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Securities Exchange Board of India

1. Application for Registration as Registrars to Issue or Transfer Agents or Both
2. FORM A - Application for Grant of Certificate / Renewal of Certificate under Regulation 3 of SEBI (Credit Rating Agencies) Regulations, 1999
3. FORM A - Application for Grant of Certificate of Registration as Custodian of Securities under Regulation of SEBI (Custodian of Securities) Regulations, 1996
4. FORM A - Application for Grant of Certificate of Registration as Venture Capital Fund under Regulation of SEBI (Venture Capital Funds) Regulations, 1996
5. FORM A - Application for Grant/Renewal of Certificate under Regulation 3 of SEBI (Merchant Bankers) Regulations, 1992
6. FORM A - Application for Registration as Debenture Trustee under Regulation 3 of SEBI (Debenture Trustees) Regulations, 1993
7. FORM A - Application for Registration as Underwriter under Regulation 3 of SEBI (Underwriters) Regulations, 1993
8. FORM A - Application for the Grant of Registration as Collective Investment Management Company under Regulations 4 & 5 of SEBI (Collective Investment Scheme) Regulations, 1999
9. FORM A - Application for the grant of Registration of Mutual Fund under Regulation 3 & 5 of SEBI (Mutual Funds) Regulations, 1996
10. FORM A - Application Form for Grant of Certificate of Registration as Foreign Institutional Investor under Regulation 3 of SEBI (Foreign Institutional Investors) Regulations, 1995
11. FORM A - Application Form for Registration as Stock Brokers with SEBI under Regulation 3 of SEBI (Stock Brokers and Sub-Brokers) Regulations 1992
12. FORM A - Regulation 3 of SEBI (Depositories and Participants) Regulations, 1996.
13. Form A -Application for grant of certificate/renewal of certificate under SEBI (Portfolio Managers) Regulations, 1993
14. FORM AA - Application for Registration as a Trading and / or a Clearing Member with SEBI under Regulation 16A of SEBI (Stock Brokers and Sub- Brokers) Regulations, 1992
15. FORM B - Application Form for Registration as a Sub-Broker with SEBI under Regulation 11 of SEBI (Stock Brokers and Sub-Brokers) Regulations 1992
16. FORM B - Certificate of Registration as Custodian of Securities under Regulation 8 of SEBI (Custodian of Securities) Regulations, 1996.
17. FORM B - Certificate of Registration as Depository under Regulation 7 of SEBI (Depositories and Participants) Regulations, 1996
18. FORM B - Certificate of Registration as Venture Capital Fund under Regulation 7(3) of SEBI (Venture Capital Funds) Regulations, 1996.
19. FORM B - Certificate of Registration under Regulation 10 of SEBI (Collective Investment Scheme) Regulations, 1999
20. FORM B - Certificate of Registration under Regulation 7 of SEBI (Foreign Institutional Investors) Regulations, 1995
21. FORM B - Certificate of Registration under Regulation 8 SEBI ( Registrars to an Issue and Share Transfer Agents) Regulations 1993
22. FORM B - Certificate of Registration under Regulation 8 of SEBI (Credit Rating Agencies) Regulations, 1999
23. FORM B - Certificate of Registration under Regulation 8 of SEBI (Merchant Bankers) Regulations, 1992
24. Form B - Certificate of Registration under Regulation 8 of SEBI (Portfolio Managers) Regulations, 1993
25. FORM B - Certificate of Registration under Regulation 8 of SEBI (Underwriters) Regulations, 1993
26. FORM B - Certificate of Registration under Regulation 9 of SEBI (Mutual Funds) Regulations, 1996
27. FORM C - Application for Grant of Certificate of Commencement of Business as Depository under Regulation 10 of SEBI (Depositories and Participants) Regulations, 1996
28. FORM C - Due Diligence Certificate under Regulation 23 of SEBI (Merchant Bankers) Regulations, 1992
29. FORM C - Recommendation Letter to be given by the Member with whom the Sub-Broker is affiliated under SEBI (Stock Brokers and Sub-Brokers) Regulations 1992
30. FORM C - Trusteeship of the Collection Investment Scheme under Regulation 18 of SEBI (Collective Investment Scheme) Regulations, 1999 [Regulation 18(2)]
31. FORM C - Trusteeship of the Mutual Fund under Regulation 16 of SEBI (Mutual Funds) Regulations, 1996
32. FORM D - Asset Management Company under Regulations 19 of SEBI (Mutual Funds) Regulations, 1996
33. FORM D - Certificate of Commencement of Business as Depository under Regulation 14 of SEBI (Depositories and Participants) Regulations, 1996
34. FORM D - Certificate of Registration under Regulation 6 of SEBI (Stock Brokers and Sub-brokers) Regulations, 1992
35. FORM DA - Certificate of Registration under Regulation 16 D of SEBI (Stock Brokers and Sub Brokers) Regulations, 1992
36. FORM E - Application for Grant of Certificate of Registration as Participant under Regulations 16 of SEBI (Depositories and Participants) Regulations, 1996
37. FORM E - Certificate of Registration under Regulation 12 of SEBI (Stock Brokers and Sub-Brokers) Regulations 1992
38. FORM F - Certificate of Registration as Participant under Regulations 20 of SEBI (Depositories and Participants) Regulations, 1996




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