in Council in his legislative
capacity powers to make laws over the territories in India under the governance
of the Crown. Under the English Constitution the British Parliament with its
legislative authority in the King and the two Houses of Parliament is supreme
and its sovereignty cannot be challenged anywhere. It has no written Charter to
define or limit its power and authority. Its powers are a result of convention
but are now recognised as completely absolute, uncontrolled and unfettered. Sir
Cecil Cart in his book on English Administrative Law at page 15 observes:
"A more basic difference between the Constitutions of the United States
and Britain is the notorious fact that Britain has no written Constitution, no
fundamental statute which serves as a touchstone for all other legislation and
which cannot be altered save by. some specially solemn and dilatory process. In
Britain the King in Parliament is all powerful. There is no Act which cannot be
passed and will not be valid within 758 the ordinary limits of judicial
interpretation ............
Even Magna Carts is not inviolate .........
The efficient secret of the English Constitution was the close union and nearly
complete fusion of the executive and legislative powers. In other words by the
system of Cabinet Government the executive authority is entrusted to a
committee consisting of members of the dominant party in the legislature and in
the country." In Halsbury's Laws of England, Vol. VI, Article 429, it is
further stated that it is for this reason that there is no law which the King
in Parliament cannot make or unmake whether relating to the Constitution itself
or otherwise;
there is no necessity as in States whose
Constitutions are drawn up in a fixed and rigid form and contained in written
documents for the existence of a judicial body to determine whether any
particular legislative Act is within the constitutional powers of Parliament or
not; and laws affecting the Constitution itself may be enacted with the same
ease and subject to the same procedure as ordinary laws. In England, when
occasions of conferment of powers on subordinate bodies became frequent and
assumed larger scope, questions about the advisability of that procedure were
raised and a Committee on the Minister's Powers, what is generally described as
the Donough more Committee was appointed. The Committee recommended that
certain cautions should be observed by the Parliament in the matter of conferment
of such powers on subordinate bodies. This is natural because of the well recognised
doctrine of the English Constitution that Parliament is supreme and absolute
and no legislation can control its powers.
Such a legislative body which is supreme has
thus certain principal characteristics. It is improper to use the word
"constitutional" in respect of laws passed by such a sovereign body.
The question of constitutionality can arise only if there is some touchstone by
which the question could be decided. In respect of a sovereign body like the
British Parliament there is no 759 touchstone. They are all laws and there is
no distinction in the laws passed by the Parliament as constitutional or other
laws. Such laws are changed by the same body with the same ease as any other
law. What law follows from this is that no court or authority has any right to
pronounce that any Act of Parliament is unconstitutional. In Dicey's Law of the
Constitution, 9th Edition, in considering the Constitution of France,it was
observed that the supreme legislative power under the Republic was not vested
in the ordinary Parliament of two Chambers, but in a National Assembly or
Congress composed of the Chamber of Deputies and the Senate sitting together.
The Constitutions of France which in this respect were similar to those of
Continental polities exhibited as compared with the expansiveness or
flexibility of English institutions that characteristic which was described by
the author as rigid. A flexible constitution was one under which every law of
every description can legally be changed with the same ease and in the same
manner by one and the same body. The flexibility of the British Constitution
consists in the right of the Crown and the two Houses to modify or repeal any
law whatever. They can modify or. repeal in the same manner in which they can
pass an Act enabling a company to make a new railway from Oxford to London.
Therefore, in England laws are called constitutional because they refer to
subjects proposed to affect the fundamental institutions of the State and not
because they are legally more sacred or difficult to change than other laws.
Under the circumstances the term "constitutional law or enactment" is
rarely applied to any English statute to give a definite description to its
character. Under a rigid constitution, the term "constitutional" means
that a particular enactment belongs to the articles of the constitution and
cannot be legally changed with the same ease and in the same manner as ordinary
laws, and it is because of this characteristic that courts are invested with
powers to determine whether a particular legislation is permitted or not by the
constitution. Such a question can 760 never arise in respect of an enactment of
the British Parliament.
As against this, the Governor-General in
Council with legislative powers established under the Indian Councils Act stood
in a different position. Its charter was the Indian Councils Act. Its powers
were there necessarily defined and limited. That power, again, at any time
could be withdrawn, altered and expanded or further curtailed.
Moreover, as the powers were conferred by an
Act of the British parliament, the question whether the action of the
Governor-General in Council in his legislative capacity was within or without
its legislative power was always capable of being raised and decided by a court
of law. In Dicey's Law of the Constitution, 9th Edition the author has
distinguished the position of a sovereign legislature and a subordinate
law-making body. The distinction is drawn from the fact that the subordinate
legislatures have a limited power of making laws. At page 99, he has
specifically considered the position of the legislative Council of British
India prior to 1915 and stated as follows:--"Laws are made for British
India by a Legislative Council having very wide powers of Legislation. This
Council, or, as it is technically expressed, the Governor-General in Council,
can pass laws as important as any Acts passed by the British Parliament. But
the authority of the Council in the way of law-making is as completely
subordinate to, and as much dependent upon, Acts of Parliament as is the power
of the London and North Western Railway Company to make byelaws ...... Now
observe, that under these Acts the Indian Council is in the strictest sense a
non-sovereign legislative body, and this independently of the fact that the
laws or regulations made by the Governor-General in Council can be annulled or
disallowed by the Crown; and note that the position of the Council exhibits all
the marks or notes of legislative subordination. (1) The Council is bound by a
large number of rules which cannot be changed by the Indian legislative body
itself and which can be changed by the superior power of the Imperial
parliament.
761 (2) The Acts themselves, from which the
Council derives its authority, cannot be changed by the Council and...... they
stand in marked contrast with the laws or regulations which the Council is
empowered to make. These fundamental rules contain, it must be added, a number
of specific restrictions on the subjects with regard to which the Council may
legislate ......(3) The courts in India ...... may, when the occasion arises,
pronounce upon the validity or constitutionality of laws made by the Indian
Council." It is therefore clear that the Indian Legislature in 1861 and
upto 1915 was a subordinate legislature and not a sovereign legislature.
At this stage it may again be noticed that
the Government was unitary and not federal. There was no distribution of
legislative powers as between the Centre and the different Provinces. Another
important factor to be borne in mind is that while the British Parliament was
supreme, its executive Government came into power and remained in power so long
only as the Parliament allowed it to remain and the Parliament itself was not
dissolved. The result is that the executive government was a part of the
legislature and the legislature controlled the actions of the executive.
Indeed, the legislature was thus supreme and was in a position effectively to
direct the actions of the executive government. In India the position was quite
different if not the reverse. The Governor-General was appointed by the Crown
and even after the expansion of the legislative body before the Government of
India Act of 1915 in numbers, it had no control over the executive. In respect
of the Indian Legislature functioning prior to the Government of India Act of
1915 the control from the Secretary of State was justified on the ground that
the Provincial Legislatures were but an enlargement of the executive government
for the purpose of making laws and were no more than mere advisory bodies
without any semblance of power. The executive Government of India was not
responsible to the Indian Legislature and the composition of the Indian
Legislature was such that the executive officers 762 together with the
nominated members constituted the majority in the Legislature. The result was
that the Legislative Council was practically a creature of the executive
Government of India and its functions were practically limited to registering
the decrees of the executive government. It would not be wrong, according to
Mr. Cowell in his lecture on "Courts and Legislative Authorities in
India," to describe the laws made in the Legislative Councils as in
reality the orders of Government. Every Bill passed by the Governor General's
Council required his assent to become an Act. The Indian Councils Act of 1892
empowered the Governor-General in Council, with the approval of the Secretary
of State in Council, to make regulations as to the conditions under which
nomination of the additional members should be made. The word `election' was
carefully avoided.
The existence of a strong official block in
the Councils was the important feature of the Act. As noticed by a writer on
Indian Constitution, the Government maintained a tight and close control over
the conduct of official members in the Legislature and they were not allowed to
vote as they pleased. They were not expected to ask questions or move
resolutions or (in some Councils) to intervene in debate without Government's
approval. Their main function was to vote--to vote with the Government. However
eloquent the non-official speakers might talk and however reasonable and
weighty their arguments might be, when the time for voting came the silent
official flanks stepped in and decided the matter against them. All these
factors contributed to the unreality of the proceedings in the Council because
the number of elected members was small and the issue was often known
beforehand. Speaking in the. House of Lords in December 1908 on the Bill which
resulted in the Government of India Act of 1909, Lord Morley, the then
Secretary of State for India, declared: "If I were attempting to set up a
Parliamentary system in India, or if it could be said that this chapter of rules
led directly or necessarily up to the establishment of a Parliamentary system
in India. I for one would have 763 nothing at all to do with it ......... A
Parliamentary system is not at all the goal to which I would for one moment
aspire." The constitution of the Central Legislative Council under the
Regulation of November, 1909, as revised in 1912, was this:
Ordinary members of the Governor General's
Council, The Commander-in-Chief and the Lt.-Governor ... 8 Nominated members of
whom not more than 28 must be officials ... 33 Elected members, .... 27 and The
Governor-General ... 1 ----69 The executive government was thus supreme and was
not bound to obey or carry out the mandates of the legislature.
Instances where Finance Bills were rejected
and other Bills were backed by the popular feeling and which decisions the
Governor-General overruled, are well known. The Indian Legislature was
powerless to do anything in the matter.
Without the consent of the executive
government no Bill could be made into an Act nor an Act could be amended or
repealed without its consent. The possibility of the Legislature recalling the
power given tinder an Act to the executive against the latter's consent was
therefore nil. Once an Act giving such power (like the Delhi Laws Act) was passed, practically the power was irrevocable. In my
opinion, it is quite improper to compare the power and position of the Indian
Legislature so established and functioning with the supreme and sovereign
character of the British Parliament.
The legislative power of the Indian
Legislature came to be changed as a result of the Act of 1915 by the creation
of Provincial legislatures. I do not propose to go into the details of the
changes, except to the extent they are directly material for the discussion of
the questions submitted for the Court's opinion, Diarchy 764 was thus created
but there was no federation under the Act of 1915. Under the Government of
India Act, 1935, the legislative powers were distributed between the Central
legislature and the Provincial legislature, each being given exclusive powers
in respect of certain items mentioned in Lists I and II of the Seventh
Schedule. List III contained subjects on which it was open to the Centre or the
Province to legislate and the residuary power of legislation was controlled by
section 104. This Act however was still passed by the British Parliament and
therefore the powers of the Indian Central legislature as well as the
Provincial legislatures were capable of being altered, expanded or limited according
to the desire of the British Parliament without the Indian legislature or the
people of India having any voice in the matter. Even under this Act, the
executive government was not responsible to the Central Legislature or the
Provincial Legislature, as the case may be. I emphasize this aspect because it
shows that there was no fusion of legislative and executive powers as was the
case with the Constitution in England. The result of the Indian Independence
Act, 1947, was to remove the authority of the British Parliament to make any
laws for India. The Indian Central Legislature was given power to convert
itself into a Constituent Assembly to frame a Constitution for India, including
the power to amend or repeal the Government of India Act, 1935, which till the
new Constitution was adopted, was to be the Constitution of the country. Even
with that change it may be noticed that the executive government was not
responsible to the Central Legislature. In fact with the removal of the control
of the Parliament it ceased to be responsible to anyone.
Under the Constitution of India as adopted on
the 26th of January, 1950, the executive government of the Union is vested in
the President acting on the advice of the Ministers. A Parliament is
established to make laws and a Supreme Court is established with the powers
defined in different articles of the Constitution. The executive, legislative
and judicial 765 functions of the Government, which have to be discharged, were
thus distributed but the articles giving power to these bodies do not vest the
legislative or judicial powers in these bodies expressly. Under the
Constitution of India, the Ministers are responsible to the legislatures and to
that extent the scheme of the British Parliament is adopted in the Constitution.
While however that characteristic of the British Parliament is given to the
Indian Legislature, the principal point of distinction between the British
Parliament and the Indian Parliament remains and that is that the Indian
Parliament is the creature of the Constitution of India and its powers, rights,
privileges and obligations have to be found in the relevant articles of the
Constitution of India. It is not a sovereign body, uncontrolled with unlimited
powers. The Constitution of India has conferred on the Indian Parliament powers
to make laws in respect of matters specified in the appropriate places and
Schedules, and curtailed its rights and powers under certain other articles and
in particular by the articles found in Chapter 111 dealing with Fundamental
Rights. In case of emergency where the safety of the Union of India is in
danger, the President is given express power to suspend the Constitution and
assume all legislative powers. Similarly.
in the event of the breaking. down of the
administrative machinery of a State, the President is given powers under
article 257 to assume both legislative and executive powers in the manner and
to the extent found in the article. There can be no doubt that subject to all
these limitations and controls, within the scope of its powers and on the
subjects on which it is empowered to make law% the Legislature is supreme and
its powers are plenary.
The important question underlying the three
questions submitted for the Court's consideration is what is described as the
delegation of legislative powers. A legislative body which is sovereign like an
autocratic ruler has power to do anything. It may, like a Ruler, by an
individual decision, direct that a certain person may be put to death or a
certain property may be 766 taken over by the State. A body of such character
may have power to nominate someone who can exercise all its powers and make all
its decisions. This is possible to be done because there is no authority or
tribunal which can question the right or power of the authority to do so.
The contentions urged on behalf of the
President of India are that legislative power carries with it a power of
delegation to any person the legislature may choose to appoint. Whether
sovereign or subordinate, the legislative authority can so delegate its
function if the delegation can stand three tests. (1) It must be a delegation
in respect of a subject or matter which is within the scope of the legislative
power of the body making the delegation. (2) Such power of delegation is not
negatived by the instrument by which the legislative body is created or
established. And (3) it does not create another legislative body having the
same powers and to discharge the same functions which it itself has, if the
creation of such a body is prohibited by the instrument which establishes the
legislative body itself. It was urged that in the ease of an unwritten
constitution, like the British Parliament there can De no affirmative
limitation or negative prohibition against delegation and therefore the power
of delegation is included to the fullest extent within the power of
legislation. The British Parliament can efface itself or even abdicate because
it has a power to pass the next day a law repealing or annulling the previous
day's legislation. When the British Parliament established legislative bodies
in India, Canada and Australia by Acts of the British Parliament, the
legislatures so established, although in a sense subordinate, because their
existence depended on the Acts of the British Parliament and which existence
could be terminated or further lettered by an Act of the British Parliament,
nevertheless are supreme with plenary powers of the same nature as the British
Parliament, on the subjects and matters within their respective legislative
authority. As the power of delegation is 767 included in the power of
legislation, these legislative bodies have also, subject to the three
limitations mentioned above, full power of delegation in their turn. These
legislative bodies were not agents of the British Parliament.
Not being agents or delegates of the British
Parliament, the doctrine delegata potestas non potest delegare cannot apply to
their actions and if these legislatures delegate powers to some other authority
to make rules or regulations, or authorise the executive government to enforce
laws made by them or other legislatures wholly or in part and with or without
restrictions or modifications, the legislatures are perfectly competent to do
so. The history of legislation in England and India and the other Dominions
supports this contention. It is recognised as a legislative practice and is
seen in several Acts passed by the legislatures of the Dominions and in India.
Such delegation of the legislative functions has been recognised over a series
of years by the Judicial Committee of the Privy Council and it is too late to
contest the validity of such delegation. It was lastly contended that the
observations of the Federal Court in Jatindra Nath Gupta v. Province of
Bihar(1), tending to show that delegation was not permissible, required to be
reconsidered.
Before considering these arguments in detail,
I think it is essential to appreciate clearly what is conveyed by the word
"delegation''. That word is not used, either in discussions or even in
some decisions of the courts, with the same meaning. When a legislative body
passes an Act it has exercised its legislative function. The essentials of such
function are the determination of the legislative policy and its formulation as
a rule of conduct. These essentials are the characteristics of a legislature by
itself. It has nothing to do with the principle of division of powers found in
the Constitution of the United States of America. Those essentials are
preserved, when the legislature specifies the basic conclusions of fact, upon
ascertainment of which, from relevant data, by a designated administrative
agency, (1) [1949] F.C.R. 595.
768 it ordains that its statutory command is
to be effective.
The legislature having thus made its laws, it
is clear that every detail for working it out and for carrying the enactments
into operation and effect may be done by the legislature or may be left to
another subordinate agency or to some executive officer. While this also is
sometimes described as a delegation of legislative powers, in essence it is
different from delegation of legislative power which means a determination of
the legislative policy and formulation of the same as a rule of conduct. I find
that the word "delegation" is quite often used without bearing this
fundamental distinction in mind. While the so-called delegation, which empowers
the making of rules and regulations, has been recognised as ancillary to the
power to define legislative policy and formulate the rule of conduct, the important
question raised by the Attorney-General is in respect of the right of the
legislature to delegate the legislative functions strictly so called.
In support of his contention that the
legislative power of the Indian Legislature carried with it the power of
delegation, the Attorney-General relied on several decisions of the Judicial
Committee of the Privy Council and decisions of the Supreme Court of Canada and
Australia. The first is The Queen v. Burah(1). Act XXII of 1869 of the Council
of the Governor General of India for making laws and regulations was an Act to
remove the Garo Hills from the jurisdiction of the tribunals established under
the General Regulations and Acts passed by any legislature in British India and
provided that "no Act hereafter passed by the Council of the
Governor-General for making laws and regulations shall be deemed to extend to
any part of the said territory unless the same was specifically named
therein." The administration of civil and criminal justice within the said
territory was vested in such officers as the Lieutenant-Governor may from time
to time appoint. Sections 8 and 9 of the said Act provided as follows :-(1) 51.
A. 178, 769 "Section 8. The said Lieutenant-Governor may from time to
time, by notification in the Calcutta Gazette, extend to the said territory any
law, or any portion of any law, now in force in the other territories subject
to his Government, or which may hereafter be enacted by the Council of the
Governor-General ,or of the said Lieutenant-Governor. for making laws and
regulations, and may on making such extension direct by whom any powers of
duties incident to the provisions so extended shall be exercised or performed,
and make any order which he shall deem requisite for carrying such provisions
into operation." "Section 9. The said Lieutenant-Governor may from
time to time, by notification in the Calcutta Gazette, extend mutatis mutandis
all or any of the provisions contained in the other sections of this Act to the
Jaintia Hills, the Nags Hills, and to such portion of the Khasi Hills as for
the time being forms part of British India.
Every such notification shall specify the
boundaries of the territories to which it applies." The
Lieutenant-Governor of Bengal issued a notification in exercise of the power
conferred on him by section 9 and extended the provisions of the said Act to
the territory known as the Khasi and Jaintia Hills and excluded therefrom the
jurisdiction of the ordinary civil and criminal courts.
By a majority judgment the Calcutta High
Court decided that the said notification had no legal force or effect. In the
Calcutta High Court, Mr. Kennedy, counsel for the Crown, boldly claimed for the
Indian Legislative Council the power to transfer legislative functions to the
Lieutenant-Governor of Bengal and Markby J. framed the question for decision as
follows: "Can the Legislature confer on the Lieutenant Governor
legislative power?" Answer: "It is a general principle of law in
India that any substantial delegation of legislative authority by the
Legislature of this country is void." Lord Selbourne after agreeing with
the High Court that Act XXII of 1869 was within the legislative 770 power of
the Governor-General in Council, considered the limited question whether
consistently with that view the 9th section of that Act ought nevertheless to
be held void and of no effect. The Board noticed that the majority of the
Judges of the Calcutta High Court based their decision on the view that the 9th
section was not legislation but was a delegation of legislative power. They
noticed that in the leading judgment Markby J. the principle of agency was
relied upon and the Indian Legislature seemed to be regarded an agent delegate,
acting under a man.date from the Imperial Parliament. They rejected this view.
They observed: "The Indian Legislature has powers expressly limited by the
Act of the Imperial Parliament. which created it, and it can, of course, do
nothing beyond the limits which circumscribe these powers. But, when acting
within those limits, it is not. in any sense an agent or delegate of the
Imperial Parliament, but has, and was intended to have, plenary powers of
legislation, as large, and of the same nature as those of Parliament itself.
The established courts of justice, when a question arises whether the
prescribed limits have been exceeded, must of necessity determine that
question; and the only way in which they. can properly do.
so, is by looking to the terms of the
instrument by which, affirmatively, the legislative powers were created, and by
which, negatively, they are restricted. If what has been done is legislation,
within the general scope of the affirmative words which give the power, and if
it violates no express condition or restriction by which that power is limited
...... it is not for any court of justice to inquire further, or to enlarge
constructively those conditions and restrictions.
"Their Lordships agree that the
Governor-General in Council could not, by any form of enactment, create in
India and arm with general legislative authority, a new legislative power not
created or authorised by the Councils Act. Nothing of that kind has, in their
Lordships opinion, been done or attempted in the present case. What has been
done is this. The Governor-General in Council has determined in the 771 due and
ordinary course of legislation, to remove a particular district from the
jurisdiction of the ordinary courts and offices, and to place it under new
courts and offices, to be appointed by and responsible to the Lieut.-Governor
of Bengal; leaving it to the Lieut. Governor to say at what time that change
shall take place; and also enabling him not to make what laws he pleases for
that or any other district, but to apply by public notification to that
district any law, or part of a law, which either already was, or from time to
time might be, in force by proper legislative authority, in the other
territories subject to his government. The legislature determined that, so far,
a certain change should take place; but that it was expedient to leave the time
and the manner of carrying it into effect to the discretion of the
Lieut.-Governor; and also, that the laws which were or might be in force in the
other territories subject to the same Government were such as it might be fit
and proper to apply to this district also; but that, as it was not certain that
all those laws, and every part of them, could with equal convenience be so
applied, it was expedient, on that point also, to entrust a discretion to the
Lieut.-Governor. This having been done as to the Garo Hills, what was done as
to the Khasi and. Jaintia Hills ? The legislature decided that it was fit and
proper that the adjoining district of the Khasi and Jaintia Hills should also
be removed from the jurisdiction of the existing courts and brought under the
same provisions with the Garo Hills ...... if and when the Lieut.-Governor
should think it desirable to do so; and that it was also possible that it might
be expedient that not all, but some only, of those provisions should be applied
to that adjoining district; and accordingly the legislature entrusted for these
purposes also a discretionary power to the Lieut.-Governor." The important
part of the decision, dealing with the question before them was in these terms
:--"Their Lordships think that it is a fallacy to speak of the 772 powers
thus conferred upon the Lieut.-Governor (large as they undoubtedly are) as if,
when they were exercised the efficacy of the acts done under them would be due
to any other legislative authority than that of the Governor-General in
Council. Their whole operation is directly and immediately under and by virtue
of this Act (XXI of 1869) itself. The proper legislature has exercised its
judgment as to place, person, laws powers and the result of that judgment has
been to legislate conditionally as to all these things. The conditions having
been fulfilled, the legislation is now absolute. Where plenary powers of
legislation exist as to particular subjects, whether in an Imperial or in a
Provincial Legislature, they may (in their Lordships judgment) be well
exercised, either absolutely or conditionally. Legislation, conditional on the
use of particular powers, or on the exercise of a limited discretion, entrusted
by the legislature to persons in whom it places confidence, is no uncommon
thing and, in many circumstances, it may be highly convenient. The British
Statute Book abounds with examples of it: and it cannot be supposed that the
Imperial Parliament did not, when constituting the Indian Legislature,
contemplate this kind of conditional legislation as within the scope of the
legislative powers which is from time to time conferred. It certainly used no
words to exclude it." (The italics are mine). They then mentioned by way
of illustrations the power given to the Governor-General in Council (not in his
legislative capacity) to extend the Code of Civil Procedure and Code of
Criminal Procedure by section 385, Civil Procedure Code. and section 445,
Criminal Procedure Code, to different territories. They held that a different conclusion
will be casting doubt upon the validity of a long series of legislation,
appropriate, as far as they can judge, to the peculiar circumstances of India;
great part of which belongs to the period antecedent to the year 1861, and must
therefore be presumed to have been known to and in the view of, the Imperial
Parliament, when the Councils Act of that year was passed. For such doubt their
Lordships were unable 773 to discover any foundation either in the affirmative
or in the negative words of the Act before them.
I have quoted in extenso extracts from this
judgment because it is considered the foundation for the argument advanced by
the learned Attorney-General. In my opinion this judgment does not support the
contention as urged. The Privy Council noted the following:(1) That the Garo
Hills were removed by the Act from the jurisdiction of the ordinary courts. (2)
That in respect of the Khasi and Jaintia Hills the same position had been
arrived at. (:3) That the power was to be exercised over areas which,
notwithstanding the Act, remained under the administrative control of the
Lieut.-Governor. (4) That the authority given to the Lieut.-Governor was not to
pass new laws but only to extend Acts which were passed by the Lieut. Governor.
or the Governor-General in respect of the Province both being competent
legislatures for the area in question. He was not given any power to modify any
law. (5) They rejected the view of the majority of the Judges of the Calcutta
High Court that the Indian Legislature was a delegate or an agent of the
British Parliament. (6) That within the powers conferred on the Indian
Legislature it was supreme and its powers were as plenary and of the same
nature as the British Parliament.
(7) That by the legislation the Indian Parliament
had not created a legislative body with all the powers which it had.
(8) The objection on the ground of delegation
was rejected because what was done was not delegation at all but it was
conditional legislation. Throughout the judgment it is nowhere suggested that
the answer of Markby J. to the question framed by him (and quoted earlier in
this judgment) was incorrect. (9) It emphasized that the order of the Lieut Governor
derived its sanction from the Act of the Governor General and not because it was
an order of the Lieut.-Governor. (10) That in the legislation of the
Governor-General in Council (legislative) all that was necessary to constitute
legislation was found. This applied equally to future laws as the appropriate
legislative body for the area was 774 the same. This decision therefore
carefully and deliberately did not endorse the contention that the power of
delegation was contained in the power of legislation. The Board after affirming
that what was done was no delegation at all held that the legislation was only
conditional legislation.
In Emperor v. Benoari Lal Sarma and others
(1), the question arose about the Special Criminal Courts Ordinance 1I of 1942,
issued by the Governor-General under the powers vested in him on the
declaration of an emergency on the outbreak of war. The validity of that
Ordinance was challenged in India either (1) because the language of the
section showed that the Governor-General, notwithstanding the preamble, did not
consider that an emergency existed but was making provision in case one should
arise in future, or (2) else because the section amounted to what was called
delegated legislation by which the Governor General without legal authority
sought to pass the decision as to whether an emergency existed, to the
Provincial Government instead of deciding it for himself. The relevant
provision of the Government of India Act, 1935, was in these terms:
"72. The Governor-General may, in cases
of emergency, make and promulgate ordinances for the peace and good government
of British India or any part thereof, and any Ordinance so made shall for the
space of not more than six months from its promulgation, have the like force of
law as an Act passed by the Indian Legislature; but the power of making
Ordinances under this section is subject to the like restrictions as the power
of the Indian Legislature to make laws; and any Ordinance made under this
section is subject to the like disallowance as an Act passed by the Indian
Legislature and may be controlled or superseded by any such Act." In
rejecting this second objection, their Lordships observed that under paragraph
72 of Schedule 9, the Governor-General himself must discharge the duty of (I)
72 I.A. 27.
775 legislation and cannot transfer it to
other authorities. But the Governor-General had not delegated his legislative
powers at all. After stating again that what was done was not delegated
legislation at all, but was. merely an example of the not uncommon legislative
arrangement by which the local application of the provision of a statute is
determined by the judgment of a local administrative body as to its necessity,
their Lordships disagreed with the majority view of the Federal Court that what
was done was delegation of legislative functions. If the power of delegation
was contained in the power of legislation as wide as contended by the
Attorney-General, there appears no reason why the Privy Council should have
rejected the argument that the Act was an act of delegation and upheld its
validity on the ground that it was conditional legislation. Moreover they
reaffirmed the following passage from Russell v. The Queen (1): "The short
answer to this objection (against delegation of legislative power) is that the
Act does not delegate any legislative powers whatever. It contains within
itself the whole legislation on the matters with which it deals. The provision
that certain parts of the Act shall come into operation only on the petition of
a majority electors does not confer on these persons powers to legislate. Parliament
itself enacts the condition and everything which is to follow upon the
condition being fulfilled. Conditional legislation of this kind is in many
cases convenient, and is certainly not unusual, and the power so to legislate
cannot be denied to the Parliament of Canada when the subject of legislation is
within its competency." (The italics are mine). Support for this last
mentioned statement was found in the decision of the Privy Council in The Queen
v. Burah(2). It is clear that this decision does not carry the matter further.
Even though this was a war measure the Board emphasized that the
Governor-General must himself discharge the duty of legislation and cannot
transfer it to other authorities. They examined the impugned Act and (1) 7 App.
Cas. 629.
(2) 5 I.A. 178.
776 came to the conclusion that it contained
within itself the whole legislation on the matters with which it dealt and
there was no delegation of legislative functions.
A close scrutiny of these decisions and the
observations contained therein, in my opinion, clearly discloses that instead
of supporting the proposition urged by the Attorney-General impliedly that
contention is negatived.
While the Judicial Committee has pointed out
chat the Indian Legislature had plenary powers to legislate on the subjects
falling within its powers and that those powers were of the same nature and as
supreme as the British Parliament, they do not endorse the contention that the
Indian Legislature, except that it could not create another body with the same
powers as it has, or in other words, efface itself, had unlimited powers of
delegation. When the argument of the power of the Indian Legislature to
delegate legislative powers in that manner to subordinate bodies was directly
urged before the Privy Council, in each one of their decisions the Judicial
Committee has repudiated the suggestion and held that what was done was not
delegation but was subsidiary legislation or conditional legislation. Thus
while the Board has reiterated its views that the powers of the Indian
Legislature were "as plenary and of the same nature as the British
Parliament" no one, in no case, and in no circumstances, during the last
seventy years, has stated that the Indian Legislature has power of delegation
(as contended in this case) and which would have been a direct, plain, obvious
and conclusive answer to the argument.
Instead of that, they have examined the
impugned legislation in each case and pronounced on its validity on the ground
that it was conditional or subsidiary legislation. The same attitude is adopted
by the Privy Council in respect of the Canadian Constitution. The expressions
"subsidiary" or "conditional legislation" are used to
indicate that the powers conferred on the subordinate bodies were not powers of
legislation but powers conferred only to carry the enactment into operation and
effect, or that the Legislature having discharged legislative functions had
specified the basic conclusions of fact upon 777 ascertainment of which, from
relevant data by a designated administrative agency, that body was permitted to
bring the statute into operation. Even in such cases the Board has expressly
pointed out that the force of. these rules, regulations or enactments does not
arise out of the decision of the administrative or executive authority to bring
into operation the enactment or the rules framed there under.
The authoritative force and binding nature of
the same are found in the enactment passed by the legislature itself.
Therefore, a correct reading of these decisions
does not support the contention urged by the Attorney-General.
Some decisions of the Privy Council on appeal
from the Supreme Court of Canada and some decisions of the Supreme Court of
Canada, on the point under discussion, on which the learned Attorney-General
relied for his contention, may be noticed next. In Hodge v. The Queen(1), which
was an appeal from the Court of Appeal, Ontario, Canada, a question about the
validity of the Liquor Licences Act arose. After holding that the temperance
laws were under section 92 of the British North America Act for "the good
government", their Lordships considered the objection that the Imperial
Parliament had conferred no authority on the local legislature to delegate
those powers to the Licence Commissioners. In other words, it was argued that
the power conferred by the Imperial Parliament on the local legislature should
be exercised in full by that body and by that body alone. The maxim delegata
potestas non potest delegare was relied upon to support the objection. Their
Lordships observed: "The objection thus raised by the appellants was
founded on an entire misconception of the true character and position of the
Provincial Legislatures. They are in no sense delegates of, or acting under
mandate from, the Imperial Parliament.
When the British North America Act enacted
that there should be a legislature for Ontario and that its Legislative
Assembly should have exclusive authority to make laws for the Province and for
Provincial purposes in relation to the matters (1) 9 App. Cas.117.
778 enumerated in section 92, it conferred
powers, not in any sense to be exercised by delegation from, or as agents of,
the Imperial Parliament, but authority as plenary and as ample within the
limits prescribed by section 92 as the Imperial Parliament in the plenitude of
its power possessed and could bestow. Within these limits of subjects and area
the local legislature is supreme and has the same authority as the Imperial
Parliament, or the Parliament of the Dominion, would have had under like
circumstances to confide to a municipal institution or body of its own creation
authority to make byelaws or resolutions as to subjects specified the
enactment, and with the object of carrying the enactment into operation and
effect.
It is obvious that such authority is
ancillary to legislation' and without it an attempt to provide for varying
details and machinery to carry them out might become oppressive or absolutely
fail ...... It was argued at the Bar that a legislature committing important
regulations to agents or delegates effaces itself. That is not so. It retains
its power intact and can whenever. it pleases destroy the agency it has created
and set up another or take the matter directly into its own hands. How far it
shall seek the aid of subordinate agencies and how long it shall continue them
are matters for the legislature and not for the courts of law to decide."
(The italics are mine.) As regards the creation of new offences, their
Lordships observed that if byelaws or resolutions are warranted the power to
enforce them seemed necessary and equally lawful.
This case also does not help the
Attorney-General. It recognises only the grant of power to make regulations
which are "ancillary to legislation".
In In re The Initiative and Referendum
Act(1), the Act of the Legislative Assembly of Manitoba was held outside the
scope of section 92 of the British North America Act inasmuch as it rendered
the Lieut-Governor powerless to prevent the Act from becoming actual law, if
approved by the voters, even without his consent. Their Lordships observed:
"Section 92 of the (1) [1919] A.C. 935.
779 Act of 1867 entrusts the legislative
power in a Province to its legislature and to that legislature only. No doubt a
body with power of legislation on the subjects entrusted to it.so ample as that
enjoyed by a Provincial Legislature in Canada could, while preserving its own
capacity intact, seek the assistance of subordinate agencies as had been done
in Hodge v. The Queen(1), but it does not follow that it can create and endow
with its own capacity a new legislative power not created by the Act to which
it owes its own existence." In In re George Edwin Gray(2), the question of
delegation of powers in respect of the War Measures Act, 19 14, came for consideration.
The provisions there were very similar to the Defence of India Act and the
Rules made thereunder in India during the World War I. In delivering judgment
Sir Charles Fitzpatrick C.J. observed as follows: "The practice of
authorising administrative bodies to make regulations to carry out the object
of an Act instead of setting out all the details of the Act itself is well
known and its legality is unquestioned.'' He rejected the argument that such
power cannot be granted to the extent as to enable the express provisions of a
statute to be amended or repealed, as under the Constitution, Parliament alone
is to make laws under the Canadian Constitution. He observed that Parliament
cannot indeed abdicate its function but within reasonable limits at any rate it
can delegate its powers to the executive government. Such powers must
necessarily be subject to determination at any time by Parliament. He observed:
"I cannot however find anything in that Constitutional Act which would
impose any limitation on the authority of the Parliament of Canada to which the
Imperial Parliament is not subject." Against the objection that such wide
discretion should not be left to the executive he observed that this objection
should have been urged when the regulations were submitted to Parliament for
its approval or better still when the War Measures Act was being discussed.
The Parliament was the delegating authority
and it was for that body to put any (1) 9 App. Cas. 117.
(2) 57 S.C.R. Canada 150.
780 limitations on the powers conferred upon
the executive. He then stated: "Our legislators were no doubt impressed in
the hour of peril with the conviction that the safety of the country was the
supreme law against which no other law can prevail. It is clearly our duty to
give effect to their patriotic intentions." In the Chemical Reference
case(D, Duff C.J. set out the true effect of the decision in the War Measures
Act. He held that the decision of the Privy Council in the Fort Frances'
case(2) had decided the validity of the War Measures Act and no further
question remained in that respect. He stated: "In In re Gray(3) was
involved the principle, which must be taken in this Court to be settled, that
an Order-in-Council in conformity with the conditions prescribed by, and the provisions
of, the War Measures Act may have the effect of an Act of Parliament." The
Court considered that the regulations framed by the Governor-General in Council
to safeguard the supreme interests of the State were made by the
Governor-General in Council "who was conferred subordinate legislative
authority." He stated: "The judgment of the Privy Council in the Fort
Frances' case(2), laid down the principle that in an emergency, such as war,
the authority of the Dominion in respect of legislation relating to the peace,
order and good government of Canada may, in view of the necessities arising
from the emergency, disable or over-bear the authority of the Provinces in
relation to a vast field in which the Provinces would otherwise have exclusive
jurisdiction. It must not however be taken for granted that every matter within
the jurisdiction of the Parliament of Canada even in ordinary times could be
validly committed by Parliament to the executive for legislative action in the
case of an emergency." Unlike the Indian Constitution, in the British
North America Act there is no power to suspend the Constitution or enlarge the
legislative powers in an emergency like war. The Courts therefore stretched the
langugage of the sections to meet the emergency in (1) [1943] S.C.R. Canada 1.
(3) [1918] 57 S.C.R, Canada 150.
(2) [1923] A.C. 695.
781 the highest interest of the country but
it also emphasized that such action was not permissible in ordinary times.
The War Measures Acts were thus considered by
the z Supreme Court of Canada on a different footing. The question was of
competence but owing to the unusual circumstances and exigencies what was
stated in the legislation was considered a sufficient statement of the
legislative policy. It appears to be thought that the same test cannot be
applied in respect of legislation made in normal times, in respect of a
permanent statute which is not of limited duration. The discussion in Benaori
Lal Sarma's case(1) in the judgment of the Privy Council mentioned above may be
usefully noted in this connection as the legislation in that case was also a
war measure but was held valid as conditional legislation.
In so far as the observations in the Canadian
decisions go beyond what is held in the Privy Council decisions, with respect,
I am unable to agree. It appears that the word "delegation" has been
given an extended meaning in some observations of the Canadian courts, beyond
what is found in the Privy Council decisions. It is important to notice that in
all the judgments of the Privy Council, the word "delegation" as
meaning conferment of legislative functions strictly, is not used at all in
respect of the impugned legislation and has been deliberately avoided. Their
validity was upheld on the ground that the legislation was either conditional
or subsidiary or ancillary legislation.
An important decision of the Supreme Court of
Australia may be noticed next. In the Victorian Stevedoring and General
Contracting Company Proprietary Ltd. v. Dignan(2), the question whether
delegation of legislative power was according to the Constitution came to be
examined by the High Court of Australia. It was argued that section 3 of the
Act in question was ultra vires and void in so far as it purported to authorise
the Governor-General to make regulations which (notwithstanding anything in any
other Act) shall have (1) 72 I.A. 27. (2) 46 Com. L.R. 73.
782 the force of law. In the judgment of
Gavan Duffy C.J. and Starke J. it was stated: "The attack upon the Act
itself was based upon the American Constitutional doctrine that no legislative
body can delegate to another department of the Government or to any other
authority the power either generally or specially to enact laws. This high
prerogative has been entrusted to its own wisdom, judgment and patriotism and
not to those of other persons and it will act ultra vires ii it undertakes to
delegate the trust instead of executing it. (Cooley's Principles of
Constitutional Law, 3rd Edition, p. 111). Roche v. Kronheimer(1) was an
authority for the proposition that an authority of subordinate law-making may
be invested in the executive. Whatever ,may be said for or against that
decision I think we should not now depart from it." Mr. Justice Dixon
considered the argument fully in these terms: "The validity of this
provision is now attacked upon the ground that it is an attempt to grant to the
executive a portion of the legislative power vested by the Constitution in the
Parliament which is inconsistent with the distribution made by the Constitution
of legislative, executive and judicial powers. In support of the rule that
Congress cannot invest another organ of government with legislative power a
second doctrine is relied upon in America but it has no application to the
Australian Constitution. Because the powers of Government are considered to be
derived from the authority of the people of the Union no agency to whom the
people have confided a power may delegate its exercise. The well-known maxim
delegata potesta non potest delegare applicable to the law of agency in the
general and Common Law is well understood and has had wider application in the
construction of our Federal and State Constitutions than it has in private
laws. No similar doctrine has existed in respect of British Colonial
legislatures, whether erected in virtue the prerogative or by Imperial
Statute...It is important to observe that in America the intrusion of the
doctrines of agency into Constitutional interpretation (1) (1921) 29 Corn. L.R.
329.
783 has in no way obscured the operation of the
separation of powers. In the opinion of the Judicial Committee a general power
of legislation belonging to a legislature constituted under a rigid
Constitution does not enable it by any form of enactment to create and arm with
general legislative authority a new legislative power not created or authorized
by the instrument by which it is established." In respect of the
legislation passed during the emergency of war and where the power was strongly
relied upon, Dixon J. observed:
"It might be considered that the
exigencies which must be dealt with under the defence power are so many, so
great and so urgent and are so much the proper concern of the executive that
from its very nature the power appears by necessary intendment to authorise a
delegation otherwise generally forbidden to the legislature ............ I
think it certain that such a provision would be supported in America and the
passage in Burah's case appears to apply to it in which the Judicial Committee
deny that in fact any delegation there took place ............ This does not
mean that a law confiding authority to the executive will be followed, however
extensive or vague the subject-matter may be, if it does not fall outside the
boundaries of federal power. Nor does it mean that the distribution of powers
can supply no considerations or weight affecting the validity ............ It
may be acknowledged that the manner in which the Constitution accomplishes the
separation of power itself logically and theoretically makes the Parliament the
executive repository of the legislative power of the Commonwealth. The
existence in Parliament of power to authorise subordinate legislation may be
ascribed to a conception of that legislative power which depends less upon
juristic analysis and perhaps more upon the history and usages of British
legislation and the theories of English law ......... Such subordinate
legislation remains under Parliamentary control and is lacking in the
independent and unqualified authority which is an attribute of true legislative
power." He concludes: " But whatever it may be, we should now adhere
to the interpretation 784 which results from the decision of Roche v.
Kronheimer(1).
This whole discussion shows that the learned
Judge 12,was refuting the argument that because under the Constitution of
U.S.A. such conferment of power would be invalid it should be held invalid
under the Canadian Constitution also. He was not dealing with the question
raised before us.
Ultimately he said that Roche v.
Kronheimer(1) was conclusive.
Mr. Justice Evatt stated that in dealing with
the doctrine of the-separation of legislative and executive powers "it
must be remembered that underlying the Commonwealth frame of government there
is the notion of the British system of an executive which is responsible to
Parliament. That system is not in operation under the United States'
Constitution. He formulated the larger proposition that every grant by the
Commonwealth Parliament of authority to make rules and regulations, whether the
grantee is the executive government or some such authority, is itself a grant
of legislative power. The true nature and quality of the legislative power of
the Commonwealth Parliament involves as a part of its content power to confer
lawmaking powers upon authorities other than Parliament itself.
If such power to issue binding commands may
lawfully be granted by Parliament to the executive or other agencies an
increase in the extent of such power cannot of itself invalidate the grant. It
is true that the extent of the power granted will often be a very material
circumstance in the examination of the validity of the legislation conferring
the grant." In this paragraph the learned Judge appears certainly to have
gone much beyond what had been held in any previous decision but he seems to
have made the observations in those terms because (as he himself had stated
just previously) in his view every conferment of power--whether it was by
conditional legislation or ancillary legislation--was a delegation of
legislative power. He concluded however as follows:"On final analysis
therefore the (1) (1921) 29 Corn. L.R. 329.
785 Parliament of the Commonwealth is not
competent to abdicate its powers of legislation. This is not because Parliament
is bound to perform any or all of its legislative powers or functions for it
may elect not to do so and not because the doctrine of the separation of powers
prevents Parliament from granting authority to other bodies to make laws or
byelaws and thereby exercise legislative power for it does so in almost every
statute but because each and every one of the laws passed by Parliament must
answer the description of law upon one or more of the subject-matters stated in
the Constitution. A law by which Parliament gives all its lawmaking authority
to another body would be bad merely because it would fail to pass the test last
mentioned."Read properly, these judgments therefore do not support the
contention of the learned Attorney General.
The decisions of the Privy Council on appeal
from Canada do not carry the matter further. In the judgments of the two
decisions of the Supreme Court of Canada and the decision of the Supreme Court
of Australia there are observations which may appear to go beyond the limit
mentioned above. These observations have to be read in the light of the facts
of the case and the particular regulation or enactment before the court in each
case. These decisions also uniformly reiterate that the legislature must
perform its functions and cannot leave that to any other authority.
Moreover the word "delegation" as
stated by Evatt J. in his judgment is understood by some Judges to cover what
is described as subsidiary or conditional legislation also.
Therefore because at some places in these
judgments the word "delegation" is used it need not be assumed that
the word necessarily means delegation of legislative functions, as understood
in the strict sense of the word. The actual decisions were on the ground that
they were subordinate legislation or conditional legislation. Again, in respect
of the Constitutions of the Dominions of Canada and Australia I may observe
that the legislatures of those Dominions were not packed, as in India, and
their Constitution was 786 on democratic lines. The principle of fusion of
powers between the Legislature and Executive can well be considered in
operation in those Dominions, while as I have pointed out above there was no
such fusion at all so far as the Indian Constitution in force till 1935 was
concerned. Conclusions therefore based on the fusion of legislative and
executive powers are not properly applicable to the Indian Constitution. In my
opinion therefore to the extent the observations in the Canadian and Australian
decisions go beyond what is clearly decided by the Privy Council in respect of
the Indian Legislature, they do not furnish a useful guide to determine the
powers of the Indian Legislature to delegate legislative functions to
administrative or executive authorities.
The Canadian and Australian Constitutions are
both based on Acts of the British Parliament and therefore are creatures of
written instruments. To that extent they are rigid. Moreover in the Australian
Constitution in distributing the powers among the legislative and executive
authorities, the word "vest" is used as in the Constitution of the
U.S.A. To that extent the two Constitutions have common features. There is
however no clear. separation of powers between the legislature and executive so
as to be mutually and completely exclusive and there is fusion of power so that
the Ministers are themselves members of the legislature.
Our attention was drawn to several decisions
of the Supreme Court of the United States of America mostly to draw a
distinction between the legislative powers of the Congress in the United States
of America and the legislative powers of the legislature under Constitutions
prepared on the British Parliament pattern. It was conceded that as the
Constitution itself provided that the legislative and executive powers were to
vest exclusively in the legislature and the executive authority mentioned in
the Constitution, it was not permissible for one body to delegate this
authority and functions to another body. It may be noticed that several
decisions of the Supreme Court of U.S.A, 787 are based on the incompetence of the
delegate to receive the power sought to be conferred on it. Its competence to
function as the executive body is expressly set out in the Constitution, and it
has been thought that impliedly the Constitution has thereby prevented such
body from receiving from the legislative body other powers. In view of my final
conclusion I shall very briefly notice the position according to the U.S.A.
Constitution.
In Crawford on Statutory Construction, it is
stated as follows: "So far however as the delegation of any power to an
executive official or Administrative Board is concerned, the legislature must
declare the policy of the law and fix the legal principles which are to control
in given cases and must provide a standard to guide the official or the ,Board
empowered to execute the law. This standard must not be too indefinite or
general. It may be laid down in broad general terms. It is sufficient if the
legislature will lay down an intelligible principle to guide the executive or
administrative official ...... From these difficult criteria it is apparent
that the Congress exercises considerable liberality towards upholding
legislative delegations if a standard is established. Such delegations are not
subject to the objection that the legislative power has been unlawfully
delegated. The filling in mere matters of details within the policy of, and
according to, the legal principles and standards, established by the
Legislature, is essentially ministerial rather than legislative in character,
even' if considerable discretion is conferred upon the delegated
authority." In Hampton & Co. v. United States(1), Taft C.J. observed:
"It is a breach of the national fundamental law if Congress gives up its
legislative power and transfers it to the President or to the judicial branch
or if by law it attempts to invest itself or its members with either executive
or judicial power. This is not to say that the three branches are not
co-ordinate parts of one Government and that each in the field of duties (1)
(1928) 276 U.S. 394, 406 & 407.
788 may not invoke the action of the two
other branches in so far as the action invoked shall not be an assumption of
the constitutional field of action of another branch ......
The field of Congress involves all and many
varieties of legislative action and Congress has found it frequently necessary
to use officers of the executive branch within defined limits to secure the
exact effect intended by its act of legislation by vesting discretion in such
officers to make public regulations, interpreting a statute and directing the
details of its executive even to the extent of providing for penalizing a
preach of such regulations ......... Congress may feel itself unable
conveniently to determine exactly when its exercise of the legislative power
should become effective, because dependent on future conditions, and it may
leave the determination of such time to the decision of an executive." He
agreed with the often cited passage from the judgment of Ranny J. of the
Supreme Court of Ohio in Cincinnati W. & Z.R. Co. v. Clinton County
Commissioners (1), viz., "The true distinction therefore is between the
delegation of power to make the law which necessarily involves a discretion as
to what it shall be and conferring an authority or discretion as to its execution
to be exercised under and in pursuance of the law.
The first cannot be done; to the latter no
valid objection can be made." In Locke's Appeal(2), it. is slated:
"The proper distinction is this. The legislature cannot delegate its power
to make a law but it can make a law to delegate a power to determine some fact
or state of things upon which the law makes or intends to make its own action
depend. To deny this would be to stop the wheels of Government. There are many
things upon which useful legislation must depend, which cannot be known to the
law-making power, and must therefore be a subject of enquiry and determination
outside the halls of legislature." In Panama Refining Co. v. Ryan (s), it
was observed by Hughes C.J. "The Congress is not permitted to (1) 1 Ohio
St. 88. (3) 293 U.S. 388.
(2) 72 P.A. 491, 789 abdicate or transfer to
others the essential legislative functions with which it is vested. Undoubtedly
legislation must often be adapted to complex conditions involving a host of
details with which the National Legislature cannot deal directly. The
Constitution has never been regarded as denying to the Congress the necessary
resources of flexibility and practicality which will enable it to perform its
function in laying down policies and establish standards, while leaving to
selected instrumentalities the making of subordinate rules within prescribed
limits and the determination of facts to which the policy as declared by the
legislature is to apply. Without capacity to give authorisations of that sort
we should have the anomaly of a legislative power which in many circumstances
calling for its exertion would be but a futility but the constant recognition
of the necessity and validity of such provisions and the wide range of
administrative authority which has been declared by means of them cannot be
allowed to obscure the limitations of the authority to delegate if our
constitutional system is to be maintained. Similarly, in Schechter v. United
States (1), it is stated: "So long as the policy is laid down and standard
established by a statuten no unconstitutional delegation of legislative power
is involved in leaving to selected instrumentalities the making of subordinate
rules within prescribed limits and the determination of facts to which the policy
as declared by the legislature is to apply." The complexity of this
question of delegation of power and the consideration of the various decisions
in which its application has led to the support or invalidation of Acts has
been somewhat aptly put by Schwartz on American Administrative Law. After
quoting from Wayman v. Southend (2) the observations of Marshall C.J. that the
line has not been exactly drawn which separates those important subjects which
must be entirely regulated by the legislature itself from those of less
interest in which a general provision may be made and power given to those who
are to (1) 295 U.S. 459.
(2) 10 Wheat 1 U.S. 1825.
790 act under such general provision to fill
up details, the author points out that the resulting judicial dilemma, when the
American courts finally were squarely confronted with delegation cases, was
resolved by the judicious choice of words to describe the word "delegated
power". The authority transferred was, in Justice Holmes' felicitous phrase,
"softened by a quasi", and the courts were thus able to grant the
fact of delegated legislation and still to deny the name. This result is well
put in Prof. Cushman's syllogism:
"Major premise: Legislative power cannot
be constitutionally delegated by Congress.
Minor premise: It is essential that certain
powers be delegated to administrative officers and regulatory commissions.
Conclusions: Therefore the powers thus
delegated are not legislative powers.
They are instead administrative or
quasi-legislative powers. '' It was argued on behalf of the President that the
legislative practice in India for over eighty years has recognised this kind of
delegation and as that is one of the principles which the court has to bear in
mind in deciding the validity of Acts of the legislature, this Court should
uphold that practice. In support of this contention a schedule annexed to the
case filed on behalf of the President, containing a list of Acts, is relied
upon. In my opinion, out of those, the very few Acts which on a close scrutiny
may be cited as instances, do not establish any such practice. A few of the
instances can be supported as falling under the description of conditional
legislation or subsidiary legislation. I do not discuss this in greater detail
because unless the legislative practice is overwhelmingly clear, tolerance or
acquiescence in the existence of an Act without a dispute about its validity
being raised in a court of law for some years cannot be considered binding,
when a question about the validity of such practice is raised and comes for
decision before the Court. In my opinion, therefore; this broad 791 contention
of the Attorney-General that the Indian Legislature prior to 1935 had power to
delegate legislative functions in the sense contended by him is neither
supported by judicial decisions nor by legislative practice.
A fair and close reading and analysis of all
these decisions of the Privy Council, the judgments of the Supreme Courts of
Canada and Australia without stretching and straining the words and expressions
used therein lead me. to the conclusion that while a legislature, as a part of
its legislative functions, can confer powers to make rules and regulations for
carrying the enactment into operation and effect, and while a legislature has power
to lay down the policy and principles providing the rule of conduct, and while
it may further provide that on certain data or facts being found and
ascertained by an executive authority, the operation of the Act can be extended
to certain areas or may be brought into force on such determination which is
described as conditional legislation, the power to delegate legislative
functions generally is not warranted under the Constitution of India at any
stage. In cases of emergency, like war where a large latitude has to be
necessarily left in the matter of enforcing regulations to the executive, the
scope of the power to make regulations is very wide, but.
even. in those cases the suggestion that
there was delegation of "legislative functions" has been repudiated.
Similarly, varying according to the necessities of the case and the nature of
the legislation, the doctrine of conditional legislation or subsidiary
legislation or ancillary legislation is equally upheld under all the
Constitutions. In my opinion, therefore, the contention urged by the learned
Attorney-General that legislative power carries with it a general power to
delegate legislative functions, so that the legislature may not define its
policy at all and may lay down no rule of conduct but that whole thing may be
left either to the executive authority or administrative or other body, is
unsound and not supported by the authorities on which he relies. I do not think
that apart from the sovereign character of 792 the British Parliament which is
established as a matter of convention and whose powers are also therefore
absolute and unlimited, in any legislature of any other country such general
powers of delegation as claimed by the AttorneyGeneral for a legislature, have
been recognised or permitted.
It was contended by the learned
Attorney-General that under the power of delegation the legislative body cannot
abdicate or efface itself. That was its limit. It was argued that so long as
the legislature had power to control the actions of the body to which power was
delegated, that so long as the actions of such body were capable of being
revoked there was no abdication or effacement. In support of this argument some
reliance was placed on certain observations in the judgments of the Privy
Council in the cases mentioned above. It should be noticed that the Board was
expressing its views to support the conclusion that the particular piece of
legislation under consideration was either a conditional legislation or that
the legislation derived its force and sanction from what the legislature had
done and not from what the delegate had done. I do not think that those
observations lead to the conclusion that up to that limit legislative
delegation was permitted. The true test in respect of' 'abdication" or
"effacement" appears to be whether in conferring the power to the
delegate, the legislature, in the words used to confer the power, retained its
control. Does the decision of the delegate derive sanction from the act of the
delegate or has it got the sanction from what the legislature has enacted and
decided ? Every power given to a delegate can be normally called back. There
can hardly be a case where this cannot be done because the legislative body
which confers power on the delegate has always the power to revoke that
authority and it appears difficult to visualize a situation in which such power
can be irrevocably lost. It has been recognised that a legislative body
established under an Act of the British Parliament by its very establishment
has not the right to create another legislative body with the same junctions
and 793 powers and authority. Such power can be only in the British Parliament
and not in the legislature established by an Act of the British Parliament.
Therefore, to say that the true test of effacement is that the authority which
confers power on the subordinate body should not be able to withdraw the power
appears to be meaningless. In my opinion, therefore, the question whether there
is "abdication" and "effacement" or not has to be decided
on the meaning of the words used in the instrument by which the power is
conferred on the authority. Abdication, according to the Oxford Dictionary,
means abandonment, either formal or virtual, of sovereignty.
Abdication by a legislative body need not necessarily
amount to a complete effacement of it. Abdication may be partial or complete.
When in respect of a subject in the Legislative List the legislature says that
it shall not legislate on that subject but would leave it to somebody else to
legislate on it, why does it not amount to abdication or effacement ? If full
powers to do anything and everything which the legislature can do are conferred
on the subordinate authority, although the legislature has power to control the
action of the subordinate authority, by recalling such power or repealing the
Acts passed by the subordinate authority, the power conferred by the
instrument, in my opinion, amounts to an abdication or effacement of the
legislature conferring such power.
The power to modify an Act in its extension
by the order of the subordinate authority has also come in for considerable
discussion. Originally when power was conferred on the subordinate authority to
apply existing legislation to specified areas it was given only to apply the
whole or a portion thereof. That power was further expanded by giving a power
to restrict its application also. In the next stage power was given to modify
"so as to adapt the same" to local conditions. It is obvious that
till this stage the clear intention was that the delegate on whom power was
conferred was only left with the discretion to apply what was Considered
suitable, as a whole or in part, 794 and to make adaptations which became
necessary because of local conditions and nothing more. Only in recent years in
some Acts power of modification is given without any words of limitation on
that power. The learned Attorney-General contended that the word
"modify" according to the Oxford Dictionary means to limit, restrain,
to assuage, to make less severe, rigorous, or decisive ;to tone down." It
is also given the meaning "to make partial changes in;to alter without
radical transformation." He therefore contended that if the done of the
power exceeded the limits of the power of modification beyond that sense, that
would be exceeding the limits of the power and to that extent the exercise of
the power may be declared invalid. He claimed no larger power under the term
"modification." On the other hand, in Rowland Burrows' "Words
and Phrases ", the word "modify" has been defined as
meaning" vary, extend or enlarge, limit or restrict." It has been
held that modification implies an alteration. It may narrow or enlarge the
provisions of the former Act. It has been pointed out that under the powers
conferred by the
Delhi Laws Act, the Central Government has extended the application of the
Bombay Debtors' Relief Act to Delhi. The Bombay Act limits its application to
poor agriculturists whose agricultural income is less than Rs.
SO0. Under the power of modification conferred on it by
the Delhi Laws Act, the Central Government has
removed this limit on the income, with the result that the principles, policy
and machinery to give relief to poor peasants or agriculturists with an income
of less than Rs. 500 is made applicable in Delhi to big landowners even with an
income of 20 lakhs. This shows how the word ' 'modification" is understood
and applied by the Central Government and acquiesced in by the Indian
Legislature. I do not think such power of modification as actually exercised by
the Central Government is permitted in law. If power of modification so
understood is permitted, it will be open to the Central Legislature in effect
to change the whole basis of the legislation and the reason for making the 795
law. That will be a complete delegation of legislative power, because in the
event of the exercise of the power in that manner the Indian legislature has
not applied its mind either to the policy under which relief should be given
nor the class of persons, nor the circumstances nor the machinery by which
relief is to be given. The provisions of the Rent Restriction Act in different
Provinces are an equally good example to show how dangerous it is to confer the
power of modification on the executive government.
Having considered all the decisions which
were cited before us and giving anxious consideration to the elaborate and
detailed arguments advanced by the learned Attorney General in the discussion
of this case, I adhere to what I stated in Jatindra Nath Gupta's case(1) that
the power of delegation, in the sense of the legislature conferring power, on
either the executive government or another authority, "to lay down the
policy underlying a rule of conduct" is not permitted. The word
"delegation ", as I have pointed out, has been somewhat loosely used
in the course of discussion and even by some Judges in expressing their views.
As I have pointed out throughout the decisions of the Privy Council the word
"delegation" is used so as not to cover what is described as
conditional legislation or subsidiary or ancillary legislation, which means the
power to make rules and regulations to bring into operation and effect the
enactment. Giving "delegation" the meaning which has always been
given to it in the decisions of the Privy Council, what I stated in Jatindra
Nath Gupta's case, as the legislature not having the power of delegation is, in
my opinion, correct.
Under the new Constitution of 1950, the
British Parliament, i.e. an outside authority, has no more control over the
Indian Legislature. That Legislature's powers are defined and controlled and
the limitations thereon prescribed only by the Constitution of India. But the
scope of its legislative power has not become (1) [1949] F.C.R. 595.
796 enlarged by the provisions found in the
Constitution of India. While the Constitution creates the Parliament and
although it does not in terms expressly vest the legislative powers in the
Parliament exclusively, the whole scheme of the Constitution is based on the
concept that the legislative functions of the Union will be discharged by the
Parliament and by no other body. The essential of the legislative functions,
viz., the determination of the legislative policy and its formulation as a rule
of conduct, are still in the Parliament or the State Legislatures as the case
may be and nowhere else. I take that view. because of the provisions of article
357 and article 22 (4) of the Constitution of India. Article 356 provides
against the contingency of the failure of the constitutional machinery in the
States.
On a proclamation to that effect being
issued, it is provided in article 357 (1) (a) that the power of the legislature
of the State shall be exercisable by or under the authority of the Parliament,
and it shall be competent for the Parliament to confer on the President the
power of the legislature of the State to make laws "and to authorise the
President to delegate, subject to such conditions as he may think fit to
impose. the powers so conferred to any other authority to be specified by him
in that behalf." Sub-clause (b) runs as follows :--" For Parliament,
or for the President or other authority in whom such power to make laws is
vested under sub-cl. (a), to make laws conferring powers and imposing duties,
or authorising the conferring of powers and the imposition of duties, upon the
Union or officers and authorities thereof." It was contended that on the
breakdown of such machinery authority had to be given to the Parliament or the
President, firstly, to make laws in respect of subjects on which the State
Legislature alone could otherwise make laws and, secondly, to empower the
Parliament or the President to make the executive officers of the State
Government to act in accordance with the laws which the Parliament or the
President may pass in such emergency. It was argued that for this purpose the
word "to delegate" is used.
I do not think this argument is sound.
Sub-clause (2) relates to the power 797 of the President to use the State
executive officers. But under clause (a) Parliament is given power to confer on
the President the power of the legislature of the State to make laws. Article
357 (1) (a) thus expressly gives power to the Parliament to authorise the
President to delegate his legislative powers. If powers of legislation include
the power of delegation to any authority there was no occasion to make this
additional provision in the article at all. The wording of this clause
therefore supports the contention that normally a power of legislation does not
include the power of delegation.
Article 22 (4) again is very important in
this connection. It deals with preventive detention and provides that no law
shall be valid which will permit preventive detention of a person for a period
over three months, unless the conditions laid down in article 22 (4) (a) are
complied with. The exception to this is in respect of an Act of the Parliament
made on the conditions mentioned in article 22 (4) (b). According to that, the
Parliament has to pass an Act consistently with the provisions of article 22
(7). The important point is that in respect of this fundamental right given to
a person limiting the period of his detention up to three months, an exception
is made in favour of the Parliament by the article. It appears to me a
violation of the provisions of this article on fundamental rights to suggest
that the Parliament having the power to make a legislation within the terms of
article 22(7) has the power to delegate that right in favour of the executive
government. In my opinion, therefore the argument that under the Constitution
of 1950 the power of legislation carries with it the power of delegation, in
the larger sense, as contended by the Attorney-General cannot be accepted.
Having regard to the position of the British
Parliament, the question whether it can validly delegate its legislative
functions cannot be raised in a court of law. Therefore from the fact that the
British Parliament has delegated legislative powers it does not follow. that
the power of delegation is recognised in law as necessarily included in the
power of legislation, Although 798 in the Constitution of India there is no
express separation of powers, it is clear that a legislature is created by the
Constitution and detailed provisions are made for making that legislature pass
laws. Is it then too much to say that under the Constitution the duty to make
laws, the duty to exercise its own wisdom, judgment and patriotism in making
laws is primarily cast on the legislatures ? Does it not imply that unless it
can be gathered from other provisions of the Constitution, other bodies,
executive or judicial, are not intended to discharge legislative functions ? I
am unable to read the decisions to which our attention has been drawn as laying
down that once a legislature observes the procedure prescribed for passing a
bill into an Act, it becomes a valid law, unless it is outside the Legislative
Lists in the Seventh Schedule prescribing its respective powers. I do not read
articles 245 and 246 as covering the question of delegation of legislative
powers. In my opinion, on a true construction of articles 245 and 246 and the
Lists in the Seventh Schedule, construed in the light of the judicial decisions
mentioned above, legislation delegating legislative powers on some other bodies
is not a law on any of the subjects or entries mentioned in the Legislative
Lists. It amounts to a law which states that instead of the legislature passing
laws on any subject covered by the entries, it confers on the body mentioned in
the legislation the power to lay down the policy of the law and make a rule of
conduct binding on the persons covered by the law.
As a result of considering all these
decisions together it seems to me that the legislature in India, Canada,
Australia and the U.S.A. has to discharge its legislative functions, i.e., to
lay down a rule of conduct. In doing so it may, in addition, lay down
conditions, or state facts which on being fulfilled or ascertained according to
the decision of another body or the executive authority, the legislation may
become applicable to a particular area. This is described as conditional
legislation. The legislature may also, in laying down the rule of conduct,
express itself generally if the conditions and circumstances so require.
The extent of the 799 specific and detailed
lines of the rule of conduct to be laid down may vary according to the
circumstances or exigencies, of each case. The result will be that if, owing to
unusual circumstances or exigencies, the legislature does not choose to lay
down detailed rules or regulations, that work may be left to another body which
is then deemed to have subordinate legislative powers.
Having regard to the distinction noticed
above between the power of delegation of legislative functions and the
authority to confer powers which enables the donee of the power to make
regulations or rules to bring into effect or operation the law and the power of
the legislature to make conditional legislation, I shall proceed to consider
the three specific questions mentioned in the Reference. It may be noticed that
occasions to make legislation of the type covered by the three sections
mentioned in the three questions began in the early stages of the occupation of
India where small bits of territories were acquired and in respect of which
there was no regular legislative body. It was thought convenient to apply to
these small areas laws which were made by competent' legislature in contiguous
areas.
That practice was adopted to avoid setting up
a separate, sometimes inconvenient and sometimes costly, machinery of
legislation for the small area. Nor might it have been considered possible for
the Governor-General in Council to enact laws for the day to day administration
of such bits of territory or for all their needs having regard to different
local conditions. As local conditions may differ to a certain extent, it
appears to have been considered also convenient to confer powers on the
administrator to apply the law either in whole or in part or to restrict its
operation even to a limited portion of such newly acquired area. This aspect of
legislation is prominently noticed in Act XXII of 1869 discussed in The Queen
v. Burah(1). Under section 22 of the Indian Councils Act of 1861, the
Governor-General in Council was given power to make laws for all persons and
for all places and things whatever within British India. The Province of Delhi
was carved out of the Province of Punjab and was put (1) 5 I.A. 178.
800 under a Chief Commissioner and by section
2 of the Delhi Laws Act the
laws in force in the Punjab continued to be operative in the newly created
Province of Delhi. The Province of Delhi had not its legislative body and so
far as this Chief Commissioner's Province is concerned it is not disputed that
the power to legislate was in the GovernorGeneral in Council in his legislative
capacity. The first question as worded has to be answered according to the
powers and position of the legislature in 1912. Section 7 of the Delhi Laws Act
enables the Government (executive) to extend by
notification with such restrictions and modifications as it thinks fit, to the
Province of Delhi or any part thereof, any enactment which is in force in any
part of British India, at the date of such notification, i.e., a law which was
in force not necessarily in the Province of Punjab only, from which the
Province of Delhi was carved out, but any Central or provincial law in force in
any Province.
Again, the Government is given power to
extend any such law with such restrictions and modifications as it thinks fit.
Moreover it enables the Provincial Government
to extend an Act which is in force "at the date of such
notification." Those words therefore permit extension of future laws which
may be passed either by the Central or any Provincial legislature, also with
such restrictions and modifications as the Provincial Government may think fit.
At this stage, sections 8 and 9 of Act XXII of 1869 under which powers were
given to the Lieut.-Governor in The Queen v. Burah(1) may be compared. They
permitted the extension of Acts which were or might be made by the
Governor-General in Council (legislative) or the Lieut.Governor, both of whom
were the competent legislative authorities for the whole area under the
administrative jurisdiction of the Lieut.-Governor. The power was confined to
extend only those Acts, over the area specified in Act XXII of 1869, although
that area was declared by Act XXII of 1869 as not subject to the laws of the
Province, unless the area was specifically mentioned in the particular Act. On
(1) 5 I.A. 178.
801 the authority of that decision therefore,
so far as section 7 of the Delhi Laws Act gives power to
the executive (Central) Government to extend Acts passed by the Central Legislature
to the Province of Delhi, the same may be upheld.
The question then remains in respect of the
power of the executive government to extend Acts of other Provincial
legislatures (with or without restrictions or modifications) to the Chief
Commissioner's Province. It is obvious that in respect of these Acts the
Central Legislature has not applied its mind at all. It has not considered
whether the Province of Delhi requires the rule of conduct laid down in those
Acts, as necessary
or beneficial for the welfare of the people of the Province or for its
government. They are passed by other Provincial legislatures according to their
needs and circumstances. The effect of section 7 of the Delhi Laws Act
therefore in permitting the Central Government to apply such Provincial Acts to
the Province of Delhi is that, instead of the Central Legislature making up its
mind as to the desirability or necessity of making laws on certain subjects in
respect of the Province of Delhi, that duty and right are conferred on the
executive government.
For example, the question whether a rent act, or an
excise act, or what may be generally described as a prohibition act, or a debt
relief act is desirable or necessary, as a matter of policy for the Province of
Delhi is not considered and decided by the Central Legislature which, in my
opinion, has to perform that duty, but that duty and function without any
reservation is transferred over to the executive government. Section 7 of the
Delhi Laws Act thus contains an entirely different quality of power from the
quality of power conferred by sections 8 and 9 of Act XXII of 1869.
All the decisions of the Privy Council unequivocally
affirm that it is not competent for the Indian Legislature to create a body
possessing the same powers as the Central Legislature itself. It is stated that
the legislature cannot efface itself. One may well ask, if section 7 of the
Delhi Laws Act has done 802 anything else. The Privy Council decisions emphasize two
aspects in respect of this question. The first is whether the new body is
empowered to make laws. The second is, does the sanction flow from the
legislation made by the legislature or from the decision of the newly created
body. As regards the first, it is obvious that in principle there is no difference
if the newly created body itself writes out on a sheet of paper different
sections of an Act or states that the Act will be what is written or printed
on another clearly identifiable paper. Therefore if such new body says that the
law in Delhi will be the same as Bombay or Madras Act so and so of such and
such year it has made the law. Moreover it may be remembered that in doing so
the new body may restrict or modify the provisions of such Act also. On the
second aspect the sanction flows clearly from the notification of the newly
created body that Bombay or Madras Act so and so with such modifications as may
be mentioned, will be the law. That has not been the will or decision of the
legislature. The legislature has not applied its mind and said "Bombay Act
............... is the law of this Province". In my opinion, it is futile
to contend that the sanction flows from the statement of the legislature that
the law will be what the newly created body decides or specifies, for that
statement only indicates the new body and says that we confer on it power to
select a law of another province.
The illustrations of the extension of the
Civil and Criminal Procedure Codes, mentioned in the judgment in The Queen v.
Burah(1) have to be considered along with the fact that at that time the
Governor-General in Council, in its legislative capacity, had power of
legislation over the whole of India on all subjects. The Civil and Criminal
Procedure Codes were enacted by the Central Legislature and it could have made
the same applicable at once to the whole of India. But having passed the laws,
it laid down a condition that its application may be referred to certain areas
until the particular Provincial Government (executive) considered it convenient
for these Codes to be made (1) 5 I.A. 178, 803 applicable to its individual
area. A Provincial Government, e.g., of Bombay, was not empowered to lay down
any policy in respect of the Civil Procedure Code or the Criminal Procedure
Code nor was it authorised to select, if it liked, a law passed by the
Legislature of Madras for its application to the Province of Bombay. If it
wanted to do so, the Legislature of the Province of Bombay had to exercise its
judgment and decision and pass the law which would be enforceable in the Province
of Bombay. It may be noticed that the power to extend, mutatis mutandis, the
laws as contained in sections 8 and 9 of Act XXII of 1869 brings in the idea of
adaptation by modification, but so far only as it is necessary for the purpose.
In my opinion, therefore, to the extent section 7 of the Delhi Laws Act permits the Central executive government to apply any law
passed by a Provincial legislature to the Province of Delhi, the same is ultra
vires the Central Legislature. To that extent the Central Legislature has
abdicated its functions and therefore the Act to the extent is invalid.
Question 2 relates to Ajmer-Merwara
(Extension of Laws) Act. Till the Government of India Act, 1915, there was
unitary government in India. By the Act of 1915, Provincial legislatures were
given powers of legislation but there was no distribution of legislative powers
between the Centre and the Provinces. That was brought about only by the
Government of India Act, 1935. Section 94 of that Act enumerates the Chief Commissioner's
Provinces. They include the Provinces of Delhi and Ajmer-Merwara. Under
sections 99 and 100 there was a distribution of legislative powers between
Provinces and Centre, but the word "Province" did not include a Chief
Commissioner's Province and therefore the Central Legislature was the only
law-making authority for the Chief Commissioner's Provinces. The Ajmer-Merwara
Act was passed under the Government of India Act as adapted by the Indian
Independence Act. Although by that Act the control of British Parliament over
the Government of India 804 and the Central Legislature was removed, the powers
of the Central Legislature were still as those found in the Government of India
Act, 1935. The Independence Act therefore made no difference on the question
whether the power of delegation was contained in the legislative power. The
result is that to the extent to which section 7 of the Delhi Laws Act is held ultra vires, section 2 of the Ajmer-Merwara Act,
1947, should also be held ultra vires.
This brings me to Question 3. section 2 of
the Part C States (Laws) Act, 1950, is passed by the Indian Parliament.
Under article 239 of the Constitution of
India, the powers for the administration of Part C States are all vested in the
President. Under article 240 the Parliament is empowered to create or continue
for any State specified in Part C, and administered through a Chief
Commissioner or Lieutenant Governor;
(a) a body whether nominated or elected or
partly nominated or partly elected, to function as a legislature for the State,
or (b) a Council of Advisers or Ministers.
It is common ground that no law creating such
bodies has been passed by the Parliament so far. Article 246 deals with the
distribution of legislative powers between the Centre and the States but Part C
States are outside its operation.
Therefore on any subject affecting Part C
States, Parliament is the sole and exclusive legislature until it passes an Act
creating a legislature or a Council in terms of article 240.
Proceeding on the footing that a power of
legislation does not carry with it the power of delegation (as claimed by the
Attorney-General), the question is whether section 2 of the Part C States
(Laws) Act is valid or not. By that section the Parliament has given power to
the Central Government by notification to extend to any part of such State
(Part C State), with such restrictions and modifications as it thinks fit, any
enactment which is in force in Part A State at the date of the. notification.
The section although framed on the lines of the Delhi Laws Act
and the Ajmer-Merwara Act is restricted in 805 its scope as the executive
government is empowered to extend only an Act which is in force in any of the
Part A States.
For the reasons I have considered certain
parts of the two sections covered by Questions 1 and 2 ultra rites, that part
of section 2 of the Part C States (Laws) Act, 1950, which empowers the Central
Government to extend laws passed by any Legislature of Part A State, will also
be ultra vires. To the extent the Central Legislature or Parliament has passed
Acts which are applicable to Part A States, there can be no objection to the
Central Government extending, if necessary, the operation of those Acts to the
Province of Delhi, because the Parliament is the competent legislature for that
Province. To the extent however the section permits the Central Government to
extend laws made by any legislature of Part A State to the Province of Delhi,
the section is ultra vires.
In view of my conclusion in respect of the
first part of section 2 of the Part C States (Laws) Act, 1950, I do not think
it necessary to deal with separately the other part of the section relating to
the power to repeal or amend a corresponding law for the time being applicable
to that Part C State.
Before concluding, I must record the
appreciation of the Court in the help the learned Attorney-General and the
counsel appearing in the Reference have rendered to the Court by their industry
in collecting all relevant materials and putting the same before the Court in
an extremely fair manner.
My answers to the questions are that all the
three sections mentioned in the three questions are ultra vires the
Legislatures, functioning at the relevant dates, to the extent power is given
to the Government (executive) to extend Acts other than Acts of the Central
Legislature as mentioned in the judgment.
FAZL ALI J.--The answer to the three
questions which have been referred by the President under article 143 of the
Constitution of India, depends upon the proper answer to another question which
was the 806 subject of very elaborate arguments before us and which may be
stated thus: Can a legislature which is sovereign or has plenary powers within
the field assigned to it, delegate its legislative functions to an executive
authority or to another agency, and, if so. to what extent it can do so ? In
dealing with this question, three possible answers may be considered. They are
:-(1) A legislature which is sovereign in a particular field has unlimited
power of delegation and the content of its power must necessarily include the
power to delegate legislative functions;
(2) Delegated legislation is permissible only
within certain limits; and (3) Delegated legislation is not permissible at all
by reason of certain principles of law which are well known and
well-recognised.
I will first consider the last alternative,
but I should state that in doing so I will be using the expressions,
"delegated legislation," and "delegation of legislative
authority," in the loose and popular sense and not in the strict sense
which I shall explain later.
One of the principles on which reliance was
placed to show that legislative power cannot be delegated is said to be
embodied in the well-known maxim, delegatus non potest delegare, which in simple
language means that a delegated authority cannot be redelegated, or, in other
words, one agent cannot lawfully appoint another to perform the duties of
agency. This maxim however has a limited application even in the domain of the
law of contract or agency wherein it is frequently invoked and is limited to
those cases where the contract of agency is of a confidential character and
where authority is coupled with discretion or confidence. Thus, auctioneers,
brokers, directors, factors, liquidators and other persons holding a fiduciary
position have generally no implied authority to employ deputies or sub-agents.
The rule is so stated in Broom's Legal Maxims, and many other books, and it is
also stated that in a number of cases the authority to employ 807 agents is
implied. In applying the maxim to the act of a legislative body, we have
necessarily to ask "who is the principal and who is the delegater" In
some cases where the question of the power of the Indian or a colonial
legislature came up for consideration of the courts, it was suggested that such
a legislature was a delegate of the British Parliament by which it had been
vested with authority to legislate. But this view has been rightly repelled by
the Privy Council on more than one occasion, as will appear from the following
extracts from two of the leading cases on the subject:"The Indian
Legislature has powers expressly limited by the Act of the Imperial Parliament
which created it, and it can of course do nothing beyond the limits which circumscribe
these powers. But when acting within those limits it is not in any sense an
agent or delegate of the Imperial Parliament, but has, and was intended to
have, plenary powers of legislation as large, and of the same nature, as those
of Parliament itself." Reg. v. Burah (1).
"It appears to their Lordships, however,
that the objection thus raised by the appellants is founded on an entire
misconception of the true character and position of the Provincial
Legislatures. They are in no sense delegates of or acting under any mandate
from the Imperial Parliament.
When the British North America Act enacted
that there should be a Legislature for Ontario, and that its Legislative
Assembly should have exclusive authority to make laws for the Province and for
Provincial purposes in relation to the matters enumerated in section 92, it
conferred powers, not in any sense to be exercised by delegation from or as
agents of the Imperial Parliament, but authority as plenary and as ample,
within the limits prescribed by section 92, as the Imperial Parliament in the
plenitude of its power possessed and could bestow. Within these limits of
subjects and areas the Local Legislature is supreme, and has the same authority
as the Imperial Parliament.": Hodge v. The Queen (2).
(1) 3 App. Cas. 889. (2) 9 App. Cas. 117.
808 It has also been suggested by some
writers that the legislature is a delegate of the people or the electors.
This view again has not been accepted by some
constitutional writers, and Dicey dealing with the powers of the British
Parliament with reference to the Septennial Act, states as follows :-"That
Act proves to demonstration that in a legal point of view Parliament is neither
the agent of the electors nor in any sense a trustee for its constituents. It
is legally the sovereign legislative power in the state, and the Septennial Act
is at once the result and the standing proof of such Parliamentary
sovereignty." (1) The same learned author further observes:-"The
Judges know nothing about any will of the people except in so far as that will
is expressed by an Act of Parliament, and would never suffer the validity of a
statute to be questioned on the ground of its having been passed or being kept
alive in opposition to the wishes of the electors." (2) There can be no doubt
that members of a legislature represent the majority of their electors, but the
legislature as a body cannot be said to be an agency of the electorate as a
whole. The individual members may and often do represent different parties and
different shades of opinion, but the composite legislature which legislates,
does so on its own authority or power which it derives from the Constitution,
and its acts cannot be questioned by the electorate, nor can the latter
withdraw its power to legislate on any particular matter. As has been pointed
out by Dicey,-"the sole legal right of electors under the English
Constitution is to elect members of Parliament. Electors have no legal right of
initiating, of sanctioning, or of repealing the legislation of Parliament."
(3) It seems to me therefore that it will not be quite accurate to say that the
legislature being an agent of (1) Dicey's:"Law of the Constitution",
8th edn., p. 45.
(2) Ibid, p. 72.
(3) Dicey's "Law of the
Constitution", 8th edn., p. 57.
809 its constituents, its powers are subject
to the restrictions implied in the Latin maxim referred to. I shall however
advert to this subject again when I deal with another principle which is
somewhat akin to the principle underlying the maxim.
The second principle on which reliance was
placed was said to be founded on the well-known doctrine of "separation of
powers." It is an old doctrine which is said to have originated from
Aristotle, but, as is well-known, it was given great prominence by Locke and
Montesquieu. The doctrine may be stated in Montesquieu's own words:--"In
every government there are three sorts of power, the legislative; the executive
in respect to things dependent on the law of nations; and the executive in
regard to matters that depend on the civil law ...... When the legislative and
the executive powers are united in the same person, or in the same body of
magistrates, there can be no liberty;
because apprehensions may rise, lest the same
monarch or senate should enact tyrannical laws, to execute them in a tyrannical
manner. Again, there is no liberty, if the judiciary power be not separated
from the legislative and the executive. Were it joined with the legislative,
the life and liberty of the subject would be exposed to abritrary control; for
the judge would be then the legislator. Were it joined to the executive power,
the judge might behave with violence and oppression. There should be an end of
everything, were the same man or the same body, whether of the nobles or of the
people, to exercise those three powers, that of enacting laws, that of
executing the public resolutions, and of trying the causes of
individuals."(1) The doctrine found many enthusiasts in America and was
virtually elevated to a legal principle in that country.
Washington, in his farewell address, said
:"The spirit of enroachment tends to consolidate the powers of all
governments in one, and thus to (1) Montesquieu's Spirit of Laws, Vol. 1 by J.
V.
Pritchard, 1914 edn, pp. 162-3.
810 create, whatever the form of government,
a real despotism." John Adams wrote on similar lines as follows:" It
is by balancing one of these three powers against the other two that the
efforts in human nature toward tyranny can alone be checked and restrained and
any degree of freedom preserved." (1) These sentiments are fully reflected
in the Constitutions of the individual States as well as in the Federal
Constitution of America. Massachusetts in her Constitution, adopted in 1780,
provided that "in the government of this commonwealth the legislative
department shall never exercise the executive and judicial powers or either of
them; the executive shall never exercise legislative and judicial powers or
either of them; the judicial shall never exercise legislative and executive
powers or either of them;
to the end that it may be a government of
laws and not of men."(2) The Constitutions of 39 other States were drafted
on similar lines, and so far as the Federal Constitution of the United States
was concerned, though it does not expressly create a separation of governmental
powers, yet from the three articles stating that the legislative power vests in
Congress, the judicial power in the Supreme Court and the executive power in
the President, the rule has been deduced that the power vested in each branch
of the Government cannot be vested in any other branch. nor can one branch
interfere with the power possessed by any other branch.
This rule has been stated by Sutherland J. in
Springer v. Government of the Philiipine Islands(s) in these words :-"It
may be stated then, as a general rule inherent in the American constitutional
system, that unless otherwise expressly provided or incidental to the powers
conferred, the Legislature cannot exercise either executive or judicial power;
the Executive (1) Vide, Works, Vol. 1, p. 186.
(2) Willoughby's Constitution of the United
States, Vol. III, 1616.
(3) 277 U.S. 189 at 201, 811 cannot exercise
either legislative or judicial power; the Judiciary cannot exercise either
executive or legislative power." From the rule so stated, the next step
was to deduce the rule against delegation of legislative power which has so
often been stressed in the earlier American decisions. It was however soon
realized that the absolute rule against delegation of legislative power could
not be sustained in practice, and as early as 1825, Marshall C.J. openly stated
that the rule was subject to limitations and asserted that Congress "may
certainly delegate to others powers which the Legislature may rightfully
exercise itself ,,(1). In course of time, notwithstanding the maxim against
delegation, the extent of delegation had become so great that an American
writer wrote in 1916 that "because of the rise of the administrative
process, the old doctrine prohibiting the delegation of legislative power has
virtually retired from the field and given up the fight".(2) This is in
one sense an over-statement, because the American Judges have never ceased to
be vigilant to check any undue or excessive authority being delegated to the
executive as will appear from the comparatively recent decisions of the
American Supreme Court in Panama Refining Co. v. Ryan (3) and Schechter Poultry
Corp. v. United States(4). In the latter case, it was held that the National
Industrial Recovery Act, in so far as it purported to confer upon the President
the authority to adopt and make effective codes of fair competition and impose
the same upon members of each industry for which such a code is approved,-was
void because it was an unconstitutional delegation of legislative power.
Dealing with the matter, Cardozo J. observed as follows :'"The delegated
power of legislation which has found expression in this code is not canalized
within (1) Wayman v. Southard (1825) 23 U.S. 43.
(2) 41 American Bar Asscn. Reports, 356 at 368.
(3) 293 U.S. 388. (4) 295 U.S. 495.
812 banks that keep it from overflowing. It
is unconfined and vagrant ...... Here, in the case before us, is an attempted
delegation not confined to any single act nor to any class or group of acts
identified or described by reference to a standard. Here in effect is a roving
commission to inquire into evils upon discovery to correct them ......
This is delegation running riot. No such
plenitude of power is capable of transfer."(1) The fact however remains
that the American courts have upheld the so-called delegated legislation in
numerous instances, and there is now a wide gulf between the theoretical
doctrine and its application in practice. How numerous are the exceptions
engrafted on the rule will appear on a reference to a very elaborate and
informing note appended to the report of the case of Panama Refining Co. v.
Ryan in 79, Lawyer's Edition at page 448. In this note, the learned authors
have classified instances of delegation upheld in America under the following 8
heads, with numerous sub-heads :-
1. Delegation of power to determine facts or
conditions on which operation of statute is contingent.
2. Delegation of non-legislative or
administrative functions.
3. Delegation of power to make administrative
rules and regulations.
4. Delegation to municipalities and local
bodies.
5. Delegation by Congress to territorial
legislature or commission.
6. Delegation to private or non-official
persons or corporations.
7. Vesting discretion in judiciary.
8. Adopting law or rule of another
jurisdiction.
The learned American Judges in laying down
exceptions to the general rule from time to time, have offered various
explanations, a few of which may be quoted as samples:(1) 295 U.S, 495 at 551.
813 " ...... however we may disguise it
by veiling words we do not and cannot carry out the distinction between
legislative and executive action with mathematical precision and divide the
branches into watertight compartments, were it ever so desirable to do so,
which I am far from believing that it is, or that the Constitution
requires." [Per Holmes J. in Springer v. The Government of Phillipine
Islands(1)] " ......too much effort to detail and particularize, so as to
dispense with the administrative or fact-finding assistance, would cause great
confusion in the laws, and would result in laws deficient in both provision and
execution." [Mutual Film Corporation v. Industrial Commission(2)] "If
the legislature' 'were' strictly required to make provision for all the minutiae
of regulation, it would, in effect, be deprived of the power to enact effective
legislation on subjects over which it has undoubted power." "The true
distinction...... is this. The legislature cannot delegate its power to make a
law; but it can make a law to delegate a power to determine some fact or state
of things upon which the law makes, or intends to make, its own action depend.
To deny this would be to stop the wheels of government."(3) "The true
distinction is between the delegation of power to make the law which
necessarily involves a discretion as to what it shall be. and conferring
authority or discretion as to its execution, to be exercised under and in
pursuance of the law. The first cannot be done; to the latter no valid
objection can be made." [Per Ranney J. in Cincinnati W. & Z.R. Co. v.
Clinton County Commissioners(4)].
(1) 277 U.S. 189. (31 Locke's Appeal, 1873,
72 Pa. 491.
(2) 236 U.S. 230. (4) 1 Ohio St. 88.
814 "Half the statutes on our books are
in the alternative, depending on the discretion of some person or persons to
whom is confided the duty of determining whether the proper occasion exists for
executing them. But it cannot be said that the exercise of such discretion is
the making of law." [Moore v. Reading(1)] "Congress may declare its will
and, after fixing a primary standard, devolve upon administrative officers the
power to fill up the details by prescribing administrative rules and
regulations." [United States v. Shreveport Grain & E. Co.(2)]
......................
"The Constitution has never been
regarded as denying to the Congress the necessary resources of flexibility and
practicality which will enable it to perform its functions in laying down
policies and establishing standards, while leaving to selected
instrumentalities the making of subordinate rules within the prescribed limits,
the determination of facts to which the policy as declared by the legislature
is to apply. Without capacity to give authorizations of that sort, we should
have the anomaly of a legislative power which in many circumstances calling for
its exertion would be but a futility." [Per Hughes C.J. in Panama Refining
Co. Ryan(3)] "This is not to say that the three branches are not
coordinate parts of one government and that each in the field of its duties may
not invoke the action of the two other branches in so far as the action invoked
shall not be an assumption of the constitutional field of action of another
branch." [Per Taft C.J. in J.W. Hampton Jr. & Co. v. U.
S.(4)] I have quoted these extracts at the risk
of encumbering my opinion for 2 reasons:firstly, because they (1) 21 Pa. 202.
(3) 293 U.S. 388.
(2) 287 U.S. 77. (4) 276 U.S. 394.
815 show that notwithstanding the prevalence
of the doctrine of separation of powers in America, the rule against delegation
of legislative power is by no means an inelastic one in that country, and many
eminent Judges there have tried to give a practical trend to it so as to bring
it in line with the needs of the present-day administration, and secondly,
because they show that the rule against delegation is not a necessary corollary
from the doctrine of separation of powers.
It is to be noted that though the principle
of separation of powers is also the basis of the Australian Constitution, the
objection that the delegation of legislative power was not permissible because
of. the distribution of powers contained in the Constitution has been raised in
that Commonwealth only in a few cases and in all those cases it has been
negatived. The first case in which this objection was raised was Baxter v. Ah
Way(1). In that case, the validity of section 52 of the Customs Act, 1901, was
challenged. That section after enumerating certain prohibited imports provided
for the inclusion of "all goods the importation of which may be prohibited
by proclamation." Section 56 of the Act provided that "the power of
prohibiting importation of goods shall authorise prohibition subject to any
specified condition or restriction and goods imported contrary to any such
condition or restriction shall be prohibited imports." The ground on which
these provisions were challenged was that they amounted to delegation of
legislative power which had been vested by the Constitution in the Federal
Parliament. Griffith C.J. however rejected the contention and in doing so
relied on Queen v. Burah(2) and other cases, observing :-" .............
unless the legislature is prepared to lay down at once and for all time, or for
so far into the future as they may think fit, a list of prohibited goods, they
must have power to make a prohibition depending upon a condition, and that
condition may be the coming into existence or the discovery of some fact (1)
(1909) 8 C.L.R. 626. (2) 3 App. Cas. 889.
816 ......... And if that fact is to be the
condition upon which the liberty to import the goods is to depend, there must
be some means of ascertaining that fact, some person with power to ascertain
it; and the Governor-in-Council is the authority appointed to ascertain and
declare the fact." The other cases in which a similar objection was taken,
are Welebach Light Co. of Australasia Ltd. v. The Commonwealth(1), Roche v.
Kronheimer(2), and Victorian Stevedoring and General Contracting Co. Pry. Ltd.
and Meakes v.
Dignan(3). In the last mentioned case in
which the matter has been dealt with at great length, Dixon J. observed thus
:-" .......... the time has passed for assigning to the constitutional
distribution of powers among the separate organs of government, an operation
which confined the legislative power to the Parliament so as to restrain it
from reposing in the Executive an authority of an essentially legislative
character."(4) In England, the doctrine of separation of powers has
exercised very little influence on the course of judicial decisions or in
shaping the Constitution, notwithstanding the fact that distinguished writers
like Locke and Blackstone strongly advocated it in the 17th and 18th centuries.
Locke in his treatise on Civil Government wrote as follows :-"The
legislature cannot transfer the power of making laws to any other hands; for it
being a delegated power from the people, they who have it cannot pass it over
to others. (g 141).
Blackstone endorsed this view in these words
:-Wherever the right of making and enforcing the law is vested in the same man
or one and the same body of men, there can be no public liberty."(5)
Again, Montesquieu, when he enunciated the doctrine of separation of powers,
thought that it represented the (1) (1916) 22 C.L.R. 268. (3) (1931) 46C.L.R.
73.
(2) (1921) 19 C.L.R. 329. (4) Ibid, p. 100.
(5) Commentaries on the Laws of England,
1765.
817 quintessence of the British Constitution
for which he had great admiration. The doctrine had undoubtedly attracted
considerable attention in England in the 17th and 18th centuries, but in course
of time it came to have a very different meaning there from what it had
acquired in the United States of America. In the United States, the emphasis
was on the mutual independence of the three departments of Government. But, in
England, the doctrine means only the independence of the judiciary, whereas the
emergence of the Cabinet system forms a ]ink between the executive and the
legislature. How the Cabinet system works differently from the so-called
non-parliamentary system which obtains in the United States, may be stated very
shortly. In the United States, the executive power is vested in the President,
to whom, and not to the Congress, the members of the Cabinet are personally
responsible and neither the President nor the members of the Cabinet can sit or
vote in Congress, and they have no responsibility for initiating bills or
seeking their passage through Congress. In England, the Cabinet is a body
consisting of members of Parliament chosen from the party possessing a majority
in the House of Commons. It has a decisive voice in the legislative activities
of Parliament and initiates all the important legislation through one or other
of the Ministers, with the result that "while Parliament is supreme in
that it can make or unmake Government, the Government once in power tends to
control the Parliament." The conclusion which I wish to express may now be
stated briefly. It seems to me that though the rule against delegation of
legislative power has been assumed in America to be a corollary from the doctrine
of separation of powers, it is strictly speaking not a necessary or inevitable
corollary.
The extent to which the rule has been relaxed
in America and the elaborate explanations which have been offered to justify
departure from the rule, confirm this view, and it is also supported by the
fact that the trend of decisions in Australia, notwithstanding the fact that
its Constitution 818 is at least theoretically based on the principle of
separation of powers, is that the principle does not stand in the way of
delegation in suitable circumstances. The division of the powers of Government
is now a normal feature of all civilised constitutions, and, as pointed out by
Rich J. in New South. Wales v. Commonwealth.(1), ,, it is "well-known in
all British communities ; yet, except m the United States, nowhere it has been
held that by itself it forbids delegation of legislative power. It seems to me
that the American jurists have gone too far in holding that the rule against
delegation was a direct corollary from the separation of powers.
I will now deal with the third principle,
which, in my opinion, is the true principle upon which the rule against
delegation may be founded. It has been stated in Cooley's Constitutional
Limitations, Volume 1 at page 224 in these words :-"One of the settled
maxims in constitutional law is, that the power conferred upon the legislature
to make laws cannot be delegated by that department to any other body or
authority. Where the sovereign power of the State has located the authority,
there it must remain; and by the constitutional agency alone the laws must be
made until the constitution itself is changed. The power to whose judgment,
wisdom, and patriotism this high prerogative has been in trusted cannot relieve
itself of the responsibility by choosing other agencies upon which the power
shall be devolved, nor can it substitute the judgment, wisdom, and patriotism
of any other body for those to which alone the people have seen fit to confide
this sovereign trust." The same learned author observes thus in his well known
book on Constitutional Law (4th Edition, page 138):-"No legislative body
can delegate to another department of the government, or to any other
authority, the power, either generally or specially, to enact (1) 20 C.L.R. 54
at 108.
819 laws. The reason is found in the very
existence of its own powers. This high prerogative has been in trusted to its
own wisdom, judgment, and patriotism, and not to those of other persons, and it
will act ultra vires if it undertakes to delegate the trust, instead of
executing it." This rule in a broad sense involves the principle
underlying the maxim, delegatus non potest delegare, but it is apt to be
misunderstood and has been misunderstood. In my judgment, all that it means is
that the legislature cannot abdicate its legislative functions and it cannot
efface itself and set up a parallel legislature to discharge the primary duty
with which it has been entrusted. This rule has been recognized both in America
and in England, and Hughes C.J. has enunciated it in these words :-"The
Congress manifestly is not permitted to abdicate, or to transfer to others, the
essential legislative functions with which it is thus vested."(1) The
matter is again dealt with by Evatt J. in Victorian Stevedoring and General
Contracting Co. Pty. Ltd. and Neakes v. Dignan(2), in these words :"On
final analysis therefore, the Parliament of the Commonwealth is not competent
to 'abdicate' its powers of legislation. This is not because Parliament is
bound to perform any or all of its legislative powers or functions, for it may
elect not to do so; and not because the doctrine of separation of powers
prevents Parliament from granting authority to other bodies to make laws or
bye-laws and thereby exercise legislative power, for it does so in almost every
statute; but because each and every one of the laws passed by Parliament must
answer the description of a law upon one or more of the subject-matters. stated
in the Constitution. A law by which Parliament gave all its lawmaking authority
to another body would be bad merely because it would fail to pass the test last
mentioned." (1) 293 U.S. 421, (2) 46 Com. L,R. 73 at 121, 820 I think that
the correct legal position has been comprehensively summed up by Lord Haldane
in In re the Initiative and Referendum Act(3):-"No doubt a body, with a
power of legislation on the subjects entrusted to it so ample as that enjoyed
by a Provincial Legislature in Canada, could, while preserving its own capacity
intact, seek the assistance of subordinate agencies, as has been done when in
Hodge v. The Queen, the Legislature of Ontario was held entitled to entrust to
a Board of Commissioners authority to enact regulations relating to taverns;
but it does not follow that it can create and endow with its own capacity a new
legislative power not created by the Act to which it owes its own
existence." What constitutes abdication and what class of cases will be
covered by that expression will always be a question of fact, and it is by no
means easy to lay down any comprehensive formula to define it, but it should be
recognized that the rule against abdication does not prohibit the Legislature
from employing any subordinate agency of its own choice for doing such
subsidiary acts as may be necessary to make its legislation effective, useful
and complete.
Having considered the three principles which
are said to negative delegation of powers, I will now proceed to consider the
argument put forward by the learned Attorney-General that the power of
delegation is implicit in the power of legislation. This argument is based on
the principle of sovereignty of the legislature within its appointed field.
Sovereignty has been variously described by
constitutional writers, and sometimes distinction is drawn between legal sovereignty
and political sovereignty. One of the writers describes it as the power to make
laws and enforce them by means of coercion it cares to employ, and he proceeds
to say that in England the legal sovereign, i.e., the person or persons who
according to the law of the land legislate and administer the Government, is
the King in Parliament, whereas the political (1) [1919] A.C. 935 at 945.
821 or the constitutional sovereign, i.e.,
the body of persons in whom power ultimately resides, is the electorate or the
voting public(1). Dicey states that the legal conception of sovereignty simply
means the power of law making unrestricted by any legal limit, and if the term
"sovereignty" is thus used, the sovereign power under the English
Constitution is the Parliament. The main attribute of such sovereignty is
stated by him in in these words :-"There is no law which Parliament cannot
change (or to put the same thing somewhat differently, fundamental or socalled
constitutional laws are under our Constitution changed by the same body and in
the same manner as other laws, namely, by Parliament acting in its ordinary
legislative character) and any enactment passed by it cannot be declared to be
void.
According to the same writer, the
characteristics of a non-sovereign law-making body are :--( 1 ) the existence
of laws which such body must obey and cannot change;(2) the formation of a
marked distinction between ordinary laws and fundamental laws; and (3) the
existence of some person or persons, judicial or otherwise, having authority to
pronounce upon the validity or constitutionality of laws passed by such
law-making body. Dealing with the Indian or the colonial legislature, the
learned writer characterizes it as a non-sovereign legislature and proceeds to
observe that its authority to make laws is as completely subordinate to and as
much dependent upon Acts of Parliament as is the power of London and North Western
Railway Co. to make byelaws. This is undoubtedly an overstatement and is
certainly not applicable to the Indian Parliament of today. Our present
Parliament, though it may not be as sovereign as the Parliament of Great
Britain, is certainly as sovereign as the Congress of the United States of
America and the Legislatures of other independent countries having a Federal
Constitution. But what is more relevant (1) Modern Political Constitutions, by
Strong.
822 to our purpose is that Dicey himself,
dealing with colonial and other similar legislatures, says that "they are
in short within their own sphere copies of the Imperial Parliament, they are
within their own sphere sovereign bodies, but their freedom of action is
controlled by their subordination to the Parliament of the United
Kingdom." These remarks undoubtedly applied to the Legislative Council of
1912 which passed the Delhi
Laws Act, 1912, and they apply to the present
Parliament also with this very material modification that its freedom of action
is no longer controlled by subordination to the British Parliament but is
controlled by the Indian Constitution.
At this stage, it will be useful to refer to
certain cases decided by the Privy Council in England in which the question of
the ambit of power exercised by the Indian and colonial legislatures directly
arose. The leading case on the subject is Queen v. Burah(1), which has been
cited by this court on more than one' occasion and has been accepted as good
authority. In that case, the question arose whether a section of Act No. XXII
of 1869 which conferred upon the Lieutenant Governor of Bengal the power to determine
whether a law or any part thereof should be applied to a certain territory was
or was not ultra vires. While holding that the impugned provision was intra
vires, the Privy Council made certain observations which have been quoted again
and again and deserve to be quoted once more. Having held that the Indian
Legislature was not a delegate of the Imperial Parliament and hence the maxim,
delegatus non potest delegare, did not apply (see ante for the passage dealing
with this point), their Lordships proceeded to state as follows:.-"Their
Lordships agree that the Governor-General in Council could not by any form of
enactment, create in India, and arm with general legislative authority, a new
legislative power, not created or authorized by the Councils Act.
Nothing of that kind has, in their Lordships'
opinion, been done or attempted in the (1) 5 I.A. 178.
823 present case. What has been done is this.
The Governor General in Council has determined, in the due and ordinary course
of legislation, to remove a particular district from the jurisdiction of the
ordinary Courts and offices, and to place it under new Courts and offices., to
be appointed by and responsible to the Lieutenant-Governor of Bengal, leaving
it to the Lieutenant-Governor to say at what time that change shall take place;
and also enabling him, not to make what laws he pleases for that or any other
district, but to apply by public notification to that district any law, or part
of a law, which either already was, or from time to time might be, in force, by
proper legislative authority, 'in the other territories subject to his
government '." Then, later they added :
"The proper Legislature has exercised
its judgment as to place, person, laws, powers; and the result of that judgment
has been to legislate conditionally as to all these things.
The conditions having been fulfilled, the
legislation is now absolute. Where plenary powers of-legislation exist as to
particular subjects, whether in an Imperial or in a provincial legislature,
they may (in their Lordships judgment) be well exercised, either absolutely or
conditionally. Legislation, conditional on the use of particular powers, or on
the exercise of a limited discretion, entrusted by the Legislature to persons
in whom it places confidence, is no uncommon thing; and, in many circumstances,
it may be highly convenient. The British Statute Book abounds with examples of
it; and it cannot be supposed that the Imperial Parliament did not, when
constituting the Indian Legislature, contemplate this kind of conditional
legislation as within the scope of the legislative powers which it from time to
time conferred." The next case on the subject is Russell v. The Queen (1).
In that case, the Canadian Temperance Act, 1878, was challenged on the ground that
it was (1) 7 App, Cas. 829.
824 ultra vires the Parliament of Canada. The
Act was to be brought into force in any county or city if on vote of the
majority of the electors of that county city favouring such a course, the
Governor-General in Council declared the relative part of the Act to be on
force. It was held by the Privy Council that this provision did not amount to a
delegation of legislative power to a majority of the voters in a city or
county. The passage in which this is made clear, runs as follows:-"The
short answer to this objection is that the Act does not delegate any
legislative powers whatever. It contains within itself the whole legislation on
the matters with which it deals. The provision that certain parts of the Act
shall come into operation only on the petition of a majority of electors does
not confer on these persons power to legislate. Parliament itself enacts the
condition and everything which is to follow upon the condition being fulfilled.
Conditional legislation of this kind is in many
cases convenient, and is certainly not unusual, and the power so to legislate
cannot be denied to the Parliament of Canada when he subject of legislation is
within its competency...If authority on. this point were necessary, it will be
found in the case of Queen v. Burah, lately before this Board.
The same doctrine was laid down in the case
of lodge v. The Queen (1), where the question arose as to whether the
legislature of Ontario had or had not the power of entrusting to a local
authority--the Board of Commissioners--the power of making regulations with
respect to the Liquor Licence Act, 1877, which among other things created
offences for the breach of hose regulations and annexed penalties thereto.
their Lordships held that the Ontario Legislature had that power, and after
reiterating that the Legislature which passed the Act was not a delegate, they
observed as follows :-"When the British North America Act enacted that
there should be a legislature for Ontario, and that (1) 9 App. Cas. 117.
825 its legislative assembly should have
exclusive authority to make laws for the Province and for provincial purposes
in relation to the matters enumerated in section 92, it conferred powers not in
any sense to be exercised by delegation from or as agents of the Imperial
Parliament, but authority as plenary and as ample within the limits prescribed
by section 92 as the Imperial Parliament in the plenitude of its powers
possessed and could bestow. Within these limits of subjects and area the local
legislature is supreme, and has the same authority as the Imperial Parliament,
or the Parliament of the Dominion, would have had under like circumstances to
confide to a municipal institution or body of its own creation authority to
make byelaws or resolutions as to subjects specified in the enactment, and with
the object of carrying the enactment into operation and effect." Another
case which may be usefully cited is Powell v.
Apollo Candle Co. (1). The question which
arose in that case was whether section 133 of the Customs Regulations Act of
1879 of New South Wales was or was not ultra rites the colonial legislature.
That section provided that "when any article of merchandise then unknown
to the collector is imported, which, in the opinion of the collector or the commissioners,
is apparently a substitute for any known dutiable article, or is apparently
designed to evade duty, but possesses properties in the whole or in part which
can be used or were intended to be applied for a similar purpose as such
dutiable article, it shall be lawful for the Governor to direct that a duty be
levied on such article at a rate to be fixed in proportion to the degree in
which such unknown article approximates in its qualities or uses to such
dutiable article." Having repelled the contention that the colonial
legislature was a delegate of the Imperial Parliament and having held that it
was not acting as an agent or a delegate, the Privy Council proceeded to deal
with the question raised in the following manner :-(1) 10App. Cas. 282.
826 "It is argued that the tax in
question has been imposed by the Governor, and not by the Legislature, who
alone had power to impose it. But the duties levied under the Order in Council
are really levied by the authority of the Act under which the order is issued.
The Legislature has not parted with its perfect control over the Governor, and
has the power, of course, at any moment, of withdrawing or altering the power
which they have entrusted to him. Under these circumstances their Lordships are
of opinion that the judgment of the Supreme Court was wrong in declaring
section 133 of the Customs Regulations Act of 1879 to be beyond the power of
the Legislature." Several other eases were cited at the Bar in which the
supremacy of a legislature (which would be nonsovereign according to the tests
laid down by Dicey) within the field ascribed to its operation, were affirmed,
but it is unnecessary to multiply instances illustrative of that principle. I
might however quote the pronouncement of the Privy Council in the comparatively
recent case of Shannon v. Lower Mainland Dairy Products Board (1), which runs
as follows :-"The third objection is that it is not within the powers of
the Provincial Legislature to delegate so-called legislative powers to the
Lieutenant-Governor in Council, or to give him powers of further delegation.
This objection appears to their Lordships subversive of the rights which the
Provincial Legislature enjoys while dealing with matters falling within the
classes of subjects in relation to which the constitution has granted
legislative powers. Within its appointed sphere the Provincial Legislature is
as supreme as any other Parliament; and it is unnecessary to try to enumerate
the innumerable occasions on which Legislatures, Provincial, Dominion and Imperial,
have entrusted various persons and bodies with similar powers to those
contained in this Act." I must pause here to note briefly certain
important principles which can be extracted from the cases (1) [1938] A.C. 708
at 722.
827 decided by the Privy Council which I have
so far cited, apart from the principle that the Indian and colonial
legislatures are supreme in their own field and that the maxim, delegatus non
potest delegare, does not apply to them. In the first place, it seems quite
clear that the Privy Council never liked to commit themselves to the statement
that delegated legislation was permissible. It was easy for them to have said
so and disposed of the cases before them, but they were at pains to show that
the provisions impugned before them were not instances of delegation of
legislative authority but they were instances of conditional legislation which,
they thought, the legislatures concerned were competent to enact, or that the
giving of such authority as was entrusted in some cases to subordinate agencies
was ancillary to legislation and without it "an attempt to provide for
varying details and machinery to carry them out might become oppressive or
absolutely fail." They also laid down:
(1) that it will be not correct to describe
conditional legislation and other forms of legislation which they were called
upon to consider in several cases which have been cited as legislation through
another agency. Each Act or enactment which was impugned before them as being
delegated legislation, contained within itself the whole legislation on the
matter which it dealt with, laying down the condition and everything which was
to follow on the condition being fulfilled; (2) that legislative power could
not be said to have been parted with if the legislature retained its power
intact and could whenever it pleased destroy the agency it had created and set
up another or take the matter directly into its own hands; (3) that the
question as to the extent to which the aid of subordinate agencies could be sought
by the legislatures and as to how long they should continue them were matters
for each legislature and not for the court of law to decide; (4) that a
legislature in committing important regulations to others does not efface
itself; and (5) that the legislature, like the Governor-General in Council,
could not by any form of enactment create, and arm with legislative 828
authority, a new legislative power not created or authorised by the Councils
Act to which it (the Governor-General in Council) owes its existence.
I have already indicated that the expressions
"delegated legislation" and "delegating legislative power"
are sometimes used in a loose sense, and sometimes in a strict sense. These
expressions have been used in the loose or popular sense in the various
treatises or reports dealing with the so-called delegated legislation; and if
we apply that sense to the facts before the Privy Council, there can be no
doubt that every one of the cases would be an instance of delegated legislation
or delegation of legislative authority. But the Privy Council have throughout
repelled the suggestion that the cases before them were instances of delegated
legislation or delegation of legislative authority. There can be no doubt that
if the legislature completely abdicates its functions and sets up a parallel
legislature transferring all its power to it, that would undoubtedly be a real
instance of delegation of its power. In other words, there will be delegation
in the strict sense if legislative power with all its attributes is transferred
to another authority. But the Privy Council have repeatedly pointed out that
when the legislature retains its dominant power intact and can whenever it
pleases destroy the agency it has created and set up another or take the matter
directly into its own hands, it has not parted with its own legislative power.
They have also pointed out that the act of the subordinate authority does not
possess the true legislative attribute, if the efficacy of the act done by it
is not derived from the subordinate authority but from the legislature by which
the subordinate authority was entrusted with the power to do the act. In some
of the cases to which reference has been made, the Privy Council have referred
to the nature and principles of legislation and pointed out that conditional
legislation simply amounts to entrusting a limited discretionary authority to
others, and that to seek the aid of subordinate agencies in carrying out the
object of the legislation is ancillary to legislation and properly 829 lies
within the scope of the powers which every legislature must possess to function
effectively. There is a mass of literature in America also about the socalled
delegated legislation, but if the judgments of the eminent American Judges are
carefully studied, it will be found that, though in some cases they have used
the expression in the popular sense, yet in many cases they have been as
careful as the Privy Council in laying down the principles and whenever they
have upheld any provision impugned before them on the ground that it was
delegation of legislative authority they have rested their conclusion upon the
fact that there was in law no such delegation.
The learned Attorney-General has relied on
the authority of Evatt J. for the proposition that "the true nature and
scope of the legislative power of the Parliament involves as part of its
content power to confer law-making power upon authorities other than Parliament
itself"(1). It is undoubtedly true that a legislature which is sovereign
within its own sphere must necessarily have very great freedom of action, but
it seems to me that in strict point of law the dictum of Evatt J. is not a
precise or an accurate statement. The first question which it raises is what is
meant by law-making power and whether such power in the true sense of the term
can be delegated at all. Another difficulty which it raises is that once it is
held as a general proposition that delegation of lawmaking power is implicit in
the power of legislation, it will be difficult to draw the line at the precise
point where the legislature should stop and it will be permissible to ask
whether the legislature is competent to delegate 1, 10 or 99 per cent of its
legislative power, and whether the strictly logical conclusion will not be that
the legislature can delegate the full content of its power in certain cases. It
seems to me that the correct and the strictly legal way of putting the matter
is as the Privy Council have put it in several cases. The legislature in order
to function effectively, has to call for sufficient data, has to (1) See the
Victorian Stevedoring case: 46 Com L.R. 73.
830 legislate for the future as well as for
the present and has to provide for a multiplicity of varying situations which
may be sometimes difficult to foresee. In order to achieve its object, it has
to resort to various types and forms of legislation, entrusting suitable
agencies with the power to fill in details and adapt legislation to varying
circumstances. Hence, what is known as conditional legislation, an expression
which has been very fully explained and described in a series of judgments, and
what is known as subordinate legislation, which involves giving power to
subordinate authorities to make rules and regulations to effectuate the object
and purpose for which a certain law is enacted, have been recognized to be
permissible forms. of legislation on the principle that a legislature can do
everything which is ancillary to or necessary for effective legislation. Once
this is conceded, it follows that the legislature can resort to any other form
of legislation on the same principle, provided that it acts within the limits
of its power, whether imposed from without or conditioned by the nature of the
duties it is called upon to perform.
The conclusions at which I have arrived so
far may now be summed up :-(1) The legislature must normally discharge its
primary legislative function itself and not through others.
(2) Once it is established that it has
sovereign powers within a certain sphere, it must follow as a corollary that it
is free to legislate within that sphere in any way which appears to it to be
the best way to give effect to its intention and policy in making a particular
law, and that it may utilize any outside agency to any extent it finds
necessary for doing things which it is unable to do itself or finds it
inconvenient to do. In other words, it can do everything which is ancillary to
and necessary for the full and effective exercise of its power of legislation.
(3) It cannot abdicate its legislative
functions, and therefore while entrusting power to an outside 831 agency, it
must see that such agency, acts as a subordinate authority and does not become
a parallel legislature.
(4) The doctrine of separation of powers and
the judicial interpretation it has received in America ever since the American
Constitution was framed, enables the American courts to check undue and
excessive delegation but the courts of this country are not committed to that
doctrine and cannot apply it in the same way as it has been applied in America.
Therefore, there are only two main checks in this country on the power of the
legislature to delegate, these being its good sense and the principle that it
should not cross the line beyond which delegation amounts to "abdicacation
and self-effacement".
I will now deal with the three specific
questions with which we are concerned in this Reference, these being as follows
:-(1) Was section 7 of the Delhi Laws Act, 1912, or any of
the provisions thereof and in what particular or particulars or to what extent
ultra vires the legislature which passed the said Act ? (2) Was the
Ajmer-Merwara (Extension of Laws) Act, 1947, or any of the provisions thereof
and in what particular or particulars or to what extent ultra vires the
legislature which passed the said Act ? (3) Is section 2 of the Part C States
(Laws) Act, 1950, or any of the provisions thereof and in what particular or
particulars or to what extent ultra vires the Parliament ? Before attempting to
answer these questions, it will be Useful to state briefly a few salient facts
about the composition and power of the Indian Legislature at the dates on which
the three Acts in question were passed. It appears that formerly it was the
executive Government which was empowered to make regulations and ordinances for
"the good government of the factories and territories acquired in
India", and up to 1833, the laws used to be passed by the Governor General
in Council or by the Governors of Madras and 832 Bombay in Council, in the form
of regulations. By the Charter Act of 1833, the Governor-General's Council was
extended by the inclusion of a fourth member who was not entitled to sit or
vote except at meetings for making laws and regulations. The Governor General
in Council was by this Act empowered to make laws and regulations for the whole
of India and the legislative powers which vested in the Governors of Madras and
Bombay were withdrawn, though they were allowed to propose draft schemes. The
Acts passed by the Governor-General in Council were required to be laid before
the British Parliament and they were to have the same force as an Act of
Parliament. In 1853, the strength of the Council of the Governor-General was
further increased to 12 members, by including the fourth member as an ordinary
member and 6 special members for the purpose of legislation only. Then came the
Councils Act of 1861, by which the power of legislation was restored to the
Governors of Madras and Bombay in Council, and a legislative council was appointed
for Bengal; but the Governor-General in Council was still competent to exercise
legislative authority over the whole of India and could make laws for "all
persons and all places and things", and for legislative purposes the
Council was further remodelled so as to include 6 to 12 members nominated for a
period of 2 years by the Governor-General, of whom not less than one-half were
to be non-officials. In this Council, no measure relating to certain topics
could be introduced without the sanction of the Governor-General, and no law
was to be valid until the Governor-General had given his assent to it and the
ultimate power of disallowing a law was reserved to the Crown. Further, local
legislatures were constituted for Madras and Bombay, wherein half the members
were to be non-officials nominated by the Governors, and the assent of the
Governor as well as that of the Governor General was necessary to give validity
to any law passed by the local legislature. A similar legislature was directed
to be constituted for the lower Provinces of Bengal, 833 and powers were given
to constitute legislative councils for certain other Provinces. In 1892, the
Indian Councils Act was passed, by which the legislative councils were further
expanded and certain fresh rights were given to the members.
In 1909, came the Morley Minto scheme under
which the strength of the legislative council was increased by the inclusion of
60 additional members of whom 27 were elected and 33 nominated. Soon after
this, in 1912, the
Delhi Laws Act was passed, and
the points which may be noticed in connection with the legislature which
functioned at that time are: firstly, within its ambit, its powers were as
plenary as those of the legislature of 1861, whose powers came up for
consideration before the Privy Council in Burah's case, and secondly,
considering the composition of the legislative council in which the
non-official and the executive elements predominated, there was no room for the
application of the doctrine of separation of powers in its full import, nor
could it be said that by reason of that doctrine the legislature could not
invest the Governor General with the powers which we find him invested with
under the Delhi Laws Act. It should be stated that in
section 7 of that Act as it originally stood, the Governor-General was
mentioned as the authority who could by notification extend any enactment which
was in force in any part of British India at the date of such notification, The
"Provincial Government" was substituted for the
"Governor-General" subsequently.
Coming to the second Act, namely, the
Ajmer-Merwara (Extension of Laws) Act, 1947, we find that when it was enacted
on the 31st December, 1947, the Government of India Act, 1935, as adapted by
the India (Provisional Constitution) Order, 1947, issued under the Indian
Independence Act, 1947, was in force. Under that Act, there were three
Legislative Lists, called the Federal, Provincial and Concurrent Legislative Lists.
Lists I and II contained a list of subjects on which the Central Legislature
and the Provincial Legislature could respectively legislate, and List III
contained subjects on which both the Central and the 834 Provincial
Legislatures could legislate. Section 100(4) of the Act provided that "the
Dominion Legislature has power to make laws with' respect to matters enumerated
in the Provincial Legislative List except for a Province or any part
thereof." Section 46 (3) stated that the word "Province", unless
the context otherwise required, meant a Governor's Province. Therefore, section
100 (4) read with the definition of "Province", empowered the
Dominion Legislature to make laws with respect to subjects mentioned in all the
three Lists for Ajmer-Merwara, which was not a Governor's Province. The Central
Legislature was thus competent to legislate for Ajmer-Merwara in regard to any
subject, and it had also plenary powers in the entire legislative field
allotted to it. Further, at the time the Act in question was passed, the
Dominion Legislature was simultaneously functioning as the Constituent Assembly
and had the power to frame the Constitution.
The third Act with which we are concerned was
passed after the present Constitution had come into force. Article 245 of the
Constitution lays down that "subject to the provisions of this
Constitution, Parliament may make laws from the whole or any part of the
territory of India, and the Legislature of a State may make laws for the whole
or any part of the State." On the pattern of the Government of India Act,
1935, Lists I and II in the Seventh Schedule of the Constitution enumerate the
subjects on which the Parliament and the State Legislatures can respectively
legislate, while List 11 enumerates subjects on which both the Parliament and
the State Legislatures can legislate. Under article 246 (4), "Parliament
has power to make laws with respect to any matter for any part of the territory
of India not included in Part A or Part B of the First Schedule notwithstanding
that such matter is a matter enumerated in the State List." The points to
be noted in connection with the Part C States (Laws) Act, 1950, are :-(1) The
present Parliament derives its authority from the Constitution which has been
framed by the 835 people of India through their Constituent Assembly, and not
from any external authority, and within its own field it is as supreme as the
legislature of any other country possessing a written federal Constitution.
(2) The Parliament has full power to
legislate for the Part C States in regard to any subject.
(3) Though there is some kind of separation
of governmental functions under the Constitution, yet the Cabinet system, which
is the most notable characteristic of the British Constitution, is also one of
the features of our Constitution and the doctrine of separation of powers,
which never acquired that hold or significance in this country as it has in
America, cannot dominate the interpretation of any of the Constitutional
provisions.
I may here refer to an argument which is
founded on articles 353 (b) and 357 (a) and (b) of the Constitution.
Under article 353 (b), when a Proclamation of
Emergency is made by the President" the power of Parliament to make laws
with respect to any matter shall include power to make laws conferring powers
and imposing duties, or authorising the conferring of powers and the imposition
of duties, upon the Union or officers and authorities of the Union as respects
that matter, notwithstanding that it is one which is not enumerated in the Union
List." Under article 357, when there is a failure of constitutional
machinery in a State, "it shall be competent-(a) for Parliament to confer
on the President the power of the Legislature of the State to make laws, and to
authorise the President to delegate, subject to such conditions as he may think
fit to impose, the power so conferred to any other authority to be specified by
him in that behalf;
(b) for Parliament, or for the President or
other authority in whom such power to make laws is vested under sub-clause (a),
to make laws conferring powers and imposing duties, or authorising the
Conferring of 108 836 powers and the imposition of duties, upon the Union or
officers and authorities thereof.
In both these articles, the power of
delegation is expressly conferred, and it is argued that if delegation was
contemplated in normal legislation, there would have been an express power
given to the' Parliament, similar to the power given in articles 353(b) and
357(a) and (b). In other words, the absence of an express provision has been
used as an argument for absence of the power to delegate. It should however be
noticed that these are emergency provisions and give no assistance in deciding
the question under consideration. So far as article 353(b) is concerned, it is
enough to say that a specific provision was necessary to empower the Parliament
to make laws in respect of matters included in the State List upon which the
Parliament was not otherwise competent to legislate. When the Parliament was
specially empowered to legislate in a field in which it could not normally
legislate, it was necessary to state all the powers it could exercise. Again,
article 357(a) deals with complete transfer of legislative power to the
President, while clause (b) is incidental to the powers conferred on the
Parliament and the President to legislate for a State in case of failure of
constitutional machinery in that State. These provisions do not at all bear out
the conclusion that is sought to be drawn from them. Indeed, the Attorney-General
drew from them the opposite inference, namely, that by these provisions the
Constitution-makers have recognized that delegation of power is permissible on
occasions when it is found to be necessary. In my opinion, neither of these
conclusions can be held to be sound.
I will now deal with the three provisions in
regard to which the answer is required in this Reference. They are as
follows:-Section 7 of the Delhi Laws Act, 1912.
"The Provincial Government may, by
notification in the official gazette, extend with such restrictions and
modifications as it thinks fit to the Province of Delhi or any part thereof,
any enactment which is in 837 force in any part of British India at the date of
such notification." Section 2 of the Ajmer-Merwara (Extension of Laws).
Act, 1947.
"The Central Government may, by
notification in the official gazette, extend to the Province of Ajmer-Merwara
with such restrictions and modifications as it thinks fit any enactment which
is in force in any other Province at the date of such notification."
Section 2 of the Part C States (Laws) Act, 1950.
"The Central Government may, by
notification in the official Gazette, extend to any Part C State (other than
Coorg and the Andaman and Nicobar Islands) or to any part of such State, with
such restrictions and modifications as it thinks fit, any enactment which is in
force in a Part A State at the date of the notification; and provision may be
made in any enactment so extended for the repeal or amendment of any
corresponding law (other than a Central Act) which is for the time being
applicable to that Part C State." At the first sight, these provisions
appear to be very wide, their most striking features being these :-
1. There is no specification in the Act by
way of a list or schedule of the laws out of which the selection is to be made
by the Provincial or the Central Government, as the case may be, but the
Government has been given complete discretion to adopt any law whatsoever
passed in any part of the country, whether by the Central or the Provincial
Legislature.
2. The provisions are not confined merely to
the laws in existence at the dates of the enactment of these Acts but extend to
future laws also.
3. The Government concerned has been
empowered not only to extend or adopt the laws but also to introduce such
restrictions and modifications as it thinks fit; and in the Part C States
(Laws) Act, 1950, power has been given to the Central Government to make a
provision in the enactment extended under the Act for the repeal or amendment
of any corresponding law 838 (other than a Central Act) which is for the time
being applicable to the Part C State concerned.
There can be no doubt that the powers which
have been granted to the Government are very extensive and the three Acts go
farther than any Act in England or America, but, in my judgment,
nothwithstanding the somewhat unusual features to which reference has been
made, the provisions in question cannot be held to be invalid.
Let us overlook for the time being the power
to introduce modifications with which I shall deal later, and carefully
consider the main provision in the three Acts. The situation with which the
respective legislatures were faced when these Acts were passed, was that there
were certain State or States with no local legislature and a whole bundle of
laws had to be enacted for them. It is clear that the legislatures concerned,
before passing the Acts, applied their mind and decided firstly, that the
situation would be met by the adoption of laws applicable to the other
Provinces inasmuch as they covered a wide range of subjects approached from a
variety of points of view and hence the requirements of the State or States for
which the laws had to be framed could not go beyond those for which laws had
already been framed by the various legislatures, and secondly, that the matter
should be entrusted to an authority which was expected to be familiar and could
easily make itself familiar with the needs and conditions of the State or
States for which the laws were to be made. Thus, everyone of the Acts so
enacted was a complete law, because it embodied a policy, defined a standard,
and directed the authority chosen to act within certain prescribed limits and
not to go beyond them. Each Act was a complete expression of the will of the
legislature to act in a particular way and of its command as to how its will
should be carried out. The legislature decided that in the circumstances of the
case that was the best way to legislate on the subject and it so legislated. It
will be a misnomer to describe such legislation as amounting to abdication of
powers, because from the very nature of the legislation 839 it is manifest that
the legislature had the power at any moment of withdrawing or altering any
power with which the authority chosen was entrusted, and could change or repeal
the laws which the authority was required to make applicable to the State or
States concerned. What is even more important is that in each case the agency
selected was not empowered to enact laws, but it could only adapt and extend
laws enacted by responsible and competent legislatures.
Thus, the power given to the Governments in
those Acts was more in the nature of ministerial than in the nature of
legislative power. The power given was ministerial, because all that the
Government had to do was to study the laws and make selections out of them.
That such legislation is neither unwarranted
on principle nor without precedent, will be clear from what follows:
1. The facts of the case of Queen v. Burah(1)
are so familiar that they need not be reproduced, but for the purpose of
understanding the point under discussion, it will be necessary to refer to
section 8 of Act XXII of 1869 and some of the observations of the Privy Council
which obviously bear on that section. The section runs as follows :-"The
said Lieutenant-Governor may from time to time, by notification in the Calcutta
Gazette, extend to the said territory any law, or any portion of any law, now
in force in the other territories subject to his Government, or which may
hereafter be enacted by the Council of the Governor General, or of the said
Lieutenant-Governor, for making laws and regulations, and may on making such
extension direct by whom any powers or duties incident to the provisions so
extended shall be exercised or performed, and make any order which he shall
deem requisite for carrying such provisions into operation." In their
judgment, the Privy Council do not quote this section, but evidently they had
it in mind when they made the following observations :-(1) 5 I.A. 178.
840 "The legislature determined that, so
far, a certain change should take place; but that it was expedient to leave the
time and the manner, of carrying it into effect to the discretion of the
Lieutenant-Governor; and also, that the laws which were or might be in force in
the other territories subject to the same Government were such as it might be
fit and proper to apply to this district also; but that as it was not certain
that all those laws, and every part of them, could with equal convenience be so
applied, it was expedient, on that point also, to entrust a discretion to the
Lieutenant-Governor." The language used here can be easily adapted in the
following manner so as to cover the laws in question:-"The legislature determined
that .......... the laws which were or might be in force in the other
territories ....... (omitting the words "subject to the same
Government" for reasons to be stated presently) were such as it might be
fit and proper to apply to this State also; but that, as it was not certain
that all those laws, and every part of them, could with equal convenience be so
applied, it was expedient, on that point also, to entrust a discretion to the
Central or Provincial Government." It seems to me that this line of
reasoning fully fits in with the facts before us. The words "territories
subject to the same Government" are not in my opinion material, because in
Burah's case only such laws as were in force in the other territories subject
to the same Government were to be extended. We are not to lay undue emphasis on
isolated words but look at the principle underlying the decision in that case.
In the Delhi
Laws Act as originally enacted, the agency which was
to adapt the laws was the Governor General.
In the other two Acts, the agency was the
Central Government. In 1912, the Governor-General exercised jurisdiction over
the whole of the territories the laws of which were to be adapted for Delhi.
The same remark applies to the Central Government, while dealing with the other
two Acts. As I have already 841 stated, Burah's case has been accepted by this
Court as having been correctly decided, and we may well say that the impugned
Acts are mere larger editions of Act XXII of 1869 which was in question in
Burah's case.
2. It is now well settled in England and in
America that a legislature can pass an Act to allow a Government or a local
body or some other agency to make regulations consistently with the provisions
of the Act. At no stage of the arguments, it was contended before us that such
a power cannot be granted by the legislature to another body. We have known
instances in which regulations have been made creating offences and imposing
penalties and they have been held to be valid. It seems to me that the making of
many of these regulations involves the exercise of much more legislative power
and discretion than the selection of appropriate laws out of a mass of
ready-made enactments. The following observations in a well-known American
case, which furnish legal justification for empowering a subordinate authority
to make regulations, seem to me pertinent :"It is well settled that the
delegation by a State legislature to a municipal corporation of the power to
legislate, subject to the paramount law, concerning local affairs, does not
violate the inhibition against the delegation of the legislative function.
It is a cardinal principle of our system of
government that local affairs shall be managed by local authorities, and
general affairs by the central authority, and hence, while the rule is also
fundamental that the power to make laws cannot be delegated, the creation of
municipalities exercising local self-government has never been held to trench
upon that rule. Such legislation is not regarded as a transfer of general
legislative power, but rather as the grant of the authority to prescribe local
regulations, according to immemorial practice, subject, of course, to the
interposition of the superior in cases of necessity." (Per Fuller J. in
Stoutenburgh v. Hennick(1).
(1) (1889) 129 U.S. 141.
842
3. A point which was somewhat similar to the
one raised before us arose in the case of Sprigg v. Sigcau(1). In that case,
section 2 of the Pondoland Annexation Act, 1894, was brought into question.
That section gave authority to the Governor to add to the existing laws in
force in the territories annexed, such laws as he shall from time to time by
Proclamation declare to be in force in such territories.
Dealing with this provision, the Privy
Council observed as follows :"The legislative authority delegated to the
Governor by the Pondoland Annexation Act is very cautiously expressed, and is
very limited in its scope. There is not a word in the Act to suggest that it
was intended to make the Governor a dictator, or even to clothe him with the
full legislative powers of the Cape Parliament. His only authority, after the
date of the Act, is to add to the laws, statutes and ordinances which had
already been proclaimed and were in force at its date, such laws, statutes and
ordinances as he 'shall from time to time by proclamation declare to be in
force in such territories'. In the opinion of their Lordships, these words do
not import any power in the Governor to make "new laws" in the widest
sense of that term; they do no more than authorise him to transplant to the new
territories, and enact there, laws, statutes and ordinances which already
exist, and are operative in other parts of the Colony. It was argued for the
appellant that the expression "all such laws made" occurring in the
proviso, indicates authority to make new laws which are not elsewhere in force;
but these words cannot control the plain meaning of the enactment upon which
they are a proviso; and, besides that enactment is left to explain the meaning
of the proviso by the reference back which is implied in the word
"such" (pp. 247-8).
Following the line of reasoning in the case
cited, it may be legitimately stated that what the Central or the Provincial
Government has been asked to do under the Acts in question is not to enact
"new laws" but to transplant" to the territory concerned laws
operative (1) [1897] A.C. 238, 843 in other parts of the country. I notice that
in section 2 of the Pondoland Annexation Act, 1894, there was a proviso
requiring that "all such laws made under or by virtue of this Act shall be
]aid before both Houses of Parliament within fourteen days after the beginning
of the Session of Parliament next after the proclamation thereof as aforesaid,
and shall be effectual, unless in so far as the same shall be repealed,
altered, or varied by Act of Parliament." This provision however does not
affect the principle. It was made only as a matter of caution and to ensure the
superintendence of Parliament, for the laws were good laws until they were
repealed, altered or varied by Parliament. If the Privy Council have correctly
stated the principle that the legislature in enacting subordinate or
conditional legislation does not part with its perfect control and has the
power at any moment of withdrawing or altering the power entrusted to another
authority, its power of superintendence must be taken to be implicit in all
such legislation. Reference may also be made here to the somewhat unusual case
of Dorr v. United States(1), where delegation by Congress to a commission
appointed by the President of the power to legislate for the Phillipine Islands
was held valid.
4. There are also some American cases in
which the adopting of a law or rule of another jurisdiction has been permitted,
and one of the cases illustrative of the rule is Re Lasswell(2), where a
California Act declaring the existence of an emergency and providing that where
the Federal authorities fixed a Code for the government of any industry, that
Code automatically became the State Code therefor, and fixing a penalty for
violation of such Codes, was held to be constitutional and valid, as against
the contention that it was an unlawful delegation of authority by the State
legislature to the Federal government and its administrative agencies. This
case has no direct bearing on the points before us, but it shows that
application of laws made (1) (1904) 195 U.S. 138. (2) (1934) 1 Cal. Appl. (2d),
183. 109 844 by another legislature has in some cases been held to be
permissible.
5. There are many enactments in India, which
are not without their parallel in England, in which it is stated that the
provisions of the Act concerned shall apply to certain areas in the first
instance and that they may be extended by the Provincial Government or
appropriate authority to the whole or any part of a Province. The Transfer of Property
Act, 1882, is an instance of such enactment, as
section 1 thereof provides as follows :-"It (the Act) extends in the first
instance to all the Provinces of India except Bombay, East Punjab and Delhi.
But this Act or any part thereof may by
notification in the official Gazette be extended to the whole or any part of
the said Provinces by the Provincial Government concerned." It is obvious
that if instead of making similar provisions in 50 or more Acts individually, a
single provision is made in any one Act enabling the Provincial Governments to
extend all or any of the 50 or more Acts, in which provision might have been
but has not been made for extension to the whole or any part of the Provinces
concerned there would be no difference in principle between the two
alternatives. It was pointed out to us that in the Acts with which we are
concerned, power has been given to extend not only Acts of the Central
Legislature, which is the author of the Acts in question, but also those of the
Provincial Legislatures. But it seems to me that the distinction so made does
not affect the principle involved. The real question is: Can authority be given
by a legislature to an outside agency, to extend an Act or series of Acts to a
particular area ? This really brings us back to the principle of conditional
legislation which is too deeply rooted in our legal system to be questioned
now.
6. Our attention has been drawn to several
Acts containing provisions similar to the Acts 845 which are the subject of the
Reference, these being :-1. Sections 1 and 2 of Act I of 1865.
2. Sections 5 and 5A of the Scheduled
Districts Act, 1874 (Act XIV of 1874).
3. The Burma Laws Act, 1898 (Act XIII of
1898). section 10 (1).
4. Section 4 of the Foreign Jurisdiction Act,
1947 (Act XLVII of 1947).
The Merchant Shipping Laws (Extension to
Acceding States and Amendment) Act, 1949 (Act XVIII of 1949), section 4.
The relevant provisions of two of these Acts,
which were passed before the Acts in question, may be quoted, to bring out the
close analogy.
The Scheduled Districts Act, 1874.
5. "The Local Government, with the
previous sanction of the Governor-General in Council, may, from time to time by
notification in the Gazette of India and also in the local Gazette (if any),
extend to any of the Scheduled Districts, or to any part of any such District,
any enactment which is in force in any part of British India at the date of
such extension." 5A. In declaring an enactment in force in a Scheduled
District or part thereof under section 3 of this Act, or in extending an
enactment to a Scheduled District or part thereof under section 5 of this Act,
the Local Government with the previous sanction of the Governor-General in
Council, may declare the operation of the enactment to be subject to such
restrictions and modifications as that Government think fit." The Burma
Laws Act, 1898.
10(1). "The Local Government, with the
previous sanction of the Governor-General in Council, may, by notification in
the Burma Gazette, extend, with such restrictions and modifications as it
thinks fit, to all or any of the Shan States, or to any specified local area in
the Shan State any enactment which is in force 846 in any part of Upper Burma
at the date of the extension." It is hard to say that any firm legislative
practice had been established before the Delhi Laws Act and other Acts we are concerned
with were enacted, but one may presume that the legislature had made several
experiments before the passing of these Acts and found that they had worked
well and achieved the object for which they were intended.
I will now deal with the power of
modification which depends on the meaning of the words "with such
modifications as it thinks fit." These are not unfamiliar words and they
are often used by careful draftsmen to enable laws which are applicable to one
place or object to be so adapted as to apply to another. The power of
introducing necessary restrictions and modifications is incidental to the power
to apply or adapt the law, and in the context in which the provision as to
modification occurs, it cannot bear the sinister sense attributed to it. The
modifications are to be made within the framework of the Act and they cannot be
such as to affect its identity or structure or the essential purpose to be
served by it. The power to modify certainly involves a discretion to make
suitable changes, but it would be useless to give an authority the power to
adapt a law without giving it the power to make suitable changes. The provision
empowering an extraneous authority to introduce modifications in an Act has
been nicknamed in England as "Henry VIII clause", because that
monarch is regarded popularly as the personification of executive autocracy.
Sir Thomas Carr, who bad considerable experience of dealing with legislation of
the character we are concerned with, refers to "Henry VIII clause" in
this way in his book "Concerning English Administrative Law" at page
44:-"Of all the types of orders which alter statutes, the so-called 'Henry
VIII clause' sometimes inserted in big and complicated Acts, has probably caused
the greatest flutter in England. It enables the Minister 847 by order to modify
the Act itself so far as necessary for bringing it into operation. Any one who
will look to see what sort of orders have been made under this power will find
them surprisingly innocuous. The device is partly a draftsman's insurance
policy, in case he has overlooked something, and is partly due to the immense
body of local Acts in England creating special difficulties in particular
areas. These local Acts are very hard to trace, and the draftsman could never
be confident that he has examined them all in advance. The Henry VIII clause
ought, of course, to be effective for a short time only." It is to be
borne in mind that the discretion given to modify a statute is by no means
absolute or irrevocable in strict legal sense, with which aspect alone we are
principally concerned in dealing with a purely legal question. As was pointed
out by Garth C.J. in Empress v. Burah(1), the legislature is "'always in a
position to see how the powers, which it has conferred, are being exercised,
and if they are exercised injudiciously, or otherwise than in accordance with
its intentions, or if, having been exercised, the result is in any degree
inconvenient, it can always by another Act recall its powers, or rectify the
inconvenience." The learned Chief Justice, while referring to the Civil
Procedure Code of 1861, pointed out that it went further than the Act impugned
before him, because "it gave the Local Governments a power to alter or
modify the Code in any way they might think proper, and so as to introduce a
different law into their respective Provinces from that which was in force in
the Regulation Provinces." Nevertheless, the Privy Council considered the
Civil Procedure Code of 1861 to be a good example of valid conditional
legislation. In the course of the arguments, we were supplied with a list of
statutes passed by the Central and some of the Provincial Legislatures giving
express power of modification to certain authorities, and judging from the
number of instances included in it, it is not an unimpressive list.
A few of the Acts which may be mentioned by
(1) I.L.R. S Cal. 63 at 140.
848 way of illustration are: The Scheduled
Districts Act, 1874, The Burma Laws Act, 1898, The Bombay Prevention of
Prostitution Act, 1928, The Madras City Improvement Trust Act, 1945, The Madras
Public Health Act, 1939, U.P. Kand Revenue Act, 1901. There are also many
instances of such legislation in England, of which only a few may be mentioned
below to show that such Acts are by no means confined to this country.
In 1929, a Bill was proposed to carry out the
policy of having fewer and bigger local authority in Scotland. During the
debate, it was suddenly decided to create a new kind of body called the
district council. There was no time to work out details for electing the new
district councillors, and the Bill therefore applied to them the statutory
provisions relating to the election of county councillors in rural areas
"subject to such modifications and adaptations as the Secretary of State
may by order prescribe." In 1925, the Parliament passed the Rating and
Valuation Act, and section 67 thereof provided that if any difficulty arose in
connection with its application to any exceptional area, or the preparation of
the first valuation list for any area, the Minister "may by order remove
the difficulty." It was also provided that "any such order may modify
the provisions of this Act so far as may appear to the Minister necessary or
expedient for carrying the order into effect." In 1929, a new Local
Government Bill was introduced in Parliament, and section 120 thereof provided
that "the Minister may make such order for removing difficulties as he may
judge necessary.......... and any such order may modify the provisions of this
Act." Section 1(2) of the Road Transport Lighting Act, 1927, provided
that" the Minister of Transport may exempt wholly or partially, vehicles
of particular kinds from the requirements of the Act," and sub-section (3)
empowered him to "add to or vary such requirements" by regulations.
849 By section 1 of the Trade Boards Act,
1918, "the Minister of Labour may, by special order, extend the provisions
of the Trade Boards Act, 1909, to new trades......... and may alter or amend
the Schedule to the Act." The Unemployment Insurance Act, 1920, by section
45 provided that "if any difficulty arises with respect to the
constitution of special or supplementary schemes......... the Minister of
Labour......... may by order do anything which appears to him to be necessary
or expedient......... and any such order may modify the provisions of this
Act......... " Similar instances may be multiplied, but that will serve no
useful purpose. The main justification for a provision empowering modifications
to be made, is said to be that, but for it, the Bills would take longer to be
made ready, and the operation of important and wholesome measures would be
delayed, and that once the Act became operative, any defect in its provisions
cannot be removed until amending legislation is passed. It is also pointed out
that the power to modify within certain circumscribed limits does not go as far
as many other powers which are vested by the legislature in high officials and
public bodies through whom it decides to act in certain matters. It seems to me
that it is now too late to hold that the Acts in question are ultra vires,
merely because, while giving the power to the Government to extend an Act, the
legislatures have also given power to the Government to subject it to such
modifications and restrictions as it thinks fit. It must, however, be
recognised that what is popularly known as the "Henry VIII clause"
has from time to time provoked unfavourable comment in England, and the
Committee on Ministers' Powers, while admitting that it must be occasionally
used, have added:" .......
we are clear in our opinion, first, that the
adoption of such a clause ought on each occasion when it is, on the initiative
of the Minister in charge of the Bill, proposed to Parliament to be justified
by him up to the essential. It can only be essential for the limited purpose of
850 bringing an Act into operation and it should accordingly be in most precise
language restricted to those purely machinery arrangements vitally requisite
for that purpose; and the clause should always contain a maximum time limit of
one year after which the powers should lapse. If in the event the time limit
proves too short--which is unlikely--the Government should then come back to
Parliament with a one clause Bill to extend it." It may also be stated
that in England "delegated legislation" often requires the
regulations or provisions made by the delegate authority to be laid before the
Parliament either in draft form or with the condition that they are not to
operate till approved by Parliament or with no further direction. The Acts
before us are certainly open to the comment that this valuable safeguard has
not been observed, but it seems to me that however desirable the adoption of
this safeguard and other safeguards which have been suggested from time to time
may be, the validity of the Acts, which has to be determined on purely legal
considerations, cannot be affected by their absence.
I will now deal with section 2 of the Part C
States (Laws) Act, 1950, in so far as it gives power to the Central Government
to make a provision in the enactment extended under the Act for the repeal or
amendment of any corresponding law which is for the time being applicable to
the Part C State concerned. No doubt this power is a far-reaching and unusual
one, but, on a careful analysis, it will be found to be only a concomitant of
the power of transplantation and modification. If a new law is to be made
applicable, it may have to replace some existing law which may have become out
of date or ceased to serve any useful purpose, and the agency which is to apply
the new law must be in a position to say that the old law would cease to apply.
The nearest parallel that I can find to this provision, is to be found in the
Church of England Assembly (Powers) Act, 1919. By that Act, the Church Assembly
is empowered to propose legislation touching matters concerning the Church of
England, and 851 the legislation proposed may extend to the repeal or amendment
of Acts of Parliament including the Church Assembly Act itself. It should
however be noticed that it is not until Parliament itself gives it legislative
force on an affirmative address of each House that the measure is converted
into legislation. There is thus no real analogy between that Act and the Act
before us. However, the provision has to be upheld, because, though it goes to
the farthest limits, it is difficult to hold that it was beyond the powers of a
legislature which is supreme in its own field; and all we can say is what Lord
Hewart said in King v. Minister of Health(1), namely, that the particular Act
may be regarded as "indicating the high water-mark of legislative
provisions of this character," and that, unless the legislature acts with
restraint, a stage may be reached when legislation may amount to abdication of
legislative powers.
Before I conclude, I wish to make a few
general observations here on the subject of "delegated legislation"
and its limits, using the expression once again in the popular sense. This form
of legislation has become a present-day necessity, and it has come to stay--it
is both inevitable and indispensable. The legislature has now to make so many
laws that it has no time to devote to all the legislative details, and
sometimes the subject on which it has to legislate is of such a technical
nature that all it can do is to state the broad principles and leave the
details to be worked out by those who are more familiar with the subject.
Again, when complex schemes of reform are to
be the subject of legislation, it is difficult to bring out a self contained
and complete Act straightaway, since it is not possible to foresee all the
contingencies and envisage all the local requirements for which provision is to
be made. Thus, some degree of flexibility becomes necessary, so as to permit
constant adaptation to unknown future conditions without the necessity of
having to amend the law again and again. The advantage of such a course is that
it enables the delegate authority (1) [1927] 2 K B. 229 at 236. 110 852 to
consult interests likely to be affected by a particular law, make actual
experiments when necessary, and utilize the results of its investigations and
experiments in the best way possible. There may also arise emergencies and
urgent situations requiring prompt action and the entrustment of large powers
to authorities who have to deal with the various situations as they arise.
There are examples in the Statute books of England and other countries, of
laws, a reference to which will be sufficient to justify the need for delegated
legislation. The British Gold Standard (Amendment) Act, 1931, empowered the
Treasury to make and from time to time vary orders authorising the taking of
such measures in relation to the Exchanges and otherwise as they may consider
expedient for meeting difficulties arising in connection with the suspension of
the Gold Standard. The National Economy Act, 1931, of England, empowered
"His Majesty to make Orders in Council effecting economies in respect of
the services specified in the schedule" and proved that the Minister
designated in any such Order might make regulations for giving effect to the
Order. The Foodstuffs (Prevention of Exploitation) Act, 1931, authorised the
Board of Trade to take exceptional measures for preventing or remedying
shortages in certain articles of food and drink. It is obvious that to achieve
the objects which were intended to be achieved by these Acts, they could not
have been framed in any other way than that in which they were framed. I have
referred to these instances to show that the complexity of modern
administration and the expansion of the functions of the State to the economic
and social sphere have rendered it necessary to resort to new forms of
legislation and to give wide powers to various authorities on suitable occasions.
But while emphasizing that delegation is in these days inevitable, one should
not omit to refer to the dangers attendant upon the injudicious exercise of the
power of delegation by the legislature. The dangers involved in defining the
delegated power so loosely that the area it is intended to cover cannot be
clearly ascertained, and in giving 853 wide delegated powers to executive
authorities and at the same time depriving a citizen of protection by the
courts against harsh and unreasonable exercise of powers, are too obvious to
require elaborate discussion.
For the reasons I have set out, I hold that
none of the provisions which are the subject of the three questions referred to
us by the President is ultra vires and I would answer those questions accordingly.
PATANJALI SASTRI J.--The President of India
by an order, dated the 7th January, 1951, has been pleased to refer to this
Court, under article 14:3 (1) of the Constitution, for consideration and report
the following questions:
1. Was section 7 of the Delhi Laws Act, 1912, or any of the provisions thereof and in what -particular
or particulars or to what extent ultra vires the legislature which passed the
said Act ?
2. Was the Ajmer-Merwara (Extension of Laws)
Act, 1947, or any of the provisions thereof and in what particular or
particulars or to what extent ultra vires the legislature which passed the said
Act ?
3. Is section 2 of the Part C States (Laws)
Act, 1950, or any of the provisions thereof and in what particular or
particulars or to what extent ultra rites the Parliament ? The reasons for
making the reference are thus set out in the letter of reference:
"And whereas the Federal Court of India
in Jatindra Nath Gupta v. The Province of Bihar(1) held by a majority that the
proviso to sub-section (3) of section 1 of the Bihar Maintenance of Public
Order Act, 1947, was ultra vires the Bihar Legislature inter alia on the ground
that the said proviso conferred power on the Provincial Government to modify an
act of the Provincial Legislature and thus amounted to a delegation of
legislative power;
And whereas as a result of the said decision
of the Federal Court, doubts have arisen regarding (1) [1949-50] F.C.R. 595.
854 the validity of section 7 of the Delhi Laws Act, 1912, section 2 of the Ajmer-Merwara (Extension of Laws) Act,
1947, and section 2 of the Part C States (Laws) Act, 1950, and of the Acts
extended to the Provinces of Delhi and Ajmer-Merwara and various Part C States
under the said sections respectively, and of the orders and other instruments
issued under the Acts so extended;
And whereas the validity of section 7 of the Delhi Laws Act, 1912, and section
2 of the Ajmer Merwara (Extension of Laws)'Act, 1947, and of the Acts extended
by virtue of the powers conferred by the said sections has been challenged in
some cases pending at present before the Punjab High Court, the Court of the
Judicial Commissioner of Ajmer, and the District Court and the Subordinate
Courts in Delhi." The provisions referred to above are as follows:
-Section 7 of the Delhi Laws Act, 1912:
The Provincial Government may, by
notification in the official Gazette, extend with such restrictions and
modifications as it thinks fit to the Province of Delhi or any part thereof,
any enactment which is in force in any part of British India at the date of
such notification." Section 2 of the Ajmer-Merwara (Extension of Laws)
Act, 1947:
"Extension of enactments to
Ajmer-Merwara.--The Central Government may, by notification in the official
Gazette, extend to the Province of Ajmer-Merwara with such restrictons and
modifications as it thinks fit any enactment which is in force in any other
Province at the date of such notification.
Section 2 of the Part C States (Laws) Act
1950:
"Power to extend enactments to certain
Part C States.--The Central Government may, by notification in the official
Gazette, extend to any Fart C State (other than Coorg and the Andaman and
Nicobar Islands) or to any part of such State, with such restrictions and
modifications as it thinks fit, any 855 enactment which is in force in a Part A
State at the date of the notification; and provision may be made in any
enactment so extended for the repeal or amendment of any corresponding law
(other than a Central Act) which is for the time being applicable to that Part
C State." The Central Legislature, which enacted these provisions, had, at
all material times, the power to make laws itself for the designated
territories. But, instead of exercising that power, it empowered the Provincial
Government in the first-mentioned case, and the Central Government in the
others, to extend, by notification in the official Gazette, to the designated
territories laws made by Provincial Legislatures all over India for territories
within their respective jurisdiction. The principal features of the authority
thus delegated to the executive are as follows:
(1) The laws thus to be extended by the
executive are laws made not by the delegating authority itself, namely, the
Central Legislature, but by different Provincial Legislatures for their
respective territories.
(2) In extending such laws the executive is
to have the power of restricting or modifying those laws as it thinks fit.
(3) The law to be extended is to be a law in
force at the time of the notification of extension, that is to say, the
executive is empowered not only to extend laws in force at the time when the
impugned provisions were enacted, which the Central Legislature could be
supposed to have examined and found suitable for extension to the territories
in question, but also laws to be made in future by Provincial Legislatures for
their respective territories which the Central Legislature could possibly have
no means of judging as to their suitability for such extension.
(4) The power conferred on the executive by
the enactments referred to in Question No. a is not only to extend to the
designated territories laws made by other legislatures but also to repeal or
amend any corresponding law in force in the designated territories.
856 The question is: Was the delegation of
such sweeping discretionary power to pick and choose laws made by other
legislatures to operate elsewhere and to apply them to the territories in
question within the competence of the Central Legislature ? In Jatindra Nath
Gupta v. The Province of Bihar (1), which has led to this reference, the
Federal Court of India held by a majority (Kania C.J., Mahajan and Mukherjea
JJ.) that the proviso to sub-section (3) of section 1 of the Bihar Maintenance
of Public Order Act, 1937, purporting to authorise the Provincial Government,
on certain conditions which are not material here, to extend by notification,
the operation of the Act for a further specified period after its expiry with or
without modifications amounted to a delegation of legislative power and as such
was beyond the competence of the legislature. The decision proceeded to some
extent on the concession by counsel that delegation of legislative power was
incompetent though it must be admitted there are observations in the judgments
of their Lordships lending the weight of their authority in support of that
view. Fazl Ali J. in a dissenting judgment held that the power to extend and
the power to modify were separate powers and as the Provincial Government had
in fact extended the operation of the Act without making any modification in
it, the proviso operated as valid conditional legislation. While agreeing with
the conclusion of the majority that the detention of the petitioners in that
case was unlawful, 1 preferred to rest my decision on a narrower ground which
has no relevancy in the present discussion. In the light of the fuller
arguments addressed to us in the present case, I am unable to agree with the
majority view.
The Attorney-General, appearing on behalf of
the President, vigorously attacked the majority view in Jatindra Nath Gupta's
case(1) as being opposed alike to sound constitutional principles and the
weight of authority. He cited numerous decisions of the Privy (1) [1949-50]
F.C.R. 595.
857 Council and of the American, Australian
and Canadian Courts and also called attention to the views expressed by various
writers on the subject in support of his contention that legislative power
involves as part of its content a power to delegate it to other authorities and
that a legislative body empowered to make laws on certain subjects and for a
certain territory is competent, while acting within its appointed limits, to
delegate the whole of its legislative power to any other person or body short
of divesting itself completely of such power.
It is now a commonplace of constitutional law
that a legislature created by a written constitution must act within the ambit
of its powers as defined by the constitution and subject to the limitations
prescribed thereby, and that every legislative act done contrary the provisions
of the constitution is void. In England no such problem can arise as there is
no constitutional limitation on the powers of Parliament, which, in the eye of
the law, is sovereign and supreme. It can, by its ordinary legislative
procedure, alter the constitution, so that no proceedings passed by it can be
challenged on constitutional grounds in a court of law. But India, at all
material times,--in 1912, 1947 and 1950 when the impugned enactments were
passed-had a written constitution, and it is undoubtedly the function of the
courts to keep the Indian legislatures within their constitutional bounds.
Hence, the proper approach to questions of constitutional validity is "to
look to the terms of the instrument by which, affirmatively, the legislative
powers were created, and by which, negatively, they were restricted. If what
has been done is legislation within the general scope of the affirmative words
which gave the power and if it violates no express condition or restriction by
which the power is limited (in which category would, of course, be included any
Act of the Imperial Parliament at variance with it) it is not for any court of
justice to inquire further or, to enlarge constructively those conditions and
restrictions.": Empress v. Burah have, therefore, to examine Whether the
delegation of authority made in each of the impugned enactments is contrary to
the tenor of the constitution under which the enactment itself was passed. No
provision is to be found in the relevant constitutions authorising or
prohibiting in express terms the delegation of legislative power. Can a
prohibition against delegation be derived inferentially from the terms of the
constitution and, if so, is there anything in those terms from which such a
prohibition can be implied ? Before examining the relevant constitutions to
find an answer to the question, it will be useful to refer to the two main
theories of constitutional law regarding what has been called delegated
legislation. Though, as already explained, no question of constitutionality of
such legislation could arise in England itself, such problems have frequently
arisen in the British commonwealth countries which have written constitutions,
and British Judges, trained in the tradition of parliamentary omnipotence, have
evolved the doctrine that every legislature created by an Act of Parliament,
though bound to act within the limits of the subject and area marked out for
it, is, while acting within such limits, as supreme and sovereign as Parliament
itself. Such legislatures are in no sense delegates of the Imperial Parliament
and, therefore, the maxim delegatus non potest delegare is not applicable to
them. A delegation of legislative functions by them, however extensive, so long
as they preserve their own capacity, cannot be challenged as unconstitutional.
These propositions were laid down in no uncertain terms in the leading case of
Hodge v. Queen(1) decided by the Privy Council in 1883. Upholding the validity
of an enactment by a Provincial Legislature in Canada whereby authority was
entrusted to a Boar6 of Commissioners to make regulations in the nature of
bylaws or municipal regulations for the good government of taverns and thereby
to create offences and annex penalties thereto, their Lordships observed as
follows:
(1) 9 App. Cas. 117 859 "It was further
contended that the Imperial Parliament had conferred no authority on the local
legislature to delegate those powers to the Licence Commissioners, or any other
persons. In other words, that the power conferred by the Imperial Parliament on
the local legislature should be exercised in full by that body, and by that
body alone.
The maxim delegatus non potest delegare was
relied on. It appears to their Lordships, however, that the objection thus
raised by the appellant is founded on an entire misconception of the true
character and position of the provincial legislatures. They are in no sense
delegates of or acting under any mandate from the Imperial Parliament. When the
British North America Act enacted that there should be a legislature for
Ontario, and that its legislative assembly should have exclusive authority to
make laws for the Province and for provincial purposes in relation to the
matters enumerated in section 92, it conferred powers not in any sense to be
exercised by delegation from or as agents of the Imperial Parliament, but
authority as plenary and as ample within the limits prescribed by section 92 as
the Imperial Parliament in the plenitude of its power possessed and could
bestow. Within these limits of subjects and area the local legislature is
supreme.................. It was argued at the bar that a legislature
committing important regulations to agents or delegates effaces itself. That is
not so. It retains its powers intact, and can, whenever it pleases, destroy the
agency it has created and set up another, or take the matter directly into its
own hands. How far it can seek the aid of subordinate agencies, and how long it
shall continue them, are matters for each legislature, and not for courts of
law, to decide."(1).
Here is a clear enunciation of the English
doctrine of what may be called "supremacy within limits"; that is to
say, within the circumscribed limits of its legislative power, a subordinate
legislature can do what the Imperial Parliament can do, and no constitutional
limit on its power to delegate can be imported (1) 9 App. Cas. 117 131, 111 860
on the strength of the maxim delegatus non potest delegare, because it is not a
delegate. The last few words of the quotation are significant. They insist, as
does the passage already quoted from Burah's case(1), that the scope of the
enquiry when such an issue is presented to the court is strictly limited to
seeing whether the legislature is acting within the bounds of its legislative
power. The remarks about "authority ancillary to legislation" and
"abundance of precedents for this. legislation entrusting a limited
descretionary authority to others " have, obviously, reference to the
particular authority delegated on the facts of that case which was to regulate
taverns by issuing licences, and those remarks cannot be taken to detract from
or to qualify in any way the breadth of the general principles so unmistakably
laid down in the passages quoted.
The same doctrine was affirmed in Powell v.
Apollo Candle Co. Ltd.(2), where, after referring to Burah's case (1) and
Hodge's case(3), their Lordships categorically stated: "These two cases
have put an end to a doctrine which appears at one time to have had some
currency, that a Colonial Legislature is a delegate of the Imperial
Legislature.
It is a legislature restricted in the area of
its powers, but within that area unrestricted, and not acting as an agent or a
delegate." An objection that the legislature of New South Wales alone had
power to impose the tax in question and it could not delegate that power to the
Governor, was answered by saying "But the duties levied under the Order in
Council are really levied by the authority of the Act under which the order is
issued. The legislature has not parted with its perfect control over the
Governor, and has the power, of course, at any moment, of withdrawing or
altering the power which they have entrusted to him"(4).
If Hodge's ease(3) did not involve an
extensive delegation of legislative power, Shannon's case(5) did.
(1) 5 I.A. 178. (4) 10 App. Cas. 282, 291.
(2) 10 App. Cas. 282. (5) [1938] A.C. 708.
(3) 9 App. Cas. 117.
861 A provincial legislature in Canada had
passed a compulsory Marketing Act providing for the setting up of Marketing
Boards but leaving it to the Government to determine what powers and functions
should be given to those Boards. One of the objections raised to the
legislation was that it was only a "skeleton of an Act" and that the
legislature had practically "surrendered its legislative responsibility to
another body." Lord Haldane's dictum in what is known as the Referendum
case(1) (to which a more detailed reference will be made presently) suggesting
a doubt as to a provincial legislature's power to "create and endow with
its own capacity a new legislative power not created by the Act to which it
owes its existence" was cited in support of the objection. The objection,
however, was summarily repelled without calling upon Government counsel for an
answer. Their Lordships contented themselves with reiterating the English
doctrine of "plenary powers of delegation within constitutional
limits" and said: "This objection appears to their Lordships
subversive of the rights which the provincial legislature enjoys while dealing
with matters falling within the classes of subjects in relation to which the
constitution has granted legislative powers. Within its appointed sphere the
provincial legislature is as supreme as any other parliament............ Martin
C.J. appears to have disposed of this objection very satisfactorily in his
judgment on the reference, and their Lordships find no occasion to add to what
he there said." What Martin C.J. said is to be found in Re Natural
Products Marketing (B.C.) Act(2). He said "1 shall not, however, pursue at
length this subject (delegation of legislative powers) because, to use the
language of the Privy Council in Queen v. Burah(3), 'The British Statute book
abounds with examples of it' and a consideration for several days of our early
and late 'statute book' discloses such a surprising number of delegations to
various persons and bodies in all sorts of subject-matters that it would (1)
[1919] A.C. 935. (3) 3 App. Cas. 889, 906.
(2) (1937) 4 D.L.R. 298, 310.
862 take several pages even to enumerate
them, and it would also bring about a constitutional debacle to invalidate
them. I must, therefore, content myself by selecting four statutes only."
The learned Judge then proceeded to refer, among others, to a statute whereby
"carte blanche powers were delegated over affected fruit lands areas to
cope with a pest", and to another "whereby power was conferred upon
the Lieutenant Governor in Council to make rules of the widest scope" and
the first importance in our system of jurisprudence whereby our whole civil
practice and procedure, appellate and trial, are regulated and constituted to
such an extent that even the sittings we hold are thereto subjected." This
recent pronouncement of the Privy Council on the English view of the
delegability of legislative power is, in my opinion, of special interest for
the following reasons :-(1) The case involved such an extensive delegation of
legislative power--counsel thought the' 'limit" had been reached --that it
squarely raised the question of the constitutional validity of surrender or
abdication of such power and Lord Haldane's dictum in the Referendum case(1)
was relied upon.
(2) Nevertheless, the objection was
considered so plainly unsustainable that Government counsel was not called upon
to answer, their Lordships having regarded the objection as
"subversive" of well-established constitutional principles.
(3) Martin C.J.'s instances of "carte
blanche delegation" were approved and were considered as disposing of the
objection "very satisfactorily." (4) All that was considered
necessary to repel the objection was a plain and simple statement of the
English doctrine, namely, within its appointed sphere the provincial
legislature was as supreme as any other parliament, or, in other words, as
there can be no legal limit to Parliament's power to delegate, so can there (1)
[1919] A.C. 935.
863 be none to the power of the provincial
legislature to delegate legislative authority to others. Thus, the English
approach to the problem of delegation of legislative power is characterised by
a refusal to regard legislation by a duly constituted legislature as exercise
of a delegated power, and it emphatically repudiates the application of the
maximum delegatus non potest delegate. It recognises the sovereignty of
legislative bodies within the limits of the constitutions by which they are
created and concedes plenary powers of delegation to them within such limits.
It regards delegation as a revocable entrustment of the power to legislate to
an appointed agent whose act derives its validity and legal force from the
delegating statute and not as a relinquishment by the delegating body of its
own capacity to legislate.
On the other hand, the American courts have
approached the problem along wholly different lines which are no less the
outcome of their own environment and tradition. The American political scene in
the eighteenth century was dominated by the ideas of Montesque and Locke that
concentration of legislative, executive and judicial powers in the hands of a
single organ of the State spelt tyranny, and many State constitutions had
explicitly provided that each of the great departments of State, the
legislature, the executive and the judiciary, shall not exercise the powers of
the others. Though the Federal Constitution contained no such explicit
provision, it was construed, against the background of the separatist ideology,
as embodying the principle of separation of powers, and a juristic basis for the
consequent non-delegability of its power by one of the departments to the
others was found in the old familiar maxim of the private law of agency
delegatuts non potest delegare which soon established itself as a traditional
dogma of American constitutional law. But the swift progress of the nation in
the industrial and economic fields and the resulting complexities of
administration forced the realisation on the American Judges of the unavoidable
necessity for 864 large-scale delegation of legislative powers to
administrative bodies, and it was soon recognised that to deny this would be
"to stop the wheels of government." The result has been that American
decisions on this branch of the law consist largely of attempts to disguise
delegation "by veiling words" or "by softening it by a
quasi" (per Holmes J. in Springer v. Government of the Phillipine
Islands(1).
"This result", says a recent writer
on the subject, "is well put in Prof. Cushman's syllogism 'Major premise:
Legislative power cannot be constitutionally delegated by Congress.
Minor premise: It is essential that certain
powers be delegated to administrative officers and regulatory commissions.
Conclusion: Therefore the powers thus
delegated are not legislative powers." They are instead "administrative"or
"quasi-legislative"--(American Administrative Law by Bernard
Schwartz, p.
20). After considerable confusion and
fluctuation of opinion as to what are "essentially" legislative
powers which cannot be delegated and what are mere "administrative"
or "ancillary" powers, the delegation of which is permissible, the
recent decisions of the Supreme Court would seem to place the dividing line
between laying down a policy or establishing a standard in respect of the
subject legislated upon on the one hand and implementing that policy and
enforcing that standard by appropriate rules and regulations on the other:
(vide Schechter Poultry Corpn. v. United States(2) and Panama Refining Co. v.
Ryan(3)), a test which inevitably gives rise to considerable divergence of
judicial opinion as applied to the facts of a given case.
I will now turn to the questions in issue.
The first question which relates to the validity of section 7 of the Delhi Laws Act, 1912.
has to be determined with reference to the competency of "the legislature
which (1) 277 U.S. 189. (3) 293 U.S. 388.
(2) 295 U.s. 495.
865 passed the said Act", that is, with reference to
the constitution then in force. It may be mentioned her, e that the Delhi Laws
Act, 1912, as well as the Ajmer Merwara (Extension of
Laws) Act, 1947, to which the second question relates, were repealed by section
4 of the Part C States (Laws) Act, 1950, but the Acts already extended under
the repealed provisions have been continued in force and hence the necessity
for a pronouncement on the constitutional validity of the repealed provisions.
In 1912 the Indian Legislature was the
Governor General in Council, and his law-making powers were derived from
section 22 of the Indian Councils Act, 1861 (24 and 25 Vic.
Ch. 7) which conferred power "to make
laws and regulations for repealing, amending or altering any laws or
regulations whatever now in force or hereafter to be in force in the Indian
territories now under the dominion of Her Majesty and to make laws and
regulations for all persons whether British or native, foreigners or others,
and for all courts of justice whatever and for all places and things whatever
within the said territories," subject to certain conditions and
restrictions which do not affect the impugned provisions. The composition and
powers of the Governor-General in Council were altered in other respects by the
Councils Acts of 1892 and 1909, but his law-making powers remained essentially
the same in 1912. The question accordingly arises whether section 7 of the Delhi Laws Act, 1912, was within the ambit of
the legislative powers conferred on him by section 22 of the Indian Councils
Act, 1861. As the power is defined in very wide terms--" for all persons.......
and for all places and things whatever " within the Indian
territories--the issue of competency reduces itself to the question whether
section 7 was a "law" within the meaning of section 22 of the Indian
Councils Act of 1861. This question is, in my opinion, concluded by the
decision of the Privy Council in Empress v. Burah That was an appeal by the
Government from a judgment of the majority of a Full Bench of the Calcutta High
Court holding that sections 8 and 9 of Act XXII of 1869 were ultra vires the
Governor General in Council as being an unauthorised delegation of legislative
power to the Lieutenant Governor of Bengal. The combined effect of those
provisions was to authorise the Lieutenant-Governor to extend to certain
districts by notification in the Calcutta Gazette "any law or any portion
of any law now in force in the other territories subject to his government or
which may hereafter be enacted by the Council of the Governor-General or of the
said Lieutenant-Governor, for making laws and regulations..........
"Markby J., who delivered the leading judgment of the majority, held (1)
that section 9 amounted to a delegation of legislative authority to the
Lieutenant Governor by the Indian Legislature which, having been entrusted with
such authority as a delegate of the Imperial Parliament, had no power in its
turn to delegate it to another, and (2) the Indian Legislature could not
"change the legislative machinery in India without affecting the
provisions of the Acts of Parliament which created that machinery and if it
does in any way affect them, then exconsensu omnium its Acts are void."
The learned Judge referred to the argument of Government counsel, namely,
"where Parliament has conferred upon a legislature the general power to
make laws, the only question can be 'Is the disputed Act a law'. If it is, then
it is valid unless it falls within some prohibition." The learned Judge
remarked that this argument was "sound", but met it by holding that
"it was clearly intended to restrict the Legislative Council to the
exercise of functions which are properly legislative, that is, to the making of
laws, which (to use Blackstone's expression)are rules of action prescribed by a
superior to an inferior or of laws made in furtherance of those rules.
The English Parliament is not so restricted.
It is not only a legislative but a paramount sovereign body...... The
Legislative Council, when it merely grants permission 867 to another person to
legislate, does not make a law within the meaning of the Act from which it
derives its authority"(1) The learned Judge rejected the argument based on
previous legislative practice as the instances relied on were not "clear
and undisputed instances of a transfer of legislative authority." Garth
C.J. in his dissenting opinion pointed out that "by the Act of 1833 the
legislative powers which were then conferred upon the Governor-General in
Council were in the same language, and (for the purposes of the present case)
to the same effect, as those given by the Councils Act in 1861; and from the
time when that Act was passed, the Governor-General in Council has constantly
been in the habit of exercising those powers through the instrumentality of
high officials and public bodies, in whom a large discretion has been vested for
that purpose."(2) It could not therefore be supposed that "the
Imperial Parliament would have renewed in the Councils Act of 1861 the
legislative powers which the Governor-General in Council had so long exercised,
if they had disapproved of the course of action which the Legislature had been
pursuing. The fact that with the knowledge of the circumstances which they must
be assumed to have possessed, Parliament did in the Councils Act renew the
powers which were given by the Act of 1833, appears to me to amount to a
statutory acknowledgment that the course of action which had been pursued by
the legislature in the exercise of those powers was one which the Act had
authorised."(3) The learned Chief Justice accordingly came to the
conclusion that Act XXII of 1869 was a law "which the legislature was
justified in passing." I have referred at some length to the reasoning and
conclusions of the learned Judges in the High Court as I think they will be
helpful in understanding the full import of the judgment of the Privy Council.
It will be seen, in the first place, that the
line of approach adopted by Government counsel in the High (1)I.L.R. 3 Cal. 63
at 90, 91. (3) Ibid 144.
(2) Ibid, 140.
112 868 Court was endorsed by their Lordships
as the correct approach to the problem, that is to say, the court has to see
whether "what has been done is legislation within the general scope of
affirmative words which give the power, and if it violates no express condition
by which that power is limited it is not for any court to inquire further or to
enlarge constructively those conditions and restrictions" (italics mine).
This passage clearly lays down [what we have already seen was reiterated in
Hodge's case(1)]: (1) that the scope of judicial review in such cases is limited
only to determining whether the impugned enactment is within the law-making
power conferred on the legislature and whether it violates any express
condition limiting that power, and (2) that in determining the latter question
the court should have regard only to express conditions and should not enlarge
them inferentially by a process of interpretation.
In the second place, their Lordships
repudiated the doctrine [as they did also in respect of a provincial
legislature in Canada in Hodge's case(1)] that the Indian Legislature is in any
sense an agent or delegate of the Imperial Parliament, and that the rule
against delegation by an agent applies to the situation. Thirdly, the
distinction made by Markby J.
between Parliament and the Indian Legislature
that the latter is "restricted to the......making of laws" in the
sense defined by Blackstone, while Parliament was not so restricted, or, in
other words, that while Parliament could make a "law" delegating its
legislative power, the Indian Legislature could not make such a "law,' was
rejected, and the English doctrine of supremacy within limits was laid down
specifically in regard to the Indian. Legislature, which, when acting within
the limits circumscribing its legislative power "has and was intended to
have plenary powers of legislation as large and of the same nature as those of
Parliament itself" (italics mine). It must follow that it is as competent
for the Indian Legislature to make a law delegating legislative power, both
quantitatively and qualitatively, as it is for (1) 9 App. Cas. 117.
869 Parliament to do so, provided, of course,
it acts within the circumscribed limits. Fourthly, their Lordships "agree
that the Governor-General in Council could not by any form of enactment create
in India and arm with general legislative authority a new legislative power not
created or authorised by the Councils Act. Nothing of that kind has in their
Lordships' opinion been done or attempted in the present case." Mr.
Chatterjee, on behalf of the opposite party, submitted that the remark
regarding the incompetency of the Governor-General in Council to create in
India a new legislative power had reference to the subordinate agency or
instrumentality to which the legislative authority was to be delegated and thus
negatived the legislature's right to delegate.
The context, however, makes it clear that
their Lordships were expressing agreement on this point with Markby J. who, as
we have seen, had stated that the Indian Legislature could not "change the
legislative machinery in India without affecting the provisions of the Acts of
Parliament which created that machinery." This shows that their Lordships
were envisaging the setting up of a new legislative machinery not authorised by
the Councils Act, that is, a new legislature in the sense in which the Central
and Provincial Legislatures in the country were legislatures. While they agreed
that that could not. be done (because it would be a contravention of the Act of
Parliament which confers no power to create such legislatures) their Lordships
proceeded to point out that that was not what was done by the impugned Act and
that Markby J. fell into an error in thinking that it was. Their Lordships gave
two reasons: first, because "it is a fallacy to speak of the powers thus
conferred upon the Lieutenant-Governor (large as they undoubtedly are)' as if,
when they were exercised, the efficacy of the acts done under them would be due
to any other legislative authority than that of the Governor-General in
Council. Their whole operation is, directly and immediately, under and by
virtue of this Act (No. XXll of 1869) itself." Here, indeed, their
Lordships touch the core of the problem by indicating 870 the true nature of
delegated legislation as distinct from creating a new legislative body. The
point is developed to its logical consequence in later cases as will be seen
presently, but here they expose to view the not uncommon "fallacy" of
treating the one as of the same nature and as having constitutionally the same
consequence as the other, a fallacy which perhaps accounts for much of the
confusion of thought on the subject. It will be recalled that in Hodge's
case(1) it was made clear that in delegated legislation the delegating body
does not efface itself but retains its legislative power intact and merely
elects to exercise such power through an agency or instrumentality of its
choice.
There is no finality about this arrangement,
the delegating body being free to "destroy the agency it has created and
set up another or take the matter directly into its own hands." In Burah's
case(2) their Lordships emphatically stated one consequence of that view,
namely, that the act done by the authority to which legislative power is
delegated derives its whole force and efficacy from the delegating legislature,
that is to say, when the delegate acts under the delegated authority, it is the
legislature that really acts through its appointed instrumentality. On the
other hand, in the creation of a new legislative body with general legislative
authority and functioning in its own right, there is no delegation of power to
subordinate units, but a grant of power to an independent and co-ordinate body
to make laws operating of their own force. In the first case, according to
English constitutional law, no express provision authorising delegation is
required. In the absence of a constitutional inhibition, delegation of
legislative power, however extensive, could be made so long as the delegating
body retains its own legislative power intact. In the second case, a positive
enabling provision in the constitutional document is required.
The second reason why their Lordships
regarded the majority view as erroneous was that Act XXII of 1869 was, in
truth, nothing more than conditional legislation (1) 9 App. Cas. 117.
(2) 5 I.A. 178.
871 and there was no question of delegating
legislative power.
Their Lordships were of opinion that neither
in fixing the time for commencement of the -Act nor in enlarging the area of
its operation was the Lieutenant Governor exercising "an act of
legislation." "The proper legislature has exercised its judgment as
to place, person, laws, powers; and the result of that judgment has been to
legislate conditionally as to all these things. The conditions having been
fulfilled, the legislation is now absolute. Where plenary powers of legislation
exist as to particular subjects, whether in an Imperial or in a Provincial
Legislature, they may (in their Lordships' judgment) be well exercised, either
absolutely or conditionally. Legislation, conditional on the use of particular
powers or on the exercise of a limited discretion, entrusted by the Legislature
to persons in whom it places confidence, is no uncommon thing; and, in many
circumstances, it may be highly convenient. The British Statute book abounds
with examples of it; and it cannot be supposed that the Imperial Parliament did
not, when constituting the Indian Legislature, contemplate this kind of
conditional legislation as within the scope of the legislative powers which it
from time to time conferred. It certainly used no words to exclude it."
Their Lordships finally proceeded to refer to the legislative practice in this
country of delegating to the executive government a discretionary power of
extending enactments to new territories subject in certain cases to such
"restriction, limitation or proviso" as the Government may think
proper, and they expressed their approval of the reasoning of Garth C.J. based
on such practice. "If their Lordships," they said, "were to
adopt the view of the majority of the High Court they would (unless distinction
were made on grounds beyond the competency of the judicial office) be casting
doubt upon the validity of a long course of legislation appropriate, as far as
they can judge to the peculiar circumstances of India......... For such doubt
their Lordships are unable to discover any foundation either in the affirmative
or the negative words of that Act" 872 (Indian Councils Act, 1861). The
parenthetic remark (which I have italicised) is significant. It is not
competent for the court, according to their Lordships, to discriminate between
degrees of delegation. It might be extensive in some cases and slight in
others. Its validity must, however, be founded "on the affirmative or the
negative words" of the Constitution Act.
Another logical consequence of the British
theory of delegation has been worked out in Co-operative Committee on Japanese
Canadians v. Attorney-General for Canada(1), where the question arose as to
whether an order made by the Governor in Council pursuant to authority
delegated by the Parliament of Canada was a law made by the Parliament of
Canada within the meaning of the Statute of Westminster and, if so, whether it
was such a law made after the passing of that Statute. The delegation of authority
to the Governor was made before that Statute was passed but the Governor's
order was promulgated after the Statute. Holding that the order was a
"law" made by the Parliament of Canada after the Statute of
Westminster their Lordships observed:
"Undoubtedly, the law as embodied in an
order or regulation is made at the date when the power conferred by the
Parliament of the Dominion is exercised. Is it made after that date by the
parliament of the Dominion ? That Parliament is the only legislative authority
for the Dominion as a whole and it has chosen to make the law through machinery
set up and continued by it for that purpose. The Governor in Council has no
independent status as a law-making body. The legislative activity of Parliament
is still resent at the time when the orders are made, and these orders
are" law".
In their Lordships' opinion they are law made
by the Parliament at the date of their promulgation."(2) Mr. Chatterice
has urged that in Burah's case(3) the Privy Council did no more than hold that
the type of legislation which their Lordships there called conditional
legislation was within the competence of the (1) [1947] A.C. 87. (3) S I.A.
178.
(2) Ibid 106-107.
873 Indian legislature and was valid, and
that the con siderations adverted to 'by their Lordships in upholding such
legislation have no relevancy in determining the validity of the provisions
impugned in the present case. It is true that the kind of legislation here in
question does not belong to that category, for the operation of the impugned
Acts is not made to depend upon the exercise of a discretion by an external
authority, but it is not correct to say that Burah's case(1) has application
only to facts involving conditional legislation. As I have endeavoured to show,
it lays down general principles of far-reaching importance. It was regarded in
Powell's case(2) referred to above as "laying down the general law"
and as "putting an end" to the false doctrine that a subordinate
legislature acts as an agent or a delegate.
Mr. Chatterjee next relied on the dictum of
Lord Haldane in the Referendum case. (3) In that case their Lordships held that
the Initiative and Referendum Act of Manitoba (Canada) was, in so far as it
compelled the LieutenantGovernor to submit a proposed law to a body of voters
totally distinct from the legislature of which he was the constitutional head
and rendered him powerless to prevent it from becoming an actual law if
approved by those voters, ultra vires the Provincial Legislature, as the power
to amend the Constitution of the Province conferred upon that Legislature by
the British North America Act, 1867, excluded from its scope "the office
of the Lieutenant-Governor ". Lord Haldane, however, proceeded to make the
following observations:
"Section 92 of the Act of 1867 entrusts
the legislative power in a Province to its Legislature, and to that Legislature
only. No doubt, a body, with a power of legislation on the subjects entrusted
to it so ample as that enjoyed by a Provincial Legislature in Canada, could,
while preserving its own capacity intact, seek the assistance of subordinate
agencies, as had been done when in Hodge v. The Queen(4) the Legislature of
Ontario was (1) 5 I.A. 178. (3) [1919] A.C. 935.
(2) 10 App. Cas. 282. (4) 9 App. Cas. 117,
874 held entitled to entrust to a Board of Commissioners authority to enact
regulations relating to taverns; but it does not follow that it can create and
endow with, its own capacity a new legislative power not created by the Act to
which it owes its own existence. Their Lordships do no more than draw attention
to the gravity of the constitutional questions which thus arise."(1) Mr.
Chatterjee submitted that the grave constitutional question, to which Lord
Haldane drew attention, arose in the present case. I do not think so. The
dictum, like the observation of Lord Selborne in Burah's case(2) regarding the
power of the Governor-General in Council "to create in India and arm with
general legislative authority a new legislative power," to which reference
has been made, seems to envisage the unauthorised creation of a new legislature
with an independent status as a law-making body, which, for reasons already
indicated, is quite different from delegation of legislative power, and my
remarks in connection with that observation equally apply here.
The only other decision of the Privy Council
to which reference need be made is King Emperor v. Benoari Lal Sarma. (3) It
was an appeal from a judgment of the majority of the Federal Court of India
(reported in [1943] F.C.R. 96) holding, inter alia, that sections 5, 10 and 16
of the Special Criminal Courts Ordinance (No. II of 1942) passed by the
Governor General in exercise of his emergency powers were ultra vires and
invalid. The ground of decision was that although the powers of the High Court
were taken away in form by section 26 of the Ordinance, they were, in fact,
taken away by the order of the executive officer to whom it was left by
sections 5, 10 and 16 to direct what offences or classes of offences and what
cases or classes of cases should be tried by the special courts established
under the Ordinance. In so far as these sections thus purported to confer on
the executive officers absolute and uncontrolled discretion without any
legislative provision or direction laying down (1) [1919] A.C. 935, 945. (2) 5
I.A. 178. (3) 72 I.A. 57.
875 the policy or conditions with reference
to which that power was to be exercised, they were beyond the competence of the
Governor-General. Varadachariar C.J., with whom Zafrulla Khan J. concurred,
went elaborately into the whole question of delegation of legislative powers,
and while conceding, in view of the Privy Council decisions already referred
to, that the Governor General (whose legislative power in emergencies was
co-extensive with that of the Indian Legislature) could not be regarded as a
delegate of the Imperial Parliament and that, therefore, the maxim delegatus
non potest delegare had no application, nevertheless expressed the opinion that
"there is nothing in the above decisions of their Lordships that can be
said to be inconsistent with the principle laid down in the passage from the
American authority which the Advocate-General of India proposed to adopt as his
own argument." That principle was this: "The true distinction is between
the delegation of power to make the law, which necessarily involves a
discretion as to what it shall be, and conferring authority or discretion as to
its execution, to be exercised under and in pursuance of the law. The first
cannot be done, to the latter no valid objection can be made :" (per Judge
Ranney of the Supreme Court of Ohio, often cited in American decisions). The
learned Chief Justice then proceeded to examine the American decisions bearing
upon the delegation of powers and the opinions expressed by writers on
administrative law and came to the following conclusion :-"As we have
already observed, the considerations and safeguards suggested in the foregoing
passages may be no more than considerations of policy or expediency under the English
Constitution. But under Constitutions like the Indian and the American, where
the constitutionality of legislation is examinable in a court of law, these
considerations are, in our opinion, an integral and essential part of the
limitation on the extent of delegation of responsibility by the legislature to
the executive. In the present case, it is impossible to deny that the
Ordinance-making 113 876 authority has wholly evaded the responsibility of
laying down any rules or conditions or even enunciating the policy with
reference to which cases are to be assigned to the ordinary criminal courts and
to the special courts respectively and left the whole matter to the unguided
and uncontrolled action of the executive authorities. This is not a criticism
of the policy of the law--as counsel for the Crown would make it appear --but a
complaint that the law has laid down no policy or principle to guide and
control the exercise of the undefined powers entrusted to the executive
authorities by sections 5, 10 and 16 of the Ordinance."(1) I have set out
at some length the reasoning and conclusion of the learned Chief Justice
because it summarises and accepts most of what has been said before us by Mr.
Chatterjee in support of his contention that the American rule as to delegation
of legislative powers should be followed in this country in preference to the
views of English Judges on the point and that the delegation of a too wide and
uncontrolled power must be held to be bad. The Privy Council, however, rejected
the reasoning and conclusion of the majority of the 'Court in a clear and
emphatic pronouncement.
Their Lordships scouted the idea that what
might be no more than considerations of policy or expediency under the British
Constitution could, in India, as in America, become.
constitutional limitations on the delegation
of legislative responsibility merely because the constitutionality of
legislation was open to judicial review under the constitution of this country.
They said: "With the greatest respect to these eminent Judges, their
Lordships feel bound to point out that the question whether the Ordinance is
intra vires or ultra vires does not depend on considerations of jurisprudence
or of policy. It depends simply on examining the language of the Government Of
India Act and of comparing the legislative authority conferred on the
Governor-General with the provisions of the ordinance by which he is
'purporting to exercise that authority"--the old traditional approach,
"It (1) [1943] F.C.R. 96, 139-140, 877 may be that as a matter of wise and
well-framed legislation it is better, if circumstances permit, to frame a
statute in such a way that the offender may, know in advance before what court
he will be brought if he is charged with a given crime; but that is a question of
policy, not of law. There is nothing of which their Lordships are aware in the
Indian constitution to render invalid a statute, whether passed by the Central
legislature or under the Governor General's emergency powers, which does not
accord with this principle......There is not, of course, the slightest doubt
that the Parliament of Westminster could validly enact that the choice of
courts should rest with an executive authority, and their Lordships are unable
to discover any valid reason why the same discretion should not be conferred
'in India by the law-making authority, whether that authority is the
legislature or the Governor-General, as an exercise of the discretion conferred
on the authority to make laws for the peace order,' and good government of India."(1)
The English doctrine of supremacy within limits is here asserted once again,
and its corollary is applied as the determining test: "What the British
Parliament could do, the Indian legislature and the Governor-General
legislating within their appointed sphere could also do." There was here a
'delegation of an "unguided and uncontrolled" discretionary power
affecting the liberty of the subject. In the language of an American Judge,it
was "unconfined and vagrant" and was not "canalised within banks
that kept it from over-flowing :"(per Cardozo J. in Panama Refining Co. v.
Ryan.(2) Yet, the delegation was upheld. Why?
Because "their Lordships are unable to find any such constitutional
limitation is imposed." There is, however, a passage in the judgment of
theirLordships, which, torn from its context, may appear, at first blush, to
accept the maxim of delegatus non potest delegare as a principle of English
constitutional law, notwithstanding its consistent repudiationby the same
tribunal in the previous decisions already (1) 72 I.A. 57, 70-72. (2) 293 U.S.
388.
878 referred to, and Mr. Chatterjee was not
slow to seize on it as making a veering round to the American point of view.
I do not think that their Lordships meant
anything so revolutionary. The passage is this: "It is undoubtedly true
that the Governor-General, acting under section 72 of Schedule IX, must himself
discharge the duty of legislation there cast on him, and cannot transfer it to
other authorities"(1) (italics mine). This was said, however, in answering
the "second objection" which was that section 1 (3) of the Ordinance
"amounted to what was called delegated legislation by which the
Governor-General, without legal authority, sought to pass the decision whether
an emergency existed to the Provincial Government instead of deciding it for
himself." Now, the opening words of section 72 of Schedule IX of the
Government of India Act declare: "The Governor-General may, in case of an
emergency, make and promulgate ordinances for the peace and good government of
British India or any part thereof." The ordinance was thus passed avowedly
in exercise of a special power to legislate to meet an emergency, and the
argument was that the very basis of this ordinance-making power must be an
exercise of personal judgment and discretion by the Governor-General which he
could not delegate to the Provincial Government or its officers. Their
Lordships accepted the major premise of this argument but went on to point out
that there was no delegation of his legislative power by the Governor-General
at all and that "what was done is only conditional legislation." It
was with reference to this special ordinance-making power to meet emergencies
that their Lordships said that the Governor-General must himself exercise it
and could not transfer it to other authorities. The words "acting under
section 72 of Schedule IX" and "there, cast on him" make their
meaning clear, and the passage relied on by Mr. Chatterjee lends no support to
his argument regarding the nondelegability of legislative power in general.
In the light of the authorities discussed
above and adopting the line of approach laid down there, I am 879 of opinion
that section 7 of the Delhi
Laws Act, 1912, fell within the general scope of the
affirmative words of section 22 of the Indian Councils Act, 1861, which
conferred the law-making power on the Governor. General in Council and that the
provision did not violate any of the clauses by which, negatively, that power
was restricted.
The same line of approach leads me to the
conclusion that section 2 of the Ajmer-Merwara (Extension of Laws) Act, 1947,
was also constitutional and valid. This Act was passed by the Dominion
Legislature of India, and the governing constitutional provision was section 99
(1) of the Government of India Act, 1935. The Indian Independence Act, 1947,
authorised the removal of certain restrictions on the lawmaking powers of the
Central Legislature and section 108 of the Constitution Act was omitted; but
the material words in section 99 (1) which granted the legislative power
remained the same, namely, "may make laws for the whole or any part of the
Dominion." No doubt, as between the Dominion and the Provinces there was a
distribution of legislative power according to the Lists in Schedule VII, but
such distribution did not affect the power of the Dominion Legislature to make
laws for what are known as Chief Commissioners' Provinces, of which
Ajmer-Merwara is one. This was made clear by section 100 (4) read with section
46. Section 2 of the impugned Act was, therefore a "law" which the
Dominion Legislature was competent to make and the restrictive words
"subject to the provisions of this Act" had no application to the
case, as no provision was brought to our notice which affected the validity of
the law.
There was some discussion as to the scope and
meaning of the words "restrictions" and "modifications". It
was suggested by Mr. Chatterjee that these words occurring in the impugned
provisions would enable the executive authority to alter or amend any law which
it had decided to apply to the territories in question and that a power of such
undefined amplitude could not be validly delegated by the legislature.
On 880 the other hand, the Attorney-General
submitted that in such context "modification" was usually taken to
connote "making a change without altering the essential nature of the
thing changed," and that the use of the word would make no difference to
the delegability or otherwise of the legislative power. He drew attention to an
instance mentioned by the Privy Council in Burah's case, where their Lordships
thought that the power given to the local government by Act XXIII of 1861 to
extend the Civil Procedure Code of 1859 "subject to any restriction,
limitation or proviso".
which it may think proper was not bad. In the
view I have expressed above, however wide a meaning may be attributed to the
expression, it would not affect the constitutionality of the delegating statute,
because no constitutional limitation on the delegation of legislative power to
a subordinate unit is' to be found in either of the constitutions discussed
above. That, I apprehend, is also the reason why the Privy Council too attached
no importance to the words in section 39 of Act XXIII of 1861 referred to
above.
Turning next to section 2 of the Part C
States (Laws) Act, 1950, it is framed on the same lines as the other two
impugned provisions save for the addition of a clause empowering repeal or amendment
of any corresponding law (other than a Central Act) which is for the time being
in force in the State. This additional clause, however, need not detain us,
for, if there is no constitutional inhibition against delegation of legislative
power under the present Constitution, delegation can as Well extend to the
power of repeal as to the power of modification and the Court cannot hold such'
delegation to be ultra vires. The Constitutional validity of the additional
clause thus stands or falls with that of the first part of the section and the
only question is: What is the position in regard to delegated legislation under
the present Constitution ? Here we do not have the advantage of Privy Council
decisions bearing on the question as we had in Burah's case (1) on the Indian
Councils Act, 1861, and Benoari Lal (1) 5 I.A. 178.
881 Sarma's case(1) on the Government of
India Act, 1935. But the line of approach laid down in those cases and in
numerous others, to which reference has been made, must be followed, not
because of the binding force of those decisions, but because it is indubitably
the correct approach to problems of this kind. Indeed, there is no difference
between the English and the American decisions on this point. In both countries
it is recognised that the correct way of resolving such problems is to look to
the terms of the constitutional instrument, and to find out whether the
impugned enactment falls within the ambit of the lawmaking power conferred on
the legislature which passed the enactment and, if so, whether it transgresses
any restrictions and limitations imposed on such power. If the enactment in
question satisfies this double test, then it must be held to be constitutional.
We therefore begin by looking to the terms of
the Constitution and we find that article 245 confers lawmaking power on
Parliament in the same general terms as in the other two cases discussed above.
The article says "subject to the provisions of this Constitution,
Parliament may make laws for the whole or any part of the territory of
India...... "Then we have the scheme of distribution of legislative powers
worked out in article 246 as between Parliament and the legislatures of the
States specified in Part A and Part B of the First Schedule, which, however,
does not affect the question we have to determine, for article 246 (4), like
section 100 (4) of the Government of India Act, 1935, provides that Parliament
has power to make laws with respect to any matter for any part of the.territory
of India not included in Part A or Part B notwithstanding that such matter is a
matter enumerated in the State List.
The position, therefore, is substantially
similar to that under the Indian Councils Act, 1861, and the Government of
India Act, 1935, so far as the words conferring lawmaking power are concerned.
Is then this impugned enactment, which merely purports to (1) 72 I.A. 57.
882 delegate law-making power to the Central
Government for Part C ,States, a "law" within the meaning of article
245 (1) ? There can be no question but that the Act was passed by Parliament in
accordance with the prescribed legislative procedure, and I can see no reason
why it should not be regarded as a law. It will be recalled that the restricted
interpretation which Markby J. (1) put on the word in section 22 of the Indian
Councils Act in accordance with Blackstone's definition (formulation of a
binding rule of conduct for the subject) was not accepted by the Privy Council
in Burah's case. Even if a mere delegation of power to legislate were not regarded
as a law' 'with respect to" one orother of the "matters"
mentioned in the three Lists, it would be a law made in exercise of the
residuary powers under article 248.
The question next arises whether there is
anything in the Constitution which prohibits the making of such a law.
The main restrictions and limitations on the
legislative power of Parliament or of the States are those contained in Part
III of the Constitution relating to Fundamental Rights.
Our attention has not been called to any
specific provision in that Part or elsewhere in the Constitution which
prohibits or has the effect of prohibiting the making of a law delegating
legislative power to a subordinate agency of Parliament's choice. What Mr.
Chatterjee strenuously urged was that, having regard to the Preamble to the
Constitution, whereby the people of India resolved, in exercise of their
sovereign right, "to adopt, enact and to give to themselves the
Constitution," Parliament, which is charged with the duty of making laws for
the territories of the Union, must, as in the American Constitution, be deemed
to be a delegate of the people, and that this fundamental conception, which
approximates to the conception' underlying the American Constitution, attracts
the application of the maxim delegatus non potest delegare, and operates as an
implied prohibition against the delegation of legislative power by Parliament
or, for that matter, by any other legislature (1) I.L.R. 3 Cal. 63, 91, 883 in
the country. It is true to say that, in a sense, the people delegated to the
legislative, executive and the judicial organs of the State their respective
powers while reserving to themselves the fundamental right which they made
paramount by providing that the State shall not make any law which takes away
or abridges the rights conferred by that Part. To this extent the Indian
Constitution may be said to have been based on the American model, but this is
far from making the principle of separation of powers, as interpreted by the
American courts, an essential part of the Indian Constitution or making the
Indian Legislatures the delegates of the people so as to attract the
application of the maxim. As already stated, the historical background and the
political environment which influenced the making of the American Constitution
were entirely absent here, and beyond the creation of the three organs of the
State to exercise their respective functions as a matter of convenient
governmental mechanism, which is a common feature of most modern civilised
governments, there' is not the least indication that the framers of the Indian
Constitution made the American doctrine of separation of powers, namely, that
in their absolute separation and vesting in different hands lay the basis of
liberty, an integral and basic feature of the Indian Constitution. On the
contrary, by providing that there shall be a Council of Ministers to aid and
advise the President in the exercise of his functions and that the Council
shall be collectively responsible to the House of the People, the Constitution
following the British model has effected a fusion of legislative and executive
powers which spells the negation of any clear cut division of governmental
power into three branches which is the basic doctrine of American
constitutional law. Without such a doctrine being incorporated in the
Constitution and made its structural foundation, the maxim delegatus non potest
delegare could nave no constitutional status but could only have the force of a
political precept to be acted upon by legislatures in a 884 democratic polity
consisting of elected representatives of the people in the discharge of their
function of making laws, but cannot be enforced by the court as a rule of
constitutional law when such function is shirked or evaded.
The American courts are able to enforce the
maxim because it has been made by the process of judicial construction an
integral part of the American Constitution as a necessary corollary of the
doctrine of separation of powers. But the position in India, as pointed out
above, is entirely different, and the courts in this country cannot strike down
an Act of Parliament as unconstitutional merely because Parliament decides in a
particular instance to entrust its legislative power to another in whom it has
confidence, or, in other words to exercise such power through its appointed
instrumentality, however repugnant such entrustment may be to the democratic
process. What may be regarded as politically undesirable is constitutionally
competent.
Mr. Chatterjee also attempted to spell out an
implied prohibition against delegation on the strength of article 357 (1) (a)
which provides specifically for delegation by the President of the law-making
powers conferred on him by Parliament in case of failure of constitutional
machinery in States. This express provision, it is claimed, shows that whenever
the makers of the Constitution wanted to authorise delegation of legislative
powers they have made specific provision in that behalf and, in the absence of
any such provision in other cases, no delegation of such powers is permissible.
I see no force in this argument. Merely because in a particular instance of
rare and extraordinary occurrence an express provision authorising the
President to delegate to another the law-making powers conferred on him by
Parliament is made in the Constitution, it is not reasonable to infer that it
was intended to prohibit the delegation of powers in all other cases. The maxim
expressio unius est exclusio alterius is not one of universal application, and
it is inconceivable that the framers of the Constitution could have intended to
deny to the Indian Legislatures 885 a power which, as we have seen, has been
recognised on all hands as a desirable, if not, a necessary concomitant of
legislative activity in modern States America, having started with a rule
against delegation as a necessary corollary of the constitutional doctrine of
separation of powers, has made and is making numerous inroads on the rule, and
English constitutional law has allowed, as we have seen, even to subordinate
legislatures, the widest latitude to delegate their legislative powers so long
as they retain their own law-making capacity intact.
In such circumstances, a provision for
express delegation in a remote contingency is far too flimsy a ground for
inferring a general prohibition against delegation of legislative power in all
other eases. In this connection, it will be useful to recall Lord Selborne's
observation in Burah's case that all that the court has to see in adjudging an
enactment constitutional is "that it violates no express condition or
restriction by which the law-making power conferred on the legislature is
limited, and that it is not for the court to enlarge constructively those
conditions and restrictions," and as recently as 1944, the Privy Council,
as we have seen in Benoari Lal Sharma's case referred to what has always been
regarded as an established doctrine of English constitutional law, namely, that
the Indian legislature could do, in the matter of delegating its legislative
powers, what the British Parliament could do. It would indeed be strange if, in
framing the constitution of the Independent Republic of India at the present
day, its makers were to ignore the experience of legislative bodies all the
world over and to deny to Parliament a power which its predecessors
unquestionably possessed. I have no hesitation in rejecting this argument.
In the result, I hold that section 7 of the Delhi Laws Act, 1912, section 2
of the Ajmer-Merwara (Extension of Laws) Act, 1947, and section 2 of the Part C
States (Laws) Act, 1950, are in their entirety constitutional and valid and I
answer the reference accordingly.
886 MAHAJAN J.--In exercise of the powers conferred by
clause (1) of article 143 of the Constitution the President of India has
referred the following questions to this Court for its opinion :-(1) Was
section 7 of the Delhi Laws Act, 1912, or any of the
provisions thereof and in what particular or particulars and to what extent
ultra vires the legislature which passed the said Act ? (2) Was the
Ajmer-Merwara (Extension of Laws) Act, 1947, or any of the provisions thereof
and in what particular or particulars and to what extent ultra vires the
legislature which passed the said Act ? (a) Was section 2 of Part C States
(Laws)Act, 1950, or any of the provisions thereof and in what particular or
particulars and to what extent ultra vires the Parliament ? The reference
raises questions of great importance concerning the administration of the
affairs of the Republic and is the first one of the kind since the inauguration
of the new constitution. The only point canvassed in the reference is as to the
vires of the laws mentioned therein.
It was contended by the learned
Attorney-General that legislative power without authority or power to delegate
is a futility and that unless legislative power includes. the power to
delegate, power to administer will be ineffective.
It was suggested that the true nature and
scope of the legislative power of Parliament involves as part of its content
power to confer law-making powers upon authorities other than Parliament itself
and that this is a natural consequence of the doctrine of the supremacy of
Parliament.
It was said that the Indian legislature when
acting within the ambit of its legislative power has plenary powers of
legislation as large and of the same nature as the British Parliament and
unless the prescribed limits are exceeded, no question of ultra vires can
possibly arise, that the proper approach to the question is "Look at the
terms of the instrument by which affirmatively the legislative powers are
created and by which negatively they are restricted. If what 887 has been done
is legislation within the general scope of the affirmative words which give the
power and if it violates no express condition or restriction by which the power
is limited, it is not for any court of justice, to enquire or to enlarge
constructively those conditions and restrictions."(1) Reliance was also
placed on the legislative practice in India and other countries of the
Commonwealth sanctioning constitutionality of statutes drawn up in the same
form as the impugned enactments.
The questions referred cover'three distinct
periods of legislation in the constitutional and political history of this
country. The first question relates to the period when the government of this
country was unitary in form and was constituted under the Indian Councils Act,
1861, as amended from time to time up to the stage of the introduction of the
Morley-Minto Reforms, when the Indian Legislature achieved the status of a
political debating society and when as a result of the undoing of the partition
of Bengal the capital of India was transferred from Calcutta to Delhi. The
unitary form of government was changed after the different Round Table
Conferences in London into a Federation by the Constitution Act of 1935. This
Act with certain adaptations remained in force till 26th January, 1950, when
the new constitution was inaugurated. Under the Independence Act, 1947, India
became a Dominion of the British Empire but the legislative power of the
Parliament of the Dominion remained within the ambit of the Constitution Act of
1935, though the Parliament as a Constituent Assembly was conferred unlimited
powers like that of a sovereign. The federal form of government that had been
adopted 'by the Constitution Act of 1935 was also adopted by the framers of the
new constitution. The second question relates to the period when India had
attained the status of a dominion under the Indian Independence Act, while the
last question concerns the legislative competency of Parliament under the new
constitution of the Republic of India.
(1) Queen v. Burah, 5 I.A. 178.
888 It is futile to ask in the year of grace
1951 whether delegated legislation is necessary or not. This kind of legislation
is only a special aspect of the problem of administrative discretion. The
necessity of delegating rule-making power on the largest scale to
administrative authorities is as much a basic fact of modern industrial society
as the assumption by the State of certain obligations of social welfare. The
problem, however, is how delegated legislation and administrative discretion
are confined and controlled so as to comply with the elementary principles of
law in a democratic society. The answer to the problem has to be found within
the ambit of the constitution of the country concerned and on the construction
that a lawyer or a jurist would place on it with a constructive and not a
purely legalistic approach. In this back ground it is instructive to see how
the question has been solved in other countries.
It was customary for the mother of
Parliaments told elegate minor legislative power to subordinate authorities and
bodies. Some people took the view that such delegation was wholly unwise and
should be dispensed with. Prof. Dicey, however, pointed out that it was futile
for Parliament to endeavour to work out details of large legislative changes
and that such anendeavour would result in cumbersome and prolix statutes.
Blackstone remarked that power of this kind were essential to the effective
conduct of the government.
Constitutional practice grew up gradually as
and when the need arose in Parliament, without a logical system, and power was
delegated by Parliament for various reasons:
because 'the topic required much detail, or
because it was technical, or because of pressure of other demands on
parliamentary time. The Parliament being supreme and its power being unlimited,
it did what it thought was right. The doctrine of ultra vires has no roots
whatever in a country where the doctrine of supremacy of Parliament holds the
field. The sovereignty of Parliament is an idea fundamentally inconsistent with
the notions which govern inflexible and rigid constitutions existing in
countries 889 which have adopted any scheme of representative government.
In England supremacy of law only means the
right of judges to control the executive and it has no greater constitutional
value than that. The basis of power in England is the legal supremacy of
Parliament and its unrestricted power to make law. In the words of Coke,
"It is so transcendent and absolute as it cannot be confined either for
causes or persons within any bounds," or again, as Blackstone put it,
"An act of Parliament is the exercise of the highest authority that this
kingdom acknowledges upon earth. It hath power to bind every subject in the
land, and the dominions thereunto belonging; nay, even the King himself, if
particularly named therein. And it cannot be altered amended, dispensed with,
suspended or repealed, but in the same forms and by the same authority of
Parliament." (1).
The Parliament being a legal omnipotent
despot, apart from being a legislature simpliciter, it can in exercise of its
sovereign power delegate its legislative functions or even create new bodies
conferring on them power to make laws. The power of delegation is not
necessarily implicit in its power to make laws but it may well be implicit in
its omnipotence as an absolute sovereign. Whether it exercises its power of
delegation of legislative power in its capacity as a mere legislature or in its
capacity as an omnipotent despot, it is not possible to test it on the
touchstone of judicial precedent or judicial scrutiny as courts of justice in
England cannot inquire into it. 'The assertion therefore that this power
Parliament exercises in its purely legislative capacity has no greater value
than that of an ipse dixit. For these reasons I am in respectful agreement with
the view of that eminent judge and jurist, Varadachariar J., expressed in Benoari
Lal arma's case(2) that the constitutional position in India approximates more
closely to the American model than to the English model and on this subject the
decisions of the United States so far as they lay down any principle are a
valuable guide on this question.
(1) Vide Allen "Law in the Making "
3rd Edn., p. 367.
(2) [1943] F.C.R. 96.
890 This view finds support also from the
circumstance that the constitutions of the two countries are fundamentally
different in kind and character. They fail in two distinct classes having
different characteristics. England has a unitary form of' government with a
flexible constitution, while in India we have always had a rigid constitution
and since 1935 it is federal in form. It is unsafe, therefore, to make any
deductions from the legislative power exercised under a system of government
which is basically different in kind and not merely in degree from the other on
the question of its legislative competency and reach conclusions on the basis
of such deductions. In my opinion, search for a solution of the problem
referred to us in that direction is bound to produce no results. I have,
therefore, no hesitation in rejecting the contention of the learned
AttorneyGeneral that the answer to the questions referred to us should be
returned by reference to, the exercise of power of Parliament in the matter of
delegation of legislative power to the executive.
It may, however, be observed that in spite of
the widest powers possessed by the British Parliament, it has adopted a policy
of self-abnegation in the matter of delegated legislation. A committee was
appointed to report on the Ministers' powers, popularly known as the
Donoughmore Committee.
It made its recommendations and stated the
limits within which power of delegated legislation should be exercised.
Means were later on adopted for keeping a
watchful eye on such legislation. The Donoughmore Committee discovered a few
instances of cases where delegation had gone to the extent of giving a limited
power of modifying Parliamentary statutes. One of these instances was in
section 20 of the Mental Treatment Act, 1930 (20 & 21 Geo. V, c. 23). It
empowered the Minister of Health by order to modify the wording of an enactment
so far as was necessary to bring it into conformity with the provisions of the
section. The whole section related to terminology, its intention being to
replace certain statutory expressions in previous use by others which at the
moment were regarded less 891 offensive. The other instance was found in section
76 of the Local Government Scotland Act, 1929, (19 & 20 Geo. V, c.
25). By this section the Secretary of State
was empowered between 16th May, 1929, and 31st December, 1930, by order to make
any adaptation or modification in the provisions of any Act necessary to bring
these provisions in conformity with the provisions of other Acts. Such a clause
in a statute bore the nickname "Henry VIII clause". Concerning it the
Committee made the following recommendation: "The use of the so-called
Henry VIII clause conferring power on a Minister to modify the provisions of
Acts of Parliament (hitherto limited to such amendments as may appear to him to
be necessary for the purpose of bringing the statute into operation) should be
abandoned in all but most exceptional cases and should not be permitted by
Parliament except upon special grounds stated in a ministerial memorandum to
the bill.
Henry VIII clause should never be used except
for the sole purpose of bringing the Act into operation but subject to the limit
of one year." The language in which this recommendation is couched clearly
indicates that even in a country where Parliament is supreme the power of
modifying Parliamentary statutes has never been exercised except in the manner
indicated in the above recommendation, and even as regards that limited power
the recommendation was that the exercise of it should be abandoned. It is
significant that since then Henry VIII clause has not been used by Parliament.
The Dominion of Canada has a written
constitution, The British North Amercia Act (30 & 31 Vict., c. 31). It is
not modelled on the doctrine of exclusive division of power between the
departments of State, legislative, executive and judicial. It does not place
them in three water-tight compartments and it is somewhat similar in shape in
this respect to the British constitution where the King is still a part of the
legislature, the House of Lords still a part of the judicial as well as
legislative and where all parts of government form 892 a mutual check upon each
other. This similarity, however, does not mean that the legislature in Canada
is of the same kind as the British Parliament. It falls in the class of
non-sovereign legislatures, like all colonial parliaments.
The decisions of Canadian courts are by no
means uniform on the power of the Canadian Parliament to delegate legislative
power. Those cited to us of recent date seem to have been given under the
pressure of the two world wars and under the provisions of the War Measures
Act. With great respect and in all humility, I am constrained to observe that
in these decisions, to establish the vires of the powers delegated, arguments
have been pressed into service which are by no means convincing or which can be
said to be based on sound juristic principles. They can only be justified on
the ground that during a period of emergency and danger to the State the
dominion parliament can make laws which in peace time it has no competency to
enact. There are a number of Privy Council decisions which have concerned
themselves with the vires of legislative enactments in Canada which purported
to transfer legislative power to outside authorities and it seems to me that
these decisions furnish a better guide to the solution of the problem before us
than the later decisions of the Supreme Court of Canada which seemingly derive
support from these Privy Council decisions for the rules stated therein.
The first of these decisions is in the case
of Russell v. The Queen(1) decided in 1882. Two questions were raised in the appeal.
The first was as to the validity of the Canada Temperance Act, 1878. It was
urged that having regard to the provisions of the British North America Act,
1867, relating to the distribution of legislative powers it was not competent
for the Parliament of Canada to pass the Act in question. The second question
was that even if the Dominion Parliament possessed the powers which it assumed
to exercise by the Act, it had no power to delegate them (1) 7 App. Cas. 829,
893 and to give local authorities the right to say whether the provisions of
the Act should be operative or not. It is the second question which is relevant
to the present enquiry the mode of bringing the second part of the Act into
force, stating it succinctly, was as follows:
"On a petition to the Governor in
Council, signed by not less than one fourth in number of the electors of any
county or city in the Dominion qualified to vote at the election of a member of
the House of Commons, praying that the second part of the Act should be in force
and take effect in such county or city, and that the votes of all the electors
be taken for or against the adoption of the petition, the GovernorGeneral,
after certain prescribed notices and evidence, may issue a proclamation,
embodying such petition, with a view to a poll of the electors being taken for
or against its adoption. When any petition has been adopted by the electors of
the county or city named in it, the Governor-General in Council may, after the
expiration of sixty days from the day on which the petition was adopted, by
Order in Council published in the Gazette, declare that the second part of the
Act shall be in force and take effect in such county or city, and the same is
then to become of force and take effect accordingly." It was urged before
their Lordships that assuming that the Parliament of Canada had authority to
pass a law for prohibiting and regulating the sale of intoxicating liquors, it
could not delegate its powers, and that it had done so by delegating the power
to bring into force the prohibitory and penal provisions of the Act to a
majority of the electors of counties and cities. Their Lordships' answer to the
counsel's contention was in these words :-"The short answer to this
objection is that the Act does not delegate any legislative powers whatever. It
contains within itself the whole legislation on the matters with which it
deals. The provision that certain parts of the Act shall come into operation
only 894 on the petition of a majority of electors does not confer on these persons
power to legislate. Parliament itself enacts the condition and everything which
is to follow upon the condition being fulfilled. Conditional legislation of
this kind is in many cases convenient, and is certainly not unusual, and the
power so to legislate cannot be denied to the Parliament of Canada, when the
subject of legislation is within its competency. Their Lordships entirely agree
with the opinion of Chief Justice Ritchie on this objection. If authority on
the point were necessary, it will be found in the case of Queen v. Burah(1),
lately before this Board." It seems to me that their Lordships acquiesced
and assented in the proposition urged by the learned counsel that delegation of
legislative power was not permissible when they combated his arguments with the
remark that the Act does not delegate any legislative power whatever.
Otherwise, the short answer to the objection
was that delegation of legislative power was implicit within the power of
legislation possessed by the legislature. It was not necessary to base the
decision on the ground of conditional legislation.
Though Queen v. Burgh(1) was an appeal from
the High Court of Bengal, a reference was made to it and the decision therein
was mentioned as laying down an apposite rule for the decision of cases arising
under the British North America Act, 1867. In order to appreciate and apprehend
the rule to which their Lordships gave approval in the above mentioned case, it
seems necessary to state precisely what Queen v. Burgh(1) decided. Act XXII of
1869 of the Council of the Governor-General of India which is entitled "An
Act to remove the Garo Hills from the jurisdiction of the tribunals established
under the General Regulations and Acts, and for other purposes" among
other things provided as follows :-"Sec. 4. Save as hereinafter provided,
the territory known as the Garo Hills...... is hereby removed from the
jurisdiction of the Courts of Civil and (1) 5 I.A, 178.
895 Criminal Judicature, and from the control
of the offices of revenue constituted by the Regulations of the Bengal Code and
the Acts passed by any legislature now or heretofore established in British
India, as well from the law prescribed for the said courts and offices by the
Regulations and Acts aforesaid. And no Act hereafter passed by the Council of
the Governor General for making Laws and Regulations shall be deemed to extend
to any part of the said territory, unless the same be specially named therein.
Sec. 5. The administration of civil and
criminal justice, and the superintendence of the settlement and realization of
the public revenue, and of all matters relating to rent, within the said
territory, are hereby vested in such officers as the said Lieutenant-Governor
may, for the purpose of tribunals of first instance or of reference and appeal,
from time to time appoint. The officers so appointed shall, in the matter of
the administration and superintendence aforesaid, be subject to the direction
and control of the said Lieutenant-Governor and be guided by such instructions
as he may from time to time issue.
Sec. 8. The said Lieutenant-Governor may from
time to time by notification in the Calcutta Gazette, extend to the said
territory any law, or any portion of any law, now in force in the other
territories subject to his Government, or which may hereafter be enacted by the
Council of the Governor-General, or of the said Lieutenant-Governor, for making
laws and regulations, and may on making such extension direct by whom any
powers or duties incident to the provisions so extended shall be exercised or
performed, and make any order which he shall deem requisite for carrying such
provisions into operation.
Sec. 9. The said Lieutenant-Governor may from
time to time, by notification in the Calcutta Gazette extend mutatis mutandis all
or any of the provisions contained in the other sections of this Act to the
Jaintia Hills, the Naga Hills, and to such portion of the Khasi Hills as for
the time being forms part of British India." 896 Under the provisions of
the Act the Lieutenant Governor of Bengal on the 14th October, 1871, issued a
notification and in exercise of the powers conferred upon him by section 9, he
extended the provisions of the said Act to the territory known as the Khasi and
Jaintia Hills and excluded there from the jurisdiction of the Courts of Civil
and Criminal Judicature, and specified in the notification the boundaries of
the said territory. The notification extended all the provisions of the Act to
the districts of Khasi and Jaintia Hills. The Lieutenant-Governor did not
exercise the power of selecting parts of these Acts for purposes of local
application. Section 9 of the Act did not empower the Lieutenant-Governor to
modify any of the provisions of the Act.
The High Court of Bengal by a majority
judgment held that the notification had no legal force or effect in removing
the said territories from the jurisdiction which the High Court had previously
possessed over it, inasmuch as the Council of the Governor-General of India for
making laws and regulations had under its constitution, by the Councils Act,
1861, no power to delegate such authority to the Lieutenant-Governor as it had
by Act XXII of 1869 in fact purported to delegate. The Indian Councils Act,
1861, 24 & 25 Vict. c. 67, by section 22, gave the Governor-General in
Council power for the purpose of making laws and regulation$, power for
repealing, amending or altering any laws or regulations whatever then in force
or thereafter to be in force and to make laws and regulations for all persons,
whether British or native, foreigners or others, and for all courts of justice
whatever, and for all places and things whatever within the said territories,
and for all servants of the Government of India within the dominions of princes
and states, provided always that the said Governor General in Council shall not
have the power of making any laws or regulations which shall repeal or in any
way affect any of the provisions of the Act. As regards section 9 of the Act
their Lordships made the following observations :-897 "The ground of the
decision to that effect of the majority of the Judges of the High Court was,
that the 9th section was not legislation, but was a delegation of legislative
power. In the leading judgment of Mr. Justice Markby, the principles of the
doctrine of agency are relied on; and the Indian Legislature seems to be
regarded as, in effect, an agent or delegate, acting under a mandate from the
Imperial Parliament, which must in all cases be executed directly by itself.
"Their Lordships cannot but observe that,
if the principle thus suggested were correct, and justified the conclusion
drawn from it, they would be unable to follow the distinction made by the
majority of the Judges between the power conferred upon the Lieutenant-Governor
of Bengal by the 2nd and that conferred on him by the 9th section. If, by the
9th section, it is left to the Lieutenant-Governor to determine whether the
Act, or any part of it, shall be applied to a certain district, by the 2nd
section it is also left to him to determine at what time that Act shall take
effect as law anywhere. Legislation which does not directly fix the period for
its own commencement, but leaves that to be done by an external authority, may
with quite as much reason be called incomplete, as that which does not itself
immediately determine the whole area to which it is to be applied, but leaves
this to be done by the same external authority. If it is an act of legislation
on the part of the external authority so trusted to enlarge the area within
which a law actually in operation is to be applied, it would seem a fortiori to
be an act of legislation to bring the law originally into operation by fixing
the time for its commencement.
"But their Lordships are of opinion that
the doctrine of the majority of the Court is erroneous, and that it rests upon
a mistaken view of the powers of the Indian Legislature, and indeed of the
nature and principles of legislation. The Indian Legislature has powers
expressly limited by the Act of the Imperial Parliament which created it, and
it can, of course, do 898 nothing beyond the limits which circumscribe these
powers.
But, when acting within those limits, it is
not in any sense an agent or delegate of the Imperial Parliament, but has, and
was intended to have, plenary powers of legislation, as large and of the same
nature as those of Parliament itself.
The established courts of justice, when a
question arises whether the prescribed limits have been exceeded, must of
necessity determine that question; and the only way in which they can properly
do so, is by looking to the terms of the instrument by which, affirmatively,
the legislative powers were created, and by which, negatively, they are
restricted.
If what has been done is legislation, within
the general scope of the affirmative words which give the power, and if it
violates no express condition or restriction by which that power is limited (in
which category would, of course, be included any Act of the Imperial Parliament
at variance with it), it is not for any court of justice to inquire further, or
to enlarge constructively those conditions and restrictions." The learned
Attorney-General placed considerable reliance on these observations in support
of his proposition that if the legislation is within the ambit of the field prescribed
for exercise of legislative power, then from it it follows that within that
field power can be exercised to delegate to the widest extent. This quotation,
however, cannot be torn off from the context and read by itself.
Meaning can only be given to these
observations in the light of the observations that follow the quotation cited
above and which are in these terms :-" "Their Lordships agree that
the Governor General in Council could not, by any form of enactment, create' in
India, and arm with general legislative authority a new legislative power not
created or authorised by the Councils Act. Nothing of that kind has, in their
Lordships' opinion, been done or attempted in the present case. What has been
done is this. The Governor-General in Council has determined, in the due and
ordinary course of legislation, to remove a particular district from the 899
jurisdiction of the ordinary courts and offices, and to place it under new
courts and offices, to be appointed by and responsible to the Lieutenant-Governor
of Bengal; leaving it to the Lieutenant-Governor to say at what time that
change shall take place; and also enabling him, not to make what law he pleases
for that or any other district, but to apply by public notification to that
district any law, or part of law, which either already was, or from time to
time might be, in force, by proper legislative authority, in the other
territories subject to his government. The legislature determined that, so far,
a certain change should take place; but that it was expedient to leave the
time, and the manner of carrying it into effect to the discretion of the
Lieutenant-Governor; and also, that the laws which were or might be in force in
the other territories subject to the same government were such as it might be
fit and proper to apply to this district also; but that, as it was not certain
that all those laws, and every part of them, could with equal convenience be so
applied, it was expedient, on that point also, to entrust a discretion to the
Lieutenant-Governor......
"Their Lordships think that it is a
fallacy to speak of the powers thus conferred upon the Lieutenant Governor
(large as they undoubtedly are) as if, when they were exercised, the efficacy
of the acts done under them would be due to any other legislative authority
than that of the Governor-General in Council. Their whole operation is,
directly and immediately, under and by virtue of this Act (XXII of 1869)
itself. The proper legislature has exercised its judgment as to place, person,
laws, powers; and the result of that judgment has been to legislate
conditionally as to all these things. The conditions having been fulfilled, the
legislation is now absolute. Where plenary powers of legislation exist as to
particular subjects, whether in an Imperial or in a provincial legislature,
they may (in their Lordships' judgment) be well exercised, either absolutely or
conditionally. Legislation, conditional on the use of particular powers, or on
the exercise of a limited 116 900 discretion, entrusted by the legislature to
persons in whom it places confidence, is no uncommon thing; and, in many
circumstances, it may be highly convenient. The British Statute book abounds
with examples of it; and it cannot be supposed that the Imperial Parliament did
not, when constituting the Indian Legislature, contemplate this kind of
conditional legislation as within the scope of the legislative powers which it
from time to time conferred. It certainly used no words to exclude it."
Towards the close of the judgment certain illustrations were mentioned of
legislation in India described as conditional legislation. Reference was made
to the Codes of Civil and Criminal Procedure and particularly, section 39 of
Act XXIII of 1861 which authorised the Local Government with the previous
sanction of the Governor-General in Council (not in his legislative capacity)
to extend the provisions of the Act "subject to any restriction,
limitation or proviso which the Local Government may think' proper." In my
opinion, in this case their Lordships did not affirmatively assent to the
proposition that the Indian Legislature had full power of delegation within the
ambit of its legislative field and they did not dissent from the conclusion of
Markby J. in the concluding part of the judgment that under general principles
of law in India any substantial delegation of legislative power by the
legislature of the country was void. On the other hand, they remarked that
legislation of this kind was conditional legislation and it only becomes
complete on the fulfillment of those conditions and that the determination of
those conditions could be left to an external authority. In spite of expressing
their disapproval of the view of the majority of the Full Bench in applying the
principles of the doctrine of agency and in treating the Indian Legislature as
an agent of the Imperial Parliament, their Lordships clearly expressed the
opinion that the exercise of the legislative will and judgment could not be
transferred to an external authority and that it was for the proper legislature
to exercise its own judgment as to the.
901 place, persons, laws and powers. It seems
to me that though their Lordships were not prepared to assent to the
proposition that the matter should be dealt with on principles deducible from the
doctrine of the law of agency, they were also not prepared to depart from the
rule that apart from the doctrine of the law of agency a person to whom an
office or duty is assigned or entrusted by reason of a special qualification
cannot lawfully devolve that duty upon another unless expressly authorised so
to do. Public functionaries charged with the performance of public duties have
to execute them according to their own judgment and discretion except to the
extent that it is necessary to employ ministerial officers to effectively
discharge those duties.
For the reasons given above presumably the
Privy Council was not prepared to lay down that delegation of legislative power
was a content of the power itself. It contented itself by holding the law valid
under the name and style of conditional legislation. It is difficult to
conceive that the Privy Council would have hesitated in saying so if it felt
that delegation of legislative power was a content of the power itself.
Reference in this connection may be made to a passage in the judgment of Markby
J. which reads thus :--The various Parliamentary statutes nowhere confer any
express power upon the Indian Legislature to change the machinery of
legislation in India. But they do confer that power subject to important
restrictions upon the executive government. Mr. Kennedy boldly claimed for the
Indian Legislative Council the power to transfer legislative functions to the
Lieutenant Governor of Bengal. Indeed as I understand him, the only restriction
he would attempt was that the Legislative Council could not destroy its own
power to legislate though I see no reason why he should stop there. The
Advocate-General did not go so far. There are no words in the Acts of
Parliament upon which the legislative authority could be made transferable in
one class of cases and not in others because I do not 902 for a moment suggest
that every time a discretion is entrusted to others there is the transfer of
legislative authority. Every Act of the legislature abounds with examples of
discretion entrusted to judicial and executive officers of government, the
legality of which no one would think of questioning. 'the broad question,
however, is' Can the legislature confer on the Lieutenant-Governor legislative
power?' Answer: 'It is a general principle of law in India that any substantial
delegation of legislative authority by the legislature of this country is
void'." It was then contended that the illustration cited in the
concluding part of the judgment of their Lordships suggests their approval of
the proposition that the legislative power could be delegated conferring power
to modify a statute passed by the legislature itself. This contention seems to
be based on a misapprehension of what their Lordships decided. In the Full Bench
decision of the Calcutta High Court in Empress v. Burgh & Book Singh(1)
Markby J. made the following observations while dealing with these
illustrations :-"Lastly it was argued that the Indian Legislature had done
so (delegated power) for a long series of years, and a long list of Acts passed
between 1845 and 1868 has been handed in to us, all of which, it is said, must
be treated as instances of delegation of legislative authority and Act XXII of
1869 should be so treated. The Acts contained in the list do not appear to me
to afford (as was asserted) so many clear and undisputed instances of transfer
of legislative authority. I may observe that as to the provisions which these
and many other Acts contain for the making of rules by executive government in
conformity with the Act we have the highest authority in Biddie v. Tariney
Churn Banerjee(2) that the power to make such rules may be conferred without
delegation of legislative authority......... The list of Acts does not seem to
me to show any clear practice of transferring legislative authority." (1)
I.L.R. 3 Cal. 63. (2) 1 Tay. & Bell, 390. 903 Ainslie J. specifically
considered the provisions of section 39 of Act XXIII of 1861 and the meaning of
the words "reservations ", "limitations" and "provisos"
and said as follows :-"The provisions of section 39, Act XXIII of 1861, do
not affect my view of this matter. This section allows a local Government, with
the previous sanction of the Governor General in Council, to annex any
restriction, limitation, or proviso it may think proper when extending the Code
of Civil Procedure to any territory not subject to the general regulations; but
this is merely another form of delaying the full extension of the Code. So far
as the Code obtains operation, it is still, because the extension is pro tanto,
a carrying out of the intention of the superior legislature that this shall be
sooner or later the law in the particular tract of country. As I read the
section, no power is given to amend the law itself; it is only a power to keep
some portion in abeyance or to make its operation contingent on something
external to it, which again is only another form of postponing its full
operation." No doubt was cast on this construction of the language of
section 39 either in the minority judgment of the High Court or in the judgment
of their Lordships of the Privy Council. In view of this clear expression of
opinion of Ainslie J. as to the meaning of the language used in section 39 and
not disapproved by their Lordships of the Privy Council it cannot with any
force be contended that their Lordships in Burahs case(1) gave approval to the
proposition that the power of conditional legislation included the power of
amendment or modification of the Act of the legislature itself. In my opinion,
the result of the decision in Burah's case(1) is that it was decided that the
Indian Legislature had power to conditionally legislate. This case is no
authority for the proposition that it could delegate the exercise of its
judgment on the question as to what the law should be to an external agency.
This case does not support the (1) 5 I.A. 178.
904 proposition that amendment of a statute
of the legislature itself is a matter which could form the subject of delegated
legislation. The expression that Indian Legislature could not arm with
legislative power a new legislative body not created by the Indian Councils Act
only means that it must function itself in making laws and not confer this
power on any other body. In other words, it could not create a person having
co-extensive power of legislation and could not clothe it with its own capacity
of law making, that is in laying down principles and policies. The possession
of plenary powers within the ambit laid down only means that within that
particular field it can make any laws on those subjects, but it does not mean
that it can shirk its duty in enacting laws within the field by making a law
that it shall not itself operate on that field but somebody else will operate
on its behalf. In my opinion, their Lordships' judgment amounts to saying that
though within the field prescribed it has the largest power of legislation, yet
at the same time it is subject to the condition that it cannot abandon formally
or virtually its high trust.
Hodge v. The Queen(1) was the next Canadian
case decided by the Privy Council in 1883. The appellant Hodge, was the holder
of a liquor licence issued on 25th April, 1881, by the Board of Licence
Commissioners for the City of Toronto under the Liquor Licence Act of the
Province of Ontario in respect of the St. James Hotel. He was also the holder
of a licence under the authority of the Municipal Act, authorising him to carry
on the business or calling of a keeper of a billiard saloon with one table for
hire. The appellant did on the 7th May, 1881, unlawfully permit and suffer a
billiard table to be used and a game of billiards to be played thereon, in his
tavern during the time prohibited by the Liquor Licence Act for sale of liquor
therein.
It was urged that the Ontario Assembly was
not competent to legislate in regard to licences for the sale of liquor and
that even if the Ontario legislature could, it could not delegate its power to
Licence Commissioners. ( 1) 9 App. Cas. 117.
905 The local legislature had assigned to
three officials the power to define offences and impose penalties. This
contention was met with the plea that there was no delegation of legislative
authority but only of the power to make bylaws. The Court of the King's Bench
Division held that the local legislature had no power to delegate in the matter
and that such power could be exercised by the legislature alone.
The Court of Appeal reversed this decision
and it was upheld by their Lordships of the Privy Council. It was found that
sections 4 and 5 of the Liquor Licence Act were intra vires the constitution.
In the course of their judgment their Lordships made the following
observations:"It appears to their Lordships, however, that the objection
thus raised by the appellants is founded on an entire misconception of the true
character and position of the provincial legislatures. They are in no sense
delegates of or acting under any mandate from the Imperial Parliament.
When the British North America Act enacted
that there should be a legislature for Ontario, and that its legislative
assembly should have exclusive authority to make laws for the Province and for
provincial purposes in relation to the matters enumerated in section 92, it
conferred powers not in any sense to be exercised by delegation from or as agents
of the Imperial Parliament, but authority as plenary and as ample within the
limits prescribed by section 92 as the Imperial Parliament in the plenitude of
its power possessed and could bestow. Within these limits of subjects and area
the local legislature is supreme, and has the same authority as the Imperial
Parliament, or the Parliament of the Dominion, would have had under like
circumstances to confide to a municipal institution or body of its own creation
authority to make by-laws or resolutions as to subjects specified in the
enactment, and with the object of carrying the enactment into operation and
effect.
It is obvious that such an authority is
ancillary to legislation, and without it an attempt for varying details and
machinery to carry them out might 906 become oppressive, or absolutely fail,
The very full and very elaborate judgment of the Court of Appeal contains
abundance of precedents for this legislation, entrusting a limited
discretionary authority to others, and has many illustrations of its necessity
and convenience. It was argued at 'the bar that a legislature committing
important regulations to agents or delegates effaces itself. That is not so. It
retains its powers intact, and can, whenever it pleases, destroy the agency it
has created and set up another, or take the matter directly into its own hands.
How far it shall seek the aid of subordinate agencies, and how long it shall
continue them, are matters for each legis to decide. "lature, and not for
courts of law This case, in my opinion, decided the following points :--(1)
Power to make by-laws or regulations as to subjects specified in the enactment
and with the object of carrying that enactment into operation and effect can be
transferred to municipal 'institutions or local bodies. (2) Such an authority
is ancillary to legislation. (3) Giving such power of making regulations to
agents and delegates does not amount to an effacement of the legislature
itself. The case does not sanction the proposition that power to amend or to
modify a statute passed by the legislature itself can be delegated. Power of
amending a statute or altering it cannot be described as ancillary to
legislation, nor is such a power within the armit of the doctrine of subsidiary
legislation. It is significant, that their Lordships of the Privy Council never
gave their approval to the wide proposition that what the legislature itself
can do, it can employ an agent with coextensive powers for doing the Same.
They have been careful in saying to what
extent and in what measure delegation was permissible. All that they sactioned
was delegation of authority ancillary to legislation or delegation to municipal
institutions to make regulations and by-laws and no more. It was not held by
their Lordships that power to declare what the law shall be could ever be
delegated or that such delegation will be intra vires the Parliament of Canada
or of the 907 Indian Legislature. It was contended that by implication their
Lordships held in this case that short of effacing itself the legislature could
delegate. In my opinion, there is no justification for placing such a
construction on the language used by their Lordships while they were combating
an argument that was placed before them by the learned counsel.
In re The Initiative and Referendum Act (1)
is the third Canadian case decided by the Privy Council. By the Initiative and
Referendum Act of Manitoba the Legislative Assembly sought to provide that the
laws of the province will be made and repealed by the direct vote of the
electors instead of only by the Legislative Assembly whose members they elect.
It was held that the powers conferred on a provincial legislature by section 92
include the power of amendment of the constitution of the province except as
regards the office of the Lieutenant-Governor and that the Initiative and
Referendum Act of Manitoba excludes the Lieutenant-Governor wholly from the new
legislative authority set up and that this was ultra rites the provincial
legislature. The Act was therefore held void. Lord Haldane who delivered the
opinion of the Privy Council, after having found that the Act was ultra vires
the legislature, made the following observations:-"Having said so much,
their Lordships, following their usual practice of not deciding more than is strictly
necessary, will not deal finally with another difficulty which those who
contend for the validity of this Act have to meet.
But they think it right, as the point has
been raised in the court below, to advert to it. Section 92 of the Act of 1867
entrusts the legislative power in a province to its legislature and to that
legislature only. No doubt a body, with a power of legislation on the subjects
entrusted to it so ample as that enjoyed by a provincial legislature in Canada,
could, while preserving its own capacity intact, seek (1) [1919] A.C. 935.
117 908 the assistance of subordinate
agencies as had been done when in Hodge v. The Queen (1) the Legislature of
Ontario was held entitled to entrust to a Board of Commissioners authority to
enact regulations relating to taverns; but it does not follow that it can
create and endow with its own capacity a new legislative power not created by
the Act to which it owes its own existence. Their Lordships do no more than
draw attention to the gravity of the constitutional questions which thus
arise." These observations reiterate the ratio of the decision in Hodge v.
The Queen(1) and they do not amount to saying that power to amend or modify
Acts of the legislature itself could be given by delegation of legislative power.
It is, however, important that their Lordships in clear and unambiguous
language laid it down that section 92 entrusts legislative power to its
legislature and to that legislature only and to no other. The principle
underlying Lord Haldane's remarks is thus stated in Street's book on the
Doctrine of Ultra Vires, at page 430:"The decision in this case, that the
statute was ultra vires, did not turn precisely on the ground of delegation,
but these remarks suggest that a legislature will not ordinarily be permitted
to shift the onus of legislation, though it may legislate as to main principles
and leave details to subordinate agencies." Reference may also be made to
the case of King v. Nat Bell Liquors Ltd.(2) The Liquor Act (6 Geo. V, c. 4,
Alberta) was held intra vires the power of the province under the British North
America Act, 1867, and it was found that it was not ultra vires by reason of
being passed pursuant to a popular vote under the Direct Legislation Act (4
Geo. V, c. 3, Alberta). Here the law was made by the provincial legislature
itself and it was passed in accordance with the regular procedure of the Houses
of Legislature. This case is no authority for the contention raised by the
learned Attorney General.
Il) 9 App. Cas. 117 (21 [1922] 2 A.C. 128.
909 The next Canadian case decided by the
Privy Council is reported in Croft v. Dunphy(1). Antismuggling provisions
enacted operating beyond territorial limits which had long formed part of
Imperial customs legislation and presumably were regarded as necessary for its
efficacy were held valid and within the ambit of the constitutional powers.
This case does not suggest any new line of thought, not already considered in
Queen v. Burah(2), or Hodge v. The Queen(3).
Shannon v. Lower Mainland Dairy Products
Board (4) is a case in which the question arose whether Natural Products
Marketing Legislation Scheme of control or regulation and imposition of licence
fees were intra vires the provincial legislature. It was argued that it was not
within the powers of the provincial legislature to delegate legislative power
to the Lieutenant-Governor in Council or to give him further power of
delegation. This contention was met with the following observations :"The
objection seems subversive of the rights which the provincial legislature
enjoys while dealing with matters within its ambit. It is unnecessary to
enumerate the innumerable occasions on which legislature has entrusted similar
powers to various persons and bodies. On the basis of past practice the delegation
was upheld." So far as I have been able to ascertain, the past practice
was in respect of conferring necessary and ancillary powers to carry on the
policy of a statute.
Reference was also made to Powell v. Apollo
Candle Co. (5) decided in the year 1885. There the question arose as to the
validity of section 133 of the Customs Regulating Act of 1879 which authorizes
the levy of certain duties under an Order in Council. The section was held
intra vires the constitution. It was argued that the power given to the
colonial legislature to impose duties was to be executed by themselves (1)
[1933] A.C. 156. (4) [1938] A.C. 708.
(2) 5 I.A. 178. (5) 10 App. Cas. 282.
(3) 9 App. Cas. 117.
910 only and could not be entrusted wholly or
in part to the Governor or anybody else. This objection was answered in the
following way "The duties levied under the Order in Council are really
levied by authority of the Act under which the order was issued. The
legislature has not parted with its perfect control of the Governor and has the
power of withdrawing or altering the power entrusted." On this
construction of the power delegated, that what the delegate was doing was done
under the authority of the Act no question of delegation of lawmaking power
arises.
Fort Frances Pulp & Power Co. v. Manitoba
Free Press (1), Co-operative Committee on Japanese Canadians v.
Attorney-General for Canada (2), and
Cooperative Committee v. Attorney-General of Canada (3) cited at the Bar are
not helpful in giving an opinion on the present matter.
Four recent Canadian cases were cited for the
extreme view that short of effacing itself Parliament or a legislature has the
widest power of delegation and that it acts intra vires the constitution in
doing so. The first of these cases is In re George Edwin Gray(4). The case was
under section 6 of the War Measures Act, 1914, which conferred very wide powers
on the Governor-General in Council for the efficient prosecution of the war.
The decision was given by a majority of four to two and in the majority
judgment the following observations occur :-"The practice of authorizing
administrative bodies to make regulations to carry out the objectives of an act
instead of setting out all details in the Act itself is well-known and its
legality is unquestioned but it is said that the power to make such regulations
could not constitutionally be granted to such an extent as to enable the
express provisions of the statute to be amended or repealed;
that under the constitution (1) [1923] A.C.
695. (3) [1947] A.C. 87.
(2) [1947] 1 D.L.R. 577. (4) 57 S.C.R.
(Canada) 150.
911 Parliament alone is to make laws, the
Governor General to execute them and the court to interpret them, then it
follows that no one of the fundamental branches of government can
constitutionally either delegate or accept the function of any other branch. In
view of Rex v. Halliday(1), I do not think this broad proposition can be
maintained. Parliament cannot indeed abdicate its functions, within reasonable
limits at any rate it can delegate its power to execute government orders. Such
powers must necessarily be subject to determination at any rate by Parliament
and needless to say that the acts of the executive under its delegated
authority must fall within the ambit of the legislative pronouncement by which
this authority is measured. It is true that Lord Dunedin in Rex v. Halliday(1)
said that the British Constitution has entrusted to the two Houses of
Parliament subject to assent by the King an absolute power untrammelled by any
other circumstance, obedience to which may be compelled by a judicial body.
That undoubtedly is not the case in this country. Nothing in the Act imposes
any limitations on the authority of the Parliament." To the proposition
stated in the opening part of the quotation there can be no possible objection.
But when the learned Judges proceed to lay down the rule that in the absence of
any limitations in the constitution Parliament can delegate the power to amend
and repeal laws made by itself to an external authority unless it amounts to an
abdication of its functions does not in my humble opinion seem to be sound. In
the first instance, these observations seem inconsistent with the fundamental
proposition that a duty entrusted to a particular body of persons and which is
to be performed according to certain procedure by that body can be entrusted to
an external agency which is not controlled by any rules of procedure in the
performance of that duty and which would never have been entrusted to perform
it. Moreover, abdication by a legislative body need not necessarily amount to a
(1) [1917] A.C. 260.
912 complete effacement of it. Abdication may
be partial or complete. It would certainly amount to abdication when in respect
of a subject of legislative list that body says it shall not legislate on that
subject but would leave it to somebody else to legislate on it. That would be
delegation of the law-making power which is not authorized. There is no
justification for the assumption that the expression "abdication" is
only applicable when there is a total effacement or a legal extinction of such
a body. In my opinion, it is the abdication of the power to legislate when a
legislature refuses to perform its duty of legislating on a particular subject
and entrusts somebody else to perform that function for it.
"Abdication" according to the Oxford Dictionary means abandonment,
either formal or virtual, of sovereignty or other high trust. It is virtual
abandonment of the high trust when the person charged with the trust says to
somebody else that the functions entrusted to him in part or whole be performed
by that other person. Be that as it may, the point of view contained in the
above quotation cannot be supported on the decisions of their Lordships of the
Privy Council discussed in the earlier part of this judgment.
Duff J. stated his view in the following way
:-"The true view of the effect of this type of legislation is that the
subordinate body in which a lawmaking authority is vested by it is intended to
act as the agent or the organ of the legislature and that the acts of the agent
take effect by virtue of the antecedent declaration that they shall have the
force of law." These observations, in my opinion,--and I speak with great
respect--cannot again be justified on any juristic principle. In the matter of
making law there cannot be an anticipatory sanction of a law not yet born or
even conceived. Moreover, an organ of the legislature for making laws can only
be created by the constitution and not by the legislature which is itself confided
with that power by the constitution. The learned dissenting Judge in this case
observed that a wholesale surrender of the will of the people to any 913
autocratic power would not be justified either in constitutional law or by the
past history of their ancestors.
These observations were made in respect to
the power of amendment or repeal conferred on the delegate. As I have pointed
out earlier in this judgment, such a power has not even been exercised by the
British Parliament and the Donoughmore Committee recommended that its exercise
as far as possible should be abandoned. The decision in this case, in my
opinion, is not an apposite authority for arriving at a correct conclusion on
the questions involved in the reference.
The next case to which our attention was
drawn is Ref. re Regulations (Chemicals)(1). This case arose in connection with
the regulations respecting chemicals made pursuant to powers conferred by the
Department of Munitions and Supply Act and by the War Measures Act. The question
was whether these regulations were ultra vires the constitution. It was held
that except in one part the regulations were intra rites, and it was observed
that the War Measures Act does not attempt to transform the executive
government into a legislature in the sense in which the Parliament of Canada
and the legislatures of provinces are legislatures and that the regulations
derive legal force solely from the War Measures Act. Reliance was placed on
Queen v.
Burah(2) and Hodge v. The Queen(3). One of
the learned Judges observed that the maxim delegatus non potest delegare is a
rule of the law of agency and has no application to Acts of a legislature, that
the power of delegation being absolutely essential in the circumstances for
which the War Measures Act has been enacted so as to prove a workable Act,
power must be deemed to form part of the powers conferred by Parliament in that
Act. Another learned Judge observed that the maxim was not confined to the law
of agency alone but that it had no application to legislation.
A third learned Judge, however, said that the
maxim quoted above also had application to grants of legislative power but that
the Parliament has not (1) [1943] S.C.R. (Canada) 1 (3) 9 App. Cas. 117, (2) 5
I.A. 178.
914 effaced itself, in the ultimate analysis
it had full power to amend or repeal the War Measures Act. In my opinion, for
the reasons already stated, the observations in this case also go beyond the
rule laid down by their Lordships of the Privy Council in Queen v. Burah(1) and
Hodge v. The Queen(s), and are not a true guide to the solution of the problem.
Our attention was also drawn to
Attorney-General of Nova Scotia v. Attorney-General of Canada(3). This case
does not lend full support to the view taken in the cases cited above. Therein
it was laid down that neither the Parliament of Canada nor the legislature of
any province can delegate one to the other any of the legislative authority
respectively conferred upon them by the British North America Act, especially
by sections 91 and 92 thereof. The legislative authority conferred upon
Parliament and upon a provincial legislature is exclusive and in consequence,
neither can bestow upon or accept power from the other,' although each may
delegate to subordinate agencies. On the question of delegation of legislative
power, the learned Chief Justice remarked that "delegations such as were
dealt with in re George Edwin Gray(4) and in Ref. re Regulations (Chemicals)(5)
under the War Measures Act were delegations to a body subordinate to Parliament
and were of a character different from the delegation meant by the bill now
submitted to the courts." In this case on the general question of
delegation the Supreme Court did not proceed beyond the rule enunciated in re
The Initiative and Referendum Act (6), or what was stated in Hodge v. The
Queen(7).
Lastly reference may also be made to the case
of Oimuit v. Bazi (8). The learned Attorney-General placed reliance on certain
obiter dicta of Davies J. to the effect that the Parliament of Canada could
delegate its legislative power and such delegation was within its power. The
learned Chief Justice did not express (1) 5 I.A. 178. (5) (1943) 1 D.L.R. 248.
(2) 9 App. Cas. 117. (6) [1919] A.C. 935.
(3) (1950)4 D.L.R 369.' (7) 9 App. Cas. 117.
57 S.C.R. 150(8) 46 S.C.R.L. (Canada)502.
915 any opinion on the point, while Idington
J. was not prepared to subscribe to this view. The other Judges did not
consider the point at all. In my opinion, these remarks, the soundness of which
was doubted by other Judges, are not of much assistance to us in this case.
Having examined the Canadian cases on this subject it seems pertinent at this
stage to refer to a passage from Street on the Doctrine of Ultra Vires, which
states the true position of colonial legislatures and appositely brings out the
meaning of the language used by the Privy Council in the cases that the
legislatures are not the agents of the Imperial Parliament :-"However true
it may be that colonial legislatures are not mere agents of the Imperial
Government, it is also true that they are not unfettered principals. Within the
terms of their constitution they are limited at least as to subjects and area,
and, to the extent suggested, perhaps also as to power of delegation. If an
ultra vires colonial' statute may be ratified by the Imperial Parliament, there
is an implication of agency. To do anything outside the scope of their
constitution as when the Dominion of Canada established the Province of
Manitoba(1), an imperial statute is required.
It would appear that a legislature cannot, as
an ordinary principal, ratify acts purporting to be done under its authority
(2). Taking a broad view, non-sovereign legislatures are, and so long as they
do not repudiate their constitutions must remain, delegates of the Imperial
Parliament. They have been so regarded by the Privy Council(3).
But just as in the case of the prerogative it
would be impolitic to apply a formula too strictly, so also the law of agency
must be accommodated to meet the solid fact that the colonies, or the most
important of them, enjoy real independence." The decisions of American
courts on the constitutionality of delegation of legislative power are, as in
(1) 34 Vict. c. 28.
(2) Commonwealth v. Colonial Ammunition Co.
34 C.L.R. 198, 221. (3) [1906] A.C. 542; [1914] A.C. 237, 254.
118 916 the case of other countries, by no
means uniform. Judicial opinion has sometimes taken a strict view against the
validity of such delegation and on other occasions it has liberally upheld it
as constitutional on grounds which again by no means are based on logical
deductions from any juristic principle, but generally on grounds of convenience
or under the doctrine of "determining conditions" and sometimes on
historical considerations. The Supreme Court of America has, however, never
departed from the doctrine that legislative power cannot be delegated to other
branches of government or to independent bodies or even back to the people. The
rule against delegation of legislative power is not based merely on the
doctrine of separation of powers between the three state departments,
legislative, executive and judicial, evolved by the constitution. This doctrine
puts a restraint on delegation to other branches of government. Prohibition
against delegation to independent bodies and commissions rests on Coke's maxim,
delegatus non potest delegare. The maxim, though usually held applicable to the
law of agency embodies a sound juristic principle applicable to the case of
persons entrusted with the performance of public duties and the discharge of
high trusts. The restraint on delegation back to the people is tied up with
some notion of representative democracy.
Reference was made to a number of decisions
of, the Supreme Court during the arguments and quotations from several books on
constitutional law were cited. It is not useful to refer to all of them in my
opinion, but a few important ones may be mentioned.
The first American case that needs mention is
Waman v. Southard (1), a decision of Marshall C.J. given in the year 1825. The
question concerned the validity of certain rules framed by the courts. The
learned Chief Justice observed that it could not be contended that Congress
could delegate to courts or to any other tribunal powers which are strictly or
exclusively legislative.
(1) 6 Law. Edn. 262.
917 In Killbourn v. Thompson (1), it was held
that judicial power could not be exercised by the legislative department.
Field v. Clark C) is one of the leading cases
in America on this subject. In this case power had been delegated to the
executive to impose certain duties. Delegation of power was upheld on the
ground that the policy of the law having been determined by the legislature,
working out of the details could be left to the President who could not be said
to be exercising any legislative will but was merely authorised to execute the
law as an agent of the legislature in executing its policy. It was asserted
that it was a principle universally recognised as vital to the maintenance of
the system of government that Congress could not delegate legislative power to
the President.
In Springer v. Phillipine Islands C), the
same view was expressed. On similar lines is the decision in U.S. v.
Gravenport etc. Co. (4). It was observed that
after fixing a primary standard, power to fill up details could be devolved by
appropriate legislation. The provision attacked there was held as not
delegation of legislative power but merely giving power to make administrative
rules. O'Donouhue v.U.S. (5) concerned the question of compensation payable to
Judges of the Supreme Court and it was held that it could not be lawfully
diminished. It was remarked that the object of the creation of the three
departments of government was not a mere matter of convenience but was basic to
avoid commingling of duties so that acts of each may not be called to have been
done under the coercive influence of the other departments.
The decision in Hampton & Co. v.U.S.(6)
is the oft quoted judgment of Taft C.J. The following extracts from that judgment
may be quoted with advantage :-"It is a breach of the national fundamental
law if Congress gives up its legislative power and transfers it to the
President, or to the judicial branch, or, if by 103 U.S. 168. (4) 287 U.S. 77.
(2) 143 U.S. 649. (5) 289 U.S. 516.
(3) 277 U.S. 186. (8) 276 U.S. 394.
918 law it attempts to invest itself or its
members with either executive power or judicial power. This is not to say that
the three branches are not co-ordinate parts of one government and that each in
the field of duties may not invoke the action of the other two branches in so
far as the action invoked shall not be an assumption of the constitutional
field of action of another branch. In determining what it may do in seeking
assistance from another branch, the extent and character of that assistance
must be fixed according to commonsense and the inherent necessities of
governmental co-ordination. The field of Congress involves all and many
varieties of legislative action and Congress has found it frequently necessary
to use officers of the executive branch, within defined limits, to secure the
exact effect intended by its acts of legislation, by vesting direction in such
officers to make public regulations interpreting a statute and directing the
details of its execution, even to the extent of providing for penalizing a
breach of such regulations......... Congress may feel itself unable
conveniently to determine exactly when its exercise of the legislative power
should become effective, because dependent on future conditions, and it may
leave the determination of such time to the decision of an executive, or, as
often happens in matters of State legislation, it may be left to a popular vote
of the residents of a district to be affected by legislation." Panama
Refining Co. v.U.S. (1) is another leading decision of the Supreme Court on
this subject. In Benoari Lal Sarma's ease (2) considerable reliance was placed
by Varadachariar J. on this decision for arriving at his conclusion against
non-delegation of power in India. The following observations from the judgment
of Hughes C.J. may appositely be cited :-The Congress is not permitted to
abdicate, or to transfer to others, the essential legislative functions with
which it is vested. Undoubtedly, legislation must often be adapted to complex
conditions involving (1) 293 U.S. a88. (2) [1943] F.C.R. 96.
919 a host of details with which the national
legislature cannot deal directly. The Constitution has never been regarded as
denying to the Congress the necessary resources of flexibility and
practicality, which will enable it to perform its function in laying down
policies and establishing standards, while leaving to selected
instrumentalities the making of subordinate rules within prescribed limits and
the determination of facts to which the policy as declared by the legislature
is to apply." Cardozo J. observed as follows :"An attempted
delegation not confined to any single act nor to any class or group of acts
identified or described by reference to standards is in effect a roving
commission." In Opp Cotton Mills v. Administrator (1), it was said that
essential legislative power could not be delegated but fact finding agencies
could be created. Yakus v.U.S. C) is to the same effect. In Lichter v. U.S. (3)
it was held that a constitutional power implies a power of delegation of
authority under it sufficient to effect its purpose. This power is especially
significant in connection with war powers under which the exercise of
discretion as to methods to be employed may be essential to an effective use of
its war powers by Congress. The degree to which Congress must specify its
policies and standards in order that the administrative authority granted may
not be an unconstitutional delegation of its own legislative power is not
capable of precise specification.
These decisions seem to indicate that
judicial opinion in America is against delegation of essential powers of
legislation by the Congress to administrative bodies or even to independent
commissions. It is unnecessary to refer to all the passages that were quoted
from the different textbooks which apart from the opinions of the text-book
writers merely sum up (1) 312 U.S. 126. (3) 334 U.S. 742.
(2) 321 U.S. 414.
920 the result of the decisions given by the
various courts on this point. This result has been, in my opinion, very
accurately summarized by Crawford in his book on Construction of Statutes at
pages 215, 26 in the following words and represents the present state of
constitutional law in that country on this subject :"Legislative power has
been delegated, as a general rule, not so often as an effort to break down the
triparte theory of the separation of powers, but from necessity and for the
sake of convenience. More and more with a social system steadily becoming
increasingly complex, the legislature has been obliged in order to legislate
effectively, efficiently and expeditiously, to delegate some of its functions:
not purely legislative in character, to other agencies, particularly to
administrative officials and boards. Most prominent among the powers thus
delegated have been the power to ascertain facts, and the power to promulgate
rules and regulations. Many of the other delegated powers, upon analysis, fall
within one of these two major or basic classifications.
"So far, however, as the delegation of
any power to an executive official or administrative board is concerned, the
legislature must declare the policy of the law and fix the legal principles
which are to control in given cases and must provide a standard to guide the
official or the board empowered to execute the law. This standard must not be
too indefinite or general. It may be laid down in broad general terms. It is
sufficient if the legislature will lay down an intelligible principle to guide
the executive or administrative official...... From these typical criterions,
it is apparent that the courts exercise considerable liberality towards
upholding legislative delegations, if a standard is established. Such
delegations are not subject to the objection that legislative power has been
unlawfully delegated.
The filling in of mere matters of detail
within the policy of, and according to, the legal principles and standards
established by the legislature is essentially ministerial rather than legislative
in character, even if considerable 921 discretion is conferred upon the
delegated authority. In fact, the method and manner of enforcing a law must be
left to the reasonable discretion of administrative officers, under legislative
standards." On one point, however, there is uniformity of judicial
decisions in the American courts and even amongst the textbook writers.
Delegation of general power to make and repeal laws has uniformly been held as
unconstitutional:
[vide observations of Dixon J. in Victoria
etc. Co. & Meakes v. Dignam(1)]. It was there pointed out that no instance
could be cited of a decision of the Supreme Court of America in which Congress
had allowed or empowered the executive to make regulations or ordinances which
may overreach existing statutes.
In Moses v. Guaranteed Mortgage Co. of New
York(2) a section of the Emergency Banking Law of 1933 was held
unconstitutional delegation of power. There a banking board was given power to
adapt, rescind, alter or amend rules and regulations inconsistent with and in
contravention of any law. In his second edition on Administrative Law, at p.
110, Walter Gellhorn states as follows :-"Delegations of power to alter or
modify statutes are, in effect, nothing more than delegations of the dispensing,
suspending or rule-making powers, or a combination thereof.
Yet the mere use of the terms 'alter' or
'modify' in the statute, has brought unexpected repercussions from courts and
commentators." In a number of decisions mentioned in this book the courts
have held that delegation of power to alter or modify a statute is
unconstitutional delegation of power. As observed by Prof. Salmond
(Jurisprudence 10th Edn. p. 159), a legislative Act passed by the supreme
legislature cannot be amended by any other body than the supreme legislature
itself. In Rowland Burrow's Words and Phrases, the word "modify" has
been defined as meaning "vary, extend or enlarge, limit or restrict."
In Oxford Dictionary, one of the (1) 46 C.L.R. 73. (2) 239 App. Div. 703, 922
meanings of this word is "the making of partial changes or altering
without radical transformation." The same dictionary gives the following
meaning to the word "modification":
' 'the result of such alteration, a modified
form or variety." In Stevens v. General Steam Navigation Co. Ltd.(1) it
was stated that modification implies an alteration. It may narrow or enlarge
the provisions of a former Act. In my opinion, the view taken in American
decisions that delegation of authority to modify an Act of the Congress is unconstitutional
is fully borne out by the meaning of the expression "modify", though
this view is not liked by Walter Gellhorn. Before concluding, it is apposite to
quote a passage from Baker's Fundamental Law which states the principle on
which the American decisions are based and which coincides with my own opinion
in respect of those decisions.
The passage runs thus:
"The division of our American government
into three co-ordinate branches necessarily prevents either of the three
departments from delegating its authority to the other two or to either of
them, but there are other reasons why the legislative power cannot be
delegated. Representative government' vests in the persons chosen to exercise
the power of voting taxes and enacting laws, the most important and sacred
trust known to civil government. The representatives of the people are required
to exercise wise discretion and sound judgment, having due regard for the
purposes and needs of the executive and judicial departments, the ability of
the tax-payers to respond and the general public welfare.
It follows as a self-evident proposition that
a representative legislative assembly must exercise its own judgment;
that in giving its consent to a tax levied it
must distinctly and affirmatively determine the amount of the tax by fixing a
definite and certain rate or by fixing an aggregate amount on the tax-payers
and that in enacting a law it must so far express itself that the Act when it
leaves the legislative department is a complete law. It is therefore a maxim of
constitutional law that a legislative body (1) [1903] 1 K.B 890.
923 cannot delegate its power. If it was
competent for a representative legislative body to delegate its power it would
be open to make the delegation to the executive which would be destructive of
representative government and a return to despotism. Not only the nature of the
legislative power but the very existence of representative government depends
upon the doctrine that this power cannot be transferred." The Australian
Constitution follows the American model (63 & 64, Vic., c. 12, passed in
July 1900). The legislative power of the Commonwealth is vested in a Federal
Parliament. The executive power is vested in the Queen, while the judicial
power is vested exclusively in the courts. The extent of the legislative power
is stated in sections 51 and 52 of the Constitution Act. The residuary powers
vest in the States.
The first Australian case cited to us is
Baxter v. Ah Way(1). This was decided in the year 1909. It was held that
section 52, sub-section (g), of the Customs Act of 1901, which provides that
all goods the importation of which shall be prohibited by proclamation shall be
prohibited imports, is not a delegation of legislative power but conditional
legislation and is within the power conferred on Parliament by section 51 of
the Constitution. It was further held that prohibition of importation is a
legislative act of the Parliament itself, the effect of sub-section (g) being
to confer upon the Governor-General in Council the discretion to declare to
what class of goods the prohibition will apply. In the course of his judgment
the learned Chief Justice observed as follows :-"The foundation of the
argument that this power cannot be delegated by the legislature is to be found
in the case of......... It is of course obvious that every legislature does in
one sense delegate some of its functions.........
Nor is it to the purpose to say that the
legislature could have done the thing itself. Of course, it could. In one sense
this is delegation of authority because it authorizes another body to do (1) 8
C.L.R. 626.
119 924 something which it might have done
itself. It is too late in the day to contend that such a delegation, if it is a
delegation is objectionable m any sense...... The objection cannot be supported
on the maxim delegatus non potest delegate or on any other ground.........
There being no objection to conditional legislation being passed, this is a
case of that sort." O'Connor J. said as follows :-"Power is given in section
51 in respect of trade and commerce with other countries on taxation and there
is also power to make laws incidental to the exercise of any power vested in
Parliament. It is a fundamental principle of the constitution that everything
necessary to the exercise of a power is included in the grant of a power.
Everything necessary to the effective exercise of the power of legislation must
be taken to be conferred by the constitution with that power......... Exercise
of such discretion cannot be said to be making of the law." Higgins J.
said :"According to my view, there is not here in fact any delegation of
the law-making power." This case rests on the principle that legislative
power cannot be delegated and it was for that reason that the impugned statute
was justified on the ground of conditional legislation. If delegation of
legislative power was permissible, it was wholly unnecessary to justify the
enactment as a form of conditional legislation.
Roche v. Kronheimer(1), decided in the year
1921, was argued by Dixon (as he then was). The question in that case concerned
the validity of the Treaty of Peace Act, 1919, which by section 2 authorized
the making of regulations conferring the delegation of powers on certain
persons. The legislation was held constitutional. In the argument by Mr.
Dixon, its validity was attacked on the
following grounds:
"It is not conditional legislation as in
the case of. Baxter v. Ah Way(2), but it bestows on the executive full 29
C.L.R. 329. (2) 8 C.L.R. 676.
925 legislative power upon a particular
subject. Vesting of legislative power to any other hands than Parliament is
prohibited. The making of a law that another body may make laws upon a
particular subject matter is not making a law on that subject." The
decision was given in these terms :-It was said that if Parliament had
authority to legislate, it had no power to confer that authority on the
Governor-General. On this topic we were referred to Hodge v. The Queen (1) and
Rex v. Halliday(2) and In re The Initiative and Referendum Act(3), and much
interesting argument was devoted to the real meaning and effect of the first of
those cases. It is enough to say that the validity of legislation in this form
has been upheld in Farey v. Burvett(4); Pankhurst v. Kierman(5); Ferrando v.
Pearce(6); and Sickerdick v. Ashton(D, and we do not propose to enter into any
inquiry as to the correctness of those decisions." This case therefore was
decided on the ground of cursus curiae, and the point raised by Mr. Dixon
remained unanswered.
In the year 1931 two cases came before the
Supreme Court, one of which was decided in February, 1931, and the other in
November, 1931. The first of these is the case of Huddart Parker Ltd. v. The
Commonwealth(3), in which Dixon J. was one of the presiding Judges. The
question in that ease concerned the validity of section 33 of the Transport
Workers Act which empowered the Governor-General to make regulations in respect
of transport workers. The learned Judge observed that Roche v. Kronheimer(9)
had decided that a statute conferring on the executive power to legislate upon
some matters, is law with respect to that subject. On this construction of the
decision in Roche v. Kronheimer(9) the case was decided.
(1) 9 App. Cas. 117. (6) 25 C.L.R. 241.
12} [1917] A.C. 260. (7) 25 C.L.R. 506.
(3) iI919] A.C. 935. t8) 44 C.L,R. 492.
(4) 21 C.L,R. 433. (9) 29 C.LR. 329.
(5) 24 C.L.R. 120.
926 So far as I have been able to see, Roche
v. Kronheimer(1) decided nothing and it was based on the rule of stare decisis.
Victorian etc. Co. & Meakes v. Dignan(2)
was decided in November, 1931. The question in that case was whether section 3
of the Transport Workers Act was intra rites the constitution inasmuch as it
delegated power of making regulations notwithstanding anything else contained
in other Acts. The delegation was under the name and style of conferring
"regulative power." The appellants in that case were informed that
they were guilty of an offence against the Waterside Employment rights, picking
up for work as a waterside worker at Melbournea person not a member of the
Waterside Workers' Federation, while transport workers who were members of the
Federation were available for being picked up for the work at the said port.
The attack on the Act itself was based on the American constitutional doctrine
that no legislative body can delegate to another department of government or to
any other authority the power, either generally or specially, to enact laws.
The reason, it was said, was to be found in the very existence of its own
powers'. This high prerogative having been entrusted to its own wisdom,
judgment and patriotism and not to those of other persons, it will act ultra
rites if it undertakes to delegate the trust instead of executing it. It was,
however, said that this principle did not preclude conferring local powers of
government upon local authorities. The defence was that the Act did not impinge
upon the doctrine because in it the Parliament confined the regulating power on
certain specific matters within the ambit of the trade and commerce power and
accordingly merely exercised its own legislative power within that ambit, and
did not delegate any part of it. Reference was made to the decision of Higgins
J. in Baxter v. Ah Way(3), in which it was observed that the Federal Parliament
had within its ambit full power to frame its own laws in any fashion using any
agent, any agency, any machinery that in its wisdom it thinks (1) 29 C.L.R.
329.
(2) 46 C.L.R. 73. (3) 8 C.L.R, 640.
927 fit for the peace, order and good
government of the Commonwealth. Rich 3. held that the authority of subordinate
law making may be invested in the executive. Reference was made to Roche v.
Kronheimer(1) The learned Attorney-General placed considerable reliance on the
judgment of Dixon J.
The learned Judge expressed his opinion on
the American decisions in these words :-"But in what does the distinction
lie between the law of Congress requiring compliance with direction upon some
specified subject which the administration thinks proper to give and a law
investing the administration with authority to legislate upon the same subject?
The answer which the decisions of the Supreme Court supply to this question is
formulated in the opinion of that Court delivered by Taft C.J. in Hampton &
Co: v.U.S.(2).. .... The courts in America had never had any criterion as to
the validity of statutes except that of reasonableness,--the common refuge of
thought and expression in the face of undeveloped or unascertainable
standards." The learned Judge then reached the conclusion that no judicial
power could be given or delegated, but from that it did not follow that
Parliament was restrained from transferring any power essentially legislative
to another organ or body. In an earlier decision the learned Judge had
expressed the opinion that time had passed for assigning to the constitutional
distribution of powers among.the separate organs of government, an operation
which confined the legislative power to the Parliament so as to restrain it
from reposing in the executive an authority essentially legislative in
character and he remarked that he was not prepared to change that opinion or
his expression to the effect that Roche v. Kronheirner(1) did decide that a
statute conferring upon the executive a power to legislate on some matters
contained within one of the subjects of the legislative power of Parliament is
a law with respect to that subject and the distribution of powers (1) 29 C.L.R.
329 (2) 276 U.S. 394, 406.
928 does not restrain Parliament to make the
law. The learned Judge then proceeded to say:"This does not mean that a
law confiding authority " to the executive will be valid, however
extensive or vague the subject-matter may be, if it does not fall outside the
boundaries of federal power...... Nor does it mean that the distribution of
powers can supply no considerations of weight affecting the validity...... It
may be acknowledged that the manner in which the constitution accomplished the
separation of power does logically or theoretically make the Parliament the
exclusive repository of the legislative power of the Commonwealth. The
existence in Parliament of power to authorize subordinate legislation may be
ascribed to a conception of that legislative power which depends less upon
juristic analysis and perhaps more upon the history and usages of British
legislation and the theories of English law. Such subordinate legislation
remains under Parliamentary control and is lacking in the independent and
unqualified authority which is an attribute to true legislative power." It
seems to me that in its ultimate analysis the judgment of the learned Judge
proceeded, as pointed out by him, upon the history and the usages of British
legislation and theories of English law and not on the strict construction of the
Australian Constitution with respect to which the learned Judge frankly
conceded that logically or theoretically the power of delegation of the quality
held valid in that case could not be justified on the framework of the
constitution. I have also not been able precisely to follow the distinction
drawn by the learned Judge that delegation held justified by him did not
include delegation in the fullest extent of any matter falling within the
boundaries of federal power. After a careful consideration of the observations
of this very learned and eminent Judge I venture to think that these are not a
safe guide for decision of the present reference. Not only were the
constitutional limitations of the written constitution over-reached, but the
decision was based on the theories of British legislation and English law which
could 929 hardly be applied to a written constitution with a complete
separation of power.
Mr. Justice Evatt in this case stated the
rule differently. He observed "every grant by the Parliament of authority
to make regulations is itself a grant of legislative power and the true nature
and quality of legislative power of the Commonwealth Parliament involves as
part of its contents power to confer law-making powers upon authorities other
than the Parliament itself." The theory that legislative power has a
content of delegation in it, to my mind, is not based on any principles of
jurisprudence or of legislation and I venture to think that it is inconsistent
with the fundamental principle that when a high trust is confided to the wisdom
of a particular body which has to be discharged according to the procedure
prescribed, such trust must be discharged by that person in whom it is confided
and by no other. This decision is moreover inconsistent with the decisions of
the Privy Council above mentioned. If the mere existence of power of
legislation in a legislature automatically authorized it to delegate that
power, then there was hardly any necessity for their Lordships of the Privy
Council to justify delegation in the cases referred to above on the ground of
conditional legislation and to state affirmatively that the cases considered by
them were not cases of delegation of legislative authority. This view is
certainly in conflict with the observations of the Privy Council in Benoari Lal
Sarma's case (1), given under the Government of India Act, 1935, wherein their
Lordships said: "It is true that the Governor-General acting under section
72 of Schedule IX himself must discharge the duty of legislation there cast on
him and cannot transfer it to any other authority." Evatt J. after
enunciating the rule discussed above remarked :"It is true that the extent
of the power granted will often be a material circumstance in the examination
of the validity of the legislation conferring the grant....... The nature of
the legislative power of the (1) [1945] F.C.R. 161.........
930 Commonwealth authority is plenary, but it
must be possible to predicate of every law passed by the Parliament that it is
a law with respect to one or other of the specific subject-matters mentioned in
sections 51 and 52 of the constitution." After referring to a number of
circumstances considered by the learned Judge material in reaching at a result
as to the constitutionality of a statute, he observed as follows:-"As a
final analysis the Parliament of the Commonwealth is not competent to abdicate
its powers of legislation. This is not because Parliament is bound to perform
all or any of its legislative functions though it may elect not to do so, or
because of the doctrine of separation of powers, but because each and every one
of the laws passed by Parliament must answer the description of a law upon one
or more of the subject-matters stated in the constitution. A law by which
Parliament gave all its lawmaking authority to another body will be bad because
it will fail to pass the test last mentioned." Frankly speaking, I have
not been able to apprehend on what principles, if any, of construction, the
relevancy of the matters considered by the learned Judge as material
circumstances in judging the validity of an Act so far as the question of the
vires of the Act is concerned could be justified.
Another Australian case cited is Wishart v.
Fraser(1).
There the attack was on section 5 of the National
Security Act, 1939-40, which empowered the making of regulations for securing
public safety and defence of the Commonwealth etc.
It proceeds on the same line as the earlier
case discussed above.
In my opinion, the decision in Baxter v. Ah
Way(2) is based on a correct construction of the provisions of the Australian
Constitution and the later decisions cannot be considered as any guide. in this
country for a decision of the point involved m the reference. The argument
pressed by Mr. Dixon, as he then was, in (1) 64 C.L.R. 470(2) 8 C.L.R. 626.
931 Roche v. Kronheirner(1) in my opinion,
states the principle correctly.
The decisions of their Lordships of the Privy
Council from India are not many. The first and the earliest of these is in
Queen v. Burah(2), which has already been discussed at considerable length in
the earlier part of this judgment and as stated already, it is no authority for
the proposition that the Indian Legislature constituted under the Indian
Councils Act, 1861, had power to delegate authority to the executive
authorising them to modify or amend the provisions of an Act passed by the
legislature itself.
King Emperor v. Benoari Lal Sarma(3) is the
last Indian decision of the Privy Council on this subject. Conviction of
fifteen individuals made by a special magistrate purporting to act under
Ordinance II of 1942, promulgated by the Governor-General on the 2nd January,
1942, was set aside by a special Bench of the High Court at Calcutta and this
decision was affirmed by the majority of the Federal Court of India. The ground
on which the conviction was set aside was that the Ordinance was ultra vires.
In appeal before their Lordships of the Privy Council it was contended that the
Ordinance was valid. The Ordinance did not itself set up any of the special
courts but provided by sub-section (3) of section 1 that the
Ordinance-"shall come into force in any Province only if the Provincial
Government, being satisfied of the existence of an emergency arising from any
disorder within the Province or from a hostile attack on India or on a country
neighbouring on India or from the imminence of such an attack, by notification
in the official gazette, declare it to be in force in the Province and shall
cease to be in force when such notification is rescinded." In view of this
last provision it was contended that the Ordinance was invalid either because
the language showed that the Governor-General notwithstanding the preamble did
not consider that an emergency existed but was making provision in case one
should arise in 29 C.L.R. 329. (2) 5 I.A. 178, (3) [1945] F.C.R. 161.
120 932 future, or else because the section
amounted to what was called "delegated legislation" by which the
GovernorGeneral without legal authority sought to pass the decision whether an
emergency existed to the Provincial Government instead of deciding it for
himself. On this last point their Lordships observed as follows :-"It is
undoubtedly true that the Governor-General acting under s. 72 of Schedule IX,
must himself discharge the duty of legislation there cast on him, and cannot
transfer it to other authorities. But the Governor General has not delegated
his legislative powers at all. His powers in this respect, in cases of
emergency, are as wide as the powers of the Indian legislature which, as
already pointed out, in view of the proclamation under s. 102, had power to
make laws for a province even in respect of matters which would otherwise be
reserved to the Provincial legislature.
Their Lordships are unable to see that there was
any valid objection, in point of legality, to the Governor-General's ordinance
taking the form that the actual setting up of a special court under the terms
of the ordinance should take place at the time and within the limits judged to
be necessary by the provincial government specially concerned. This is not
delegated legislation at all. It is merely an example of the not uncommon
legislative arrangement by which the local application of the provision of a
statute is determined by the judgment of a local administrative body as to its
necessity. Their Lordships are in entire agreement with the view of the Chief
Justice of Bengal and of Khundkar J.
on this part of the case. The latter Judge
appositely quotes a passage from the judgment of the Privy Council in the well
known decision in Russell v. The Queen(1)." This case brings out the
extent to which conditional legislation can go, but it is no authority
justifying delegation of legislative power authorising an external authority to
modify the provisions of a legislative enactment. It may be pointed out that
the opening part of the passage quoted above seems to approve the view (1) 7
App. Cas. 829.
933 of the Federal Court expressed by
Varadachariar J. in that case when his Lordship relying on a passage from
Street on the Doctrine of Ultra Vires observed that a legislature will not
ordinarily be permitted to shift the onus of legislation though it may
legislate as to main principles and leave the details to subordinate agencies.
The decision of the Federal Court in Jatindra
Nath Gupta v. The Province of Bihar and Others(1) to which I was a party and
wherein I was in respectful agreement with the judgment of the learned Chief
Justice and my brother Mukherjea, in my opinion, correctly states the rule on the
subject of delegation of legislative power. The Bihar Maintenance of Public
Order Act, 1947, in sub-section (3) of section 1 provided as follows :-"It
shall remain in force for a period of one year from the date of its
commencement.
Provided that the Provincial Government may,
by notification, on a resolution passed by the Bihar Legislative Assembly and
agreed to by the Bihar Legislative Council, direct that this Act shall remain
in force for a further period of one year with such modifications, if any, as
may be specified in the notification." Acting under the proviso the
Provincial Government on the 11th March, 1948, extended by notification the
life of the Act by one year. The validity of the proviso to subsection (3) of
section 1 of the Act was attacked on the ground that it amounted to delegation
of legislative power by the Provincial Legislature and this it was not
competent to do. On the authority of the decision of the Privy Council in
Benoari Lal Sarma's case (2) I held the proviso void.
The question was posed by me in the following
way :-"It may be asked what does the proviso purport to do in terms and in
substance ? The answer is that it empowers the Provincial Government to issue a
notification saying that the Provincial Act shall remain (1) [1949] F.C.R. 595.
(2) [1945] F.C.R. 161.
934 in force for a further period of one year
with such modifications, if any, as may be specified in the notification. As
stated in the earlier part of this judgment, unless the power of the Provincial
Government is co-extensive with the power of the Provincial Legislature, it is
difficult to see how it can have the power to modify a statute passed by that
legislature, Modification of statute amounts to re-enacting it partially. It
involves the power to say that certain parts of it are no longer parts of the
statute and that a statute with X sections is now enacted with Y sections. In
the act of modification is involved a legislative power as a discretion has to
be exercised whether certain parts of the statute are to remain law in future
or not or have to be deleted from it. The power to modify may even involve a
power to repeal parts of it. A modified statute is not the same original
statute. It is a new Act and logically speaking, it amounts to enacting a new
law. The dictionary meaning of the word 'modify' is to make something existing
much less severe or to tone it down or to make partial changes in it. What
modifications are to be made in a statute or whether any are necessary is an
exercise of law-making power and cannot amount merely to an act of execution of
a power already conferred by the statute. The extent of changes is left to
external authority, i.e., the Provincial Government.
Nothing is here being done in pursuance of
any law. What is being delegated is the power to determine whether a law shall
be in force after its normal life has ended and if so, what that law will be,
whether what was originally enacted or something different. The body appointed
as a delegate for declaring whether a penal Act of this character shall have
longer life than originally contemplated by the legislature and if so, with
what modification, is a new kind of legislature than that entrusted with the
duty under the Government of India Act, 1935." I still maintain the view that
the question of the life of an Act is a matter for the judgment of the
competent legislature. It is a matter of policy whether a certain enactment is
to be on the statute 935 book permanently or temporarily. Such a question does
not fall within conditional legislation as it concerns the extension of the
life of a temporary Act. Such an Act dies a natural death when the period fixed
for its duration expires. It automatically ceases to operate and there is no
real analogy between conditional legislation which authorizes a known authority
to determine the commencement or termination of an Act and an act done in
exercise of any power conferred by the Act itself. It was said by the learned
Attorney-General that this decision had created considerable difficulties and
that the various High Courts in India on its authority had held certain
enactments void, the validity of which had never been questioned before this
decision was given. In my humble judgment, there is nothing whatever in that
decision which m any way unsettled the law as settled by their Lordships of the
Privy Council in Burah's case(1). This decision did not lay down that the
Indian legislature did not possess power of delegation necessary for
effectively carrying out its legislative functions. All that it held was and I
think rightly--that essential legislative function could not be delegated to an
external authority and that the legislature could not shirk its own duty and
lay the burden of discharging that duty on others. If I was convinced that the
decision laid down a wrong rule of law, I would have required no sugar-coated
phrases to own the error. Our attention is not drawn to a single decision of
their Lordships of the Privy Council during the whole administration of this
country by the British in which the highest court in the land upheld the
contention urged by the learned Attorney-General. On the other hand, learned
Judges in this country of the eminence of Markby J. and Varadachariar J. in
very clear and unambiguous terms affirmed the rule that delegation of essential
legislative power was not within the competence of the Indian legislatures.
Reference may also be made to the case of The
State of Bombay v. Narottamdas(2), decided recently and to (1) 5 IA. 178. (2)
[1951] S.C.R. 51.
936 which I was a party. Therein it was
explained that Jatindra Nath Gupta's case(1) was no authority prohibiting
delegation of legislative power in case where the principle and policy of the
law had been declared in the enactment itself and ancillary powers had been delegated
to the provincial government for bringing into operation the provisions of an
Act.
To sum up, judicial opinion on this subject
is still in a fluid state and it is impossible to reconcile all the judgments
cited to us on the basis of any rigid principles of constitutional law. In
England the Parliament is for the time being following the recommendations of
the Donoughmore Committee. In America the doctrine against delegation of
legislative power still holds the field. In Canada as well as.in India the rule
laid down by their Lordships of the Privy Council in Burah's case(2) has never
been departed from in theory. The same view was maintained in the earlier
Australian decisions. Recently Australian decisions however have gone to the
length of holding that even essential legislative power can be delegated so
long as the principal does not completely efface itself.
In my opinion, the true solution of the
problem of delegation of legislative power is to be found in the oftquoted
passage from the judgment of Ranney J. of the Supreme Court of Ohio in
Cincinnati W. & Z.R. Co. v. Clinton County Comrs.(3). This quotation is in
these terms:-"The true distinction is between the delegation of power to
make the law, which necessarily involves a discretion as to what it shall be,
and conferring authority or discretion as to its execution, to be exercised
under and in pursuance of the law. The first cannot be done; to the latter no
valid objection can be made." The decision in Locke's Appeal(4) is also
based on this rule. There it was said :-(1) [1949] F.C.R. 595. (3) 1 Ohio St,
88.
5 I,A. 178. (4) 72 Pa. St. 491, 937 "To
assert that a law is less than a law, because it is made to depend on a future
event or act, is to rob the legislature of the power to act wisely for the
public welfare whenever a law is passed relating to a state of affairs not yet
developed, or to things future and impossible to fully know." The proper
distinction the court said was this: "The legislature cannot delegate its
power to make a law, but it can make a law to delegate a power to determine
some fact or state of things upon which the law makes, or intends to make, its
own action depend. 'To deny this would be to stop the wheels of government.
There are many things upon which wise and useful legislation must depend which
cannot be known to the law-making power, and must, therefore, be a subject of
inquiry and determination outside of the halls of legislation." The
Federal Court of India in its opinion, expressed by Varadachariar J. in Benoari
Lal Sarma's case(1) considered a contention of the Advocate-General of India
made to it based on the above quotation of Ranney J. and observed as follows:
"We are of the opinion that there is
nothing in the above decisions of their Lordships that can be said to be
inconsistent with the principle laid down in the passage from the American
authority which the Advocate-General of India proposed to adopt as his own
argument." The majority of the court approved the rule stated by Chief
Justice Hughes in Panama Refining Co. v. U.S.(2), and it was stated that the
rule therein held had nothing whatever to do with maxim delegatus non potest
delegate, but was only the amplification of what was referred to by the
Judicial Committee in Burah's case(3) as "the nature and principles of
legislation." The question can be posed thus: Why is delegation peculiarly
a content of legislative power and not of judicial power ? In my judgment, it
is a content of none of the three State powers, legislative, judicial or executive.
It is, on the other hand, incidental to the (1) [1943] F.C.R, 96. (2) 293 U.S.
388. (3) 5 I.A. 178.
938 exercise of all power inasmuch as it is
necessary to delegate for the proper discharge of all these three public
duties. No public functionary can himself perform all the duties he is
privileged to perform unaided by agents and delegates, but from this
circumstance it does not follow that he can delegate the exercise of his
judgment and discretion to others. One may well ask, why is a legislature
formed with such meticulous care by all constitution makers ? Why do they take
pains to lay down the procedure to be followed by an elected legislature in its
function of lawmaking ? Why do they define its different functions and lay down
the methods by which it shall act ? The only answer that reasonably can be
given to these queries is: "Because the constitution trusts to the
judgment of the body constituted in the manner indicated in the constitution
and to the exercise of its discretion by following the procedure prescribed
therein." On the same principle the judges are not allowed to surrender
their judgment to others. It is they and they alone who are trusted with the
decision of a case.
They can, however, delegate ancillary powers
to others, for instance, in a suit for accounts and in a Suit for dissolution
of partnership, commissioners can be entrusted with powers authorising them to
give decisions on points of difference between parties as to items in the
account. Again it may be enquired why cannot other public functionaries
entrusted in the matter of appointment of public servants delegate this
particular duty to others. The answer again is found in the same principle. I
put this query to the learned Attorney-General but I could not elicit any very
satisfactory answer. He contented himself by saying that possibly there was
something in the nature of the power itself which requires the personal
attention of the authorities concerned and that therefore delegation was there
impliedly forbidden. To my mind, the same principle forbids delegation of
essential legislative power. It is inherent in the nature of the power that has
to be exercised by the legislature elected for the purpose subject to the
qualifications already stated, It would be a breach of 939 the constitutional
duty to bestow this power on someone else. In the words of Sir John Salmond,
"In general, indeed, the power of legislation is far too important to be
committed to any person or body of persons save the incorporate community
itself. The great bulk of enacted law is promulgated by the state in its own
person. But in exceptional cases it has been found possible and expedient to
entrust this power to private hands." In the words of Mr. Dixon (as he
then was), the making of a law that another body may make laws upon a
particular subject matter is not making a law on that subject. The quotation
cited in the earlier part of this judgment from Baker's book appositely states
the rule when it says: "It is an axiom of constitutional law that representative
legislative bodies cannot delegate legislative power because representative
government vests in the persons chosen to exercise the power of voting taxes
and enacting laws, :the most important and sacred trust known to civil
government." In the words of another jurist, "Legislation is the
formal utterance by the legislative organ of the society and by no others. Its
words constitute the law and not the words of the delegate." In private
law the rule is well settled that an arbitrator cannot lawfully devolve his
duty on another unless so expressly authorized. The nature of the duty itself
is such that it demands exercise of his own judgment and discretion.
It is again well settled that fiduciary
duties cannot be made the subject of delegation, though trustees in order to
discharge certain functions can use machinery or subordinate agencies for
effectively carrying on the duties which attach to their constitution.
Delegation is permissible in cases where there is a legal or physical necessity
to do so because without trusting some person or persons it would be impossible
efficiently to discharge the duties. It cannot be denied that municipal and
other corporations cannot delegate the by-law making power to the executive
officers. It is so because power is entrusted to them in their corporate
capacity and has to be exercised in that capacity. I am not able to apprehend
121 940 why this principle which is well settled in. private law cannot
appositely be applied to the discharge of duties by public functionaries and by
a legislature. It seems to me that the nature of the duty is such that it is
implicit within it that it should be discharged by the person entrusted with it
and by no others. In other words, the nature of the public duty itself demands
it and the principles of legislation require it.
For the reasons given above I cannot accept
the proposition contended for by the learned Attorney-General that in the
absence of an express or implied provision in the constitution legislative
authority can be bestowed on other persons. In my opinion, the correct
proposition, on the other hand, is that unless expressly or impliedly
authorized, such delegation is not permissible. The exceptions to this rule
fall in two classes which have been stated in the quotation from Crawford's
book earlier cited in this judgment.
It is now convenient to examine the
provisions of our Constitution in order to appreciate the contention of the
learned Attorney-General that it has been modelled on the British system and
that the Parliament of India is as omnipotent as in England and that in the
matter of delegation of legislative power it is in an analogous situation. In
my opinion, our Constitution is a judicious combination of the American model
with the British Parliamentary system. In its main scheme it follows the
Government of India Act, 1935, which provides for a federation of States and
provides for an executive responsible to the legislature. As a matter of fact,
the framers of the constitution, though they have borrowed ideas from other
constitutions, have not rigidly adhered to any particular model. Certain
provisions in our constitution are such for which there is no precedent in the
constitution of any other country. It seems to ,me that they were as much alive
to the doctrine of administrative convenience as to the dangers of a system
which permits delegation of unfettered legislative power to the executive. The
country had recently emerged from the bonds of a bureaucratic system which had
killed 941 its very soul and they. apparently did not wish it to get engulfed
again m the rigours of that system. Bureaucratic rule is a necessary corollary
to the existence of unfettered delegation of legislative power. To avoid this,
the constitution makers made detailed provision in the Constitution on all
matters. It has to be emphasized that no country in the world has such an
elaborate and comprehensive constitution as we have in this country and it
would not be proper to construe such a constitution with the help of decisions
given elsewhere on the construction of constitutions shaped differently. It is
only after a consideration of all the provisions of the Constitution and its
whole scheme that it has to be decided whether delegation of
power--legislative, executive or judicial--is implict in the grant of any of
these powers or has been expressly provided for, to the extent it was
considered necessary on grounds of administrative convenience in peace or war
time and therefore conferment of this power by implication cannot be upheld on its
true construction. It has also to be borne in mind that our Constitution is
fundamentally different from the British system inasmuch as the doctrine of
supremacy of Parliament has its limitations here. The courts are empowered to
declare Acts of Parliament unconstitutional if they are inconsistent with Part
III of the Constitution or when they trespass on fields demarcated for State
legislatures. Obviously, it is implict in the demarcation of legislative fields
that one legislature cannot by delegation of subjects that are exclusively
within its field clothe the other with legislative capacity to make laws on
that subject as it will amount to an infringement of the Constitution itself.
It seems clear, therefore, that delegation of legislative power to that extent
is prohibited by the Constitution. Illustratively, defence is a Union subject,
while law and order is a State subject. Can it be argued with any reason that
by delegation Parliament can arm a State legislature with the law-making power
on the subject of defence and that a State legislature can arm Parliament with
942 power to make law on the subject of law and order ? In my opinion, any
argument on those lines has to be negatived on the ground that the delegation
of such power would be contrary to the Constitution itself and that this kind
of transfer of power is outside its contemplation. For a similar reason if such
transfer of power is not possible in the case of one legislature to the other,
it is difficult to justify it if the transfer is made in favour of the
executive except to the extent allowed by the Constitution or to the extent
that it had already been recognised under the designation "conditional
legislation" or "rule-making power", of which presumably the
constitution-makers were fully aware. I have again no hesitation in holding
that our constitution-makers accepted the American doctrine against delegation
of legislative power, and on grounds of administrative convenience and to meet
particular circumstances they carefully made express provisions within the
Constitution for devolution of power in those eventualities.
Article 53 of the Constitution concerns the
executive power of the Union. It is vested in the President and in express
terms it is stated in that article that it shall be exercised by him either
directly or through officers subordinate to him in accordance with this
Constitution. The Parliament is authorized by law to confer functions on
authorities other than the President. A careful reading of this article shows
that an elaborate provision has been made in the Constitution for employing
agencies and machinery for the exercise of the executive power of the Union.
The President is vested with the supreme command of the Defence Forces and in
addition to this power, power of delegation has been conferred on Parliament
even in its executive field in article 53 (3) (b). Similar provision has been
made in regard to the executive power of each State:(vide article 154). In
article 77 provision has been made as to how the business of the Government of
India has to be conducted. The President has been conferred the power of making
rules for the more convenient transaction of the business 943 of the Government
of India and for the allocation among Ministers of the said business. Such a detailed
provision regarding the exercise of executive power does not exist in the other
constitutions to which our attention was drawn.
Article 79 provides that there shall be a
Parliament for the Union. Provision has then been made in the various articles
how the Parliament has to be constituted and how it has to conduct its
business, what officers and secretariat it can employ and with what powers.
Articles 107 to 119 relate to legislative procedure. It is implicit in these
elaborate provisions that the Constitution bestowed the lawmaking powers on the
body thus constituted by it, and it was this body in its corporate capacity
that had to exercise its judgment and discretion in enacting laws and voting
taxes and that judgment had to be arrived at by following the rules of
procedure expressly laid down therein. Article 123 confers legislative power on
the President when Parliament is not in session and this power is co-extensive
with the legislative power of the Parliament itself. Article 124 deals with the
Union judiciary. It prescribes the number of Judges and the method of their
appointment and it lays down the procedure that the President has the power in
making the appointments. In article 140 provision has been made under which
Parliament can confer on the Supreme Court such supplemental powers as may
appear to be necessary for the purpose of enabling the court more effectively
to exercise the jurisdiction conferred upon it by or under this Constitution.
An express provision of this kind, in my opinion, very clearly negatives the
proposition which the learned Attorney-General has been contending for. If the
power of delegation of legislative powers is implict in the power of
legislation itself, the constitution-makers would not have made an express provision
in article 140 bestowing authority on Parliament for conferment of ancillary
powers on the Supreme Court. Parliament obviously had authority to legislate on
"Supreme Court" as it is one of the subjects in the Union List.
Article 145 (1) (a)again very strongly 944 negatives the proposition of the
learned Attorney General.
The constitution has authorized the Supreme
Court to make rules as to the persons practising before the court. This is one
of the subjects in the Union List and this conferment of power by the
Constitution on the Supreme Court is subject to the provision of any law made
by the Parliament. In other words, Parliament has been given express power to
take away this power or supplement it by making a law. In my judgment, such a
provision is quite foreign to a constitution in which delegation of law-making
powers is implicit. Detailed provision has been made for the appointment of
High Court Judges in article 217, and rule making powers have been given to the
High Courts under article 227. In article 243 the President has been given the
power to make regulations for the peace and good government of territories
enumerated in Part D of the First Schedule and in exercise of that power he can
repeal or amend any law made by Parliament or an existing law. The Constitution
itself has delegated the powers of the Parliament to the President wherever it
thought that such delegation was necessary. Articles 245 and 246 demarcate the
field of legislation between the Parliament and the State legislature and in
article 248 provision has been made that residuary powers of legislation remain
in the Parliament.
Article 250 makes provision for cases of
emergency. Parliament in that event has power to make laws for the whole or any
part of the territory of India with respect to any matters enumerated in the
State lists. Article 252 is a somewhat peculiar provision. Under it Parliament
can legislate for two or more States with their consent. This is a form of
exercise of legislative power by Parliament as a delegate of the State as by
its consent alone Parliament gets the power of legislation. By article 258 the
President has been authorized with the consent of the Government of a State to
entrust either conditionally or unconditionally to that Government or to its officers
functions in relation to any matter to which the executive power of the Union
extends. In that article provision has also been made. for 945 delegation of
powers by a law made by Parliament. By article 349 the power of the Parliament
to enact laws in respect of language has been restricted. Article 353 states
the effect of a proclamation of emergency and provides that the executive power
of the Union in such a case shall extend to the giving of directions to any
State as to the manner in which the executive power thereof is to be exercised.
Clause (2) of this article requires emphasis. It provides that the power of
Parliament to make laws with respect to any matters shall include power to make
laws conferring powers and imposing duties, or authorizing the conferring of
powers and he imposition of duties, upon the Union, or officers and authorities
of the Union, as respects that matter, notwithstanding that it is one which is
not enumerated in the Union List. Parliament in an emergency under article 250
has full power to make laws on subjects within the State List and is certainly
entitled to delegate that power if that power is a content of legislative power
but the constitution makers thought otherwise and made an express provision for
delegation of power in such a situation. Article 357 provides that where by
proclamation issued under clause (1) of article 356, it has been declared that
the powers of the legislature of the State shall be exercisable by or under the
authority of Parliament, it shall be competent for Parliament to confer on the
President the power of the legislature of the State to make laws, and to
authorize the President to delegate, subject to such conditions as he may think
fit to impose, the power so conferred to any other authority to be specified by
him in that behalf. This is the only article by which the Constitution has
authorized the delegation of essential legislative power. Possibly it was
thought that in that contingency it was necessary that Parliament should have
power to confer legislative power on the executive and to clothe it with its
own legislative capacity in the State field and further to authorize the
President to delegate that legislative power to any other authority specified
by him. A reference to the entries in the three Lists of the Seventh Schedule
further 946 illustrates this point. Entry 93 of List I is Offences against laws
with respect to any of the matters in this List." Entry 94 is
"Inquiries, surveys and statistics for the purpose of any of the matters in
this List.'' Entry 96 is "Fees in respect of any of the matters in this
List, but not including fees taken in any court." Entry 95 is
"Jurisdiction and powers of all courts, except the Supreme Court, with
respect to any of the matters in this List." All these entries are
instances of subjects incidental and ancillary to the main subjects of
legislation contained in the List. Similar entries are to be found in Lists II
and III as well. The Constitution seems to have taken care to confer
legislative power in express terms even regarding incidental matters and it is
therefore unnecessary to read by implication and introduce by this process
within such a constitution any matter not expressly provided therein.
I am satisfied that the constitution-makers
considered all aspects of the question of delegation of power, whether
executive, legislative or judicial, and expressly provided for it whenever it
was thought necessary to do so in great detail. In this situation there is no
scope for the application of the doctrine contended for by the learned Attorney
General and it must be held that in the absence of express powers of delegation
allowed by the Constitution, the Parliament has no power to delegate its
essential legislative functions to others, whether State legislatures or
executive authorities, except, of course, functions which really in their true
nature are ministerial, The scheme of the Constitution and of the Government of
India Act, 1935, is that it expressly entrusted with legislative capacity
certain bodies and persons and it also authorised the creation of lawmaking
bodies wherever it thought necessary but gave no authority to create a new
law-making body not created by itself. It even created the executive as a
legislature in certain contingencies. In these circumstances it is not possible
to add to the list of legislative authorities by a process of delegation. As
pointed out by Crawford on Statutory 947 Construction, at page 333. "If a
statute enumerates the things upon which it is to operate, everything else must
necessarily and by implication be excluded from its operation and effect. So if
a statute directs certain acts to be done in a specified manner by certain
persons, their performance in any other manner than{ that specified, or by any
other person than is there named, is impliedly prohibited." The ordinary
rule is that if authority is given expressly by affirmative words upon a
defined condition, the expression of that condition excludes the doing of the
act authorised under other circumstances than those as defined. Under the
Government of India Act, 1935, the executive enjoyed a larger power of
legislation than is contained in the new constitution. It seems to have been
cut down to a certain extent. The new constitution confers authority on Parliament
to make laws for the State of Delhi. It also authorizes it to create a
legislature for that State. The Constitution therefore has made ample provision
indicating bodies who would be competent to make laws for the State of Delhi.
In my opinion, therefore, delegation of legislative power to the executive in
matters essential is unconstitutional. Any legislative practice adopted during
the pre-constitution period for undeveloped and excluded areas can have no
relevancy in the determination of this point.
Having examined the provisions of the new
constitution, the constitutional position of the Indian legislature under the
Indian Councils Act of 1861 and of the Government of India Act, 1935, as
subsequently adapted by the Indian Independence Act, 1947, may now be examined.
As already stated, the Government of India
Act, 1935, envisaged a federal constitution for India with a demarcation of the
legislative field between the Federation and the States and it is the scheme of
this Act which has been adopted in the new constitution. I have already
expressed my respectful agreement with the view expressed by Varadachariar J.
in Benoari Lal Sarrna's case(1) that the constitutional (1) [1943] F.C.R. 96.
122 948 position in India under this Act
approximates more closely to the American model than to the English model and
it seems to me that delegation of legislative power in its essentiality is not
allowed by its provisions. During a period of emergency the Governor General
could himself under his own proclamation become the executive as well as the
legislature and the necessities of administrative convenience were not a
compelling circumstance for introducing into the scheme of the Act by
implication, authority in Parliament for the delegation of legislative power.
This Act also contains detailed provisions authorizing delegation of power both
in the executive and legislative field wherever it was considered necessary to
confer such power. The Indian Independence Act by section 6 conferred the power
of legislation on the Dominion Parliament within the ambit of the Act of 1935.
By other provisions of the Indian Independence Act it made the Dominion
Parliament a Constituent Assembly for the purpose of making the new
constitution for India and it also gave it authority to repeal Acts of
Parliament. For the purpose of ordinary law-making it had the same powers as
the legislatures in India enjoyed under the Government of India Act, 1935, and
the question referred to us in regard to the Ajmer-Merwara Act, 1947, has to be
answered on the provisions of the constitution contained in the Constitution
Act of 1935.
The constitutional position in India prior to
the Act of 1935 may now be briefly stated. Before the Charter Act of 1833 there
was a division of legislative power between the Governor-General and the
Presidencies. By that Act the power of the Presidencies as legislatures was
terminated and the whole law-making power was vested in the Governor-General in
Council. Mr. Macaulay was added as a legislative member to the executive
council without a right to vote. In substance the executive and the legislative
functions were performed by the same body, of course, with the help and advice
of Mr. Macaulay. With slight modifications the situation remained the same till
the Indian Councils Act, 1861. Under this Act the 949 Governor-General in
Council in legislative meetings could legislate for the whole of India and
local legislatures could also legislate for the provinces. By section 10 of the
Act the legislative power was vested in the Governor General in Council. In
section 15 it was laid down how that power was to be exercised. For conduct of
the legislative business power was given to the Governor-General to make rules
in section 18. Section 22 laid down the ambit of the legislative power. Section
23 bestowed power on the Governor-General in emergencies to make ordinances.
Section 44 empowered the Governor-General to create local legislatures and
confer on them legislative power. It appears that the scheme of the Councils Act
was that whenever Parliament wanted the Governor-General in Council to have
power to create legislatures or to make rules or regulations, that power was
conferred in express terms. By another statute in the year 1870 summary power
to make law was conferred on the Governor-General in his executive capacity in
respect to less advanced areas, i.e., non-regulation provinces. Another charter
would not have been necessary if the Governor-General could arm himself with
legislative power by a process of delegation from his own Council. In my
opinion, the constitution as envisaged by the Indian Councils Act, 1861, does
not authorize the delegation of essential legislative power by any of the
legislative authorities brought into existence by that Act to the executive and
it was for this reason that their Lordships of the Privy Council in Burgh's
case(1) did not base their decision on this ground but merely upheld the
enactment as intra vires on the ground of conditional legislation. I am in
respectful agreement with the opinion of Markby J. expressed in the year 1877
in these terms:" that any substantial delegation of legislative authority
by the legislature of this country is void." The Privy Council on appeal
did not dissent from this view.
It was argued that legislative practice in
India since a long time has been such as would validate statutes (1) 5 I.A.
178.
950 designed on the model of the three
statutes under reference to us. Reference was made to the following
observations in U.S.v. Curriss Wright(1) :-"Uniform, long continued and
undisputed legislative practice resting on an admissible view of the
constitution goes a long way to the direction of proving the presence of
unassailable grounds for the constitutionality of the practice." In my
opinion, there is no evidence in this case of any uniform, long continued and
undisputed legislative practice for validating statutes which have been drafted
on lines similar to the statutes in question. The material on which this
argument was based is of a most meagre character and does not warrant the
conclusion contended for.
Annexure (A) annexed to the case stated on
behalf of the President mentions two instances only before the year 1912 of
this alleged long continued legislative practice, but even these instances are
not analogous to the statutes which have been given in the reference, The
scheme of those enactments in vital matters is different from the enactments in
question. The first instance of this legislative practice is said to be
furnished by section 5(a) which was added to the Scheduled Districts Act, 1874,
by Act XII of 1891. It provided that with the previous sanction of the
Governor-General in Council in declaring an enactment in force in the scheduled
districts or in extending an enactment to a scheduled district the Local
Government may declare the application of the Act subject to such restriction and
modification as the Government may think fit. It is noticeable that, section 7
of the Delhi Laws Act has not been drafted in the same terms as section 5(a) of
the Scheduled Districts Act.-Though constitutionally speaking, the
Governor-General discharged the executive and legislative functions in meetings
held separately for the two purposes and with the help of some additional
members, for all practical purposes the Governor-General was truly 299 U.S.
304.
951 speaking in both executive and legislative matters
the real authority in this country, and if previous sanction of this authority
was necessary before declaring the law even with modifications, this instance
cannot be such as would constitute legislative practice for what has been
enacted in section 7 of the Delhi Laws Act.
The second instance cited is of the Burma Laws Act, 1898.
In section 10 of this Act it was provided that the Local Government may, with
the previous sanction of the Governor-General in Council by notification, with
such restrictions and modifications as he thinks fit, extend certain Acts in
force in any part of Upper Burma at the date of the extension to certain areas.
In section 4 a schedule was given of all the Acts that were in force in Upper
Burma at the time of the enactment. This instance also does not furnish
evidence of legislative practice for the validation of section 7 of the Delhi
Laws Act in which there is no provision like the one contained in section 4 of
the Burma Laws Act, 1898, and which also contains a provision similar to
section 5(a) of the Scheduled Districts Act requiring the previous sanction of
the Governor-General in Council.
Both these important things are lacking in the Delhi Laws
Act. Between 1861 and 1912, a period of over fifty years, two
instances of this kind which occurred within seven years of each other cannot
fail within the criterion laid down in the case cited above.
After the year 1912 three other illustrations
were mentioned. The first of these is in sections 68 and 73 of the Inland Steam
Vessels Act, 1917. Section authorised modification of an enactment for the purpose of
adaptation. This certainly is no instance of the kind of legislation. contained
in the Delhi Laws Act, 1912, section 7, or in the Ajmer-Merwara Act, 1947.
Section 68 authorized the extension of certain chapters to certain areas with
modifications.
The next instance mentioned was the Cantonments Act, 1924. By section 9 of
this Act it was provided that the Central Government may by notification
exclude from the operation of any part of this Act the 952 whole or any part of
a cantonment or direct that any provisions of this Act shall in the case of any
cantonment apply with such modifications as may be so specified.
The third instance mentioned was in section 30 of the Petroleum
Act, 1934. Here it was provided that the Central Government may by notification
apply all or any of the provisions of this Act with such modifications as it
may think fit to any other dangerous inflammable substance. This is an instance
of adding certain items to the schedule annexed to an Act.
These three instances show that between the year 1917 and
1934, a period of seventeen years, three instances occurred of legislation,
though not of the same kind as contained in the Delhi Laws Act, 1912, but
bearing some similarity to that kind of legislation.
No conclusion from those instances of any uniform legislative practice can be
drawn.
The learned counsel appearing for the
Government of Uttar Pradesh submitted a note in which an instance is mentioned
of the Uttar Pradesh Land Revenue Act, III of 1901, which in section 1 of
subsection (2) provided that the State Government may by notification extend
the whole or any part of this Act to all or any of the areas so excepted
subject to such exceptions or modifications as it thinks fit. This instance
does not materially affect the situation.
After the research of a fortnight the learned
Attorney-General gave us a supplementary list of instances in support of his
contention. Two instances contained in this list are from sections 8 and 9 of
Act XXII of 1869 discussed in Burah's case(1). The third instance is from
section 39 of Act XXIII of 1861, again considered in that case, and these have
already been discussed in an earlier part of this judgment. The only new
instance cited is from the Aircraft Act of 1934, which authorized modification
in the specification of an aircraft. It confers no authority to modify any law.
Two instances in' this list are from the Airforce Act 1950, which was enacted
subsequent to (1) 5 I.A. 178.
953 the enactment under reference to us and
cannot be considered relevant on this subject. The last instance cited is from
the Madras Local Boards Act, 1920, which authorizes the Governor to extend the
Act with certain modifications to areas to which it originally had not been
made applicable. This instance of 1920 bears no relevancy for determining the
validity of section 7 of the Act of 1912, enacted eight years before this
instance came into existence.
A seemingly similar instance to the enactment
contained in section 7 of the Delhi Laws Act is in section 8 of Act XXII of 1869,
considered by the Privy Council in Burah's case(1). That instance, however, when
closely examined, has no real resemblance to section 7 of the Delhi Laws Act. Act XXII of 1869 was enacted to remove the Garo Hills from
the jurisdiction of tribunals established under the General Regulations. That
was its limited purpose. By section 5 the administration of this part was
vested in the officers appointed by the Lieutenant-Governor of Bengal and those
officers had to be under his control and were to work under his instructions.
The executive administration of this territory was, therefore, vested in the
Lieutenant-Governor of Bengal. By section 8 of the Act, already cited, the
Lieutenant-Governor was authorized by notification in the Calcutta Gazette to
extend to the excluded territories laws in force in the other territories
subject to his government or laws which might thereafter be enacted by the
Council of the Governor-General or the Lieutenant-Governor in respect of those
territories. Both these authorities were competent to make laws for the
province of Bengal. The validity of section 8 was not questioned in Burah's
case(1) and no argument was addressed about it. Regarding this section,
however, the following observations occur in the judgment of their Lordships which
were emphasized before us:-"The Governor-General in Council has
determined, in the due and ordinary course of legislation, to remove (1) 5 t.A.
178 954 a particular district from the jurisdiction of the ordinary courts and
offices, and to place it under new courts and offices, to be appointed by and
responsible to the Lieutenant-Governor of Bengal; leaving it to the Lieutenant Governor
to say at what time that change shall take place;
and also enabling him, not to make what laws
he pleases for that or any other district but to apply by public notification
to that district any law, or part of a law, which either already was, or from
time to time might be, in force, by proper legislative authority, in the other
territories subject to his government.' The legislature determined that, so
far, a certain change should take place; but that it was expedient to leave the
time, and the manner, of carrying it into effect to the discretion of the
Lieutenant Governor; and also, that the laws which were or might be in force in
the other territories subject to the same Government were such as it might be
fit and proper to apply to this district also." All that these
observations mean is that a law 'having been made by a competent legislature
for the territory under his jurisdiction could be made applicable to a district
excluded for certain purposes by a notification of the Lieutenant Governor. As
already pointed out, the Lieutenant Governor could make laws for the whole
province of Bengal and similarly, the Governor-General in Council could do so.
The law having been made by a competent
legislature for the territory for which it had power to legislate, the only
power left in the
Governor-General was to extend that legislation to an excluded area; but this
is not what 'the Delhi Laws Act had
done. As will be shown later, the Delhi Laws Act in section 7 has
authorized the Governor-General in his executive capacity to extend to Delhi
laws made by legislatures which had no jurisdiction or competence to make laws
for Delhi.
Having stated the principles on which answer has to be
given to the questions referred to us, I now proceed to give my opinion on each
of the three questions.
955 The first question relates to section 7 of the Delhi Laws Act, 1912,
and concerns its validity in whole or in part. The section as enacted in 1912
was in these terms :"The Governor-General in Council may by notification
in the official gazette extend with such restrictions and modifications as he
thinks fit to the Province of Delhi or any part thereof any enactment which is
in force in any part of British India at the date of such notification."
The section gives a carte blanche to the Governor General to extend to the
newly formed province any enactment in force in any part of British India at
the date of the notification and not necessarily any enactment in force in
British India at the date of the passing of the Delhi Laws Act. No schedule was
annexed to the Act of the enactments that were in force in any part in British
India at the date of the passing of the Act. As regards the enactments that may
be in force in any part of British India at the date of any notification, there
was no knowing what those laws would be. Laws that were to be made after 1912,
their principle and policy could not be known to the legislature that enacted
section 7 of the Delhi Laws Act. It seems obvious
that the legislature could not have exercised its judgment, nor its discretion
in respect of those laws. It also conferred on the Governor-General power of
modifying existing and future enactments passed by different legislatures in
the country. The power of modification implies within it the power of amending
those statutes. To use the words of a learned Judge, the section conferred a
kind of a vague, wide, vagrant and uncanalised authority on the Governor General.
There is no provision within the section by virtue of which the mind of the
legislature could ever be applied to the amendments maple by the
Governor-General in the different statutes passed by different legislatures in
India and extended to Delhi. 123 956 Illustratively, it may be pointed out that
numerous rent control Acts have been passed by different legislatures in India,
laying down basically different policies and principles. The Provincial
Government under the Delhi Laws Act is authorised to apply the policy of
any one of these Acts to Delhi or the policy which it might evolve by combining
different such statutes passed by different State legislatures. Legislative
policy in the matter of rent control had not been evolved by the year 1912.
Another illustration may be taken from the law of prohibition. Different State
governments have adopted a policy of either complete prohibition or of local
option. What policy is to be applied to Delhi and who is to decide that policy
? Obviously, under section 7 the Provincial Government can without going to the
legislature adopt any policy it likes whether of partial or of complete
prohibition and may apply to Delhi any law it thinks fit. It is obvious
therefore that within the wide charter of delegated power given to the
executive by section 7 of the Delhi Laws Act it could exercise essential
legislative functions and in effect it became the legislature for Delhi. It
seems to me that by enacting section 7 the
legislature virtually abdicated its legislative power in favour of the
executive. That, in my judgment, was not warranted by the Indian Councils Act,
1861, or by any decision of the Privy Council or on the basis of any
legislative practice.
The section therefore, in my opinion, is
ultra vires the Indian Councils Act, 1861, in the following particulars:
(i)inasmuch as it permits the executive to
apply to Delhi laws enacted by legislatures not competent to make laws for
Delhi and which these legislatures may make within their own legislative field,
and (ii) inasmuch as it clothes the executive with co-extensive legislative
authority in the matter of modification of laws made by legislative bodies in
India. If any list of the existing laws passed by the Governor-General in Council
in his legislative capacity and of laws adopted by it though passed by other
legislatures was annexed to the Act, to that extent the delegation of power,
but 957 without any power of modifications in favour of the executive, might
have been valid, but that is not what was enacted in section 7 of the Delhi Laws Act. Power to extend laws made in the future by the
GovernorGeneral in Council for the whole of India or adopted by it though
passed later by other legislatures would also be intra vires, but farther than
that the legislature could not go. If one may say so, section 7 declares that
the legislature has no policy of its own and that the Governor-General in
Council can declare it and can determine what laws would be in force in Delhi.
The second question concerns section 2 of the
Ajmer-Merwara (Extension of Laws) Act, 1947, which provides for extension of
enactments to Ajmer-Merwara. It says:
"The Central Government may by notification
in the official gazette extend to the province of AjmerMet warn with such
restrictions and modifications as it thinks fit any enactment which is in force
in any other province at the date of such notification." For the reasons
given for holding that section 7 of the Delhi Laws Act is
ultra vires the constitution in two particulars, this section also is ultra
vires the Government of India Act, 193s, in those particulars. The section does
not declare any law but gives the Central Government power to declare what the
law shall be. The choice to select any enactment in force in any province at
the date of such notification clearly shows that the legislature declared no
principles or policies as regards the law to be made on any subject. It may be
pointed out that under the Act of 1935 different provinces had the exclusive
power of laying down their policies in respect to subjects within their own
legislative field. What policy was to be adopted for Delhi, whether that
adopted in the province of Punjab or of Bombay, was left to the Central
Government. Illustratively, the mischief of such law-making may be pointed out
with reference to what happened in pursuance of this section in Ajmer-Merwara.
The Bombay Agricultural Debtors' Relief Acco, 1947, has been 958 extended under
cover of this section to Ajmer-Merwara and under the power of modification by
amending the definition of the word 'debtor' the whole policy of the Bombay Act
has been altered. Under the Bombay Act a person is a debtor who is indebted and
whose annual income from sources other than agricultural and manly labour does
not exceed 33 per cent of his total annual income or does not exceed Rs. 500,
whichever is greater. In the modified statute "debtor" means an
agriculturist who owes a debt, and "agriculturist" means a person who
earns his livelihood by agriculture and whose income from such source exceeds
66 per cent of his total income. The outside limit of Rs. 500 is removed. The
exercise of this power amounts to making a new law by a body which was not in
the contemplation of the Constitution and was not authorized to enact any laws.
Shortly stated, the question is, could the Indian legislature under the Act of
1935 enact that the executive could extend to Delhi laws that may be made
hereinafter by a legislature in Timbuctoo or Soviet Russia with modifications.
The answer would be in the negative because the policy of those laws could
never be determined by the law making body entrusted with making laws for
Delhi. The Provincial legislatures in India under the Constitution Act of 1935
qua Delhi constitutionally stood on no better footing than the legislatures of
Timbuctoo and Soviet Russia though geographically and politically they were in
a different situation.
The third question concerns section 2 of the
Part C States (Laws) Act, 1950, which provides that" The Central
Government may by notification in the official gazette extend to any Part C
State (other than Coorg and the Andaman and Nicobar Islands) or to any part of
such State, with such restrictions or modifications as it thinks fit any
enactment which is in force in a Part A State at the date of the notification
and provision may be made in any enactment so extended for the repeal or
amendment of any corresponding law (other than a Central Act) which is for the
time being applicable to that Part C State." 959 For reasons given for
answering questions 1 and 2 that the enactments mentioned therein are ultra
rites the constitution in the particulars stated, this question is also
answered similarly. It might, however, be observed that in this case express
power to repeal or amend laws already applicable in Part C States has been
conferred on the Central Government. Power to repeal or amend laws is a power
which can only be exercised by an authority that has the power to enact laws.
It is a power co-ordinate and co-extensive with the power of the legislature
itself. In bestowing on the Central Government and clothing it with the same
capacity as is possessed by the legislature itself the Parliament has acted
unconstitutionally.
In offering my opinion on the questions
mentioned in the reference I have approached this matter with great caution and
patient attention and having in mind the rule that the benefit of reasonable
doubt on questions on the constitutional validity of a statute has to be
resolved in favour of legislative action. The legislative action, however, in
the enactments which are the subject-matter of the reference has been of such a
drastic and wide and indefinite nature considered in its full amplitude that it
is not possible to hold that in every particular these enactments are
constitutional.
MUKHERJEA J.--This is a reference made by the
President of India, under article 143 (1) of the Constitution, inviting this
Court to consider and report to him its opinion on the three following
questions :-(1) Was section 7 of the Delhi Laws Act, 1912, or any of the
provisions thereof, and in what particular or particulars or to what extent
ultra vires the Legislature which passed the said Act ? (2) Was the
Ajmer-Merwara (Extension of Laws) Act, 1947, or any of the provisions thereof,
and in what particular or particulars or to what extent ultra vires the
Legislature which passed the said Act ? (3) Is section 2 of the Part C States
(Laws) Act, 1950, or any of the provisions thereof, and in what 960 particular
or particulars or to what extent ultra vires the Parliament ? The necessity of
seeking the advisory opinion of this Court is stated to have arisen from the
fact that because of the decision of the Federal Court in Jatindra Nath Gupta
v. The Province of Bihar(1), which held the proviso to subsection (3) of
section 1 of the Bihar Maintenance of Public Order Act, 1947, ultra vires the
Bihar Provincial Legislature, by reason of its amounting to a delegation of its
legislative powers to an extraneous authority, doubts have arisen regarding the
validity of the three legislative provisions mentioned above, the legality of
the first and the second being actually called in question in certain judicial
proceedings which are pending before some of the High Courts in India.
The Delhi Laws Act, 1912, which
is the earliest of the enactments referred to above, was passed in 1912 by the
Governor-General in Council at its legislative meeting, that being the
legislature constituted for British India at that time, under the provisions of
the group of statutes known as Indian Councils Acts (1861-1909). Delhi, which
up till the 17th of September, 1912, was a part of the province of the Punjab,
was created a Chief Commissioner's Province on that date and on the following
date the Governor-General's Legislative Council enacted the Delhi Laws Act (Act
XIII) 1912 which came into force on and from the 1st of October, 1912.
Section 7 of the Act, in regard to which the
controversy has arisen, provides as follows :-"The Provincial Government
may, by notification in the official gazette, extend with such restrictions and
modifications as it thinks fit, to the province of Delhi or any part thereof
any enactment which is in force in any part of British India at the date of
such notification." The Ajmer-Merwara (Extension of Laws) Act was enacted
on the 31st December, 1947, by the Dominion (1) [1949-50] F.C.R. 595.
961 Legislature of India under the provisions
of the Government of India Act, 1935 (as adapted under the Indian Independence
Act of 1947). Section 2 of the Act is in the following terms :-"2.
'Extension of enactments to Ajmer-Merwara. --The Central Government may be
notification in the official gazette extend to the province of Ajmer-Merwara
with such restrictions and modifications as it thinks fit any enactment which
is in force in any other province at the date of such notification." Part
C States (Laws) Act, 1950, has been enacted by the Indian Parliament after the
new Constitution came into force and the provision of section 2 of the Act to
which the dispute relates is worded thus:-"2. Power to extend enactments
to certain Part C States.--The Central Government may, by notification in the
official gazette, extend to any Part C State (other than Coorg and the Andaman
and Nicobar Islands) or to any part of such State with such' restrictions and
modifications as it thinks fit any enactment which is in force in a Part A
State at the date of the notification; and provision may be made in any
enactment so extended for the repeal or amendment of any corresponding law
(other than a Central Act) which is for the time being applicable to that Part
C State." It will be noticed that in all the three items of legislation,
mentioned above, there has been, what may be described, as conferment by the
legislatures, which passed the respective enactments, to an outside authority,
of some of the powers which the legislative bodies themselves could exercise;
and the authority in whose favour the delegation has been made has not only
been empowered to extend to particular areas the laws which are in force in
other parts of India but has also been given a right to introduce into such
laws, any restrictions or modifications as it thinks fit. The controversy
centres round the point as to whether such delegation was or is within the
competency of the particular legislature which passed these enactments, 962 The
contention of the learned Attorney-General, who represents the President of,
India, in substance is that a legislature which is competent to legislate on a
particular subject has the competence also to delegate its legislative powers
in respect of that subject to any agent or external authority as it thinks
proper. The extent to which such delegation should be made is entirely a matter
for consideration by the legislature itself and a court of law has no say in
the matter. There could be according to the learned Attorney-General, only two
possible limitations upon the exercise of such right of delegation by a
competent legislative body. One is that the legislature cannot abdicate or
surrender its powers altogether or bring into existence a new legislative power
not authorised by the constitutional instrument. The second is that if the
constitutional document has provided for distribution of powers amongst
different legislative bodies, one legislature cannot delegate to another,
powers, which are vested in it, exclusively under the Constitution. It is
argued that, save and except these two limitations, the doctrine of inhibition
of delegation by legislative authority has no place in a Constitution modelled
on the English system which does not recognise the principle of separation of
powers as obtains in the American system. These questions are of great
constitutional importance and require careful consideration.
In America the rule of inhibition against
delegation of legislative powers is based primarily upon the traditional
American doctrine of "separation of powers". Another principle is
also called in to aid in support of the rule, which is expressed in the well known
maxim of Private Law, "delegatus non potest delegare", the authority
for the same, being based on one of the dieta of Sir Edward Coke. The modern
doctrine of ,'separation of powers" was a leading tenet in the political
philosophy of the 18th century. It was elaborated by Montesquieu in his
"Lesprit des lois" in explanation of the English political doctrine
and was adopted, in theory at least, in all its fulness and 963 rigidity by the
constitution-makers of America. The constitution of America provides for the
separation of the governmental powers into three basic divisions-the executive,
the legislative, and the judicial--and the powers appertaining to each
department have been vested in a separate body of public servants. It is
considered to be an essential principle(1) underlying the constitution that
powers entrusted to one department should be exercised exclusively by that
department without encroaching upon the powers confided to others. As is said
by Cooley,(2) "The different classes of power have been apportioned to
different departments; and as all derive their authority from the same
instrument, there is an implied exclusion of each department from exercising
the functions conferred upon the others." The other doctrine that is
invoked in support of the anti-delegation rule is the well accepted principle
of municipal law, which prevents a person upon whom a power has been conferred,
or to whom a mandate has been given, from delegating his powers to other
people. The legislature is supposed to be a delegate deriving its powers from
the 'people' who are the ultimate repository of all powers, and hence it is
considered incapable of transferring such powers to any other authority.
These doctrines, though well recognised in theory,
have a restricted and limited application in actual practice.
Mr. Justice Story said(3)-"But when we
speak of a separation of the three great departments of Government and maintain
that that separation is indispensable to public liberty, we are to understand
this maxim in a limited sense. It is not meant to affirm that they must be kept
wholly and entirely separate and distinct, and have no common link of
connection or dependence, the one upon (1) See Kilbourn v. Thomson, 103 U.S.
168 at p. 190.
i2) See Cooley's "Constitutional
Limitations", 7th Edition, page 126.
(3) Story's Constitution, s. 525, 124 964 the
other, in the slightest degree. The true meaning is that the whole power of one
of these departments should not be exercised by the same hands which possess
the whole power of either of the other departments: and that such exercise of
the whole would subvert the principles of free constitution." As regards
the maxim delegatus non potest delegare, its origin and theoretical basis are
undoubtedly different from those of the doctrine of separation of powers. But,
for practical purposes, both these doctrines are linked together and are used
as arguments against the Congress attempting to invest any other authority with
legislative powers. According to Willis, the disability of the Congress to
delegate its legislative powers to the executive, purports to be based upon the
doctrine of separation of powers; while its incapacity to bestow its authority
upon an independent body like a Board or Commission is said to rest on the
maxim delegatus non potest delegare(1).
As said above, a considerable amount of
flexibility was allowed in the practical application of these theories even
from early times. The vast complexities of social and economic conditions of
the modern age, and the ever growing amount of complicated legislation that is
called for by the progressive social necessities, have made it practically
impossible for the legislature to provide rules of law which are complete in
all their details. Delegation of some sort, therefore, has become indispensable
for making the law more effective and adaptable to the varying needs of
society.
Thus in America, despite the theory which
prohibits delegation of legislative power, one comes across numerous rules and
regulations passed by non legislative bodies in exercise of authority bestowed
on them by the legislature in some shape or other. The legislature has always
been deemed competent to create a municipal authority and empower it to make
by-laws. In fact, such legislation is based upon the immemorial (1) Willis on
Constitutional Law, p. 965 Anglo-Saxon practice of leaving to each local
community the management and control of local affairs. The Congress can
authorise a public officer to make regulations, or the Judges of the Court to
frame rules of procedure which are binding in the same way as laws proper. It
can authorise some other body to determine the conditions or contingencies
under which a statute shall become operative and can empower administrative
functionaries to determine facts and apply standards. "The separation of
powers between the Congress and the Executive", thus observed Cardozo, J.
in his dissenting judgment in Panama Refining Company v. Ryan(1), "is not
a doctrinaire concept to be made use of with pedantic rigour. There must be
sensible approximation, there must be elasticity of adjustment in response to
the practical necessities of Government which cannot foresee today the
developments of tomorrow in their nearly infinite variety". In fact, the
rule of non-delegation has so many exceptions engrafted upon it that a well
known writer(2) of constitutional law has tersely expressed that it is
difficult to decide whether the dogma or the exceptions state the rule
correctly.
It does not admit of any serious dispute that
the doctrine of separation of powers has, strictly speaking, no place in the
system of government that India has at the present day under her own
Constitution or which she had during the British rule. Unlike the American and
Australian Constitutions, the Indian Constitution does not expressly vest the
different sets of powers in the different organs of the State. Under article
53(1), the executive power is indeed vested in the President, but there is no
similar vesting provision regarding the legislative and the judicial powers.
Our Constitution, though federal in its structure, is modelled on the British
Parliamentary system, the essential feature of which is the responsibility of
the executive to the legislature. The President, as the head of the executive,
is to act on the advice of the Council of (1) 293 U.S. 388 at 440.
(2) See Willis on Constitutional Law, p. 137,
966 Ministers, and this Council of Ministers, like the British Cabinet, is a
"hyphen which joins, a buckle which fastens, the legislative part of the
State to the executive part." There could undoubtedly be no question of
'the executive being responsible to the legislature in the year 1912, when the
Delhi Act X111 of 1912 was passed, but at that time it was the executive which
really dominated the legislature, and the idea of a responsible government was
altogether absent. It was the Executive Council of the GovernorGeneral which
together with sixty additional members, of whom 33 were nominated, constituted
the GovernorGeneral's Legislative Council and had powers to legislate for the
whole of British India. The local legislatures in the provinces were
constituted in a similar manner. The first advance in the direction of
responsible government was made by the Government of India Act, 1919, which
introduced dyarchy in the provinces. The Government of India Act, 1935, brought
in Provincial autonomy, and ministerial responsibility was established in the
provinces subject to certain reserved powers of the Governor. In the Centre the
responsibility was still limited and apart from the discretionary powers of the
Governor-General the Defence and External Affairs were kept outside the purview
of ministerial and legislative control. Thus whatever might have been the
relation between the legislature and the executive in the different
constitutional set ups that existed at different periods of Indian history
since the advent of British rule in this country, there has never been a rigid
or institutional separation of powers in the form that exists in America.
The maxim delegatus non potest delegare is
sometimes spoken of as laying down a rule of the law of agency; its ambit is
certainly wider than that and it is made use of in various fields of law as a
doctrine which prohibits a person upon whom a duty or office has devolved or a
trust has been imposed from delegating his duties or powers to other persons.
The 967 introduction of this maxim into the constitutional field cannot be said
to be altogether unwarranted, though its basis rests upon a doubtful political
doctrine. To attract the application of this maxim, it is essential that the
authority attempting to delegate its powers must itself be a delegate of some
other authority. The legislature, as it exists in India at the present day,
undoubtedly is the creature of the Indian Constitution, which defines its
powers and lays down its duties; and the Constitution itself is a gift of the
people of India to themselves. But it is not a sound political theory, that the
legislature acts merely as a delegate of the people. This theory once
popularised by Locke and eulogized by early American writers is not much in
favour in modern times. With regard to the Indian Legislature as it existed in
British days constituted under the Indian Councils Act, it was definitely held
by the Judicial Committee in the well-known case of Queen v.
Burah (1) that it was in no sense a delegate
of the British Parliament. In that case the question arose as to the validity
of section 9 of Act XXII of 1869 passed by the Governor-General's Legislative
Council. The Act provided that certain special laws, which had the effect of
excluding the jurisdiction of the High Court, should apply to a certain
district. known as Garo Hills, and section 9 empowered the Lieutenant-Governor
of Bengal to extend the operation of these laws to certain other areas if and
when the Lieutenant-Governor, by notification in the Calcutta Gazette, would
declare that they should be so applied. The majority of the Judges of the
Calcutta High Court upheld the contention of the respondent, Burah, that the
authority conferred on the Lieutenant-Governor to extend the Act in this way
was in excess of the powers of the Governor-General in Council, and in support
of this view, one of the learned Judges relied inter alia upon the principles
of the law of agency. This view was negatived by the Judicial Committee, and
Lord Selborne, in delivering the judgment, observed as follows:
(1) 5 I.A. 178.
968 "The Indian Legislature has powers
expressly limited by the Act of the Imperial Parliament which created it, and
it can, of course, do nothing beyond the limits which circumscribe these
powers. But when acting within those limits, it is not in any sense an agent or
delegate of the Imperial Parliament, but has, and was intended to have, plenary
powers of legislation as large and of the same nature as those of parliament
itself." Practically the same observations were reiterated by the Judicial
Committee in the case of Hodge v. The Queen(1) while describing the position of
the Provincial Legislature under the Canadian Constitution and stress was laid
upon the plenitude of power which such Legislature could exercise when acting
within the limits prescribed for it by the Imperial Parliament.
I am quite willing to concede that the
doctrine of separation of powers cannot be of any assistance to us in the
solution of the problems that require consideration in the present case. In my
opinion, too much importance need not also be attached to the maxim delegatus
non potest delegare, although as an epigrammatic saying it embodies a general
principle that it is not irrelevant for our present purpose. But even then I am
unable to agree with the broad proposition enunciated by the learned
Attorney-General that a legislative power per se includes within its ambit a
right for the legislative body to delegate the exercise of that power in any
manner it likes to another person or authority.
I am unable also to accept his contention
that in this respect the authority of the Indian Legislature is as plenary as
that of the British Parliament, and, provided the subject-matter of legislation
is not one outside the field of its legislative competence, the legislature in
India is able to do through an agent anything which it could do itself.
It is to be noted that so far as the British
Parliament is concerned, there is no constitutional limitation upon its
authority or power. In the words of Sir 9 App. Cas. 117.
969 Edward Coke (1), "the power and
jurisdiction of Parliament is so transcendent and absolute that it cannot be
confined, either for causes or persons, within any
bounds........................ It hath sovereign and uncontrollable authority
in the making, confirming, enlarging, abrogating, repealing, reviving and
expounding of laws................... this being the place where that absolute
despotic power which must in all governments reside somewhere is entrusted by
the constitution of these kingdoms." The British Parliament can not only
legislate on any subject it likes and alter or repeal any law it likes, but
being both "a legislative and a constituent assembly", it can change
and modify the so-called constitutional laws and they can be changed by the
same body and in the same manner as ordinary laws; and no act of the Parliament
can be held to be unconstitutional in a British Court of Law. (2) This
sovereign character was not, and could not be, predicated of the Legislative
Council of British India as it was constituted under the Indian Councils Act,
even though it had very wide powers of legislation and within the scope of its
authority could pass laws as important as those passed by the British
Parliament (3). It is not present also in the Indian Parliament of the present
day which is a creature of the Indian Constitution and has got to exercise its
legislative powers within the limits laid down by the Constitution itself.
Acting in its ordinary capacity as a legislative body, the Indian Parliament
cannot go beyond the Constitution or touch any of the Constitutional or fundamental
laws, and its acts can always be questioned in a court of law. Consequences of
great constitutional importance flow from this difference and they have a
material bearing on the question before us. The contention of the learned
AttorneyGeneral in substance is that the power of delegation of legislative
authority without any limitation as to its extent is (1) See Coke's Fourth
Institute, p. 36.
(2) See Dicey's Law of the Constitution, p.
88 (9th Edition.) (3) See Dicey's Law of the Constitution, p. 99 (9th Edition).
970 implicit in the exercise of the power
itself, and in support of his contention he refers to the unrestricted rights
of delegation which are exercised by the British Parliament.
But the validity or invalidity of a
delegation of legislative power by the British Parliament is not and cannot be
a constitutional question at all in the United Kingdom, for the Parliament
being the omnipotent sovereign is legally competent to do anything it likes
arid no objection to the constitutionality of its acts can be raised in a court
of law. Therefore, from the mere fact that the British Parliament exercises
unfettered rights of delegation in respect of its legislative powers, the
conclusion does not follow that such right of delegation is an inseparable adjunct
of the legislative power itself. The position simply is this that in England,
no matter, to whichever department of the powers exercisable by the British
Parliament the right of delegation of legislative authority may be
attributed--and there is no dispute that all the sovereign powers are vested in
the Parliament-no objection can be taken to the legality of the exercise of
such right. But in India the position even at the present day is different.
There being a written constitution which defines and limits the rights of the
legislature, the question whether the right of delegation, either limited or
unlimited, is included within, and forms an integral part of, the right of
legislation is a question which must be answered on a proper interpretation of
the terms of the Constitution itself. We need not for this purpose pay any
attention to the American doctrine of separation of powers; we must look to the
express language of our own Constitution and our approach should be to the
essential principles underlying the process of law-making which our
Constitution envisages. According to the Indian Constitution, the power of
law-making can be exercised by the Union Parliament or a State Legislature
which is to be constituted in a particular manner and the process of
legislation has been described in detail in various articles(1).
Powers have been given to the President (1)
Vide Articles 107 and 111; 196 to 200, 971 in article 123 and to the Governor
of a State under article 213 to promulgate Ordinances during recess of the
respective legislatures. Specific provisions have also been made for exercise
of the legislative powers by the President on proclamation of emergency and in
respect of Part D territories. Law-making undoubtedly is a task of the highest
importance and responsibility, and, as our Constitution has entrusted this task
to particular bodies of persons chosen in particular ways, and not only does it
set up a machinery for law-making but regulates the methods by which it is to
be exercised and makes specific provisions for cases where departure from the
normal procedure has been sanctioned, the prima facie presumption must be that
the intention of the Constitution is that the duty of law-making is to be
performed primarily by the legislative body itself. The power of the Parliament
to confer on the President legislative authority to make laws and also to
authorise the President to delegate the power so conferred to any other
authority has been recognised only as an emergency provision in article 357 of'
the Constitution. Save and except this, there is no other provision in the
Constitution under which the legislature has been expressly authorised to
delegate its legislative powers. "It is a well-known rule of construction
that if a statute directs that certain acts shall be done in a specified manner
or by certain persons, then performance in any other manner than that specified
or by any other persons than those named is impliedly prohibited(1)." It
has been observed by Baker in his treatise on "Fundamental Laws" that
quite apart from the doctrine of separation of powers, there are other cogent
reasons why legislative power cannot be delegated. "Representative
government," thus observes the ]earned author,(2) "vests in the
persons chosen to exercise the power of voting taxes and enacting laws, the
most important and sacred trust known to civil government.
The representatives of the people are (1)
Vide Crawford's Statutory Construction, p. 334.
(2) Baker's Fundamental Laws, Vol. I, p. 287.
125 972 required to exercise wise discretion
and a sound judgment, having due regard for the purposes and the needs of the
executive and judicial department, the ability of the taxpayer to respond and
the general public welfare. It follows as a self-evident proposition that a
responsible legislative assembly must exercise its own judgment." In the
same strain are the observations made by Cooley in his "Constitutional Law
,,(1) that the reason against delegation of power by the legislature is found
in the very existence of its own powers. "This high prerogative has been
entrusted to its own wisdom, judgment and patriotism, and not to those of other
persons, and it will act ultra vires if it undertakes to delegate the trust
instead of executing it." The same considerations are applicable with
regard to the legislative bodies which exercised the powers of lawmaking at the
relevant periods when the Delhi Laws Act of 1912 and the
Ajmer Merwara Act of 1947 were enacted. Under the Indian Councils Act, 1861,
the power of making laws and regulations was expressly vested in a distinct
body consisting of the members of the Governor-General's Council and certain
additional members who were nominated by the Governor-General for a period of
two years. The number of such additional members which was originally from 6 to
12 was increased by the subsequent amending Acts and under the Indian Councils
Act 'of 1909, it was fixed at 60, of which 27 were elected and the rest nominated
by the GovernorGeneral. It was this legislative body that was empowered by the
Indian Councils Act to legislate for the whole of British India and there were
certain local legislatures in addition to this in some of the provinces.
Section 18 of the Indian Councils Act of 1861
empowered the Governor-General to make rules for the conduct of business at
meetings of the Council for the purpose of making laws; section 15 prescribed
the quorum necessary for such.
meetings and further provided that the senior
most ordinary member could preside in the absence of the Governor-General.
This was (1) Vide Fourth Edition, p. 138, 973
the normal process of law-making as laid down by the Indian Councils Act.
Special provisions were made for exceptional cases when the normal procedure
could be departed from.
Thus section 23 of the Act of 1861 empowered
the Governor General to make ordinances having the force of law in case of
urgent necessity; and later on under section 1 of the Indian Councils Act of
1870 the executive government was given the power to make regulations for
certain parts of India to which the provisions of the section were declared to
be applicable by the Secretary of State. Besides these exceptions for which
specific provisions were made, there is nothing in the parliamentary Acts
passed during this period to suggest that legislative powers could be exercised
by any other person or authority except the Legislative Councils mentioned
above.
The Ajmer-Merwara Act was passed by the
Dominion Legislature constituted under the Government of India Act, 1935, as
adapted under the Indian Independence Act of 1937. The provisions of the
Constitution Act of 1945 in regard to the powers and functions of the
legislative bodies were similar to those that exist under the present
Constitution and no detailed reference to them is necessary.
The point for consideration now is that if
this is the correct position with regard to exercise of powers by the
legislature, then no delegation of legislative function, however small it might
be, would be permissible at all. The answer is that delegation of legislative
authority could be permissible but only as ancillary to, or in aid of, the
exercise of law-making powers by the proper legislature, and not as a means to
be used by the latter to relieve itself of its own responsibility or essential
duties by devolving the same on some other agent or machinery. A constitutional
power may be held to imply a power of delegation of authority which is
necessary to effect its purpose; and to this extent delegation of a power may
be taken to be implicit in the exercise of that power. This is on the principle
"that everything necessary to the exercise of a power 974 is implied in
the grant of the power. Everything necessary to the effective exercise of
legislation must, therefore be taken to be conferred by the Constitution within
that power."(1). But it is not open to the legislature to strip itself of
its essential legislative function and vest the same on an extraneous
authority. The primary or essential duty of law-making has got to be discharged
by the legislature itself; delegation may be resorted to only as a secondary or
ancillary measure. Quite apart from the decisions of American courts, to some
of which I will refer presently, the soundness of the doctrine rests, as I have
said already, upon the essential principles involved in our written
Constitution. The work of law-making should be done primarily by the authority
to which that duty is entrusted, although such authority can employ an outside
agency or machinery for the purpose of enabling it to discharge its duties
properly and effectively; but it can on no account throw the responsibility
which the Constitution imposes upon it on the shoulders of an agent or delegate
and thereby practically abdicate its own powers.
The learned Attorney-General in support of
the position he took up placed considerable reliance on the observations of the
Judicial Committee in the case of Queen v. Burah(2), which I have referred to
already and which have been repeated almost in identical language in more than
one subsequent pronouncement of the Judicial Committee. The Privy Council made
those observations for the purpose of clearing up a misconception which
prevailed for a time in certain quarters that the Indian or the Colonial
Legislatures were mere agents or delegates of the Imperial Parliament, and
being in a sense holders of mandates from the latter, were bound to execute
these mandates personally. This conception, the Privy Council pointed out, was
wrong. The Indian Legislature, or for the matter of that the Colonial
Parliament could, of course, do nothing beyond the limits (1) Per O'Connor J.
in Baxter v. Ah Way, 8 C.L.R. 626 at 637.
(2) 5 IA. 178.
975 prescribed for them by the British
Parliament. But acting within these limits they were in no sense agents of
another body and had plenary powers of legislation as large and of the same
nature as those of the Parliament itself. It should be noted that the majority
of the Judges of the Calcutta High Court in Queen v. Burgh(1) proceeded on the
view that the impugned provision of Act XXII of 1869 was not a legislation but
amounted to delegation of legislative power and Mr. Justice Markby in his
judgment relied expressly upon the doctrine of agency. This view of Mr. Justice
Markby was held to be wrong by the Privy Council in the observations mentioned
above and as regards the first and the main point the Judicial Committee
pointed out that the majority of the Judges of the High Court laboured under a
mistaken view of the nature and principles of legislation, for as a matter of
fact nothing like delegation of legislation was attempted in the case at all.
It seems to me that the observations relied on by the Attorney-General do not
show that in the opinion of the Privy Council the Indian, Legislative Council
had the same unrestricted rights of delegation of legislative powers as are
possessed by the British Parliament. If that were so there was no necessity of
proceeding any further and the case could have been disposed of on the simple
point that even if there was any delegation of legislative powers made by the
Indian Legislative Council it was quite within the ambit of its authority.
In my opinion, the object of making the
observations was to elucidate the character in which the Indian Legislative
Council exercised its legislative powers. It exercised the powers in its own
right and not as an agent or delegate of the British Parliament. If the
doctrine of agency is to be imported, the act of the agent would be regarded as
the act of the principal, but the legislation passed by the Indian Legislature
was the act of the Legislature itself acting within the ambit of its authority
and not of the British Parliament, although it derived its authority from the latter.
This view has been clearly 5 I.A.78.
976 expressed by Rand J. of the Supreme Court
of Canada while the learned Judge was speaking about the essential character of
the legislation passed by the legislative bodies in Canada (1). The
observations of the learned Judge are as follows :"The essential quality
of legislation enacted by these bodies is that it is deemed to be the law of
legislatures of Canada as a self-governing political organization and not law
of Imperial Parliament. It was law within the Empire and law within the
Commonwealth, but it is not law as if enacted at Westminster, though its source
or authority is derived from that Parliament." It should be noted further
that in their judgment in Burah's case(2) the Privy Council while dealing with
the matter of delegated authority was fully alive to the implications of a
written constitution entrusting the exercise of legislative powers to a
legislature constituted and defined in a particular manner and imposing a
disability on such legislature to go beyond the specific constitutional
provisions. Just after stating that the Indian Legislature was in no sense a
delegate of the Imperial Parliament the Privy Council observed: "The
Governor-General in Council could not by any form of an enactment create in
India and arm with legislative authority a new legislative power not created
and authorised by the Councils Act." Almost in the same strain were the
observations of the Judicial Committee in In re The Initiative and Referendum
Act, 1919 (3); and while speaking about the powers of the Provincial
Legislature under the Canadian Act of 1867 Lord Haldane said :--"Section
92 of the Act of 1867 entrusts the legislative power in a province to its
legislature and to that legislature only. No doubt a body with a power of
legislation on the subjects entrusted to it so ample as that enjoyed by the
provincial legislature in Canada could, while preserving its own capacity
intact, seek (1) See Attorney-General of Nova Scotia v. Attorney General of
Canada, (1950) 4 D.L.R, 369 at p. 383.
(2) 5 I.A. 178.
(3) [1919] A.C. 935 at p. 945.
977 the assistance of subordinate agencies as
had been done when in Hodge v. Queen(1) the legislature of Ontario was held
entitled to entrust to a Board of Commissioners authority to enact regulations
relating to taverns; but it does not follow that it can create and endow with
its own capacity a new legislative power not created by the Act to which it
owes its own existence." It is not correct to say that what these
observations contemplate is a total effacement of the legislative body on
surrender of all its powers in favour of another authority not recognised by
the constitution. Such a thing is almost outside the range of practical
consideration. The observations of Lord Haldane quoted above make it quite
clear that his Lordship had in mind the distinction between "seeking the
assistance of a subordinate agency in the framing of rules and regulations
which are to become a part of the law," and "conferring on another
body the essential legislative function which under the constitution should be
exercised by the legislature itself." The word "abdication" is
somewhat misleading, but if the word is to be used at all, it is not necessary
in my opinion to constitute legal abdication that the legislature should
extinguish itself completely and efface itself out of the pages of the
constitution bequeathing all its rights to another authority which is to step
into its shoes and succeed to its rights. The abdication contemplated here is
the surrender of essential legislative authority even in respect of a
particular subject-matter of legislation in favour of another person or
authority which is not empowered by the constitution to exercise this function.
I will now attempt to set out in some detail
the limits of permissible delegation, in the matter of making laws, with
reference to decided authorities. For this purpose it will be necessary to
advert to some of the more important cases on the, subject decided by the
highest courts of America, Canada and Australia. We have also a number of
pronouncements of the Judicial Committee in appeals from India and the
Colonies. I confess that no uniform view can be gathered from (1) 9 App. Cas.
117.
978 these decisions and none could possibly
be expected in view of the fact that the pronouncements emanate from Judges in
different countries acting under the influence of their respective traditional
theories and the weight of opinion of their own courts on the subject. None of
these authorities, however, are binding on this court and it is not necessary
for us to make any attempt at reconciliation. We are free to accept the view
which appears to us to be well-founded on principle and based on sound
juridical reasoning.
Broadly speaking, the question of delegated
legislation has come up for consideration before courts of law in two distinct
classes of cases. One of these classes comprises what is known as cases of
"conditional legislation," where according to the generally accepted
view, the element of delegation that is present relates not to any legislative
function at all, but to the determination of a contingency or event, upon the
happening of which the legislative provisions are made to operate. The other
class comprises cases of delegation proper, where admittedly some portion of
the legislative power has been conferred by the legislative body upon what is
described as a subordinate agent or authority.
I will take up for consideration these two
types of cases one after the other.
In a conditional legislation, the law is full
and complete when it leaves the legislative chamber, but the operation of the
law is made dependent upon the fulfillment of a condition, and what is
delegated to an outside body is the authority to determine, by the exercise of
its own judgment, whether or not the condition has been fulfilled. "The
aim of all legislation", said O'Connor J. in Baxter v. Ah Way (1) "is
to project their minds as far as possible into the future and to provide in
terms as general as possible for all contingencies likely to arise in the
application of the law. But it is not possible to provide specifically for all
cases and therefore legislation from the very earnest times, and particularly
in more (1) 8 C.L.R. 626 at 637, 979 modern times, has taken the form of conditional
legislation, leaving it to some specified authority to deter mine the
circumstances in which the law shall be applied or to what its operation shall
be extended, or the particular class of persons or goods or things to which it
shall be applied." In spite of the doctrine of separation of powers, this
form of legislation is well recognised in the legislative practice of America,
and is not considered as an encroachment upon the anti-delegation rule at all.
As stated in a leading Pennsylvania case (1), "the legislature cannot
delegate its power to make a law; but it can make a law to delegate a power to
determine some fact or state of things upon which the law makes or intends to
make its own action depend. To deny this would be to stop the wheels of Government.
There are many things upon which wise and useful legislation must depend, which
cannot be known to the lawmaking power and must, therefore, be a subject of
inquiry and determination outside the halls of legislation." One of the
earliest pronouncements of the Judicial Committee on the subject of conditional
legislation is to be found in Queen v. Burah(2). In that case, as said already,
the Lieutenant-Governor of Bengal was given the authority to extend all or any
of the provisions contained in a statute to certain districts at such time he
considered proper by notification in the official gazette. There was no
legislative act to be performed by the Lieutenant-Governor himself.
The Judicial Committee observed in their
judgment :"The proper legislature has exercised its judgment as to place,
persons, laws, powers, and the result of that judgment has been to legislate
conditionally as to those things.
The conditions being fulfilled, the
legislation is now absolute." Just four years after this decision was
given, the case of Russell v. The Queen(3) came up before the (1) Locke's
Appeal, 72 Pa. 491. (8) 7 App. Cas. 829 (2) 5 I.A. 178.
126 980 Judicial Committee. The
subject-matter of dispute in that case was the Canadian Temperance Act of 1878,
the prohibitory and penal provisions of which were to be operative in any
county or city, only if upon a vote of the majority of the electors of that
county or city favouring such a course the Governor-General by Order in Council
declared the relative part of the Act to be in force. One of the contentions
raised before the Judicial Committee was that the provision was void as
amounting to a delegation of legislative authority to a majority of voters in
the city or county. This contention was negatived by the Privy Council, and the
decision in Queen v. Burah(1) was expressly relied upon. ', The short answer to
this question," thus observed the Judicial Committee, "is that the
Act does not delegate any legislative powers whatsoever. It contains within itself
the whole legislation on the matter with which it deals. The provision that
certain parts of the Act shall come into operation only on the petition of a
majority of electors does not confer authority or power to legislate.
Parliament itself enacts the condition and everything which is to follow upon
the condition being fulfilled. Conditional legislation of this kind is in many
cases convenient and is certainly not unusual and the power so to legislate
cannot be denied to the Parliament of Canada when the subject of legislation is
within its competency." The same principle was applied by the Judicial
Committee in King v. Benoari Lal Sarma(2). In that case, the validity of an
emergency ordinance by the Governor-General of India was challenged inter alia
on the ground that it provided for setting up of special criminal courts for
particular kinds of offences, but the actual setting up of the courts was left
to the Provincial Governments which were authorised to set them up at such time
and place as they considered proper. The Judicial Committee held that
"this is not delegated legislation at all. It is merely an example of the
not uncommon legislative power by which the local application of the provisions
of a statute is determined (1) 5 I.A. 178. (2) 72 I.A. 57.
981 by the judgment of a local administrative
body as to its necessity." Thus, conditional legislation has all along
been treated in judicial pronouncements not to be a species of delegated
legislation at all. It comes under a separate category, and, if in a particular
case all the elements of a conditional legislation exist, the question does not
arise as to whether in leaving the task of determining the condition to an
outside authority, the legislature acted beyond the scope of its powers.
I now come to the other and more important
group of cases where admittedly a. portion of the law-making power of the
legislature is conferred or bestowed upon a subordinate authority and the rules
and regulations which are to be framed by the latter constitute an integral portion
of the statute itself. As said already, it is within powers of Parliament or
any competent legislative body when legislating within its legislative field,
to confer subordinate administrative and legislative powers upon some other
authority. The question is what are the limits within which such conferment or
bestowing of powers could be properly made? It is conceded by the learned
Attorney-General that the legislature cannot totally abdicate its functions and
invest another authority with all the powers of legislation which it possesses.
Subordinate legislation, it is not disputed, must operate under the control of
the legislature from which it derives its authority, and on the continuing
operation of which, its capacity to function rests. As was said by Dixon J. (1)
"a subordinate legislation cannot have the independent and unqualified
authority which is an attribute of true legislative power." It is pointed
out by this learned Judge that several legal consequences flow from this
doctrine of subordinate legislation. An offence against subordinate legislation
is regarded as an offence against the statute and on the repeal of the statute
the regulations automatically collapse. So far, the propositions cannot, and
need not, be disputed. But, (1) Vide Victoria Stevedoring and General
Contracting Company v. Dignan, 46 C.L.R. 73 at 102.
982 according to the learned Attorney-General
all that is necessary in subordinate legislation is that the legislature should
not totally abdicate its powers and that it should retain its control over the
subordinate agency which it can destroy later at any time it likes. If this is
proved to exist in a particular case, then the character or extent of the
powers delegated to or conferred upon such subordinate agent is quite immaterial
and into that question the courts have no jurisdiction to enter. This argument
seems plausible at first sight, but on closer examination, I find myself unable
to accept it as sound. In my opinion, it is not enough that the legislature
retains control over the subordinate agent and could recall him at any time it
likes, to justify its arming the delegate with all the legislative powers in
regard to a particular subject. Subordinate legislation not only connotes the
subordinate or dependent character of the agency which is entrusted with the
power to legislate, but also implies the subordinate or ancillary character of
the legislation itself, the making of which such agent is entrusted with. If
the legislature hands over its essential legislative powers to an outside
authority, that would, in my opinion, amount to a virtual abdication of its
powers and such an act would be in excess of the limits of permissible
delegation.
The essential legislative function consists
in the determination or choosing of the legislative policy and of formally
enacting that policy into a binding rule of conduct. It is open to the
legislature to formulate the policy as broadly and with as little or as much
details as it thinks proper and it may delegate the rest of the legislative
work to a subordinate authority who will work out the details within the
framework of that policy. "So long as a policy is laid down and a standard
established by statute no constitutional delegation of legislative power is
involved in leaving to selected instrumentalities the making of subordinate
rules within prescribed limits and the determination of facts to which the
legislation is to apply"(1).
(1) Vide Schechter Poultry Corp. v. United
States, 295 U.S.
495 983 The Supreme Court of America has held
in more cases than one that the policy of the law-making body and the standards
to guide the administrative agency may be laid down in very broad and general
terms. It is enough if the legislature lays down an intelligible principle
which can be implemented by the subordinate authorities for specific cases or
classes of cases(1). The Court has been exceedingly loath to find violation of
this principle and in fact there are, only two cases, viz., Panama Refining Co.
v. Ryan(2) and Schechter Poultry Corp. v.U.S.(3) where the federal legislation
was held invalid on the ground that the standard laid down by the Congress for
guiding administrative discretion was not sufficiently definite. In Panama
Refining Co. v. Ryan(2) Chief Justice Hughes very clearly stated "that the
Congress manifestly is not permitted to abdicate or transfer to others the
essential legislative functions with which it is invested." "In every
case" the learned Chief Justice continued," in which the question has
been raised the court has recognised that there are limits of delegation which
there is no constitutional authority to transcend...... We think that section
9(c) goes beyond those limits; as to transportation of oil production in excess
of state permission the Congress has declared no policy, has established no
standard, has laid down no rule. There is no requirement, no definition of
circumstances and conditions in which the transportation is to be allowed or
prohibited." Mr. Justice Cardozo differed from the majority view m this
case and held that a reference express or implied to the policy of Congress as
declared in section 1 was a sufficient definition of a standard to make the
statute valid. "Discretion is not unconfined and vagrant" thus
observed the learned Judge. "It is confined within banks that keep it from
overflowing." It is interesting to note that in the later case of
Schechter Poultry Corporation(3), where the legislative power was held to be
unconstitutionally delegated by the provision of section 3 of the National
Industrial (1) Vdie J. IV. Hampton v.U.S., 276 U.S. 394.
(2) 293 U.S. 388. (3) 295 U.S. 495.
184 Recovery Act of 1933 as no definite
standard was set up or indicated by the legislature, Cardozo J. agreed with the
opinion of the Court and held that the delegated power of legislation which had
found expression in that Code was not canalised within banks but was unconfined
and vagrant.
"Here in the case before us" thus
observed the learned Judge, "is an attempted delegation not confined to
any single act nor to any class or group of acts identified or described by
reference to a standard. This is delegation running riot. No such plenitude of
powers is capable of transfer." As said above, these are the only two
cases up till now in which the statutes of Congress have been declared invalid
because of delegation of essential legislative powers. In the later cases the
court has invaribly found the standard established by the Congress sufficiently
definite to satisfy the prohibition against delegation of legislative powers,
and in all such cases a most liberal construction has been put upon the
enactment of the legislature(1).
We are not concerned with the actual
decisions in these cases. The decisions are to be valued in so far as they lay
down any principles. The manner of applying the principles to the facts of a
particular case is not at all material.
The decisions referred to above clearly lay
down that the legislature cannot part with its essential legislative function
which consists in declaring its policy and making it a binding rule of'
conduct. A surrender of this essential function would amount to abdication of
legislative powers in the eye of law. 'the policy may be particularised in as
few or as many words as the legislature thinks proper and it is enough if an
intelligent guidance is given to the subordinate authority. The Court can
interfere if no policy is discernible at all or the delegation is of such an
indefinite character as to amount to abdication, but as the discretion vests
with the legislature in determining whether there is necessity (1) See Opp
Cotton Mills v. Administrator of Wages, 312 U.S. 126; Yakus v. United States,
321 U.S. 414; American Pt. & Lt. Co. v. Securities and Exchange Commission,
329 U.S. 90.
985 for delegation or not, the exercise of
such discretion is not to be disturbed by the court except in clear cases of
abuse. These I consider to be the fundamental principles and in respect to the
powers of the legislature the constitutional position in India approximates
more to the American than to the English pattern. There is a basic difference
between the Indian and the British Parliament in this respect. There is no
constitutional limitation to restrain the British Parliament from assigning its
powers where it will, but the Indian Parliament qua legislative body is
lettered by a written constitution and it does not possess the sovereign powers
of the British Parliament. The limits of the powers of delegation in India
would therefore have to be ascertained as a matter of construction from the
provisions of the Constitution itself and as I have said the right of
delegation may be implied in the exercise of legislative power only to the
extent that it is necessary to make the exercise of the power effective and
complete. It is said by Schwartz in his work on American Administrative Law
"that these doctrines enable the American courts to ensure that the growth
of executive power necessitated by the rise of the administrative process will
not be an uncontrollable one. Delegation of powers must be limited
ones--limited either by legislative prescription of ends and means, or even of
details or by limitations upon the area of the power delegated. The enabling
legislation must, in other words, contain a framework within which the executive
action must operate"(1).
It would be worth while mentioning in this
connection that the report of the Committee on Ministers' Power recommended
something very much similar to this American doctrine as a proper check on
delegated legislation. The report says that "the precise limits of a
law-making power which Parliament intends to confer on a Minister should always
be expressly defined in clear language by the statute which confers it, when
discretion is conferred its limits should be defined with (1) Schwartz's
American Administrative Law, p. 22.
986 equal clearness"(1). It is true that
what in America is a question of vires and is subject to scrutiny by courts, in
the United Kingdom it is a question of policy having a purely political
significance. But the recommendation of the Committee would clearly indicate
that the rules laid down and acted upon by the American Judges particularly in
later years can be supported on perfectly clear and sound democratic
principles.
I will now advert to the leading Canadian and
Australian cases on the subject and see how far these decisions lend support to
the principles set out above. Many of these Canadian cases, it may be noted,
went up on appeal to the Judicial Committee.
I will start with the case of Hodge v. The Queen(2)
which came up before the Judicial Committee on appeal from the decision of the
Court of Appeal for Ontario in the year 1883. The facts of the case are quite
simple. The appellant was convicted for permitting and suffering a billiard
table to be used and a game of billiard to be played thereon in violation of a
resolution of the License Commissioners who were authorised by the Liquor
License Act of 1877 to enact regulations regulating the use of taverns, with
power to create offences and annex penalties there to.
One of the questions raised was whether the
Ontario Legislature could delegate powers to the License Commissioners to frame
regulations by which new offences could be created.
The Privy Council agreed with the High Court
in holding that the legislature for Ontario was not in any sense exercising
delegated authority from the Imperial Parliament and it had full authority to
confide to a municipal institution or body of its own creation authority to
make by-laws or resolutions as to subjects specified in the enactment and with
the object of carrying the enactment into operation and effect.
It was observed :-"Such an authority is
ancillary to legislation;......
the very full and very elaborate judgment of
the (1) Vide Report, page 65. (2) 9 App, Cas, 117.
987 Court of Appeal contains abundance of
precedents for the legislature entrusting a limited discretionary authority to
others and as many illustrations of its necessity and convenience." It
will be seen that what was delegated by the Ontario Legislature to the License
Commissioners was-simply the power to regulate tavern licenses. There was no
question of parting with substantial legislative powers in this case.
But although the Privy Council stated clearly
that the Ontario legislature was quite supreme within its own sphere and
enjoyed the same authority as the Imperial or the Dominion Parliament, they
described the power delegated as authority ancillary to legislation and
expressly referred to the "abundance of precedents for the legislature
entrusting a limited discretionary authority to others." There was no
necessity for the Privy Council to use the guarded language it used if in fact
the Ontario legislature had the same right of delegating its powers as the
British Parliament.
It would be pertinent to note that Davey,
Q.C., who appeared for the Crown in support of the judgment appealed against.
did not contend before the Privy Council that
the Ontario legislature had full rights of delegation like the British
Parliament and consequently its acts could not be challenged as
unconstitutional. His argument was that in this ease there was no delegation of
legislative authority and what was delegated was only the power to make
by-laws. By legislative authority the learned Counsel apparently meant the
essential legislative function as distinguished from the power to make rules
and regulations and the argument implied that the essential legislative powers
could not be delegated at all.
The case of Powell v. Appollo Candle Co. (1)
is the next case in point of time which has a bearing on the question before
us. That case came up on appeal from a decision of the Supreme Court of New
South Wales, and the question arose whether section 133 of (1) 10 App. Cas.
232.
127 988 the Customs Regulation Act of 1879of
the Colony, was or was not ultra vires the Colonial legislature. The attack on
the validity of the legislation was inter alia on the ground that it conferred
upon the Government power to levy duty on certain articles which in the opinion
of the Collector were substituted for other dutiable articles. The question was
whether such power could be validly conferred. The Privy Council had no
difficulty in holding that the provision was perfectly valid and it was quite
within the competence of the Colonial legislature which was in no sense a
delegate of the Imperial Parliament, to confer a discretion of this character
on the executive for the purpose of making the statute properly effective. The
policy of the law as well as the main principles were laid down in the Act
itself.
What was left to the executive was a power to
enforce the provisions of the Act more properly and effectively by levying
duties on articles which could be used for similar purposes as the dutiable
articles mentioned in the statute.
The legislature itself laid down the standard
and it was sufficiently definite to guide the executive officers.
I now come to the decision of the Supreme
Court of Canada in re Gray (1), which was decided during the first world war.
The Dominion War Measures Act, 1914, passed by the Dominion Parliament of
Canada empowered the Governor General to make "such regulations as he may,
by reason of the existence of real or apprehended war............
deem necessary or advisable for the security,
defence, peace, order and welfare of Canada"; and the question arose
whether such transfer of power was permitted by the British North America Act.
The Supreme Court decided by a majority of four to two that the Act was valid,
though the Judges who adopted the majority view were not unanimous regarding
the reasons upon which they purported to base their decision.
The Chief Justice was of the opinion that
there was nothing in the Constitutional Act which so far as material to the
question (1) 57 S.C.R. 150.
989 under consideration would impose any
limitation on the authority of the Parliament of Canada to which the Imperial
Parliament was not subject. Anglin J. referred to the decision in Hodge v. The
Queen(1) (supra) in the course of his judgment. He seemed to think that the
British North America Act did not contemplate complete abdication of its
legislative powers by the Dominion Parliament, but considered such abdication
to be something so inconceivable that the constitutionality of an attempt to do
anything of that kind was outside the range of practical consideration.
Apparently the learned Judge gave the expression "abdication" a very
narrow meaning. The opinion of Duff J. was much the same, and he considered
that there was no abandonment of legislative powers in this case, as the powers
granted could at any time be revoked and anything done there under nullified by
the Parliament. Idington and Brodeur JJ. dissented from this majority view.
This decision was followed in the "Reference in the Matter of the Validity
of the Regulations in Relation to Chemicals Enacted by the Governor-General of
Canada under the War Measures Act ", which is to be found reported in 1943
S.C.C. 1.
In this case the question raised related to
the validity of certain regulations made by an Order in Council in terms of the
powers conferred upon the Governor in Council by the War Measures Act and the
Department of Munitions and Supply Act. It was held that with the, exception of
paragraph 4 of the Order in Council the rest of the Order was not ultra vires.
It appears from the report that in this case it was not disputed before the
court that powers could be delegated by the legislature to the Governor in
Council under the War Measures Act. The question raised was whether the
Governor in Council could further delegate his powers to subordinate agencies.
The question was answered in the affirmative, the reason given being that the
power of delegation being absolutely essential in the circumstances for which
the War Measures Act has been designed so as to have a workable Act, the power
(1) 9 App. Cas. 117.
990 delegated must be deemed to form part of
the powers conferred by Parliament in the Act.
These are war time decisions and it is
apparent that the doctrine of delegation has been pushed too far in the
Chemical Reference case. In In re Gray (1) the learned Chief Justice at the
conclusion of his judgment expressly stated that the security of the country
was the supreme law against which no other law could prevail. I agree with the
Attorney-General that the competency of the Parliament to legislate could not
be made dependent upon the fact as to whether the law was a war time or a peace
time measure. But on the other hand, it is possible to argue that in a
legislation passed by a Parliament in times of war when the liberty and
security of the country are in jeopardy, the only policy which the legislature
can possibly formulate is the policy of effectively carrying on the war and
this necessarily implies vesting of all war operations in the hands of the executive.
There appears to be considerable substance in the observations made by Dixon
J.(2) that "it may be considered that the exigencies which must be dealt
with under the defence powers are so many, so great and so urgent and so much
the proper concern of the executive that from its very nature the power appears
by necessary intendment to authorise delegation otherwise generally forbidden
by the legislature." It may be mentioned here that the decision in In re
Gray(1) was sought t6 be distinguished in a subsequent Canadian case on the
ground that in case of emergency it was possible to pass legislation of this
sort by taking recourse to the residuary powers conferred on the Dominion
Parliament by section 91 of the North America Act (3).
In point of time, the case of In re The
Initiative and Referendum Act(4) comes immediately after that of In re Gray(1).
The dispute in this case related to an Act (1) 57 S.C.R. 150.
(2) Vide Victoria Stevedoring and General
Contracting Co. v. Dignan, 46 C.L.R. 73 at p. 99.
(3) Vide-Credit Froncier v. Ross, (1987) 3
D.L.R. 365. (4) [1919] A.C. 935.
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