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Securities and Exchange Board of India Act, 1992

NO.15 OF 1992

Sections Particulars
Chapter I Preliminary
1 Short title, extent and commencement
2 Definitions
Chapter II Establishment Of The Securities And Exchange Board Of India
3 Establishment and incorporation of Board
4 Management of the Board
5 Term of office and conditions of service of Chairman and members of the Board
6 Removal of member from office
7 Meetings
8 Vacancies, etc., not to invalidate proceedings of Board
9 Officers and employees of the Board
Chapter III Transfer Of Assets, Liabilities, Etc., Of The Existing Securities And Exchange Board To The Board
10 Transfer of assets, liabilities, etc., of existing Securities and Exchange Board to the Board
Chapter IV Powers And Functions Of The Board
11 Functions of Board
Chapter V Registration Certificate
12 Registration of stock-brokers, sub-brokers, share transfer agents, etc
Chapter VI Finance, Accounts And Audit
13 Grants by the Central Government
14 Fund
15 Accounts and audit
Chapter VII Miscellaneous
16 Power of Central Government to issue directions
17 Power of Central Government to supersede the Board
18 Returns and reports
19 Delegation
20 Appeals
21 Savings
22 Members, officers and employees of the Board to be public servants
23 Protection of action taken in good faith
24 Penalty
25 Exemption from tax on wealth and income
26 Cognizance of Offences by courts
27 Offences by companies
28 Power to exempt
29 Power to make rules
30 Power to make regulations
31 Rules and regulations to be laid before Parliament
32 Application of other laws not barred
33 Amendment of certain enactments
34 Power to remove difficulties
35 Repeal and saving
Schedule Schedule
  Part I
  Part II

[4th April, 1992]

An Act to provide for the establishment of a Board to protect the interests of investors in securities and to promote the development of, and to regulate, the securities market and for matters connected therewith or incidental thereto.

BE it enacted by Parliament in the Forty-third Year of the Republic of India as follows:-

Comment: This Act inter-alia seeks to provide a legal framework to protect the interests of investors etc.

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